AB & JB v The Secretary & Ors [2021] NSWDC 626
Catchwords: CHILD CARE APPEAL – appeal f rom the order of the Children’s Court refusing joinder of maternal grandparents in child care proceedings – refusal order set aside – leave granted for joinder
District Court
New South Wales
Medium Neutral Citation:
AB & JB v The Secretary & Ors [2021] NSWDC 626
Hearing dates:
15, 16 & 17 November 2021
Date of orders:
19 November 2021
Decision date:
19 November 2021
Jurisdiction:
Civil
Before:
Judge Levy SC
Decision:
1. The order made by the Children ’ s Court at Campbelltown on 21 July 2021 which refused the application by the maternal grandparents for leave to be joined to those proceedings, is set aside ;
2. Pursuant to s 98 ( 3) of the Children and Young Persons
( Care and Protection) Act 1998, leave is granted to the maternal grandparents to be joined as additional parties to the proceedings that are presently before the Children ’ s Court at Campbelltown;
3. The proceedings are remitted to the Children ’ s Court at Campbelltown to be determined in accordance with Order
( 2) above;
4. The exhibits
are to remain with the Court file ;
5. Liberty to apply on 7 days ’
notice if further or other orders are required.
Catchwords:
CHILD CARE APPEAL
–
appeal
f rom the
order of the Children’s Court refusing joinder
of
maternal grandparents in child care proceedings – refusal order set aside – leave granted for joinder
Legislation Cited:
Children and Young Persons (Care and Protection) Act 1998, s 3, s 9, s 10A, s 91, s 93, s 94, s 98, s 105, s 107(1)
Civil Procedure Act 2005 (NSW), s 58(2)
Cases Cited:
A v The Secretary, Family and Community Services [2015] NSWDC 307
Bell-Collins Children, Department of Family and Community Services [2015] NSWSC 701
D v C; Re B (No 2) [2018] NSWCA 310
EC v Secretary, NSW Department of Family and Community Services [2019] NSWSC 226
EL & WL v Director General of the Department of Human Services [2010] NSWDC 248
Category:
Principal judgment
Parties:
Maternal grandfather and grandmother (Appellants)
Secretary, Department of Communities and Justice (First respondent)
Mother (Second respondent)
Father (Third respondent)
Paternal grandfather (Fourth respondent)
Rene Forshaw (Independent Legal Representative – Fifth respondent)
Representation:
Counsel:
Ms R Dart (Appellants)
Mr J Harris (First respondent)
Ms L-M Saw (Second respondent)
Ms G Mahony (Fifth respondent)
Solicitors:
Stanfords (Appellants)
Crown Solicitor (First respondent)
Hansen Legal (Second respondent)
Marina Voncina (Third respondent)
Robert Tricca & Associates (Fourth respondent)
Forshaw Lawyers (Fifth respondent)
File Number(s):
2021/210664
Publication restriction:
Non-publication order
Judgment
Table of Contents
Child care appeal
[1]
– [6]
Non-publication order
[7 ]
Unexplained injuries to the child
[8] – [16]
Background and context
[17] – [46]
Evidence
[47] – [51]
The appealed decision of the
Children’s’ Court
[5 2]
Care plan prepared by the Secretary
[53]
Further factual background
[54] – [56]
Applicable legal principles concerning joinder of parties
[57] – [66]
Issues
[67] – [68]
Evidence summary
[69] – [125]
Ms Sarah Brown
[70] – [82]
Evidence filed in the Children’s Court
[83] – [91]
Evidence filed in the appeal
[92] – [125]
Submissions of the parties
[126] – [135]
Issue 1 – Policy and legislative objectives
[136 ]
Issue 2 – Whether
only
limited
leave should be
granted
[137] – [140]
Issue 3 – Genuineness of the stated concerns
[141] – [150]
Issue 4 – The effect of delay
[151] – [168]
Issue 5 – Prospects of success
[169] – [183]
Dispositive conclusions
[184]
Orders
[185]
Child care appeal
These
multi-party hard-fought
child care appeal
proceedings
concern the
proposed
placement of a
1 5
month old child
who was justifiably removed from parental care
on 22 October 2020,
at
age
8 weeks ,
on account of injur ies he sustained whilst in
the care of his
parents .
The proceedings are governed by the
Children and Young Persons
(
Care and Protection) Act
1998
( “
Care Act
” ).
The
discrete
matter at issue
in this appeal
is whether , contrary to the decision of the Children ’ s Court,
the child ’ s maternal grandparents should be
granted
the
leave
that they seek
to be
joined
as parties to the proceedings.
All five respondents have vigorously opposed the relief sought by the
appellants . In the course of their final submissions, counsel for the
appellants
and counsel for the Secretary, Department of Communities and Justice
( “ DoCJ ” ), acknowledged that this is a most troubling case.
The underlying Children ’ s Court proceedings have not yet been finalised. They are listed
to continue
in that Court on 24 November 2021 ,
next week,
subject
to the outcome of
the
discrete issue
of joinder as
raised in this appeal.
Consequently, this decision is delivered with some urgency
in light of those circumstances , and the expectation of the parties .
The early del iver y of these reasons has been facilitated by the efficient manner in which the legal representatives of the parties presented their written and oral submissions. This has enabled those resources to be drawn upon
in these reasons
to ensure the appeal
is
determined before the
resumption of the
hearing in the Children ’ s Court next week.
Following my consideration of the evidence and the submissions of the parties, and for the reasons that follow, I have concluded that the
appellants
are entitled to the relief of joinder to the Children ’ s Court proceedings as sought in this appeal.
Non-publication order
An order h as
been
made pursuant to s 105 of
the
Care Act
,
prohibiting the publication of the name
of the child the subject of th e proceedings, or the publication of any information or details of any other parties, witnesses or persons named in evidence,
to
de- identify the child who is the subject of the appeal.
To preserve the anonymity of the child who is the subject of the appeal, the child, the mother, the father, the child ’ s maternal grandparents, and the paternal grandfather, will be referred to by those terms.
Unexplained injuries to the child
It is
un disputed that
when the child
presented
at hospital
on 19 October 2020,
numerous
unexplained
injuries were found on
him .
His
presentation to hospital occurred two days after the injuries were sustained.
Th e circumstances
led to the
involvement of child protection officers and police, and this in turn led to
the
child ’ s removal
from parental care .
The injuries
to the child
included a bite mark to a cheek, bruising around the face towards the ears, abrasions to the nasal bridge and right eyebrow, swelling to the back of the head, bruising to the floor of the mouth underneath the tongue, thickened scar tissue
on
the upper lip, a comminuted fracture of the left femur
with separation of fragments, swelling
of the left leg , a fractured clavicle ,
and
multiple bilateral
rib
fracture s: Exhibit
“ A ” , Tab 19, p p
233
–
24 7; T20.24
–
T20.25 .
It is confronting to consider
that
such injuries were occasioned to a helpless 8 week old child.
Concerningly, the contemporaneous hospital records noted that at the hospital, the father told medical staff he had head-butted the child on 17 October 2020: T20.50; T22.6.
There are also other references in the evidence to the father having told investigating police officers that prior to the child being seen at hospital, he had dropped the child: T25.17
–
T25.23. The DoCJ caseworker was unable to identify
or clarify
the circumstances surrounding that
dropping
event: T25.45
–
T25.48.
This is concerning insofar as DoCJ i s
proposing to restore the child into
the father ’ s
care.
In light of th e
inability
to clarify that matter , it is difficult to understand how DoCJ, or Ms
Sarah
Brown,
the DoCJ caseworker,
could reasonably believe that the father was not responsible
“
for any of the injuries
”
suffered by the child in the events in question: T32.10
–
T32.14. It is not apparent as to how Ms Brown or DoCJ
had
arrived at that conclusion in light of admissions to the contrary that
are
referred to in the evidence.
As the Children ’ s Court Clinic assessment of the father has not been tendered in the appeal, the extent to which the father has
or has not
acknowledged his role in the cause of the child ’ s injur ies ,
and
the child ’ s
delayed presentation to hospital ,
those matters
cannot be
fully
or transparently
considered in these reasons.
The father ’ s affidavit filed in the Children ’ s Court on 5 July 2021, on the
limited
issue of joinder
( Exhibit
“ A ” , Tab 10, pp 117
–
127), was defensively framed in response to the application for joinder
by
the maternal grandparents . It
sheds no light on the manner in which the child sustained his injuries whilst in parental care.
The father ’ s affidavit filed in the appeal on 16 September 2021
( Exhibit
“ A ” , Tab
23 , pp
346
–
364 ),
appears to be
in a similar vein, and is similarly uninformative as to the manner in which the child was injured, other than
the inclusion of a
bland
statement of
denial of causing
“
any injuries
”
to his son . This was said in response to a
particular
accusation
that
he had fractured
his son ’ s collarbone: Exhibit
“ A ” , Tab 23, p 360, line 1.
That denial must ultimately be viewed
with caution
in light of admissions made elsewhere, including as cited above , a lso
taking into account the evidence of
the father ’ s intellectual disability .
In this case,
because of his
infancy ,
t he child has no ability to throw light on the
underlying
events. There are glaring gaps
in the evidence
that need to be addressed and filled. In those circumstances the maternal grandparents
justifiably
seek leave to be joined to the proceedings as they claim their
participation in the proceedings provides scope for filling in
relevant
evidentiary gaps, which would serve the best interests of the child:
s 9 ( 1) of the
Care Act
;
Bell-Collins Children, Department of Family and Community Services
[2015] NSWSC 701, at [34].
Background and context
T he child ’ s injuries were detected
at
the hospital at the
vulnerable
age
of
8 weeks
during
a routine
public
hospital admission
for a pre-arranged
medical
procedure to be carried out . Initially both parents were thought
by authorities
to have been responsible for the child ’ s injuries.
At that time , the child ’ s parents provided what
police
considered to be fabricated explanations for those injuries.
Subsequently,
the
child ’ s
mother, the second respondent
in th e se proceedings , came forward
to police
and made certain disclosures about
the cause of
some of those injuries.
Some of those injuries
still
remain inadequately explained.
The parents are the only persons who can provide full explanations
as to the
circumstances in which
those injuries
were incurred,
and this has not yet occurred.
The
DoCJ
casework er, Ms Brown, was unable, from
he r
“
brief discussions
” , to elicit any cogent explanation from the father as to how, for example, the child sustained bruising to his cheek: T24.9
–
T24.18. Similarly, Ms Brown could not recall whether she had discussed with the father the circumstances in which
the father
had dropped the child
before his presentation to hospital : T25.30
–
T25.48.
In view of th e
mother ’ s
albeit belated
disclosures
to police
about the child ’ s injuries ,
s he
is presently awaiting a committal hearing
on charges
alleging
she occasioned
reckless grievous bodily harm and assault causing actual bodily harm
to the child . She has not
yet
entered a plea
in relation
to those charges.
It appears from the evidence that DoCJ has not
undertaken
its own
detailed
factual
investigation of the circumstances of the child ’ s injuries and has simply relied on
the
police investigations ,
which necessarily had a more limited focus .
Th is
appeal arises because ,
on 21 July 2021 ,
the Children ’ s Court
sitting
at Campbelltown
refused to grant leave to
the
appellants , the child ’ s maternal grandparents,
to be joined as parties to the proceedings. The maternal grandparents are dissatisfied with that refusal
order
and they seek a
separate
determination of that
discrete
issue
in this appeal
before the
underlying
proceedings resume in the Children ’ s Court
on 24 November 2021.
Initially,
on an interim basis, after
the child ’ s
removal and
placement in
emergency accommodation,
between 28 October 2020 and 9 December 2020,
the child
was
in the parental care of the Minister.
This remains the case.
On the latter date ,
an establishment order was made
by the Children ’ s Court
placing the child under the p arental control of the Minister .
The child
h as
been
placed into the temporary care of the paternal grandfather.
On t he evidence , that is
a
troubling
arrangement
because
the paternal grandfather was involved in the chain of events that led to
a
significant
delay in
the child receiving urgent and necessary medical attention
for his very serious injuries. This raises
serious
questions about the capacity for insight ,
both on the part of the father and the paternal grandfather
on child care issues .
In that regard,
it is difficult to understand
Ms Brown ’ s evidence concerning the approach by DoCJ to that issue. The evidence emerged from the cross-examination of Ms Brown by counsel for the maternal grandparents, as follows:
“Q. What was the explanation given to you by each of the parents for the delay in obtaining medical attention, firstly, for that injury?
A. From my recollection, [the father] has informed me that he did approach [the mother] about taking [the child] to seek medical advice. And [the mother] suggested that they wait until their scheduled appointment for a Monday, and [the father] has informed me that he did not want to cause an argument with [the mother] and therefore waited until the Monday.”
[T31.40 – T31.46]
That evidence unquestionably shows that
in delaying pursuing of medical attention for his son,
the father had placed his own interests in avoiding an argument with the mother ahead of the child ’ s urgent need for medical attention . This was
in the face of seriously concerning injuries.
Therefore, a
question of adequacy of his insight arises, glaringly so.
In those circumstances, on the evidence available for consideration on the appeal, it is difficult to see how DoCJ could justify allocating parental responsibility for the child to the father without exposing the child to undue
and unacceptable
risk of serious harm, as could arise
i f the child needed future medical attention,
which
can
occur at random.
When counsel for the maternal grandparents further explored the issue of the delayed presentation
of the child to hospital
for medical attention, Ms Brown ’ s evidence revealed that an important aspect of the Department ’ s plan for the safety, welfare and wellbeing of the child
was based on an enormous leap of faith in a
tenuous and
as yet undefined
proposed
support system,
described as scaffolding,
as is evident from the following evidence:
“Q. In your role as caseworker, do you consider that that is an adequate explanation for why such a young child was not presented immediately for medical attention after suffering a serious injury?
A. We were concerned, at the department, that he did not take
[the child]
independently to get medical advice. However, the plan that we have for [the child] to be restored to his father involves a lot of support. And it is a - a restoration with a lot of scaffolding and support to make sure that [the child]
is safe.”
[T32.1 – T32.8]
As described above, that plan , as identified by Ms Brown,
is
tenuous and
flimsy to say the least. This shows that the maternal grandparents are right to seek to intervene and be joined to the
Children ’ s Court
proceedings to voice
their
concerns, not only on their behalf ,
but also on behalf of the ir voiceless
grand child. It is concerning that the
independent legal representative
( “ ILR ” ),
seemed not to
have
pick ed
up on this issue.
In the
paramount
best interests of the child, plainly, he needs a contradictor in his corner to safeguard his
safety, welfare and wellbeing .
In February 2021, on the basis of a kinship assessment
arranged by the
Secretary,
the Department
was
planning to recommend
to the Children ’ s Court
that the child be placed into the long term care of the maternal grandparents until he reached the age of 18 years.
On 24 March 2021,
at the request of the child ’ s father ,
the Children ’ s Court ordered the preparatio n of a Children ’ s Court Clinic assessment of the father ’ s parenting capacity .
That report wa s not
tendered
in evidence in this appeal. It has
not
been
made available to the maternal grandparents ,
but its effect was made known to them
by DoCJ .
In that regard, o n 31 May 2021, on the basis of th e Children ’ s Court Clinic
assessment report, the DoCJ caseworker
with responsibility for overseeing
the child ’ s care
informed the maternal grandparents that
the position of
DoCJ
had changed
in respect of
the proposal for allocation of
parental responsibility ,
in that DoCJ
now supported
a
different
plan
that
ultimately
involved
the child be ing
restored to his father , with the support and assistance of the paternal grandfather, for an initial period of 2 years .
That decision
has
caused
considerable
distress to the
maternal grandparents
because until that time,
they had been having twice weekly contact with the child, including
some
overnight contact . T he change of plan meant that their contact
with the child
would be
significantly
reduced to daytime hours, every three weeks.
On 16 June 2021,
absent
an
agreement
being reached
at a Family Group Conference, the maternal grandparents
unsuccessfully
sought leave to intervene in the Children ’ s Court proceedings . They sought
joinder
to those proceedings
so
that
their voice could be heard in that Court
with regard to
ventilating matters o f
relevance pertaining to
the child ’ s best interests : s 98 ( 3) of the
Care Act
.
On 21 July 2021 ,
the Children ’ s Court sitting at Campbelltown ,
refused the maternal grandparents ’
application that they be joined to the proceedings. The maternal grandparents are dissatisfied with that decision, hence the present appeal. The appeal proceeded as a hearing
de novo
pursuant to s 91 ( 1) and
( 2) of that
Act
,
with further and more extensive evidence presented compared to that which was before the Children ’ s Court
at the time leave was refused .
The background to the appeal is that o n 29 June 2021, DoCJ presented a care plan to the Children ’ s Court based on its assessment that there was a realistic possibility of the child being restored to his father ,
“
with supports
” ,
and
to the exclusion of the mother . That care plan
significantly
provided
more limited contact with the maternal grandparents than was previously the case . The maternal grandparents are
therefore
understandably
apprehensive over
the future prospect of further reductions in those contact arrangements ,
not just in relation to their own interests, but in the best interests of the child .
The child
is presently being
looked after
by his paternal grandfather
under the supervision of the DoCJ caseworkers
pending
the Children ’ s Court considering a
pro posal for the
restoration
of the child
into the care of
the
father . That proposal involves
the impl ement ation of
certain conditions
that
the father will be
expected to
me e t over
the course of a two year period ,
“
with supports
” , as discussed at paragraphs [
28
] to [
29
] above.
In the
background
there
ha s
been
considerable
historical
acrimony between the maternal and paternal families, accompanied by
a series of
allegations
and counter-allegations
which have been brought to the attention of DoCJ.
This hearing does not require that those matters be analysed in detail for
the purpose of
a reasoned resolution
of the issues in the appeal .
Such conflict
is a
peripheral
matter for the Children ’ s Court
to consider
in the appropriate context ual focus: s 9 ( 1) of the
Care Act
.
The DoCJ caseworker is aware of those matters and considers that
there should be
no change
to
the
plan
for restoration
in the circumstances.
At this point it is relevant to note that
in refusing the application for leave for joinder,
the Children ’ s Court
con sider ed
the
existence of a
background of inter-family acrimony to be a disentitling factor for the grant of leave.
In my view, that conclusion was based on a miscarried exercise of discretion ,
as will be explained in dealing with the issues
calling for decision .
In addition to the acrimony
referred to
above, there is
an
additional
layer of
acrimony between the child ’ s mother and her own parents. The child ’ s mother , like the child ’ s father,
has an intellectual disability .
T hat
layer of
acrimony has to be viewed in the context that
in this application
the child ’ s mother has made complaints and allegations about her own upbringing by her parents.
It should be noted that those complaints have emerged
in the context of a
relatively belated timing ,
and
they
are
in a form
involving
extensive coherent detail that gives rise to
some
doubts
as to
the
provenance
of that account
in view of
t he
mothe r ’ s
documented intellectual
impairments .
That is not a definitive analysis as the mother was not required for cross-examination on what
remained
her unperfected affidavit.
It is not necessary to
further
traverse
the detail of
those matters
of acrimony
in
these reasons other than to record that such conflicts are not unusual
in this jurisdiction,
in the face of
the dynamics of
dysfunction and interpersonal difficulties
in families under stress .
At this point i t is pertinent to record that any decisions made in this appeal must have as their focal point the paramount issue of the child ’ s best interests: s 9 ( 1) of the
Care Act
.
Whilst
t he Secretary,
each of
the child ’ s parents, the child ’ s paternal grandfather
and the child ’ s I LR ,
all
vigorously
oppose the application
by the maternal grandparents
for joinder
to those proceedings ,
it is difficult to find justification for that combined stance .
Evidence
The
parties have co-operat ed
in the preparation of an indexed Court Book
comprising 396 pages behind 24 T abs : Exhibit
“ A ” . A detailed
chronology
has
been prep ared a nd
ci rculated: Exhibit
“ B ” . There is a draft minute of
a
care order that
the Secretary will rely upon in the Children ’ s Court : Exhibit
“ C ” .
The Secretary also tendered a f inal order of apprehended domestic violence order
taken out by police and
applicable
to the child ’ s father ,
dated 22 December 2020 . This was
taken out by Detective Gatt from the Child Abuse Unit South West Metro, Liverpool : Exhibit
“ D ” .
The Secretary also tendered an e mail dated 15 November 2021 from Detective Gatt regarding
some
possible
“
slight
”
amendments to
th at
A D VO : Exhibit
“ E ” .
Absent a full account of the circumstances in which the child was injured whilst in parental care,
given
Detective Gatt ’ s cited comment,
it is difficult to see how the terms of the ADVO against the father can be legitimately watered down as was suggested in submissions.
That improbable position seems to be the
tenuous
foundation for the scaffolding of the Secretary ’ s care plan.
At the commencement of the hearing
of the appeal
it was indicated that a number of witnesses would be required to give oral evidence and at tend for cross-examination on t heir affidavits. That process commenced with the oral evidence of Ms Sarah Brown, the DoCJ caseworker. After her evidence
concluded
the parties
met and
indicated no further oral evidence would be called . The parties
indicated that they
we re content to rely on the content of
the affidavits within the Court Book.
After reading the material within the Court Book it became evident that the DoCJ caseworker should
be required to
return to answer questions posed by the Court: s 107 ( 1) of the
Care Act
. At the conclusion of that process the parties were afforded the opportunity to ask any
further
questions that
might have arisen
from that course. The representatives of the
maternal grandparents, the mother, and the father ,
took up that opportunity.
The appealed decision of the Children’s Court
Th e appealed decision of the Children ’ s Court ,
which refused leave for the joinder of the maternal grandparents,
was
made
up on three
principal
grounds . First,
the need to
avoid delay in maki ng appropriate placement orders
in the case of such a young child, secondly,
t he
assessment that the mater n al grandparents had
unlikely
prospect s
f or
the ir applica t ion
succeeding in their endeavour to seek
to have the child
place d
with them , especially
in light of evidence of family discord and acrimony ,
and
thirdly,
because of
the need to proceed
in accordance with the
need to apply
the
paramount
principle of the child ’ s best
interests: s 9 ( 1) of the
Care Act
,
including
ensur ing
that
the child remained in a stable
placement.
Care plan prepared by the Secretary
In the underlying Children ’ s Court proceedings, the Secretary
relies upon
a care plan which allocates all aspects of parental responsibility for the child to the Minister for a period of 24 months, following which it is intended that responsibility will be allocated to the father,
“
with supports
”
that are at this stage ill-defined ,
to the exclusion of the mother, until the child reaches the age of 18 years. That plan involves acceptance of a series of undertakings from the father, and a staged restoration of the child into his parental care
and modification of present ADVO arrangements. I make no comment on whether that plan is realistic . The maternal grandparents are dissatisfied with those plans and wish to intervene
to ventilate factual matters that would arguably influence the outcome of that consideration .
Further factual background
The submissions made
by counsel for
the maternal grandparents in support of the application for joinder
succinctly
draw upon some salient
factual
features
from
within the evidence , as follows:
“13.
On the day of his presentation to Liverpool Hospital,
[the child’s]
injuries were referred to the State Crime Command, Child Abuse Unit of NSW Police for investigation.
14.
On 19 October 2021, the father reported to hospital staff that he headbutted [the child] on 17 October 2020 and [the child] was bitten on the cheek by an insect and then stated he may have been harmed by the father’s nephew
( aged 3) and thought his swollen leg was normal baby “cubbyness”
( [the child] having been born with a club foot)
(Ex. 1, page 43).
15.
The parents informed the hospital that [the child] had been unsettled since 16 October 2020 which was unusual for him and that they had called the paternal grandfather for advice but otherwise did not present him at the GP because the GP only works certain days
(Ex. 1, page 41).
16.
NSW Police record that both parents provided similar versions of how [the child] came to be injured to police, which police believed were fabricated. It has been recorded that both parents claimed that the father’s 3 year old nephew fell on [the child] but could otherwise not explain his injuries including the bite mark
(Ex. 1, page 238).
17.
The maternal grandparents have raised concerns in these proceedings about
witnessing the father prior to [the child’s]
removal pushing down on his ribs
( ostensibly to assist with constipation)
(Ex 1, page 161( 22)) and
[the child’s]
extreme distress at a seemingly unnecessary nappy change by the father
(Ex.1, page 161(27).
18.
The maternal grandparents also deposed to Detective Gatt informing them that the father disclosed dropping
[the child]. Concerningly, the cross-examination of Ms Brown revealed that was
(sic)
she was aware of this, neither she nor any other Departmental worker had taken steps to investigate with the father the circumstances in which he came to drop
[the child].
19.
On 12 November 2020, the father is recorded as having attended upon his GP and advised that he was feeling down for a while even before the birth of
[the child] , was more irritable, reduced appetite and had trouble getting to sleep, and that his symptoms had become worse following the removal of
[the child] . He reported a longstanding altered perception of a black figure following him around. He otherwise denied hurting [the child] and stated that he did not think the mother had done so either
( Ex. 1, page 39
(24(d)).
20.
On 17 December 2020, the mother informed her GP that she had broken up with the father after she was told by DCJ that she may not be able to have [the child] restored to her care
(Ex. 1, page 40). Ms Brown confirmed in her oral evidence that the separation was not a Departmental directive or suggestion.
21.
On 5 January 2021, the mother approached police stating she
wanted to talk as she was now “ starting to remember
things” and made admissions as to dropping [the child] onto the couch on purpose on 15 October 2020
( which police attribute to his leg injury) and biting him on 17 October 2020 after he bumped his head into hers
( Ex. 1, page 240). The fact that these disclosures occurred in the context of the mother
“starting to remember things”
is particularly troubling given her intellectual disability, assessed in May 2014 as being in the Borderline
( or well below average) range of intellectual functioning, as measured by a full scale IQ. That assessment noted her thinking and reasoning abilities exceeded those of approximately 3% of young people her age
(Ex. 1, page 176).”
[Names redacted]
The references to Exhibit 1 in the summary
cited above
should be read as references to Exhibit
“ A ” , the common Court Book.
Some additional factual matters identified
on behalf of the maternal grandparents
in support of their application for joinder
raised
the following points as justification for
that
intervention:
On 14 January 2021, a kinship / placement assessment of the maternal grandparents was completed by
a DoCJ appointed social worker, Ms
Renee Coiner .
That report
had
re commended them as proposed long-term
carers for
the child ,
and that
in the event that
the child
would
not be placed in their care, that they be approved as respite carers for him : Exhibit
“ A ” , Tab 17, pp
206
–
207 . Tho se recommendations were subject to the completion of probity checks .
I t has not been suggested that those probity checks identified any issues of concern.
Thereafter,
D o CJ staff continuously reassured the maternal grandparents at various stages
in their communications
that they were supporting
a proposal for
the child
being placed in their long-term care ;
O ne such communication was o n 23 February 2021,
when A/Manager c asework er
Rebecca McNamara sent an email to the maternal grandparents stating
“
As you are aware, we are recommending that
[the child]
is moved into your care and to live with you and your family until he reaches the age of 18
” : Exhibit
“ A ” , Tab 17, p
210;
Another such communication was o n 6 April 2021,
when the
caseworker ,
Ms
Brown ,
sent an email to the maternal grandparents in which she foreshadowed that the outcome of the Children ’ s Court Clinic may impact the outcome of proceedings, but otherwise stated
“
As I have explained previously we are following the carer assessment recommendations that if
[the child]
remains in care that he be transitioned to you both to be his long term carers. However if DCJ do
change their view regarding this I will let you know
” : Exhibit
“ A ” , Tab 21, p 277;
On 5 January 2021,
whilst police investigation of the child ’ s injuries were pending,
the mother approached NSW Police and made admissions as to the cause of some of
the child ’ s
injuries
( Exhibit
“ A ” , Tab 19, p 2 39) and
she
was subsequently charged with
indictable offences already identified at paragraph [
20
] above;
On 24 March 2021,
at the request of the father, who at that time was participating in a n 8 week
parenting course
entitled
“
Circle of Security Parenting
”
Certificate
( Exhibit
“ A ” , Tab 5, p 57 ) ,
the Children ’ s Court made an order
requiring
the preparation of a Children ’ s Court Clinic Assessment of the father. That
assessment
report was made available to
all
parties
except the maternal grandparents,
on or about 23 May 2021 ;
On 31 May 2021,
just two days before a family conference was to be convened,
the DoCJ
caseworker ,
Ms Brown ,
informed the maternal grandparents for the first time that the Department
had changed its position so that it was now
supporting
a
restoration
of the child to the father;
Absent the opportunity of reviewing the content of the Children ’ s Court Clinic assessment report in relation to the father, the maternal grandparents remain at a loss to understand that change of plan;
On 1 June 2021 a Family Group Conference was convened, which included the maternal grandparents. The
proposed
outcome was that
the child ’ s
contact with the maternal grandparents ,
which had been occurring twice per week and included overnight
contact,
would be decreased to daytime visits every 3 weeks. Th at proposal
was not agreed
to by the maternal grandparents . As they were not parties to
the Children ’ s Court proceedings, they had no voice to advocate for a different position in the child ’ s best interests ;
On 16 June 2021, the maternal grandparents sought leave to intervene in the Children ’ s Court proceedings pursuant to s 98 ( 3)
of the
Care Act
.
They did so because of concerns they
held
for the child ’ s safety welfare and wellbeing particularly in relation to the
incompletely explained
circumstances in which the child was injured ,
and the father ’ s complicity in either providing or supporting explanations to the police on those matters where the
investigating
police believed there were aspects of those accounts that
had been
fabricated ;
On 29 June 2021, D o CJ presented a
care plan
to the Children ’ s Court containing an assessment that there was realistic possibility of
the child
being restored to the care of the father to the exclusion of the mother. The maternal grandparents are not privy to that
care plan , notwithstanding it contains D o CJ's proposals for contact with the maternal grandparents. It is understood that the D oC J is intending to further reduce the maternal grandparents ’
contact to daytime periods on a monthly basis plus
some other
time s
limited
to
special occasions;
On 21 July 2021,
the Children ’ s Court refused the application of
the maternal grandparents
for
leave to
be
join ed to
the proceedings
so that they could
be
heard with respect to any issue;
On 13 September 2021, a Dispute Resolution Conference
( “ DRC ” ),
was held :
Ex hibit
“ A ” ,
Tab
21 ,
p 264. Having been denied leave to be joined as
parties , the maternal grandparents did not participate in that DRC, nor were they invited to
do so .
Applicable l egal principles
concerning
joinder of parties
In proceedings under the
Care Act
, any decision concerning a child must take into account the paramount principle of the safety, welfare and wellbeing of the child who is the subject of the proceedings: s 9 ( 1) of the
Care Act
.
The
alternative
statutory hierarchy of the permanent placement principles set out in s 10A of the
Care Act
concerning a kinship placement must be observed where a parental placement is determined to be unsuitable.
All proceedings in the
Children ’ s Court ,
and therefore related appeal proceedings in this Court, should proceed to finality as expeditiously as possible , that is without unreasonable delay,
in order to minimise the effect of the proceedings on the child and the child ’ s family: s 94 ( 1) of the
Care Act
.
Delays as a consequence of adjournments should be avoided to the maximum extent possible: s 94 ( 4) of the
Care Act
.
The paramount best interests of the child must necessarily be linked to the fundamental requirement
of
procedural fairness in cluding
procedural fairness
to the child :
D v C; Re B
(
No 2)
[2018] NSWCA 310, at [43], [91]-[92]. In my view, that statement applies equally to grandparents
who are at risk of a change to their level of contact with
a grandchild , where
both of the grandparents and a
grandchild have
an interest in having that issue considered in a procedurally fair manner .
Relevant to this cas e, whilst
the term
“
family
”
within the meaning of s 94 ( 1)
of the
Care Act
is not defined, s 3 ( 1) defines
“
relative
”
to include parents and grandparents, which I construe to
be
within the meaning of family.
Persons who have genuine concerns for the safety, welfare and wellbeing of a child involved in Children ’ s Court proceedings may, by leave, appear in the proceedings, including by legal representation, including for the purpose of questioning witnesses on relevant matters
and filling in evidentiary gaps : s 98 ( 3) of the
Care Act
;
Bell-Collins Children, Department of Family and Community Services
[2015] NSWSC 701, at [34].
In distilling the applicable case law, the factors relevant to the exercise of the discretion to
grant leave for
the joinder of additional parties ,
the guiding
principles are helpfully found in the decision of Sackar J in
EC v Secretary, NSW Department of Family and Community Services
[2019] NSWSC 226 .
Applying those principles, e xcluding a relevant voice with detailed knowledge of the issues
from child care litigation,
would not be acting in a way that ensures the safety, welfare and wellbeing of children, even if
including such voices
prove s
to be a source of delay. That
view
is justified
because,
even in non-adversarial litigation, the nuances that
can
emerge from cross-examination
can
come to bear in the determination of conflicting viewpoints and disputed evidence :
EC v Secretary, NSW Department of Family and Community Services
,
at [19]-[20].
Great grandparents
( and by deduction, grandparents), may have a
“
genuine concern
”
on both a subjectiv e and objective basis ,
which
means they
deserve
to have
an intervening voice in the proceedings
as stated
in
EC v Secretary, NSW Department of Family and Community Services
,
at [ 67], considering also, the decision in
EL & WL v Director General of the Department of Human Services
[2010] NSWDC 248 .
Issues
In my assessment, a
review of the evidence, the applicable legal principles, and the submissions of the parties in this appeal indicates that the issues which call for decision may be conveniently identified to be as follows:
T he public policy principles and objectives within the governing legislation
comprising the
Care Act
must be applied;
If a grant of leave
for joinder
is warranted, should
such leave
be limited to
a
specific issue ,
s uch as
contact arrangements;
Whether t he
maternal grandparents have
genuine concern s
as to safety, welfare and wellbeing of the child who is the subject of the appeal , which underpins the application to intervene by way of joinder ;
A consideration of the effect of possible delay in the finalisation of the proceedings;
The prospects of success of the
appellants
for leave if granted.
Those
matters, which necessarily involve the exercise of reasoned discretion,
will be addressed after
reviewing and summarising the essence of the evidence tendered in the appeal .
Evidence summary
In the paragraphs that follow, I
identify
the evidence
that was considered
in this appeal.
Given the urgency for delivery of these reasons,
I will limit the
detailed exposition of the evidence
to matters of relevance to the issues on the appeal .
Ms Sarah Brown
Ms Sarah Brown, the DoCJ caseworker, provided
both
affidavit
and oral
evidence in the appeal .
That evidence is summarised in the paragraphs that now follow.
Affidavit evidence of Ms Brown
The Secretary relied upon
three
affidavit s
by Ms Brown . The first
affidavit was affirmed
on 16 September 2021
for the purpose of the appeal:
Exhibit
“ A ” , Tab 21, pp 260
–
304.
Her
two
other
affidavits
were filed
in the Children ’ s Court proceedings: Exhibit
“ A ” , Tab 5, pp 31
–
33; Tab 6 pp 34
–
65.
Ms Brown ’ s
evidence provided the historical background to the proceedings.
Ms Brown confirmed that whilst DoCJ had initially considered placing the child with the maternal grandparents, as the father ’ s situation had improved and was undergoing progressive improvement, the statutory placement hierarchy of kinship influenced DoCJ to change its view with the result that an ultimate placement with the father was now contemplated. The maternal grandparents were dissatisfied with that approach.
Oral evidence of Ms Brown
Ms Brown
gave oral evidence in the appeal on 15
November 2021
( T17
–
T47),
and 17 November 2021
( T54
–
T62) . She
was questioned by all parties except the ILR .
Aspects of the oral evidence given by Ms Brown on 15 November 2021 has already been referred to at
paragraphs
[
10
] to [
11
],
[
19
] ,
and [
25
]
to [
29
]
above.
In
Ms Brown ’ s oral
evidence
given on 17 November 2021 ,
she
could not explain why the Children ’ s Court had not been approached to obtain an order for the release of the
Children ’ s Court Clinic assessment report
so it could
be disclosed to the maternal grandparents: T54.15
–
T54.31. Similarly, she could not shed light upon why the maternal grandparents had not been interviewed by the Children ’ s Court clinician: T54.40
–
T54.2.
In light of the evidence of acrimony
existing
between the different parental families, Ms Brown was asked to explain what action had been taken by DoCJ to
“
heavily
”
oversee the relationships between the grandparents as
was
recommended by Ms Coiner, the kinship assessor
who had been
commissioned by Ms Brown to write a report. The answer was illuminating in that it showed the issue had not been properly addressed, as appears below:
“ A. So in terms of when this report was written in January, DCJ or myself had a lot of communication with both sides of the family in regards to contact and what that would look like and when that would occur. However, once we had the family group conference where the family were able to talk about their plan for contact with
[the child]
then from then on DCJ thought it was not necessary to continue as much contact and arrange, and have as much - yeah, be involved as much.
Q. Whose decision was that?
A. With consultation with my manager.”
[T57.8 – T57.17]
In the context of what has been described as continuing acrimony between the parties,
it is difficult to understand
that
laisser-faire
approach.
Ms Brown was asked whether anything had been done to follow-up the kinship assessor ’ s
suggestion for a referral for mediation to address the problems that existed between the respective groups of grandparents: T57.19
–
T57.36.
Her response was illuminating insofar as it explained why nothing along those lines had been implemented:
“Q. If you go to the last paragraph on that page, you'll see under the heading recommendations, that it was further recommended that the DCJ support the maternal and paternal grandparents to develop a family time regime to minimise potential conflict. What was done in that regard? Can you explain that to me?
A. Phone calls and emails between me and - and both sides of the family in regards to contact schedule and feedback about that contact schedule. Not - nothing - a contacts schedule was never particularly wrote up on like a single page, it was more discussions via phone calls and emails between me and the parties.
Q. Going back to about point five of this page, in the context of the assessor referring to conflict between
[paternal grandfather] ,
[maternal grandfather]
and
[maternal grandmother], it was suggested that there be a referral for mediation as an appropriate means to address this question. His
(sic) DOCS done anything in that regard?
A. From my understanding, mediation is quite similar to a family group conference because a mediator is involved. And so the family group conference occurred.
Q. Do you understand there to be a difference between the function of a facilitator and a mediator?
A. I do not have much knowledge in that area, sorry. And that would - but that's in consultation, like, that's not a decision that I would make, rather, my manager would that make
Q. So whose decision would be to decide whether or not to refer to a mediation?
A. The manager.”
[T57.19 – T57.46]
Ms Brown was unable to satisfactorily explain why the reference in the kinship assessor ’ s report to
the existence of
a separate
“
best interests
”
report could be said to be non-existent when that answer was not supported by the
clear
reference
in Ms Coiner ’ s report
to such a report
being in existence. Her evidence in that regard was as follows :
“Q. "This report is to be read alongside the 'best interests' report, also prepared by the assessor". Where is that report?
A. So from my understanding, it just referred to the paternal grandfather's assessment and this assessment. There's no other assessment that we have seen or that they had provided to us.
Q. Am I correct in understanding that the maternal grandparents have not seen that report?
A. From my understanding, there is no additional report. So no.”
[T58.2
– T58.10]
On that topic , in the course of Ms Brown ’ s evidence ,
where an explanation was sought as to whether the maternal grandparents had ever seen an assessment report in relation to the paternal grandfather, counsel for the Secretary made the fair concession that the report in question had not been provided to them: T58.29. This raises a question of procedural fairness, as was pointed out to
the parties
at the time: T58.32.
Ms Brown was asked whether the Department has a guideline for assessing the realistic possibility of restoration that in clud es the notion of support. She was unable to say whether such a guideline existed, but noted that such decisions are made by managers: T58.48
–
T59.18.
In the paragraphs that follow, I set out my review of the
other
affidavit evidence in the Children ’ s Court as tendered in these proceedings, and the affidavits relied upon in the appeal.
Evidence filed in the Children’s Court
In the paragraphs that follow, the affidavits filed in the Children ’ s Court proceedings are the subject of a limited review in terms of relevance to the issues raised in this appeal, namely, whether the maternal grandparents have demonstrated a legitimate interest in the yet to be concluded proceedings
in the Children ’ s Court. The summary appears in the date order in which the affidavits were prepared.
Affidavit of maternal grandmother sworn 16 June 2021
The affidavit
of the maternal grandmother sworn on 16 June 2021 formed the initial basis for the application for the joinder of the maternal grandparents in the Children ’ s Court proceedings: Exhibit
“ A ” , Tab 3, pp 9
–
25.
This affidavit traversed the maternal family history, identified the mother ’ s mild intellectual disability and her speech impediment, and identified the origins of the fractured relationship between the mother and her parents, and the difficult relationship that developed between the maternal grandparents and the father after the mother became pregnant with the subject child. It is not necessary to recount the detail of those matters other than to record that the emergent rift that continues, and it seems to be entrenched.
The first occasion on which the maternal grandparents knew of a police involvement with the child and his parents in respect of injuries to the child was as a result of a telephone call received from a child protection police officer on 9 December 2020.
This affidavit identifies concerns held by the maternal grandparents about the ability of the father to care for the child, including in relation to past events, and on account of the father ’ s personal history of apparent developmental delay. Concerns over the child ’ s safety whilst in paternal family care were also expressed following observations of the paternal grandfather as carer because he has been seen to either stumble or fall whilst holding the child. The affidavit identifies objections voiced by the maternal grandparents to the child being restored into the care of the father on account of a perceived risk of harm that would not be consistent with the best interests of the child.
The affidavit had exhibited to it a 1 June 2021 Family Group Conferencing Plan in favour of the paternal family regarding the care of the child on the assumption that the child would be in the care of both the father and the paternal grandfather, for two years, with limits to contact opportunities for the maternal grandparents. That plan was prepared by the DoCJ caseworker, Ms Brown. The affidavit was considered by the Children ’ s Court Magistrate at the
hearing of the joinder application on 14 July 2021, and also at the time that joinder application was refused by the Children ’ s Court on 21 July 2021.
Affidavit of the child’s father dated 5 July 2021
The 5 July 2021 affidavit of the father of the child was prepared in response to the application by the maternal grandparents for joinder to the Children ’ s Court proceedings: Exhibit
“ A ” , Tab 10, pp 117
–
127. The affidavit was not executed in person due to prevailing COVID-19 restrictions. This affidavit by the father expressed his opposition the application for the joinder
to the proceedings of the maternal grandparents. It contains many factual allegations and criticisms of them. Those matters cannot be the subject of definitive findings where they have not been tested in this appeal. The affidavit is plainly adversarial in its nature and content.
Affidavit of the paternal grandfather sworn 6 July 2021
The affidavit of the paternal grandfather sworn 6 July 2021 was largely responsive to the 16 June 2021 affidavit of the maternal grandmother: Exhibit
“ A ” , Tab 8, pp 85
–
104. The affidavit was prepared to support the restoration of the child to his father and it expressed opposition to the application by the maternal grandparents to be joined to the proceedings. The combative attitude shown by the paternal grandfather in his affidavit
( at par 46 on p 93; par 53
–
par 54 on p 95, and par 61 on p 97), indicates the relationship between the paternal grandfather and the maternal grandparents involves a considerable degree of friction, if not disharmony.
Affidavit of the child’s mother affirmed 6 July 2021
The 6 July 2021 affidavit of the mother is in part responsive to the 16 June 2021 affidavit of the maternal grandmother: Exhibit
“ A ” , Tab 12, pp 135
–
139. The affidavit raises many complaints that the mother harbours about her own upbringing by her parents, alleging that there had been abusive behaviour towards her. Those allegations remain untested, including an allegation that she claims to have seen the maternal grandmother drop the child whilst he
was in her care. In this affidavit, she also aimed remarks about her older sister to air a childhood grievance, and she also claimed that her younger sister was unhappy being with her parents. The affidavit concluded with the adamant statement that the mother does not want her son to be living with her parents.
Evidence filed in the appeal
In the paragraphs that follow, the affidavits filed in the appeal proceedings are reviewed in terms of relevance to the issues raised in this appeal, also in date order.
First affidavit of maternal grandmother in the appeal sworn 1
September
2021
In the appeal the maternal grandmother filed her first affidavit sworn on 1 September 2021: Exhibit
“ A ” , Tab 16, pp 157
–
177.
This affidavit reiterated the family history and the earlier expressed concerns as to the safety, welfare and wellbeing of the child whilst he was in the care of the father and the paternal grandfather. On the face of the affidavit, those concerns appear on their face raise legitimate matters for forensic consideration in Children ’ s Court proceedings.
This affidavit also recounted the history of the maternal grandparents having participated in a Relative/Kinship Carer assessment undertaken by Ms Coiner at the request of DoCJ between 29 December 2020 and 14 January 2021. That assessment recommended that the
maternal grandparents should be long-term carers. The affidavit also outlined how, after a Children ’ s Court Clinic assessment, DoCJ had changed its approach from recommending the maternal grandparents as carers to one which supported a restoration to the father,
“
with supports
” .
This affidavit identified the fact that the Children ’ s Court Clinic assessment and report had been undertaken without the clinician ever having interviewed the maternal grandparents. The inherent suggestion which arises for consideration from that circumstance is whether this was a deficient process.
This affidavit acknowledged the fractured relationship between the mother and the maternal grandparents. It also acknowledged the fact that there had been minimal contact between them and the father, and with the paternal grandfather during the course of the proceedings. However, the affidavit nevertheless identified a willingness on the part of the maternal grandparents to work with DoCJ to ensure contact occurred between the child, his parents, and with the paternal grandfather, on the understanding that it was important for the child to maintain those relationships.
This affidavit annexed as an exhibit, a February 2011 school assessment report relating to the child ’ s mother. That report indicated she had been functioning the borderline range of intellectual functioning, with developmental delays evident in a number of areas of cognitive functioning, which precluded measurement of a full scale IQ Score, indicating there was a mild intellectual disability.
The affidavit also annexed as an exhibit, a 2014 psychologist ’ s report relating to the child ’ s mother. This indicated she had difficulty with some tasks that required mental control, including attending to and holding information in her short-term memory, where her facility for mental control was assessed as being in the extremely low range.
Affidavit of maternal grandfa ther in the appeal sworn 1
September
2021
In the appeal the maternal grandfather filed his first affidavit sworn on 1 September 2021: Exhibit
“ A ” , Tab 17, pp 178
–
212.
In this affidavit, the maternal grandfather recounted aspects of the family history that was outlined in the affidavit of the maternal grandmother. Significantly, at paragraphs 22 to 23 of this affidavit, the maternal grandfather stated that neither of the child ’ s parents had been receptive to receiving any parenting advice, and they had been dismissive of expressed concerns about the child ’ s wellbeing.
Also significant was the statement attributed to the child ’ s mother to the effect that the father had dropped the child, and as a result, the child had suffered a fractured clavicle, and that there had been a failure to seek prompt medical attention for that injury. This evidence plainly raised concerns over the capacity and the insight of the father to care for the child and ensure his safety, welfare and wellbeing.
This affidavit identified two particular occasions on which the paternal grandfather had been observed to have fallen whilst carrying the child, including stumbling over a pot plant and whilst placing the child into a car. It also identified concerns over the father ’ s ability to meet the child ’ s long-term needs, including his emotional needs, parenting courses notwithstanding.
Also of significance was the annexed Kinship Carer assessment report completed on 14 January 2021 by Ms Renee Coiner, a social worker whom the DoCJ caseworker commissioned for that purpose. The report is extensive and comprehensive: Exhibit
“ A ” , Tab 17, pp 187
–
207.
The object of Ms Coiner ’ s report was to assess the suitability of the maternal grandparents as kinship carers and to also assess the paternal grandfather in order to prepare a
“
best interests
”
report: Exhibit
“ A ” , Tab 17, p 191. The
“
best interests
”
report is not in evidence in these proceedings and the oral evidence of Ms Brown suggests that it does not exist.
Ms Coiner ’ s report documented the fact that extensive interviews took place with the maternal grandparents and some identified referees over the course of several weeks, including some telephone input from Ms Brown, the DoCJ caseworker.
Ms Coiner ’ s report identified her assessment that the maternal grandparents have a genuine commitment to the child ’ s long-term wellbeing and have the capacity to negotiate any conflicts with professionals and service providers: Exhibit
“ A ” , Tab 17, p 195.
Ms Coiner ’ s evaluation was extensive and rational: Exhibit
“ A ” , Tab 17, pp 204
–
207. It included the positive statement that there were no concerns identified in the ability of the maternal grandparents to identify and meet the child ’ s needs on a long-term basis.
The report went on to identify Ms Coiner ’ s view that the maternal grandfather had a conciliatory and diplomatic disposition which would be an asset for inter-family dealings: Exhibit
“ A ” , Tab 17, p 205.
Curiously, the assessor identified some input from the paternal grandfather and from the child ’ s parents suggesting, that the maternal family were not supportive of the child having a relationship with the father or the paternal grandfather. The assessor did not discern a valid basis for that suggestion: Exhibit
“ A ” , Tab 17, p 205. This seems to raise a sufficient interest in at least testing that evidence.
Most significantly, Ms Coiner suggested that the existence of conflict within the inter-family relationships in this case was something to which focussed caseworker support should be directed. She also noted that she could not independently substantiate the mother ’ s reasons for objecting to the maternal grandparents caring for the child. Ms Coiner identified the need for particular DoCJ casework, and potentially, for orders of the Children ’ s Court to facilitate and enhance the child ’ s family relationships. That comment without doubt justifies a careful scrutiny of the mother ’ s affidavit which makes criticisms of the maternal grandparents. There are other difficulties with the mother ’ s affidavit which require consideration.
Ms Coiner recommended there be a mediation to deal with persisting family conflict between the respective grandparents and the need for
“
heavy
”
oversight by DoCJ to avoid further conflict and to support the relationships between the grandparents: Exhibit
“ A ” , Tab 17, p 206.
This appears not to have occurred.
Affidavit of paternal grandfa ther in the appeal sworn
14 September 2021
The affidavit of the paternal grandfather filed in the appeal was sworn on 14 September 2021: Exhibit
“ A ” , Tab 22, pp 305
–
345.
The content of this lengthy 110 paragraph affidavit serves to confirm the poor relationship between the paternal and maternal families. In the context of this application it is not necessary to undertake a detailed evaluation of those matters other than to state that the content is adversarial, in the nature of argument and advocacy, on matters that would ordinarily be expected to be explored forensically at a full hearing if the maternal grandparents were joined to the Children ’ s Court proceedings.
Affidavit of the
fa ther in the appeal sworn
16 September 2021
The affidavit of the father filed in the appeal was sworn on 16 September 2021: Exhibit
“ A ” , Tab 23, pp 346
–
364.
This affidavit is in the form of adversarial advocacy which opposes the joinder application by the maternal grandparents. It traverses the detail of factual allegations that would ordinarily be the subject of forensic testing if the maternal grandparents were to be joined to the proceedings. The mere fact of the number of allegations and counter allegations raises questions that seem to justify the joinder as sought by the maternal grandparents.
Affidavit of Ms Brown
affirmed
16 September 2021
The affidavit of Ms Brown filed in the appeal was affirmed on 16 September 2021: Exhibit
“ A ” , Tab 21, pp 260
–
304.
This evidence has already been referred to at paragraphs [
71
]
–
[
72
] above.
Affidavit of the
mo ther in the appeal sworn
20 September 2021
The affidavit of the mother filed in the appeal was sworn on 20 September 2021: Exhibit
“ A ” , Tab 24, pp 365
–
396.
This signed but not conventionally sworn affidavit is remarkable as to its length
–
296 paragraphs, and on account of its annexures purporting to be statements from the maternal grandmother ’ s half-sister and her mother. It has the appearance of an affidavit and is written with considerable coherence, which raises a question as to whether a person with the mother ’ s described intellectual deficits , including her described and assessed memory problem,
could have prepared it, as appears from its form, to be the case.
The detail within this affidavit makes allegations and assertions that would ordinarily be expected to be the subject of forensic questioning
and analysis i f the maternal grandparents were to be joined as parties to the proceedings.
Second affidavit of maternal grandmother sworn
30
September 2021
The second affidavit of the maternal grandmother filed in the appeal was sworn on 30 September 2021: Exhibit
“ A ” , Tab 18, pp 213
–
222.
Second affidavit
of maternal grandfa ther in the appeal sworn
30
September 2021
The second affidavit of the maternal grandfather filed in the appeal was sworn on 30 September 2021: Exhibit
“ A ” , Tab 19, pp 223
–
247.
This affidavit was filed in response to the affidavit
evidence
filed by the mother and by the father. It is not necessary to trace the allegations and refutation of those allegations in this analysis. It is sufficient to say that issues of concern
which relate to the safety, welfare and wellbeing of the child
have been
sufficiently raised to
merit a procedurally fair
opportunity to participate in the testing of the evidence to be relied upon in the substantive proceedings in the Children ’ s Court.
Affidavit of
mother’s younger sister
in the appeal sworn
26
October 2021
The affidavit of the mother ’ s younger sister filed in the appeal was sworn on 26 October 2021: Exhibit
“ A ” , Tab 20, pp 248
–
259.
This affidavit refuted the allegations of verbal and physical abuse made by the mother against the maternal grandparents. This affidavit noted the advent of a material change in the mother ’ s behaviour and attitude to wards
her family after she had commenced her relationship with the father. This affidavit provides corroborative evidence that the maternal grandparents worry about the mother, and are concerned for the wellbeing of the child who is the subject of the appeal.
Submissions of the parties
In view of the urgency for delivery of these reasons, and where the written submissions of the parties were expanded upon
orally ,
and those matters have been recorded,
I propose to identify the submissions of the parties with some economy as they are addressed in my findings.
The submissions made on behalf of the maternal grandparents are to the effect that the basis for the exercise of discretion to grant leave for them to intervene in the Children ’ s Court proceedings on all relevant issues without limiting the intervention to contact
issues . My reasons reflect that I have accepted those submissions.
The combined effect of the submissions made on behalf of the other parties , namely, the Secretary, the father, the mother, the paternal grandfather and the ILR, are
to the effect that leave
for the maternal grandparents
to intervene should be refused. My reasons reflect
that those submissions have not been accepted.
The combined effect of the submissions on behalf of th os e respondents indicates that they have placed undue reliance on the acrimonious relationship
that appears to exist
between the two families, asserting that this is a barrier to the maternal grandparents being able to serve the paramount best interests of the child.
On the evidence
tendered in this application , those submissions cannot be accepted.
The suggestion that the Secretary
would be
able to safeguard the contact interests of the maternal grandparents rings hollow in this case, especially against the background of how the Secretary has dealt with the maternal grandparents
in the past , changing the
initial and well supported
placement proposal from
a
placement with the m to placement with the father ,
with undefined
“
supports
”
on an inherently
tenuous
basis, without adequate explanation and discussion. The process must proceed according to reason, and not caprice. This
necessarily
requires that the
maternal grandparents
be given a voice in the proceedings.
That is particularly so where, on the evidence I have seen
and summarised in these reasons , DoCJ has not adequately ascertained
or fathomed
the father ’ s
causative
role with regard to the child ’ s injury .
T here is evidence he has been complicit in deceitfully providing a fabricated
and doubtful
explanation ,
as
was
identified by investigating police officers.
There is evidence he has dropped the child and he has head-butted the child. Plainly, those matters need to be the subject of satisfactory explanation, and the maternal grandparents have a relevant interest in ensuring that this occurs.
It is offensive to common sense to suggest otherwise.
In th e
unexplained
circumstances
of injury as
revealed in
the available evidence ,
the DoCJ proposal of a placement
with the father seems to be a bizarre proposal that raises the spectre of possible unacceptable harm being
further
occasioned to the child. The maternal grandparents are fully justified in agitating to be heard on that issue.
The submissions on behalf of the ILR
are
to the effect that the maternal grandparents should not be granted leave to intervene because the acrimony between the families seems to be preventing them from framing the father ’ s family in a positive light . A series of references to the Court Book were provided to support that submission. It
seems to me
that this is
an irrelevant consideration on the question of whether leave should be granted .
That submission
has no determinative bearing on the question of the prospects of success of the maternal grandparents in the underlying proceedings. Whether or not the father ’ s family can or should be framed in positive terms is a question of fact to be determined at a hearing on the merits, on an evaluation of the entire evidence.
Plainly, the paramount best interests of the child require that
the voice of the maternal grandparents be heard in that regard.
I now turn to a consideration for the
substantive
issues calling for decision
in this appeal .
Issue 1 –
Policy and legislative objectives
Q uestion s
relating to
the
determin ation of disputes over appropriate placement and contact arrangements for
a
child
in out of home care directly engage
the policy considerations embedded in the
Care Act
, particularly with regard to the
paramount principle of the safety, welfare and wellbeing of the child who is the subject of the appeal. This is so particularly where parties to the proceedings , namely the parents,
have
in some way been complicit in either causing injury or
deceitfully
concealing from authorities relevant information about the cause of such injury, as is
evident in
the
present
case: s 9 ( 1) of the
Care Act
.
Issue 2 – Whether
only limited
leave should be
granted
In this case, where there is
apparent
acrimony
that causes
difference and
distance between the parties ,
including
in respect
of
multiple factual
disputes that have and will
be
likely
to
continue to touch upon the
question of the
safety,
welfare and
wellbeing of the child the subject of the se
proceedings,
in my view,
it would be unjustifiably artificial to simply confine a grant of leave for joinder to just the limited issue of contact arrangements .
To impose such a limitation would have the effect of denying to the child the benefit of the input of relevant contradictors, his maternal grandparents, in the
process of testing the obviously nebulous elements within the foundations of Secretary ’ s case and
care plan .
Whilst a n unconditional grant of leave for
joinder to enable the maternal grandparents to engage with all issue in the proceedings may result in prolongation of the proceedings to a degree, if the dictates of justice so require,
then
so be it.
The rationale for that view is that the human rights of a voiceless child are a more important consideration than
following any
temptation
that
parties or
courts might have to take unjustified short-cuts in litigation . The effect of short-cuts may have the effect of
mis- determin ing
or
unjustifiably
limit ing
important human rights . A proper evaluation is required,
as inconvenient a process as that might appear to be
in
some
quarters .
Issue 3 –
Genuineness of the stated concerns
In my view,
an affirmative answer is required
on the threshold question
of whether the maternal grandparents hold genuine concerns
over the future safety, welfare and wellbeing of the child who is the subject of the appeal
if the child were to be restored to the parent care of his father , both objectively and subjectively .
Those concerns are reality-based in that the child has a medically documented history of
having been subjected to
serious bodily injury at
the age of
8 weeks. Those injuries were incurred whilst the child was under parental control . When those injuries were examined by professionals
legitimate
concerns
were
expressed by investigating police with a child protection remit ,
that the parental explanations for some of those injuries were fabricated, and not entirely credible.
This involved parental deceit on matters of child safety
where t he father was complicit in that deceit.
The maternal grandparents have picked up on those concerns and are seeking transparent explanations for the circumstances in which the injuries occurred. In that regard, their own desire for transparency is
in my view,
equally matched by their desire to promote the safety, welfare and wellbeing of their grandchild who has been heinously injured.
T here is little room for doubt that t hose
legitimate
concerns
are genuinely held by the maternal grandparents. I n my view ,
those
genuine
concerns have become
elevated by the
apparently
poor and acrimonious relationship
that exists
between respective families . This has become
aggravated by the fact that
the Department is proposing
to allocate parental responsibility for the child to the father, who was
deceitfully complicit
in providing investigating police with a fabricated explanation
of the child ’ s injuries .
Those concerns
have become even
further elevated by the
non-transparent
opacity of the Department ’ s reliance on a parenting capacity assessment of the father by a Children ’ s Court clinician ’ s assessment ,
where th e
maternal grandparents have been unable to
see , analyse
and consider
that assessment
for
testing
in the child ’ s best interests , including by
potential challenge . They cannot do so
unless the y
are granted leave to become joined to the proceedings.
Such
opacity does not serve the paramount principle
within s 9 ( 1) of the
Care Act
,
nor does it serve the dictates of justice ,
which include s
the child ’ s human right to receive protection from
unacceptable and
avoidable risks of harm, including serious bodily harm of the kind that has already been inflicted
up on him by at least one parent , compounded by
an attempt
at deceitful
concealment by the other parent.
Those concerns
become
even further elevated
when due regard is paid to the fact
that some of the child ’ s injuries remain
materially
unexplained . This is
where one
parent , the father, seeks the allocation of parental responsibility , apparently without
a transparent
acknowledg ment of
the part he has played in the child ’ s injuries .
On that issue, the maternal grandparents not only hold genuine concerns as to the safety, welfare and wellbeing of their grandchild, but they are rel evant
contradict o r s who are well placed to
seek to forensically
test contentious evidence:
Bell-Collins Children, Department of Family and Community Services
[2015] NSWSC 701, at [34].
I find that the concerns held by the maternal grandparents regarding the potential for the child to be
unacceptably
exposed to
the risk of
harm if in the parental control of the father are not far-fetched or fanciful. I find such concerns to be
realistic and
held genuinely, within the letter and the spirit of s 9 ( 1) of the
Care Act
.
In those circumstances, I find that the expressed concerns held by the maternal grandparents
indicate that they
are
persons
within the statutory array of persons
who should
be recognised as having relevant
and genuine
concerns
that justif ies
their
joinder
to the Children ’ s Court proceedings .
Issue 4 – The effect of delay
It hardly needs stating that delay in litigation of all kinds is best avoided, but especially so in relation to child care proceedings.
In considering the potential impact of delay due to the conduct or involvement of a litigant ,
it is relevant to
contextually
stratify
i t s
cause s
on account of the conduct of the litigants seeking discretionary relief from the Court.
This is because disentitling conduct can weigh decisively against the exercise of the discretion that is
sought to be
invoked
in this case : s 58 ( 2) ( i) and
( ii) of the
Civil Procedure
Act
2005
( NSW) .
Those provisions apply to litigation once it is in this Court. It therefore becomes relevant to examine past delays as well as future sources of delay
in terms of those principles .
In this case, the
chronology of events
laid out in these reasons
shows that
the
maternal grandparents
have
acted with reasonable promptness in making their application for joinder once it was made known to them by the DoCJ caseworker that the Department was no longer supporting an allocation of the care of the ir
grand child to them.
In that context, the passing of 17 days between
the time when the
maternal grandparents
were
told of the
Department ’ s
changed
approach
and making the application for joinder
should not be seen to be
a
material
delay.
The delays that have
since
followed should be seen to be procedural delays over which the
maternal grandparents
had no effective means of control. Leave to intervene was refused by the Children ’ s Court 30 days
after the application was made . This appeal was
filed promptly, within time, and there
has been
no undue litigation delay incurred
on account of
any
conduct
on the part
of the maternal grandparents in the case management phase of the proceedings in this Court, or during the
course of the
hearing of the appeal.
If the leave sought is granted, this will no doubt cause some element
of future delay until the Children ’ s Court litigation
can be
concluded.
That
said, such
delay should also be seen to be procedural
in nature , and not due to fault by
the intervening grandparents. In reality, l itigation, properly conducted ,
takes time and
appropriate preparation
attention
beforehand .
The
factor
of delay on that account
cannot
fairly
be used as a means of denying the maternal grandparents the opportunity of exercising their legal rights.
The granting of leave necessarily means there will be a
further element of
delay. However, the issues at stake and the importance of the need for scrutiny and testing of nebulous evidentiary positions ,
decisively
outweigh s
the articulated
concerns about
further
procedural delay. This factor of delay is not a sufficient basis to require that the discretion to grant leave for joinder not be exercised:
EC v Secretary, NSW Department of Family and Community Services
[2019] NSWSC 226 , at [20].
Both the
maternal grandparents
and the child are entitled to procedural fairness in this legal dispute . It
cannot be
justly
resolved by affected parties seeking to shield themselves from
the
scrutiny that comes with proper
testing
of
the
evidence and the submissions on
the merits of the litigation.
In coming to the conclusion that potential future delay should not be seen to be
a
d isentitling matter in this case,
I have not overlooked the arguments advanced by the parties who resist the granting of leave by asserting future delay may have a deleterious effect on the child.
Whilst that
potential outcome is
a factor
in come cases,
it should not be determinative
in this case,
especially when it is based on unsupported speculation. There is no evidence from any health care professional to suggest that a delay
of the kind that would follow from a grant of the leave sought
would be harmful
to the child
in this instance.
Furthermore,
the Children ’ s Court, like other
c ourts invested with discretionary jurisdiction, has the power to order expedition of proceedings if
warrant ed. That is an
effective
answer to the stated concern over a delayed conclusion to the litigation.
In coming to that conclusion I do not ignore the fact that the child ’ s paramount interests are best served by an early allocation to a stable placement, with appropriate attachment. Whilst such factors are acknowledged,
there is no reliable evidence
to
suggest that a delay
in concluding this litigation whilst it takes its
natural
procedural course would be detrimental to the child ’ s safety, welfare and wellbeing.
This is not a question to be determined by reciting generalities
and formulaic labels
such as
“
justice delayed is justice denied
” , as was submitted in opposition to the course proposed by the maternal grandparents.
Without context
or foundations in the evidence,
such labels have no meaningful application.
If a suit ably qualified person was of the opinion that delay
due to joinder
posed a real risk of harm to the child then the Children ’ s Court, like all specialised jurisdictions , is procedurally equipped
to
manage
such factors
as a matter of
the
routine exercise of
its
jurisdiction .
There is no reliable evidence to suggest th at
delay consequent upon a grant of the leave sought in this case would be detrimental. Pending the resolution of the proceedings
involving
the
extremely serious issues
that have been
identified , the Department
is duty-bound
to ensure
that
the child will receive appropriate
care
and consideration .
I therefore reject the submissions
suggesting
that the factor of delay countermands the exercise of discretion to grant leave to the maternal grandparents to intervene by joinder as parties
to the proceedings in the Children ’ s Court .
Issue 5 – Prospects of success
The issue of prospects of success must be viewed in terms of s 10A of the
Care Act
,
which provides a statutory hierarchy for the placement of children, where the first preference is to return a child to parent s
or a parent , and if that option is not practicable ,
or in the child ’ s best interests, the Children ’ s Court must then consider a kinship placement, as I
have
explained in a previous decision
which was cited in submissions :
A v The Secretary, Family and Community Services
[2015] NSWDC 307, at [476].
In this case, the maternal grandparents fit within the array of persons to be considered in that statutory hierarchy. This is so particularly where it is not disputed that it would be inappropriate to consider restoration of the child to the mother, and as has already been identified,
and
lingering questions remain unanswered as to the role of the father
with regard
to the cause of the child ’ s grievous injuries ,
which led to his assumption into care . This is where
questions remain unanswered as to
the father ’ s
complicit role in providing what police considered to be a fabricated explanation for such injuries.
On that analysis, beyond mere speculation, I consider that there is more than just a reasonable prospect that the evidence along those lines, already in existence, could
properly
base an argument leading to a
potential
finding that would preclude placement of the child with his father on the ground that his safety, welfare and wellbeing would be at
an unacceptable risk in terms of
serious harm . This is where such harm
has already
occurred
in the past . T he proposal for
the child to be placed
with the father ,
“
with supports
” ,
involve s
uncertain and speculative considerations
that raise legitimate concerns .
The maternal grandparents had such concerns.
The evidence is that on 31 March 2021 the father completed his participation in an 8 week parenting programme and was considered to be a good enough parent: Exhibit
“ A ” , Tab 6, p 57.
However, in that
regard, the Secretary has chosen not to
tender
evidence
in the form of
the Children ’ s Court Clinic assessment of the father ’ s parenting capacity. The Children ’ s Court Magistrate
presumably
has that report and it is
therefore
beyond the scope of this application to make determinative findings as to the father ’ s parenting capacity.
In those circumstances, all that needs to be said on the prospects of success
of an intervention by the maternal grandparents
is that in a jurisdiction where the proceedings are required to be conducted in a non-adversarial manner, with as little formality and technicality as the circumstances permit, where the rules of evidence do not necessarily apply, where findings
on matters of fact
must be made on the balance of probabilities, as provided by s 93 of the
Care Act
, on the fundamental
and paramount issue of child safety, the presence of a relevant contradictor should be unquestionable, and the extra time that might be taken up
in order
to allow for the contradictory role to be fulfilled becomes a less relevant consideration in the exercise of the required discretion.
In this case, the maternal grandparents have a n obvious
statutory standing as they fit within
the hierarchy of s 10A of the
Act
. They are seized of relevant information that could reasonably be used to challenge or contradict the appropriateness of the Secretary ’ s proposal for placement, notwithstanding that
placement
proposal is supported by the parents, the paternal grandfather and the child ’ s independent legal representative.
The required evaluative exercise is not one of aggregating the numbers to oppose joinder. The paramount best interests of the child require that the Secretary ’ s proposal for placement be the subject of a critical evaluation. The maternal grandparents are relevant contradictors of that
proposal. The factual matters that form the basis for contradiction on grounds of child safety have been amply exposed by the maternal grandparents in the affidavit evidence in this appeal ,
and those matters need not be rehearsed again at this point in these reasons.
I n this case, i t
is
disturbing that scarce and costly public resources are being applied so vigorously by the Secretary and the ILR to seek to exclude the maternal grandparents from exposing matters of contradiction on the issue of the safety, welfare and wellbeing of a child ,
where those matters are
unquestionably
have a
relevant
bearing on
the consideration required in the Children ’ s Court proceedings.
Whilst th e se reasons do not bind
the deliberation o r the
determination that must be undertaken by the Children ’ s Court on the matters of fact
in terms of outcome , on the evidence, I find that the maternal grandparents have reasonable prospects of success in
their proposed course of
contradicting the Secretary ’ s position in the proceedings . I f the Secretary ’ s proposal to place the child with the father is displaced,
then
the maternal grandparents stand next in line in the statutory hierarchy for consideration of a kinship placement.
Irrespective of whether the Secretary ’ s proposal for placement of the child is accepted or rejected by the Children ’ s Court, the voice of the maternal grandparents should at least be heard on the issue of appropriate contact orders.
This is so not only because of the existing positive assessment of their suitability as a kinship placement, but also because of the frequency and stability of their prior contact with the child . That factor
serves to promote the child ’ s safety, welfare and wellbeing, sense of family connection . Tho s e matters
must be nurtured and maintained.
In opposition to the proposition that leave should be granted for joinder in relation to contact arrangements,
on behalf of the Secretary, it was submitted that the Secretary ’ s role with regard to contact arrangements would adequately safeguard the contact rights of the maternal grandparents.
On the evidence add uc ed in this appeal that submission must be rejected. In the context of the acrimonious interpersonal undercurrents that have been exposed in this case,
having regard to
the position adopted by the Secretary, supported by the other respondents ,
on whether the maternal grandparents should be joined to the proceedings, the dictates of justice and fairness
( not only to the maternal grandparents, but more importantly,
to
the child ), requires that the maternal grandparents be given a voice in the proceedings .
That conclusion requires that the maternal grandparents be given leave to inter vene in the Children ’ s Court proceedings
to
have their voice heard
at the very least
on the contact orders in the event the Children ’ s Court Magistrate might decide that the primary submissions on behalf of the maternal grandparents on the issue of placement do not find acceptance.
Dispositive conclusions
The maternal grandparents have satisfied all the factual and legal requirements for discretion
to be exercised
in their favour to grant them leave to intervene in the Children ’ s Court proceedings where their grandson is the subject of the proceedings.
Orders
I make the following orders:
The order made by the Children ’ s Court at Campbelltown on 21 July 2021
which refused
the application by the maternal grandparents
for leave
to be joined to those proceedings ,
is
set aside ;
Pursuant to s 98 ( 3)
of the
Children and Young Persons
(
Care and Protection) Act
1998 , leave is granted to the maternal grandparents to be joined
as additional parties
to the proceedings
that are
presently before the Children ’ s Court at Campbelltown;
The proceedings are remitted to the Children ’ s Court at Campbelltown to be determined in accordance with Order
( 2 ) above;
The exhibits
are to remain with the Court file ;
Liberty to apply on 7 days ’
notice if further or other orders are required.
**********
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated.
Decision last updated:
19 November 2021
Official source: https://www.caselaw.nsw.gov.au/decision/17d365106eaa3af98c474398