CYNTHIA MARION JEAN FRAHN v THE KING [2026] SASCA 27
On Appeal from DISTRICT COURT OF SOUTH AUSTRALIA (HER HONOUR JUDGE BARNETT)
DCCRM-24-021404
Applicant: CYNTHIA MARION JEAN FRAHN Counsel: MR R WILLIAMS SC WITH MS K WAITE
- Solicitor: WEBSTERS LAWYERS
Respondent: THE KING Counsel: MS J LITSTER WITH MS N SLATER - Solicitor: DIRECTOR OF
PUBLIC PROSECUTIONS (SA)
Hearing Date/s: 24/12/2025
File No/s: SCCRM-25-011166; SCCRM-25-036408
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
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FRAHN v THE KING
[2026] SASCA 27
Judgment of the Court of Appeal
(The Honourable Justice Bleby, the Honourable Justice Stanley and the Honourable Justice Kimber)
26 March 2026
CRIMINAL LAW - APPEAL AND NEW TRIAL - MISCARRIAGE OF JUSTICE
- PARTICULAR CIRCUMSTANCES AMOUNTING TO MISCARRIAGE
CRIMINAL LAW - APPEAL AND NEW TRIAL - MISCARRIAGE OF JUSTICE
- PARTICULAR CIRCUMSTANCES AMOUNTING TO MISCARRIAGE -
IMPROPER ADMISSION OR REJECTION OF EVIDENCE
CRIMINAL LAW - APPEAL AND NEW TRIAL - MISCARRIAGE OF JUSTICE
- PARTICULAR CIRCUMSTANCES AMOUNTING TO MISCARRIAGE -
MISDIRECTION OR NON-DIRECTION
CRIMINAL LAW - APPEAL AND NEW TRIAL - APPEAL AGAINST
SENTENCE
Applications for permission to appeal against conviction and sentence.
On 27 February 2025, a jury convicted the applicant of indecent assault, contrary to s 56 of the
Criminal Law Consolidation Act 1935 (SA) (‘CLCA’) and unlawful sexual intercourse, contrary to
s 49(3) of the CLCA. Unlawful sexual intercourse was laid as an alternative to a charge of rape in
respect of which the jury acquitted the applicant.
The prosecution case was that the applicant had kissed the complainant on the face and lips and
performed fellatio on him without his consent. The prosecution led evidence of several other
uncharged acts by the applicant against the complainant to provide context for the alleged offending.
The applicant was sentenced to a period of imprisonment of four years, with a non-parole period of
two years and six months.
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On the appeal against conviction, the applicant raised the following issues:
• whether the judge committed ‘the prosecutor’s fallacy’ in summing up on DNA evidence
(Ground 1);
• whether the admission of forensic evidence relating to sampling from the complainant’s swag
constituted an error of law or occasioned a miscarriage of justice (Ground 2);
• whether the judge’s directions failed to correct adequately an invitation by the prosecutor to
engage in impermissible reasoning with respect to forensic evidence relating to sampling from
the complainant’s swag (Ground 3);
• whether the admission into evidence of text messages and a voice call of the applicant, on the
basis they constituted implied admissions, occasioned a miscarriage of justice (Ground 4);
• whether the use that the prosecution sought to make of the evidence of the telephone
communications caused a miscarriage of justice which the directions did not cure (Ground 5);
and
• whether the judge’s directions were erroneous at law or occasioned a miscarriage of justice in
limiting the jury’s use of any rejection by them of the complainant’s evidence regarding
uncharged acts (Ground 6).
Held (by the Court) granting permission to appeal against conviction on Grounds 2, 3 and 6 but
dismissing the appeal:
1. To the extent the Summing Up could be said to have strayed, at times, into language
suggestive of the prosecutor’s fallacy, it is not arguable that it caused a miscarriage of justice
when the judge’s directions are read in the whole context of the Summing Up, and together.
Defence counsel made a forensic decision not to raise the possibility that the DNA that
returned probability weightings in favour of being the applicant’s was not, in fact, the
applicant’s.
2. The forensic evidence relating to sampling from the complainant’s swag were pieces of
circumstantial evidence in a case that relied on both direct evidence and other pieces of
circumstantial evidence. It was for the jury to determine the weight to be attributed to that
evidence in the entire evidential context.
3. The judge’s directions with respect to the prosecutor’s invitation to engage in impermissible
reasoning with respect to sampling from the complainant’s swag were directory in nature and
clear in their terms.
4. The judge gave specific directions that set out what was open to be inferred from the
applicant’s statements contained in the telephone communications and what was not. The
further direction by the judge – namely, that the question of weight the jury attributed to the
admissions and denials they found to have been proved was a matter for them – did not
undermine her specific directions.
5. The direction to the effect that if the jury did not find a particular uncharged act or
discreditable conduct was proved, they were to put it to one side, would not, in all the
circumstances, have left the jury with the impression that, if they did not accept an uncharged
act had occurred, that would not feed into their assessment of the complainant’s reliability
and credibility.
On the appeal against sentence, the applicant complained that the sentence imposed by the sentencing
judge deprived the applicant of the full benefit of her acquittal on the charge of rape.
Held (by the Court) refusing permission to appeal against sentence:
1. The verdict was consistent with the jury accepting the complainant’s evidence beyond
reasonable doubt, including to his absence of consent, but doubting the applicant’s mens rea
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(relevantly, reckless indifference) for rape. The sentencing judge made it clear that she was
not sentencing the complainant on a basis that she had found a mental element that would
support a conviction of rape.
Criminal Law Consolidation Act 1935 (SA) ss 47, 49(3), 56; Criminal Procedure Act 2009 (Vic) s
295(3); Evidence Act 1995 (NSW) s 137; Evidence Act 1929 (SA) ss 29B, 34P(2)(a), 34P(3), 34R;
Evidence Act 2008 (Vic) s 137, referred to.
R v Hillier (2007) 228 CLR 618; R v Ali [2015] NSWCCA 72; R v Shamouil (2006) 66 NSWLR 228,
applied.
DPP (Victoria) v Wise [2016] VSCA 173, distinguished.
R v Doheny and Adams [1997] 1 Cr App R 369; R v Marticanaj [2010] SASCFC 82; R v Garner; R
v Webb [2021] SASCA 68; R v Fleming; R v Maher (2017) 129 SASR 27; Hughes v The Queen
(2017) 263 CLR 338; R v Novakovich [2016] SASC 132; R v Spencer [2019] SASCFC 70, discussed.
Hillier v R (2008) 163 ACTR 60; R v Karger (2002) 83 SASR 135; R v Keir (2002) 127 A Crim R
198; R v Joyce (2002) 173 FLR 322; R v Juric (2002) 4 VR 411; R v GZ [2015] ACTSC 229; Western
Australia v Piccioni [2025] WADC 69; R v Christie [1914] AC 545; House v The King (1936) 55
CLR 499; Murdoch v The Queen (2007) 167 A Crim R 329; Hillier v The Queen [2005] ACTCA 48;
BRS v The Queen (1997) 191 CLR 275; KRM v The Queen (2001) 206 CLR 221; Perara-Cathcart v
The Queen (2017) 260 CLR 595; JGS v The Queen [2020] SASCFC 48; Adamson (a pseudonym) v
The King [2024] SASCA 91; Kane (a pseudonym) v The King [2024] SASCA 70; R v Nieterink
(1999) 76 SASR 56; R v Markuleski (2001) 52 NSWLR 82; R v Storey (1978) 140 CLR 354; Garrett
v The Queen (1977) 139 CLR 437; R v Darby (1982) 148 CLR 668; R v Isaacs (1997) 41 NSWLR
374; R v De Simoni (1981) 147 CLR 383; Cheung v The Queen (2001) 209 CLR 1; Chiro v The
Queen (2017) 260 CLR 425, considered.
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FRAHN v THE KING
[2026] SASCA 27
Court of Appeal – Criminal: Bleby and Stanley JJA and Kimber AJA
1 THE COURT: On 27 February 2025, a jury convicted the applicant of indecent
assault (Count 1 on the information), contrary to s 56 of the Criminal Law
Consolidation Act 1935 (SA) (‘CLCA’) and unlawful sexual intercourse
(Count 3), contrary to s 49(3) of the CLCA. Count 3 was laid as an alternative to
a charge of rape (Count 2) in respect of which the jury acquitted the applicant.
2 On 13 August 2025, a judge sentenced the applicant to four years’
imprisonment with a non-parole period of two years and six months. She
backdated the sentence to 27 February 2025, being the date the applicant’s bail
was revoked following the verdict.
3 The applicant has applied for permission to appeal against both the
conviction and the sentence.
4 The issues arising on the appeal against conviction are, broadly:
• whether the judge committed ‘the prosecutor’s fallacy’ in summing up on
DNA evidence (Ground 1);
• whether the admission of forensic evidence relating to sampling from the
complainant’s swag constituted an error of law or occasioned a miscarriage
of justice (Ground 2);
• whether the judge’s directions failed to correct adequately an invitation by
the prosecutor to engage in impermissible reasoning with respect to forensic
evidence relating to sampling from the complainant’s swag (Ground 3);
• whether the admission into evidence of text messages and a voice call of the
applicant, on the basis they constituted implied admissions, occasioned a
miscarriage of justice (Ground 4);
• whether the use that the prosecution sought to make of the evidence of the
telephone communications caused a miscarriage of justice which the
directions did not cure (Ground 5); and
• whether the judge’s directions were erroneous at law or occasioned a
miscarriage of justice in limiting the jury’s use of any rejection by them of
the complainant’s evidence regarding uncharged acts (Ground 6).
5 The issue arising on the appeal against sentence is whether the sentence
imposed deprived the applicant of the full benefit of her acquittal on the charge of
rape, such as to constitute a process error warranting the Court’s intervention.
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6 The respondent has cross-appealed against sentence, contending that the
sentence was manifestly inadequate. The respondent only presses the cross appeal
in the event that the applicant is granted permission to appeal against sentence.
Background
The prosecution case
7 The prosecution case was that the offending took place during the night of
9 June 2023. The complainant attended a gathering hosted by the applicant’s son
at their property in Monarto. The applicant was 51 years old. The complainant was
16.
8 The complainant had attended an earlier gathering at this address, on 15 April
2023. On that occasion, the applicant greeted the complainant and the other boys
in attendance with a kiss on the cheek. She gave the complainant an additional kiss
on the lips, which caused him to become distressed. The complainant left the party
and walked to another shed where he cried, returning to the party 15–20 minutes
later.
9 After this incident, the complainant tried to avoid the applicant as much as
he could without jeopardising his friendship with her son. Between 15 April and
the gathering on 9 June 2023, the complainant received various Snapchat messages
from the applicant. The complainant gave evidence that the messages included a
reference to him being ‘irresistible’.
10 The complainant arrived at the gathering on 9 June 2023 at about 5:00pm.
Between 6:30 and 7:00pm, the attendees, of whom there were at least seven
teenaged boys, went to the shed and started drinking.
11 Over the course of the evening, on the prosecution case, there were a number
of incidents of the applicant behaving in an increasingly sexualised manner
towards the complainant. As the complainant was walking past the pool table, the
applicant deliberately pushed her bottom towards him and rubbed it against his
groin. At another point, when the other boys had gone for a walk, the applicant sat
next to the complainant on a mattress. She told him that his innocence was what
made him so irresistible, that she thought about him while using a vibrator and
‘would fuck him in a heartbeat’. The complainant walked out the door. The
applicant moved in front of him to stop him getting out and rubbed her arm on his
‘private area’. The complainant went to the window. The applicant went in front
of him again and groped his penis area before trying to kiss him. The complainant
objected. He went out to the garage area. He turned around and the applicant
grabbed his face and kissed him on the lips using her tongue.
12 These incidents were uncharged. The prosecution relied on them to provide
context for the alleged offending.
13 Later in the night, the applicant was drinking with the complainant and the
other boys. The complainant became very intoxicated, retired to his swag and
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either went to sleep or blacked out. He woke to find the applicant standing over
him. He felt the applicant’s face on his, kissing him on the face and lips. This
conduct formed the basis of Count 1 (indecent assault).
14 The complainant then became aware that the applicant was performing
fellatio on him, without his consent. This formed the basis of Count 2 (rape) and,
in the alternative, Count 3 (unlawful sexual intercourse). The complainant objected
and the applicant told him to relax and be happy. She told him to hold her hair and
heard her giggle. He felt frozen.
15 The applicant took off her shirt and bra and positioned her body back up next
to the complainant’s. Once the complainant began to ‘come together again’, he
pulled his pants up and lay there, breathing heavily. He thought he was going to
have a panic attack.
16 The complainant’s friend, LW, gave evidence that before he went to bed, he
was standing near the couch he later slept on. He could see the complainant’s swag.
He observed what he thought were female legs in black tights protruding from the
complainant’s swag. He said he heard a female voice moaning intermittently. He
also heard some faint claps and giggling and whispering. He did not recognise the
voice.
17 The complainant left the swag, telling the applicant he needed a glass of
water. He found LW, and said, ‘We need to talk’. They went outside to talk. The
complainant told LW to keep on walking. He told LW that the applicant had sucked
his penis, becoming tearful and distressed. They ended up going back to the shed,
where the complainant moved his swag to another room near LW. They eventually
went back to sleep. The complainant’s father picked them up the next morning.
18 After the party, the applicant and the complainant engaged in
communications via Snapchat. The complainant took screenshots of at least some
of the messages, which occurred between 14 June 2023 (five days after the party)
and 21 July 2023. Messages on 14 June 2023 included the following:
• the complainant wrote, ‘You pushed your self onto me when I was about to
black out drunk’. The applicant responded, ‘Wow!! I have no words for that!!
That was not the impression I got …’. The complainant asked, ‘What was
your impression’. The applicant replied, ‘You wanted it too …’;
• the complainant said, ‘You know it wasn’t right I’m 16 years old ffs … Your
54’. The applicant responded, ‘WOW!! … Yeah but you wanted it too …’.
The complainant replied, ‘No I didn’t You came into my swag I can’t ever
talk about this again without feeling fucken sick to my stomach…’. The
applicant replied, ‘Same!! Trust me it won’t happen again, I don’t know what
more I can say atm as I’m so shattered…’;
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• the applicant and the complainant continued to exchange further messages
until the complainant asked her to stop as he was uncomfortable. The
applicant said, ‘I think you interpreting what I’m saying incorrectly atm it’s
not always in a sexual manner…’;
The following exchanges occurred on 20 July 2023:
• after the applicant tried to call the complainant, the complainant wrote, ‘You
think I want to be your friend after what happened Are you fucken cooked
… You took advantage’. The applicant replied, ‘No I disagree … I remember
saying, once you say something you can’t take it back & you agreed & I
asked r u sure you wanted to know? & you said yes!! & u know where it all
unfolded from there … You never said NOm’.
19 In the early hours of 21 July 2023, there were further communications and
voice memos, the contents of which the complainant could not recall. The
applicant and complainant engaged in a Snapchat call sometime after midnight.
Two of the complainant’s friends, LW and JM, were present. JM recorded the call
using the video function on his mobile phone. During the call, the following
exchanges took place:
• the complainant said, ‘then that’s why you came into my swag when I was
pissed drunk, and then you fucken took advantage of me … I’m sixteen. I’m
fucken sixteen. What do you not understand? … don’t turn it out like you’re
not a fucken paedophile …’. The applicant responded, ‘It wasn’t planned
mate’ and ‘You wanted it’;
• following a disagreement about whether the complainant was ‘black out
drunk’, the complainant said, ‘I’m always respectful to my mates’ parents,
when they’re not a fucken paedophile, and they don’t take advantage of
sixteen-year-old boys’. The applicant responded, ‘I didn’t take advantage of
… Sixteen-year-old boy, who wanted it’;
• the complainant said, ‘Did you realise I couldn’t give consent? I’m sixteen.
Did you hear the words “yes” come out of my mouth?’ The applicant
responded, ‘Yep’.
20 The applicant sent the complainant some further messages following the call.
At 12:59am, she sent a message that included, ‘… Blame me as much as you want,
but the truth is you were into it as much as me. Just saying!!!’
21 The final message in the Snapchat exchange was from the complainant,
saying, ‘So you think the I said yes to you coming into my swag and sucking me
while I was drunk’.
22 There was no evidence that the applicant responded to this message or even
opened or saw it.
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23 The prosecution adduced evidence of samples taken from the complainant’s
swag. For the purposes of testing, the inner surface of the swag was split up into
two sides and each side was split up into three sections. Luke Volgin from the
Biology Section at Forensic Science South Australia gave expert evidence about
the samples tested. The samples produced the following results:
• Sample 2.01-01 (swab sample of the zippers from side 1 of the swag)
produced a mixed DNA profile originating from two individuals. There was
extremely strong support for the applicant not being included in the sample,
in the order of 110 million times in favour of her exclusion;
• Sample 2.01-05 (swab sample of the zippers from side 2 of the swag)
produced a mixed DNA profile originating from three individuals. There was
strong support for the applicant not being included in the sample, in the order
of 330 times in favour of her exclusion;
• Sample 2.01-06 (tape lift from side 2, end 1 of the swag) produced a mixed
DNA profile originating from four individuals. There was extremely strong
support for the applicant being included in the sample, in the order of 100
billion times in favour of her inclusion;
• Sample 2.01-07 (tape lift from middle of side 2 of the swag) produced a
mixed DNA profile originating from four individuals. There was extremely
strong support for the applicant being included in the sample, in the order of
1.5 billion times in favour of her inclusion;
• Sample 2.01-09 (cutting from side 1, end 1 of the swag) produced a
single-source DNA profile. The likelihood ratio was greater than 100 billion
times in favour of the complainant’s inclusion in the sample. This sample
was from an ‘amylase positive’ area of the swag;
• Sample 2.01-11 (cutting from side 2, end 2 of the swag) produced a
single-source DNA profile, with extremely strong support for the hypothesis
that the complainant was the source of the DNA. This sample was from an
‘amylase positive’ area of the swag;
• Sample 2.01-12 (cutting from middle of side 2 of the swag) produced a mixed
DNA profile originating from three individuals. There was very strong
support for the applicant’s inclusion in the sample, in the order of 9,600 times
in favour of her inclusion. This sample was from an ‘amylase positive’ area
of the swag. Mr Volgin explained that given the DNA profiles were mixed
profiles, and if it were assumed that saliva was present, he could not confirm
which contributor deposited saliva.
24 Mr Volgin also gave evidence about sources of DNA, including saliva and
other biological fluids, and its propensity to be deposited through direct contact or
secondary or tertiary transfer. Saliva contains a high level of the amylase enzyme;
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elevated levels of amylase can be used as a presumptive indicator of the presence
of saliva in a DNA sample.
The defence case
25 The defence cross-examined the complainant on various topics that aimed to
undermine the credibility of his evidence, including occasions said to be
demonstrative of the complainant being jealous of the applicant’s son. It adduced
evidence of two photographs taken during the night at 10:45pm (Exhibit D10) and
10:52pm (Exhibit D9), respectively. Exhibit D10 depicts both the complainant and
another boy kissing the applicant’s cheeks. Exhibit D9 depicts the same people
together (not kissing), with the tagline superimposed, ‘#welovemilfs’. The
complainant gave evidence that ‘milfs’ means, ‘mothers I’d like to fuck’. He said
he did not write the tagline on the photograph.
26 The defence relied on the photographic evidence as providing a possible
explanation for the evidence about the probabilities of the applicant’s DNA being
in the swag. It also contended that the photographs were inconsistent with the
complainant’s account that he was wary of the applicant at the gathering. It
contested the complainant’s evidence about not wanting to be around the applicant,
feeling awkward around her and not wanting to sit next to her.
27 The complainant admitted that when he was 15, he lied to his friendship
group about fathering a baby, which included showing them a photo of the baby.
Defence relied on this also to attack his credit as a witness.
28 In relation to the DNA evidence, the defence case was that a secondary or
tertiary transfer could explain the presence of the applicant’s DNA on the swag.
Defence counsel submitted:
So, rather than it being surprising or shocking that [the applicant’s] DNA has been
transferred into a swag that’s set up in her shed at the night of her party when her couch
has been sat on and her property has been touched, her body has been touched, the science
you heard from the prosecution expert, is that the DNA transfer is readily explicable, it’s
not surprising.
29 Defence counsel also addressed the presence of amylase, for which there
were presumptively positive results as set out earlier. She pointed out that there
were two amylase positive areas that contained only the complainant’s DNA. As
to the other profile, defence observed that this was:
… found in an area of the swag where there were… four contributors of DNA, three
contributors to the amylase positive area. You don’t know who the other contributors are.
You don’t know who has contributed the greatest amount of DNA to that area either.
30 Defence counsel did not make any submission inviting doubt as to whether
the applicant was, in fact, a contributor to the samples where the results showed
support for the complainant’s DNA being included in the sample.
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The appeal against conviction
Whether the judge committed ‘the prosecutor’s fallacy’ in summing up on the
DNA evidence (Ground 1)
31 The prosecutor’s fallacy is a syllogistic fallacy identified in the case law as
liable to occur when reasoning from evidence of the presence of DNA material, as
a piece of circumstantial evidence, to guilt. Its significance is connected to the
recognition that juries are likely to attribute significant weight to DNA evidence.1
Judges are required to explain carefully the forensic significance of DNA evidence
and associated statistical evidence.2
32 The ‘prosecutor’s fallacy’ takes the form of the following syllogism:3
1. Only one person in a million will have a DNA profile which matches that of the
crime stain.
2. The defendant has a DNA profile which matches the crime stain.
3. Ergo there is a million to one probability that the defendant left the crime stain and
is guilty of the crime.
33 This process of reasoning does not account for the fact that despite one person
in a million has a DNA profile that matches the sample, it is statistically likely that
numerous other people will also have DNA that matches the sample in a country
with a population of many millions.4 As Kourakis J explained in R v Marticanaj:5
The prosecutor’s fallacy occurs when the premise on which the standard formulation
stands, “if he was the source” is overlooked. The prosecutor’s fallacy equates the possibility
of finding another person with the same profile with the possibility that someone else
deposited the material, and ultimately with the possibility of innocence. The statistical
evidence based on the DNA database shows the likelihood, or more commonly, lack of it,
of there being, in addition to the identified possible depositor, another unknown, unrelated
person with a matching DNA profile. It does not demonstrate the likelihood that the known
person was the source of the DNA; it assumes it. The expected frequency of the identified
profile is evidence that the known person is the depositor but many other evidential
considerations may also affect the ultimate probability of that fact. Even the slimmest
possibility of finding another matching DNA profile will count for little in the face of
unimpeachable evidence of alibi.
To say that the DNA profile obtained from biological material is X times more likely to
match, in the sense of being identical to, the DNA profile of the person who deposited it,
than another unknown unrelated male, is in a sense to state the obvious … However, the
critical part of the standard formulation is its statement of the relative possibility of the
DNA profile, which is shared by the swabbed material and a known person, also matching
the DNA profile of another unknown and unrelated person. It is of course physiologically
possible that there might be such a match, with another unknown person, because even
1 R v Doheny and Adams [1997] 1 Cr App R 369 at 375 (Phillips LJ); Hillier v R (2008) 163 ACTR 60 at
91, [181] (Madgwick, Weinberg and Dowsett JJ).
2 R v Karger (2002) 83 SASR 135 at 145, [36] (Doyle CJ).
3 R v Doheny and Adams [1997] 1 Cr App R 369 at 372–373 (Phillips LJ).
4 R v Doheny and Adams [1997] 1 Cr App R 369 at 373 (Phillips LJ).
5 [2010] SASCFC 82 at [93]-[94].
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though DNA is, apart from identical twins, unique, two unrelated persons might exhibit the
same profile at the locations tested even though their respective DNA sequences will vary
at other, probably many other, locations. It is that possibility which is expressed, in the case
of Mr B’s profile, to be “one in a billion”. Given the certainty to which I have just referred
that the profile of the deposited material will match the profile of the person who deposited
it, it can then be said that it is a billion times more likely that the profile of blood deposited
by Mr B will match Mr B’s profile than the profile of an unrelated person selected randomly
from the Australian community.
(Emphasis added.)
34 The emphasised passage is a very different proposition from saying that there
is a billion to one probability that the defendant deposited the sample. That
fallacious step has the effect of occluding that the probability ratio is only part of
the evidence and must be evaluated in light of the totality of the evidence.6
35 The applicant submitted that several paragraphs of the Summing Up, relating
to descriptions of the ‘likelihood ratio’ and summaries of various tape lifts and a
cutting, adopted the prosecutor’s fallacy, giving rise to a miscarriage of justice. As
to the meaning of the ‘likelihood ratio’, the judge said:
As part of undertaking the comparison of the samples, specific regions of DNA profile are
analysed and from that they can provide a hypothesis of the likelihood that an individual
contributed to that DNA. It is referred to as a 'likelihood ratio' and is expressed in two
difference [sic] ways. That is, whether or not the person is a source of the DNA, or the
person is not the source of the DNA and the source of the DNA must be from an unknown
person in the population. So that is the two ways that it is expressed. That is, how likely it
is that a person's DNA is present in the profile versus the DNA originating from an
unknown person. So that is what that statistical weighting or likelihood ratio relates to. It
does not say how much DNA is in there, it just says whether or not it is likely.
With respect to the sample 2.01-06 the judge said:
So the tape lift from side 2 end 1 had a mixed profile from four contributors, including [the
complainant], and one of the other contributors in both of the tape lifts was a hundred
billion times more likely to be [the applicant] than someone else.
With respect to the sample 2.01-07 the judge said:
… you have the same result in relation to item 7 in relation to the middle section, side 2
middle, which, again, has a mixed DNA profile from four contributors, including [the
complainant], and a likelihood of 1.5 billion in favour of [the applicant] being a contributor
to that profile as well.
With respect to the sample 2.01-12 the judge said:
[The complainant] is a contributor to that and another of the profiles, the hypothesis being
that it is 9,600 times more likely that [the applicant] is the contributor than someone else.
So it shows very strong support that she is the contributor. Again, you might not think that
6 R v Keir (2002) 127 A Crim R 198 at 205–206, [31] (Giles JA).
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is unlikely - surprising because of her being present in the tape lift as well, which was of
that whole area.
Finally, the judge said:
… the likelihood ratio does not tell you how much DNA is present, it is just that it is
present.
(Emphases provided by the applicant.)
36 The applicant submitted that each of the emphasised parts of these passages
manifested instances of the prosecutor’s fallacy. She accepted that the likelihood
ratios, in respect of each of the three samples, did provide strong support for the
hypothesis that her DNA was present. However, the statistical weighting, or
likelihood ratio in respect of each represented only the probability of seeing the
DNA if that hypothesis was true, compared with if the applicant was not a
contributor. It did not provide the statistical probability of the hypothesis, that the
applicant was a contributor, actually being true. However, the judge’s directions
went so far as to say that the effect of the evidence was to identify the probability
of the applicant being a contributor.
37 We do not think that this submission can be maintained strongly in respect
of all the passages the subject of complaint. Language that might be impugned in
that regard is most apparent in the passage about sample 2.01-07. With respect to
the other two samples referred to, the addition of the phrase ‘than someone else’
directs, in a fairly shorthand way, attention to the true analysis. The first, longer
passage incorporates the correct analysis (‘how likely it is that a person's DNA is
present in the profile versus the DNA originating from an unknown person’). We
accept that it also carries language that might tend to invoke the prosecutor’s
fallacy.
38 In its bare terms, the last passage could be construed as invoking the
prosecutor’s fallacy.
39 These directions must be read in the whole context of the Summing Up, and
together. The ultimate difficulty for the applicant, however, is that defence counsel
at trial did not raise, at any point, the possibility that the DNA that returned
probability weightings in favour of being the applicant’s was not, in fact, the
applicant’s. Counsel for the applicant on appeal accepted that this was a forensic
decision on the part of defence counsel. The defence focused on the possibility of
transference in circumstances where the party was at the applicant’s property and
there was evidence of the applicant having touched the complainant during the
course of the evening.
40 At the hearing of the appeal, counsel for the applicant adopted a more
nuanced complaint under this ground. This was to the effect that in circumstances
where the admissibility of the DNA evidence was challenged (its admission being
the subject of Ground 2 of the appeal), the commission of the prosecutor’s fallacy
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in the Summing Up meant that the jury would have been over-awed by the high
numbers and jump to the conclusion that the act of fellatio had occurred as alleged.
41 For reasons which we come to below, and which counsel for the applicant
went some way towards conceding, this more nuanced complaint is better
considered within the context of Ground 3, which concerns the prosecutor’s own
alleged deployment of the prosecutor’s fallacy in closing address, and in the
specific context of consideration of the evidence of amylase.
42 There was extremely strong support for the applicant being a contributor to
the samples 2.01-06 and 2.01-07, compared with the hypothesis that the source
was another person. The defence case proceeded on the basis that the applicant
was a contributor, and raised no case based on the possibility that she was not. To
the extent the Summing Up could be said to have strayed, at times, into language
suggestive of the prosecutor’s fallacy, We are not persuaded that it is arguable that
this caused a miscarriage of justice.
43 We refuse permission to appeal on Ground 1.
The admission of forensic evidence relating to sampling from the complainant’s
swag (Ground 2)
The invitation by the prosecutor to engage in impermissible reasoning with
respect to sampling from the complainant’s swag (Ground 3)
44 It is convenient to consider these grounds together. Ground 2 contains
lengthy particulars. It reads, in its entirety, as follows:
2. It was an error of law (or, alternatively, an error which occasioned a miscarriage of
justice) to admit the forensic evidence pertaining to sampling of the complainant’s
swag (the forensic evidence).
2.1 The complainant’s credibility and reliability were the critical issues in the trial
and any independent evidence that might have been viewed as supportive of
his account was likely to be given great weight by the jury.
2.2 The forensic evidence had a seductive quality but, when carefully scrutinised
and properly understood, was of no probative value as it was incapable of
founding an inference supportive of the complainant’s account (as opposed to
being equally consistent with the applicant’s innocence).
2.3 The presence of the applicant’s DNA in the swag, even if that could be safely
inferred, was equally capable of being explained by innocent transference in
the undisputed circumstances.
2.4 The presumptive positive results indicative of the presence of amylase in the
complainant’s swag (an enzyme present in saliva but also in other biological
materials including faecal matter and semen) (the amylase evidence), viewed
in conjunction with the DNA results, was incapable of founding an inference
supportive of the complainant’s account because, when carefully scrutinised
and properly understood, it indicated that the complainant himself was the
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source of the biological material in the area of the swag sampled which reacted
positively to the presumptive test.
2.5 There was a real risk that the jury would (and, absent adequate directions, did)
misunderstand the effect of the forensic evidence as to both the presumptive
positive amylase results and DNA results (in isolation and in combination),
giving the evidence far greater weight than it was legitimately capable of
bearing.
2.6 The danger of the jury misusing the forensic evidence was illustrated by, and
compounded by, the submissions of the prosecutor in the closing address.
45 Particular 2.6 illustrates the link between this ground, which is primarily
concerned with admissibility but spills into a complaint about directions, with
Ground 3, which asserts prejudice arising from the prosecutor’s address regarding
evidence of amylase in the swag. Ground 3 reads as follows:
3. The use the prosecution sought to make of the forensic evidence occasioned a
miscarriage of justice which was not cured by directions.
3.1 While the prosecutor’s submissions were the subject of comment in the
Summing Up (reflecting the danger of misuse as recognised by the Judge) the
purported directions did not eliminate the danger because, while suggesting
the weight of the evidence was limited, her Honour permitted the jury to
disagree and disregard her comments; both implicitly – because they would
have been understood as ‘comments about aspects of the evidence or the facts’
and not ‘directions … about the law’ (SU 1 [3-5]) – and explicitly (SU 42 [9];
SU 43 [1]).
3.2 There is a considerable risk that the jury disagreed and disregarded the Judge’s
comments and instead preferred the prosecutor’s view that the evidence was
strongly supportive of the applicant’s saliva being in the swag and therefore
fellatio having likely occurred (SU 44 – SU 45 [1]).
46 The foundation of the applicant’s objection to the admissibility of the
samples lay in the proposition that the possibility of secondary transfer of DNA,
coupled with the ‘CSI effect’ may give rise to a risk of unfair prejudice that
outweighs any slight probative value of the evidence. The applicant extended this
proposition to where the DNA evidence is to be considered in conjunction with
evidence indicating the possible presence of saliva, in a case alleging fellatio.
47 The applicant called in aid the decision of the Victorian Court of Appeal in
DPP (Victoria) v Wise (‘Wise’). 7 In that case, the respondent was charged with
rape on the basis of having performed fellatio on the complainant while the
complainant was asleep after a party. The evidence included samples taken from
tape lifts of the complainant’s underwear. That sample contained DNA from three
contributors. As well as containing DNA from the complainant, there was
7 [2016] VSCA 173.
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extremely strong support for the respondent being a contributor, and very strong
support for the complainant’s girlfriend being a contributor.8
48 A second sample from the underwear contained both saliva and DNA of the
complainant. It could not be determined whose saliva it was. The evidence was
that the absence of the respondent’s and the girlfriend’s DNA in this sample did
not necessarily establish that the saliva was not theirs, as epithelial cells containing
DNA can be removed in the course of a tape lift.9
49 There was also evidence supporting the capacity of DNA to be transferred.10
Witnesses gave evidence of a fight earlier on in the day during which the
respondent had physically restrained the complainant.
50 The trial judge excluded the DNA evidence, holding that it was necessary to
undertake a balancing exercise between the probative value and whether that was
outweighed by the danger of unfair prejudice to the respondent:11
This involves a need to assess amongst other things the risk that notwithstanding
appropriate warnings the jury may attach greater weight to the evidence than it should
receive. I need to assess the risk notwithstanding appropriate jury directions and warnings.
51 The judge concluded that in all the circumstances, there was a real risk that
the evidence would be misused in an unfair way, that the jury may misjudge the
weight to be given to it or engage in an illegitimate form of reasoning. He
concluded that the prejudicial effect outweighed the probative value of the
evidence. Section 137 of the Evidence Act 2008 (Vic) (an enactment of the
Uniform Evidence Law) provides:
137 Exclusion of prejudicial evidence in criminal proceedings
In a criminal proceeding, the court must refuse to admit evidence adduced by the prosecutor
if its probative value is outweighed by the danger of unfair prejudice to the accused.
The words ‘probative value’ are defined in the dictionary in that Act:
probative value of evidence means the extent to which the evidence could rationally affect
the assessment of the probability of the existence of a fact in issue
52 Section 137 consequently required the judge to exclude the DNA evidence.
53 When the prosecutor subsequently requested him to do so, the judge refused
to certify under s 295(3) of the Criminal Procedure Act 2009 (Vic) that the
evidence, if ruled inadmissible, ‘would eliminate or substantially weaken the
prosecution case’.
8 DPP (Victoria) v Wise [2016] VSCA 173 at [33] (Warren CJ, Weinberg and Priest JJA).
9 DPP (Victoria) v Wise [2016] VSCA 173 at [33] (Warren CJ, Weinberg and Priest JJA).
10 DPP (Victoria) v Wise [2016] VSCA 173 at [33] (Warren CJ, Weinberg and Priest JJA).
11 DPP (Victoria) v Wise [2016] VSCA 173 at [34] (Warren CJ, Weinberg and Priest JJA).
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54 The Director sought a review of the refusal to certify and, if that were to be
successful, applied for leave to appeal against that interlocutory decision, prior to
trial. The Victorian Court of Appeal refused the application for review.
55 The Court’s assessment of the probative value of the DNA evidence was
critical to its decision to refuse the application for review. The Court said:12
As we have said, when the DNA evidence is properly evaluated, the presence of the
respondent’s DNA in the underpants can establish no more than that [the complainant] had
come into contact with the respondent, or with some other person or object that had come
into contact with the respondent. It may be that the presence of respondent’s DNA inside
the underpants is explicable by transference connected with oral sex, but, at the risk of
repetition, in our view to attempt to draw an inference to that effect would be wholly
speculative. The presence of [the girlfriend’s] DNA in the mixture means that it would not
be open safely to hypothesise other than that the presence of the respondent’s DNA may
have been attributable to transference in the course of other activities during the events at
LR’s house. Thus, as we have said, the evidence from the first sample has no (or very little)
probative value.
Moreover, one of the dangers associated with DNA evidence, is what has come to be known
as the “CSI effect”. The “CSI effect” is a reference to the atmosphere of scientific
confidence evoked in the imagination of the average juror by descriptions of DNA
findings. As we have explained, as a matter of pure logic, the DNA evidence has little
or no probative value. By virtue of its scientific pedigree, however, a jury will likely
regard it as being cloaked in an unwarranted mantle of legitimacy — no matter the
directions of a trial judge — and give it weight that it simply does not deserve. The
danger of unfair prejudice is thus marked, and any legitimate probative value is, at
best, small.
With respect to the evidence of the finding of saliva, the trial judge dealt with its
admissibility under the same umbrella as the DNA evidence. That is understandable, in
circumstances where the prosecution are apparently content to do the same. The
prosecution’s assertion that, although it cannot be determined whose saliva it is, it can be
assumed that it is the saliva of one of the contributors to the DNA results, reveals the danger
of unfair prejudice associated with the evidence. It does not follow as a matter of logic that
the absence of DNA in the sample of saliva must mean that the saliva came from one of
the individuals whose DNA was found to be present in the other sample. But it is a
seductive leap of logic that a jury is likely to make (particularly if the evidence of the
finding of saliva is admitted concurrently with that of the DNA). In any event, if the DNA
evidence falls to be excluded, there is simply no occasion to admit the evidence of saliva
on the basis contemplated by the prosecution.
(Emphasis added; footnotes omitted.)
56 There have been other instances of Australian courts excluding DNA
evidence where innocent and inculpatory explanations for the DNA’s presence are
equally likely.13 By contrast, in R v Ali (‘Ali’),14 the respondent was charged with
12 DPP (Victoria) v Wise [2016] VSCA 173 at [69]-[71] (Warren CJ, Weinberg and Priest JJA).
13 See R v Joyce (2002) 173 FLR 322 at 324–325, [8] (Angel J), quoting R v Juric (2002) 4 VR 411 at 426
(Winneke P, Charles and Chernov JJA); R v GZ [2015] ACTSC 229 (Burns J). See also Western
Australia v Piccioni [2025] WADC 69 (Astill DCJ).
14 [2015] NSWCCA 72.
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offences concerning an allegation that he digitally penetrated the 7-year-old
complainant’s vagina. The complainant’s mother had walked into the room and
seen the respondent put his hand between her daughter’s legs, pull her pants to one
side and appear to push his fingers into the area of her daughter’s vagina. The
complainant was interviewed and gave an account that was consistent with her
mother’s evidence.
57 The trial judge excluded DNA evidence indicating two male DNA profiles
on the complainant’s underpants, one of which was consistent with the respondent.
There was evidence that gave some cause for concern about transference in the
course of the chain of custody of the underpants. In addition, the respondent had
been physically close to the complainant from time to time during the day before
the incident was alleged to have occurred.15
58 The trial judge found that the DNA evidence had relatively slight probative
value, given the issues surrounding its retrieval and the lack of continuity,
combined with the fact that the respondent and the complainant had been in close
contact leading up to the alleged offence. Further, the presence of other male DNA
could not be satisfactorily explained. He held that the evidence could not only be
unfairly prejudicial but also misleading and confusing. The possibility of
contamination and of secondary transfer was real.16
59 That case was also concerned with the application of s 137 of the Uniform
Evidence Law, here, s 137 of the Evidence Act 1995 (NSW). The New South Wales
Court of Criminal Appeal held that while there were difficulties with the chain of
possession and the possibility of contamination, the judge overstated those
difficulties.17 It analysed the cases concerned with the proper application of s 137,
and in particular R v Shamouil (‘Shamouil’), in which Spigelman CJ said:18
The preponderant body of authority in this Court is in favour of a restrictive approach to
the circumstances in which issues of reliability and credibility are to be taken into account
in determining the probative value of evidence for purposes of determining questions of
admissibility. There is no reason to change that approach.
…
To adopt any other approach would be to usurp for a trial judge critical aspects of the
traditional role of a jury. In the case of evidence of critical significance, such a ruling by a
trial judge would, in substance, be equivalent to directing a verdict of acquittal on the basis
that the trial judge was of the view that a verdict of guilty would be unsafe and
unsatisfactory. As the High Court said in that different, but not irrelevant, context in Doney
v The Queen (1990) 171 CLR 207 at 275, this is not a permissible “basis for enlarging the
powers of a trial judge at the expense of the traditional jury function”. In my opinion, the
same is true if a trial judge can determine the weight of evidence when applying s 137.
15 R v Ali [2015] NSWCCA 72 at [25] (Hoeben CJ at CL).
16 R v Ali [2015] NSWCCA 72 at [26] (Hoeben CJ at CL).
17 R v Ali [2015] NSWCCA 72 at [48] (Hoeben CJ at CL).
18 R v Shamouil (2006) 66 NSWLR 228 at [60], [64].
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60 The Court in Ali ultimately held that s 137 did not bar the admissibility of the
DNA certificates prepared by a DNA expert. It was open to the jury, acting
reasonably, to use them in assessing whether the respondent committed the
offences with which he had been charged:19
The capacity of the certificates to establish that issue, as distinct from the weight likely to
be given to them, is substantial. Accordingly, the certificates have significant probative
value.
61 This is not an exhaustive survey of the cases. Taken together, they illustrate
that an assessment of the probative value of DNA evidence will have regard to all
the circumstances. In saying that, different emphases in approach under s 137 are
apparent, especially as concerns the capacity of DNA certificates to establish a fact
in issue, as opposed to the weight to be accorded to them, having regard to
possibilities of transference. The New South Wales Court of Criminal Appeal
might be said to have demonstrated a greater reluctance to interfere with the jury’s
fact-finding function in this regard than the Victorian Court of Appeal. However,
the limits on the probative value of DNA in any given case will depend on the
context of all the evidence.
62 Section 137 is the statutory enactment of the common law ‘Christie
discretion’.20 This Court noted in R v Garner; R v Webb:21
Whether questions of admissibility (for example the R v Christie [1914] AC 545 discretion
or its equivalent under the various Uniform Evidence Acts) involve the exercise of a true
discretion or are evaluative questions with a unique answer has been subject of debate in
New South Wales and Victoria; see Hughes v The Queen (2017) 263 CLR 338 at [42]; R v
Riley [2020] NSWCCA 283; Kadir v The Queen (2020) 267 CLR 109. Whether
ss 34P(2)(a) and 34P(3) involve the exercise of a discretion as opposed to an evaluative
judgment was not argued in this case but see R v Fleming (2017) 129 SASR 27 at [60].
63 In R v Fleming; R v Maher,22 the Court observed that an assessment under ss
34P(2)(a) and 34P(3) of the Evidence Act 1929 (SA) (‘Evidence Act’) was not an
exercise of a discretion in the House v The King23 sense, but an evaluative
assessment of fact and degree.24 Similarly, in Hughes v The Queen,25 the High Court
described the assessment of admissibility of tendency evidence as an
‘open-textured, evaluative task’.26
64 This also appropriately describes the task of the Court in the present case in
assessing whether the evidence of the samples from the complainant’s swag should
have been excluded on the basis that it was more prejudicial than probative. The
relevant surrounding circumstances extend to the complainant and another boy
19 R v Ali [2015] NSWCCA 72 at [50] (Hoeben CJ at CL).
20 R v Christie [1914] AC 545.
21 [2021] SASCA 68 at [73], ft 42.
22 (2017) 129 SASR 27.
23 (1936) 55 CLR 499.
24 R v Fleming; R v Maher (2017) 129 SASR 27 at [60] (Peek J).
25 (2017) 263 CLR 338.
26 Hughes v The Queen (2017) 263 CLR 338 at [42] (Kiefel CJ, Bell, Keane and Edelman JJ).
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kissing the applicant, the applicant deliberately pushing her bottom towards the
complainant and rubbing it against his groin when the complainant was walking
past the pool table, and the applicant groping the complainant’s groin and trying
to kiss him.
65 There was a clear capacity for DNA transference from the applicant to the
complainant’s skin and clothes. Mr Volgin gave evidence that lip to cheek contact,
as depicted in Exhibit D10, would result in a greater likelihood of DNA being
transferred, given that the biological source would be from saliva. Direct physical
contact, with arms wrapped around two individuals as depicted in Exhibit D10,
can lead to DNA being deposited on the outer surface of clothing. If the person
stayed in their clothes, that might be transferred to their bedding. At a more general
level, Mr Volgin’s evidence was that DNA was more likely to be deposited through
direct physical contact than through secondary transfer.
66 It is necessary here to revisit the results of the samples. Samples 2.01-06 and
2.01-07 both produced a mixed DNA profile originating from four individuals.
Both showed extremely strong support for the applicant’s inclusion in each sample.
Sample 2.01-01 showed extremely strong support for the applicant’s exclusion
from the sample. Sample 2.01-05 showed strong support for the applicant’s
exclusion from the sample. Sample 2.01-09 produced a single source, with
extremely strong support for the complainant’s inclusion. Sample 2.01-12
produced a mixed profile from three individuals. There was very strong support
for the applicant’s inclusion in the sample.
67 Four samples indicated a presumptive positive test for amylase. The evidence
was that saliva and other bodily secretions such as faeces and semen were all
sources of amylase. Two of the amylase-positive samples, 2.01-09 and 2.01-11,
produced a single-source DNA profile, with extremely strong support for the
hypothesis that the complainant was the source of the DNA.
68 Sample 2.01-12 was the only sample from an ‘amylase positive’ area of the
swag for which there was support for the applicant being a contributor to the mixed
profile (9,600 in favour of inclusion), as opposed to the source being an unknown
person. Mr Volgin could not say who of the contributors deposited the saliva, if
that is what the source of the amylase was.
69 The applicant submitted that the probative value of the DNA evidence was
entirely neutral, commensurate with the evidence in Wise. That is, where there was
evidence of support for the applicant being a contributor to the sample, this was
equally probative of secondary transfer as it was of the applicant having direct
physical contact with the swag. Indeed, the judge directed in terms that reflected
this:
What you make of the DNA is a matter for you, but you might find that the DNA evidence
is consistent with both the prosecution and the defence case, that it does not support one
more than the other.
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Evidence of the accused’s DNA is consistent with her having been in the swag but it is
equally consistent with it having been deposited by a secondary or tertiary transfer.
70 The applicant submitted that once it is accepted that the probative value was,
in effect, neutral, the prejudice occasioned by the ‘CSI effect’, as described in
Wise, mandated exclusion. She also made a further, specific submission
concerning the risk of the CSI effect on the amylase evidence in respect of sample
2.01-12. While there was very strong support for the applicant being one of the
three contributors to the mixed profile, there was no evidence as to the source of
the amylase. Yet there was an obvious risk that the jury would jump to the
conclusion that the applicant was the source of the amylase, given the support for
her being a contributor to the DNA profile. Saliva being a source of amylase, the
risk was of a prejudicial leap to a conclusion of guilt. That was not least in
circumstances where other samples tested presumptively positive for amylase
where the evidence only supported the complainant being the sole contributor to
the DNA.
71 The applicant therefore invoked the ‘CSI effect’ both in objection to
admissibility of the DNA and amylase evidence and in support of her contention
that the directions were insufficient to guard against prejudicial reasoning. It is
necessary to say a little more about the ‘CSI effect’.
72 The Victorian Court of Appeal in Wise described the CSI effect as ‘the
atmosphere of scientific confidence evoked in the imagination of the average juror
by descriptions of DNA findings’ such as risks cloaking the evidence with a mantle
of unwarranted scientific legitimacy.27 That in turn is said to create danger of unfair
prejudice when the probative value may be slight. There is an obvious parallel
between the present case and Wise, where the allegation was also one of fellatio.
The presence of saliva was detected, and it could not be said whose saliva was
present. There was evidence of contact between the complainant and the accused
prior to the alleged incident and the relevant DNA profile was mixed, with strong
support for the accused being a contributor.28 The Court in Wise excluded the DNA
evidence and the evidence of saliva.29
73 We accept that DNA evidence carries a risk of prejudice of the kind described
in Wise. It is necessary, however, to interrogate the context in which this
apprehended risk may arise. Risks of prejudice attach to various kinds of evidence.
For example, evidence that is admitted for a permissible use that relies on a
particular propensity or disposition of a defendant as circumstantial evidence may
be admissible, subject to requirements of careful directions. In South Australia, the
admission of such evidence is governed by s 34P of the Evidence Act, which
requires that the evidence must have strong probative value having regard to the
particular issue or issues at trial. Section 34R then prescribes the directions that
must accompany the admission of any such evidence. These sections, and their
27 DPP (Vic) v Wise [2016] VSCA 173 at [70] (Warren CJ, Weinberg and Priest JJA).
28 DPP (Vic) v Wise [2016] VSCA 173 at [69]-[71] (Warren CJ, Weinberg and Priest JJA).
29 DPP (Vic) v Wise [2016] VSCA 173 at [71]-[73] (Warren CJ, Weinberg and Priest JJA).
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application in the circumstances of a given case, are the product of long
development of both the common law and legislative intervention to reach a fair
and practicable treatment of a fraught class of evidence that has the potential to
invite prejudicial reasoning.30
74 DNA evidence has been a feature of the forensic landscape for some decades.
It was first introduced into forensic scientific procedures in Australia in 1988.31
Since then, the Courts have grappled with issues of reliability in the contexts of
risks of transference, as well as the forensic utility of the samples as seized, and
the integrity of subsequent storage and transferring processes. Wise and Murdoch
v The Queen32 provide examples.
75 In a given case, DNA evidence is a piece of circumstantial evidence. In R v
Hillier (‘Hillier’),33 the High Court considered the significance of evidence of
DNA of an unknown contributor found on a tape lift from the collar of the pyjamas
the deceased was wearing at the time of her death. The Australian Capital Territory
Court of Appeal had held that there was a real possibility that another person was
responsible for the deceased’s death:34
The evidence of handcuffs, the marks on the bed head, the bruises on her wrists, the DNA
from an unknown male on her collar, the footprints in the soot and other evidence consistent
with the presence of a third person at the relevant time raises the disquietening possibility
that such a person may have been admitted to the house and in some fashion caused her
death.
76 The High Court held this reasoning to be erroneous. The plurality explained:35
The case against Mr Hillier was a circumstantial case. It has often been said that a jury
cannot be satisfied beyond reasonable doubt on circumstantial evidence unless no other
explanation than guilt is reasonably compatible with the circumstances36. It is of critical
importance to recognise, however, that in considering a circumstantial case, all of the
circumstances established by the evidence are to be considered and weighed in deciding
whether there is an inference consistent with innocence reasonably open on the evidence37.
(Footnotes in original.)
As to the significance of the DNA evidence, the plurality said:38
30 See, e.g., BRS v The Queen (1997) 191 CLR 275 at 308; KRM v The Queen (2001) 206 CLR 221 at
[36]-[38]; Perara-Cathcart v The Queen (2017) 260 CLR 595 at [51]-[56]; JGS v The Queen [2020]
SASCFC 48 at [97]; Adamson (a pseudonym) v The King [2024] SASCA 91 at [48]-[57]; Kane (a
pseudonym) v The King [2024] SASCA 70 at [65].
31 R Scott and C Skellern, ‘Medical Issues: DNA evidence in jury trials: The “CSI effect”’, (2010) 18(3)
JLM 239 at 254.
32 (2007) 167 A Crim R 329.
33 (2007) 228 CLR 618.
34 Hillier v The Queen [2005] ACTCA 48 at [99] (Higgins CJ and Crispin P).
35 R v Hillier (2007) 228 CLR 618 at [46] (Gummow, Hayne and Crennan JJ).
36 See, eg, Martin v Osborne (1936) 55 CLR 367 at 375; Plomp v The Queen (1963) 110 CLR 234 at 243
per Dixon CJ.
37 Shepherd v The Queen (1990) 170 CLR 573 at 579 per Dawson J.
38 R v Hillier (2007) 228 CLR 618 at [49] (Gummow, Hayne and Crennan JJ).
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In the present case, there was evidence (such as the evidence of unidentified DNA on the
pyjama top) which was consistent with Mr Hillier's innocence. But the question for the
Court of Appeal was whether, on the whole of the evidence, it was open to the jury to be
persuaded beyond reasonable doubt that he was guilty.
77 It was significant in that case that the accused had given evidence at trial. The
plurality observed that the jury were bound to consider what they made of that
evidence. The question was whether it was open to the jury to be persuaded on all
the evidence, including the accused’s oral evidence, that he was guilty.39 The DNA
evidence of an unknown contributor was one piece of evidence that fell to be
considered as part of the evidence as a whole. The Court concluded that the pieces
of evidence, including the DNA evidence, that tended to suggest that a third person
was present at the relevant time did not mean that it was not open to the jury to
conclude that guilt had been proved beyond reasonable doubt. That would only
follow if the significance given to those aspects of the evidence was assessed
separately from the rest of the evidence, which would be an erroneous approach.40
78 Hillier exemplifies the approach to be taken to DNA evidence, as a piece of
circumstantial evidence, within the whole of the evidence. Nevertheless,
miscarriages of justice have occurred as a result of uncritical acceptance of the
probabilities presented by such evidence as certainties.41 It is important that the
jury be directed about the forensic utility and limits of DNA evidence. However,
invocation of the abstraction of the ‘CSI effect’ as a potential bar to admissibility
should be approached with some caution. In Ali, the Court accepted the submission
of the DPP:42
… that his Honour’s finding that the jury would overreact or approach the evidence in an
illogical or irrational manner by reason of the fact that the certificates had the backing of
science, understated the capacity of the jury to understand evidence which was not
particularly complicated.
79 In reaching the conclusion quoted earlier, the Court observed that the
difficulties in the chain of possession and possibility of contamination were ‘quite
capable of being explained to the jury and understood by them’.43
80 For the reasons already discussed in the context of Ground 1, there was no
contest in the present case over chain of possession or the possibility of
contamination of the DNA samples. The contention now raised is simply that given
the presence of DNA with a high probability of the applicant being a contributor
was equally explicable by direct contact (as alleged by the prosecution) or indirect
39 R v Hillier (2007) 228 CLR 618 at [50] (Gummow, Hayne and Crennan JJ).
40 R v Hillier (2007) 228 CLR 618 at [51]-[52] (Gummow, Hayne and Crennan JJ).
41 See, e.g., The Honourable FHR Vincent, Report: Inquiry into the circumstances that led to the
conviction of Mr Farah Abdulkadir Jama (Melbourne, Printing and Publishing Services Victoria, May
2010).
42 R v Ali [2015] NSWCCA 72 at [46] (Hoeben CJ at CL).
43 R v Ali [2015] NSWCCA 72 at [48] (Hoeben CJ at CL).
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transfer, the prejudice attributable to the ‘CSI effect’ outweighed what was a
negligible probative value.
81 Had the DNA evidence been the only evidence linking the applicant to the
alleged offending, in the circumstances supporting the possibility of indirect
transfer outlined above, the applicant’s submission that the DNA evidence should
have been excluded as being more prejudicial than probative may have had more
force. However, it was not. There was the evidence of the complainant himself, as
well as the evidence of LW about the legs he saw protruding from the swag. There
was also the evidence of the subsequent electronic messages sent by the applicant
to the complainant. These are the subject of a separate challenge, below. However,
for the reasons given below, we would refuse permission to appeal on Grounds 4
and 5. The evidence of the electronic communications can therefore be considered
as part of the entire circumstantial case for present purposes.
82 Taking the approach exemplified in Hillier, Ali and Shamouil, in
circumstances where the DNA and amylase evidence were pieces of circumstantial
evidence in a case that relied on both direct evidence and other pieces of
circumstantial evidence, it was for the jury to determine the weight to be given to
those pieces of evidence in the entire evidential context. The amenability of DNA
to secondary transference was not a difficult concept. Mr Volgin explained it
carefully and clearly. The jury were entitled to assess the significance of that
possibility in the context of assessing all the evidence.
83 It follows that we reject the contention that the judge erred in admitting the
DNA evidence.
84 Having said that, it was also necessary that the jury be given careful
directions about the limits of the probative value of that evidence. That is not only
in respect of the capacity of DNA to be the subject of secondary and tertiary
transfer, as explained in evidence by Mr Volgin, but also regarding the limited
forensic significance of the amylase evidence.
85 It is necessary to consider the judge’s directions in the context of remarks
made by the prosecutor in closing, which remarks are the subject of complaint in
Ground 3. The prosecutor said:
… If there is some innocent explanation for an amylase positive cutting to which Mr Volgin
found very strong support that [the applicant] contributed her DNA to from the middle of
that swag, then it would have to be said that [the applicant] has been the victim of the most
unfortunate bad luck … It would be an extremely unfortunate coincidence if there was
some innocent explanation for these DNA results which are very consistent with [the
complainant’s] given account of what happened in the swag.
86 This submission did not reflect the evidence. It formed one of two bases for
an application for a mistrial, which the judge refused. The evidence was that it was
reasonably possible that the presence of the applicant’s DNA was caused by
secondary or tertiary transfer. Moreover, this statement tended to elide the
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evidence that, of the three contributors to the mixed DNA profile produced from
sample 2.01-12 that also featured the amylase, it could not be said who contributed
the amylase.
87 The judge gave the following direction with respect to Sample 2.01-12:
[The prosecutor] then turned to the DNA evidence and said that it supports the
complainant’s] evidence. That the results sit comfortably with what he said happened in
the swag. That the amylase positive swab in the middle of the swag was consistent with the
description of her performing – of his description of her performing fellatio and being
without her top on in the swag.
She spoke of the chronology of [the complainant] provided in his statement and then the
testing of the swag being done later and, in the context, she made a comment that, if there
was some innocent explanation for the amylase positive cutting, to which Mr Volgin found
very strong support, that [the applicant] would have to be a victim of the most unfortunate
bad luck and coincidence if there was an innocent explanation.
Ladies and gentlemen, I have just explained to you the DNA evidence of Mr Volgin. It is
not a matter or unfortunate bad luck or coincidence. His evidence was clear, that a possible
explanation for [the applicant’s] evidence being present in the swag, both in the tape lift
and the cutting, was secondary and tertiary transfer in light of the contact that was shown
in D9 and D10, and there were other – and other potential contact with the accused’s DNA
on items in the accused’s house which might have had an accumulation of DNA on it.
He also said that, further, given the amylase positive cutting was a mixed profile, one could
not be certain, first, that it was saliva, it could have been faecal matter, but secondly, and
importantly, you could not say whose saliva it was of the contributors to the profile.
So it is not a question of bad luck or of coincidence. There is a reasonably possible
explanation for the presence of the accused’s DNA in the swag which is consistent with
her not having been anywhere near the swag and it does not, in those circumstances, involve
an acceptance of [the complainant’s] evidence.
88 The applicant submitted that while these remarks showed that the judge
disagreed with the prosecutor’s comments, they were not framed as legal directions
and did not eliminate the danger of the jury engaging in the reasoning invited by
the prosecution. We do not accept that submission. The remarks were directory in
nature and clear in their terms. The applicant also drew on the judge’s earlier
direction in Summing Up that, ‘what you make of the DNA is a matter for you’.
We do not accept that this earlier, perfectly correct statement, somehow
undermined the directory impact of the passage set out above.
89 That is not the end of the matter, however. In the course of argument, the
applicant developed a submission to the effect that the judge’s directions did not
go far enough in putting the evidence of amylase in sample 2.01-12 in its proper
context. While the DNA profile was supportive of the applicant having been a
contributor, and there was evidence of amylase, the forensic limits of that
combination had to be made clear. Specifically, there were also other
amylase-positive samples where there was only a single source profile of DNA,
with the probability being that this belonged to the complainant. When viewed in
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that light, the significance of there being amylase in an area where there was also
DNA, with a strong probability that the applicant was a contributor, was much
reduced.
90 Prior to correcting the prosecutor’s submissions in the manner set out above,
the judge directed the jury in detail on Mr Volgin’s evidence. When it came to the
amylase-positive samples, she directed as follows:
Turning over the page, you have the areas that were cuttings, and you will recall that he
said the areas the cuttings were taken from were where there was the presumptive
test, positive test, for amylase, so that’s where the areas were cut from.
If you look at item 9, which is the cutting taken from side 1 end 1, and you can see
where that was in photograph P15, that was a single source of DNA, which [the
complainant] was the only contributor.
Similarly with item 11, which was from side 2 end 2, that was a single source of DNA,
of which [the complainant] was the only contributor.
Then you have item 12, which was a cutting taken from side 2, the middle portion, where
there was an amylase positive area, and that was a mixed profile with three contributors.
You might think that is not surprising given that the tape lift from that area showed a mixed
profile from four contributors. So you might think it is not surprising that item 12 has a
mixed profile from three contributors in that particular area.
[The complainant] is a contributor to that and another of the profiles, the hypothesis being
that it is 9,600 times more likely that [the applicant] is the contributor than someone else.
So it shows very strong support that she is the contributor. Again, you might not think that
is unlikely – surprising because of her being present in the tape lift as well, which was of
that whole area. That is all I want to say about the table.
An important concession that was made by Mr Volgin is that, whilst amylase is
present in saliva, the profile being a mixed profile from three contributors in relation
to item 12, one of whom was [the complainant], does not say anything about, if you
find it is saliva, whose saliva it might be.
(Emphasis added.)
91 The emphasised parts of this passage show that the judge identified that other
amylase-positive areas coincided with a single contributor (the complainant), that
whether the source of the amylase in sample 2.01-12 was saliva was in issue and,
if it was saliva, the presence of the mixed profile did not say anything about who
was the source.
92 The judge did not, in that last paragraph, direct the jury that when considering
the results of sample 2.01-12, they should have regard to the fact that the other
amylase-positive areas had single-source DNA profiles. However, on careful
consideration, we are satisfied that this was not necessary. Defence counsel had
made the point in their closing address. The judge’s directions with respect to this
sample were part of a broader direction about the amylase-positive areas. Within
that context, the judge pointed out which samples coincided with the complainant
being the single contributor. We are satisfied that the judge, in giving this whole
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direction, pointed out the relevant aspects of the amylase-positive areas in a way
that left the jury sufficiently instructed about the forensic limits of sample 2.01-12.
93 While it is not determinative, we also note that defence did not seek any
further direction in respect of the amylase-positive samples. Defence counsel was
clearly acutely alive to the issues surrounding this evidence. The attempt to
exclude the evidence and the application for a mistrial demonstrate this, as does
defence counsel’s own reference to certain single source profiles coming from
amylase-positive areas. Having regard to the entire context of the Summing Up on
this issue, we do not accept that the directions with respect to the DNA and amylase
evidence occasioned a miscarriage of justice.
94 For these reasons, we grant permission to appeal on Grounds 2 and 3 but
dismiss these grounds of appeal.
The admission and use sought to be made of the telephone communications
(Grounds 4 and 5)
95 Grounds 4 and 5 also overlap. They read as follows:
4. It was an error of law (or, alternatively, an error which occasioned a miscarriage of
justice) to admit the evidence of the messages and voice call, Exhibits P5 – P7 (the
telephone communications).
4.1 The asserted failures of the applicant to positively deny allegations made by
the complainant were not capable of amounting to implied admissions to the
charged conduct.
4.2 To the extent that the defendant impliedly admitted the truth of aspects of what
the complainant asserted, there was no evidence independent of the
complainant that the statements made by him were referable to the charged
act or acts.
4.3 Statements made by the complainant – particularly those which may not have
been received or heard by the applicant – were self-serving and highly
prejudicial.
4.4 The danger of the jury misusing the telephone communications evidence was
illustrated by, and compounded by, the submissions of the prosecutor in the
closing address.
5. The use the prosecution sought to make of the telephone communications occasioned
a miscarriage of justice which was not cured by directions.
5.1 While the prosecutor’s submissions were the subject of comment in the
Summing Up (reflecting the danger of misuse as recognised by the Judge; SU
35-36) and her Honour used the terms ‘direction’ (SU 35[7]) and ‘limited use’
(SU 36 [2]-SU 37 [4]) there was a real risk that the jury would have understood
these directions as comments about the facts, rather than directions ‘about the
law’, and so would have considered themselves at liberty to disagree and
disregard what should have been directions reinforced with the authority of
the Judge’s office.
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96 The applicant accepted that some of the responses she gave in the
communications set out earlier were admissible as potential implied admissions to
something consensual having occurred in the swag. However, she submitted that
the messages were incomplete (it is apparent on the face of the screenshots that
some messages had been deleted or had disappeared), the assertions were mostly
vague, and the implied admissions were equivocal at best. There was only one
specific reference to fellatio in the messaging. This was in the final message sent
by the complainant. There was no evidence that the applicant had even read that
message. The applicant complained that this message was inadmissible as a prior
consistent statement and liable to bolster the credit of the complainant.
97 The applicant further submitted that those messages constituting an implied
admission that something happened were not probative of the most serious charge
of fellatio. These were the messages, ‘you wanted it’, ‘you sort of did [give
consent]’, and ‘you were encouraging it’. To the extent that other responses to
messages from the complainant impliedly admitted that something had occurred
in the swag, there was no evidence that the statements made by the complainant,
to which the applicant responded, were referable to the charged acts.
98 The generality or vagueness of the complainant’s admissions did not operate
as a bar to their admission. In R v Novakovich, Stanley J explained:44
An admission can take a variety of forms. An admission against interest may include a
statement which includes an admission but does not constitute a confession of guilt. It does
not have to relate to a fact directly in issue. It need not necessarily relate to an element of
the crime. It must be relevant in the sense of going towards proof of a fact in issue but it
does not have to prove directly the commission of the offence. It can reveal esoteric
knowledge, it can reveal a consciousness of guilt. It might just be a statement adverse to
the interest of the accused. Further, an admission may be constituted by nothing more than
conduct or silence or some change in demeanour by an accused that evidences the accused’s
acceptance of a proposition put to him or her as the truth.
(Footnotes omitted.)
As to the capacity of silence to constitute an admission, in R v Spencer, the Court
said:45
An allegation or assertion is not admissible in evidence against an accused person unless
the circumstances are such as to leave it open to the jury to conclude that the accused,
having heard the statement and having had the opportunity to explain or deny it, and the
occasion being one upon which he or she might reasonably be expected to make some
observation, explanation or denial, has, by his or her silence or conduct, substantially
admitted the truth of the whole or some part of the allegation made. It is not that what is
said to an accused can of itself be evidence against an accused, but his response may be if
his silence or conduct may amount to an admission of the truth of what was said.
44 R v Novakovich [2016] SASC 132 at [146].
45 R v Spencer [2019] SASCFC 70 at [35] (Nicholson, Lovell and Hinton JJ).
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99 In the present matter, it was accepted on the appeal that the applicant’s
non-responsiveness to various assertions of the complainant, and in particular the
last message, were not open to be construed as admissions.
100 The judge gave lengthy directions about the messages and the Snapchat
recording. She noted that the complainant had conceded that the messages did not
capture a full record of all the exchanges and did not constitute a continuous record.
She explained to the jury that there was no evidence that the applicant had even
read the last message in which the complainant had made the specific allegation:
Also, the last message said to have been sent on 21 July – this is on page 22 – is not
responded to. There is no response. This is the only time there is a specific allegation of the
charged conduct put to the accused or said to be put to the accused. So, you see, it is not
responded to. In fact, there is no evidence that it was received or opened by the accused. It
is not a matter that you could infer in the circumstances that she had regard to.
101 As to the applicant’s non-responsiveness to allegations in the messages, the
judge said:
I direct you that, in the context of these messages, you cannot use her silence to infer that,
because she does not deny a sexual act occurred, or protest that a sexual act did not happen,
that she has, by her silence, or failure to protest, impliedly admitted to a sexual act occurring
in the swag, and specifically that she has admitted to any of the charged conduct. That is
not something that you can infer from these messages.
There is no evidence as to what [the complainant] was referring to specifically and even if
there was, the state of the messages and the recordings are so vague on that topic that it
could not be inferred that she understood that he was referring to any specific sexual acts
occurring in the swag.
The limited use you can make of the messages and the recording is to consider whether she
is admitting to some consensual activity occurring in the swag and their respective levels
of intoxication.
In that context, you will need to carefully consider the messages and the recording as to
what [the applicant] understood by what was being said to her, remembering that those
messages and the recording are an incomplete record. I remind you again that you must be
wary about making assumptions and not fill in the gaps.
102 The judge gave detailed directions about denials the applicant made in her
responses on certain matters and explained that the jury were entitled to consider
and give weight to those denials. She then said:
I remind you that if you are satisfied that [the applicant] has admitted some activity
occurring in the swag, that is the limited use that you can make of the evidence and it is a
circumstantial piece of evidence that can be used with all of the other matters that you find
proved.
103 The judge further explained that only what the applicant said was evidence,
insofar as the jury found the statements to be admissions. She explained that the
complainant’s statements might provide some context to help explain what the
applicant meant. She emphasised that nothing that the complainant said was
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evidence of the truth of anything written or said, and these could not be used to
add to his evidence in court. She specifically directed the jury against using those
messages to bolster the complainant’s evidence:
You must also take into account this direction: that what [the complainant] said to [the
applicant] is not evidence. Only [the applicant’s] statements can be used as evidence, if you
find them to be admissions, though [the complainant’s] statements may provide some
context or to help explain what [the applicant] meant.
104 The applicant complained that notwithstanding what were detailed
directions, there remained an irremediable danger of the jury misusing the
telephone communications. She complained specifically that the admission of the
complainant’s message that the applicant did not answer caused a miscarriage of
justice. Counsel at trial had initially objected to the admissibility of that message
but withdrew the objection. On the appeal, the complaint was that the directions
did not cure the prejudice that necessarily accompanied the admission of the
statement.
105 The applicant accepted that the directions were fair and detailed but
submitted that they were then undermined by a further direction that:
… the question of weight you attach to any admission you find proved or, indeed, any
denial that you find proved is completely a matter for you.
106 The applicant submitted that in circumstances where the judge gave this
direction, the jury would have understood the directions set out earlier were not
directions on the law, but on the facts, and that they were free to depart from them.
107 We reject these complaints. The directions set out above were perfectly clear
as to their binding nature. The judge had set out what was open to be inferred from
the applicant’s statements and what was not. She explained clearly that the
applicant’s silence in the face of various assertions could not be used as
admissions. She quite properly directed the jury that the question of weight they
then attributed to the admissions and denials they found to have been made, was a
matter for them. This in no way undermined the specific directions.
108 Ground 5 is an extension of Ground 4 in that it complains that these directions
did not cure the mischief of the prosecutor’s submissions about the
telecommunications. The prosecutor submitted to the jury that the applicant’s
silence or failure to protest in response to allegations made by the complainant in
the messages and the recording constituted implied admissions to sexual activity
having occurred in the swag. The prosecutor also suggested that an apology the
applicant gave might have related to the alleged act of fellatio. These submissions
formed the second basis of the mistrial application.
109 The judge refused the mistrial application, taking the view that she would be
able to fashion directions that would ensure that the jury would not misuse the
evidence. She then gave the directions set out earlier (commencing, ‘I direct you
that, in the context of these messages…’) as an express correction of the
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prosecutor’s submission that the applicant’s silence or failure to protest could be
inferred to be admissions.
110 The applicant submitted, again, that the jury were liable to construe these
directions as comments about the facts, rather than as directions about the law.
Again, there is no warrant for that conclusion. The directions were clear. They
were carefully aimed at correcting the prosecutor’s incorrect submission.
111 We refuse permission to appeal on grounds 4 and 5 of the appeal.
The directions about uncharged acts (Ground 6)
112 Ground 6 reads:
6. The Learned Trial Judge erred as a matter of law (or, alternatively, occasioned a
miscarriage of justice) in her directions … which limited the use of a rejection of the
complainant’s evidence of uncharged acts.
6.1 A failure to find uncharged acts proved could legitimately have impacted
adversely on the complainant’s credibility and/or reliability.
6.2 It was an error to direct that if any such allegation was not proved ‘then you
will just simply put it to one side’ …
113 The judge gave a lengthy direction about the use that the jury could, and
could not, make of the evidence of the uncharged acts, if they found the applicant
had engaged in those acts. These acts were the subject of the complainant’s
evidence of what occurred between the applicant and him from 15 April 2023
through to 9 June 2023, before the complainant got into his swag.
114 The applicant accepted that the judge directed the jury in ‘generally’
appropriate terms in accordance with s 34R of the Evidence Act and R v Nieterink.46
Her complaint related to the direction that preceded these directions, after
explaining that it was for the jury to decide whether any of the uncharged acts had
occurred:
If you do not find that particular uncharged act or discreditable conduct was proved, then
you will just simply put it to one side.
115 The applicant submitted that this direction had the effect of precluding the
jury from bringing an adverse credibility assessment against the complainant, in
respect of uncharged acts, to bear on the question of whether or not his evidence
could be accepted beyond reasonable doubt on the charged counts.
116 The applicant essentially submitted that because the judge had ventured into
what was to be done in respect of any evidence of uncharged acts that the jury did
not accept, it became necessary for her to give a direction ‘similar to’ a
Markuleski47 direction. That is a direction referring to potential impact upon the
46 (1999) 76 SASR 56.
47 R v Markuleski (2001) 52 NSWLR 82.
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assessment of the credibility of the complainant where the jury does not accept the
complainant’s evidence with respect to a particular alleged act or count.
117 The applicant accepted that the facts and circumstances of the case did not
themselves warrant a Markuleski direction. She accepted that such a direction will
not generally be appropriate. Indeed, s 29B of the Evidence Act prohibits directions
of this kind where the jury doubts the truthfulness or reliability of evidence in
relation to a charge. As a general proposition, juries can be expected to understand
that doubts surrounding credibility or reliability of the complainant on one count
may impact another.48 However the effect of the direction in this case, in the
applicant’s submission, was to put the evidence of any uncharged act ‘to one side’
(if they rejected it) and thereby remove that understanding from the jury’s
consideration altogether.
118 The judge gave this direction in the context of introducing a detailed direction
in compliance with s 34R. That is to say, the context of the direction indicates that
this was the judge’s way of introducing the permissible and impermissible uses of
the evidence of uncharged acts if the jury accepted that any of them had occurred.
119 The context of this direction also includes what came before it. Immediately
before giving the direction, the judge said:
You have heard about those other uncharged acts or discreditable conduct in order to have
a complete picture of the allegations made by the complainant. So in terms of those
uncharged acts or discreditable conduct, it is for you to decide whether or not you are
satisfied that any of them or all of them occurred, that is the first step. As I said, there has
been a challenge to aspects of those pieces of evidence and a suggestion that they did
not occur, or that he was confused about others making sexualised comments to [the
applicant] or, indeed, that they were inconsistent with what he said he was feeling –
his feelings towards [the applicant].
(Emphasis added.)
120 The judge here introduced the contest over whether the uncharged acts
occurred by referring to the attacks on the complainant’s credibility and reliability.
121 While the complaint was framed in terms of the need to give a
Markuleski-style direction, it is perhaps better understood from a different
perspective. As the complainant accepted, this case did not, absent the impugned
direction, warrant such a direction. In our view, the question is not whether a
Markuleski-style direction was required for remedial purposes, but more simply,
whether the impugned direction itself, being to ‘put it to one side’, was productive
of a miscarriage of justice.
122 Having regard to the full context in which it was given, we read the impugned
direction simply as marking out the scope of the required s 34R directions, by
indicating when those directions would not require further consideration (that is,
48 R v Moores (2017) 128 SASR 340 at 374, [184] (Blue J); R v B, P [2006] SASC 229 at [6] (Doyle CJ).
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if the jury did not think an uncharged act was proved). The preceding paragraph
acknowledged that the complainant’s reliability and credibility with respect to his
evidence of the uncharged acts was in issue. In all the circumstances, we do not
think that the impugned direction would have left the jury with the impression that
if they did not accept an uncharged act had occurred, that would not feed into their
assessment of the complainant’s reliability and credibility.
123 We grant permission to appeal on Ground 6 but dismiss the ground.
Conclusion on the appeal against conviction
124 We refuse permission to appeal on Grounds 1, 4 and 5. We grant permission
to appeal on Grounds 2, 3 and 6. We dismiss the appeal against conviction.
The appeal against sentence
125 As indicated earlier, the judge sentenced the applicant to four years’
imprisonment with a non-parole period of two years and six months. She
backdated the commencement of the sentence to 27 February 2025, when the
applicant was taken into custody. The sole remaining ground of appeal against
sentence complains that in sentencing the applicant for the alternative offence of
unlawful sexual intercourse, the judge denied her the full benefit of her acquittal
of the primary charge of rape.
126 The essence of the applicant’s complaint was distilled in the following
written submission:
The verdict necessarily means that the jury were not satisfied, at the very least, that the
[applicant] knew or was reckless as to the suggested lack of consent. In those
circumstances, the issue of consent, or indeed lack thereof, does not form part of the
sentencing process. The effect of sentencing the [applicant] on a basis that included a lack
of consent is inconsistent with the verdict of the jury acquitting the [applicant] of rape.
127 The complainant’s evidence was that he was ‘black out drunk’. The applicant
submitted that there was no room for any middle ground: the jury must either have
accepted or rejected this. The verdict indicated they must have rejected it, and so,
the applicant submitted, there was no scope for the judge to factor in any lack of
consent on the part of the complainant when it came to sentencing.
128 Defence counsel at sentencing submitted:
[The applicant] was found not guilty of rape… your Honour should only, in my submission,
consider the age of the complainant with regards the consideration to consent. So the jury
has not accepted that sleep or intoxication have vitiated consent in any way, and the other
factors relating to consent that are unrelated to age – it’s difficult to see how that could be
incorporated into the sentence given the verdict on the alternate charge of rape that deals
with consent.
In response, the prosecutor submitted:
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I just say that the offence of unlawful sexual intercourse can of course occur in a range of
circumstances, and those circumstances are, in my submission, relevant to the sentence that
your Honour imposes. So the degree of willingness on the victim’s part is something that’s
relevant, and that doesn’t at all offend the principle in De Simoni. It doesn’t mean that your
Honour is engaging in questions of consent and [the applicant’s] knowledge of lack of
consent; all it is, is taking into account the circumstances as they were, which of course do
attach to the moral culpability that your Honour needs to consider in sentencing.
129 The judge determined this contest in the following passage in the Sentencing
Remarks, which was the focus of the applicant’s complaint on the appeal:
Your counsel submitted the only aggravating feature was the age of the complainant and
that I could not find that the victim was not consenting. I accept the prosecution’s
submission that the offending is not an example where there was a willingness or
acquiescence on the part of the victim for you to kiss him or fellate him, that is, that being
heavily intoxicated and having gone to bed, he woke up or became aware what was
happening and when he became aware of what was happening, he lay there frozen.
The judge went on:
As I said, you have been found not guilty of the more serious offence of rape and you are
not to be sentenced on the basis you had a state of mind consistent with that offence.
130 The applicant invoked numerous authorities on the obligation to give full
recognition to an acquittal.49 It is not necessary to traverse these authorities. The
effect of the applicant’s submission was that the judge in effect infringed the
principle in R v De Simoni50 by indicating that there was a lack of consent to the
sexual intercourse. This was the distinguishing element between unlawful sexual
intercourse and rape; the applicant was consequently, in her submission, punished
for an offence she had not committed.
131 Provided that facts found by a sentencing judge are not inconsistent with the
verdict, the judge may make their own assessment of the offender’s degree of
culpability.51
132 The premise of the applicant’s complaint, distilled in the submission set out
earlier, elides the difference between the question of the complainant’s consent on
the one hand, and that of whether the applicant was recklessly indifferent to the
complainant’s consent,52 on the other. Here, the verdict was consistent with the jury
accepting the complainant’s evidence beyond reasonable doubt, including as to his
absence of consent, but doubting the applicant’s mens rea (relevantly, reckless
indifference) for rape.
49 R v Storey (1978) 140 CLR 354 at 397; Garrett v The Queen (1977) 139 CLR 437 at 445; R v Darby
(1982) 148 CLR 668 at 682; R v Isaacs (1997) 41 NSWLR 374.
50 (1981) 147 CLR 383 at 389.
51 Cheung v The Queen (2001) 209 CLR 1; R v Isaacs (1997) 41 NSWLR 374 at 377-378; cf Chiro v The
Queen (2017) 260 CLR 425 at [70]-[71].
52 CLCA, s 47.
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133 It was consistent with the verdict for the judge to find that the complainant
was not willing and did not acquiesce in the applicant’s acts. The judge also made
it clear that she was not sentencing the complainant on a basis that she had a mental
element that would support a conviction of rape. We reject the applicant’s
contention that she was sentenced on a premise that did not give full credit for her
acquittal of the charge of rape.
Conclusion on the appeal against sentence
134 We refuse permission to appeal against sentence. The Director sought
permission to cross-appeal against sentence, on the ground that the sentence was
manifestly inadequate. However, counsel for the Director indicated that she only
pressed this application in the event that the Court granted the applicant permission
to appeal against sentence. In those circumstances, it is not necessary to consider
the Director’s application further.
Conclusion
135 We make the following orders:
1. Permission to appeal against conviction on Grounds 1, 4 and 5 is
refused.
2. Permission to appeal against conviction on Grounds 2, 3 and 6 is
granted.
3. The appeal against conviction is dismissed.
4. Permission to appeal against sentence is refused.
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