AZC20 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2023] HCA 26
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
GORDON, EDELMAN, STEWARD AND GLEESON JJ
AZC20 APPELLANT
AND
MINISTER FOR IMMIGRATION, CITIZENSHIP,
MIGRANT SERVICES AND MULTICULTURAL
AFFAIRS & ORS RESPONDENTS
AZC20 v Minister for Immigration, Citizenship, Migrant Services and
Multicultural Affairs
[2023] HCA 26
Date of Hearing: 11 May 2023
Date of Judgment: 6 September 2023
M84/2022 & M85/2022
ORDER
Matter No M84/2022
1. Appeal allowed with costs.
2. Set aside the orders made by the Full Court of the Federal Court of
Australia on 5 April 2022 in proceeding VID659/2021 and, in their
place, order that:
(a) the applications for leave to appeal the orders made by the
Federal Court of Australia on 13 October 2021 in proceedings
VID89/2021 and VID503/2021 be refused with costs; and
(b) the appeals otherwise be dismissed with costs.
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-- 2 of 63 --
2.
Matter No M85/2022
1. Appeal allowed with costs.
2. Set aside the orders made by the Full Court of the Federal Court of
Australia on 5 April 2022 in proceeding VID660/2021 and, in their
place, order that:
(a) the applications for leave to appeal the orders made by the
Federal Court of Australia on 13 October 2021 in proceedings
VID89/2021 and VID503/2021 be refused with costs; and
(b) the appeals otherwise be dismissed with costs.
On appeal from the Federal Court of Australia
Representation
C L Lenehan SC with M L L Albert and J R Murphy for the appellant
(instructed by Human Rights Law Centre)
S P Donaghue KC, Solicitor-General of the Commonwealth, and
P M Knowles SC with N A Wootton for the respondents (instructed by
Australian Government Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to
formal revision prior to publication in the Commonwealth Law
Reports.
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CATCHWORDS
AZC20 v Minister for Immigration, Citizenship, Migrant Services and
Multicultural Affairs
Constitutional Law (Cth) – Judicial power of the Commonwealth – Jurisdiction –
Appeals – Meaning of "matter" – Where appellant commenced proceedings in
Federal Court of Australia seeking mandamus to require Secretary of Department
of Home Affairs to remove him from Australia to a regional processing country
under s 198AD(2) of Migration Act 1958 (Cth) – Where Federal Court made orders
declaring s 198AD(2) of Act applied to appellant, requiring Secretary to perform
duty under s 198AD(2) as soon as reasonably practicable, and requiring appellant
be detained in immigration detention at a residential address pending removal to a
regional processing country – Where Minister for Home Affairs subsequently
exercised power under s 198AE(1) of Act to determine duty under s 198AD(2) did
not apply to appellant – Where respondents sought to appeal primary judge's orders
to Full Court of the Federal Court of Australia – Where at time of appeals primary
judge's orders did not have any operative legal effect – Whether there was a
"matter" within meaning of Ch III of Constitution at time Full Court made orders
determining appeals – Whether there was a justiciable controversy before Full
Court – Whether Full Court had jurisdiction to determine appeals.
Words and phrases – "advisory opinion", "appellate jurisdiction", "federal
jurisdiction", "immediate right, duty or liability", "judicial power of the
Commonwealth", "jurisdiction", "justiciable controversy", "matter", "standing".
Constitution, Ch III.
Federal Court of Australia Act 1976 (Cth), s 24.
Migration Act 1958 (Cth), ss 198, 198AD, 198AE.
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1 KIEFEL CJ, GORDON AND STEWARD JJ. The underlying facts "reveal an
extraordinarily long deprivation of the [appellant's] liberty by way of executive
detention"1. The appellant, a citizen of Iran, arrived in Australia by boat in July
2013 and has been in immigration detention ever since, his protection visa
application having been finally refused in February 2021.
2 The issue for decision in these appeals is narrow. Was there a "matter"
within the meaning of Ch III of the Constitution before the Full Court of the
Federal Court of Australia when it made the orders below? As the answer to that
question is "No", the second ground of appeal does not arise.
3 That is, the only issue in these appeals is whether the Full Court had
jurisdiction to decide the appeals below. All courts have the duty and the authority
to consider and decide whether a claim or application brought before the court is
within its jurisdiction2. As will be seen, the Full Court approached the question of
whether it should hear the appeals as a matter of discretion, not jurisdiction.
In allowing the appeals and overturning the orders of the primary judge,
the Full Court in effect determined it did have jurisdiction and proceeded to
exercise judicial power3. It is well established that, as a superior court, the orders
it made are valid until set aside, even if those orders were made in excess of
jurisdiction4. Those orders are subject to review and correction5 by this Court in its
appellate jurisdiction under s 73 of the Constitution6. As these reasons will explain,
the Full Court did not have jurisdiction when it determined the appeals. Its orders
should be set aside.
1 Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v
AZC20 (2022) 290 FCR 149 at 151 [2].
2 New South Wales v Kable (2013) 252 CLR 118 at 133 [31]. See also Hazeldell Ltd
v The Commonwealth (1924) 34 CLR 442 at 446; Re Nash [No 2] (2017) 263 CLR
443 at 450 [16]; Citta Hobart Pty Ltd v Cawthorn (2022) 96 ALJR 476 at 484
[21]-[23], 492 [65]; 400 ALR 1 at 7, 18.
3 See Citta Hobart (2022) 96 ALJR 476 at 484 [22]-[23], 492 [63]-[65]; 400 ALR 1
at 7, 17-18.
4 Kable (2013) 252 CLR 118 at 133 [32], and the authorities there cited.
5 Kable (2013) 252 CLR 118 at 133 [31]; Citta Hobart (2022) 96 ALJR 476 at 492
[64]; 400 ALR 1 at 18.
6 Mellifont v Attorney-General (Q) (1991) 173 CLR 289 at 300; Mobil Oil Australia
Pty Ltd v Victoria (2002) 211 CLR 1 at 38 [63].
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Kiefel CJ
Gordon J
Steward J
2.
4 It is necessary to describe the course of the two proceedings that culminate
in the present appeals to this Court. That description will show that after the
appellant succeeded in part at first instance and obtained orders in his favour,
the Minister for Home Affairs exercised a statutory power under the Migration Act
1958 (Cth) that deprived those orders of any continuing effect. Yet, having said to
the primary judge that the step the Minister had taken had wholly deprived the
orders of effect, the Commonwealth parties7 nevertheless sought to appeal to the
Full Court of the Federal Court against those orders. And in that Court,
the Commonwealth parties accepted that from the time of the Minister's step,
and irrespective of the outcome of the appeals, the orders made by the primary
judge ceased to have any continuing effect.
The course of the proceedings
5 As will soon become apparent, the course of the proceedings took many
twists and turns because the Minister exercised a statutory power and the
Commonwealth parties changed their position more than once.
6 Following the final determination of his visa application in February 2021,
the appellant commenced proceedings in the Federal Court of Australia against the
Minister for Home Affairs and the Commonwealth of Australia seeking an order
of habeas corpus or a writ in the nature of habeas corpus, a declaration that the
appellant was falsely imprisoned, and other relief ("the habeas proceeding").
In seeking habeas corpus, the appellant sought to rely on the first instance decision
in AJL20 v The Commonwealth8.
7 After the hearing of the application for habeas corpus before the primary
judge (Rangiah J) and while judgment was reserved, this Court delivered its
judgment in The Commonwealth v AJL209, overturning the first instance decision.
The appellant sought to amend his originating application to seek mandamus to
require the Commonwealth to effect his removal to a regional processing country
under s 198AD of the Act. The respondents opposed the amendment on the basis
that the Federal Court lacked jurisdiction to hear and determine the application in
its original jurisdiction. The appellant then commenced a proceeding in the
7 The respondents to the appeals are the Minister for Immigration, Citizenship,
Migrant Services and Multicultural Affairs, the Commonwealth of Australia and the
Secretary, Department of Home Affairs (collectively "the Commonwealth parties",
unless separately identified).
8 (2020) 279 FCR 549.
9 (2021) 273 CLR 43.
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Kiefel CJ
Gordon J
Steward J
3.
Federal Circuit Court of Australia to seek that relief, which was transferred to the
Federal Court ("the s 198AD mandamus proceeding"). The respondents in that
matter were the Minister for Immigration, Citizenship, Migrant Services and
Multicultural Affairs, and the Secretary of the Department of Home Affairs.
8 At the subsequent hearing before the primary judge, the appellant sought
mandamus and habeas corpus. He contended that he fell within s 198AD(2) of the
Act, which requires that an officer take an "unauthorised maritime arrival"
to whom the provision applies, as soon as reasonably practicable, from Australia
to a regional processing country. The Commonwealth parties10 contended that
s 198AD did not apply to the appellant, so the Secretary was under no duty to take
him to a regional processing country. The Commonwealth parties did not contest
that, if s 198AD did apply to the appellant, it was reasonably practicable to remove
him to the regional processing country, Nauru.
9 The primary judge held that s 198AD did apply to the appellant, and that it
would have been reasonably practicable to have taken him to a regional processing
country by no later than the end of September 2013. The primary judge held that
the refusal or failure of the Secretary to act in accordance with s 198AD warranted
the making of an order in the nature of mandamus.
10 The primary judge made identical orders in both proceedings on 13 October
2021 ("the 13 October 2021 orders"). The primary judge dismissed the claim for a
writ of habeas corpus (order 6). The primary judge made a declaration that
s 198AD(2) of the Act applied to the appellant (order 1), and ordered the Secretary
to perform, or cause to be performed, the duty under s 198AD(2) of the Act to take
the appellant from Australia to a regional processing country as soon as reasonably
practicable (order 2) ("the s 198AD mandamus order").
11 The primary judge also made orders, which he described as ancillary to
mandamus, that related to the appellant's detention pending performance of the
s 198AD duty (orders 3 to 5). His Honour found that it was presently reasonably
practicable to remove the appellant to Nauru, but observed that the Commonwealth
parties had failed to even begin the process of effecting the taking of the appellant
to Nauru and "[i]t could be weeks, or months, or longer". The appellant sought an
order that he be detained at the home of one of his supporters, as this would
minimise the harm to his mental health suffered as a result of the failure to comply
with s 198AD. The appellant relied on an affidavit of Ms Hermann, who deposed
that she and her husband would be happy to have the appellant live with them free
10 And the Minister for Home Affairs, who was a respondent to the trial proceedings,
but was not a party to the appeals before the Full Court or this Court.
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Kiefel CJ
Gordon J
Steward J
4.
of charge at their home in Perth even if the arrangement were to require the
presence of a guarding officer.
12 The primary judge ordered that, pending his removal to a regional
processing country, the appellant was to be detained at the address of the Hermanns
by being in the company of, and restrained by, one or more officers as defined
under the Act (order 3) ("the home detention order"). That order was expressed not
to come into effect until 1:00pm on 27 October 2021, some two weeks later.
The primary judge also made orders for mediation between the parties and the
Hermanns to reach agreement upon arrangements for the detention (order 4) and to
specify that the parties and the Hermanns each had liberty to apply in respect of
the home detention order (order 5). Finally, the primary judge also made orders
regarding costs, including that, unless submissions were filed seeking different
orders, the Commonwealth parties pay the appellant's costs in the s 198AD
mandamus proceeding and the costs in the habeas proceeding be reserved
(order 8).
13 On the day the home detention order was to come into effect, two significant
events occurred. First, early that morning Nauru advised Australia it would not
accept the appellant. Section 198AG of the Act provided that s 198AD did not
apply to an unauthorised maritime arrival if the regional processing country,
or each regional processing country (if there was more than one such country),
advised an officer that the country would not accept the unauthorised maritime
arrival. There was no evidence before this Court as to whether or not, at that time,
Nauru was the only regional processing country designated under the Act. Second,
the Minister for Home Affairs exercised the discretionary power in s 198AE of the
Act to determine that the duty to remove to a regional processing country under
s 198AD did not apply to the appellant ("the s 198AE Determination").
14 That afternoon and evening, both the Commonwealth parties and the
appellant filed interlocutory applications directed to the s 198AD mandamus order
and the home detention order. The Commonwealth parties applied to the
Federal Court to vacate both orders. The appellant applied to the Federal Court to
require compliance with the home detention order or to vary it to make it dependent
on any "terminating event" under s 196 of the Act, rather than the s 198AD
mandamus order.
15 At the hearing of the interlocutory applications on 29 October 2021,
the Commonwealth parties submitted that both interlocutory applications should
be resolved without making an order of the type sought in either interlocutory
application. Their submissions were, first, that the s 198AD mandamus order could
remain in its current form albeit that the duty to remove under s 198AD of the Act
no longer existed and was incapable of performance. Second, on its proper
construction, the performance of the obligation imposed by the home detention
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Kiefel CJ
Gordon J
Steward J
5.
order was premised upon a continuing failure to perform the duty under s 198AD
of the Act and "[a]s that duty no longer exists, [the home detention order] no longer
has any practical effect and the Secretary is not obliged to cause the [appellant]
to be detained at the residential address".
16 The Commonwealth parties submitted that if they were incorrect in their
construction of the home detention order, that order should be vacated.
The primary judge dismissed the parties' applications made on 27 October 2021.
The primary judge refused to vacate or vary the orders.
Applications for leave to appeal and appeals
17 About twelve days later, on 10 November 2021, the Commonwealth parties
filed notices of appeal to the Full Court of the Federal Court from orders 1 to 5 and
8 of the 13 October 2021 orders11. There were two grounds of appeal. First, that the
primary judge erred in holding that s 198AD(2) of the Act applied to the appellant
in circumstances where the appellant is a "fast track applicant" within the meaning
of s 5 of the Act. Second, that the primary judge erred in holding that s 23 of the
Federal Court of Australia Act 1976 (Cth) conferred power on the primary judge
to make orders, ancillary to mandamus, that "officers" detain the appellant by
causing him to be in the company of, and restrained by, officers at a particular
place (even if that place was not a detention centre, prison, watch house or other
place of detention approved by the Minister).
18 The appellant's solicitors put the Commonwealth parties on notice by letter
dated 17 December 2021 that the appellant would seek orders permanently staying
or dismissing the applications and appeals because the primary judge's
"operative orders were rendered moot by the Minister's determination made under
s 198AE of [the Act]" and the other orders the subject of the Commonwealth
parties' notices of appeal were spent. The appellant's solicitors stated that the
Commonwealth parties were "seeking to have the Full Court engage in an
academic exercise and to issue what would be, in effect, an advisory opinion".
The appellant invited the Commonwealth parties to withdraw their appeals.
11 If and to the extent leave to appeal was required for orders 3 to 5 (the orders relating
to home detention, which the primary judge had said were interlocutory),
the Commonwealth parties sought dispensation with the requirements of rr 35.12
and 35.14 of the Federal Court Rules 2011 (Cth), an extension of time to seek leave
to appeal under r 1.39, and that leave to appeal be granted under s 24(1A) of the
Federal Court of Australia Act 1976 (Cth).
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Kiefel CJ
Gordon J
Steward J
6.
Commencement and adjournment of s 198 mandamus proceeding
19 On 15 November 2021, the appellant lodged a new proceeding in the
Federal Circuit and Family Court of Australia against the Secretary of the
Department of Home Affairs seeking both interlocutory and final orders
("the s 198 mandamus proceeding"). The grounds for the application were that the
Secretary had failed to pursue or carry into effect the removal of the appellant from
Australia under s 198 of the Act as soon as reasonably practicable, and that the
appellant cannot lawfully be removed to Iran12.
20 The duty under s 198(6) for an officer to remove an unlawful non-citizen
from Australia as soon as reasonably practicable applies to a person who is a
detainee, has made a valid application for a visa which has been finally determined
(and has made no other valid applications), and is not an unauthorised maritime
arrival to whom s 198AD applies13. The Act expressly provides that the duties of
removal under s 198 do not apply to a person to whom the duty in s 198AD
applies14.
21 The appellant sought two interlocutory orders: an order requiring the
Secretary to pursue (but not carry into effect) the duty under s 198; and a further
order that, until the final resolution of the proceeding, any detention of the
appellant in immigration detention occur at the Hermanns' address in the company
of and restrained by officers under the Act. By way of final orders, the appellant
sought, among others, an order that the Secretary perform the duty under s 198 to
remove the appellant from Australia to a place other than Iran; a declaration that it
would be unlawful for the Secretary to remove, or cause to be removed,
the appellant to Iran; and an order that, no later than 14 days after judgment,
the Secretary cause any detention of the appellant in immigration detention
pending performance of the duty under s 198 of the Act to occur at the Hermanns'
address in the company of and restrained by officers under the Act.
22 On 25 November 2021, the proceeding was transferred to the Federal Court.
Three weeks later, it was adjourned by the same primary judge pending the
outcome of the Full Court appeals, on the basis that there appeared to be
"some overlap or possibility of an overlap" between the primary judge's decision
in the s 198AD mandamus proceeding and the s 198 mandamus proceeding.
12 On the basis that s 197C prohibits the removal of the appellant to Iran.
13 See Migration Act, s 198(6), (11).
14 Migration Act, s 198(11).
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Kiefel CJ
Gordon J
Steward J
7.
Full Court of the Federal Court
23 Before the Full Court, the Commonwealth parties made submissions on
what they described as the "preliminary issue" of the utility of the appeals.
The Commonwealth parties accepted that, irrespective of the outcome of the
appeals and from the time of the s 198AE Determination, the duty in s 198(6) of the
Act was applicable, and the s 198AD mandamus order and the home detention
order ceased to have effect. However, the Commonwealth parties submitted that
the appeals were not futile for two reasons. First, the issues in the appeals had a
"substantive overlap" with the s 198 mandamus proceeding15. And second, even if
the substantive issues were rendered moot, the Commonwealth parties emphasised
that the Full Court retained a discretion to hear the appeals on the basis that there
was a significant public interest because, as at 14 October 2021, there were
approximately 130 persons potentially affected by the primary judge's conclusion
that the applicable duty for persons in the appellant's position was the s 198AD
duty and there were a number of proceedings on foot in which the issue of the
Federal Court's power to make home detention orders was being agitated.
24 Before the Full Court, the appellant (who was, in that context,
the respondent) repeated that which had been set out in the letter of 17 December
2021, namely that the applications for leave to appeal the interlocutory orders out
of time should be dismissed because they were academic and lacked merit and the
appeals should be permanently stayed because they solely concerned orders which
were moot and the Court was being asked to engage in the task of offering an
advisory opinion. The appellant also submitted that the contention that the appeal
judgment would inevitably impact the s 198 mandamus proceeding was wrong.
In particular, the appellant submitted that there would be no impact if he was
removed from Australia (as he sought) before that application was determined or
before any future home detention order or if his application failed. The appellant
submitted that any order being a matter of broader concern to the Commonwealth
parties did not weigh in favour of the appeals being substantively determined.
If the making of a home detention order had broader application and operation,
it could be appealed in one of the 130 other alleged instances where it matters and
such an order has or will become operative. This was not such a case. The appellant
submitted that it would be profoundly unjust to put him, as a detained person, to the
task of defending an appeal which could not affect him at all.
15 The Commonwealth parties also submitted that the issues might have substantive
overlap with the remaining issues in the habeas proceeding, where the appellant
sought a declaration of false imprisonment. However, in his submissions to the
Full Court the appellant clarified that that claim would not be pursued,
observing that it was self-evidently linked to the failed habeas corpus application.
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Gordon J
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8.
25 In light of the Commonwealth parties' submission as to the broader
significance of the primary judge's decision, and the course of events after the
primary judge made the 13 October 2021 orders, the Full Court raised with senior
counsel for the Commonwealth parties at the hearing "whether the principal utility
of the appeals related to matters of general principle and wider application,
of importance to the [Commonwealth parties], but in substance largely unrelated
to any ongoing effect of the primary judge's orders for the [appellant]".
Following the hearing, the Commonwealth parties filed amended notices of appeal
in the Full Court to reflect their position that they would not seek to disturb the
costs orders made below and that they would pay the appellant's costs of the
appeals.
26 In its reasons for judgment, the Full Court considered the
"preliminary issue" as a question of discretion, not jurisdiction. Relevantly,
the Full Court held that the s 198AE Determination had "effectively" quelled the
controversy between the parties about the application of s 198AD to the appellant
and that this meant that "the order in the nature of mandamus was rendered
inapplicable, and there was no basis for the [home detention order] to be carried
into effect".
27 However, while the Full Court accepted that the s 198AD mandamus order
had been rendered moot, the Full Court did not accept the appellant's submission
that the primary judge's orders were entirely "arid" in respect of any effect on the
appellant's own position. The Court observed that the appellant still had the s 198
mandamus proceeding before the primary judge, in which he was seeking
mandamus to compel his removal to a country other than Iran, that "a decision
about his status under the ... Act, and which removal provisions apply to him,
may be relevant to the issues between the parties in relation to any outstanding
relief"16, and that the Federal Court's ability to make a home detention order17
"will also clarify some likely aspects of the proceeding still before the primary
judge" (emphasis added).
28 The second reason given by the Full Court as to why it should deal with the
Commonwealth parties' substantive arguments and proceed to determine the
appeals was that the primary judge's orders and reasoning had "been employed in
litigation relating to other individuals in similar circumstances, and other justices
of [the Federal Court] have been invited to follow it". The Full Court said:
16 Ground one of the appeals before the Full Court.
17 Ground two of the appeals before the Full Court.
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Steward J
9.
"Once that occurs, given the [Commonwealth parties'] position on the
issues, it would place another single judge in a position of deciding if they
are convinced the primary judge's orders and reasoning are wrong ...
These appeals are a suitable vehicle to avoid single judges being faced with
those issues of comity, which are not always straightforward."
(emphasis added)
29 The Full Court then stated that "[w]here the primary judge's orders and
reasoning are presently the subject of an appeal before [the Full] Court, it is neither
efficient, nor a cost effective use of resources, to refuse to determine the
correctness of those orders and that reasoning, and instead insist another case make
its way up the judicial hierarchy". Not determining the appeals was said to
"also introduce uncertainty in terms of when the issues raised might be resolved,
and might place other judges at first instance in a difficult position". The Full Court
concluded by stating that "[g]iven there are potentially 130 cases where this
argument might be made, plus the three where it has been made (regardless of the
outcome), it is in the interests of the administration of justice for this Court to
determine both issues raised on the appeals" by the Commonwealth parties.
The Full Court determined the two substantive grounds of the Commonwealth
parties' appeals, allowing the appeals on both grounds. As will be explained,
this was a course that the Full Court could not and should not have adopted.
What is a matter?
30 It is trite that federal jurisdiction arising from the subject matters in ss 75
and 76 of the Constitution is limited to deciding "matters"18. The original and
appellate jurisdiction of the Federal Court is created by legislation passed under
s 77(i) of the Constitution. Section 77(i) empowers Parliament to make laws,
with respect to any of the matters mentioned in ss 75 and 76, defining the
jurisdiction of any federal court other than the High Court. The need for there to
have been a "matter" before the Full Federal Court for it to have had jurisdiction
in the appeals was not in dispute19.
18 Abebe v The Commonwealth (1999) 197 CLR 510 at 523-524 [24], citing In re
Judiciary and Navigation Acts (1921) 29 CLR 257 and Stack v Coast Securities
(No 9) Pty Ltd (1983) 154 CLR 261 at 290.
19 Constitution, s 77, directing attention to ss 75 and 76. See also Federal Court of
Australia Act, ss 19, 24, 30AA. See also Attorney-General (NSW) v Commonwealth
Savings Bank (1986) 160 CLR 315 at 323; Abebe (1999) 197 CLR 510 at 523-524
[24].
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Kiefel CJ
Gordon J
Steward J
10.
31 It is well established that a "matter" does not mean a legal proceeding
between parties or a bare description of a subject matter that falls within a head of
federal judicial power in ss 75 and 76 of the Constitution20. Rather, "matter"
has two elements: "the subject matter itself as defined by reference to the heads of
jurisdiction [in ss 75 and 76], and the concrete or adequate adversarial nature of
the dispute sufficient to give rise to a justiciable controversy"21. There was no
dispute in this case that the first element was satisfied.
32 As to the second element, as was most recently affirmed in Unions NSW v
New South Wales ("Unions [No 3]")22, "[e]xceptional categories aside, there can
be no 'matter' within the meaning of Ch III of the Constitution unless 'there is some
immediate right, duty or liability to be established by the determination of the
Court' in the administration of a law and unless the determination can result in the
Court granting relief which both quells a controversy between parties and is
available at the suit of the party seeking that relief". The requirement to identify
some "immediate right, duty or liability" to be established by the determination of
the court "reinforces that the controversy that the court is being asked to determine
is genuine, and not an advisory opinion divorced from a controversy"23.
That requirement applies in both original and appellate jurisdiction.
33 Unions [No 3] was a matter in original jurisdiction. The concept of "matter"
has been most often analysed in the context of original jurisdiction. That is
unsurprising because, usually, the existence of a matter on appeal is
uncontroversial. That requires explanation.
20 BHP Group Ltd v Impiombato (2022) 96 ALJR 956 at 967 [50]; 405 ALR 402 at
414, citing Minister for Immigration and Multicultural and Indigenous Affairs v B
(2004) 219 CLR 365 at 377 [7]. See also Crouch v Commissioner for Railways (Q)
(1985) 159 CLR 22 at 37.
21 CGU Insurance Ltd v Blakeley (2016) 259 CLR 339 at 351 [27], quoting Burmester,
"Limitations on Federal Adjudication", in Opeskin and Wheeler (eds),
The Australian Federal Judicial System (2000) 227 at 232. See also Hobart
International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234 at 245
[26]; 399 ALR 214 at 222.
22 (2023) 97 ALJR 150 at 156-157 [15]; 407 ALR 277 at 282 (footnotes omitted).
23 Palmer v Ayres (2017) 259 CLR 478 at 491 [27], citing In re Judiciary (1921)
29 CLR 257 at 265, Abebe (1999) 197 CLR 510 at 524 [25], 555 [118],
CGU Insurance (2016) 259 CLR 339 at 350-351 [26] and Hooper v Kirella Pty Ltd
(1999) 96 FCR 1 at 15 [51].
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Steward J
11.
34 An appeal is against orders, not reasons for judgment24. The respective
rights, duties or liabilities of the parties have been determined by the orders that
have been made by the court below, including, usually, an order as to costs.
There has been an exercise of judicial power; the whole or part of the controversy
between the parties has been quelled. Where a final judgment has been rendered,
the rights and obligations in controversy, as between those persons, cease to have
an independent existence: they "merge" in the final judgment25 and no action can
be brought upon the extinguished rights and obligations26. However, orders may
be set aside on appeal where the primary judge is shown to have erred27.
An appellate court is then obliged, unless the matter is remitted for rehearing,
to "give the judgment which in its opinion ought to have been given in the first
instance"28.
35 On appeal, therefore, the question is not whether the party can establish the
claimed legal right, duty or liability, as that question has been determined.
The question is not whether the party continues to have the interest necessary to
obtain relief, because that question has been overtaken by the grant of relief or by
the refusal of relief. The question on appeal and for determination on appeal is
24 See The Commonwealth v Bank of New South Wales (1949) 79 CLR 497 at 624-625;
[1950] AC 235 at 294; Driclad Pty Ltd v Federal Commissioner of Taxation (1968)
121 CLR 45 at 64, 69; Ah Toy v Registrar of Companies (1985) 10 FCR 280 at
283-285.
25 Tomlinson v Ramsey Food Processing Pty Ltd (2015) 256 CLR 507 at 516 [20],
citing Victorian Stevedoring and General Contracting Co Pty Ltd and Meakes v
Dignan (1931) 46 CLR 73 at 106, Blair v Curran (1939) 62 CLR 464 at 532 and
Chamberlain v Deputy Commissioner of Taxation (1988) 164 CLR 502 at 510.
26 Blair (1939) 62 CLR 464 at 531-532; Clayton v Bant (2020) 272 CLR 1 at 25 [66],
see also 25-26 [67].
27 Dignan (1931) 46 CLR 73 at 109, quoting Attorney-General v Sillem (1864) 10 HLC
704 at 724 [11 ER 1200 at 1209]; Norbis v Norbis (1986) 161 CLR 513 at 518-519;
CDJ v VAJ (1998) 197 CLR 172 at 202 [111]; Allesch v Maunz (2000) 203 CLR
172 at 180-181 [22]-[23]; Western Australia v Ward (2002) 213 CLR 1 at 87 [70];
Robinson Helicopter Co Inc v McDermott (2016) 90 ALJR 679 at 686 [43];
331 ALR 550 at 558; Minister for Immigration and Border Protection v SZVFW
(2018) 264 CLR 541 at 555-556 [30]; Lee v Lee (2019) 266 CLR 129 at 148 [55].
28 Fox v Percy (2003) 214 CLR 118 at 125 [23], quoting Dearman v Dearman (1908)
7 CLR 549 at 561. See also Warren v Coombes (1979) 142 CLR 531 at 537;
Allesch (2000) 203 CLR 172 at 181 [23]; SZVFW (2018) 264 CLR 541 at 555 [30].
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whether the orders of the primary judge should be affirmed, varied or reversed –
that is, whether the appeal should be allowed and, if so, what orders should be
made in the place of the primary judge's orders. But the appellate court's
supervisory function over the exercise of original jurisdiction by the primary judge
is not an end in itself. The second element required to form a "matter" still applies –
there must be a controversy over some immediate right, duty or liability. Usually,
there is a live controversy because the orders of the primary judge continue to have
effect in determining the parties' rights, duties or liabilities, unless set aside on
appeal29. In seeking to appeal the orders made at first instance, one or more of the
parties are seeking to challenge the continuing effect of the orders on the
determination of their respective rights, duties or liabilities. As will be explained,
that critical feature – any controversy over the continuing effect of the orders on
the parties' rights, duties or liabilities – was absent in the appeals before the Full
Federal Court.
There was no matter in the Full Federal Court
36 The appellant submitted before this Court that there was no "matter"
before the Full Federal Court because the orders that the Commonwealth parties
sought to appeal had no operative legal effect by the time the Full Court determined
the appeals. At the time the appeals were filed, Nauru had informed Australia it
would not accept the appellant and the Minister had voluntarily engaged s 198AE
such that s 198AD did not apply to the appellant. Since the home detention order
was dependent on the s 198AD mandamus order, the events rendering the s 198AD
mandamus order inoperative similarly made the home detention order inoperative.
Even if there was a "matter" when the appeals were filed, there ceased to be a
"matter" from the moment during the hearing when the Commonwealth parties
undertook not to seek the costs of the trial or the appeals. Those submissions should
be accepted.
37 So, what were the Commonwealth parties' arguments? The Commonwealth
parties submitted that the appeals to the Full Court involved a "matter" on four
separate bases, each of which was said to be sufficient. Each of the bases is
addressed below and rejected.
Any appeal against an order involves a "matter"
38 The Commonwealth parties' primary argument took as accepted premises
that the primary judge's orders did not have any ongoing effect on the parties'
29 Cameron v Cole (1944) 68 CLR 571 at 590; Re Macks; Ex parte Saint (2000)
204 CLR 158 at 177 [20], 235-236 [216], 274-275 [328]-[329]; Kable (2013)
252 CLR 118 at 135 [38], 140 [55]-[56].
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rights, duties or liabilities at the time of the Full Court's determination of the
appeals, and that the orders made on appeal would not affect the rights, duties or
liabilities of the parties.
39 In short, the Commonwealth parties' argument was that, so long as there is
a decision made at first instance and an appeal about the correctness of the orders
made at first instance, there will always be a "matter". That was said to be so,
even if the orders have no ongoing effect, because the reasons that led to the
making of the orders have precedential significance.
40 The main authority that the Commonwealth parties relied on was this
Court's decision in Mellifont v Attorney-General (Q)30. In Mellifont, the Court held
it had jurisdiction to hear an appeal from a decision of the Queensland Court of
Criminal Appeal pursuant to a provision of the Criminal Code (Qld) that permitted
referral of a question of law arising in a criminal trial to that Court in circumstances
where the accused person had been acquitted or discharged. In the case of
discharge, the ruling on the point of law would not play any part in any subsequent
determination of the charge on the indictment because the Court proceeded "on the
footing that no further proceedings on the indictment in respect of the relevant
charge [would] be taken" and likewise, in the case of an acquittal, the ruling would
have "no impact" on the acquittal31. This differed from the procedure considered
in O'Toole v Charles David Pty Ltd, where the appellate court was asked to decide
questions reserved arising in proceedings still pending before a trial court32.
41 The Court in Mellifont held that it could hear an appeal from the Queensland
Court of Criminal Appeal's decision, because the decision on the reference
"was made with respect to a 'matter' which was the subject-matter of the legal
proceedings at first instance and was not divorced from the ordinary administration
of the law"33, emphasising that "the reference and the decision on the reference
arise out of the proceedings on the indictment and are a statutory extension of those
proceedings"34.
30 (1991) 173 CLR 289.
31 Mellifont (1991) 173 CLR 289 at 304.
32 (1990) 171 CLR 232 at 244-245, 258-259, 281-283, 301-302. See also Mellifont
(1991) 173 CLR 289 at 303-304.
33 (1991) 173 CLR 289 at 305.
34 (1991) 173 CLR 289 at 304 (emphasis in original).
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42 The Commonwealth parties submitted that Mellifont is authority for the
general proposition that it is constitutionally permissible to have an appeal that
does not affect the rights of the parties because the appeal corrects an error of law
at trial. That submission must be rejected. The key passage from the plurality's
reasons reveals that there were a number of aspects to the Court's conclusion in
Mellifont35:
"True it is that the purpose of seeking and obtaining a review of the
trial judge's ruling was to secure a correct statement of the law so that it
would be applied correctly in future cases. However, in our view, in the
context of the criminal law, that does not stamp the procedure for which
s 669A(2) provides as something which is academic or hypothetical so as
to deny that it is an exercise of judicial power. The statutory procedure,
which has counterparts in other Australian jurisdictions, is a standard
procedure for correcting error of law in criminal proceedings without
exposing the accused to double jeopardy. It is a procedure which was
designed to enable the Crown to secure a reversal of a ruling by a trial judge
without infringing the common law rule that the Crown cannot appeal
against a verdict of acquittal, a rule which precluded a review of a trial
judge's ruling at the instance of the Crown in the case of acquittal.
The fundamental point, as it seems to us, is that s 669A(2) enables the Court
of Criminal Appeal to correct an error of law at the trial. It is that
characteristic of the proceedings that stamps them as an exercise of judicial
power and the decision as a judgment or order within the meaning of s 73.
Were it otherwise, the appellate jurisdiction of this Court would not extend
to a review of decisions of courts of criminal appeal and full courts under
s 669A(2) and similar provisions in other jurisdictions which have as their
object the giving of authoritative decisions on questions of criminal law for
the better administration of justice. To repeat the words of Deane,
Gaudron and McHugh JJ in O'Toole in a context which is only slightly
different, there is no 'persuasive reason in law or policy why' a decision
under s 669A(2) should not fall within the words 'judgments, decrees,
orders' in s 73."
43 As this passage makes clear, Mellifont was decided in a very particular
context, being the questions reserved procedure arising from criminal trials,
and the common law principle against appealing from verdicts of acquittal.
As Gaudron, Gummow and Hayne JJ observed in Director of Public Prosecutions
(SA) v B, the relationship between the question reserved and the trial was critical
35 (1991) 173 CLR 289 at 305 (emphasis added; footnote omitted).
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to the conclusion reached36. It should be understood in that context. Mellifont is
properly cited as authority for the proposition that s 73 of the Constitution confers
jurisdiction on the High Court to hear and determine an appeal from answers given
to a case stated in a court below37. It is not authority for a broader proposition that
appeals may be entertained where they will not affect the rights of the parties nor
for a proposition that a party's concern for the "precedential significance" of a court
decision is sufficient to form the basis of a "matter".
44 The Commonwealth parties also sought support from this Court's decision
in Attorney-General (Cth) v Alinta Ltd38. In Alinta, the Attorney-General
intervened in an appeal to the Full Court of the Federal Court in which it was held
that, among other things, a provision dealing with powers of the Takeovers Panel
was invalid because it was inconsistent with Ch III of the Constitution.
After special leave was granted to appeal to this Court, the commercial controversy
between the parties settled. Following an application by one of the parties for the
Attorney-General's grant of special leave to be revoked, the Attorney-General
sought leave to amend the notice of appeal to confine it to the issue of the validity
of the law. As the other parties no longer sought to present arguments in the appeal,
the Attorney-General arranged for counsel to appear as amici curiae to support the
declaration of invalidity made by the Full Court. The Court granted leave to the
amici and proceeded to hear and determine the appeal.
45 As Hayne J explained, the controversy underpinning the matter in which
the Attorney-General intervened in the Full Court included (but was not limited
to) the question of validity of the Commonwealth law and, by intervening,
the Attorney-General became party to that controversy39. The Full Court having
made the declaration of invalidity, the interest of the Attorney-General in setting
aside the declaration was evident40. The critical factor distinguishing this case from
Alinta is that in Alinta the orders of the court had an ongoing operation. There was
36 (1998) 194 CLR 566 at 576 [10]; cf 576 [11]-[12].
37 See Secretary, Department of Health and Community Services v JMB and SMB
(Marion's Case) (1992) 175 CLR 218 at 230; Director of Public Prosecutions (NT)
v WJI (2004) 219 CLR 43 at 53 [27]. See also Lindell, Cowen and Zines's Federal
Jurisdiction in Australia, 4th ed (2016) at 422.
38 (2008) 233 CLR 542 at 567-568 [63]-[67], see also 550 [1], 557-559 [28]-[33].
39 Alinta (2008) 233 CLR 542 at 567-568 [65].
40 Alinta (2008) 233 CLR 542 at 568 [66]. cf Re McBain; Ex parte Australian Catholic
Bishops Conference (2002) 209 CLR 372 at 396 [26].
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a declaration that a statutory provision was invalid under the Constitution. In the
present case, as the Commonwealth parties told the primary judge and this Court,
the orders had no ongoing effect. None of the parties – the appellant or the
Commonwealth parties – were affected by them.
46 The Commonwealth parties identified two other decisions of this Court
where it was said that there was no apparent immediate effect on the parties in
determining the appeal: Ruhani v Director of Police [No 2]41 and The
Commonwealth v Helicopter Resources Pty Ltd42. Neither supports the proposition
that the Commonwealth parties advanced in this case. Ruhani [No 2] was a matter
in the original jurisdiction of this Court arising under the Nauru (High Court
Appeals) Act 1976 (Cth) and dealt with the right of the appellant not to be
unlawfully detained43. Helicopter Resources was an appeal under s 73 of the
Constitution and, although there were arguments about practical utility and
mootness, whether the Court had jurisdiction to hear the appeal was not expressly
argued44.
47 The Commonwealth parties also sought to rely on a number of authorities
of intermediate courts that have dealt with changes of circumstances depriving an
appeal of utility as going to discretion, rather than jurisdiction45. However, in each
41 (2005) 222 CLR 580.
42 (2020) 270 CLR 523.
43 See Ruhani v Director of Police (2005) 222 CLR 489 at 499 [7], 500-501 [14],
512 [52], 513-514 [58], 518-519 [73], 527 [106], 532 [128]. See also Plaintiff
M68/2015 v Minister for Immigration and Border Protection (2016) 257 CLR 42 at
65 [20], 65-66 [22]-[23], 76 [64], 89 [109], 90 [112], 123-124 [235]-[236], 151-152
[349]-[350]; Unions [No 3] (2023) 97 ALJR 150 at 158 [21]; 407 ALR 277 at
283-284.
44 (2020) 270 CLR 523 at 537 [26]-[28], 540 [35]-[38].
45 Commissioner of Taxation v Industrial Equity Ltd (2000) 98 FCR 573 at 576 [13],
577 [16]; Minister for Immigration and Multicultural and Indigenous Affairs v
SBAN [2002] FCAFC 431 at [12]-[15]; Minister for Immigration and Multicultural
and Indigenous Affairs v Al Masri (2003) 126 FCR 54 at 62 [20]-[21]; Bonan v
Hadgkiss (2007) 160 FCR 29 at 31-33 [8]-[13]; Minister for Immigration,
Citizenship, Migrant Services and Multicultural Affairs v CPJ16 (2020) 276 FCR 1
at 6-7 [19]-[24]. See also Leibler v Air New Zealand Ltd [1998] 2 VR 525 at
529-530; Hunter Development Corporation v Save Our Rail NSW Incorporated
[No 2] (2016) 93 NSWLR 704 at 713 [38], 715 [46].
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of those cases costs were a live issue at the time the orders were made by the
appellate court.
48 Ultimately, the basis of the Commonwealth parties' submissions was that,
even if there was no controversy between the immediate parties to the appeals,
the orders, and the reasons for the orders, given below would have a precedential
effect. This was said to be particularly significant for the Executive, which has
responsibility for administering an Act in accordance with the law. However,
concern over the "precedential significance" of a decision or a body of law has
never been found to ground jurisdiction in itself. If that were sufficient, the rule
would apply in original jurisdiction as well: any time the Attorney-General has a
concern about a decision or a body of law that they think has a precedential effect
on how an Act is administered, the Attorney-General could seek to litigate that
issue without there needing to be any controversy. That would be asking the court
to issue an advisory opinion.
49 If the Commonwealth parties wished to challenge the primary judge's orders
and reasoning for why s 198AD applied to the appellant and why the home
detention order was within the Federal Court's power, the Commonwealth parties
could have sought an expedited appeal from the orders of the primary judge.
The issues would have been live. Instead, the Minister for Home Affairs, a party
to the proceedings before the primary judge, made the s 198AE Determination and,
by making that determination, the Minister deprived the primary judge's orders of
any continuing effect. It was inappropriate for the Commonwealth parties to then
seek to appeal those orders and put the appellant to the task of defending them,
on the basis of some wider public importance. If these issues arise in a different
case, they will be litigated there. If there is concern that a single instance judge in
the Federal Court would necessarily follow the decision asserted by the
Commonwealth parties to be wrong, the Commonwealth parties could seek to have
a Full Court constituted in the original jurisdiction46. Again, in such a case,
the issues would be live.
The Commonwealth parties' alternative bases
50 The Commonwealth parties put forward three other bases for why there was
a "matter" before the Full Federal Court. Underlying each of the bases was the
proposition that, in contrast to their primary contention, the "rights of the parties
were in play" in the Full Court – the determination of the appeals would affect the
parties' rights, duties or liabilities. As will be seen, those contentions must be
rejected.
46 Federal Court of Australia Act, s 20(1A).
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51 The first two bases relied on the existence of the s 198 mandamus
proceeding. The Commonwealth parties submitted that the s 198 mandamus
proceeding was part of the same "matter" as the Full Court appeals.
52 It is established that a "matter" is "not co-extensive with a legal
proceeding"; it is "the subject matter for determination in a legal proceeding"47.
In Fencott v Muller, Mason, Murphy, Brennan and Deane JJ described a matter as
"identifiable independently of the proceedings which are brought for its
determination and encompassing all claims made within the scope of the
controversy"48. It is the "justiciable controversy" between the actors involved,
comprised of the substratum of facts representing or amounting to the dispute or
controversy between them49. Their Honours observed that "[w]hat is and what is
not part of the one controversy depends on what the parties have done,
the relationships between or among them and the laws which attach rights or
liabilities to their conduct and relationships"50. Those principles have developed in
the context of determining whether non-federal claims may be heard and
determined in federal jurisdiction as part of a single "matter".
53 It can be accepted that there was a common broad substratum of facts in the
appeals to the Full Court and the s 198 mandamus proceeding: removal and
detention under the Act. But different duties under different statutory provisions
were at issue in the two sets of proceedings. Section 198AD requires removal to a
regional processing country; s 198 requires removal to any country51. Only one
duty of removal could apply at any one time52. The Commonwealth parties had
accepted before the primary judge that it was reasonably practicable to remove the
appellant to Nauru under s 198AD in the s 198AD mandamus proceeding, but the
reasonable practicability of removal to another country under s 198 was in contest
in the subsequent s 198 mandamus proceeding. And different orders were sought
47 Palmer (2017) 259 CLR 478 at 490 [26], citing In re Judiciary (1921) 29 CLR 257
at 265-266.
48 (1983) 152 CLR 570 at 603, discussing Philip Morris Inc v Adam P Brown Male
Fashions Pty Ltd (1981) 148 CLR 457 at 475.
49 Fencott (1983) 152 CLR 570 at 603-608. See also Australian Securities and
Investments Commission v Edensor Nominees Pty Ltd (2001) 204 CLR 559 at
584-585 [50].
50 Fencott (1983) 152 CLR 570 at 608.
51 Except where qualified by s 197C(3) of the Migration Act.
52 Migration Act, s 198(11).
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in the two proceedings: mandamus for removal to a regional processing country in
the 198AD mandamus proceeding, compared to mandamus for removal to any
country other than Iran in the s 198 mandamus proceeding.
54 In any event, for the justiciable controversy underpinning the second
proceeding – the s 198 mandamus proceeding – to ground jurisdiction in the
appeals, it would be necessary not only that the subject matter in controversy in
the appeals was in controversy in the second proceeding but also that the resolution
of the subject matter of the controversy in the appeals would resolve that subject
matter for the purposes of the second proceeding. As will be seen,
those requirements were not satisfied. It is necessary to address each in turn.
55 First, the Commonwealth parties submitted that the determination of the
appeals would resolve the question of the Federal Court's power to make home
detention orders. The Commonwealth parties submitted that, to the extent that the
appeals to the Full Court concerned the power of the Federal Court to make home
detention orders, its judgment would decide the justiciable controversy between
the parties with respect to that issue. That submission should be rejected.
Identifying the subject matter in controversy is not always straightforward.
However, in this case, whether the Federal Court has power to make home
detention orders is not properly characterised as the subject matter of the
controversy between the parties in the s 198 mandamus proceeding.
The controversy in the s 198 mandamus proceeding is whether the Secretary is,
at the time of the determination of that proceeding, complying with the duty to
remove the appellant from Australia as soon as reasonably practicable under s 198.
56 The power of the Federal Court to make a home detention order in respect
of the appellant is a contingent issue of ancillary relief that may arise depending
on whether the appellant is successful in making out his substantive case: that there
has been failure to take reasonably practicable steps to remove pursuant to s 198
and there is therefore a basis to make an order in the nature of mandamus to comply
with s 198 of the Act. Mandamus is a judicial command to compel the performance
of an unperformed public duty53. The issue of the grant of mandamus – and any
relief ancillary to mandamus – will only arise for decision in the s 198 mandamus
proceeding if the Secretary is found to be unlawfully failing to perform their duty
under s 198 to remove the appellant from Australia54. That failure must be
53 Cuming Campbell Investments Pty Ltd v Collector of Imposts (Vict) (1938) 60 CLR
741 at 749; Re Queensland Electricity Commission; Ex parte Electrical Trades
Union of Australia (1987) 61 ALJR 393 at 394; 72 ALR 1 at 4.
54 See AJL20 (2021) 273 CLR 43 at 73-74 [51]-[53], 89 [93], 96 [110].
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established55. The Commonwealth parties' submission that the power to make
home detention orders was in controversy between the parties effectively assumed
or expected that the Secretary will be found in breach of the duty. But unless and
until there is a foundation for mandamus, the question about home detention orders
remains contingent, and even then it would be contingent on questions going to the
issue of ancillary relief. Those questions, and the facts necessary to determine
them, did not and could not arise in the Full Court appeals. And "the ordinary
jurisdiction of a Court does not extend to answering questions as problems of law
dependent on facts yet unascertained"56.
57 The second basis put forward by the Commonwealth parties was that the
determination of the Full Court appeals would decide issues relevant to the s 198
mandamus proceeding. In particular, the Commonwealth parties emphasised that
the appeals would determine whether or not the primary judge was correct to find
that the duty in s 198AD applied to the appellant at the time of the primary judge's
decision. Depending on whether ground one of the appeals to the Full Court was
upheld or not, the period of time during which the Secretary owed the s 198 duty
to the appellant would differ (as the duties could not be owed simultaneously).
Therefore, the Commonwealth parties submitted, that aspect of the Full Court's
decision might affect the determination in the s 198 mandamus proceeding of
whether the Secretary was in breach of the duty to remove "as soon as reasonably
practicable" under s 198, given the potential relevance of delay. However, while
the Full Court decision on the appeals might have affected or been relevant to
issues likely to be decided in the s 198 mandamus proceeding, it would not resolve
or quell any aspect of the ongoing controversy. There was and is no dispute that
the Secretary owes the duty in s 198. The determination of the appeals did not and
could not resolve the rights, duties or liabilities of the parties in respect of that
ongoing controversy – whether the Secretary is in breach of that duty and, if so,
whether the appellant is entitled to mandamus.
58 Lastly, the Commonwealth parties submitted that there was a controversy
as to costs when the appeals were filed. However, even assuming that "the tail"
could "wag the dog" in that manner, the requirement for a "matter" continues up
55 See R v War Pension Entitlement Appeal Tribunal; Ex parte Bott (1933) 50 CLR
228 at 242-243; Re Media, Entertainment and Arts Alliance; Ex parte Hoyts
Corporation Pty Ltd (1993) 178 CLR 379 at 394. See also AQM18 v Minister for
Immigration and Border Protection (2019) 268 FCR 424 at 434 [58]-[59];
MZAPC v Minister for Immigration and Border Protection (2021) 273 CLR 506 at
546-547 [109], 551 [118].
56 Australian Commonwealth Shipping Board v Federated Seamen's Union of
Australasia (1925) 36 CLR 442 at 451.
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until the time that the orders are made by the court, as Unions [No 3] makes clear57.
There was no ongoing controversy as to costs at the time the Full Court determined
the appeals.
Relief
59 The Full Court did not have jurisdiction to determine the appeals.
The appeals to this Court should be allowed with costs. The orders made by the
Full Court of the Federal Court of Australia on 5 April 2022 in proceedings
VID659/2021 and VID660/2021 should be set aside and, in their place,
the applications for leave to appeal the orders made by the Federal Court of
Australia on 13 October 2021 in proceedings VID89/2021 and VID503/2021
should be refused with costs and the appeals otherwise dismissed with costs.
57 (2023) 97 ALJR 150 at 157-158 [19]; 407 ALR 277 at 283.
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EDELMAN J.
Introduction: the nature of controversy
60 The appeals to this Court are concerned with whether the Full Court of the
Federal Court of Australia had jurisdiction to decide two appeals before it. The
jurisdiction of the Full Court of the Federal Court, like that of the Federal Court,
derives from legislation passed under s 77(i) of the Constitution. By contrast, the
appellate jurisdiction of this Court derives from s 73 of the Constitution.
61 I entirely agree, for the reasons given in the joint reasons of Kiefel CJ,
Gordon and Steward JJ, that the Full Court of the Federal Court had no jurisdiction
because there was no "matter" before the Full Court. As the joint reasons observe58,
there are two central elements to a "matter" in s 77 of the Constitution. First, there
must usually be a "justiciable controversy"59. Secondly, the subject matter
dimension of the controversy60 must have involved61 a claim (brought for proper
purposes, and not "unarguable" or "manifestly hopeless"62) concerning one of the
subject matters within ss 75 and 76 of the Constitution63.
62 These appeals are concerned only with the first element of a matter: a
justiciable controversy.
58 See at [31]-[32].
59 Stack v Coast Securities (No 9) Pty Ltd (1983) 154 CLR 261 at 290; Palmer v Ayres
(2017) 259 CLR 478 at 490 [26]; Citta Hobart Pty Ltd v Cawthorn (2022) 96 ALJR
476 at 485-486 [31]; 400 ALR 1 at 9. See also In re Judiciary and Navigation Acts
(1921) 29 CLR 257 at 266.
60 BHP Group Ltd v Impiombato (2022) 96 ALJR 956 at 968 [50]; 405 ALR 402 at
414.
61 Burgundy Royale Investments Pty Ltd v Westpac Banking Corporation (1987) 18
FCR 212 at 219; Citta Hobart Pty Ltd v Cawthorn (2022) 96 ALJR 476 at 487-488
[38]-[43]; 400 ALR 1 at 11-12.
62 Burgundy Royale Investments Pty Ltd v Westpac Banking Corporation (1987) 18
FCR 212 at 219; Citta Hobart Pty Ltd v Cawthorn (2022) 96 ALJR 476 at 487 [36],
487-488 [38]-[43], 492-493 [67]; 400 ALR 1 at 10, 11-12, 18-19.
63 Citta Hobart Pty Ltd v Cawthorn (2022) 96 ALJR 476 at 486-487 [35]-[36], 493-
494 [70]-[73]; 400 ALR 1 at 10, 19-20. See also BHP Group Ltd v Impiombato
(2022) 96 ALJR 956 at 967 [48]; 405 ALR 402 at 413.
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23.
Three scenarios lacking a justiciable controversy
63 The central question of principle in these appeals can be illustrated by three
scenarios. First, suppose that the Minister had brought an action against AZC20
seeking declarations and orders concerning whether the Federal Court had power
to make a home detention order, despite no order for home detention of AZC20
being possible in the circumstances or in any foreseeable circumstances. Would
there be any real dispute between the Minister and AZC20 if there was no dispute
about anything that had happened in the past or its consequences, and no dispute
about anything further that was going to happen to AZC20 in the future? No. The
real issue between the parties is moot. There is no matter. The Federal Court cannot
provide the Minister with an advisory opinion on the subject.
64 Secondly, suppose that at the time that the action was commenced there was
a real dispute about whether an order could be made for the home detention of
AZC20 but, during the course of the action, events occurred which removed any
possibility of such an order being made. Would there be a real dispute between the
Minister and AZC20 if there was no longer any dispute about anything that had
happened in the past and no longer any dispute about anything that was going to
happen to AZC20 in the future? No. The real issue has become moot. There is no
longer any matter. The Federal Court cannot provide the Minister with an advisory
opinion on the subject.
65 Thirdly, and relevantly to these appeals, if, after the primary judge made
orders concerning the home detention of AZC20, events occurred which removed
the possibility that any steps could be taken to implement those orders, would there
be a real dispute on an appeal by the Minister? The principal argument of the
respondents ("the Commonwealth parties") is that unlike a hearing at first instance,
a federal court has jurisdiction under s 77(i) of the Constitution to determine an
appeal even if nothing remains in dispute. The submission is effectively that,
unlike the first two scenarios, an appeal can be heard, and the Minister can be
provided with an advisory appellate opinion, even if all real issues between the two
parties have become entirely moot.
66 In the United States, in relation to the Cases and Controversies clause of
Art III §2 of the Constitution of the United States, that argument has always been
plainly wrong. It should not be accepted in Australia either. As the joint reasons
explain, and for the reasons explained below, neither the text nor the purpose of
s 77 permits an artificial subdivision of "jurisdiction" to apply different rules for
appellate jurisdiction from those that apply to original jurisdiction.
67 On the present state of authority, a controversy on an appeal about a costs
order is sufficient to establish a controversy about the substantive orders to which
the costs order relates. But, in the present case, by the time the Commonwealth
parties filed their amended notices of appeal in the Full Court of the Federal Court,
there was not even a dispute about any costs order made at first instance.
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The justiciable controversy element of a matter
68 The first element of a matter—a justiciable controversy—is commonly
present in the exercise of judicial power. But the focus of a matter is narrower than
the concept of judicial power. The element of a matter usually requiring a
justiciable controversy has three aspects. First, a justiciable controversy must
concern legal rights. Secondly, it must generally involve a dispute about those legal
rights that can be resolved in a judicial manner by a court64. Thirdly, the parties
before the court must have standing to agitate that dispute65. Each of these aspects
is different although they are cumulative. The failure to recognise all aspects of a
justiciable controversy can lead only to confusion and the dilution of its
requirements.
A justiciable controversy and the need for legal rights
69 A legal controversy is a dispute about rights, duties or liabilities. The
reference to "rights" is in a broad, and loose, sense which includes claim rights,
powers, liberties and privileges, and immunities. In this sense, the "only kinds of
rights with which courts of justice are concerned are legal rights"66. But a
controversy, in law, is limited to the consideration of these rights, duties and
liabilities.
70 Some rights, duties and liabilities are naturally possessed from birth. Other
rights, duties and liabilities arise when things happen in the world. One of the
things that happens in the world to give rise to rights, duties and liabilities is the
making of court orders. The effect of a court order is usually to replace what the
court has found to be a previously existing right, duty or liability with a new right,
duty or liability "of a higher nature" which is generally supported by the
enforcement mechanisms of the State67.
71 Rights, duties and liabilities that once existed might cease to exist in the
future: claim rights can be wholly exercised, duties can be discharged, and
64 Minister for Home Affairs v Benbrika (2021) 272 CLR 68 at 167-168 [222]-[223].
65 Hobart International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234
at 256 [79]; 399 ALR 214 at 237.
66 Construction, Forestry, Maritime, Mining and Energy Union v Personnel
Contracting Pty Ltd (2022) 96 ALJR 89 at 105 [44]; 398 ALR 404 at 416, quoting
Gouriet v Union of Post Office Workers [1978] AC 435 at 501.
67 See Clayton v Bant (2020) 272 CLR 1 at 25 [66], quoting Drake v Mitchell (1803)
3 East 251 at 258 [102 ER 594 at 596] and King v Hoare (1844) 13 M & W 494 at
504 [153 ER 206 at 210].
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25.
liabilities can be extinguished68. This is as true of rights that existed prior to court
orders as it is of the rights that are created by court orders. A claim right recognised
and ordered by the court can be wholly exercised, a duty recognised and ordered
by the court can be discharged, and a liability recognised and ordered by the court
can be extinguished. Since rights, duties and liabilities can subsequently cease to
exist, it necessarily follows that a controversy can cease to exist and, therefore, a
matter that once existed can cease to exist69.
A justiciable controversy and the need for a real dispute
72 It is not sufficient for a controversy that the court is asked to adjudicate
upon rights, duties or liabilities. It is also generally necessary that, independently
of the proceeding itself70, there is a real dispute about those rights, duties or
liabilities. In other words, the usual requirement of a dispute is that it must concern
some concrete, or real-world, application of rights, duties or liabilities about which
opposing parties disagree. Just as rights, duties or liabilities might cease to exist,
there might also cease to be any concrete, or real-world, consequences of a
previous dispute about rights, duties or liabilities. As Roberts CJ said for the
Supreme Court of the United States in Chafin v Chafin71:
"'[I]t is not enough that a dispute was very much alive when suit was filed';
the parties must 'continue to have a "personal stake"' in the ultimate
disposition of the lawsuit.
There is thus no case or controversy, and a suit becomes moot, 'when
the issues presented are no longer "live" or the parties lack a legally
cognizable interest in the outcome.'"
73 In Unions NSW v New South Wales ("Unions [No 3]")72, the plaintiffs
commenced proceedings which included a challenge to the validity of s 35 of the
Electoral Funding Act 2018 (NSW). At the time that their proceedings were
68 Allianz Australia Insurance Ltd v Delor Vue Apartments CTS 39788 (2022) 97
ALJR 1 at 18 [60]-[63]; 406 ALR 632 at 649-650.
69 See Unions NSW v New South Wales (2023) 97 ALJR 150 at 157-158 [19]; 407 ALR
277 at 283.
70 In re Judiciary and Navigation Acts (1921) 29 CLR 257 at 265-266; Fencott v
Muller (1983) 152 CLR 570 at 603-606; Abebe v The Commonwealth (1999) 197
CLR 510 at 523-524 [24]; BHP Group Ltd v Impiombato (2022) 96 ALJR 956 at
967-968 [50]; 405 ALR 402 at 414.
71 (2013) 568 US 165 at 172 (citations omitted).
72 (2023) 97 ALJR 150; 407 ALR 277.
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commenced, s 35 affected the future ability of the plaintiffs to campaign with
another person, or other persons, at by-elections. But during the proceedings s 35
was repealed73. There had been no past interference with the plaintiffs' rights and
there was no real prospect of future interference. There was no remaining dispute
and the plaintiffs had no standing to vindicate any interest74. As I said in that case,
the position in the United States and Australia in this respect was the same: "[t]he
requisite personal interest that must exist at the commencement of the litigation
[which is the foundation for standing] must continue throughout its existence"75.
74 It was not enough in Unions [No 3] that the State of New South Wales
might have had an interest in knowing whether its past legislation was valid. The
interest of one party in the answer to a question does not make a dispute. If there
are no past or future consequences of the issues for both parties then there is no
longer a dispute. Hence, it is not sufficient that the resolution of the issue on the
appeals to the Full Court of the Federal Court in this case might have had
continuing significance to the Commonwealth parties. As Quick and Garran said
of the view that an interested party cannot seek resolution of an issue by the court
without any dispute76:
"The argument from policy is very strong in support of this view. Ex
parte interpretations of the law, without the thorough examination of
interested parties and their counsel, are apt to be unsatisfactory and
unauthoritative. It might indeed happen that the persons interested might be
represented and heard upon a reference; but the practice would be, at least,
open to serious abuse. The one advantage it would have—that of obtaining
a prompt decision upon questions which are in doubt, but which no one is
ready to litigate—is more than balanced by other considerations. The
Judges would be liable to be hindered in the discharge of their appropriate
duties by being employed, in a manner, as the law advisers of the Crown".
A justiciable controversy and the need for standing
75 The existence of a real dispute is different from the requirement of standing.
A real dispute about rights exists independently of a legal proceeding. Standing
73 (2023) 97 ALJR 150 at 156 [10]; 407 ALR 277 at 280.
74 (2023) 97 ALJR 150 at 159 [25], 169 [84]; 407 ALR 277 at 285, 298.
75 (2023) 97 ALJR 150 at 163-164 [52]; 407 ALR 277 at 291, quoting United States
Parole Commission v Geraghty (1980) 445 US 388 at 397. See also Unions [No 3]
(2023) 97 ALJR 150 at 159-160 [25]-[28]; 407 ALR 277 at 285-286.
76 Quick and Garran, The Annotated Constitution of the Australian Commonwealth
(1901) at 767.
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27.
does not. Hence, a "tendency" that has rightly been criticised is for "standing to be
unhelpfully lumped together, even misidentified, with these rights"77. Standing is
instead the separate requirement that the applicant for relief is the correct person
(with them or their representatives "standing" before the court) to agitate the
dispute. In particular, the party asserting the right, duty or liability must have
standing to enforce that right, duty or liability. In this sense, it is often said that
standing is subsumed within the requirement of a matter78.
76 Although there are limited exceptions79, in private law the element of
standing usually requires that the party asserting a right, duty or liability either
holds or is subject to the right, duty or liability. In public law the element of
standing is different. It usually requires that the right, duty or liability be asserted
by a person with a sufficiently special interest in doing so80. The Attorney-General
could, however, authorise a relator proceeding so that an individual without any
special interest could bring an action concerning the infringement of a public
right81. Both the United States and Australia have also recognised that legislation
can extend such relator proceedings so that an individual can bring the action as a
"private Attorney-General"82.
Exceptional cases of a justiciable controversy without a real dispute
77 There are exceptional cases where this Court has recognised that justiciable
controversies exist without any real dispute about rights, duties or liabilities. In R
v Davison83, Dixon CJ and McTiernan J gave a number of examples of orders in
77 Liau, Standing in Private Law (2023) at 33.
78 Hobart International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234
at 256-257 [79]; 399 ALR 214 at 237, and the cases cited there.
79 See, eg, Hobart International Airport Pty Ltd v Clarence City Council (2022) 96
ALJR 234 at 265-266 [122]-[123]; 399 ALR 214 at 249, and in particular the
discussion therein of CGU Insurance Ltd v Blakeley (2016) 259 CLR 339.
80 Hobart International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234
at 257-261 [84]-[99]; 399 ALR 214 at 239-243.
81 Taylor v Attorney-General (Cth) (2019) 268 CLR 224 at 262 [105]; Hobart
International Airport Pty Ltd v Clarence City Council (2022) 96 ALJR 234 at 258
[87]; 399 ALR 214 at 239-240.
82 See Associated Industries v Ickes (1943) 134 F 2d 694 at 704; Bennett v Spear (1997)
520 US 154 at 165; Truth About Motorways Pty Ltd v Macquarie Infrastructure
Investment Management Ltd (2000) 200 CLR 591 at 632 [108], 634 [112].
83 (1954) 90 CLR 353 at 368.
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28.
such cases: the administration of assets or of trusts; the grant of probate of a will
or letters of administration; the winding up of companies; the maintenance and
guardianship of infants; the exercise of a power of sale by way of family
arrangement; the consent to the marriage of a ward of court; and the administration
of enemy property.
78 The reasons for these exceptions lie partly in their historical existence as
circumstances which, whilst not exclusively a matter for judicial power, can also
be "incidents in the exercise of strictly judicial powers"84. But "[h]istory alone does
not provide a sufficient basis for defining the exercise of a power as judicial
power"85. The exceptions are based also upon the involvement of the judicial
process at a systemic level despite the absence of a real dispute about rights, duties
or liabilities. Each exception is incidental to the strictly judicial power that would
be exercised in resolving real disputes in that field. The exception assists to ensure
the efficient functioning of dispute resolution in the particular area when real
disputes arise.
79 The category of cases involving such systemic justifications for judicial
power is not closed but the recognition of new exceptions has not been common.
The most significant new exception was the decision of the majority of this Court
in Mellifont v Attorney-General (Q)86. Mr Mellifont had been charged with perjury
in the District Court in Queensland. At the close of the evidence, the trial judge
indicated that he intended to direct the jury to return a verdict of not guilty based
on his Honour's view of an element of the offence concerning materiality. Before
the trial judge directed the jury to that effect, the Crown entered a nolle prosequi
and Mr Mellifont was discharged. The Attorney-General of the State of
Queensland then relied on the referral provisions in s 669A of the Criminal Code
(Qld) to refer the question of law concerning materiality to the Court of Criminal
Appeal of Queensland. Those provisions permitted the referral of questions arising
at the trials of persons who were acquitted of offences as well as those who were
discharged after entry of a nolle prosequi.
80 The Court of Criminal Appeal answered the questions referred in a manner
that supported the case put by the prosecutor87. Mr Mellifont sought special leave
84 R v Davison (1954) 90 CLR 353 at 368, quoting Queen Victoria Memorial Hospital
v Thornton (1953) 87 CLR 144 at 151.
85 Palmer v Ayres (2017) 259 CLR 478 at 494 [37], citing R v Davison (1954) 90 CLR
353 at 366-369, 382 and White v Director of Military Prosecutions (2007) 231 CLR
570 at 595 [48].
86 (1991) 173 CLR 289.
87 (1991) 173 CLR 289 at 299.
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to appeal to this Court. A preliminary issue raised in this Court was whether the
Court had jurisdiction to entertain the appeal under s 73 of the Constitution.
Toohey J resolved that issue on the basis (explained below) that this Court's
appellate power under s 73 of the Constitution does not require the existence of a
"matter", and that it sufficed for jurisdiction that an appeal is involved and that the
Court will exercise judicial power in resolving the appeal88. Some judges
subsequently explained the result in Mellifont in this way89.
81 But in the joint judgment, Mason CJ, Deane, Dawson, Gaudron and
McHugh JJ appeared to decide Mellifont on a broader basis. Their Honours
considered that the appeal was not merely an exercise of judicial power to decide
an appeal under s 73, but that it also involved a matter90.
82 In oral argument in Mellifont, Deane J analogised the orders sought by the
prosecution in answer to the referred questions of law with "declaratory relief that
the acquittal was wrong"91. But there is little historical support for such declaratory
powers in the Court of Chancery. The descriptions of the early criminal, or
criminal-like, jurisdiction of the Court of Chancery, and later remnants of that
jurisdiction that survived the rise and fall of the Court of Star Chamber, do not
include any examples of declaratory relief concerning criminal offences either
before or after the Court of Chancery Procedure Act 185292.
83 The justification in the joint judgment in Mellifont for the recognition of the
availability of declaratory-like orders within criminal jurisdiction without a real
dispute was a purely systemic one. That is, their Honours distinguished between,
on the one hand, an (invalid) proceeding that involved only "seeking and obtaining
a review of the trial judge's ruling" in order to "secure a correct statement of the
law so that it would be applied correctly in future cases" and, on the other hand,
the procedure at issue in that case. The procedure in that case was said to be
different because it occurred "in the context of the criminal law" and was a
"standard procedure for correcting error of law in criminal proceedings without
88 (1991) 173 CLR 289 at 323-324. Compare at 317 per Brennan J.
89 See Re McBain; Ex parte Australian Catholic Bishops Conference (2002) 209 CLR
372 at 409 [74].
90 (1991) 173 CLR 289 at 305.
91 (1991) 173 CLR 289 at 291.
92 15 & 16 Vict c 86. See Spence, The Equitable Jurisdiction of the Court of Chancery
(1846), vol 1, bk 4 at 684-688; Mack, "The Revival of Criminal Equity" (1903) 16
Harvard Law Review 389 at 390-391; Holdsworth, A History of English Law, 3rd ed
(1922), vol 2 at 405-406. See also Vella v Commissioner of Police (NSW) (2019)
269 CLR 219 at 236-237 [29].
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exposing the accused to double jeopardy"93. In other words, in a legal system that
denies the Crown a power to appeal from an acquittal that is based on an error of
law, there is a systemic need to vindicate the interest of the Crown.
84 The only systemic need in favour of a new exception advanced by the
Commonwealth parties on the present appeals was the curious submission that,
were the availability of appeal denied to the Commonwealth in those instances
where there is no real dispute, the Commonwealth might use costs as a lever to
maintain the possibility of an appeal. In other words, in a test case in which the
Commonwealth would not otherwise have maintained any argument on appeal
about costs, it might do so against a person with whom it no longer had any real
dispute as an artifice to keep a notional appeal on foot.
85 Even assuming that the Commonwealth, as a model litigant, were
nevertheless to behave in a manner that used costs orders only as an artifice to
compel a person to remain in litigation before an appellate court, that could not be
a sufficient systemic need to abolish the requirement for any dispute on appeal in
any case in which the Commonwealth was an appellant.
86 The Commonwealth parties' submission on this central issue was, in any
event, much broader. It was that a justiciable controversy does not ever require a
real dispute when a case is in appellate jurisdiction.
"Appellate" jurisdiction is not a substitute for a real dispute
87 Article III §2 of the Constitution of the United States speaks of judicial
power over various "Cases" and "Controversies". Nearly a century ago, in the
Supreme Court of the United States in Coleman v Miller94, Frankfurter J explained
how the concepts of "Cases" and "Controversies" provide a further constitutional
constraint upon the exercise of judicial power:
"The Constitution further explicitly indicated the limited area within which
judicial action was to move—however far-reaching the consequences of
action within that area—by extending 'judicial Power' only to 'Cases' and
'Controversies.' ... Judicial power could come into play only in matters that
were the traditional concern of the courts at Westminster and only if they
arose in ways that to the expert feel of lawyers constituted 'Cases' or
'Controversies.'"
93 (1991) 173 CLR 289 at 305.
94 (1939) 307 US 433 at 460.
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31.
88 In some circumstances, this long-established limit later came to be
described by some courts as "mootness"95. But, as Diamond96 observed in 1946,
the principle of mootness was much, much older, with roots in English decisions
dating back to as early as 173697. That mootness principle applied throughout the
trial and appeals process. As a matter of principle it would have been spurious to
draw a distinction between cases that became moot during trial and those that
became moot during appeal: "[f]rom the standpoint of the governing principles of
law, there is little if any distinction between a case which is found to be moot at
the commencement of the litigation and a case which becomes moot pending
appeal"98.
89 For these reasons, although it has occasionally been suggested that
"reconsideration of [the Supreme Court's] mootness jurisprudence may be in
order"99 so as to convert the principle into one of discretion rather than jurisdiction,
United States courts have consistently held that "the court is not empowered to
decide moot questions"100 and that mootness renders a decision "unreviewable"101.
This "traditional, fundamental limitation[] upon the powers of common-law
courts" is now well recognised in the United States as one that Art III §2 of the
Constitution of the United States "adopts ... through [its] terms ('The judicial
Power'; 'Cases'; 'Controversies')"102. The "limitation is more than a rule of decision;
it is a constitutional requirement [from Art III §2 of the Constitution of the United
States]"103. Like the traditional, fundamental limitation that it reflects, the
constitutional requirement "subsists through all stages of federal judicial
95 Liner v Jafco Inc (1964) 375 US 301 at 306, fn 3.
96 Then the Special Assistant to the Attorney-General of the United States.
97 Diamond, "Federal Jurisdiction to Decide Moot Cases" (1946) 94 University of
Pennsylvania Law Review 125 at 125.
98 Diamond, "Federal Jurisdiction to Decide Moot Cases" (1946) 94 University of
Pennsylvania Law Review 125 at 127.
99 Honig v Doe (1988) 484 US 305 at 329.
100 California v San Pablo and Tulare Railroad Co (1893) 149 US 308 at 314.
101 United States v Munsingwear Inc (1950) 340 US 36 at 41.
102 Honig v Doe (1988) 484 US 305 at 340.
103 Diamond, "Federal Jurisdiction to Decide Moot Cases" (1946) 94 University of
Pennsylvania Law Review 125 at 125.
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proceedings, trial and appellate"104. In other words, even if a case or controversy
had previously existed at trial, "if an event occurs while a case is pending on appeal
that makes it impossible for the court to grant 'any effectual relief whatever' to a
prevailing party, the appeal must be dismissed"105. As the Supreme Court said, the
case or controversy must "remain of operative importance to the parties as they
come to this Court"106.
90 Although the Australian Constitution preferred the concept of a "matter" to
govern the jurisdiction of a court exercising federal jurisdiction, rather than that of
a "case" or "controversy", it did not depart from this basic principle by creating a
radically different distinction for the purpose of mootness between jurisdiction
concerning matters at trial and jurisdiction concerning matters on appeal. Hence,
although the content of a "matter" need not "equate precisely"107 when compared
with that of a "case" or "controversy", the usual need for a real dispute is at the
core of both concepts. As Mason J said in Philip Morris Inc v Adam P Brown Male
Fashions Pty Ltd108, echoing Sir Harrison Moore109, the terms "Cases" and
"Controversies" imply "the existence of present or possible adverse parties whose
contentions are submitted to the court for adjudication", in the same way as
connoted by "matters" in ss 75 and 76.
91 In a federal court, other than the High Court of Australia, the requirement
for a controversy applies to litigation in original jurisdiction as well as litigation in
104 Lewis v Continental Bank Corp (1990) 494 US 472 at 477. See also Securities and
Exchange Commission v Medical Committee for Human Rights (1972) 404 US 403
at 405; DeFunis v Odegaard (1974) 416 US 312 at 315, 319-320; Preiser v Newkirk
(1975) 422 US 395 at 401; Arizonans for Official English v Arizona (1997) 520 US
43 at 67; Chafin v Chafin (2013) 568 US 165 at 172. See further Tribe, American
Constitutional Law, 3rd ed (2000), vol 1 at 344-345; Chemerinsky, Constitutional
Law: Principles and Policies, 7th ed (2023) at 129-130.
105 Church of Scientology of California v United States (1992) 506 US 9 at 12, quoting
Mills v Green (1895) 159 US 651 at 653.
106 Liner v Jafco Inc (1964) 375 US 301 at 306, citing Love v Griffith (1924) 266 US
32.
107 Truth About Motorways Pty Ltd v Macquarie Infrastructure Investment
Management Ltd (2000) 200 CLR 591 at 610 [42]. See also at 650 [156], 670 [213].
Compare at 603 [21].
108 (1981) 148 CLR 457 at 508, quoting In re Pacific Railway Commission (1887) 32 F
241 at 255.
109 (1981) 148 CLR 457 at 508, citing Moore, The Constitution of the Commonwealth
of Australia, 2nd ed (1910) at 208-209.
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appellate jurisdiction. Again, in this respect Australian constitutional law and
United States constitutional law do not differ110. The words of s 77(i) of the
Constitution were carefully chosen not to create different types of power to define
jurisdiction according to whether the power was "original" or "appellate"111.
Section 77(i) simply empowers the Commonwealth Parliament, with respect to
matters in s 75 or s 76, to define "the jurisdiction of any federal court other than
the High Court". It does not distinguish between jurisdiction according to whether
the jurisdiction is being invoked for the first time as original jurisdiction or the
second time as an appeal.
92 It can be accepted that the content of a "matter" that arises on an appeal will
not be the same as the "matter" that arose in original jurisdiction from which the
appeal is brought. The legal controversy on appeal will be one step removed from
that in original jurisdiction: the dispute will concern the legal orders that give effect
to the resolution of the original controversy. Nevertheless, it is still necessary that
the law conferring appellate jurisdiction is "[w]ith respect to [a matter]"112. And,
to reiterate, the usual requirement for a matter—that there be a dispute as to legal
rights—is one that must be determined independently of the proceeding. But it is
a basic logical error to conclude that the different content of a legal controversy on
appeal means that no legal controversy is required on an appeal. That reasoning
would treat s 77(i) as though it contained different principles for "original"
jurisdiction and "appellate" jurisdiction.
The different position of High Court appeals: s 73 not s 77
93 The appellate jurisdiction of the High Court is in a different constitutional
position from the appellate jurisdiction of another federal court. The appellate
jurisdiction of a federal court under s 77(i) of the Constitution requires a matter,
which usually means that the two elements concerning a justiciable controversy
and federal subject matter must be established. But as Dixon CJ, McTiernan and
Kitto JJ said in Cockle v Isaksen113, "[t]he appellate power conferred by s 73 is not
concerned with 'matters'". Thus, if an order is made by the Supreme Court of any
State, then an appeal will be within s 73 so long as it involves the exercise of
110 See Unions [No 3] (2023) 97 ALJR 150 at 163-164 [52]; 407 ALR 277 at 291.
111 Cockle v Isaksen (1957) 99 CLR 155 at 163, discussing Ah Yick v Lehmert (1905) 2
CLR 593 and Collins v Charles Marshall Pty Ltd (1955) 92 CLR 529.
112 cf Lindell, Cowen and Zines's Federal Jurisdiction in Australia, 4th ed (2016) at
182.
113 (1957) 99 CLR 155 at 163.
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34.
judicial power or power incidental to judicial power, irrespective of whether a
matter exists.
94 The question of whether an appeal will involve judicial power or power
incidental to judicial power can sometimes be difficult114. But in much the same
way that Frankfurter J described the requirement of "Cases" or "Controversies" as
one that is narrower than the question of judicial power115, so too the requirement
of a matter is one that is narrower than whether judicial power exists.
95 The Commonwealth parties relied on the decision in The Commonwealth v
Helicopter Resources Pty Ltd116 in support of a submission that the requirements
for a matter in appellate jurisdiction were different from those in original
jurisdiction. That case provides no support for such a submission. The jurisdiction
of this Court in that case arose under s 73 of the Constitution, not s 77(i).
96 In Helicopter Resources, the Commonwealth had been the unsuccessful
respondent to the appeal in the Full Court of the Federal Court. The
Commonwealth therefore had standing to appeal to this Court in relation to the
orders made against it117. But there was no submission on the appeal in Helicopter
Resources, just as there was no submission on these appeals, that this Court lacked
jurisdiction because it would not be exercising judicial power or power incidental
to judicial power in deciding the appeal. If such a submission had been made, but
not accepted, it would have been necessary to consider the extent of overlap
between (i) the requirement in s 73 for the exercise of judicial power or power
ancillary to judicial power, and (ii) the requirement in s 77(i) that a justiciable
controversy before the Federal Court be with respect to a matter.
Conclusion
97 Since there was no matter before the Full Court of the Federal Court at the
time of its delivery of its orders and reasons, those orders were made without
jurisdiction. The reasons supporting those orders concerning the power to make
home detention orders, parts of which were not supported by the Commonwealth
parties in this Court, have no precedential effect.
114 See, eg, the differing views expressed in Momcilovic v The Queen (2011) 245 CLR
1.
115 See Coleman v Miller (1939) 307 US 433 at 460.
116 (2020) 270 CLR 523.
117 (2020) 270 CLR 523 at 540 [36].
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35.
98 Orders should be made in the terms proposed by Kiefel CJ, Gordon and
Steward JJ.
-- 41 of 63 --
Gleeson J
36.
99 GLEESON J. These appeals challenge the jurisdiction of a full court of the
Federal Court of Australia ("the Full Court") to allow appeals brought by the
respondents ("the Commonwealth parties") from orders made in related
proceedings by a judge exercising the original jurisdiction of the Federal Court.
Finding error by the primary judge, the Full Court set aside the primary judge's
orders that included: (a) a declaration that s 198AD(2) of the Migration Act 1958
(Cth) applied to the appellant; (b) orders compelling the third respondent, the
Secretary of the Department of Home Affairs, to perform, or cause to be
performed, the duty under s 198AD(2) to take the appellant from Australia to a
regional processing country as soon as reasonably practicable; and (c) orders for
the detention of the appellant, pending the performance of the duty under
s 198AD(2), at a residential address in Perth, Western Australia.
100 I gratefully adopt the factual and procedural background to these
proceedings as set out in the reasons of Kiefel CJ, Gordon and Steward JJ.
101 Prior to the hearing of the appeals in the Full Court, the appellant (the
respondent in the Full Court appeals) raised with the Commonwealth parties a
contention that the appeals were futile and should not be entertained. The parties
addressed the issue in their submissions to the Full Court as a question for the
exercise of the Court's discretion to hear and determine the matter, rather than as a
question of jurisdiction. Historically, it has been accepted that s 23 of the Federal
Court of Australia Act 1976 (Cth) ("the Federal Court Act") confers a discretionary
power upon the Federal Court to stay such an appeal permanently because to
proceed would be futile or involve the determination of issues that have become
moot118. The existence of this power presupposes the jurisdiction of the Federal
Court to hear and determine such an appeal. Consistent with this approach, the Full
Court assumed its jurisdiction to hear and determine the Commonwealth parties'
appeals against the primary judge's orders, and considered issues surrounding the
practical effect of its orders as a matter of discretion rather than jurisdiction, as
explained by Kiefel CJ, Gordon and Steward JJ119.
102 The Full Court allowed the Commonwealth parties' appeals, finding that the
primary judge: (a) misconstrued s 198AD(2) of the Migration Act; (b) erred in
finding that certain "home detention" arrangements could be characterised as
"immigration detention" within para (a) of the definition of that term in s 5 of the
118 Vanstone v Clark (2005) 147 FCR 299 at 304-305 [7]. See also Beitseen v Johnson
(1989) 29 IR 336; La Roche v Cormack (1991) 33 FCR 414; Douglas v Tickner
(1994) 49 FCR 507; Mayne Nickless Ltd v Transport Workers Union of Australia
[1998] FCA 984; Bonan v Hadgkiss (2007) 160 FCR 29 at 31-32 [8]-[11]; Minister
for Immigration, Citizenship, Migrant Services and Multicultural Affairs v CPJ16
(2020) 276 FCR 1 at 6-7 [19]-[24].
119 Reasons of Kiefel CJ, Gordon and Steward JJ at [26]-[29].
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Gleeson J
37.
Migration Act; and (c) erred in characterising the detention arrangement orders
that his Honour made as ancillary to mandamus and therefore supported by s 23 of
the Federal Court Act.
103 The first issue on these appeals is whether the Full Court lacked jurisdiction
to correct the errors, including legal errors, that it found had been made by the
primary judge. The appellant argued that, once the orders under appeal to the Full
Court "had no prospect of ever coming into effect", there was no longer a live
controversy about any "immediate right, duty or liability" of the kind required by
In re Judiciary and Navigation Acts120, and that, as a corollary, there was no longer
a "matter" within the meaning of Ch III of the Constitution upon which the Federal
Court was authorised to adjudicate in the exercise of its judicial power. The
question has significance both for the scope of the Commonwealth's legislative
power to define and invest jurisdiction under s 77 of the Constitution, and for the
scope of the judicial power of the Commonwealth.
104 The second and third issues (which necessarily only arise if the appellant
were to fail on the first issue) are whether the Full Court erred in the exercise of
its discretion to grant leave to appeal from interlocutory orders, being orders for
"home detention" arrangements; and whether the Full Court's substantive decision
on the grounds challenged by the appellant was correct, that is, whether the Full
Court itself erred in its interpretation of para (a) of the definition of "immigration
detention" in s 5 of the Migration Act, and in its conclusion that the primary judge's
detention arrangement orders were beyond the power conferred by s 23 of the
Federal Court Act, and/or by failing to find that the home detention orders were
within the scope of the power conferred by s 22 of that Act.
105 For the following reasons, I disagree with the majority's conclusion that the
Full Court lacked jurisdiction to hear the Commonwealth parties' appeals. As the
appeals to this Court will be allowed, it is unnecessary for me to express any
opinion about the second and third issues concerning the Full Court's grant of leave
to appeal, and the correctness of the Full Court's substantive decision.
The nature of federal appellate jurisdiction
106 Federal jurisdiction is the authority to adjudicate derived from the
Constitution and laws made under the Constitution121. The Constitution proceeds
120 (1921) 29 CLR 257 at 265.
121 CGU Insurance Ltd v Blakeley (2016) 259 CLR 339 at 349 [24] and the cases cited
at fn 22.
-- 43 of 63 --
Gleeson J
38.
on the footing that all federal jurisdiction is either original or appellate122. It was
established early in the High Court's history that the federal jurisdiction which the
Commonwealth Parliament is authorised to confer by s 77 of the Constitution
includes both original and appellate jurisdiction123, and the distinction between
these two forms of jurisdiction is maintained in the Federal Court Act124.
107 Appellate jurisdiction "revises and corrects the proceedings in a cause
already instituted, and does not create that cause"125. Thus, in Edwards v Santos
Ltd126, Hayne J contrasted the case, which was brought in this Court's original
jurisdiction, with a case brought in the Court's appellate jurisdiction. "[U]nlike the
case in which this Court's appellate jurisdiction is engaged, the 'matter brought
before the Court' [in Edwards was] distinct from the matter that was brought before
the Federal Court."127 Appellate jurisdiction implies that the relevant subject matter
has already been instituted in and acted upon by some other court whose judgment
or proceedings are to be revised128.
108 As Leeming has identified, "the subject matter of appellate jurisdiction is
the exercise of jurisdiction by another court"129. Appellate jurisdiction is conferred
"to set ... error right"130. Describing general appellate jurisdiction from an inferior
court to another court in Ah Yick v Lehmert, Griffith CJ stated that courts of appeal
122 Leeming, Authority to Decide: The Law of Jurisdiction in Australia, 2nd ed (2020)
at 275.
123 Ah Yick v Lehmert (1905) 2 CLR 593 at 603-604; New South Wales v The
Commonwealth (1915) 20 CLR 54 at 90; Collins v Charles Marshall Pty Ltd (1955)
92 CLR 529 at 555; Cockle v Isaksen (1957) 99 CLR 155 at 163. See also Lindell,
Cowen and Zines's Federal Jurisdiction in Australia, 4th ed (2016) at 179-180.
124 Sections 19 and 24 respectively.
125 Leeming, Authority to Decide: The Law of Jurisdiction in Australia, 2nd ed (2020)
at 276, quoting Story, Commentaries on the Constitution of the United States (1833),
vol 3 at 626-627 §1755.
126 (2011) 242 CLR 421.
127 (2011) 242 CLR 421 at 427 [13].
128 Ruhani v Director of Police (2005) 222 CLR 489 at 507 [38].
129 Leeming, Authority to Decide: The Law of Jurisdiction in Australia, 2nd ed (2020)
at 276. See also Ah Yick v Lehmert (1905) 2 CLR 593 at 601; Chamberlain v The
Queen [No 2] (1984) 153 CLR 521 at 529.
130 Ah Yick v Lehmert (1905) 2 CLR 593 at 601.
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"can entertain any matter, however arising, which shows that the decision of the
Court appealed from is erroneous"131. Appellate jurisdiction operates as a check
upon the exercise of judicial power at first instance.
109 As with federal original jurisdiction, the primary function of the conferral
of appellate jurisdiction is "not the declaration of legal principle but the resolution
of a controversy about a legal right or legal liability"132. That is not to say that the
role of appellate courts in the declaration of legal principle, including in the course
of correcting legal error, is irrelevant as a justification for the exercise of appellate
jurisdiction. Thus, French CJ stated in Momcilovic v The Queen133:
"The answers given by an appellate court, in the exercise of a
statutory jurisdiction, to referred questions arising out of particular
proceedings may properly be viewed as an incident of the judicial process
even if those answers do not affect the outcome of the proceedings. Where
they correct error, they ensure that what has been said at first instance does
not influence the outcome of subsequent similar cases. In deciding cases the
courts are ... exercising powers conferred by public law and doing so in a
way that is calculated 'to explicate and give force to the values embodied in
authoritative texts such as the Constitution and statutes: to interpret those
values and to bring reality into accord with them.'"
The requirement of a "matter" for federal appellate jurisdiction
110 Section 77(i) of the Constitution provides that "[w]ith respect to any of the
matters mentioned in the last two sections [ie, the heads of jurisdiction in ss 75 and
76] the Parliament may make laws ... defining the jurisdiction of any federal court
other than the High Court". The concept of "matter" as picked up in s 77(i), and
which has the same meaning when used throughout Ch III of the Constitution134,
was explained by Griffith CJ as the "widest term to denote controversies which
might come before a Court of Justice"135. It has been held to mean the "subject
131 (1905) 2 CLR 593 at 601.
132 Clubb v Edwards (2019) 267 CLR 171 at 217 [136]. See also Fencott v Muller
(1983) 152 CLR 570 at 608-609.
133 (2011) 245 CLR 1 at 64 [87] (footnote omitted).
134 In re Judiciary and Navigation Acts (1921) 29 CLR 257 at 266.
135 South Australia v Victoria (1911) 12 CLR 667 at 675. See also Crouch v
Commissioner for Railways (Q) (1985) 159 CLR 22 at 37.
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matter for determination"136 independent of the precise legal proceedings137, and
encompasses all claims within the scope of such a controversy, whether federal or
non-federal in nature138.
111 As Kiefel CJ, Gordon and Steward JJ observe139, there are two key aspects
to the concept of a "matter", which were confirmed by the plurality in CGU
Insurance Ltd v Blakeley140 and reiterated in Hobart International Airport Pty Ltd
v Clarence City Council141. The first aspect concerns the subject matter of the
dispute. For federal jurisdiction, the subject matter must be defined by reference
to the heads of jurisdiction in either s 75 or s 76 of the Constitution142. This aspect
of "matter" was not in contest in this case: the Commonwealth parties' appeals to
the Full Court involved relevant subject matter, namely, a matter in which a writ
of mandamus was sought against an officer of the Commonwealth and arising
under laws made by the Commonwealth Parliament.
112 The second aspect, discussed below, concerns "the concrete or adequate
adversarial nature of the dispute sufficient to give rise to a justiciable
controversy"143. The identification of a "justiciable controversy" ensures that the
court will not purport to exercise judicial power "divorced from any attempt to
administer that law"144.
113 However, the identification of a "matter" for federal appellate jurisdiction
is distinctive. A justiciable controversy, and consequently a "matter", will have
been the subject of the exercise of federal original jurisdiction by delivery of the
judgment – with its necessary determination of rights and liabilities – that is under
appeal. As Dixon CJ noted in R v Spicer; Ex parte Truth and Sportsman Ltd in
136 Crouch (1985) 159 CLR 22 at 37.
137 Fencott (1983) 152 CLR 570 at 603.
138 Philip Morris Inc v Adam P Brown Male Fashions Pty Ltd (1981) 148 CLR 457 at
475; Fencott (1983) 152 CLR 570 at 603.
139 Reasons of Kiefel CJ, Gordon and Steward JJ at [31].
140 (2016) 259 CLR 339 at 351 [27].
141 (2022) 96 ALJR 234 at 245 [26]; 399 ALR 214 at 222.
142 Abebe v The Commonwealth (1999) 197 CLR 510 at 523-525 [24]-[25]; cf Collins
(1955) 92 CLR 529 at 541.
143 CGU (2016) 259 CLR 339 at 351 [27].
144 In re Judiciary and Navigation Acts (1921) 29 CLR 257 at 266.
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relation to the appellate jurisdiction of the Commonwealth Industrial Court, "[a]n
appeal is not based on the description of the matter before the court, but on the
description of the judgment, decree, order or sentence of the court appealed
from"145. This approach conforms with the language of both s 73 of the
Constitution and s 24(1)(a) of the Federal Court Act. Similarly, in Kable v Director
of Public Prosecutions (NSW)146, Gummow J characterised an appeal from a State
court to this Court as a proceeding "with respect to" a matter, namely, the matter
that was the subject matter of the proceeding at first instance147.
114 Thus, the question whether an appeal may lie to this Court from an answer
given by an intermediate court "corresponds with the question whether the answer
concludes the parties' rights and obligations"148.
115 In Cockle v Isaksen149, this Court found that its appellate jurisdiction under
s 73 of the Constitution did not extend to appeals against a magistrate's dismissal
of four informations for offences against the Conciliation and Arbitration Act 1904
(Cth)150, by virtue of the operation of s 113(3) of that Act, which provided that
"[a]n appeal does not lie to the High Court from a judgment, decree, order or
sentence from which an appeal may be brought to the Court under sub-section (1)
of this section". In reaching this conclusion, the Court was required to consider
whether s 113(3) fell within the scope of the legislative power conferred by s 77
of the Constitution. Dixon CJ, McTiernan and Kitto JJ contrasted s 77 with the
High Court's appellate power conferred by s 73, which "is not concerned with
'matters' but with judgments decrees orders and sentences of the courts and the
commission which it identifies"151. Accepting that s 77 had been decided to apply
to appellate jurisdiction, their Honours held that "it necessarily followed that the
appellate jurisdiction conferred under s 77(i) must be defined by reference to one
or other or more of the matters set out in ss 75 and 76"152.
145 (1957) 98 CLR 48 at 53.
146 (1996) 189 CLR 51.
147 (1996) 189 CLR 51 at 143.
148 O'Toole v Charles David Pty Ltd (1990) 171 CLR 232 at 259.
149 (1957) 99 CLR 155.
150 As amended by the Conciliation and Arbitration Act 1956 (Cth).
151 Cockle (1957) 99 CLR 155 at 163, see also at 165-166.
152 Cockle (1957) 99 CLR 155 at 164.
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116 Their Honours next addressed whether the appellate jurisdiction conferred
on the Commonwealth Industrial Court by s 113, which was understood as defined
by reference to the matter involved in the appeal (being a matter arising under the
Conciliation and Arbitration Act), fell within the scope of the exception from the
High Court's appellate jurisdiction provided for in s 73 of the Constitution. Their
Honours noted that the exception relates "directly to the judgment etc as something
either actually inherent in it or alleged by the appellant to be inherent in it", and
that it relates "rather to its legal basis than its operative effect as between the
parties, its pecuniary significance, its finality or its interlocutory character"153.
Their Honours concluded154:
"It is enough to say that [s 113(3)] fixes upon a description of judgment
decree order or sentence of State courts exercising federal jurisdiction, it
does not eat up or destroy the general rule laid down by the Constitution
that appeals shall lie to this Court from judgments decrees orders and
sentences of courts of a State exercising federal jurisdiction, and the
description upon which it fixes, though it relates to the 'matter' involved in
the appeal, goes to the basis or alleged basis of the judgment decree order
or sentence and forms a ground of exception within the power of prescribing
exceptions which the Parliament obtains under s 73."
117 It is implicit in this reasoning that the appellate jurisdiction of the
Commonwealth Industrial Court, conferred under s 77 of the Constitution, arose
on an appeal from a judgment, decree, order or sentence of, relevantly, a State
court concerning a matter arising under the Conciliation and Arbitration Act. In
that way, appellate jurisdiction was "defined by reference to one or other or more
of the matters set out in ss 75 and 76"155. There was no suggestion that anything
more was required.
118 Lindell has observed that the principle apparently derived from Cockle, that
it is the matter arising on the appeal and not the matter that had arisen in the
original jurisdiction which must fall within ss 75 and 76, is at odds with later
decisions which identify non-federal aspects of a single controversy, including in
the original jurisdiction, as part of a single "matter"156. Thus, the author notes that
"[i]t is difficult to see why a conferral of appellate jurisdiction in respect of
judgments determining the matters mentioned in ss 75 and 76 is not a law that has
153 Cockle (1957) 99 CLR 155 at 166.
154 Cockle (1957) 99 CLR 155 at 166.
155 Cockle (1957) 99 CLR 155 at 164.
156 Lindell, Cowen and Zines's Federal Jurisdiction in Australia, 4th ed (2016) at 181-
182, citing, inter alia, Re Wakim; Ex parte McNally (1999) 198 CLR 511.
-- 48 of 63 --
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43.
a close relevance or connection with those matters"157. On that reasoning, the
appellate jurisdiction of the Federal Court is engaged by an appeal from a relevant
judgment or order deciding a "matter".
The requirement of a "justiciable controversy"
119 As identified above, the second aspect of a "matter" is the existence of a
justiciable controversy. CGU illustrates a broad approach to the identification of a
"justiciable controversy", as based on the "reality of the plaintiff's interest which
was not to be confined by a requirement that the plaintiff demonstrate a claim for
vindication of an existing legal right against the insurer"158. Notwithstanding that
the liquidators had no direct claim against the insurer, the insurer's denial of
liability under the insurance policy owed to the company in liquidation, coupled
with the liquidators' potential entitlement to the proceeds of any indemnity paid
under the policy under relevant federal statutory provisions, was sufficient to
constitute a justiciable controversy159.
120 In understanding how a justiciable controversy may be identified for the
purpose of federal appellate jurisdiction, it is relevant to refer back to the early
decisions in South Australia v Victoria160 and In re Judiciary and Navigation
Acts161 which first explained this aspect of a matter162.
121 South Australia v Victoria163 established that the original jurisdiction of the
High Court under s 75 of the Constitution does not extend to the resolution of
political controversies. Griffith CJ, with whom Barton J agreed, stated that "as a
controversy requires for its settlement the application of political as distinguished
from judicial considerations, I think that it is not justiciable"164. In order for a
matter between States to be justiciable, it must be "such that a controversy of like
nature could arise between individual persons, and must be such that it can be
157 Lindell, Cowen and Zines's Federal Jurisdiction in Australia, 4th ed (2016) at 182.
158 (2016) 259 CLR 339 at 357 [42].
159 CGU (2016) 259 CLR 339 at 362 [62], 363-364 [67]-[68].
160 (1911) 12 CLR 667.
161 (1921) 29 CLR 257.
162 See Burmester, "Limitations on Federal Adjudication", in Opeskin and
Wheeler (eds), The Australian Federal Judicial System (2000) 227 at 231-232.
163 (1911) 12 CLR 667.
164 South Australia v Victoria (1911) 12 CLR 667 at 675.
-- 49 of 63 --
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44.
determined upon principles of law"165. O'Connor J, agreeing with Griffith CJ's
conclusions, explained that "matters" in the Constitution must be read as meaning
"matters capable of judicial determination"166. The test identified by O'Connor J
for whether a claim is justiciable was whether the claim could "be sustained on any
principle of law that can be invoked as applicable"167, in reference to the
requirement that inter-State disputes be determined on some recognised principle
of law, as opposed to the position in the United States, where the Supreme Court
was expressly granted the power to adjudicate on boundary disputes between
States168. Isaacs J similarly held that the term "matters" in s 75 of the Constitution
is "confined to claims resting upon an alleged violation of some positive law to
which the parties are alike subject, and which therefore governs their relations, and
constitutes the measure of their respective rights and duties". To do otherwise
would be to leave the Court "without any limits of jurisdiction" and invite judicial
interference with political discretion169.
122 The principle that political decisions are non-justiciable is related to, or
overlaps with, principles that have historically restricted judicial review of
exercises of royal prerogatives, such as those concerning war and the armed
services170, and governmental decisions about raising of revenue and the allocation
of resources171. It has no bearing on the issue at hand, namely, whether mootness
will preclude the existence of federal appellate jurisdiction.
123 In In re Judiciary and Navigation Acts172, the Court considered the
constitutional validity of a law requiring the High Court to hear and determine
questions referred to it by the Governor-General as to the validity of any Act or
enactment of the Commonwealth Parliament. In explaining the meaning of
165 South Australia v Victoria (1911) 12 CLR 667 at 675.
166 South Australia v Victoria (1911) 12 CLR 667 at 708.
167 South Australia v Victoria (1911) 12 CLR 667 at 708, quoting Dominion of Canada
v Province of Ontario [1910] AC 637 at 645 per Lord Loreburn.
168 South Australia v Victoria (1911) 12 CLR 667 at 708.
169 South Australia v Victoria (1911) 12 CLR 667 at 715.
170 R v Toohey; Ex parte Northern Land Council (1981) 151 CLR 170 at 219-220.
171 Graham Barclay Oysters Pty Ltd v Ryan (2002) 211 CLR 540 at 553-554 [6].
172 (1921) 29 CLR 257.
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"matter" in Ch III, the majority concluded that there could be no matter within the
meaning of s 76173:
"unless there is some immediate right, duty or liability to be established by
the determination of the Court ... [The Legislature] cannot authorize this
Court to make a declaration of the law divorced from any attempt to
administer that law ... [W]e can find nothing in Chapter III of the
Constitution to lend colour to the view that Parliament can confer power or
jurisdiction upon the High Court to determine abstract questions of law
without the right or duty of any body or person being involved."
124 The issue was the Court's original jurisdiction: the majority explicitly noted
that no question was raised about the Court's appellate jurisdiction174. In re
Judiciary and Navigation Acts has thus been held as authority for the principle that
"justiciability" restrains the exercise of judicial power such that it does not extend
to the provision of a "purely advisory opinion"175. An "advisory opinion" has been
explained as "an opinion 'rendered by the court at the request of the government or
an interested party indicating how the court would rule on a matter should
adversary litigation develop'", involving no parties and no issues as ordinarily
understood176. Although there is a history at common law of courts giving advisory
opinions177, under Australian law "the function of giving an academic advisory
opinion to the executive government, dissociated from litigation actually in train,
lies outside the exercise of judicial power"178. Consistently with this, in Abebe v
The Commonwealth, Gleeson CJ and McHugh J explained the concept of "matter"
as "concerned with the rights, duties and liabilities of particular parties in concrete
situations"179.
173 In re Judiciary and Navigation Acts (1921) 29 CLR 257 at 265-267.
174 In re Judiciary and Navigation Acts (1921) 29 CLR 257 at 264.
175 CGU (2016) 259 CLR 339 at 350 [26]. See also Palmer v Ayres (2017) 259 CLR
478 at 491 [27].
176 Mellifont v Attorney-General (Q) (1991) 173 CLR 289 at 323. See also Re Barrow
(2017) 91 ALJR 1240 at 1242 [10]; 349 ALR 574 at 576, citing Bass v Permanent
Trustee Co Ltd (1999) 198 CLR 334 at 356 [48].
177 Holdsworth, A History of English Law, 3rd ed (1945), vol 4 at 75; Lee,
"Deconstitutionalizing Justiciability: The Example of Mootness" (1992) 105
Harvard Law Review 603 at 639 fn 204.
178 O'Toole (1990) 171 CLR 232 at 244.
179 (1999) 197 CLR 510 at 525 [26].
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125 There is no principled reason to equate an exercise of appellate jurisdiction
with the provision of an advisory opinion. Appellate jurisdiction supervises the
ruling of a court in earlier adversarial litigation. In this case, the Full Court's
exercise of appellate jurisdiction involved the correction of error in the
determination of rights, duties and liabilities of particular parties in a concrete
situation, namely, the detention of the appellant by the Secretary pending his
removal from Australia. In re Judiciary and Navigation Acts goes no further than
stating the "basal understanding of the nature of the judicial function" that the High
Court's jurisdiction, and by extension federal jurisdiction, does not extend to
answering a question "divorced from the administration of the law"180.
126 Apart from constraining the exercise of judicial power to determine political
questions or give advisory opinions, the concept of "justiciability" has been
invoked to delineate the authority of federal courts to determine claims for
declaratory relief, particularly declarations concerning the validity or operation of
laws, and exercises of governmental power. Thus, for example, it was held in Truth
About Motorways Pty Ltd v Macquarie Infrastructure Investment Management Ltd
that any member of the public had standing to seek a declaration in relation to the
operation or effect of any provision of the former Trade Practices Act 1974 (Cth)
apart from certain excluded provisions181. That standing "created the potential for
a justiciable controversy"182. The subject matter of an alleged violation by the
respondent of a statutory norm of conduct, and the court's role in determining the
existence of a duty or liability, was "justiciable in character"183.
127 Subsequently, Edwards established that the jurisdiction to grant a
declaration includes the power to declare that conduct which has not yet taken
place will be a nullity in law184. Although not using the language of justiciability,
Heydon J (with whom the other Justices agreed on this point) noted that the
question raised by the plaintiffs was "not hypothetical, but concrete and real; and
the opinion they [sought was] not merely advisory"185, given that the declaration
180 Clubb (2019) 267 CLR 171 at 216-217 [136].
181 (2000) 200 CLR 591 at 603 [20], 619 [68].
182 Truth About Motorways (2000) 200 CLR 591 at 602 [17].
183 Truth About Motorways (2000) 200 CLR 591 at 602 [17].
184 (2011) 242 CLR 421 at 435 [37].
185 Edwards (2011) 242 CLR 421 at 436-437 [39].
-- 52 of 63 --
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47.
would advance the interests of native title claimants in negotiations concerning a
petroleum licence which the parties were contractually obliged to conduct186.
128 In Hobart International Airport, it was held that two local authorities had
standing to seek declaratory relief about the operation of leases between the
Commonwealth and third parties. Kiefel CJ, Keane and Gordon JJ observed that
standing to seek relief "ordinarily provides the 'justiciable' aspect of the
controversy"187. Gageler J and I stated that188:
"The central conception of a matter is of a justiciable controversy between
defined persons or classes of persons about an existing legal right or legal
obligation. The controversy is justiciable if it is capable of being resolved
in the exercise of judicial power by an order of a court which, if made,
would operate to put an end to the question in controversy through the
creation of 'a new charter by reference to which that question is in future to
be decided as between those persons or classes of persons'. Conversely, a
controversy between defined persons or classes of persons about an existing
legal right or legal obligation which is not capable of being resolved in the
exercise of judicial power by an order of a court is not justiciable and is not
a matter."
129 Proceedings may also involve a "matter" even when they are not
determinative of the rights of the parties, provided the proceedings concern the
determination of what their rights would have been if the law had been properly
applied. O'Toole v Charles David Pty Ltd illustrates the point in the context of
appellate jurisdiction, as it involved the determination of a stated case to answer
legal questions which were not determinative of the rights of the parties189.
Mootness and justiciable controversies
130 In an appeal, there has necessarily been a justiciable controversy between
the parties at an earlier stage of the proceedings. In this case, the appellant
commenced proceedings in the Federal Court to seek the Court's determination of
a justiciable controversy about the application of s 198AD(2) of the Migration Act
to him and the Commonwealth parties' associated obligations concerning his
detention pending his removal from Australia. The primary judge found in favour
of the appellant in each of the two related proceedings and made orders for the
186 Edwards (2011) 242 CLR 421 at 436 [37].
187 Hobart International Airport (2022) 96 ALJR 234 at 246 [31]; 399 ALR 214 at 223.
188 Hobart International Airport (2022) 96 ALJR 234 at 249 [47]; 399 ALR 214 at 227
(footnotes omitted).
189 (1990) 171 CLR 232 at 282-283.
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48.
appellant to be held in "residential detention" pending his removal from Australia.
Shortly after the primary judge's orders were made, the then Minister for Home
Affairs (now the Minister for Immigration, Citizenship, Migrant Services and
Multicultural Affairs), the first respondent to these appeals ("the Minister"), took
action that had the effect of removing the possibility of any further dispute between
herself and the appellant about the application of s 198AD(2) to the appellant's
case, by making a determination under s 198AE that s 198AD did not apply to him.
Considering the primary judge to have erred, the Commonwealth parties filed
notices of appeal against the primary judge's orders.
131 The dispute between the parties at first instance was replaced by a dispute
between the parties as to the correctness of the primary judgment (or at least a
dispute raised by the Commonwealth parties to the same effect). Putting aside the
question of costs and the fact that the orders were valid and binding until set
aside190, that dispute had no practical significance for the parties as between
themselves given that the issue concerning the applicability of s 198AD(2) had
been resolved by the Minister's determination. However, as the Full Court
recognised, the proceedings raised "matters of general principle and wider
application, of importance to [the Commonwealth parties] but in substance largely
unrelated to any ongoing effect of the primary judge's orders for the [appellant]"191.
132 In United States jurisprudence on concepts of justiciability, which strongly
influenced the drafting of the Australian Constitution192, the doctrine of
"mootness" has been described as the "doctrine of standing in a time frame"193. The
general principle is that an actual controversy must exist at all stages of federal
proceedings, at both trial and appellate levels194. It is contested whether that
190 New South Wales v Kable (2013) 252 CLR 118 at 133 [32].
191 Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v
AZC20 (2022) 290 FCR 149 at 154 [19].
192 See Buss, "Andrew Inglis Clark's Draft Constitution, Chapter III of the Australian
Constitution, and the Assist from Article III of the Constitution of the United States"
(2009) 33 Melbourne University Law Review 718; Burmester, "Limitations on
Federal Adjudication", in Opeskin and Wheeler (eds), The Australian Federal
Judicial System (2000) 227 at 228.
193 Chemerinsky, Federal Jurisdiction, 8th ed (2021) at 143, quoting Monaghan,
"Constitutional Adjudication: The Who and When" (1973) 82 Yale Law Journal
1363 at 1384.
194 See United States Parole Commission v Geraghty (1980) 445 US 388 at 397,
quoting Monaghan, "Constitutional Adjudication: The Who and When" (1973) 82
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doctrine is derived from the constitutional limitation of judicial power to the
determination of cases and controversies, or from prudential considerations such
as saving the court's institutional capital for cases "truly requiring decisions"195. To
the extent that the doctrine of mootness has constitutional foundations in Art III of
the United States Constitution, these were not identified by the Supreme Court
until 1964196.
133 American commentators have identified the "flexible character" of the
mootness doctrine, which is subject to various exceptions to allow courts to
proceed to determine an otherwise factually "moot" matter, such as where an issue
is found to be a wrong which is "capable of repetition yet evading review"197.
Recently, the Supreme Court has arguably relaxed the doctrine of mootness further
to preserve its power to decide "major questions" concerning controversial
political issues198.
134 This discretionary approach is consistent with the recognised power of the
Federal Court of Australia to either stay or proceed to hear a case on appeal where
the underlying factual controversy has become "moot", as discussed above. A
similar approach is evident in the United Kingdom, albeit in a context not affected
by the stricter constitutional constraints of a "matter" requirement199.
Yale Law Journal 1363 at 1384; Chemerinsky, Federal Jurisdiction, 8th ed (2021)
at 143.
195 Chemerinsky, Federal Jurisdiction, 8th ed (2021) at 144; Lee,
"Deconstitutionalizing Justiciability: The Example of Mootness" (1992) 105
Harvard Law Review 603.
196 Liner v Jafco Inc (1964) 375 US 301, cited in Lee, "Deconstitutionalizing
Justiciability: The Example of Mootness" (1992) 105 Harvard Law Review 603 at
611-612.
197 Chemerinsky, Federal Jurisdiction, 8th ed (2021) at 145, 150-151. See also Hall,
"The Partially Prudential Doctrine of Mootness" (2009) 77 George Washington Law
Review 562.
198 Heppner, "Let the Right Ones In: The Supreme Court's Changing Approach to
Justiciability" (2023) 61 Duquesne Law Review 79 at 90-92, citing West Virginia v
Environmental Protection Agency (2022) 142 S Ct 2587.
199 See R v Board of Visitors of Dartmoor Prison; Ex parte Smith [1987] QB 106 at
115; R v Secretary of State for the Home Department; Ex parte Salem [1999] 1 AC
450 at 456; MS (Pakistan) v Secretary of State for the Home Department [2020] 1
WLR 1373 at 1378 [10]; [2020] 3 All ER 733 at 739.
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135 The cessation of the practical significance of court proceedings has obvious
implications for cases heard in the original jurisdiction, particularly where the
substantive issue in the proceeding no longer has any apparent significance for the
plaintiff or any other person. In Unions NSW v New South Wales ("Unions
[No 3]"), this Court found that it ceased to have original jurisdiction to decide
whether a law creating an offence was constitutionally invalid in its historical
operation200. The impugned law was repealed shortly before the Court's scheduled
hearing201. The plaintiffs were not the subject of enforcement action for any past
breach of the repealed law but claimed to have standing arising from their
contention that their past compliance with the repealed law was unnecessary and
their apprehension that the law might be re-enacted in the future202. Recognising
that the requirement of standing to seek declaratory relief was "subsumed within
the constitutional requirement of a 'matter'"203, the Court found that the plaintiffs
lost standing when the law was repealed204. As the plaintiffs were no longer
restricted in their freedom of action or activities by the law, and had no expectation
of being affected by that provision in future elections, the "only advantage that the
plaintiffs would achieve from a declaration of invalidity would be the satisfaction
of a statement by the Court validating their contentions of an historical wrong"205.
On that basis, the Court no longer had jurisdiction to hear and determine the
plaintiffs' claim with respect to the purported invalidity of the law.
136 However, the reasoning in Unions [No 3] does not readily map onto the
Commonwealth parties' appeals to the Full Court in these proceedings. In contrast
with the lack of ongoing significance of the issues raised in Unions [No 3] to the
plaintiffs or any other person, the issues decided by the Full Court have continuing
significance for the Commonwealth parties and others in relation to the duty in
s 198AD(2) of the Migration Act, the meaning of "immigration detention" in that
Act and the scope of the Federal Court's power in s 23 of the Federal Court Act.
As earlier noted, the invocation of federal appellate jurisdiction does not require
the identification of a matter distinct from the matter as instituted at first instance.
The appeals were concerned with whether there was error in the exercise of
original jurisdiction by the Federal Court, concerning subject matter defined by
200 (2023) 97 ALJR 150 at 159-160 [27]-[28]; 407 ALR 277 at 286.
201 Unions [No 3] (2023) 97 ALJR 150 at 156 [10]; 407 ALR 277 at 280.
202 Unions [No 3] (2023) 97 ALJR 150 at 159-160 [25]-[27]; 407 ALR 277 at 285-286.
203 Unions [No 3] (2023) 97 ALJR 150 at 157 [15]; 407 ALR 277 at 282.
204 Unions [No 3] (2023) 97 ALJR 150 at 159 [24]-[25]; 407 ALR 277 at 285.
205 Unions [No 3] (2023) 97 ALJR 150 at 159 [26]; 407 ALR 277 at 285, citing
Australian Conservation Foundation v The Commonwealth (1980) 146 CLR 493 at
530.
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reference to the heads of jurisdiction in either s 75 or s 76 of the Constitution, and
in relation to a dispute that gave rise to a justiciable controversy concerning
concrete rights and liabilities. In that way, the Federal Court's appellate jurisdiction
was invoked with respect to a "matter".
The supervisory function of an appeal
137 The remaining question is whether the appeals were "divorced from any
attempt to administer"206 the law so as to deny appellate jurisdiction to decide the
appeals. Accepting the necessary connection between the exercise of the judicial
function and the administration of the law207, that connection might readily be
found in the Full Court's supervisory function over the exercise of original
jurisdiction.
138 Attorney-General (Cth) v Alinta Ltd208 illustrates a broad approach to the
identification of this Court's appellate jurisdiction, and the absence of any
requirement that the "adequate adversarial nature of the dispute"209 be
demonstrated by a continuing controversy between the parties. In Alinta, special
leave to appeal to the High Court was granted from the Full Federal Court's
declaration that s 657A(2)(b) of the Corporations Act 2001 (Cth) was invalid, in
the context of a dispute between two parties over a merger blocked by the
Takeovers Panel. After the underlying commercial controversy between the parties
was settled and the applicants sought to discontinue the proceedings, the Attorney-
General for the Commonwealth (who had intervened in the Full Federal Court as
of right) was the only party who retained an interest in contesting the declaration.
Hayne J, with whom Gleeson CJ and Gummow J agreed, accepted that the
Attorney-General had an interest in the continuing "constitutional controversy"
which was "neither merely hypothetical nor moot"210. Leave was granted to
counsel to appear as amici curiae and submit arguments supporting the declaration
of invalidity211.
139 In this case, the Commonwealth parties had a real, practical interest in
correcting the alleged errors of the primary judge before the Full Court because of
their precedential significance for existing disputes between the Commonwealth
206 In re Judiciary and Navigation Acts (1921) 29 CLR 257 at 266.
207 Clubb (2019) 267 CLR 171 at 216-217 [136].
208 (2008) 233 CLR 542.
209 CGU (2016) 259 CLR 339 at 351 [27].
210 Alinta (2008) 233 CLR 542 at 568 [67] (footnote omitted).
211 Alinta (2008) 233 CLR 542 at 550 [1].
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and third parties and, potentially, for the continuing litigation between the
Commonwealth parties and the appellant. At all times, the Minister had a
constitutional responsibility to administer the relevant laws. The Minister's interest
in the correction of error extended beyond the effect of the orders in this particular
case, and included an interest in correcting an allegedly erroneous decision that
would otherwise operate as a precedent. Unlike the position in Alinta, the appellant
here, who had been a party to the original controversy, was willing to act as
contradictor on the appeals. Further, there was no lack of concrete facts upon which
the issues raised by the appeals were able to be decided.
140 In O'Toole, Deane, Gaudron and McHugh JJ expressed "serious doubts"
about the unnecessary confinement of the appellate jurisdiction conferred by s 73
of the Constitution and noted that212:
"it cannot be justified by the considerations relating to the integrity and
independence of judicial functions and powers which underlie the decision
in In re Judiciary and Navigation Acts and which preclude jurisdiction
being conferred upon this Court to furnish to the Executive an advisory
opinion divorced from the administration of justice in relation to an actual
matter".
The observation applies equally in this case.
141 Shortly after O'Toole, in Mellifont v Attorney-General (Q), a majority of
this Court held that the Court's appellate jurisdiction under s 73 of the Constitution
extended to an appeal from an opinion of the Queensland Court of Criminal Appeal
on a point of law referred under s 669A of the Criminal Code (Qld)213. The
questions of law concerned the trial judge's rulings on the materiality of evidence,
in circumstances where the prosecution had filed a nolle prosequi before the jury
handed down its verdict. The plurality concluded that the Court of Criminal
Appeal's decision on the reference "was made with respect to a 'matter' which was
the subject-matter of the legal proceedings at first instance and was not divorced
from the ordinary administration of the law"214. In so doing, the plurality
distinguished the decision from the declaration sought in In re Judiciary and
Navigation Acts, which they described as "academic, in response to an abstract
212 (1990) 171 CLR 232 at 284-285.
213 (1991) 173 CLR 289.
214 Mellifont (1991) 173 CLR 289 at 305.
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question, and hypothetical in the sense that it was unrelated to any actual
controversy between parties"215. Their Honours stated216:
"The fundamental point ... is that s 669A(2) enables the Court of Criminal
Appeal to correct an error of law at the trial. It is that characteristic of the
proceedings that stamps them as an exercise of judicial power and the
decision as a judgment or order within the meaning of s 73. Were it
otherwise, the appellate jurisdiction of this Court would not extend to a
review of decisions of courts of criminal appeal and full courts under
s 669A(2) and similar provisions in other jurisdictions which have as their
object the giving of authoritative decisions on questions of criminal law for
the better administration of justice."
142 Mellifont was concerned with a specific referral procedure on questions of
law in a criminal trial and whether answering such questions involved the exercise
of judicial power. The case did not identify a separate question as to whether the
exercise of the Court of Criminal Appeal's jurisdiction, or the subsequent
invocation of this Court's appellate jurisdiction, was divorced from an attempt to
administer the law. In Director of Public Prosecutions (SA) v B, Gaudron,
Gummow and Hayne JJ confirmed that it was "central to the reasoning" of the
majority in Mellifont that the Court of Criminal Appeal's decision was "a decision
made with respect to a 'matter' which was the subject matter of the legal
proceedings at first instance"217. Their Honours noted that the majority in Mellifont
expressly did not rely on the prospect of the prosecution filing a fresh indictment
against the appellant in concluding that the Court of Criminal Appeal's answers
were a judgment or order for the purpose of an appeal within the meaning of
s 73218.
143 Mellifont consequently demonstrates that there may be a "matter" for the
purposes of appellate jurisdiction in the absence of an ongoing dispute between
parties who will be affected by the order of the appellate court. The subject matter
in Mellifont was plainly "justiciable in character", namely the alleged errors of law
by the trial judge. There was no lack of concreteness and the State appeared as a
contradictor.
215 Mellifont (1991) 173 CLR 289 at 305.
216 Mellifont (1991) 173 CLR 289 at 305.
217 (1998) 194 CLR 566 at 576 [10].
218 B (1998) 194 CLR 566 at 575-576 [9], citing Mellifont (1991) 173 CLR 289 at 306,
326.
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144 In Re McBain; Ex parte Australian Catholic Bishops Conference, Gaudron
and Gummow JJ further explained the import of Mellifont as follows219:
"The decision of the Court of Criminal Appeal was held to involve the
exercise of judicial power by that Court because the procedure was directed
to correcting errors in a criminal trial. Thus, the decision fell within the
words 'judgments, decrees, orders' in s 73 of the Constitution and this Court
had jurisdiction to entertain an appeal from it."
145 As a matter of principle, the Full Court's decision in this case was no less
an exercise of judicial power than the Court of Criminal Appeal's decision in
Mellifont simply because its process was directed to correcting errors of a single
judge of the Federal Court instead of errors in a criminal trial. Moreover, and
unlike Mellifont, these appeals to the Full Court clearly were from orders that
continued to bind the parties. Regardless of the efficacy of the primary judge's
orders, they remained valid unless and until set aside and included a judicial
command to a member of the executive government, underpinned by a declaration
as to the relevant statutory provision regulating the appellant's status. As a matter
of principle, the judicial act of setting aside orders of the primary judge is properly
characterised as an act of administering the relevant law220 that follows upon the
answers to questions that arise for consideration upon an appeal. In that way, the
appeals to the Full Court involved a "matter" at all times and never called upon
that Court to exercise judicial power divorced from the administration of the law.
Outstanding controversies before the Full Court
146 Even if it is not accepted that the subject matter of the proceedings below
and the correction of error therein is sufficient to sustain a "matter" at the appellate
level, there remained outstanding controversies for determination by the Full Court
notwithstanding the Minister's determination.
Controversy about Federal Court's power to make home detention orders
147 The purpose of the "matter" requirement is to establish the suitability of
proceedings as the object of the exercise of the judicial power of the
Commonwealth. The characterisation of a dispute between parties as a "matter"
may, in some circumstances, be described at different levels of generality. At a
very high level of generality, the appellant and the Commonwealth parties were,
and continue to be, in dispute about the circumstances of the appellant's detention
219 (2002) 209 CLR 372 at 409 [74].
220 cf Commonwealth Scientific and Industrial Research Organisation v Perry [No 2]
(1988) 53 SASR 538 at 552, 557; Coffs Harbour Environment Centre Inc v Minister
for Planning (1994) 84 LGERA 324 at 336.
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by the Commonwealth. The appellant, who has now been in immigration detention
for a decade, claims that the Secretary has failed in his duties to remove him from
Australia and thereby to release the appellant from immigration detention. One
aspect of that dispute concerns the power of the Federal Court to compel the
Secretary to detain the appellant at an address stipulated by the Court, outside of
an immigration detention facility221.
148 The currency of that aspect of the dispute was sufficiently demonstrated by
the appellant's claim in this Court to restore the primary judge's orders (which
included the home detention orders, notwithstanding they would have no effect),
together with his claim for home detention orders in relevantly identical terms in
his extant proceedings seeking to compel the Secretary to comply with s 198 of the
Migration Act. As the Full Court's judgment demonstrates, the question of power
was capable of being decided by reference to the facts found by the primary judge.
Costs and appellate jurisdiction
149 Further, there was a live controversy before the Full Court222 as to who
should pay the costs of the proceeding before the primary judge and, consequently,
the costs of the appeals.
150 As costs ordinarily follow the event in proceedings brought in the Federal
Court, an appeal will typically involve a controversy as to who should pay the costs
of the proceeding at first instance. An appeal seeking to set aside an order as to
costs involves a real issue that may be determined by reference to the merits of the
appeal, and that is or may form part of a "matter"223. In this case, at the hearing of
the Full Court appeals on 8 February 2022, the Commonwealth parties' counsel
undertook to seek instructions whether the Commonwealth parties would bear the
costs of the appeals and would not seek to disturb the costs orders made in each
proceeding below224. On 25 March 2022, the Commonwealth parties filed
amended notices of appeal, each proposing an order that the Commonwealth
parties pay the appellant's costs of the appeal, and noting that the Commonwealth
parties did not seek to disturb the costs orders made by the primary judge.
151 If costs had been the only issue in the appeals, then a question may have
arisen on the filing of the amended notices of appeal as to whether the Full Court
221 AZC20 (2022) 290 FCR 149 at 165-170 [79]-[104].
222 AZC20 (2022) 290 FCR 149 at 154 [18]-[20].
223 Minister for Immigration and Multicultural and Indigenous Affairs v Al Masri
(2003) 126 FCR 54 at 61-62 [19]-[21]; Bonan (2007) 160 FCR 29 at 32 [10].
224 AZC20 (2022) 290 FCR 149 at 154 [20].
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should have delivered its judgment on the substantive issues225. No doubt, the
appellant would have been concerned to obtain the costs orders that the
Commonwealth parties now sought in the appellant's favour. Putting aside the
substantive questions, the Full Court would have retained jurisdiction to make
orders concerning costs, and a "matter" would have subsisted.
Conclusion
152 I would dismiss the appeals insofar as the appellant contended that the Full
Court lacked jurisdiction. As this is a minority view and the Full Court's orders
will be set aside, it is unnecessary for me to say anything about the other issues
raised in the appeals.
225 Hub Street Equipment Pty Ltd v Energy City Qatar Holding Company (2021) 290
FCR 298 at 301-302 [3]-[11].
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