SUMANT GUE v DENTAL BOARD OF AUSTRALIA [2026] SASC 11
On Appeal from SOUTH AUSTRALIAN CIVIL AND ADMINISTRATIVE TRIBUNAL (SENIOR
MEMBER LAZAREVIC, MEMBER DR SCOTT, MEMBER MCENTEE) 2022/SHP000026
Appellant: SUMANT GUE Counsel: MR B JELLIS SC WITH MR H SCHUMANN - Solicitor:
MERIDIAN LAWYERS (VIC)
Respondent: DENTAL BOARD OF AUSTRALIA Counsel: MR T DUGGAN KC WITH MS M BARNES
- Solicitor: AUSTRALIAN GOVERNMENT SOLICITOR
Hearing Date/s: 10/09/2025
File No/s: CIV-25-006778
B
SUPREME COURT OF SOUTH AUSTRALIA
(Appeal to a Single Judge)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
any such order or provision. Further enquiries may be directed to the Registry of the Court in which it was generated.
GUE v DENTAL BOARD OF AUSTRALIA
[2026] SASC 11
Judgment of the Honourable Justice B Doyle
6 February 2026
ADMINISTRATIVE LAW - ADMINISTRATIVE TRIBUNALS - SOUTH
AUSTRALIAN CIVIL AND ADMINISTRATIVE TRIBUNAL
EVIDENCE - ADMISSIBILITY - CREDIBILITY EVIDENCE - WITNESSES -
PRIOR INCONSISTENT STATEMENTS
EVIDENCE - ADMISSIBILITY - TENDENCY, CO-INCIDENCE AND
PROPENSITY
PROFESSIONS AND TRADES - HEALTH CARE PROFESSIONALS -
DENTISTS - BOARDS, TRIBUNALS, ETC - DISCIPLINARY PROCEEDINGS
The appellant is a registered specialist dental practitioner under the Health Practitioner Regulation
National Law (South Australia) Act 2010 (SA). Before the South Australian Civil and Administrative
Tribunal (‘Tribunal’), the respondent (‘the Board’) advanced a series of allegations about the conduct
of the appellant during his engagement at the Women’s and Children’s Hospital (‘the Hospital’)
between 2004 and 2019. The Board particularised some 41 allegations, many of which were
admitted.
The appeal concerns a subset of allegations particularised as involving intentional and sexualised
touching of female employees of the Hospital. In respect of four of those allegations (involving AA,
CC, DD and EE and occurring in 2012, 2014, 2017 and 2019 respectively), the allegations were of
contact whilst the appellant was moving past or near the employee. The appellant was not in a
position to deny that contact occurred, and ultimately did not resist a finding that contact occurred,
but he denied that any contact was intentional or sexualised on his part.
The appellant contends that in finding these four allegations of intentional touching of a sexual nature
proved, the Tribunal erred by engaging in propensity or tendency reasoning of a kind disavowed by
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the Board in its submissions. The appellant also contends that the Tribunal’s findings as to these
particulars were wrong and against the weight of the evidence.
The fifth allegation (involving BB in 2014) comprised an overt act of inappropriate touching. BB
described the appellant moving his hand down over her breast, over her stomach, down onto her leg
and then over her groin, with the appellant looking at BB for a reaction. The appellant denied that
any such incident occurred.
Two years before BB prepared her trial affidavit, BB was interviewed by a Hospital investigator. A
note made by the investigator recorded that the appellant touched BB’s leg once and that she did not
think anything at the time but later reflected on it, and concluded it was totally inappropriate. The
appellant contended that BB had made a prior inconsistent statement to the investigator. The
Tribunal declined to make a finding to that effect. The appellant contends on appeal that in its
consideration of that issue the Tribunal overlooked agreed facts about the investigator’s note, and
thereby misapprehended the facts and the evidence. The appellant invites the Court on appeal to find
that the conduct alleged by BB did not occur.
Held, allowing the appeal and remitting the five particularised allegations for reconsideration by a
differently constituted Tribunal:
1. in considering whether BB had made a prior inconsistent statement, the Tribunal
misapprehended a number of factual matters that had been agreed about the investigator’s
note. The misapprehensions were material;
2. in considering whether the four particularised occasions involving AA, CC, DD and EE were
established, the Tribunal considered that BB’s evidence of overt deliberate touching (which
it accepted) rendered it more likely that the appellant’s contact with those four complainants
was intentional or deliberate. That involved propensity or disposition reasoning of a kind that
the Board had apparently disavowed. In the circumstances of this case, the appellant was
denied procedural fairness because he was not afforded an opportunity to argue against the
use of the evidence in that way or the weight that it should be given;
3. care should be taken before finding that a process error in relation to fact finding vitiates the
orders made, lest it detract from the nature of an appeal by way of rehearing, in which the
focus is ordinarily on whether the Court is persuaded, on a real review of all the evidence, that
the ultimate disposition of part or all of the matter was in error. However, in the present case
the errors made make it inappropriate for the appellate court to adopt the Tribunal’s
impressions of important witnesses and, without having seen the appellant or the complainants
give evidence, the Court is not able to find that the Tribunal’s ultimate acceptance of the
allegations was erroneous. Fairness to both parties requires a remittal of the allegations.
Evidence Act 1929 (SA) ss 28, 34O, 34P, 52; Health Practitioner Regulation National Law (South
Australia) Act 2010 (SA); South Australian Civil and Administrative Tribunal Act 2013 (SA)
ss 39(1)(b), 71, referred to.
Angelakis v Psychology Board of Australia [2025] SASC 133; Badea v Department of Human
Services – Central Assessment Unit [2024] SACAT 37; Briginshaw v Briginshaw (193) 60 CLR 336;
Brown (a pseudonym) v The King [2025] SASCA 40; Collins v The Queen [2020] SASCFC 96;
Douglass v The Queen (2012) 290 ALR 699; DPP v Roder (a pseudonym) (2024) 281 CLR 18; Eddy
(a pseudonym) v The King [2024] SASCA 115; Fox v Percy (2003) 214 CLR 118; Hughes v The
Queen (2017) 263 CLR 338; Hutchinson v Van Den Berg [2024] SASCA 117; Jamil v Medical Board
of Australia [2024] SASC 90; Kirkland v The Queen [2021] SASCA 14; Law Society of South
Australia v Jordan (1998) 198 LSJS 434; Lee v Lee (2019) 266 CLR 129; Lukaj v The King (2022)
142 SASR 98; MDM v The Queen (2020) 136 SASR 360; MDP v The King (2025) 99 ALJR 969;
Medical Board of Australia v Singh [2019] SACAT 66; Minister for Immigration and Multicultural
Affairs; Ex Parte Lam (2003) 214 CLR 1; Murray v Sheldon Commercial Interiors Pty Ltd [2016]
NSWCA 77; Nelson (a pseudonym) v The King [2025] SASCA 79; Nguyen v Tran [2018] NSWCA
21; Nominal Defendant v Smith (2015) 73 MVR 257; [2015] NSWCA 339; Pfennig v The Queen
(1995) 182 CLR 461; Piddington v Bennett and Wood Pty Ltd (1940) 63 CLR 533; R v C, CA [2013]
SASCFC 137; Pitt v Commissioner for Consumer Affairs [2021] SASCA 24; R v Bonython-Wright
(2013) 117 SASR 410; R v Trabolsi (2018) 131 SASR 297; Robinson Helicopter Co Inc v McDermott
(2016) 90 ALJR 679; Terry v Leventeris (2011) 109 SASR 358; Testel Australia Pty Ltd v Goulding
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[2023] SASCA 116; Wade v Australian Railway Historical Society (2000) 77 SASR 221; Whitlam v
Australian Securities and Investments Commission (2003) 57 NSWLR 559, discussed.
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GUE v DENTAL BOARD OF AUSTRALIA
[2026] SASC 11
Single Judge Appeal – Civil
1 B DOYLE J: The appellant is a registered specialist dental practitioner under the
Health Practitioner Regulation National Law (South Australia) Act 2010 (SA).
Before the South Australian Civil and Administrative Tribunal (‘Tribunal’), the
respondent (‘the Board’) advanced a series of allegations about the conduct of the
appellant during his engagement at the Women’s and Children’s Hospital (‘the
Hospital’) between 2004 and 2019. The Board particularised some 41 allegations,
many of which were admitted.
2 This appeal concerns a subset of allegations found proved by the Tribunal for
reasons published on 16 May 2025 (‘Reasons’) and later made the subject of
declaratory orders. Those allegations were particularised as involving intentional
and sexualised touching of female employees of the Hospital.1
3 Four of those alleged occasions involved contact as the appellant was moving
past or near the employee concerned. The employees (AA, CC, DD and EE) were
not able to say whether the contact was intentional or accidental. The appellant,
whilst generally not denying that contact of the kind described may have occurred,
denied that it was intentional or sexualised.
4 A fifth particular was said to involve an overt act by the appellant towards
BB. In a written witness statement and in her oral evidence before the Tribunal,
BB said that whilst she was showing the appellant a patient file in the Hospital tea
room, the appellant moved his hand down over her breast, over her stomach, down
onto her leg and then over her groin. BB said that the appellant looked at her for
a reaction. She said she was very shocked at the time, went home and made a
complaint to her mother. If this account were accepted, it could hardly have been
anything other than knowingly inappropriate contact. In that respect it differed
from the four other allegations of contact or touching.
5 On appeal to this Court pursuant to s 71 of the South Australian Civil and
Administrative Tribunal Act 2013 (SA) (‘SACAT Act’), the appellant contends
that the Tribunal erred in finding the five allegations proved. In particular, he
contends that:
(1) in respect of the allegation concerning BB, the Tribunal erred in finding that
she had not made a prior inconsistent statement about the alleged conduct
(ground 1), and should not have found the conduct occurred because it was
against the weight of the evidence (ground 2);
1 Particular 3.1 (AA), 3.3 (BB), 3.4 (CC), 3.12 (DD), 3.15 (EE).
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[2026] SASC 11 B Doyle J
2
(2) in finding the conduct alleged by AA, CC, DD and EE involved intentional
contact on the part of the appellant, the Tribunal erred in relying upon
tendency and similar fact evidence (ground 3); and
(3) the findings that the conduct concerning AA, CC, DD and EE was deliberate
were wrong and against the weight of the evidence (grounds 4, 5, 6 and 7).
6 For the reasons that follow, I would set aside the Tribunal’s findings in
relation to the five particularised allegations and remit the hearing of those
particulars to the Tribunal.
7 These reasons adopt the following structure.
Nature of the appeal ............................................................................................ 3
Background .......................................................................................................... 6
Tribunal’s approach ............................................................................................ 7
Appeal grounds 1 and 2 ....................................................................................... 9
The evidence, the note and the agreed facts ..................................................... 10
The parties’ closing submissions ...................................................................... 14
The Tribunal’s approach .................................................................................. 15
Consideration ................................................................................................... 16
Appeal ground 3 ................................................................................................. 22
Propensity and ‘improbability’ ........................................................................ 23
Credibility ......................................................................................................... 29
The evidence concerning the four particularised allegations........................ 29
Particular 3.1 (AA) ....................................................................................... 29
Particular 3.4 (CC) ....................................................................................... 30
Particular 3.12 (DD) .................................................................................... 30
Particular 3.15 (EE) ..................................................................................... 31
The parties’ approach at trial.......................................................................... 31
Did the Tribunal engage in propensity reasoning?........................................ 35
Particular 3.1 (AA) ....................................................................................... 36
Particular 3.4 (CC) ....................................................................................... 38
Particular 3.12 (DD) .................................................................................... 39
Particular 3.15 (EE) ..................................................................................... 40
Disposition of appeal ground 3 ....................................................................... 41
Appeal grounds 4, 5, 6 and 7 ............................................................................. 42
Disposition and orders ....................................................................................... 44
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[2026] SASC 11 B Doyle J
3
Nature of the appeal
8 The parties submitted that I should apply the principles summarised as
follows in Angelakis v Psychology Board of Australia:2
The appeal to this Court is by way of rehearing.3 The Court may draw inferences of fact
from evidence or material before the Tribunal.4 It may affirm, vary or set aside the decision
appealed against and, if it thinks fit, return the matter to the Tribunal for reconsideration in
accordance with any directions that the Court considers appropriate.5
In accordance with the principles governing an appeal of this kind,6 it is necessary for me
to conduct a ‘real review’ of the trial record in order to determine whether the Tribunal
erred in fact or law.7
This involves undertaking an independent review of the evidence and findings below and
forming a view as to the appropriate outcome. Because the appeal is not a hearing de novo,
the Court on appeal should not substitute its own view, or otherwise interfere, unless
satisfied that the Tribunal erred.8
I must be mindful of the ‘natural limitations’ attending a review proceeding on the record,
which is to say I should bear in mind the advantage enjoyed by the Tribunal by reason of
having seen and heard the witnesses and experienced the ‘feeling’ of the case.9
This may call for a degree of appellate restraint in respect of findings which are likely to
have been affected by impressions about the credibility or reliability of witnesses formed
by the Tribunal as a result of having seen and heard them give evidence, and of having had
the opportunity to consider their evidence in the context of the evidence as a whole and of
the trial as it unfolded. The advantage may extend to secondary facts which are based on
a combination of the Tribunal’s impressions and other inferences from primary facts.10
The extent of the advantage may be weakened by substantial delay between the hearing of
the evidence and the delivery of the judgment under appeal.11
2 [2024] SASC 133 at [15]-[28].
3 SACAT Act, s 71(3a).
4 SACAT Act, s 71(3b).
5 SACAT Act, s 71(4).
6 The principles relating to an appeal by way of rehearing are collected in Pitt v Commissioner for
Consumer Affairs [2021] SASCA 24 at [114]-[118] (Doyle, Livesey and Bleby JJA) and in Testel
Australia Pty Ltd v Goulding [2023] SASCA 116 at [26]-[31] (Livesey P, Doyle JA and Stein AJA).
They were recently applied in the context of an appeal from SACAT in respect of a disciplinary decision
in Jamil v Medical Board of Australia [2024] SASC 90 at [26]-[27] (McIntyre J).
7 Lee v Lee (2019) 266 CLR 129 at [55] (Bell, Gageler, Nettle and Edelman JJ), Robinson Helicopter Co
Inc v McDermott (2016) 90 ALJR 679 at [43] (French CJ, Bell, Keane, Nettle and Gordon JJ), Fox v
Percy (2003) 214 CLR 118 at [25] (Gleeson CJ, Gummow and Kirby JJ).
8 Pitt v Commissioner for Consumer Affairs [2021] SASCA 24 at [115] (Doyle, Livesey and Bleby JJA),
Wade v Australian Railway Historical Society (2000) 77 SASR 221 at [38]-[40] (Doyle CJ, Duggan and
Lander JJ agreeing).
9 Pitt v Commissioner for Consumer Affairs [2021] SASCA 24 at [116]-[117] (Doyle, Livesey and
Bleby JJA), Lee v Lee (2019) 266 CLR 129 at [55] (Bell, Gageler, Nettle and Edelman JJ).
10 Pitt v Commissioner for Consumer Affairs [2021] SASCA 24 [117] (Doyle, Livesey and Bleby JJA),
Lee v Lee (2019) 266 CLR 129 at [55] (Bell, Gageler, Nettle and Edelman JJ).
11 Terry v Leventeris (2011) 109 SASR 358 at [15] (Gray J, Sulan and Vanstone JJ agreeing).
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[2026] SASC 11 B Doyle J
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Ultimately, however, and subject to respecting that advantage, if having conducted a review
of the evidence and the findings, the conclusion is reached that material error is disclosed,
the Court cannot shrink from giving effect to that conclusion.12
There will also be cases in which, although the challenged finding is one relating to the
credibility or demeanour of a witness, it can be seen that the process of making findings of
that kind has miscarried, such as where no analysis is made of competing evidence or no
explanation is given for rejecting important evidence. In such a case the Court on appeal
may be satisfied that the process has miscarried,13 without the Court first having being
positively persuaded, by reference to a review of the entirety of the relevant evidence, that
the ultimate or dispositive finding was erroneous.
In considering whether the fact-finding process has miscarried, the ‘necessarily
incomplete’ character of the reasons at first instance should be borne in mind. As
Leeming JA said in Nominal Defendant v Smith:14
In part [that] arises because of the desirability of avoiding unnecessary prolixity and
inessential detail: Mitchell v Cullingral Pty Ltd [2012] NSWCA 389 at [2]. In part
it arises for the reasons given by Lord Hoffmann in Biogen Inc v Medeva plc [1997]
RPC 1 at 45, in a passage approved in Williams v The Minister Aboriginal Land
Rights Act 1983 [2000] NSWCA 255 at [137]:
The need for appellate caution in reversing the judge’s evaluation of the facts
is based upon much more solid grounds than professional courtesy. It is
because specific findings of fact, even by the most meticulous judge, are
inherently an incomplete statement of the impression which was made upon
him by the primary evidence. His expressed findings are always surrounded
by a penumbra of imprecision as to emphasis, relative weight, minor
qualification and nuance (as Renan said, la vérité est dans une nuance), of
which time and language do not permit exact expression, but which may play
an important part in the judge’s overall evaluation.
In a similar vein, in Murray v Sheldon Commercial Interiors Pty Ltd,15 the Court observed
that:
…it is almost certain that after the event, a disappointed litigant will be able to point
to errors of omission and commission in the course of making contested factual
findings in any mildly controversial trial. The nature of the fact-finding process,
coupled with human fallibility, the exigencies of time and the limitations of reasons
for judgment, not to mention the creativity of appellate advocacy, means that it will
inevitably be amenable to criticism. That of itself is immaterial; as Lord Hoffmann
said, ‘[t]he exigencies of daily court room life are such that reasons for judgment
will always be capable of having been better expressed’: Piglowska v Piglowski
[1999] UKHL 27; [1999] 1 WLR 1360 at 1372. It is the quality and quantity of any
12 Testel Australia Pty Ltd v Goulding [2023] SASCA 116 at [31] (Livesey P, Doyle JA and Stein AJA),
Robinson Helicopter Co Inc v McDermott (2016) 90 ALJR 679 at [43] (French CJ, Bell, Keane, Nettle
and Gordon JJ), Fox v Percy (2003) 214 CLR 118 at [28]-[29] (Gleeson CJ, Gummow and Kirby JJ).
13 See, eg, Nominal Defendant v Smith (2015) 73 MVR 257; [2015] NSWCA 339 at [11] (Basten JA,
Leeming JA agreeing), Murray v Sheldon Commercial Interiors Pty Ltd [2016] NSWCA 77 at [66]
(Leeming and Payne JJA and Schmidt J), Nguyen v Tran [2018] NSWCA 215 at [45]-[52], [76]
(Beazley P, Bellew J agreeing).
14 (2015) 73 MVR 257; [2015] NSWCA 339 at [93].
15 [2016] NSWCA 77 at [62] (Leeming and Payne JJA, Schmidt J).
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[2026] SASC 11 B Doyle J
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such errors in the fact-finding process which matters for the purposes of concluding
that the process is sufficiently flawed to amount to appellable error.
Where the conclusion is reached that the fact-finding process has miscarried, a question
then arises whether the Court should make a finding as to the relevant issue or whether the
only appropriate course open is to remit the matter.16
Deciding that question will require the appeal court, at least in a preliminary way, to
consider whether it can be comfortably satisfied that notwithstanding the limitations
attending a review of the record, it can make the findings necessary finally to dispose of
the matter or, in an appropriate case, whether it is satisfied that findings required to be made
in order for the party carrying the onus to establish their claim to relief should not be made.
That will entail a consideration of the nature of the fact or facts the existence of which is in
issue (including, in a case like this, a consideration of the Briginshaw principles) and the
extent to which non-testimonial evidence or non-contentious testimonial evidence bears on
the probability of their existence.
If the Court is left in a position where it considers that it could not be comfortably satisfied
that an important or dispositive finding should, or should not, be made, without having seen
the way in which a witness or witnesses presented, or without having witnessed the
atmosphere of the first instance hearing, the matter may have to be remitted.17 That will be
so even though it is obviously undesirable from the standpoint of cost and delay that matters
should be remitted for a further hearing.
9 I add by way of emphasis two observations about errors which are focussed
upon the process of fact-finding, as distinct from errors which are a necessary
corollary of an appellate court reaching a different outcome as to dispositive
factual issues.
10 The first is to emphasise that any process error must be material, in the sense
that it was capable of affecting the result or had the capacity for practical injustice.18
11 The second is to emphasise that in the context of an appeal by way of
rehearing, an appellate court must be astute not to shirk its power and responsibility
to rehear and, where it can fairly be done, finally decide the case, by too readily
characterising errors of fact in respect of intermediate or primary findings of fact
as process errors which vitiate the orders made below.
12 An appeal is ultimately against orders, not against reasons. In an appeal by
way of rehearing, an appellant must (usually) show that the dispositive findings
were wrong. To persuade an appellate court that there was a preferable finding of
fact in respect of some issue which is anterior to, or intermediate relative to, the
ultimate dispositive findings is not, in and of itself, to demonstrate relevant error
16 See, eg, Nguyen v Tran [2018] NSWCA 215 at [77] (Beazley P, Bellew J agreeing), and compare
Nominal Defendant v Smith (2015) 73 MVR 257; [2015] NSWCA 339 at [55] (Basten JA) and [95]
(Leeming JA).
17 Hutchinson v Van Den Berg [2024] SASCA 117 at [148]-[153] (Kourakis CJ, Lovell and Doyle JJA).
18 See, eg, MDP v The King (2025) 99 ALJR 969; [2025] HCA 24 at [61] (Edelman J), referring, inter
alia, to Piddington v Bennett and Wood Pty Ltd (1940) 63 CLR 533 at 554 (Dixon J) (albeit that that
case involved an application for a new trial following a jury verdict in a civil trial).
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[2026] SASC 11 B Doyle J
6
for the purposes of appellate intervention. Rather, it is usually simply an aspect of
an attempt to persuade the court that the dispositive findings, and thus, the orders,
were wrongly made. The appeal court may be persuaded by a respondent’s
alternative contention that although the judge made an error in their reasoning to a
particular result, the same result should have been reached by different, valid,
reasoning.
13 Too readily characterising mistakes or errors in respect of lower order issues
as process errors which, if material in the sense described, presumptively lead to a
re-trial, would tend to detract from the essential nature of an appeal by way of
rehearing in a civil case, and lead to a proliferation of re-trials.
14 However, where the process error pervades the balance of the primary
judge’s reasoning, so as to leave the appeal court largely unassisted by the balance
of the judge’s reasons (and therefore stuck in its position of disadvantage) a re-trial
may, despite the cost and delay, be necessary.19 It will be necessary if the appeal
court considers that a trial by rehearing would not be fair. That conclusion is more
likely if the case substantially turns on the impressions formed of witnesses, as
distinct from the drawing of inferences from objective evidence. In the particular
context of disciplinary proceedings, whilst there remains a strong public interest
in the finality of litigation, that interest may be tempered by the fact that the
reputation and career of a person who provides important health services is at
stake.20
Background
15 During the period 2004 to 2019, the appellant was registered as a dentist with
a specialty in paediatric dentistry. He filled the dual roles as Unit Head of the
Adelaide Paediatric Unit at the Hospital and Head of the Discipline of Paediatric
Dentistry at the University of Adelaide.
16 As has been mentioned, the Board advanced some 41 allegations of
misconduct grouped under a number of headings or grounds.
17 The first ground was headed ‘inappropriate touching’ and alleged
inappropriate touching of staff or postgraduate students. The appellant admitted
the general allegation, and some of the particularised incidents, including incidents
which were not alleged to have involved any sexual or inappropriate intent. In
respect of other particulars, the allegations were denied, or the appellant’s position
was that whilst physical conduct as alleged may have occurred it was accidental
and was not engaged in with any sexual or inappropriate intent. The Tribunal
found that aspects of each of the particularised events were made out.
18 The next ground concerned a failure to maintain professional boundaries by
making inappropriate comments and statements. The particulars, which were by
19 Hutchinson v Van Den Berg [2024] SASCA 117 at [148]-[153] (Kourakis CJ, Lovell and Doyle JJA).
20 cf. Jamil v Medical Board of Australia [2025] SASCA 103 at [14] (Stanley JA).
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[2026] SASC 11 B Doyle J
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and large found proved by the Tribunal, included referring to female colleagues
and staff in person and via text and email by inappropriate terms. It is not
necessary to detail those comments and statements.
19 Finally, it was alleged that between 2004 and February 2019, on multiple
occasions, the appellant would communicate with registrars under his supervision
in the presence of other staff in an aggressive, offensive, disrespectful and
demeaning manner not conducive to a supporting teaching environment.
Numerous particulars were given. By and large they were found proved.
20 The appeal grounds concern adverse findings made in respect of five
particulars. In respect of four of those, the real contest was whether, assuming
contact was made, it was deliberate or was instead incidental or accidental.
However, as has been mentioned, in respect of one of the five particulars, the real
contest was whether the contact described by the complainant occurred at all.
Tribunal’s approach
21 The Tribunal commenced by addressing a number of general matters such as
the applicable code of conduct for registered dentists and the applicability of the
so-called Briginshaw21 approach to findings of misconduct.
22 The Tribunal then made some observations about each of the relevant
witnesses. The Tribunal described some general aspects of the appellant’s
evidence and observed that in his evidence he had accepted that some aspects of
his initial responses to the allegations to the Australian Health Practitioner
Regulatory Authority (‘Ahpra’) were not true.
23 Before turning to the particularised allegations in detail, the Tribunal made a
number of further general observations under a heading ‘General credit remarks’.
24 First, the Tribunal emphasised that the passage of time necessitated caution
in a number of respects. On one hand, it was acknowledged that there was a risk
of witnesses placing a particular complexion on events as a result of hindsight once
they became aware an investigation was on foot (Reasons [139]). On the other
hand, the Tribunal said that the passage of time and the process by which evidence
was first taken and then ultimately given at trial was liable to lead to differences
in wording that were not necessarily indicative of a want of credibility or
reliability. The Tribunal was less favourable in respect of what were said to be
changes in position on the part of the appellant (Reasons [140]-[141]).
25 The Tribunal then observed as follows:
[143] In general, we were highly impressed with the evidence given by [EE], [DD], [AA],
[CC], [BB], [and six other witnesses]. Each appeared to give their evidence
thoughtfully, carefully, without embellishment, making appropriate concessions and
presenting as witnesses of truth. Aspects of their evidence were potentially difficult
21 Briginshaw v Briginshaw (1938) 60 CLR 336.
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[2026] SASC 11 B Doyle J
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to give, in particular those involving allegations of inappropriate touching where we
considered they gave their evidence in ways that were thoughtful and fair and which
we considered were truthful.
[144] We had concerns about the reliability of [FF’s] evidence. In saying that she did not
present as well as the other witnesses we perhaps need to be careful not to place too
much emphasis on her discomfort in giving evidence and the risk that the more senior
staff may be more comfortable in speaking that an administrative staff member, and
be mindful that she was highly distressed. She explained in her witness statement
that the process of recounting her experiences with Dr Gue to be “extremely
difficult”, and that she has been fearful, suffering anxiety and chest pains. We
consider that she was endeavouring to tell the truth and genuinely found the working
environment to have been distressing. However, we had some concerns that her
recall of specifics was not great, and in so far as her evidence was led to corroborate
the evidence of others it generally did not do so (except in so far as it concerned the
general working atmosphere and working environment, and that a theme of what she
says she observed matched a theme the subject of evidence of others).
[145] We have concerns about the reliability of Dr Gue’s evidence. There were changes of
position between his initial responses to AHPRA, his Response, and his evidence. In
his response to AHPRA he attacked the credibility of a number of complainants
including by suggesting that they had financial motivations for making their
complaints. We have the impression he was prepared to admit matters where the
evidence was overwhelming, but to downplay the significance of events. There were
a number of occasions where he did not remember an incident but reconstructed a
version of events by putting forward a hypothesis consistent with innocence (such as
if a witness felt a hand on the bottom, they would have been mistaking that for a
touch with his briefcase).
26 The Tribunal then made some general observations about the use that may be
made of the evidence of particular allegations in considering whether other
allegations were made out, and what was described as the risks of ‘propensity’
reasoning or associated error (Reasons [146]-[150]).
27 I will return to these remarks in detail when considering ground 3. It suffices
to note at this stage that the Tribunal noted that the Board disavowed ‘propensity
reasoning’ but submitted that evidence to the effect that the appellant touched one
complainant inappropriately might be properly used in displacing a suggestion, or
rendering unlikely the appellant’s suggestion, that other touching was accidental
or unintentional.
28 The Tribunal then addressed each of the allegations, dealing with the
particulars of each allegation in sequence, and making findings in each case.
29 Under a heading ‘Characterisation’, the Tribunal concluded as follows:
[642] Ground 1 relates to inappropriate touching. The particulars which we have found
proven contain a mix of touching. Some of it was intentional touching of a sexual
nature. Some of it involved inappropriate touches on the arms or legs where the
Respondent might have considered that he was either being supportive to the
recipient, or did not intend anything sinister by it. The intentional touching of a
sexual nature itself in our view would amount to professional misconduct. The other
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touching was, given its effect on the recipient, the fact that it was unwelcome, and
happened on multiple occasions was conduct that was substantially below the
standard reasonably expected of any registered health practitioner.
[643] Ground 2 relates to inappropriate comments that were of a sexual or personal nature.
The allegations in Ground 2 are less serious than those in Ground 1. Whether or not
one or two of the particulars might have amounted to professional misconduct we
find that, taken as a whole, the particulars of Ground 2 amount to conduct that was
substantially below the standard reasonable expected of a registered health
practitioner.
[644] Ground 3 contains a combination of matters that might be described as bullying and
harassment, the venting of frustrations, and communications that were not respectful
of registrars under his supervision, staff at the WCH and in the case of [GG] another
professional.
[645] It is conduct that is in breach of clause 4.2 of the Code of Conduct dealing with
respect for colleagues and other practitioners. In the case of students, it contravenes
clause 10.4(a) in treading (sic) students with respect and confidence.
[646] We find that taken as whole the proven allegations in Ground 3 amount to conduct
that was substantially below the standard reasonably expected of any registered
health practitioner.
Appeal grounds 1 and 2
30 These grounds concern particular 3.3, which alleged that:
On or about 2 May 2014, a Registrar, [BB] was showing the [appellant] a patient file in the
Hospital tea room, the [appellant] touched [BB] by moving his hand down over her breast,
over her stomach, down onto her leg and then over her groin.
31 As the Tribunal observed, this was the most serious of the allegations made
against the appellant. It was an allegation that could not be explained by reference
to an accident or a joke (Reasons [195]).
32 Broadly speaking, ground 1 is a contention of process error with respect to
the Tribunal’s treatment of an investigator’s note of a conversation with BB about
the incident in question. The appellant contends that in failing to be satisfied that
BB had made a prior inconsistent statement to the investigator, the Tribunal
misapprehended or failed to deal with agreed facts relevant to the note and that,
further, in finding that the note was not ‘correct and accurate’, the Tribunal
departed from the Board’s conduct of the case, without providing fair notice that
it might do so.
33 Building upon the proposition that the note disclosed a prior inconsistent
statement, ground 2 alleges outcome error in relation to the Tribunal’s ultimate
finding that the appellant engaged in the particularised conduct concerning BB.
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The evidence, the note and the agreed facts
34 On 7 September 2021, and therefore some seven years after the relevant
incident, BB gave a written statement, which was later tendered as part of the
Board’s case. In it, she said:
7. On Friday 2nd May 2014, there was an incident with Dr Gue in the tearoom. It was in
the afternoon and everyone else was all over the place doing theatre lists and other things
and from my memory, I was the only resident or postgraduate in the department on that
afternoon. We had to get Dr Gue to sign off on all of our notes and I had taken some notes
in to him to sign off.
8. Dr Gue was sitting down, and I was standing next to him but was bending slightly as I
was showing him something in a patient file. As I was standing there, he touched me with
his hand moving it down my breast, over my stomach, down onto my leg and then over my
groin. It was quite a brief touch, maybe only a few seconds however it was long enough to
indicate to me that it wasn’t accidental. I remember he then looked at me for a reaction and
then moved his hand. I was so stunned; I didn’t do anything just got my work and left.
9. I definitely remember thinking to myself “Oh my God, what was that?”. I was wearing
a dress at the time.
10. As it wasn’t the end of the day, I left the tearoom and I didn’t see him again that day
however I continued working until the end of my shift. It was never mentioned again by
me or Dr Gue.
11. I told my Mum that night about this touching incident. We were both so shocked. It
was so unexpected; I didn’t know what to think. To this day I am still shocked that this
would have happened and I feel angry that I didn’t say something at the time.
35 In her evidence in chief before the Tribunal, BB affirmed the correctness of
her statement. BB explained that she was standing to Dr Gue’s right when the
incident occurred. When asked to elaborate upon the nature of the contact she said
that Dr Gue’s palm had been placed on her breast and then moved down and his
hand ‘moved over my body’. She explained that she was wearing a dress that had
a high neck and short sleeves and went to just above her knees.
36 Apart from her mother, to whom she spoke about the incident that night, the
next time she spoke about the incident was in 2019 when she heard from a friend
in dentistry that there was an investigation. At that time she told her husband and
spoke with an investigator from the Hospital on the telephone. She said she went
into detail with the investigator.
37 BB was cross-examined on a number of topics including by reference to the
content of the investigator’s note. It is convenient at this point to reproduce the
text of the note. For ease of cross-referencing, paragraph numbers have been
added.
[Name of complainant]
Telephoned on 9 April 2019.
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1. Said that she was resident in 2014. Worked there between February and September.
2. She graduated with her BDS in 2012
3. Was undertaking the residency in 2014 to gain the years experience required in the
course outline ie three years.
4. Applied in 2015 but failed entry. Advised she should undertake further research and
that would assist an application in future.
5. Applied again in 2016 and unsuccessful. Told to undertake honours/fellowship
6. Applied again 2017 started her honours
7. Applied again 2018 unsuccessful but did not seek feedback had won a place in
Melbourne.
8. In 2017 told to go to SG’s house for feedback. Did so but nothing happened.
9. Believes that SG did not want her in program as she was a local and would set up
practice in competition with him.
10. Took mainly interstate and overseas post grads. If local you want them to work in
his practice.
11. Said SG touched her on leg once. Didn’t think anything at the time but later reflected
on it. Thought totally inappropriate.
38 In cross-examination, the appellant’s counsel asked her whether, consistent
with her trial evidence, but in contrast to the second sentence in paragraph 11 of
the note, her position had always been that the appellant had inappropriately
touched her, or whether that was a view she only came to hold later. She said she
had always had that belief.
39 BB was asked in a little more detail about the way in which the appellant had
applied his palm to her breast, given that he was seated and she was standing to his
right, more or less next to him, and bending over (effectively on a 45 degree angle),
whilst they were looking at the same documents. She suggested he used his left
hand. She was clear that the touching was not accidental and that he made eye
contact with her.
40 The appellant’s counsel then asked her about having discussed the matter
with a workplace investigator in 2019. She explained that the investigator called
her while she was living in Melbourne. In the cross-examination that followed,
she:
• agreed that she knew it was important to be as accurate as possible in the
things she said to the investigator and that she appreciated what the
consequences might be for the appellant;
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• confirmed that she had told the investigator the information in paragraphs 1,
3, 4, 5, 6, 7 and 9;22
• agreed that she had been asked whether there had been any inappropriate
touching by the appellant towards her but denied that she said to the
investigator that the appellant had touched her on the leg once;
• said that she recalled describing to the investigator the scenario she had
described in her trial evidence and in paragraph 8 of her witness statement
(including by telling the investigator about being touched on her chest and
down to her groin);
• could not think of any reason why the investigator would have written
something different from what she said;
• was not sure why the investigator had written in paragraph 11 that she had
not thought anything at the time and only later reflected on it. Such a
statement would not be accurate because at the time of the incident she could
not believe what had happened;
• acknowledged that she had previously seen the note having been provided it
by the legal team in the last few days;
• denied the possibility that in 2019 she had only recalled a touch on the leg
and that her perception that she had been touched inappropriately was
something that had grown over time; and
• was asked about whether some of her evidence was a result of her viewing
events retrospectively with a negative lens and whether, if things had been as
bad as she said, she would not have been as keen as she had been to be
admitted into the postgraduate program under the appellant’s supervision.
41 In re-examination she said that if she had been shown the note in 2019 she
would have altered or clarified the contents of paragraph 11 so as to accord with
what she told the Ahpra investigator.
42 In his trial affidavit, the appellant said he had never touched BB in the manner
described. He said he worked with BB following this event and nothing was ever
said to him about it. To his knowledge no complaint was ever made. He said that
on four occasions after the incident (in 2015, 2016, 2017, 2019), BB applied for a
position in the program he administered at the Hospital.
43 In further evidence in chief he said that he had absolutely not touched BB in
the manner alleged. He was 100 per cent sure about that. He also said that after
he heard her give evidence he tried to reconstruct the allegation. He asked his wife
to assist him by holding a file next to him and said that from a seated position he
22 It otherwise emerged that the matters in paragraphs 2 and 10 were true or believed by her to be true.
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could not move his hands in the areas suggested because her arm would be in the
way. A little while later, a Tribunal member asked where he got the notion that
BB was holding a file with two hands. The appellant said he thought that had been
the effect of BB’s evidence. The appellant suggested that the Tribunal member
must not have been watching that part of the way BB gave evidence.
44 In cross-examination, the appellant was asked whether he had touched BB
by touching all of her body, her breasts, all the way down to her groin ‘in a
flirtatious manner’. He denied touching BB like that. He agreed that he would
discuss files and patients with BB in the tea room at times, and agreed that there
could be a situation where BB was standing up and he was sitting down while
discussing a file together.
45 The investigator’s note, which had been included in a book of supplementary
documents prepared by the appellant but not tendered in the course of the Board’s
case, was later tendered without objection by the appellant. The document was
received into evidence without any expressed limitation on its use.
46 Just prior to the filing of written closing submissions, the parties prepared
and provided to the Tribunal a ‘Further Agreed Statement of Facts’ relating to the
Hospital’s investigation. That statement recited that the Board did not seek to
tender the Hospital’s report or the transcripts of the Hospital’s investigation but
that a number of factual findings (agreed by the appellant) were sought in relation
to the investigation.
47 Relevantly, those facts included the following.
[1] On 15 February 2019 the [appellant] was advised by the Women’s and Children’s
Hospital (WCH) that concerns about his conduct had been reported, and
investigations into the allegations would be undertaken. The [appellant] was
directed to remain absent from the workplace until further notice.
…
[4] On 22 March 2019 the WCH engaged a workplace investigator Mr J Busuttil (WCH
investigator) to interview people and prepare a report to assist the Delegate of the
Chief Executive of the Women’s and Children’s Health Network (WCHN) to
determine whether the information provided by the witnesses was sufficient to make
a conclusion about the conduct of the [appellant] pursuant to the Code of Ethics for
the South Australian Public Sector (in the context of the resignation of the
[appellant], below, no determination was ultimately made by the Delegate).
…
[6] The WCH workplace investigator prepared a written report dated 9 April 2019
(WCH Report).
…
[24] On 9 April 2019, the day before the WCH report was due, the WCH Investigator
received a call from [BB]. [BB] did not provide a signed statement. There is no
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transcript of the telephone conversation. The WCH investigator’s notes of the
conversation are attached to the WCH Report and appear in the [appellant’s]
Supplementary Hearing Book at MFI R2 at tab 17 p 398 proceedings. [BB] gave
evidence in these proceedings that she does not recall being provided with the notes
by the WCH investigator following that phone call.
The parties’ closing submissions
48 In its written closing submissions the Board invited the Tribunal to prefer the
evidence of BB over the appellant. It was said that she provided a logical
explanation as to why she did not say anything at the time. The Board relied upon
her report to her mother as consistent with the conduct having been inappropriate.
The Board submitted there was no prior inconsistent statement established. It
pointed out that the WHS investigator was not called, and that the notes were ‘short
form’ as distinct from a signed statement. The Board emphasised that there was
an accepted opportunity for the conduct to have occurred and that the alleged
touching action, whilst awkward, did not make it implausible. It was not
impossible.
49 In oral submissions the Board’s counsel emphasised that the note was
‘effectively a dot point summary of what the investigator has recorded [she] said
to him’. There was not an inconsistency that should trouble the Tribunal because
the note was ‘clearly a summary and when she was asked to provide [a] detailed
written statement to [Ahpra], she put in that full details about the touching’.
50 The appellant’s closing written submissions invited the Tribunal to find that
the BB touching allegation was not proven to the requisite standard. The written
submissions emphasised the investigator’s note. The following points were
emphasised:
• the conduct described by BB at trial would have been especially brazen. BB
had only just started working, and the tea room was a very public part of the
Hospital;
• after the alleged incident, BB applied a number of times for a position in the
program in which she knew she would be working with the appellant as her
supervisor for three years and was very disappointed to have missed out;
• the Board did not call BB’s mother;
• there was no other occasion when BB considered the appellant had touched
her inappropriately; and
• most importantly, BB gave a different account to the workplace investigator,
every other detail of the record of which was correct. It was implausible that
BB gave her trial account to the investigator but that he wrote down
something very different when the investigator’s note was otherwise so
accurate. The Board did not call any evidence from the investigator to
corroborate BB’s evidence of what she told the investigator.
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51 In oral closing submissions, the appellant’s counsel addressed the note and
its significance in some detail. It was emphasised that BB had not said that she
had been initially embarrassed to give the more detailed account. It was submitted
it was not credible to suggest it was a shorthand form of what had been said; it was
unlikely that such significant details would be left out. But most important was
the positive inconsistency between the investigator’s record that BB did not think
anything of the contact at the time and BB’s evidence. The appellant submitted
that, in light of the Briginshaw standard, if the Board were to submit that the note
should be put to one side, it would be expected to have called the investigator.
The Tribunal’s approach
52 The Tribunal set out the rival trial accounts of BB and the appellant, including
some aspects of the cross-examination and re-examination of BB about the
investigator’s notes (Reasons [196]-[208]).
53 The critical reasoning of the Tribunal is contained in the following passages:
[210] We bear in mind the serious nature of the allegation and the consequences to the
[appellant] to his reputation thereof in weighing up the evidence.
[211] We found [BB] to be an impressive and truthful witness.
[212] But for the investigator’s note we would not have any hesitation in accepting it. We
consider that her evidence was forthright and withstood cross examination.
[213] The note however gave us cause for careful consideration.
[214] [BB] did not see the note before her cross examination and was not given the
opportunity when it was prepared to check whether the note was accurate.
Nonetheless we need to give it careful consideration as the allegation of touching on
the breast and groin is far more serious than a touch on the leg. The allegation that
the touching was intentional and involved eye contact is materially different to the
words ‘didn’t think anything at the time but later reflected on it’. Those differences
are not sought to be explained by [BB] by reference for example to being
embarrassed so that she did not tell the investigator everything– rather her
explanation is that the note does not reflect what she told the investigator.
[215] One would then of course wonder why an investigator would make a mistake in a
note.
[216] The author of the note was not called to give evidence. It is not signed. We were not
told whether there was a transcript taken of the telephone call with the workplace
investigator. The author of the note is not identified on the note. The note is not dated
(though refers to a telephone conversation of 9 April 2019). It is not known whether
the note is a contemporaneous note. It appears to be a truncated version of a longer
conversation as opposed to a transcript. The formatting of the note is odd in the sense
that text appears on top of other text (by which we mean that lines 3, 5 and 6 appear
on the right-hand side over the top of the information on the right-hand side of the
page.
[217] We consider that the [appellant] has not demonstrated that the note is correct and
accurate, and that it amounted to a prior inconsistent statement of [BB].
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[218] We found [BB] to be a particularly impressive witness in respect of the way she gave
her evidence. She gave a detailed account. We watched her carefully give that
evidence and have reviewed the transcript. Her account was compelling. She was
steadfast in her version of events through cross examination. The absence of this
particular being recorded in the notes of an investigator gave us serious pause for
consideration. We have accepted her response in that respect. The note was never
shown to her. She would have corrected it if shown to her. The accuracy of what was
said to give rise to the note has not been proven.
[219] We do not accept the argument of the [appellant] that it was ‘physically impossible’
to touch her in the way alleged. The [appellant] has not proven that assertion. It
makes little sense. There is no logical reason why touching her by moving his hand
over her breast, over her stomach and down her leg and over her groin was
‘physically impossible’. The argument smacks of reinvention or desperation.
[220] The complainant submitted that because [BB] said that she complained to her mother
immediately after the incident that it adds credibility to the account. We did not
accept that submission. Leaving aside that the mother did not give evidence we are
not convinced that whether someone makes a complaint (or says they did) bolsters
their evidence. We have decided that we believe her without relying on the evidence
of a contemporaneous complaint.
[221] We do not agree with the argument that [BB] would not have continued to work at
the WCH had the event occurred. Her explanation as to having family reasons for
wanting to stay in Adelaide is accepted by the Tribunal.
[222] Having regard to her evidence, and having regard to our assessment of the [appellant]
as a witness, we find particular 3.3 proven as charged.
[223] We do so being satisfied to the Briginshaw standard.
[224] We do not make the finding lightly.
Consideration
54 The appellant submitted that the Tribunal’s approach involved the following
misapprehensions:
• first, contrary to Reasons [214], BB had been provided with the note for her
to read by the Board’s legal team before cross-examination;
• secondly, contrary to Reasons [216], it was an agreed fact that no transcript
of the telephone call with BB was taken or available;
• thirdly, contrary to Reasons [216], whilst the author of the note was not
identified on the note, his identity was an agreed fact; and
• fourthly, because the note was appended to the Hospital’s report which was
dated 9 April 2019 (the same day as the conversation), it was apparent,
contrary to Reasons [216], that the note was (at least, relatively)
contemporaneous.
55 Those submissions should be accepted.
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56 It is tolerably clear from the second, third and fourth misapprehensions noted
above that the Tribunal must have overlooked the agreed facts relating to the note.
On that basis, it also failed to bring to bear, for whatever it was worth, the
circumstance that the note was considered appropriate to be included as an
appendix to a formal report. The document was not some unexplained and
possibly incomplete draft, prepared at an unknown time. There was no uncertainty
about it having been prepared by an investigator who spoke directly to BB. It was
a note taken by an investigator on the day he spoke with BB and included (so it
may be inferred, on the basis that it was a relevant and accurate note) in a formal
report about misconduct by the appellant.
57 Further, and with respect, I consider the Tribunal’s observation that the
formatting of the note was ‘odd’ to be a surprising one. The Board had not
submitted that the formatting had any significance. Whilst it is the case that part
of the end of the text of lines 3, 5 and 6 of the note ran over part of the SA Health
letterhead on which the note is printed or was typed, once it is appreciated that the
document was annexed to a report, it is hard to see why the way in which the
printed text was arranged on the page might (of itself) undermine the evidentiary
value or cogency of the note in establishing that its contents reflected what BB had
said.
58 Accepting, as I do, that these misapprehensions involved a process error with
respect to the fact-finding process, I first consider whether the error was material
in the sense that it had the capacity to affect the Tribunal’s finding that the
appellant committed the conduct alleged in particular 3.3. I then consider whether,
the appeal being by way of rehearing, I should myself make a finding that, having
regard to the Briginshaw approach, the allegation was or was not made out, or
whether, despite the undesirability of doing so, that question must be remitted.
59 The Board submitted that the misapprehensions were not material because:
• knowing that no transcript was available would not logically alter the
probative force of the note in establishing whether a previous inconsistent
statement had been made;
• whilst the Tribunal was wrong to think the author’s identity was unknown,
the Reasons show that the Tribunal understood the author to be an
investigator, and, beyond that fact, their actual identity was not pertinent to
the question whether the note established whether a previous inconsistent
statement had been made; and
• whether the note had odd formatting or not was not a matter of great
importance.
60 The difficulty I have with those submissions is that the observations in
Reasons [216] appear to have been significant to the Tribunal in assuaging the
concern implicit in the question posed at Reasons [215], and in paving the way for
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the conclusion in Reasons [217] that the appellant had not proved the note was
‘correct and accurate’ or disclosed a prior inconsistent statement of BB.
61 The Tribunal does not appear to have based that conclusion solely (or
predominantly) on the fact that the author was not called as a witness. The
perceived uncertainties of the note appear to have contributed to that conclusion.
What purpose did it serve to observe, for instance, that it was not known whether
the note was contemporaneous, or who had prepared it, or that it had ‘odd’
formatting, if these were not relevant to the Tribunal’s unpreparedness to find,
from the note alone, that BB had given an account of the relevant incident that was
consistent with paragraph 11 of the note and which omitted the additional elements
in paragraph 8 of her written statement?
62 The Board further submitted that I should conclude that, irrespective of any
misapprehensions upon which the Tribunal’s conclusion may have been based, the
conclusion that no prior inconsistent statement was established is demonstrably
correct, particularly given that the appellant did not call the author of the note,
Mr Busuttil.
63 In considering that submission, it is necessary to step back and make some
observations about the context in which evidential issues arose in this case.
64 First, as the Tribunal noted (at Reasons [17]), it was not bound to apply the
rules of evidence.23
65 Secondly, and accepting that it will often be useful and appropriate either to
apply the rules of evidence or to treat them as providing useful guidance, the
starting position in this State is that evidence of an oral out of court statement by a
complainant which is inconsistent with their testimony in court is hearsay, but the
making of the statement may be put to the complainant in cross-examination and
evidence of the making of the statement may be admitted in exception to the
general preclusion against pursuing questions of witness credibility beyond cross-
examination subject to compliance with s 28 of the Evidence Act 1929 (SA)
(‘Evidence Act’).24 Where evidence of a prior inconsistent statement is then
adduced, if the trier of fact accepts that the statement was made or there is
otherwise acceptable evidence the statement was made, that fact may be used to
discredit the witness’ testimony, but it is not (without more) evidence of the truth
of the out of court statement.25
23 SACAT Act, s 39(1)(b).
24 For a recent summary of the relevant principles, see Brown (a pseudonym) v The King [2025] SASCA
40 at [147]-[164] (Livesey P) and see also R v Trabolsi (2018) 131 SASR 297 at [151]-[161] (Doyle J,
Kourakis CJ agreeing).
25 Potentially, the note might be tendered as a ‘business record’ available for a hearsay use pursuant to
s 53 of the Evidence Act 1929 (SA), but questions would inevitably then arise as to whether its receipt
should be refused for one of the reasons in s 53(2). In the present case, the appellant does not appear at
trial to have placed reliance upon the note for testimonial purposes.
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66 There is no doubt that the requirements of s 28 were complied with in this
case, so that it was open to set about proving that BB made a statement in the terms
suggested by the note. Ordinarily, proof of the making of a previous inconsistent
statement would be by way of oral evidence from a person who heard it, although
there may be available more direct means, such as a recording, or in the case of a
statement in writing, a document.
67 In this case, the investigator was not called, but the note was received into
evidence, and facts were agreed about the provenance of the note. If the receipt of
the note into evidence had been objected to, a question may have arisen as to
whether, if the rules of evidence were to be applied, the evidence should be
received pursuant to s 52 of the Evidence Act for the purpose of establishing the
previous statement.
68 There was, however, no such debate, and so the question was not as to the
admissibility of the note for the purposes of seeking to prove the previous
inconsistent statement, but whether, combined with the agreed facts, it ultimately
established that fact, namely, that what appears in paragraph 11 of the note was the
essence and extent of what BB said to the investigator about the incident in
question.
69 In my view, the circumstance that the author of the note was not called to
vouch that paragraph 11 was an accurate and comprehensive summary of what BB
said on the topic of inappropriate touching is relevant to, but not decisive of, that
issue.
70 The matters bearing on the capacity of the note to establish the making of a
statement along the lines of paragraph 11 included, at least:
• the contemporaneity of the note;
• the inferences that might be drawn from other matters contained in the note
as to the capacity or skill of the investigator in accurately summarising details
that could only have been provided to him by BB;
• the inferences that could be drawn from the note itself, supplemented by the
agreed facts, as to the care that one might expect to have been taken in the
timing and preparation of the note;
• the likelihood of the investigator consciously including only a subset of what
was said to him by BB on the topic based on its perceived relative
significance;
• the likelihood of the investigator mishearing or, after hearing but before
making the note, misremembering, BB’s initial belief about whether the
touching was intentional; and
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• the likelihood of the investigator deliberately minimising or altering the
effect of what was reported by BB.
71 However, another potentially important matter bearing on whether such a
statement was in fact made was the weight to be given to BB’s sworn evidence
that she did not make a statement of the kind in paragraph 11. Of course, whether
she made an inconsistent statement was relevant to whether the evidence she gave
about the incident in question was credible and reliable, but her performance as a
witness, including how she dealt with the suggestion she made a previous
inconsistent statement, bore on the question whether she had done so. Any
appearance of circularity is simply a reflection that evidential and factual issues
are not resolved in a vacuum, but (usually) in light of all the evidence.
72 The Board submits that there is no reason why I cannot for these purposes
adopt the Tribunal’s assessment of the way BB gave her evidence. As has been
seen from Reasons [211] and [218] and other passages, the Tribunal was impressed
by her evidence. The problem with that is that it seems likely that the Tribunal’s
assessment of BB was itself partly influenced by the view that she was steadfast
even though confronted for the first time with the note in cross-examination. As
has been pointed out, Reasons [214] reflected a misapprehension of the position in
that regard.
73 I conclude that any requirement of materiality is met. The question whether
an inconsistent statement of the kind alleged was made was, in this case,
particularly significant, because:
• there was no objective evidence available to determine proof of the
commission of particular 3.3 – everything turned on the oral evidence of BB
and the appellant. The credibility and reliability of their respective accounts
was the issue for determination; and
• this was not a case in which, if an inconsistent statement of the kind was
made, there was an obvious explanation for it, consistent with the reliability
of BB’s account. If the statement was made in the terms posited it had the
capacity to shed significant light on the credibility and reliability of BB’s trial
evidence.
74 That leaves the question whether on the material available to me I can fairly
decide, as the appellant would urge, that the evidence of a previous inconsistent
statement is such as to preclude satisfaction that the conduct occurred as alleged
(having regard to the Briginshaw standard).
75 In my view, the note (absent further evidence from its author) does not
inevitably lead to a finding that a statement of the kind posited was made, or the
further proposition that BB’s trial account cannot be accepted having regard to
Briginshaw considerations. The inherent unlikelihood that the note would be
relevantly inaccurate is not so high that a decision-maker could not properly be
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persuaded to accept BB’s denial that she made such a statement. Nor can it be said
that the real possibility that the posited inconsistent statement was made
necessarily precludes a finding that BB’s trial evidence as to the allegations
themselves should be accepted.
76 In reaching that conclusion, I have considered the applicability of what was
said by Hodgson, Ipp and Tobias JJA in Whitlam v Australian Securities and
Investments Commission26 about the Briginshaw principle calling attention to the
requirement that a party seeking a finding of serious misconduct produce adequate
material to enable a court to reach a comfortable satisfaction on such a serious
matter. Their Honours said:
Although this is not the same as the obligation of the Crown to call available evidence in a
criminal prosecution, we think it is fair to say that a person seeking such a finding does
need to be diligent in calling available evidence, so that the court is not left to rely on
uncertain inferences: cf the article D H Hodgson, “The Scales of Justice: Probability and
Proof in Legal-fact Finding” (1995) 69 Australian Law Journal 731, particularly at 739–
740. In the circumstances of this case, if the respondent were seeking to make out a case
that the appellant was given good reason to believe that the fourth point had not been
accepted, we would have expected that at least Mr Hamilton would have been called, if his
evidence in any way supported its case.
77 In my view, that kind of approach applies to evidence directly bearing on
proof of conduct which involves serious misconduct, but it becomes more
problematic to apply it to evidence which is relevant only to the credibility of a
witness to the relevant misconduct. Indeed, if the rules of evidence had applied in
the present case, it would not have been open to the Board to call Mr Busuttil as
part of its case in chief unless and until there was a distinct suggestion of recent
invention, or perhaps until evidence of the previous inconsistent statement were
adduced. In this particular case, I consider that the Briginshaw principles apply to
the ultimate issue of whether the appellant touched BB in the manner alleged. It
is not necessary or helpful to apply them to the question whether a previous
inconsistent statement was made.
78 On the other hand, I do not consider that I can or should positively find, based
on my independent review of the record, that an inconsistent statement was not
made, without myself having had the benefit of observing BB as a witness.
79 Accordingly, confining attention to ground 1, whilst I would allow the appeal
on that basis, I regard it as necessary that there be a re-trial of particular 3.3. (I
will address any broader consequences for other particulars later.)
80 Ground 2, in attacking the ultimate finding in respect of particular 3.3, draws
on a number of additional contentions going to the improbability of the underlying
conduct concerning BB having occurred. The appellant emphasises that the event
was alleged to have occurred during BB’s first week of employment with the
appellant, that BB subsequently applied for programs in which she would have to
26 (2003) 57 NSWLR 559 at [119].
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work with BB, and that the Board failed to call BB’s mother. Those are matters to
be considered but they are not of such self-evident force that a Tribunal having
seen and heard BB and the appellant give evidence could not possibly be persuaded
of guilt. In circumstances where the appeal court has not had that benefit and
cannot be sure that the Tribunal’s impressions of the witnesses were not affected
by the misapprehensions identified, fairness to both parties requires the remittal of
particular 3.3.
81 In these circumstances, I prefer not to express a concluded view about the
Tribunal’s criticism of the appellant’s evidence by which he threw doubt upon the
mechanics of the alleged touching. His evidence was premised on BB having been
holding the files with two hands at the time of contact. Having not observed BB
give her evidence, it is not clear to me whether, by the way in which she motioned
when giving evidence, the appellant might reasonably have understood that on her
account she was using two hands to hold a document or files at the time. (If that
was the case, I do not think the point raised by the appellant should be dismissed
as insubstantial; whether it was an appropriate matter for the appellant to give
evidence about, as distinct from make submissions, is a different question.) But
having not seen either witness give evidence (and there being no affidavit about
what might fairly have been observed during BB’s evidence, but not revealed on
the transcript), I cannot gauge whether the appellant’s evidence smacked of
desperation or reinvention. For that reason I am not in a position to find that the
Tribunal erred on that particular basis in a way which would result in the appeal
being allowed.
Appeal ground 3
82 Appeal ground 3 contends that in finding that the conduct alleged in
particulars 3.1, 3.4, 3.12 and 3.15 involved intentional contact between the
appellant and each complainant, the Tribunal relied on tendency reasoning. It is
said that in doing so the Tribunal:
• denied the appellant procedural fairness, because the Board had purportedly
disavowed reliance on tendency reasoning, and the Tribunal had not notified
the appellant that it might employ that reasoning; and
• failed to apply the relevant legal principles applicable to the use of tendency
and similar fact reasoning, or gave too much weight to the evidence.
83 In the course of submissions, reference was made by both parties to s 34P of
the Evidence Act, and to common law authorities concerning propensity or
disposition evidence.27 As has been mentioned, the Tribunal was not bound to
27 In a criminal trial involving multiple complainants, the secondary use of evidence of offending against
one complainant in connection with charged conduct involving another complainant attracts the
application of s 34P: Eddy (a pseudonym) v The King [2024] SASCA 115 at [63] (Bleby and David JJA,
B Doyle AJA), Collins v The Queen [2020] SASCFC 96 at [144] (Blue J, Peek and Stanley JJ agreeing).
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apply the rules of evidence, and, in any event, s 34P only in terms applies to
charges of criminal offences.28
84 Whilst not bound to apply the rules of evidence, when exercising original
jurisdiction in disciplinary matters of this kind, there are some indications that the
Tribunal will take a more ‘court-like’ approach to the reception and use of material.
In any event, the overarching and operative filter on the Tribunal’s conduct and
reasoning is the obligation to provide natural justice and operate fairly to the parties
having regard to the consequences of the decisions that might be made.29
85 Reliance by a court or tribunal upon a mode of reasoning disavowed by a
party may involve a denial of procedural fairness to the other party. MDM v The
Queen30 was such a case, and other examples were given in Peek J’s reasons in that
case.31 Remembering that procedural fairness is about practical injustice,32 much
will turn on the particular circumstances of the case. Where the prosecution’s
position has been clear from the outset, it is more likely that the defence will have
made forensic decisions accordingly. That said, even where the issue emerges in
closing submissions, the disavowal of a particular use by one party may mean the
other, to its prejudice, refrains from arguing against such a use, or fails to draw
attention to the dangers or limits of reasoning in that way. As well, in such a case,
if the court or tribunal engages in a mode of reasoning disavowed by one party, the
court or tribunal may be seen as entering the fray in a way that might impair its
neutrality and thus the appearance of fairness.
86 Before considering the approach of the Board below, and comparing it with
the reasoning of the Tribunal, I observe that the Board’s position on appeal was
that what it had urged below, and what the Tribunal had engaged in, was not
propensity or disposition reasoning, but ‘improbability’ reasoning.
87 It may therefore be helpful to make some general observations about those
labels, and what they may entail.
Propensity and ‘improbability’
88 As is well understood, to reason based upon a propensity to commit conduct
of the kind alleged is to reason that because there is evidence, or perhaps even a
finding, that a person has engaged in similar misconduct in the past, it is more
likely than it might otherwise be that they engaged in the alleged misconduct. The
reasoning is not illogical, because patterns of behaviour and dispositions obviously
28 Evidence Act, s 34O.
29 Medical Board of Australia v Singh [2019] SACAT 66 at [31]-[50] (Hughes P). See also Badea v
Department of Human Services – Central Assessment Unit [2024] SACAT 37 at [84] (Hughes P).
30 (2020) 136 SASR 360.
31 (2020) 136 SASR 360 at [80], referring to R v Fleming (2017) 129 SASR 27 and Ribbon v The Queen
(2019) 134 SASR 328.
32 Re Minister for Immigration and Multicultural Affairs; Ex Parte Lam (2003) 214 CLR 1 at [37]
(Gleeson CJ).
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exist, but it may be dangerous, for various reasons that are well understood and
need not be catalogued.
89 Evidence proving or suggesting that a party has engaged in other misconduct
may be relevant to assist in proof of the misconduct in issue without relying on a
propensity, even though it may incidentally suggest such a propensity. In written
submissions, the Board submitted that what was engaged in by the Tribunal,
consistent with the Board’s submissions below, was ‘coincidence’ reasoning
which resists on the ‘improbability of events occurring by coincidence’.
90 To avoid confusion,33 it will often be important, when considering
‘improbability’ reasoning, to identify what it is that is said to be made more or less
improbable by the proposed evidence.34
91 Without being exhaustive, evidence of misconduct of a person on a separate
occasion may assist in establishing guilt because it:
• reduces the inherent improbability of the person engaging in the alleged
guilty conduct;
• renders less improbable (or more explicable) a particular feature of the
complainant’s reaction to the alleged offending;
• renders improbable an innocent explanation for an apparent association with
the events in issue; or
• renders it improbable that a complainant would give an account that is
relevantly similar to another complainant’s account unless it were either true,
or false because it is the product of collusion.
92 The first type of improbability reasoning will usually but may not always
involve reliance upon a propensity or disposition of the defendant. Where there
are multiple complainants and the issue is whether the defendant did the acts
alleged at all, the nature of the allegations may be such that the trier of fact may
consider that it is unlikely that such conduct would be committed at all, because,
for example, there was a high risk of detection. In such cases, the real probative
force of evidence may be that the complaints of misconduct should not be rejected
as unworthy of belief because they appear improbable having regard to human
experience.35 In other cases, the evidence of other prior misconduct (particularly
if it did not generate a contemporaneous complaint) may render less improbable
that the defendant would take the risk of engaging in similar misconduct.
33 See, eg, Lukaj v The King (2022) 142 SASR 98 at [58] (Livesey P, Lovell and Bleby JJA).
34 In one sense, all circumstantial evidence involves improbability reasoning. Evidence is relevant if it
rationally affects the probability that the facts in issue occurred.
35 Hughes v The Queen (2017) 263 CLR 338 at [60] (Kiefel CJ, Bell, Keane and Edelman JJ).
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93 The second type of improbability reasoning, whilst incidentally disclosing a
propensity to offend against the particular complainant, is not reliant upon the
existence of the propensity. It is directed at explaining the otherwise apparently
improbable fact that the complainant did not, on the occasion at question, resist or
complain or otherwise react in a manner that would be expected if the conduct
were ‘out of the blue’.
94 The third type of reasoning also does not deploy or rely upon a demonstrated
propensity on the person’s part for guilty conduct but instead relies upon the
improbability of an innocent explanation or association. As McHugh J said of this
kind of reasoning in Pfennig v The Queen:36
Makin is the classic example. It was a case involving objective improbability reasoning,
not propensity reasoning. The propensity of the accused to kill the babies was only
established by the conclusion that it was probable to the point of certainty that so many
babies including the baby the subject of the indictment could not have died by accident.
Accordingly, they must have been murdered by the Makins. It was the verdict that
established the accused’s propensity.
95 In this kind of case it is the innocent explanation that is rendered improbable
by the evidence of similar circumstances (by reason of it being unlikely that a
person could find themselves associated with particular events in innocent
circumstances on a number of occasions). Of course, if an innocent explanation is
rendered unlikely to the point that a conclusion of a guilty explanation is inevitable,
the resultant conclusion may reveal a propensity, but the propensity plays no role
in the reasoning to that conclusion, and subject to appropriate directions being
given, the risk of prejudicial or faulty reasoning may be more readily managed.
96 McHugh J contrasted an alternative explanation for admissibility in Makin
(with which he disagreed). He said that, on such an approach:37
… the jury would find the disposition charged from the uncharged deaths and then use that
disposition to conclude that the accused had murdered the child the subject of the charge.
That is certainly not the way that the courts have hitherto dealt with cases giving rise to
objective improbability reasoning. Indeed where there is only one similar instance beside
the charged instance relied upon, it would be a very strange reasoning process. The risk of
prejudice of true similar fact cases is not from propensity reasoning but from the fact, as
Murphy J pointed out in Perry, that ‘[c]ommon assumptions about improbability of
sequences are often wrong’. A jury may wrongly give the similar fact evidence far more
weight than it deserves.
In other cases involving similar facts, however, the accused may have admitted the facts of
a similar incident or the facts of a similar incident may clearly point to wrongdoing on the
part of the accused in relation to that incident. In such cases, there is a risk that, instead of
relying on probability reasoning, the jury will simply rely on the propensity of the accused
as revealed by the incident that is admitted or proved. It follows that the nature of the
36 (1995) 182 CLR 461 at 531 (references omitted).
37 (1995) 182 CLR 461 at 531 (references omitted).
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prejudice and the degree of risk of an unfair trial will always depend on the facts of each
case.
97 As for the fourth type of reasoning, as was said in Eddy (a pseudonym) v The
King (‘Eddy’):38
Where the prosecution relies upon similarities between the accounts of complainants to
demonstrate the improbability of independent concoction, fabrication or mistake, the
proposed use of the evidence does not entail reasoning that the accused possesses a
propensity or disposition to commit particular crimes and is more likely to be guilty as a
consequence.
That is so notwithstanding that, if the degree of similarity leads to a conclusion that the
accounts of the complainants could not have been independently concocted, and if the
reasonable possibility of collusion or contamination is otherwise excluded, such that the
events described must have occurred, a propensity of the accused will be revealed.39
…
Where admitted for a similar account use, the probative value of the evidence is its capacity
to negate the possibility that the complainants independently concocted, fabricated or
imagined their accounts. Since s 34S makes clear that evidence is not to be excluded only
on the basis that it may be the result of collusion, it is not essential that the complainants’
accounts themselves disprove or tend to disprove that the accounts have been affected or
infected by collusion (or innocent contamination, for that matter). Indeed, it may be that
similarities which attend the accounts of numerous complainants themselves raise the
spectre of collusion, such that it becomes the primary forensic issue in the trial.40
In this context, the inherent unlikelihood of more than one child known to an adult accused
incorrectly alleging sexual abuse against the accused is the starting point for analysis,41 but
it is by no means sufficient to justify cross-admissibility. Whilst it may be true to say that
being the subject of two or more false accusations is an inherently less likely state of affairs
than being the subject of one, a moment’s consideration shows the danger of reasoning
from that basal improbability alone, and its potential to undermine if not invert the
designedly exacting criminal standard of proof.42
98 A transparent articulation of the type of reasoning involved is important to
an appreciation of its cogency and the pitfalls that may be associated with it.
99 Taking the fourth type of reasoning (sometimes shortened to ‘similarity of
account’ reasoning) as an example, it is critical to appreciate, as the passages from
Eddy show, that the real force of the evidence is to remove as a realistic possibility
that a complainant has imagined or otherwise independently erred in their account.
The similarity of the accounts of different complainants may narrow the field of
realistic possibilities to truth or collusion (including innocent contamination by
discussion between complainants). Understanding that is important to a proper
use of the evidence, because it focuses attention upon the risk of collusion. Further,
38 [2024] SASCA 115 at [86]-[90] (Bleby and David JJA, B Doyle AJA).
39 R v Bonython-Wright (2013) 117 SASR 410 at [50] (Kourakis CJ, Blue and Stanley JJ agreeing).
40 R v C, CA [2013] SASCFC 137 at [58]-[60] (Kourakis CJ, Anderson J agreeing).
41 MDM v The Queen (2020) 136 SASR 360 at [14] (Kourakis CJ).
42 Douglass v The Queen (2012) 290 ALR 699 at [48] (the Court).
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because, once collusion is discounted as a real possibility, the force of this kind of
reasoning is to bolster the credibility or reliability of the complainants’ accounts,
it has little if any role to play if the credibility or reliability of the complainants’
accounts is not in issue.
100 It is primarily for that reason that, in connection with the four particulars
relevant to appeal ground 3, ‘similarity of account’ or ‘improbability of similar
account’ reasoning was not, in my view, relevant. That is because there was no
substantial issue about whether the four complainants were being honest when they
described the appellant having made contact with them. The real issue was why
and with what (if any) intention the appellant made contact with them. That was
not an issue about which the complainants could give direct or determinative
evidence. The credibility and reliability of their accounts was not really the issue.
It was the inferences that might properly be drawn from their accounts. If this
fourth type of reasoning were to have been engaged in, it would have been critical
to carefully consider the possibility of innocent or conscious contamination as
between the complainants.
101 The appellant’s case being that the contact must have been incidental and
non-deliberate (and in any event not engaged in with prurient intent), I accept that
the third type of reasoning was potentially relevant. However, engaging in that
reasoning may carry risks unless it is done with a clear appreciation of its logic.
Translated to the facts of the present case (which I will explain in more detail
shortly), the logic is this:
• in respect of a particular complaint, there is no real issue that the complainant
experienced some physical contact from the appellant;
• the Board contends that the contact was deliberate and inappropriate, but the
appellant says that the contact must have been incidental and without any
inappropriate intent;
• confining attention to any particular complaint, both may seem reasonably
plausible and not impossible explanations;
• however, in light of three other complainants’ evidence, the innocent
hypothesis becomes less probable to the point of being improbable, because
whilst a person may accidentally make contact of a particular and unwanted
kind once, there may come a point where it is distinctly improbable they
would accidentally do so on numerous occasions.
102 When the logic is clearly articulated, it can be seen that the cogency of the
last step invites attention to further questions, including:
• to what extent, given the circumstances in which the incidents occurred (such
as the confined or crowded nature of the space in question), might occasional
contact of the kind described be expected to occur from time to time; and
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• over what period of time were the four incidents said to have occurred and,
so far as can be ascertained, are they the only known occurrences of similar
conduct during that period?
103 When it is appreciated that it is the improbability of the innocent hypothesis
that is the focus of the reasoning, it can also then be appreciated that to point to a
further instance where there is no suggestion that the innocent hypothesis was at
play, is to include within the data set an irrelevant piece of information. As will
be explained, this is where I think the Tribunal appears most clearly to have
engaged in propensity or disposition reasoning.
104 In a case where there are four admitted interactions which are capable of a
guilty or innocent explanation, evidence that satisfactorily proves (in its own
terms) guilt of a fifth occasion in which there was deliberate touching of a
colleague, is not necessarily an irrelevant circumstance. But its relevance lies in
the fact that the person has now been shown to be a person with an interest in, and
preparedness to give effect to, inappropriate touching of work colleagues. All
things being equal, that may render a guilty explanation of the other occasions less
improbable than might otherwise be assumed. That is propensity or disposition
reasoning.
105 Turning back to the first category, and focusing upon a case where propensity
reasoning is explicitly relied upon, the fact of multiple allegations of similar
misconduct may give the evidence relating to each a degree of probative strength
in respect of each other allegation in a kind of iterative way; that is to say that
looking at all of the evidence may warrant a finding as an intermediate fact of a
tendency (including, in a criminal case, at a lesser standard than beyond reasonable
doubt) which is then deployed in determining whether particular alleged acts are
proved to the requisite standard.43 In some other cases, there may be scope for
sequential reasoning.
106 In engaging in that kind of reasoning, it is important, when assessing the
probative force of particular evidence, to consider two interrelated matters: first,
how strongly the evidence supports the relevant propensity or disposition and,
secondly, the extent to which the propensity or disposition makes more likely the
facts making up the contested allegation.44
107 This further emphasises the desirability of identifying the particular
‘improbability’ contended for in order to properly understand the nature of the use
or reasoning proposed in connection with evidence, and, in turn, to give it the
weight, or treat it with the caution, that it merits.
108 That is not to say that that level of analysis is always called for in a particular
case, especially where the rules of evidence are not binding. However, in a case
43 DPP v Roder (a pseudonym) (2024) 281 CLR 18 at [27] (Gageler CJ, Gordon, Edelman, Steward,
Gleeson, Jagot and Beech-Jones JJ).
44 Hughes v The Queen (2017) 263 CLR 338 at [41] (Kiefel CJ, Bell, Keane and Edelman JJ).
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in which propensity reasoning is expressly disavowed by the regulator, a lack of
precision about improbability reasoning may make it more difficult to determine
whether the court or tribunal has reasoned to guilt in a way that was not anticipated
by the parties’ submissions, and which resulted in a failure to afford procedural
fairness.
Credibility
109 Before turning to deal with the substance of the appeal ground, it is
appropriate to note one further matter. To this point, reference has been made to
the improbability of an innocent hypothesis. In criminal cases, innocent
hypotheses may emerge without the accused, who is entitled to remain silent,
giving evidence on oath in terms that bear out that hypothesis. In such cases, the
accused’s credibility as a witness is not distinctly in issue, and nor, absent an
attempt to rely on good character, will they have ‘lost the shield’.
110 Here, however, the appellant gave evidence in chief that in his 15 years of
working at the Hospital, he did not ever intentionally tap someone on the bottom.
If it were demonstrated that, on a particular occasion, he did intentionally tap
someone on the bottom, that would, quite apart from any capacity to demonstrate
a propensity, tend to undermine his credibility as a witness. In the nature of things,
this would have the capacity to undermine his denials of other allegations. This
was another way in which the evidence on one count was potentially relevant to
evidence on another count, but in undertaking reasoning of that kind, it is necessary
to bear in mind that merely to undermine the credibility of a denial is not (generally
speaking, anyway) to establish the obverse of the denial. Rather, it is to undermine
evidence that might otherwise stand in the way of a finding (according to the
requisite standard) that the conduct occurred.
The evidence concerning the four particularised allegations
Particular 3.1 (AA)
111 Particular 3.1 alleged that in or about August or September 2012, the
appellant brushed his hand across the middle of AA’s buttocks in a surgical theatre
at the Hospital. AA in her witness statement described an occasion when she was
working in theatre when the appellant brushed his hand across her bottom in a
swooping action across the middle of her bottom. She said that at the time she
thought it was an accident as he was moving his arm, but later went home and
thought about it and it didn’t sit right with her.
112 In oral evidence she made clear she did not see his hand make contact but
that was her belief consistent with the nature and extent of the contact and its
movement. AA said she was standing at the patient’s head when it occurred. She
said in oral evidence that ‘at that exact moment, it felt accidental, it felt like we
were just squashed together. I felt differently about it later but in that moment, it
felt like people were sort of jostling for space’. She said she had become aware of
some ‘cultural issues’ and it was that which made her reflect and ponder the ‘bigger
picture’ and question whether it was accidental.
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113 In cross-examination she agreed that the contact was brief and that it felt like
someone brushing past. She also agreed that what she felt was either an accidental
or intentional touch and at the time she was happy to give the appellant the benefit
of the doubt. Whilst giving evidence she could not have a firm view about whether
it was intentional or not.
114 The appellant in his affidavit said:
I am not in a position to deny that the physical contact occurred, though it would not have
been intentional. The surgical theatre room where I typically worked is a relatively small
space. It is not a private area and there are always a range of people present such as
registrars, nursing, and in anaesthetic staff. I am now much more careful about any
incidental accidental touching in a workplace environment. I recognise that in the past this
is not something I would have necessarily thought about or even noticed. I acknowledge
that this was below professional standards.
115 Following the conclusion of the evidence, the appellant’s position was that
the Tribunal could and should find that on the occasion in question, his hand made
contact with the middle of AA’s buttocks in a surgical theatre at the Hospital.
What was in issue was his intent in doing so.
Particular 3.4 (CC)
116 Particular 3.4 alleged that in about August 2014, the appellant placed his flat
open palm on the buttocks and tapped or quickly smacked the buttocks of a
registrar CC whilst she was operating on a patient.
117 CC’s witness statement described the incident. In short she said she believed
it was a short quick motion with the palm of the appellant’s hand which she
described as a short quick smack. Her oral evidence was consistent with that, but
confirmed there was no ‘audible noise’. In cross-examination she resisted the
notion that she felt a brief brushing sensation. However, she acknowledged in
cross-examination that she did not know whether the contact was intentional or
not. She said only the appellant could know that.
118 As was the case with AA, the appellant did not resist a finding that there had
been contact made with CC’s buttocks on the occasion in question but disputed
that it was intentional.
Particular 3.12 (DD)
119 The allegation is that on or about 4 September 2017, in a reception area of
the dental department of the Hospital, the appellant walked past a registrar DD and
gave her a light smack on her buttocks in front of other staff of the Hospital.
120 In her witness statement, DD said that she was standing in reception and as
the appellant walked past he gave her a light smack on the bottom. She was
shocked particularly because it was such a public place. In her oral evidence she
used the word ‘tap’ and said that he used the palm of his hand and it was a ‘light
pat’. In cross-examination she agreed she did not see the appellant touch her or
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what part of his body touched her. In the course of cross-examination she accepted
that what she felt was consistent with being accidental contact or intentional
contact. She agreed that none of the other people in the room raised a concern
about the incident but said that they did not see the incident.
121 Amongst other things it was put to her that the appellant was carrying a
briefcase. She said he might have been carrying a file, but did not see him holding
a briefcase. The appellant’s case and evidence was that he walked past DD
carrying his briefcase with notes in his left hand and was opening the door with his
right hand. He said have a good afternoon and could have brushed or bumped past
her back or buttocks with his briefcase or case notes with his left hand. He said in
his affidavit, ‘I do not deny the allegation, but if it did occur it was not intentional’.
(As will be noted later, he was cross-examined about whether his position had
shifted or was inconsistent in relation to his memory of this event.)
Particular 3.15 (EE)
122 Particular 3.15 alleged that on or about 11 February 2019, the appellant
brushed his hand against the upper thigh of a registrar EE in a corridor of the
Hospital.
123 EE said the corridor was wide and there was plenty of room. She said as she
walked past him (from the opposite direction) she felt the side of her being touched.
She did not remember what part of the appellant touched her but he brushed against
her in the corridor. Nothing was said. She turned around and thought to herself
‘did that just happen’? It felt purposeful. In cross-examination she agreed that
what she felt could have been consistent with an accidental bump. In
re-examination she observed that he had not said ‘sorry’ as she might have
expected in the case of an accidental bump.
124 The appellant said in his affidavit that if the alleged conduct did occur it was
unintentional. He said ‘I was in close proximity walking along a corridor in the
Hospital with likely my brief case in one hand and medical files in the other’. He
accepted there would or should be a finding that he made contact with EE’s upper
thigh in a corridor of the Hospital.
The parties’ approach at trial
125 The question of the use that might be made of the evidence concerning any
one allegation of inappropriate touching in respect of any other allegation of
inappropriate touching was not explicitly canvassed until closing submissions.
126 The appellant emphasises that the Board did not, before or at the opening of
the trial, serve a tendency or similar fact notice. I would not attach any significance
to that. The Evidence Act regime plainly did not apply. It is true, though, that in
opening, the Board did not indicate that it would be inviting reliance upon
propensity reasoning.
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127 In its written closing submissions, the Board made a number of submissions
under a heading ‘Normalised conduct’. These submissions addressed the power
imbalance that was said to have emerged from the evidence generally, and its
relevance to whether the appellant would be willing to act in such a bold or brazen
manner as alleged, without concern he would be sanctioned.
128 The Board submitted, inter alia:
The evidence is not relied upon for a propensity purpose. Instead the Board submits that
such evidence goes to the question of whether the disputed conduct occurred. To consider
the particularised allegations in a silo or in isolation would be artificial. Human behaviour
is inherently social and context-dependent. The question of background and context goes
to the improbability question – that without context, without understanding that this was
normalised conduct, the Tribunal would be left considering whether a Head of Department
would be willing to act in this manner towards staff and post-graduates in a public setting.
However, when taken in context against the evidence of the environment and normalisation
of conduct – it leads to a conclusion that otherwise improbable conduct is not unreasonable
or implausible. Essentially, the fact that the [appellant] was willing to routinely engage in
such conduct, makes it more likely that he engaged in the conduct in question.
129 At Reasons [146], the Tribunal observed that both parties made submissions
about the need to assess the evidence as a whole but in doing so avoid the risk of
falling into error by adopting ‘propensity’ reasoning or some other error. They
said the issue arose particularly in respect to the allegations of ‘touching’ and
whether touching was intentional or unintentional. The Tribunal reproduced the
oral submission of the Board in some detail.
130 The Board’s counsel first addressed what were described as background and
contextual uses of the evidence. Counsel then continued:
And that’s relevant for a number of reasons; the context evidence is relevant, in our
submission, when the Tribunal comes to assess the credibility and reliability of each
individual witness. It’s relevant when the Tribunal considers whether, as the respondent
has submitted, there was an innocent or an accidental explanation for any of the allegations.
It’s relevant to rebut the implausibility argument relied upon by the respondent.
It’s relevant to consider, as well, why the witnesses and in particular the postgraduate
students would not have complained at the time, and why the [failure] to complain is
therefore explicable and not a reason to disbelieve that particular witness.
The Board’s submission is that the Tribunal can be comfortably satisfied that this
workplace culture was one in which the respondent was in a position of substantial power,
both over staff but also significantly over the postgraduate students. It was described as an
environment and accepted, in my submission, by the respondent as a high stress, high
workload environment, both for the respondent and certainly for the postgraduate students.
131 Shortly after this, the submission continued in these terms:
Now, I want to come then to what I’ve described as the “non-tendency use” or the “non-
tendency argument”, because of course the applicant is not making any submission that the
Tribunal should engage in tendency reasoning here. So, we’re not making any submission
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that the Tribunal should say that because if they find, for example, that the respondent acted
in a certain way that it’s more likely that he would have acted in a certain way in relation
to a second person. But the Tribunal will need to decide, of course, and assess a potential
cross-admissibility of the evidence given by each witness. And the Board’s submission is
that there is a permissible and appropriate use of the evidence relating to different
particulars, and it’s cross-admissible in relation to other particulars.
Firstly, as I’ve expressed already, it’s relevant to the Tribunal’s assessment of the
credibility and reliability of each witness to consider how that witness’s evidence fits with
the narrative as a whole about which the Tribunal has heard, and how that witness’s
evidence fits with the evidence of other witnesses. The Tribunal can quite properly, in my
submission, use the background context to assess a witness, an individual witness’s
credibility and reliability.
Where background matters, for example, and the evidence about those are consistent across
the witnesses and where one witness’s evidence about those background matters is
corroborated by other witnesses, that’s a matter from which in my submission it can
properly be inferred that that witness is a truthful and reliable witness. And if they are
truthful and reliable about those background or context matters, then the Tribunal can take
that into account in assessing their evidence in relation to any disputed allegation.
The second point that I want to make is about improbability reason[ing]. When you take
any of these particulars in isolation and specifically when you take any of the inappropriate
touching in isolation, so for example, touching to the bottom of one of the postgraduate
students, if that’s viewed in isolation and it might seem implausible that a person in the
respondent’s position would touch a student and a junior colleague on their bottom in a
workplace, but when that allegation is considered in conjunction firstly with the overall
context but secondly in conjunction with the evidence of other witnesses that they were
touched in a similar way or in an inappropriate manner, or that they saw the respondent
touch a student or staff member in a similar way, then clearly the improbability lessens.
And it’s not to say, of course, and I think I’ve made this submission already, that the
Tribunal should reason the respondent had propensity to touch his students inappropriately.
Rather the submission is about the circumstance rather than about the person, if that makes
sense.
So, it’s not about this respondent and a suggestion that he is more likely to engage in such
conduct. Rather, it’s about the circumstances. It relies on improbability reasoning rather
than any tendency on the part of the respondent.
Our submission is, is that if the Tribunal finds, for example, that he touched one
complainant inappropriately, you’re entitled to use that finding when you consider whether
that displaces the suggestion as well put on behalf of the respondent that the touching was
accidental or unintentional because the evidence, in our submission, for the Tribunal, it’s
clear that the respondent touched multiple witnesses in a similar place on their body, for
example, on the bottom and in similar circumstances; they’ve used at work when they were
a post graduate student.
And that’s evidence, in our submission, that could probably be relied upon to rebut the
suggestion innocent or accidental touching.
So, when the Tribunal comes to consider whether or not it’s willing to accept the evidence
of a witness that they were touched in a certain manner, then the Tribunal is entitled to
consider the likelihood of that touch occurring at all and the likelihood of that touch
occurring when there is other evidence of similar touching occurring and in the context that
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I’ve described. But can I say a little bit more about the topic of accidental or, what it’s been
called, I think, “unintentional touching” because in relation to a number of the particulars,
that is the respondent’s position; that if the touching occurred, it must have been
unintentional or accidental.
Now, in my submission, when the Tribunal is considering that position, the Tribunal can
use the evidence of all of the appellants witnesses who speak about being touched by the
respondent and in particular where there is touching of the same nature because, in my
submission, that evidence is cross-admissible to rebut the suggestion that the touching was
accidental and unintentional. So, I’m going to use the example about touching on the
bottom.
So, when you come to consider the first allegation under the ground that deals with
inappropriate touching, which is allegation 3.1, that relates to [AA] and an allegation that
the respondent brushed his hand across her buttocks in surgical theatre. His position is that
that was accidental. Now, when the Tribunal comes to consider that touching, the Tribunal
of course will consider the evidence of [AA] and what they find established and what
they’re willing to accept in relation to her evidence. The Tribunal can also consider the
evidence from the other witnesses about the respondent touching them, most significantly
of course, where the evidence from those other witnesses is that the touching of them was
in the same part of the body, in particular, where the touching was of a female postgraduate
on the bottom. And so, in relation to 3.1, the allegation that [AA] was touched on the bottom
in surgical theatre, it’s our submission that the Tribunal can also consider the evidence in
relation to 3.4, which is [CC], which is evidence that she was touched on the bottom whilst
she was also in theatre, 3.6, which is [CC’s] evidence that she was touched on the bottom
when she was leaving the respondent’s office, 3.1.2, the evidence of [DD] that she was
smacked or touched on the bottom in reception when he was walking past, and you can
also consider the evidence, in our submission, of [FF] that she saw the respondent smack
[CC] on the bottom. So, in our submission, you can take into account if you find any pieces
of those particulars or any parts of those evidence of those witnesses that you find proven
when considering whether or not the touching of the bottom in relation to [CC] was
accidental. And there is, in my submission, nothing at all improper about reasoning in that
way.
132 The appellant in his written submissions noted that the Board disavowed
propensity reasoning. In his counsel’s oral submissions in response to the Board’s
oral closing submissions, the following comments were made:
So, there are a couple of points that I think are, one is in the foreground, and one is in the
background in terms of the Board’s submissions about this. This is before I get into the
detail of some of the witnesses, which is, well, it may be one witness said that they felt
contact between Doctor Gue and their bottom.
That’s one thing, but here we’ve got three and we’ve also got someone who said that they
felt contact with the outer thigh. So, when you put that together, that makes it more likely
that it was intentional. I think that’s kind of a submission that’s been made. I’m not so sure
that that submission is consistent with the proposition that what the Tribunal is being asked
to do is an aversion of propensity evidence or tendency reasoning, but I can sort of for a
moment, I think that it would be a better point if there was a real dispute about whether
they felt contact at all.
But where the critical issue is whether or not that they felt contact that was intentional, I
think the fact that there are multiple people that in the circumstances of this case have raised
an allegation doesn’t really assist you with that one way or the other.
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Why is the fact that – see, our case theory is he’s a tactile person, doesn’t look where he’s
going, on none of these occasions did the witness say he knew where he was going. He
hasn’t taken care, and he’s made contact with people in an accidental way.
I’m not sure why the fact that that’s occurred with more than one person makes it more or
less likely that it was intentional rather than accidental. I don’t think the number of
allegations really in any significant way bears on the likelihood that it was intentional or
not. It might be part of what the Tribunal thinks about to an extent, but it doesn’t really take
the matter very far because you can imagine it being put against us the other way. Well, if
you say it was an accident, why have you never accidentally made contact with anybody
else in this way? You see what I mean? It’s logically neutral on whether it was deliberate
or not. It would be different – if the facts were different and you had someone being touched
repeatedly every week or every month, or a particular witness being touched multiple times
or a significant compressed number of incidents that you couldn’t plausibly consider to be
accidents, then that would be a powerful case. But here you’ve got, on my submission,
scattered examples over, the investigation has been done over 15 years. Each of the relevant
witnesses that have given evidence about feeling contact were there for three and a half
years, and we’re either talking about one or two sensations each over a long period of time.
So, it really is a frequency that’s not inconsistent with our thesis, which is it just wasn’t
intentional.
And in fact, the fact that it’s happened more than once is equally consistent with it being
someone who is not careful with what he’s doing. So, I don’t think the sort of propensity
tendency argument gets you there, in my submission.
Did the Tribunal engage in propensity reasoning?
133 On appeal, the appellant contends that whilst the Board purportedly
disavowed propensity or disposition reasoning, the Tribunal engaged in it. By
contrast, the Board contends that the Tribunal did not rely on any propensity or
tendency reasoning in its decision. Instead it relied on improbability reasoning.
The Board submitted in writing that:
49. The improbability reasoning in this case, can be articulated as follows:
49.1 the conduct had a particular similarity, namely the circumstances in which it
was alleged to have occurred (postgraduate students at the hospital and in a
training environment), towards females, in the presence of other staff and on
a similar part of their body with a fleeting touch by hand and all by the same
perpetrator
49.2 the evidence was relevant and admissible to displace the defence of hypothesis
of accidental touching.
50. The evidence was additionally circumstantial evidence which was relevant and
permissible for the Tribunal to take into account in considering the ‘context’ or
‘background’ in relation to the particular circumstances, environment and
relationships in the setting in which the complained of behaviour was said to have
occurred.
134 In oral submissions on the appeal, the Board submitted that the kind of
improbability reasoning that it had invited, and which the Tribunal had undertaken,
was the third type of reasoning I identified in paragraph [91] above. The Board
said it was Makin-style improbability reasoning; namely, it is objectively
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improbable that the appellant would on so many occasions innocently make
contact with complainants in the manner described.
135 In the course of argument, the Board accepted that that style of reasoning of
its nature entailed considering, simultaneously, the improbability of so many
similar innocent interactions occurring. That is as distinct from considering the
occasions sequentially and reasoning from a finding that one occasion was
deliberate to the unlikelihood that the next occasion was accidental.
136 I turn now to the Tribunal’s approach.
137 Immediately following its recitation of the oral submissions of the parties (as
set out above), the Tribunal made reference to non-propensity uses of the evidence
of one complaint in proof of another. Reference was made to context and
relationship evidence. The Tribunal noted again that the Board had submitted it
was not relying on propensity reasoning before saying (Reasons [150]):
We agree with the complainant’s submissions that where, if we were satisfied for example
that the respondent had touched a student inappropriately on one occasion, that it may
become relevant to consider that finding when assessing whether on another occasion we
should accept the explanation of the respondent that touching was accidental. That is not
to say that we would reason by saying that several disputed accidents must mean non
accident, or that just because the respondent touched someone inappropriately on one
occasion, he did so on another. Rather it is to look at the evidence as a whole, taking into
account multiple occasions where he admits to being a ‘touchy’ or ‘tactile’ person, the
occasions where he touches people in a non-sexual way admittedly without their consent,
occasions where we find that he touched people inappropriately without their consent, and
then, in assessing whether he did so on other occasions take into account that as background
when assessing the particularity of what was alleged on a separate occasion, the likelihood
of the competing versions of events, and the explanation provided by the respondent.
138 Respectfully, some aspects of the reasoning in that paragraph are open to
differing interpretations. It is fair to say, however, as the Board did, that it does
not explicitly invoke propensity reasoning. It is more illuminating to consider the
Tribunal’s reasons in respect of particular allegations.
Particular 3.1 (AA)
139 In respect of particular 3.1, the Tribunal set out the competing bodies of
evidence, the main features of which I have reproduced earlier. The Tribunal then
stated that it found that contact was made with AA’s buttock. It identified that the
issue was whether it was intentional (Reasons [178]-[180]). The dispositive
reasoning is then contained in the following passages:
[182] We find that [AA] was an impressive witness, and we accept her evidence on
particular 3.1.
[183] The question is whether her evidence substantiates the allegation.
[184] The description of the touch as a swooping action across her bottom coupled with
her disquiet afterwards, coupled with the evidence of more than one witness who has
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experienced a touch on their bottom provides support for the allegation. The findings
in relation to allegation 3.3 set out below are also significant. We do not suggest
however that just because more than one person makes an allegation that two
allegations that are otherwise unsubstantiated become substantiated in combination.
[185] Having regard to the principles in Briginshaw there are also good arguments to be
raised by the respondent. The best points made are:
[185.1] The acceptance by [AA] that it would not be unreasonable for him to walk
behind her in the theatre.
[185.2] That the room was crowded.
[185.3] [AA] initially thought that it was accidental but felt differently about it later.
[185.4] Although she thought it was his hand, she agreed what she felt could have
been another flat part of his body.
[186] Those are good arguments and give serious pause for thought. They are taken into
account by the Tribunal.
[187] We have however found that the allegation as charged is proven to the Briginshaw
standard. The tipping points are:
[187.1] Our positive assessment of [AA] as a witness.
[187.2] The description that she felt something like an open hand.
[187.3] The description that it was over the width of her bottom.
[187.4] It is hard to see how an accidental brush would feel like an open hand with
a swooping motion and would be over the width of her bottom if it was an
‘accidental contact’.
[187.5] The incident takes place in a wider context. As we set out below, having
accepted the evidence the evidence of other witnesses including [BB], the
[appellant] has touched other people on the bottom, groin area, breasts, and
shoulders.
140 Focusing upon Reasons [187], and confining attention to whether what AA
described was an intentional touch or not, it is not entirely clear why the Tribunal’s
positive assessment of her as a witness (Reasons [187.1]) assisted in drawing one
inference over another as to the appellant’s intent, save to the extent it explains
why the Tribunal accepted the factual propositions in Reasons [187.2] and [187.3],
which then provide the basis for the proposition in Reasons [187.4].
141 The issue, so far as this ground of appeal is concerned, is with Reasons
[187.5] and, in particular, reliance upon the evidence of the witness [BB] and her
evidence that the appellant deliberately touched her on the breasts and groin area.
142 If the Tribunal had confined attention to those instances where the appellant
accepted that contact had been made but said that it was accidental or
unintentional, the reasoning in Reasons [187.5] might have involved reasoning that
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it is improbable that there should have been so many innocent incidents involving
the appellant that have caused concern to female colleagues. But the appellant
made no contention of unintentional touching of BB’s breast or groin. He flatly
denied it.
143 It is hard to see what relevance BB’s evidence, about an event in 2014, could
have to the improbability of the appellant having made accidental or non-
accidental contact with AA in 2012. A person who is found to have deliberately
touched A is not for that reason inherently less likely to make innocent contact
with B (as a stand alone proposition). They may be more likely to have made
deliberate contact with B, but only if the contact with A manifests an interest to
make uninvited inappropriate contact with female colleagues and a preparedness
to act on it. That is propensity reasoning.
144 It is also difficult, given the sequence of events, and the fact that particular
3.1 is the first occasion in time, to see how later allegations could provide relevant
context, or explain why the appellant might, notwithstanding the risks, have
believed, in 2012, that he might suffer no consequence if he touched a female
colleagues’ bottom.
145 It seems to me, therefore, that the Tribunal has engaged in a form of
probability reasoning that involved reliance upon a propensity to touch people
deliberately.45 In other words, whilst it might seem surprising or improbable that
a senior practitioner would deliberately touch the bottom of a female colleague in
the presence of others, that becomes less likely when it is considered that on
another later occasion he deliberately touched a female colleague’s breast, torso,
groin and leg. Certainly there is nothing strikingly similar about AA and BB’s
allegations such as to suggest that the fourth type of reasoning identified earlier
might be appropriate, and for reasons I gave earlier, AA’s credibility and reliability
was not really in issue on this question.
Particular 3.4 (CC)
146 In relation to this particular, after setting out the relevant bodies of evidence
and noting that it raised similar issues to particular 3.1, the Tribunal said:
[245] There are some good arguments put forward by the [appellant] as to why the
particular is not made out. Even if one accepted [CC’s] evidence the [appellant] has
a fair point that she herself did not know whether the contact was intentional or not;
it was brief; and it is possible it was accidental.
[246] It is not enough to say that particular 3.1 and particular 3.4 are examples of two
incidents where there was a hand on the bottom and whilst either could be an
accident, two incidents prove the likelihood of intention. The touches in 3.1 and 3.4
are not the same.
45 As was earlier acknowledged, an acceptance of BB’s account was potentially relevant to the credibility
of the appellant’s evidence, but the Tribunal’s use of the BB evidence appears to go beyond this.
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[247] Two events that could be accidents do not in combination by themselves prove
intention. There could easily be two accidents.
[248] We pay close attention again to the description of the touching as a slap or smack.
[CC] was clear that she felt a slap or smack. A slap or smack on the bottom is
different to what one would feel from an accidental knock (making that finding on
the balance of probabilities even if it is possible that the contact was accidental). The
location of the slap or smack is telling.
[249] Having regard to the evidence as a whole, including the admitted occasions where
the [appellant] has touched female registrars, and our findings as regards particular
3.3, together with our assessment of the [appellant] as a witness has led us to find
the smack or slap was intentional.
[250] The particular is made out as charged.
147 In Reasons [246]-[247], the Tribunal appeared to consider but not rely upon
what I have described as the third kind of reasoning, at least with respect to
particulars 3.1 and 3.4. The Tribunal seems to have based its decision, to a
significant extent, on the unlikelihood that something that felt like a smack would
be accidental. But then, at Reasons [249], the Tribunal appeared to bring to bear
its findings as regards particular 3.3, being the deliberate touching of BB. For the
same reasons as I expressed in relation to particular 3.1, this appears to have
involved an element of propensity reasoning.
Particular 3.12 (DD)
148 In relation to particular 3.12, the Tribunal summarised the trial evidence of
DD and the appellant.
149 There were two particular credit issues arising. In respect of DD, the issue
was that in cross-examination, in response to the suggestion she thought nothing
at the time of the contact she described, she responded ‘I did note it down’.
However, the notes of the day in question did not refer to that particular incident.
It was in these terms:
Very aggressive approached first thing in the morning – did you not get my email? Do you
not check your emails? Did you now know you have to have all your supervisors and their
CVs on your ethics application? You don’t have mine – who are your supervisors? What
am I to you? I find it very offensive how exclusive and selective your research is. We are
an all-inclusive department and its very disrespectful how you and your current supervisors
have gone about this. Did they not tell you about EKM, GRF or Prof GH? Well your
supervisor should have told you
150 In respect of the appellant, the issue was that his original response to the
allegations was that he did not admit the incident on the basis he could not recall
it, but said that if it did happen it was accidental. Yet in his affidavit, as described
earlier, he purported to recall walking past DD on the day in question holding a
briefcase and papers.
151 The Tribunal’s dispositive reasoning on this particular was in these terms:
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[329] The [appellant’s] counsel submits that [DD] should not be believed because she kept
notes, and the notes of this day record another incident but not this incident. The
[appellant] submits that is fatal to her credibility. We agree that it is relevant, but do
not consider it to be fatal. Notes are often imperfect records. The incident is recorded
in her statement, and she remembered the date by reference to her ethics application.
She was definite in her responses to questions in cross examination.
[330] Whilst the absence of a contemporaneous note might give pause for thought, we have
found [DD] to be a credible witness. She has given detailed evidence of this event.
She was not shaken in cross examination, stating that this was not the first time
someone has touched her bottom and knows what it feels like. We consider that it is
unlikely that she confused a touch with the hand with a knock by a briefcase. We do
not overlook that in cross examination she did agree that the touch was consistent
with a contact that was either accidental or intentional. However, viewing the
evidence as a whole, in particular her evidence as we summarised earlier, the
unsatisfactory nature of the [appellant’s] evidence of the topic, combined with the
fact that other witnesses have recounted being touched on the bottom, and the
[appellant] has touched female staff and students on the shoulders, thighs, and arms,
we have found that the touching was intentional and not a mere accident.
[331] We find that particular 3.12 is made out as charged.
152 The Tribunal did not in Reasons [330] explicitly refer to the incident the
subject of particular 3.3. The reference to other incidents of touching on the
bottom might involve reasoning of the third kind described earlier, but the Tribunal
also referred to admitted occasions of intentional touching which were not found
to have been undertaken with a sexual intent. Having regard to the reasoning of
the Tribunal on the other counts, it is difficult to be confident that propensity
reasoning did not intrude.
Particular 3.15 (EE)
153 In respect of this particular, the Tribunal’s dispositive reasoning was in these
terms:
[381] We accept that the incident happened. If the only evidence was that there was a
brushing past in the corridor, we would be unlikely to be satisfied on the Briginshaw
standard that there was a deliberately inappropriate touching in the incident given
[EE] made a concession it could have been accidental. However, the corridors were
wide enough that there was no need for the [appellant] to be walking close enough
to [EE] to touch her. That of itself of course does not rule out the possibility of
accidental contact. There was no suggestion of the [appellant] apologising or
acknowledging the contact, which one would expect if two people crossed paths and
one touched the other where one had not looked where they were going. [EE] did
stop and turnaround, and described the contact as ‘purposeful’. The [appellant’s]
evidence is curious. He says he does not recollect the incident, but if occurred then
he was in close proximity with likely his briefcase in one hand and medical files in
the other (similar to his evidence about any touch with [DD] on the backside which
he then seemed to retreat from). We do not accept that any touch was with the
briefcase. Weighing up the evidence as a whole we find that the contact was
deliberate. That evidence includes the evidence of the incident that we have
described. It also occurs in the context of the other evidence of touching, including
on the bottoms of female registrars, and the circumstances that there was need for a
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bump given the width of the corridor we are satisfied that there was a touch on the
leg that was inappropriate.
[382] We accordingly find that particular 3.15 is made out as charged.
154 The Tribunal’s reasoning in relation to this particular does not in terms refer
to the incident respecting BB, or to any of the admitted intentional but non-sexual
touching of other complainants, but reference is made generally to ‘evidence of
touching, including on the bottoms of female registrars’ (emphasis added).
Viewed in insolation there would be no sufficient reason to infer that the Tribunal
has engaged in propensity reasoning in this paragraph. Viewed in the wider
context of the Reasons, however, the picture is less clear.
Disposition of appeal ground 3
155 As earlier noted, the appeal ground was primarily framed by reference to
notions of procedural fairness.
156 In my view, when hearing a disciplinary matter, the Tribunal will not always
be bound to limit its reasoning to the approach urged by the relevant disciplinary
body. As I observed in Angelakis v Psychology Board of Australia:46
A disciplinary matter involves the public interest, with the result that, to a greater extent
than is the case in ordinary litigation involving private interests, the forensic choices of the
parties cannot bind the tribunal.47
157 However, if the Tribunal is to engage in reasoning of a kind that has been
disavowed by the disciplinary body, there may, depending on the importance and
nature of the issue, be a failure to afford procedural fairness of a kind that vitiates
the result, if the parties are not provided an opportunity to make submissions in
response to the proposed reasoning.
158 I express no concluded view about the position that would or should have
been reached if the Board had given notice that it would invite the Tribunal to rely
on propensity reasoning, or if the Tribunal had invited the parties to explain why
it should not do so. The important point for present purposes is that the appellant
did not have a full opportunity to develop submissions about whether and if so how
the Tribunal might embark on reasoning of that kind.
159 Even in a criminal case, it is not inevitable that an issue of this kind will
require the appeal to be allowed. The case must be looked at realistically and in
context.48
46 [2024] SASC 133 at [317].
47 See, eg, Law Society of South Australia v Jordan (1998) 198 LSJS 434 at 465 (Doyle CJ, Millhouse and
Nyland JJ agreeing).
48 See, eg, Kirkland v The Queen [2021] SASCA 14 at [171] (Lovell JA, Bleby JA agreeing), Nelson (a
pseudonym) v The King [2025] SASCA 79 at [195]-[201] (S Doyle and David JJA).
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160 In the present case, the Tribunal by no means staked its entire reasoning on
the fact that each allegation formed part of a broader context of allegations of
touching, but it does seem that the evidence relating to particular 3.3 was
significant to the Tribunal’s resolution of the four particulars under consideration.
161 This appeal ground falls to be considered in the context of my assessment of
appeal ground 1 in respect of particular 3.3. Because there were relevant
misapprehensions affecting the Tribunal’s findings in respect of that particular, the
risk that the evidence relating to that particular was deployed in connection with
the other four particulars in a way that was not anticipated by the Board’s case
carries with it a greater risk of injustice than might otherwise have been the case.
It makes it difficult, and in my view inappropriate, for the appellate court to make
an assessment as to whether, excluding any notion of propensity reasoning from
consideration, the Tribunal’s reasoning (including by having regard to other
allegations as providing ‘wider context’) can be sustained.
162 Accordingly, unless appeal grounds 4-7 succeed, I consider that the findings
concerning the four particulars in question are relevantly vitiated, and that the
question of whether they are made out should be remitted for further hearing.
Appeal grounds 4, 5, 6 and 7
163 Whereas appeal ground 3 complained of the Tribunal’s approach to the use,
as between complainants, of evidence of touching, appeal grounds 4, 5, 6 and 7
more directly challenge the findings that the appellant committed the conduct
alleged in particulars 3.1, 3.4, 3.12 and 3.15.
164 Absent any suggestion of a process error of a material kind in relation to the
findings in question, the appellant would face a considerable burden in challenging
these findings, influenced, as they were, to an extent, by impressions of the
witnesses. In saying this, I appreciate that to differing extents each of AA, CC,
DD and EE accepted that the contact they felt may have been consistent with
innocent contact or accident and, to that extent, their credibility was not critical.
165 However, in the case of particulars 3.4, 3.12 and 3.15, at least, the accounts
of the complainants were of contact that seems somewhat unlikely to have been
accidental. In the case of particular 3.4, if it is accepted that CC’s perception that
what she experienced was a ‘smack’, as distinct from some other kind of contact
to her buttocks, as a matter of ordinary experience, and even in a crowded space,
that reasonably strongly contra-indicates accidental or incidental contact. In the
case of particulars 3.12 and 3.15, there would not appear to have been any
particular reason to come in sufficiently close proximity to the complainants for
there to have been a material risk of incidental or accidental contact. And in the
case of particular 3.15, the point that, if the contact was incidental or accidental, it
would likely have been known to the appellant, and that it is therefore somewhat
surprising that he did not acknowledge or apologise for it, has some force.
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[2026] SASC 11 B Doyle J
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166 In the case of those three allegations in particular, it seems to me that in the
absence of contrary evidence, it would at least be open to a trier of fact reasonably
to be satisfied, bearing in mind the Briginshaw standard, that there was deliberate
contact in each case. However, there was contrary evidence, in the form of the
appellant’s sworn denial that he made intentional contact with each of the
complainants.
167 The difficulty on appeal is that in considering the weight to be given to that
evidence, it would be necessary to express a view about his general credibility and
reliability as a witness. Whilst a review of the record of his evidence, and a
comparison between it and any initial responses he made, permits some assessment
to be made of his evidence, without having seen the appellant give evidence, a
complete assessment is impossible.
168 Of course, the Tribunal formed a relatively negative view of him as a witness,
but in circumstances where that view may have been informed by (or at least not
counteracted by) a consideration of the possible effect of the agreed facts on the
question whether BB had given a previous consistent statement, and if, as I
apprehend to be the case, propensity reasoning of a kind purportedly disavowed
by the Board has infused the Tribunal’s thinking on some other issues, I do not
think I can or should adopt the Tribunal’s assessment of him as a witness.
169 But that does not mean that I must take his evidence at face value. That
would be unfair to the Board. It may be that had I seen him give his evidence first
hand I too would have formed a negative impression of aspects of it.
170 I have carefully considered the other contentions advanced by the appellant
as to why it should be found that the particulars in question were not proved to the
requisite standard.
171 In addition to matters that have already been canvassed by me or in passages
of the Reasons that I have set out, the appellant emphasised that none of the four
complainants described the appellant saying, at the time, or subsequently, anything
to suggest that he was attracted to them or wanted to pursue a relationship with
them. Nor, even though none of them made a contemporaneous complaint, was
he alleged to have made similar contact with them again.
172 In the end, having regard to the natural limitations to which I am subject on
appeal, I am not persuaded that I can find that the conduct is not established. I
have hesitated in respect of particular 3.1 because it is an allegation which, even if
I treat the complainant as credible, might not, in isolation, reach the Briginshaw
standard. I do not share the Tribunal’s assessment, at Reasons [187.4], that it is
hard to see how an accidental brush would feel like an open hand with a swooping
motion over the width of her bottom. As the appellant has submitted, AA had
herself agreed with the suggestion in cross-examination that at the time it felt like
someone brushing past.
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[2026] SASC 11 B Doyle J
44
173 However, it is conceivable that, were I to have regard to the three other
allegations with a view to engaging in reasoning of the third kind earlier described,
I might take a different view, in which case an assessment of the appellant as a
witness would become more central. In the end I have concluded that in respect
of the conduct the subject of particular 3.1, like the other particulars I have
addressed, there should a remittal, rather than a finding on appeal that the
particulars are not made out.
Disposition and orders
174 I have concluded that there should be a remittal for further hearing of
particulars 3.1, 3.3, 3.4, 3.12 and 3.15. The Tribunal members who heard the trial
would be in an invidious position in giving fresh consideration to these allegations.
The trial of those particulars should be before a differently constituted Tribunal. In
the event that one or more of the particulars is found proved, this may complicate
the question of the imposition of a sanction, but I do not consider that it would
create such a difficulty as to require remittal to the Tribunal members who heard
the trial.
175 Whilst I will hear the parties as to the precise form of final order, I consider
that order 1.1 of the Tribunal dated 24 June 2025 should be set aside with respect
to particulars 3.1, 3.3, 3.4, 3.12 and 3.15 (as set out in Schedule A to the Order)
and that, pursuant to s 71(4)(c) of the SACAT Act, unless the Board elects not to
pursue those particulars, a differently constituted Tribunal should conduct a fresh
hearing in order to determine whether those particulars are proved.
176 It will be a matter for the Tribunal, having regard to any submissions of the
parties, and consistent with the objects of the SACAT Act, to determine the extent
of the oral evidence that is appropriate, and to consider ways of avoiding
unnecessary repetition of matters dealt with in the original hearing that are not
relevantly in issue.
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