Alexander v Minister for Home Affairs [2022] HCA 19
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
GAGELER, KEANE, GORDON, EDELMAN, STEWARD AND GLEESON JJ
DELIL ALEXANDER (BY HIS LITIGATION GUARDIAN
BERIVAN ALEXANDER) PLAINTIFF
AND
MINISTER FOR HOME AFFAIRS & ANOR DEFENDANTS
Alexander v Minister for Home Affairs
[2022] HCA 19
Date of Hearing: 16 & 17 February 2022
Date of Judgment: 8 June 2022
S103/2021
ORDER
The questions of law stated for the opinion of the Full Court in the amended
special case filed on 22 October 2021 be answered as follows:
1. Is s 36B of the Australian Citizenship Act 2007 (Cth) invalid in its
operation in respect of the plaintiff because:
(a) it is not supported by a head of Commonwealth legislative
power;
Answer, "No".
(b) it is inconsistent with an implied limitation on Commonwealth
legislative power preventing the involuntary deprivation of
Australian citizenship;
Answer, "Unnecessary to answer".
(c) it effects a permanent legislative disenfranchisement which is
not justified by a substantial reason;
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2.
Answer, "Unnecessary to answer".
(d) it effects a permanent disqualification from being chosen or
from sitting as a senator or a member of the House of
Representatives, otherwise than in the circumstances
contemplated by ss 34 and 44 of the Constitution;
Answer, "Unnecessary to answer".
(e) it reposes in the Minister for Home Affairs the exclusively
judicial function of punishing criminal guilt?
Answer, "Yes".
2. What, if any, relief should be granted to the plaintiff?
Answer, "It should be declared that:
(a) s 36B of the Australian Citizenship Act 2007 (Cth) is invalid;
and
(b) the plaintiff is an Australian citizen".
3. Who should pay the costs of the special case?
Answer, "The defendants".
Representation
D J Hooke SC and S H Hartford Davis with S G Lawrence and D J Reynolds
for the plaintiff (instructed by Australian Criminal and Family Lawyers)
S P Donaghue QC, Solicitor-General of the Commonwealth, and
P D Herzfeld SC with J D Watson and L G Moretti for the defendants
(instructed by Australian Government Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to
formal revision prior to publication in the Commonwealth Law
Reports.
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CATCHWORDS
Alexander v Minister for Home Affairs
Constitutional law (Cth) – Powers of Commonwealth Parliament – Power to make
laws with respect to naturalisation and aliens – Cessation of Australian
citizenship – Where s 36B of Australian Citizenship Act 2007 (Cth) provided
Minister for Home Affairs may make determination that person ceases to be
Australian citizen if satisfied, among other matters, that person engaged in
specified conduct demonstrating repudiation of allegiance to Australia – Where
plaintiff Australian citizen by birth and Turkish citizen by descent – Where, after
departing Australia, plaintiff entered and remained in al-Raqqa Province in Syria –
Where al-Raqqa Province a "declared area" for purposes of terrorism-related
offence in Criminal Code (Cth) – Where Australian Security Intelligence
Organisation ("ASIO") reported in June 2021 that plaintiff joined Islamic State of
Iraq and the Levant ("ISIL") by August 2013 and likely engaged in foreign
incursions and recruitment by entering or remaining in al-Raqqa Province – Where
ISIL a designated "terrorist organisation" for purposes of terrorism-related
offences in Criminal Code (Cth) – Where Minister determined pursuant to s 36B,
relying in part on ASIO report, that plaintiff ceased to be Australian citizen –
Whether s 36B valid exercise of legislative power under s 51(xix) of Constitution.
Constitutional law (Cth) – Judicial power of Commonwealth – Where plaintiff's
conduct relevant to Minister's determination under s 36B of Australian Citizenship
Act 2007 (Cth) amounted to conduct element of terrorism-related offence under
s 119.2 of Criminal Code (Cth) – Whether provision providing for cessation of
citizenship on determination by Minister on terrorism-related grounds penal or
punitive in character – Whether s 36B contrary to Ch III of Constitution for
conferring upon Minister exclusively judicial function of adjudging and punishing
criminal guilt.
Words and phrases – "adjudging and punishing criminal guilt", "alien",
"banishment", "citizen", "citizenship", "citizenship cessation", "denationalisation",
"deprivation of liberty", "exercise of judicial power", "exile", "foreign incursions
and recruitment", "hardship or detriment", "protective purpose", "punitive
character", "reciprocal rights and obligations", "repudiation of allegiance to
Australia", "retribution", "shared values of the Australian community",
"terrorism", "terrorism-related grounds".
Constitution, s 51(xix), Ch III.
Australian Citizenship Act 2007 (Cth), ss 36A, 36B, 36D.
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1 KIEFEL CJ, KEANE AND GLEESON JJ. The plaintiff ("Mr Alexander") was
born in Australia on 5 August 1986. As a result, by operation of s 10(1) of the
Australian Citizenship Act 1948 (Cth) ("the 1948 Citizenship Act"), he became an
Australian citizen. He also acquired Turkish citizenship by descent at birth under
the law of the Republic of Turkey, as his parents were Turkish citizens.
Mr Alexander remains a Turkish citizen.
2 In July 2021, the Minister for Home Affairs ("the Minister") made a
determination pursuant to s 36B of the Australian Citizenship Act 2007 (Cth) ("the
Citizenship Act"), as amended by the Australian Citizenship Amendment
(Citizenship Cessation) Act 2020 (Cth) ("the 2020 Amending Act"), that
Mr Alexander ceased to be an Australian citizen. At that time, Mr Alexander was
in prison in Syria, where he remains.
3 In these proceedings, brought in the original jurisdiction of this Court,
Mr Alexander seeks, among other relief, declarations that s 36B of the Citizenship
Act is invalid and that he is an Australian citizen. Several grounds are advanced in
support of Mr Alexander's challenge; but his challenge may be decided, and his
rights determined, by addressing his contentions that s 36B is invalid: first, because
it is not within the power of the Parliament to make laws with respect to
"naturalization and aliens" under s 51(xix) of the Constitution; and, secondly,
because the exercise of the power reposed in the Minister to deprive him of his
citizenship is an exclusively judicial function under Ch III of the Constitution.
While the first of these contentions should be rejected, the second must be
accepted. Section 36B of the Citizenship Act is invalid to that extent, and
Mr Alexander remains an Australian citizen.
Mr Alexander's plight
4 On 16 April 2013, Mr Alexander departed Australia for Turkey, indicating
on his outgoing passenger card that he would be overseas for three months. He had
informed his family that he intended to arrange a marriage and that he would return
to Australia. Having entered Turkey, at some point Mr Alexander travelled to
Syria, where he married his wife.
5 The Australian Security Intelligence Organisation ("ASIO") reported in
June 2013 that Mr Alexander's travel to Syria was facilitated through a
Sydney-based network developed by Mr Alqudsi, who had previously been
charged with terrorism-related offences1. Mr Alexander was reported to be part of
a group that was taken to Syria by a senior Syria-based Australian member of the
1 See R v Alqudsi (2015) 328 ALR 517 at 519 [4]; Alqudsi v The Commonwealth
(2015) 91 NSWLR 92 at 95 [1].
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Kiefel CJ
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Gleeson J
2.
Islamic State (also known as "ISIL" or "ISIS"). At this time, the Islamic State had
been designated in the Criminal Code (Cth) (under various names) as a terrorist
organisation. ASIO later reported that it was "likely" that Mr Alexander had joined
ISIL by August 2013, and that he had "likely engaged" in foreign incursions and
recruitment by entering or remaining in al-Raqqa Province in Syria on or after
5 December 2014.
6 In November 2017, Mr Alexander was apprehended by Kurdish militia in
the village of Ziban in Deir El-Zour Province in Syria (which was not a declared
area). In March 2018, he was transferred to the custody of Syrian authorities and
was subsequently charged by Syrian prosecutors with offences against the Syrian
Penal Code.
7 On 31 January 2019, Mr Alexander was convicted and sentenced by a
Syrian court to a term of imprisonment for 15 years – subsequently reduced to
five – on the strength of admissions he had made during an interrogation.
However, Mr Alexander's sister, who appears as his litigation guardian in these
proceedings, stated that Mr Alexander told her that he was tortured and forced to
sign a paper while in the custody of the Kurdish militia and Syrian authorities
without reading its contents.
8 By reason of a pardon from the Syrian government, Mr Alexander's term of
imprisonment has expired. However, he remains in detention for a number of
reasons, including that he cannot be released into the Syrian community, nor can
he be repatriated to Turkey or Australia.
9 On 13 July 2020, Mr Alexander was moved to the prison known as
Far' Falastin, or Branch 235, which is located in Damascus and operated by Syrian
intelligence authorities. For the duration of the conflict in Syria, there have been
reports of government forces arbitrarily detaining persons simply for being
perceived to be opponents of the State, including in Kurdish territory where
persons are suspected of affiliation with the Islamic State. The detention of
prisoners in government-controlled prisons in Syria has been associated with
serious human rights violations, including torture.
10 Since 15 July 2021, neither Mr Alexander's family nor his lawyers have
been able to contact him. Mr Alexander claims that, according to his Syrian
lawyer, the fact that he is no longer an Australian citizen is a reason for his
continuing detention.
The Australian government's decisions about Mr Alexander
11 Following Mr Alexander's arrival in Syria, the Australian government made
several decisions in relation to him leading up to the determination of his
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3.
citizenship. On 5 September 2013, the then Acting Minister for Foreign Affairs
decided to cancel Mr Alexander's passport under s 22(2)(d) of the Australian
Passports Act 2005 (Cth). That was on the basis that ASIO suspected on
reasonable grounds that "if an Australian passport were issued to [Mr Alexander],
[Mr Alexander] would be likely to engage in conduct that might prejudice the
security of Australia or a foreign country"2. This decision did not affect his status
as an Australian citizen, or any entitlement that he may have had to Australian
citizenship or consular assistance.
12 On 19 June 2020, the Minister made a Temporary Exclusion Order ("TEO")
in respect of Mr Alexander, pursuant to the Counter-Terrorism (Temporary
Exclusion Orders) Act 2019 (Cth). The effect of the TEO was to prevent
Mr Alexander from entering Australia while it remained in force, which was until
30 January 2022.
13 On 16 June 2021, the Director-General of Security at ASIO provided a
Qualified Security Assessment ("QSA") of Mr Alexander to the Minister. The
purpose of the QSA was to advise whether it would be consistent with the
requirements of security for prescribed administrative action to be taken under the
Citizenship Act in respect of Mr Alexander. Although ASIO, in the QSA, did not
make any recommendation in relation to Mr Alexander's citizenship, it stated that,
if the Minister were satisfied that Mr Alexander had engaged in specified conduct
and that conduct demonstrated that he had repudiated his allegiance to Australia,
the Minister might make a determination in writing that he ceased to be an
Australian citizen.
14 The QSA stated that, based on "substantial classified reporting and some
unclassified corroborating information", ASIO assessed that Mr Alexander "likely
engaged in foreign incursions and recruitment by entering or remaining in
al-Raqqa Province in Syria, a declared area, on or after 5 December 2014" and
"likely travelled to Syria in early-to-mid-2013, and had joined the Islamic State of
Iraq and the Levant ... by August 2013".
15 On 2 July 2021, the Minister determined, pursuant to s 36B(1) of the
Citizenship Act, that Mr Alexander ceased to be an Australian citizen. The
determination stated that the Minister was satisfied that: Mr Alexander had
engaged in foreign incursions while outside Australia3, which demonstrated a
2 See Australian Passports Act 2005 (Cth), s 14(1)(a)(i).
3 s 36B(5)(h) of the Citizenship Act.
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4.
repudiation of his allegiance to Australia4; that it would be contrary to the public
interest for Mr Alexander to remain an Australian citizen5; and that Mr Alexander
would not become stateless by reason of the determination6. In making that
determination, the Minister relied, in part, on the QSA. The Minister was not
required to, and did not, give a statement of reasons for the determination.
The proceedings in this Court
16 The proceedings in this Court were commenced on 13 July 2021. On
26 October 2021, Steward J made orders, including that Ms Alexander be
appointed as Mr Alexander's litigation guardian pursuant to r 21.08.6 of the High
Court Rules 2004 (Cth).
17 The parties filed an amended special case pursuant to r 27.08 of the High
Court Rules, in which they agreed to state a number of questions for the opinion
of the Full Court of this Court. As already noted, it is not necessary to decide all
those questions "in order to do justice in [this] case and to determine the rights of
the parties"7. It is sufficient for the determination of Mr Alexander's challenge to
the validity of s 36B to deal with the questions whether s 36B is invalid in its
operation in respect of Mr Alexander because it is not supported by a head of
Commonwealth legislative power, and, alternatively, whether it is invalid because
it reposes in the Minister the exclusively judicial function of adjudging and
punishing criminal conduct.
18 While it will be necessary later in these reasons to notice other provisions
inserted into the Citizenship Act by the 2020 Amending Act, it is sufficient, for the
first of these questions, to summarise the terms of s 36B and its ancillary
provisions.
Section 36B
19 Section 36B is part of a suite of provisions in Subdiv C of Div 3 of Pt 2 of
the Citizenship Act which effect the "cessation of citizenship" on terrorism-related
4 s 36B(1)(b) of the Citizenship Act.
5 s 36E(2) of the Citizenship Act.
6 s 36B(2) of the Citizenship Act.
7 Lambert v Weichelt (1954) 28 ALJ 282 at 283; Mineralogy Pty Ltd v Western
Australia (2021) 95 ALJR 832 at 846 [56]; 393 ALR 551 at 565.
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grounds. It, and its companion provisions, were introduced into the Citizenship
Act by the 2020 Amending Act to replace the scheme previously enacted by the
Australian Citizenship Amendment (Allegiance to Australia) Act 2015 (Cth) ("the
Allegiance to Australia Act")8. It maintains the focus of the previous legislation on
the notion of a repudiation of allegiance to Australia9.
20 Section 36B provides relevantly as follows:
"Cessation of citizenship on determination by Minister
(1) The Minister may determine in writing that a person aged 14 or older
ceases to be an Australian citizen if the Minister is satisfied that:
(a) the person:
(i) engaged in conduct specified in subsection (5) while
outside Australia; or
(ii) engaged in conduct specified in any of
paragraphs (5)(a) to (h) while in Australia, has since
left Australia and has not been tried for an offence in
relation to the conduct; and
(b) the conduct demonstrates that the person has repudiated their
allegiance to Australia; and
(c) it would be contrary to the public interest for the person to
remain an Australian citizen (see section 36E).
Note: A person may seek review of a determination made under this subsection in the High
Court of Australia under section 75 of the Constitution, or in the Federal Court of
Australia under section 39B of the Judiciary Act 1903. See also section 36H of this Act
(revocation of citizenship cessation determination on application to Minister).
(2) However, the Minister must not make a determination if the Minister
is satisfied that the person would, if the Minister were to make the
8 Independent National Security Legislation Monitor, Report to the
Attorney-General: Review of the operation, effectiveness and implications of
terrorism-related citizenship loss provisions contained in the Australian Citizenship
Act 2007, Report No 7 (2019) at 58 [6.90].
9 s 36A of the Citizenship Act.
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determination, become a person who is not a national or citizen of
any country.
(3) The person ceases to be an Australian citizen at the time the
determination is made.
(4) Subsection (1) applies to a person who is an Australian citizen
regardless of how the person became an Australian citizen (including
a person who became an Australian citizen upon the person's birth).
(5) For the purposes of paragraph (1)(a), the conduct is any of the
following:
...
(h) engaging in foreign incursions and recruitment".
21 As to s 36B(5)(h), the expression "foreign incursions and recruitment" has
the same meaning as in s 119.2 of the Criminal Code (Cth) (which relevantly
makes it an offence for an Australian citizen to enter, or remain in, a declared area
in a foreign country), but it does not include the fault elements that apply in relation
to that offence10. It should also be noted that a determination may be made in
relation to conduct specified in s 36B(5) that was engaged in prior to its
commencement11.
22 The powers of the Minister under s 36B may only be exercised by the
Minister personally12. The rules of natural justice do not apply in relation to making
a decision or exercising a power under that section13. A determination made under
s 36B(1) is not a legislative instrument14.
10 s 36B(6) of the Citizenship Act.
11 See 2020 Amending Act, Sch 1, item 18.
12 s 36B(9) of the Citizenship Act.
13 s 36B(11) of the Citizenship Act.
14 s 36B(12) of the Citizenship Act.
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23 A determination made under s 36B(1) may be revoked on application to the
Minister by the person the subject of the determination15, on the Minister's own
initiative16, or automatically by operation of law17. Unless a determination is
revoked by one of those means, the person can never become an Australian citizen
again18.
24 In relation to the assessment of the public interest for the purposes of a
determination under s 36B(1), or whether to revoke such a determination under
s 36J, s 36E(2) relevantly provides:
"The Minister must have regard to the following matters:
(a) in deciding whether to make a determination under
subsection 36B(1) or revoke such a determination – the severity of
the conduct to which the determination relates;
...
(c) the degree of threat posed by the person to the Australian
community;
(d) the age of the person;
(e) if the person is aged under 18 – the best interests of the child as a
primary consideration;
(f) in deciding whether to make a determination under
subsection 36B(1) or revoke such a determination – whether the
person is being or is likely to be prosecuted in relation to conduct to
which the determination relates;
15 s 36H of the Citizenship Act.
16 s 36J of the Citizenship Act.
17 s 36K of the Citizenship Act.
18 s 36L of the Citizenship Act.
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(g) the person's connection to the other country of which the person is a
national or citizen and the availability of the rights of citizenship of
that country to the person;
(h) Australia's international relations;
(i) any other matters of public interest."
25 When a determination has been made under s 36B(1), the Minister is
required to give written notice of the determination to the person in accordance
with the requirements in s 36F. Again, the rules of natural justice do not apply in
relation to making a decision or exercising a power under that section19. The
exception to the requirement to give notice is where the Minister is satisfied that
giving the notice could prejudice the security, defence or international relations of
Australia, or Australian law enforcement operations20.
26 The practical effect of the exercise by the Minister of the power conferred
by s 36B(1) is that the person affected has no right to return to Australia and be at
liberty in this country, because the Migration Act 1958 (Cth) would require that
(save in the unlikely event that the person were granted a visa) the person be taken
into detention for the purposes of deportation21.
Section 51(xix) of the Constitution
27 Section 51(xix) of the Constitution empowers the Commonwealth
Parliament to make laws with respect to "naturalization and aliens". The
defendants confined their arguments in support of s 36B as a valid exercise of the
legislative power of the Commonwealth to reliance upon s 51(xix).
28 Mr Alexander submitted that s 36B is not supported by s 51(xix) in its
application to him because, as a person who became an Australian citizen at birth
by virtue of s 10 of the 1948 Citizenship Act, he could not thereafter be regarded
as an "alien". Mr Alexander's contention is that once a person attains the status of
an Australian citizen, the operation of s 51(xix) is "spent" so that Parliament cannot
make a law that would transform a non-alien into an alien.
29 Mr Alexander also argued that s 36B(5)(h) is invalid, because the conduct
element of the offence against s 119.2 of the Criminal Code (Cth) is, of itself,
19 s 36F(7) of the Citizenship Act.
20 s 36G of the Citizenship Act.
21 Migration Act 1958 (Cth), s 189.
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incapable of being regarded as the repudiation of the allegiance owed by a citizen
to Australia. It was said that without a mental element of intention to engage in
that conduct, the mere act of entering a "declared area" was not so extreme and
repugnant as to be objectively incompatible with, and capable of rupturing, the
citizen-State relationship. It was also said that s 51(xix) could not support the
retroactive operation of s 36B, as it had been applied to Mr Alexander.
30 Mr Alexander's submissions on this first issue should not be accepted.
Those submissions may now be addressed in turn.
Citizens and aliens
31 Citizenship, as formal membership of the national community, is a statutory
concept22. It is the grant of Australian citizenship that creates the status which
attracts constitutional protections and engages federal and State legislation that
confers or denies rights, privileges, immunities or duties23. Relevantly for
Mr Alexander, the status of Australian citizenship includes the right to enter and
remain in Australia24, the entitlement to an Australian passport25, and the right and
duty to vote in federal elections26.
32 Citizenship is not a concept used in the Constitution (save for s 44(i), which
is concerned with foreign citizenship). The Constitution, in contrast to the first
clause of the Fourteenth Amendment to the Constitution of the United States, does
not contemplate that individuals born here are citizens of Australia, much less that
they are indelibly so. This Court's decisions in Singh v The Commonwealth27 and
22 Nolan v Minister for Immigration and Ethnic Affairs (1988) 165 CLR 178 at 183;
Roach v Electoral Commissioner (2007) 233 CLR 162 at 174 [7]; Love v The
Commonwealth (2020) 270 CLR 152 at 263 [300], 264 [305]; Chetcuti v The
Commonwealth (2021) 95 ALJR 704 at 711-715 [14]-[34], [38]; 392 ALR 371 at
375-380, 381.
23 Hwang v The Commonwealth (2005) 80 ALJR 125 at 129 [13]; 222 ALR 83 at 87.
24 Potter v Minahan (1908) 7 CLR 277 at 305; Love v The Commonwealth (2020) 270
CLR 152 at 198 [95]; Migration Act 1958 (Cth), ss 4, 42.
25 Australian Passports Act 2005 (Cth), s 7 (subject to Pt 2, Div 2).
26 Commonwealth Electoral Act 1918 (Cth), s 93(1)(b)(i).
27 (2004) 222 CLR 322.
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Koroitamana v The Commonwealth28 would be plainly misconceived if, as a matter
of constitutional law, a person born in Australia has for that reason, and quite apart
from any law of the Parliament, a right to live here. Mr Alexander's counsel made
no attempt to challenge the correctness of Singh and Koroitamana.
33 While alienage, describing a lack of formal legal relationship with the
community or body politic, is a constitutional concept29, the Constitution leaves it
to Parliament to decide who shall be granted the status of citizenship and what that
status may mean in terms of the rights, privileges, immunities and duties of
citizens. In this regard, s 51(xix) of the Constitution empowers the Parliament to
"create and define the concept of Australian citizenship"30, to select or adopt the
criteria for citizenship or alienage31 and to attribute to any person who lacks the
qualifications prescribed for citizenship "the status of alien"32. In Chetcuti v The
Commonwealth33, Kiefel CJ, Gageler, Keane and Gleeson JJ said that "the aliens
power encompasses both power to determine who is and who is not to have the
legal status of an alien and power to attach consequences to that status".
28 (2006) 227 CLR 31.
29 Chetcuti v The Commonwealth (2021) 95 ALJR 704 at 718 [53], 720 [59]; 392 ALR
371 at 384, 386.
30 Koroitamana v The Commonwealth (2006) 227 CLR 31 at 46 [48], citing Re
Minister for Immigration and Multicultural Affairs; Ex parte Te (2002) 212 CLR
162 at 173 [31], 180 [58], 188-189 [90], 192 [108]-[109], 215-216 [193]-[194],
219-220 [210]-[211], 229 [229].
31 Singh v The Commonwealth (2004) 222 CLR 322 at 397-398 [197]; Koroitamana v
The Commonwealth (2006) 227 CLR 31 at 37 [9], 46 [50], 49 [62].
32 Shaw v Minister for Immigration and Multicultural Affairs (2003) 218 CLR 28 at
35 [2].
33 (2021) 95 ALJR 704 at 710 [12]; 392 ALR 371 at 374.
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34 It has been said in this Court that the terms "citizen" and "alien" are
antonyms34. Recently, the majority of this Court in Love v The Commonwealth35
held that Aboriginal Australians who satisfy the tripartite test in Mabo v
Queensland [No 2]36 constitute a separate category of non-citizen, non-alien, and
that "non-citizen" is not inevitably and always synonymous with "alien". But in
Chetcuti, Kiefel CJ, Gageler, Keane and Gleeson JJ observed that this Court's
decision in Shaw v Minister for Immigration and Multicultural Affairs37 (from
which the holding of the majority in Love does not depart, except in respect of an
Aboriginal Australian according to the tripartite test in Mabo [No 2]) establishes
that the aliens power supports a law of the Commonwealth which determines who
shall have the status of Australian citizenship, and which provides that persons
who do not share that status are aliens38.
35 In Pochi v Macphee39, Gibbs CJ said that "Parliament cannot, simply by
giving its own definition of 'alien', expand the power under s 51(xix) to include
persons who could not possibly answer the description of 'aliens' in the ordinary
understanding of the word". It does not stretch the ordinary understanding of the
expression "alien" to include within that category an individual who has engaged
34 See Nolan v Minister for Immigration and Ethnic Affairs (1988) 165 CLR 178; Re
Patterson; Ex parte Taylor (2001) 207 CLR 391; Shaw v Minister for Immigration
and Multicultural Affairs (2003) 218 CLR 28 at 35 [2].
35 (2020) 270 CLR 152 at 192 [81], 244 [252], 247 [260], 253-254 [271]-[272],
261-262 [295], 263 [300], 264-266 [304]-[311], 305-308 [432]-[437]. See Pochi v
Macphee (1982) 151 CLR 101 at 109; Chu Kheng Lim v Minister for Immigration,
Local Government and Ethnic Affairs (1992) 176 CLR 1 at 54; Re Patterson; Ex
parte Taylor (2001) 207 CLR 391 at 435-436 [132], 491 [300]; Re Minister for
Immigration and Multicultural Affairs; Ex parte Te (2002) 212 CLR 162 at
179 [53]; Shaw v Minister for Immigration and Multicultural Affairs (2003) 218
CLR 28 at 61 [94]; Singh v The Commonwealth (2004) 222 CLR 322 at 382 [149]-
[150].
36 (1992) 175 CLR 1.
37 (2003) 218 CLR 28.
38 Chetcuti v The Commonwealth (2021) 95 ALJR 704 at 711 [14]-[17]; 392 ALR 371
at 375-376.
39 (1982) 151 CLR 101 at 109, cited with approval in Singh v The Commonwealth
(2004) 222 CLR 322 at 329 [4].
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in conduct exhibiting such extreme enmity to Australia as to warrant being
excluded from membership of the Australian community. The Parliament has the
power under s 51(xix) to attribute the constitutional status of alien to a person who
has lost the statutory status of citizenship. By the same power, Parliament can
define the circumstances in which that occurs.
36 There is ample support in authority for the view that the scope of s 51(xix)
extends to permit Parliament to "determine the legal basis by reference to which
Australia deals with matters of nationality ... to create and define the concept of
Australian citizenship [and] to prescribe the conditions on which such citizenship
may be acquired and lost"40. Mr Alexander's contention that a person who becomes
an Australian citizen is thereby beyond the scope of the power that permits
Parliament to make laws that deprive that person of citizenship is distinctly
inconsistent with the following passage in Nolan v Minister for Immigration and
Ethnic Affairs41, where Mason CJ, Wilson, Brennan, Deane, Dawson and
Toohey JJ said:
"As a matter of etymology, 'alien', from the Latin alienus through old
French, means belonging to another person or place. Used as a descriptive
word to describe a person's lack of relationship with a country, the word
means, as a matter of ordinary language, 'nothing more than a citizen or
subject of a foreign state': Milne v Huber42. Thus, an 'alien' has been said to
be, for the purposes of United States law, 'one born out of the United States,
who has not since been naturalized under the constitution and laws'43. That
definition should be expanded to include a person who has ceased to be a
citizen by an act or process of denaturalization and restricted to exclude a
person who, while born abroad, is a citizen by reason of parentage.
Otherwise, it constitutes an acceptable general definition of the word 'alien'
when that word is used with respect to an independent country with its own
distinct citizenship."
40 Re Minister for Immigration and Multicultural Affairs; Ex parte Te (2002) 212 CLR
162 at 173 [31] (emphasis added), cited with approval in Koroitamana v The
Commonwealth (2006) 227 CLR 31 at 46 [48].
41 (1988) 165 CLR 178 at 183.
42 (1843) 17 Fed Cas 403 at 406.
43 (1843) 17 Fed Cas 403 at 406.
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37 This passage supports the proposition that the status of alien may be
attributed by the Parliament to a person who was previously an Australian citizen
by a law providing for "an act or process of denaturalization". That proposition
cannot stand with Mr Alexander's "once a citizen always a citizen" contention. To
the extent that doubt was cast upon the decision in Nolan by the decision in Re
Patterson; Ex parte Taylor44, the latter decision was itself disapproved, and the
authority of Nolan affirmed, in Shaw45.
38 One may conclude this section of the discussion by noting a fundamental
difficulty in Mr Alexander's argument on this issue, which was revealed starkly in
his counsel's inability, during the course of argument, to provide a satisfactory
answer to the question as to the source of Parliament's power to enact s 10 of the
1948 Citizenship Act, that being the law by which Mr Alexander became an
Australian citizen. As a general principle, where the Parliament may confer rights
by the exercise of legislative power, it may also take them away46. Once it is
accepted, as it must be, that the statute conferring citizenship is the source of
Mr Alexander's rights as a citizen, it must also be accepted that (the present version
of) that statute may limit those rights, including by providing for the circumstances
in which they may be lost. A person who has forfeited the rights of citizenship is
no less accurately described as an alien than a person who has never enjoyed those
rights.
"Naturalization and aliens" at Federation
39 Events in the life of an individual and the nation may affect the relationship
between the individual and the Australian body politic so as to engage the power
conferred on the Parliament to make laws with respect to "naturalization and
aliens".
40 It was only upon the enactment of the Naturalization Act 1870 (UK) with
its provision for "the severing of the connection of a British subject established by
birth within the Crown's dominions" and the British Crown that English law
acknowledged the possibility of bringing to an end the relationship between
44 (2001) 207 CLR 391.
45 Shaw v Minister for Immigration and Multicultural Affairs (2003) 218 CLR 28 at
45 [39], 87 [190]. See also Ruddock v Taylor (2005) 222 CLR 612 at
619-620 [15]-[17], 625 [36].
46 Kartinyeri v The Commonwealth (1998) 195 CLR 337 at 355-356 [12]-[14],
372 [57].
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subject and sovereign47. Until then, under the common law, the connection
between a British subject and the Crown was "indelible"48. The common law
principle was abandoned by the Naturalization Act, which provided by s 4 that any
person, who was a natural-born subject of the Crown and at birth became a foreign
subject under the laws of another state, may make a "declaration of alienage" and
thereby cease to be a British subject. Under s 6 of the Naturalization Act, a British
subject who voluntarily became naturalised in a foreign state was deemed to have
ceased to be a British subject and was to be regarded as an alien, as was, by virtue
of s 10, a woman who, upon marriage, became a subject of the foreign state of
which her husband was a subject49.
41 There can be no doubt that the provisions of the Naturalization Act were
before the framers of the Constitution when they drafted s 51(xix). As Gummow,
Hayne and Heydon JJ said in Singh50:
"Given the state of British law at the time of Federation, and in particular
the provisions of the Naturalisation Act 1870 permitting renunciation of
allegiance51, it would be surprising if the power with respect to
naturalisation and aliens did not extend this far."
42 It would be no less surprising if the power conferred by s 51(xix) did not
extend to support the making of a law identifying the circumstances in which a
person who is currently a citizen may become an alien by reason of the
Commonwealth's response to that person's repudiation of the ties of allegiance.
The people
43 Section 7 of the Constitution provides that the Senate "shall be composed
of senators for each State, directly chosen by the people of the State". Section 24
of the Constitution provides that the House of Representatives "shall be composed
of members directly chosen by the people of the Commonwealth". These
provisions have been said to establish for the people of the Commonwealth
47 Singh v The Commonwealth (2004) 222 CLR 322 at 389 [173].
48 Singh v The Commonwealth (2004) 222 CLR 322 at 389-390 [173].
49 See Romein v Advocate General for Scotland [2018] AC 585 at 590 [4].
50 Singh v The Commonwealth (2004) 222 CLR 322 at 397 [197].
51 Naturalization Act 1870 (UK), ss 3, 4, 6.
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"[e]quality of opportunity to participate in the exercise of political sovereignty
[which] is an aspect of the representative democracy guaranteed by our
Constitution"52.
44 While ss 7 and 24 of the Constitution establish that it is the choice by the
people of the Commonwealth that is the source of the democratic legitimacy of the
Commonwealth Parliament, the Constitution does not state the qualifications for
the exercise of the franchise by the "people of the Commonwealth". This
responsibility was left to the Parliament. Section 51(xix) empowers the Parliament
to give practical content to the expression "the people". As Gageler J said in Love,
the aliens power permits Parliament to53:
"bring a measure of precision to the identification of those to whom the
Constitution refers as 'the people', by laying down criteria for determining
with specificity which persons were and which persons were not to have the
legal status of members of the body politic of the Commonwealth of
Australia."
45 Mr Alexander submitted that a limitation on the power in s 51(xix) is to be
found by regarding a power to denaturalise a citizen as exercisable only for
"substantial reasons". Mr Alexander submitted that the intention of the framers of
the Constitution, and the existence of the "people of the State" and the "people of
the Commonwealth" referred to in ss 7 and 24 of the Constitution respectively,
require that there be limits on the ability of Parliament to "fracture the membership
of the political community of the body politic such as by exclusion of those people
who were, and remain, necessary members of the body politic"54.
46 The references in ss 7 and 24 of the Constitution to "the people" do not
support a limitation on s 51(xix) in addition to that identified by Gibbs CJ in
Pochi55. As with citizenship, so the identification of those members of the people
of the Commonwealth who are to be qualified as electors is the responsibility of
52 McCloy v New South Wales (2015) 257 CLR 178 at 207 [45].
53 Love v The Commonwealth (2020) 270 CLR 152 at 197-198 [94] (footnote omitted).
54 Hocking v Director-General, National Archives of Australia (2020) 94 ALJR 569
at 614 [212]; 379 ALR 395 at 451-452. See also Love v The Commonwealth (2020)
270 CLR 152 at 311 [444].
55 Pochi v Macphee (1982) 151 CLR 101 at 109.
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the Parliament56. Parliament's power in this regard is broad, but there are limits.
Just as Parliament may not expand its law-making power under s 51(xix) of the
Constitution by pursuing an eccentric understanding of alienage, so the Parliament
cannot expand or restrict the electorate by pursuing an eccentric understanding of
"the people"57. The Parliament could not, for example, limit the electorate by
purporting to exclude from the people of the Commonwealth all Australian citizens
of English descent. But while it may be accepted that the Parliament cannot expand
the scope of s 51(xix) by adopting an understanding of the people that would also
be an affront to ss 7 and 24 of the Constitution, there is nothing fanciful in
classifying as an alien – separate from "the people" – an individual who, though
previously a citizen, has acted so inimically to Australia's interests as to repudiate
the obligations of citizenship on which membership of the people of the
Commonwealth depends.
Repudiation of allegiance
47 Mr Alexander argued that it was not open to the Parliament to treat the
conduct described in s 36B(5)(h) as a repudiation of his allegiance constituting
sufficient reason for depriving him of his citizenship.
48 In response, the Solicitor-General of the Commonwealth, appearing for the
defendants, cited examples58 of laws, the validity of which has never been
challenged, that provide for the loss of citizenship as a result of acts indicating
either loyalty to a foreign state or disloyalty to Australia. It was submitted that
s 36B is "of the same genus" as some of those laws59, save to the extent that s 36B
encompasses disloyalty indicated by a willingness to engage in terrorist activity in
a foreign state. Specifically, the conduct captured by s 36B(5)(h) was characterised
56 McCloy v New South Wales (2015) 257 CLR 178 at 206 [42]; Murphy v Electoral
Commissioner (2016) 261 CLR 28 at 82 [157]-[158].
57 McGinty v Western Australia (1996) 186 CLR 140 at 170; Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174 [7], 182 [23], 198-199 [83],
199-200 [85]-[86].
58 Naturalization Act 1917 (Cth), s 7; Nationality Act 1920 (Cth), ss 12(1), (2)(a), 18,
21; Nationality and Citizenship Act 1948 (Cth), ss 17, 19, 21(1).
59 Naturalization Act 1917 (Cth), s 7; Nationality Act 1920 (Cth), s 12(2)(a);
Nationality and Citizenship Act 1948 (Cth), ss 19, 21(1).
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as "inherently suggestive of the absence of a continuing commitment to the
Australian body politic". There is force in the Solicitor-General's submissions.
49 The absence of the continuing commitment that is citizenship is sensibly
described as an absence of "allegiance". The utility of "allegiance" as a
determinative test for non-alienage has been questioned60; and the plurality in
Chetcuti held that the reach of the aliens power could be determined in that case
"without need to explore common law notions of allegiance and alienage"61. But
allegiance is a useful gauge of the existence of the bonds of citizenship.
Section 44(i) of the Constitution itself expressly acknowledges that allegiance may
be an integral aspect of citizenship.
50 Given that citizenship is a status of reciprocal rights and obligations, it is to
understand the status of citizenship in an incoherently one-sided way to say that
s 51(xix) supports a law that specifies the criteria by which a citizen may
voluntarily renounce Australian citizenship – as Mr Alexander accepted – but does
not support a law that treats voluntary conduct demonstrating a repudiation of
allegiance to Australia as an implied renunciation of citizenship.
51 Mr Alexander argued that voluntary conduct of the kind described in
s 36B(5)(h) cannot rationally be treated as a repudiation of allegiance unless it is
intended to be so. The facts stated in the special case suggest that it was reasonably
open to the Parliament to regard voluntary conduct, as described in s 36B(5)(h), as
so reprehensible as to be incompatible with the common bonds of allegiance to the
Australian community, even though the person who has engaged in that conduct
did not act intentionally to repudiate the bonds of citizenship. It is convenient to
turn now to refer to those agreed facts.
Terrorism and the threat to Australia's security
52 On 4 December 2014, the Minister for Foreign Affairs made a declaration
pursuant to s 119.3(1) of the Criminal Code (Cth) that al-Raqqa Province in Syria
was a "declared area"62, on the basis of information indicating that it was the
60 Love v The Commonwealth (2020) 270 CLR 152 at 303-305 [428]-[431].
61 Chetcuti v The Commonwealth (2021) 95 ALJR 704 at 714 [34]; 392 ALR 371 at
380.
62 That declaration came into effect on 5 December 2014: Criminal Code (Foreign
Incursions and Recruitment – Declared Areas) Declaration 2014 – Al-Raqqa
Province, Syria (Cth).
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de facto capital of the Islamic State's operations and was used to engage in hostile
activities. That declaration was revoked on 27 November 2017 on the basis that it
was no longer confirmed that the Islamic State was engaging in hostile activity
there63. It may be noted that Deir El-Zour Province in Syria (where Mr Alexander
was apprehended by Kurdish militia forces) was not a declared area.
53 The Islamic State has been listed as a "terrorist organisation" within the
meaning of para (b) of the definition in s 102.1(1) of the Criminal Code (Cth)
under various names since at least 2010, including "Al-Qa'ida in Iraq", "Islamic
State of Iraq and the Levant" and "Islamic State"64. In 2016, it was also listed as a
"declared terrorist organisation" for the purposes of former s 35AA of the
Citizenship Act65.
54 Since 2015, the terrorism threat in Australia has been assessed by ASIO as
"Probable" on the National Terrorism Threat Advisory System, signifying that
credible intelligence, assessed by Australia's security agencies, indicates that
individuals or groups continue to possess the intent and capability to conduct a
terrorist attack in Australia. The threat of religiously motivated violent extremism,
63 Criminal Code (Foreign Incursions and Recruitment – Declared Areas) Revocation
Instrument 2017 – Al-Raqqa Province, Syria (Cth); Australia, Criminal Code
(Foreign Incursions and Recruitment – Declared Areas) Revocation Instrument
2017 – Al-Raqqa Province, Syria, Explanatory Statement at 1.
64 Criminal Code Amendment Regulations 2010 (No 7) (Cth); Criminal Code
(Terrorist Organisation – Al-Qa'ida in Iraq) Regulation 2013 (Cth); Criminal Code
(Terrorist Organisation – Islamic State of Iraq and the Levant) Regulation
2013 (Cth); Criminal Code (Terrorist Organisation – Islamic State) Regulation
2014 (Cth); Criminal Code (Terrorist Organisation – Islamic State) Regulations
2017 (Cth); Criminal Code (Terrorist Organisation – Islamic State) Regulations
2020 (Cth).
65 Australian Citizenship (Declared Terrorist Organisation – Islamic State)
Declaration 2016 (Cth). See also Parliamentary Joint Committee on Intelligence
and Security, Review of the declaration of Islamic State as a terrorist organisation
under the Australian Citizenship Act 2007 (October 2016).
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including from groups such as the Islamic State, was and remains the principal
concern66.
55 Since 2014, there have been at least nine attacks targeting people in
Australia and 21 major counter-terrorism disruption operations in response to
attacks being planned in Australia, such as the actions of Man Haron Monis in
taking 18 people hostage at the Lindt Café in downtown Sydney.
56 In March 2019, the Islamic State was ousted by the United States-led
Global Coalition to Defeat Islamic State from the last of the territory it had
controlled across Syria and Iraq. While ASIO reported that "ISIL's 'caliphate' has
been crushed and it has lost its safe havens and organised military capability", it
identified that any remnants remained dangerous and required ongoing attention,
including the anticipated return to Australia of foreign fighters67. Similarly, US
intelligence considered that, as at April 2021, the Islamic State remained capable
of waging a prolonged insurgency in Iraq and Syria and leading its global
organisation, despite compounding senior leadership losses.
57 The risk posed by foreign fighters, defined by ASIO as "Australians who
have participated in foreign conflicts or undertaken training with extremist groups
overseas", is an aspect of this general threat. While relatively few returned fighters
have posed a direct risk to the Australian community, those that did have been
responsible for some of the most lethal terrorist attacks.
58 ASIO has reported that, since 2012, around 230 Australians (or former
Australians) have travelled to Syria or Iraq to fight with or support groups involved
in the Syria-Iraq conflict. Of that, 50 are estimated to have returned to Australia,
the majority before 2016.
59 In a submission to the Parliamentary Joint Committee on Intelligence and
Security's 2019 review of the Australian Citizenship Amendment (Citizenship
Cessation) Bill, ASIO continued to assess that the return of Australians who have
spent time with Islamist extremist groups in Syria or Iraq has the potential to
66 Australian National Security, Current National Terrorism Threat Level, available at
<https://www.nationalsecurity.gov.au/national-threat-level/current-national-
terrorism-threat-level> [https://perma.cc/C96K-JYH3].
67 Australian Security Intelligence Organisation, ASIO Annual Report 2018-19 (2019)
at 4.
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exacerbate the Australian threat environment "for many years to come"68. This is
because foreign fighters can be expected to have developed characteristics such as
a greater tolerance for and propensity towards violence, and to have established
jihadist credentials69. Several serious terrorist plots in Australia between 2000 and
2010 each involved at least one returned foreign fighter.
The "retrospective" operation of s 36B(5)(h)
60 As to Mr Alexander's argument that he cannot be taken to have repudiated
his allegiance to Australia because, at the time he travelled into Syria, s 36B(5)(h)
had not been enacted, the validity of s 36B is not to be approached on the footing
that it would be open to the Parliament to treat voluntary conduct of the kind
described in s 36B(5)(h) as a repudiation of his allegiance to Australia only if
Mr Alexander made a deliberate decision to defy Australian statute law in so
conducting himself.
61 While the suite of provisions of which s 36B is a part might broadly hint at
some analogy with the principles of contract law concerning the termination of a
contract by one party for repudiatory conduct by the other party, those provisions
do not purport to enact the contractual model. The question is whether it was open
to the Parliament to treat a person who voluntarily engaged in the conduct
described in s 36B(5)(h) as having repudiated that person's allegiance to Australia,
whether or not that person actually intended to defy Australian law.
62 In that regard, it cannot be said that it was not open to Parliament to provide
that such conduct voluntarily undertaken might be so incompatible with the values
of the Australian people as to be seen to be incompatible with continued
membership of the Australian body politic. It is a different question whether giving
effect to that assessment may be done by depriving that person of his or her
citizenship without regard for the requirements of a fair hearing that
characteristically attend the exercise of judicial power.
68 Australian Security Intelligence Organisation, ASIO Submission to the
Parliamentary Joint Committee on Intelligence and Security: Review of the
Australian Citizenship Amendment (Citizenship Cessation) Bill 2019 (2019) at 4.
69 Australian Security Intelligence Organisation, ASIO Submission to the
Parliamentary Joint Committee on Intelligence and Security: Review of the
Australian Citizenship Amendment (Citizenship Cessation) Bill 2019 (2019) at 4.
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Summary
63 In summary in relation to the first issue, it should be held that it is open to
the Parliament under s 51(xix) to create a status of citizenship that allows for the
exclusion of persons from membership of the body politic. It is not an abuse of
language to say that a person whose conduct is inimical to Australia's interests
may, by a law of the Commonwealth, forfeit the rights of citizenship conferred by
the Parliament, and thereby become an alien. The withdrawal of citizenship from
an individual who voluntarily engages in the conduct described in s 36B(5)(h)
cannot be said to pursue an eccentric understanding of the meaning of "aliens" in
s 51(xix) of the Constitution.
64 The question to which attention must now turn concerns the process by
which that withdrawal of citizenship may be effected.
Chapter III of the Constitution
65 Mr Alexander argued that s 36B of the Citizenship Act reposes in the
Minister the power to adjudge and punish criminal conduct by involuntary
denaturalisation. This was said to be an exclusively judicial function, and not one
which fell within any established exception bringing it within the acknowledged
remit of the executive.
66 In support of this submission, Mr Alexander relied upon Chu Kheng Lim v
Minister for Immigration, Local Government and Ethnic Affairs70. Mr Alexander
sought to characterise denaturalisation as punishment.
67 The defendants accepted that the function of "adjudging and punishing
criminal guilt" is "exclusively judicial", as this Court held in Lim71. But the
defendants submitted that Lim said nothing about laws that do not impose detention
in custody72, of which s 36B is one.
70 (1992) 176 CLR 1.
71 Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs
(1992) 176 CLR 1 at 27. See also Falzon v Minister for Immigration and Border
Protection (2018) 262 CLR 333 at 340 [15].
72 See Thomas v Mowbray (2007) 233 CLR 307 at 330 [18], 356-357 [114]-[121],
509 [600], 526 [651].
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68 The defendants submitted that at its highest, s 36B confers a power to inflict
"involuntary hardship or detriment" on a person, which, as Gleeson CJ explained
in Re Woolley; Ex parte Applicants M276/200373, is "not an exclusively judicial
function". Further, it was submitted that it was not necessarily the case that
deprivation of Australian citizenship would inflict hardship or detriment,
particularly because s 36B allowed the cessation of citizenship only in the case of
a person who is also a citizen of another country.
69 The defendants also emphasised that s 36B is a discretionary power based
on three conditions: that the person has engaged in the requisite conduct (as
specified by s 36B(5)); the conduct demonstrates that the person has repudiated his
or her allegiance to Australia; and that it would be contrary to the public interest
for the person to remain an Australian citizen. The defendants also sought to
emphasise that the power was ultimately discretionary, and that a determination
under s 36B, and any decision to refuse to revoke it, is subject to judicial review.
70 The submissions of the defendants should not be accepted. The
consequences of a determination under s 36B for the citizen, the legislative policy
which informs the operation of s 36B, and a comparison of the operation of s 36B
with the provisions of s 36D (which authorise the same consequences for the
citizen only upon conviction after a trial), all point to the conclusion that the power
reposed in the Minister by s 36B(1) is a power which Ch III of the Constitution
requires to be exercised by a court that is part of the federal judicature. To these
considerations one may now turn.
Consequences for the citizen
71 In Lim, Brennan, Deane and Dawson JJ, with whom Gaudron J relevantly
agreed74, said that "the adjudgment and punishment of criminal guilt under a law
of the Commonwealth" was the most important of the "functions which, by reason
of their nature or because of historical considerations, have become established as
essentially and exclusively judicial in character"75.
73 (2004) 225 CLR 1 at 12 [17].
74 Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs
(1992) 176 CLR 1 at 53.
75 Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs
(1992) 176 CLR 1 at 27.
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72 The plurality in Lim went on to explain that the exclusive character of this
judicial function is a matter of "substance and not mere form"76. In addition,
their Honours explained that "putting to one side the exceptional cases" of
detention, such as in "cases of mental illness or infectious disease", which can
"legitimately be seen as non-punitive in character and as not necessarily involving
the exercise of judicial power", detention of a person by the State is "penal or
punitive in character"77. Today, detention by way of deprivation of liberty in
retribution for reprehensible conduct by an individual is a familiar example of
punishment by the State. Historically, of course, English law sanctioned criminal
conduct by punishments other than detention: corporal and capital punishment
come readily to mind. But in addition, and importantly, exile has long been
regarded as punishment. In the early seventeenth century, in Hussey v Moor78, the
Court of King's Bench said:
"[P]enal laws are those which do inflict penalty, ... and what law can be
more penal than [a] statute ... which includes [penalties being] pecuniary,
corporal and exile."
73 Today, the fundamental value accorded to the liberty of the individual
provides the rationale for the strict insistence in the authorities that the liberty of
the individual may be forfeited for misconduct by that person only in accordance
with the safeguards against injustice that accompany the exercise of the judicial
power of the Commonwealth79. The case for the strict insistence on these
safeguards is, if anything, stronger where the penalty for misconduct involves not
only a loss of liberty within the community, but the loss of all entitlement to be
both within the community and at liberty.
74 For an Australian citizen, his or her citizenship is an assurance that, subject
only to the operation of the criminal law administered by the courts, he or she is
76 Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs
(1992) 176 CLR 1 at 27.
77 Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs
(1992) 176 CLR 1 at 27-28.
78 (1616) 3 Bulst 275 at 280 [81 ER 232 at 236].
79 Chief Executive Officer of Customs v Labrador Liquor Wholesale Pty Ltd (2003)
216 CLR 161 at 179 [56]; Fardon v Attorney-General (Qld) (2004) 223 CLR 575 at
612 [79], 632-633 [150]-[151].
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entitled to be at liberty in this country and to return to it as a safe haven in need80.
These entitlements are not matters of private concern; they are matters of public
rights of "fundamental importance"81 to the relationship between the individual and
the Commonwealth. In South Australia v Totani82, Crennan and Bell JJ said:
"In harmony with the Constitution, conclusions about whether
legislation conflicts with constitutional requirements, which turn on the
nature of judicial power, or its usurpation, or which are directed to the effect
of legislation on the institutional integrity of a court, commonly subsume
consideration of the effect of the legislation on personal liberty."
75 The suite of provisions which includes s 36B may be said to pursue a
purpose of protecting the Australian community from the risks to peace and
security posed by returning foreign fighters. But that protective purpose is not the
principal purpose of the provision so as to qualify the power conferred by s 36B as
an exception to the Lim principle83. As will be seen in the next section, the principal
purpose of s 36B is retribution for conduct deemed to be so reprehensible as to be
"incompatible with the shared values of the Australian community"84. That
characterisation of the principal purpose of s 36B as punitive accords with the
long-held understanding of exile as a form of punishment.
76 As noted above, the Solicitor-General drew attention to the observation of
Gleeson CJ in Re Woolley that "[p]unishment, in the sense of the inflicting of
involuntary hardship or detriment by the State, is not an exclusively judicial
function"85. So in Behrooz v Secretary, Department of Immigration and
80 Potter v Minahan (1908) 7 CLR 277 at 305; Air Caledonie International v The
Commonwealth (1988) 165 CLR 462 at 469.
81 Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs
(1992) 176 CLR 1 at 53.
82 (2010) 242 CLR 1 at 156 [424] (footnotes omitted).
83 cf Minister for Home Affairs v Benbrika (2021) 95 ALJR 166 at 181 [36]; 388 ALR
1 at 14.
84 s 36A of the Citizenship Act.
85 Re Woolley; Ex parte Applicants M276/2003 (2004) 225 CLR 1 at 12 [17].
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Multicultural and Indigenous Affairs86, Gleeson CJ observed that the effect of the
reasons of the plurality in Lim was that "executive powers to receive, investigate
and determine an application for an entry permit and, after determination, to admit
or deport, is not punitive in nature, and not part of the judicial power of the
Commonwealth"; but, importantly, Gleeson CJ went on to say:
"In the case of a citizen, what is punitive in nature about involuntary
detention (subject to a number of exceptions) is the deprivation of liberty
involved ...
For a citizen, that alone would ordinarily constitute punishment."
77 Visnic v Australian Securities and Investments Commission87 and
Australian Communications and Media Authority v Today FM (Sydney) Pty Ltd88
were cited by the defendants' counsel in support of the argument that a
determination under s 36B is neither an adjudgment of guilt nor an imposition of
punishment. Crucially, these cases dealt with the revocation of licences or other
statutory privileges, rather than citizenship. These cases are examples of the point
that the hardship or detriment involved in the revocation of a statutory licence or
other privilege, where the holder of the licence or privilege is shown to be not a fit
and proper person to enjoy the privilege or the licence, is not "punishment", which
is an exclusively judicial function. But the punishment of an individual involving
the deprivation of citizenship by reason of that person's misconduct is punishment
of a different order from the loss of a statutory privilege or a licence under a
regulatory regime. The consequence for a person who voluntarily does the acts
described in s 36B(5)(h) is no different in substance from the punishment meted
out pursuant to s 36D. Such a consequence cannot be equated with the cancellation
of a licence or other privilege conferred by a statute which regulates business or
other activities.
78 In Kennedy v Mendoza-Martinez89, Goldberg J, writing for the majority of
the Supreme Court of the United States, held that a law depriving a citizen of the
United States of his nationality for evading conscription for military service was
constitutionally invalid on the basis that it imposed "the sanction of deprivation of
86 (2004) 219 CLR 486 at 499 [20]-[21].
87 (2007) 231 CLR 381.
88 (2015) 255 CLR 352.
89 (1963) 372 US 144 at 165-166.
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nationality as a punishment ... without affording the procedural safeguards ... [of]
trial by duly constituted courts". The majority opinion in Kennedy recognised that
the deprivation of the rights of citizenship serves to "promote the traditional aims
of punishment – retribution and deterrence"90. As Brennan J said in his concurring
opinion91, so it may be said of s 36B(1) that the sanction of "expatriation" is
"available for no higher purpose than to curb undesirable conduct, to exact
retribution for it, and to stigmatize it".
79 As was said in Lim, whether a law provides for the adjudication and
punishment of criminal conduct is a matter of substance, not form92. The
substantive effect of the deprivation of rights of liberty conferred by Australian
citizenship is not disguised by the use of the emollient language of "citizenship
cessation" to describe the effect of a determination under s 36B upon an individual.
In this regard, it may be noted that s 40(2) of the British Nationality Act 1981 (UK)
provides, with commendable frankness, for the "deprivation of citizenship" of an
individual if the Secretary of State is satisfied that deprivation is conducive to the
public good. The candid language in which this provision is expressed
acknowledges the substance of the effect of the ministerial determination upon the
citizen in question. This candour may owe something to the circumstance that the
validity of the conferral of such a power on the executive government of the United
Kingdom is not dependent on conformity with constitutional requirements such as
those found in Ch III of our Constitution; but however that may be, the British
Nationality Act more accurately expresses the effect upon the citizen of a
determination under s 36B than "citizenship cessation".
Sections 36A and 36D
80 That s 36B facilitates punishment in the sense of retribution for the conduct
described in s 36B(5)(h) is confirmed by a consideration of the terms of s 36A and
a comparison of the operation of s 36B with that of s 36D, the validity of which is
not in issue in this case.
81 Section 36A is found at the beginning of Subdiv C of Div 3 of Pt 2 of the
Citizenship Act. It provides:
90 Kennedy v Mendoza-Martinez (1963) 372 US 144 at 168.
91 Kennedy v Mendoza-Martinez (1963) 372 US 144 at 187-188.
92 Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs
(1992) 176 CLR 1 at 27.
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"This Subdivision is enacted because the Parliament recognises that
Australian citizenship is a common bond, involving reciprocal rights and
obligations, and that citizens may, through certain conduct incompatible
with the shared values of the Australian community, demonstrate that they
have severed that bond and repudiated their allegiance to Australia."
82 The operative provisions which give effect to the policy stated by s 36A are
a response to conduct that is conceived of as being so reprehensible that it is
radically incompatible with the values of the community. The response of the
Parliament to that reprehensible conduct is retribution in the form of the
deprivation of the entitlement to be at liberty in Australia. Retribution is
characteristic of punishment under the criminal law – it is "punishing an offender
'because he [or she] deserves it'"93 by reason of the offender's misconduct.
Associated with this purpose are notions of denunciation and deterrence of conduct
that is regarded as reprehensible by the community.
83 The statement in s 36A informs both ss 36B and 36D. Section 36D provides
relevantly as follows:
"Cessation of citizenship on determination by Minister
(1) The Minister may determine in writing that a person ceases to be an
Australian citizen if:
(a) the person has been convicted of an offence, or offences,
against one or more of the provisions specified in
subsection (5); and
(b) the person has, in respect of the conviction or convictions,
been sentenced to a period of imprisonment of at least 3 years,
or to periods of imprisonment that total at least 3 years; and
(c) the Minister is satisfied that the conduct of the person to
which the conviction or convictions relate demonstrates that
the person has repudiated their allegiance to Australia; and
(d) the Minister is satisfied that it would be contrary to the public
interest for the person to remain an Australian citizen (see
section 36E).
93 Veen v The Queen [No 2] (1988) 164 CLR 465 at 473.
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Note: A person may seek review of a determination made under this subsection in the High
Court of Australia under section 75 of the Constitution, or in the Federal Court of
Australia under section 39B of the Judiciary Act 1903. See also section 36H of this Act
(revocation of citizenship cessation determination on application to Minister).
(2) However, the Minister must not make a determination if the Minister
is satisfied that the person would, if the Minister were to make the
determination, become a person who is not a national or citizen of
any country.
(3) The person ceases to be an Australian citizen at the time the
determination is made.
(4) Subsection (1) applies to a person who is an Australian citizen
regardless of how the person became an Australian citizen (including
a person who became an Australian citizen upon the person's birth).
(5) For the purposes of paragraph (1)(a), the provisions are the
following:
...
(g) a provision of Part 5.5 of the Criminal Code (foreign
incursions and recruitment)".
84 Section 36D, like s 36B, gives practical effect to the policy stated in s 36A.
Each provision serves "to shore up the convictions of the law-abiding by
demonstrating that the wicked will not go unscathed"94 for the reprehensible
conduct described in ss 36B(5)(h) and 36D(5)(g).
85 The sanction of deprivation of citizenship may be imposed upon an
individual by the exercise of the discretion conferred on the Minister by s 36B
rather than as a consequence of a conviction after a trial under s 36D. True it is that
the Minister under s 36B need not be satisfied of the same mental elements
necessary to establish the commission of an offence under s 36D95, but to say this
is to draw attention to the lower factual threshold required by s 36B for the exercise
of the power reposed in the Minister to effect a deprivation of citizenship. It also
94 Kennedy v Mendoza-Martinez (1963) 372 US 144 at 190.
95 s 36B(6) of the Citizenship Act.
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highlights the absence of the procedural safeguards attending a criminal
prosecution of an offence under s 36D.
86 Both ss 36B and 36D deal with the topic of "[c]essation of citizenship on
determination by [the] Minister". But in the case of s 36D, the power of the
Minister arises only in relation to a person who has been convicted and sentenced
of an offence or offences by a court96. In contrast, the Minister's discretion under
s 36B arises upon the Minister him or herself being satisfied that the conduct
elements of the offence have occurred. And the Minister may be satisfied of those
matters in circumstances in which the "offender" has not had a fair hearing (or
indeed any hearing at all), much less the benefit of the other safeguards of a
criminal trial, including the incidence of the burden of proof.
87 Statute law may validly regulate the incidence of the burden of proving facts
without offending Ch III of the Constitution97, but s 36B contemplates a process
of ministerial fact finding in relation to the grounds for the deprivation of
citizenship in which the State is not required to carry the burden of proof, by
contrast to the position under s 36D. Indeed, under s 36B, the Minister is not
required even to proceed in accordance with the rules of procedural fairness98. And
yet the process under s 36B may result in the same outcome by way of deprivation
of citizenship as under s 36D, where the protections afforded by a criminal trial
have been afforded to the citizen. This incongruity is not dispelled by the
possibility that an application for revocation may subsequently be made under
s 36H or that s 36J or s 36K may be engaged.
88 Some reference to the evolution of s 36B is also illuminating. Provisions
for the termination of citizenship on terrorism-related grounds were first
introduced into the Citizenship Act by the Allegiance to Australia Act and
commenced on 12 December 2015. These provisions were introduced as part of
the government's response to the Review of Australia's Counter-Terrorism
Machinery for a Safer Australia, and with a view to broadening powers relating to
96 s 36D(1)(a), (b) of the Citizenship Act.
97 Nicholas v The Queen (1998) 193 CLR 173 at 188-190 [23]-[24], 225 [123],
234-236 [152]-[154]; Graham v Minister for Immigration and Border Protection
(2017) 263 CLR 1 at 22-23 [30]-[33].
98 s 36B(11) of the Citizenship Act.
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the cessation of Australian citizenship for persons engaging in terrorism and who
were a serious threat to Australia and Australia's interests99.
89 The predecessor to s 36B was s 33AA of the Citizenship Act. It was in
largely the same terms, except that it provided for a mental element100:
"(3) [Section 33AA(1)] applies to conduct specified in any of
paragraphs [33AA](2)(a) to (h) only if the conduct is engaged in:
(a) with the intention of advancing a political, religious or
ideological cause; and
(b) with the intention of:
(i) coercing, or influencing by intimidation, the
government of the Commonwealth or a State,
Territory or foreign country, or of part of a State,
Territory or foreign country; or
(ii) intimidating the public or a section of the public.
(4) A person is taken to have engaged in conduct with an intention
referred to in subsection (3) if, when the person engaged in the
conduct, the person was:
(a) a member of a declared terrorist organisation (see
section 35AA); or
(b) acting on instruction of, or in cooperation with, a declared
terrorist organisation.
(5) To avoid doubt, subsection (4) does not prevent the proof or
establishment, by other means, that a person engaged in conduct with
an intention referred to in subsection (3)."
99 Australia, Senate, Australian Citizenship Amendment (Allegiance to Australia) Bill
2015 (Cth), Revised Explanatory Memorandum at 1.
100 Australian Citizenship Amendment (Allegiance to Australia) Act 2015 (Cth), Sch 1,
item 3.
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90 In 2019, a report by the Independent National Security Legislation Monitor
("the INSLM Report") reviewed the operation, effectiveness and implications of
the citizenship cessation provisions, including s 33AA. The INSLM Report stated
that the "main focus" of these laws was involvement with the Islamic State,
although they were not so limited101. The INSLM Report considered that
Australia's counter-terrorism framework required a range of mechanisms, and that
"[i]n some, possibly rare cases, citizenship cessation reduces the risk of a terrorist
act being undertaken by that person in Australia"102.
91 However, the INSLM Report concluded that the citizenship cessation
provisions, including s 33AA, lacked necessity, proportionality and proper
protections for individual rights. The INSLM Report further identified, in addition
to the risk of de facto or temporary statelessness, a denial of due process103. While
s 36D affords a citizen the due process of a criminal trial before the Minister's
discretion arises, a significant feature of s 36B is that it operates without due
process at all.
The ministerial discretion
92 The defendants argued that a determination under s 36B(1) requires
consideration of the public interest in addition to satisfaction that the conduct
described in s 36B(5)(h) occurred, and that this exercise does not require a finding
that an offence has been committed. It was also said that the Minister's
determination will not decide a controversy as to the existence of present rights
and obligations.
93 These points highlight that, in contrast to s 36D, which contemplates an
orthodox exercise of judicial power as a necessary precondition of imposing
101 Independent National Security Legislation Monitor, Report to the
Attorney-General: Review of the operation, effectiveness and implications of
terrorism-related citizenship loss provisions contained in the Australian Citizenship
Act 2007, Report No 7 (2019) at 44 [6.13].
102 Independent National Security Legislation Monitor, Report to the
Attorney-General: Review of the operation, effectiveness and implications of
terrorism-related citizenship loss provisions contained in the Australian Citizenship
Act 2007, Report No 7 (2019) at 44 [6.10].
103 Independent National Security Legislation Monitor, Report to the
Attorney-General: Review of the operation, effectiveness and implications of
terrorism-related citizenship loss provisions contained in the Australian Citizenship
Act 2007, Report No 7 (2019) at 57 [6.87].
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relevantly the same punishment, s 36B does not contemplate an exercise of judicial
power at all. But to say that is entirely beside the point. The vice of s 36B is
precisely that it does not provide for the exercise of judicial power. To emphasise
that this is so is simply to make Mr Alexander's case for him.
Dual citizens
94 For the defendants it was argued that the deprivation of Australian
citizenship pursuant to s 36B would not necessarily mean that the former citizen
would be exposed to the dangers of statelessness because, by reason of s 36B(2),
the Minister's power may be exercised only in relation to an individual who is also
a citizen of another country. It was said that the extent of the actual detriment to
such an individual would depend upon the circumstances of that individual.
95 On any view of the situation of such an individual, the involuntary
deprivation of rights involved in Australian citizenship by way of retribution for
his or her conduct is a serious punishment. The individual is stripped of the right
to be at liberty in Australia, and that is so whatever rights may be conferred by
citizenship of another country.
Summary
96 In summary in relation to the Ch III issue, the effect of the Minister's
determination under s 36B(1) is to deprive Mr Alexander of his entitlement to
enter and live at liberty in Australia. That sanction by the Parliament may be
imposed only upon satisfaction of the Minister that Mr Alexander engaged in
conduct that is so reprehensible as to be deserving of the dire consequence of
deprivation of citizenship and the rights, privileges, immunities and duties
associated with it. The power to determine the facts which enliven the power to
impose such a punishment is one which, in accordance with Ch III of the
Constitution, is exercisable exclusively by a court that is a part of the federal
judicature.
Answers and orders
97 The questions posed by the special case should be answered as follows:
1. Is s 36B of the Australian Citizenship Act 2007 (Cth) invalid in its
operation in respect of the plaintiff because:
(a) it is not supported by a head of Commonwealth legislative
power;
Answer, "No".
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(b) it is inconsistent with an implied limitation on
Commonwealth legislative power preventing the involuntary
deprivation of Australian citizenship;
Answer, "Unnecessary to answer".
(c) it effects a permanent legislative disenfranchisement which is
not justified by a substantial reason;
Answer, "Unnecessary to answer".
(d) it effects a permanent disqualification from being chosen or
from sitting as a senator or a member of the House of
Representatives, otherwise than in the circumstances
contemplated by ss 34 and 44 of the Constitution;
Answer, "Unnecessary to answer".
(e) it reposes in the Minister for Home Affairs the exclusively
judicial function of punishing criminal guilt?
Answer, "Yes".
2. What, if any, relief should be granted to the plaintiff?
Answer, "It should be declared that:
(a) s 36B of the Australian Citizenship Act 2007 (Cth) is invalid;
and
(b) the plaintiff is an Australian citizen".
3. Who should pay the costs of the special case?
Answer, "The defendants".
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98 GAGELER J. The conclusion reached by Kiefel CJ, Keane and Gleeson JJ is that
s 36B of the Australian Citizenship Act 2007 (Cth) is a law with respect to "aliens"
within the meaning of s 51(xix) of the Constitution but infringes the doctrine of
separation of judicial power enshrined in Ch III of the Constitution. I agree with
that conclusion and with the substance of their Honours' reasons for reaching it.
99 My purpose in writing additionally is to respond to a particular submission
put by the defendants at the forefront of their argument that s 36B does not infringe
the doctrine of separation of judicial power. The submission was that someone
who ceases to be an Australian citizen by operation of a ministerial determination
made under s 36B is not "punished", in the sense in which that term is used to
describe an exercise of judicial power consequent upon a finding of criminal
guilt104, because the "purpose" of the section is to "protect the Australian
community" from persons found to have engaged in terrorist conduct.
100 My response to the submission is in two parts. The first part involves
explaining why it does not help, in the context of determining whether a law
infringes the doctrine of separation of judicial power enshrined in Ch III, to
describe a legislative purpose at that level of generality. The second part explains
how legislative purpose should be identified and, in doing so, points out what was
wrong with the defendants' attempt to identify the legislative purpose through
reliance on certain extrinsic material.
Part I: describing a legislative purpose
101 Constitutional analysis in a variety of contexts can be assisted by
identifying the "purpose" (or "object" or "end") of a law as distinct from the
"manner" (or "means" or "mechanism") by which the law is designed to achieve
that purpose. Without being exhaustive, those contexts include determining
whether a law is "with respect to" a designated topic of legislative power105,
determining whether a law infringes the express guarantee of freedom of interstate
104 See Duncan v New South Wales (2015) 255 CLR 388 at 409 [46]; Minogue v
Victoria (2019) 268 CLR 1 at 20-21 [31].
105 See Stenhouse v Coleman (1944) 69 CLR 457 at 471-472; Murphyores Inc Pty Ltd
v The Commonwealth (1976) 136 CLR 1 at 11, 19-23; Cunliffe v The Commonwealth
(1994) 182 CLR 272 at 294.
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trade106 or intercourse107, and determining whether a law infringes the implied
guarantee of freedom of political communication108.
102 In each context, the "purpose" is the "public interest sought to be protected
and enhanced" by the law109. Expressed in more arcane terms, the "purpose" is the
positive counterpart of "the mischief to redress of which [the] law is directed"110.
103 The purpose of any law can be described at different levels of generality.
At one extreme, a law made by the Commonwealth Parliament under s 51 of the
Constitution can always be described in the opening words of that section as being
"for the peace, order, and good government of the Commonwealth". At another
extreme, the same law can be described as having the specific purpose of achieving
exactly what the law does. For example, the purpose of s 36B can be described as
being to cancel the Australian citizenship of a person if the statutory preconditions
it specifies are met and if the ministerial discretion it confers is exercised. Neither
description is incorrect. But neither is of much use in constitutional analysis.
104 Between those two extremes will often lie other available descriptions each
having a different level of generality. The selection between those other
descriptions will then be functional. The level of generality at which the purpose
of the law is best described will depend on what constitutional analysis is being
106 See Cole v Whitfield (1988) 165 CLR 360 at 408-409; Castlemaine Tooheys Ltd v
South Australia (1990) 169 CLR 436 at 473-474; Betfair Pty Ltd v Western Australia
("Betfair No 1") (2008) 234 CLR 418 at 451 [10], 464 [47]-[48].
107 See Palmer v Western Australia (2021) 95 ALJR 229 at 241-242 [47]-[48], [50],
249 [92], 265 [181], 267-268 [187]-[189], [191]-[192], 279 [241], 281 [249]; 388
ALR 180 at 192-193, 201, 222-223, 225-226, 240, 243.
108 See Lange v Australian Broadcasting Corporation (1997) 189 CLR 520 at 561-562;
McCloy v New South Wales (2015) 257 CLR 178 at 193-195 [2], 230-231 [126],
[129], 258 [220], 280-281 [306].
109 Cunliffe v The Commonwealth (1994) 182 CLR 272 at 300.
110 APLA Ltd v Legal Services Commissioner (NSW) (2005) 224 CLR 322 at 394 [178].
See McCloy v New South Wales (2015) 257 CLR 178 at 232 [132]; Brown v
Tasmania (2017) 261 CLR 328 at 391-392 [208]-[210].
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undertaken. That in turn will depend on what constitutional doctrine is in play and
ultimately on what constitutional value is at stake111.
105 The Supreme Court of Canada has emphasised the importance of selecting
the appropriate level of generality at which to describe a legislative purpose in the
context of determining whether a law is "demonstrably justified in a free and
democratic society" within the meaning of the Canadian Charter of Rights and
Freedoms. In R v Moriarity112, Cromwell J said:
"If the purpose is articulated in too general terms, it will provide no
meaningful check on the means employed to achieve it: almost any
challenged provision will likely be rationally connected to a very broadly
stated purpose ... On the other hand, if the identified purpose is articulated
in too specific terms, then the distinction between ends and means may be
lost and the statement of purpose will effectively foreclose any separate
inquiry into the connection between them. The appropriate level of
generality, therefore, resides between the statement of an 'animating social
value' – which is too general – and a narrow articulation, which can include
a virtual repetition of the challenged provision, divorced from its context –
which risks being too specific".
106 Traditionally, an analytical distinction has been drawn between a legislative
purpose that is "penal or punitive" and a legislative purpose that is no more than
"protective" in the context of determining whether a law infringes the doctrine of
separation of judicial power by conferring on a decision-maker other than a court
a power to detain – or, more broadly, a power to constrain the freedom of action
or to revoke or suspend the statutory status of – a person found to have contravened
a statutory norm. On the one hand, a punitive purpose will be incompatible with
the doctrine. On the other hand, a protective purpose may be compatible with the
doctrine113. The distinction alone cannot be determinative of the ultimate
constitutional inquiry as a law with a protective purpose may still pursue that
purpose in a manner incompatible with the doctrine114.
111 eg, Tajjour v New South Wales (2014) 254 CLR 508 at 584 [163]; Brown v Tasmania
(2017) 261 CLR 328 at 362-363 [99]-[101], 393-394 [216]-[217], 432-433 [322].
112 [2015] 3 SCR 485 at 498-499 [28].
113 See Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic
Affairs (1992) 176 CLR 1 at 28, 71; Re Woolley; Ex parte Applicants M276/2003
(2004) 225 CLR 1 at 12 [17], 25-26 [60]-[61].
114 Compare Kruger v The Commonwealth (1997) 190 CLR 1 at 162, citing Chu Kheng
Lim v Minister for Immigration, Local Government and Ethnic Affairs (1992) 176
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107 The distinction between a punitive purpose and a protective purpose has
been said to be "elusive"115 in the context of examining the effect of an exercise of
power on a person who is its object. The distinction nevertheless remains
analytically useful in the context of characterising the power as judicial or non-
judicial, as long as the notion of what amounts to a protective purpose is kept
within bounds which make the distinction meaningful.
108 Long recognised as protective in a constitutionally meaningful sense has
been the purpose of upholding standards of integrity and competence amongst
professionals and others who engage in activities involving elements of public
trust116. That protective purpose has accordingly been recognised to have the
potential to justify conferral of a power to revoke or suspend a statutory status of
a person found to have contravened a statutory norm on a decision-maker other
than a court. When undertaken as an incident of a legislative scheme designed to
uphold such standards, "it is not readily to be assumed that disciplinary action,
however much it may hurt the individual concerned, is personal and retributive
rather than corporate and self-respecting"117.
109 By parity of reasoning, when conferred on a decision-maker other than a
court as an incident of a licensing regime designed to ensure that the content of
radio or television broadcasting respects community standards118, a power to
revoke or suspend a broadcasting licence where a broadcast is shown to have fallen
short of those standards can meaningfully be characterised as having the purpose
of protecting the Australian community. Accordingly, a decision-maker
responsible for administering a licensing regime of that nature does not exercise
the exclusively judicial power of adjudging and punishing criminal guilt merely
by making its own inquiry and forming its own opinion that a licensee committed
CLR 1 at 33, 46, 58, 65, 71; Falzon v Minister for Immigration and Border
Protection (2018) 262 CLR 333 at 343 [27].
115 Rich v Australian Securities and Investments Commission (2004) 220 CLR 129 at
145 [32].
116 R v White; Ex parte Byrnes (1963) 109 CLR 665; Albarran v Companies Auditors
and Liquidators Disciplinary Board (2007) 231 CLR 350; Visnic v Australian
Securities and Investments Commission (2007) 231 CLR 381.
117 Albarran v Companies Auditors and Liquidators Disciplinary Board (2007) 231
CLR 350 at 358-359 [17], quoting Kariapper v Wijesinha [1968] AC 717 at 737.
118 Australian Communications and Media Authority v Today FM (Sydney) Pty Ltd
(2015) 255 CLR 352 at 362 [4].
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a criminal offence in the course of determining whether that licensee has breached
a condition of its licence119.
110 The attempt by the defendants to analogise from a purpose of upholding
standards to be expected of those who by choice engage in a profession or in an
activity involving an element of public trust, or in radio or television broadcasting
under statutory licence, to a purpose of upholding standards to be expected of all
Australian citizens in virtue of them being Australian citizens must be rejected. It
draws too long a bow. It stretches the concept of protection to breaking point. It
deprives the distinction between "protective" and "punitive" of all utility.
111 In the context of determining whether a law infringes the doctrine of
separation of judicial power, to say no more than that the purpose of a law is to
protect the Australian community from an Australian citizen found to have
contravened a statutory norm is to say nothing to indicate that the law has a purpose
that is "protective" in a sense meaningfully distinct from a purpose that is "penal
or punitive". That is because protection of the community from a citizen found to
have contravened a statutory norm is a concept of such elasticity that it is not
necessarily inconsistent with the imposition on that citizen of a criminal
punishment following an adjudication of criminal guilt – a function which lies in
the heartland of judicial power.
112 Indeed, "protection of society" has been identified as one of the "purposes
of criminal punishment"120. In that regard, it has been said that "the protection of
the community is one of the most important results that the criminal law is designed
to secure"121. It has even been said that criminal law "exists for the protection of
society" and that it is possible to discard the notion of punishment for punishment's
sake and instead recognise that the imposition of criminal punishment pursues "the
principles of rehabilitation, deterrence and, wherever necessary, the ultimate
isolation from society of those individuals who have no capacity for the
adjustments necessary to conform their conduct as active members of a free society
to the requirements of the law"122.
119 Australian Communications and Media Authority v Today FM (Sydney) Pty Ltd
(2015) 255 CLR 352 at 371 [33], 380 [63].
120 Veen v The Queen [No 2] (1988) 164 CLR 465 at 476.
121 Veen v The Queen [No 2] (1988) 164 CLR 465 at 475, quoting R v Pedder
(unreported, Queensland Court of Criminal Appeal, 29 May 1964).
122 Fardon v Attorney-General (Qld) (2004) 223 CLR 575 at 589 [11], quoting United
States v Chandler (1968) 393 F 2d 920 at 929.
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113 There is a notion of criminal punishment having protection of the
community from future criminal conduct as its ultimate purpose which can be
traced back to the Enlightenment. There is also a notion of criminal punishment
encompassing protection of the community by removing the most recalcitrant of
criminal contraveners from membership of the community altogether which is of
even greater antiquity. In the late 18th century, Sir William Blackstone wrote123:
"As to the end ... of human punishments. This is not by way of
atonement or expiation for the crime committed ... but as a precaution
against future offences of the same kind. This is effected three ways: either
by the amendment of the offender himself; for which purpose all corporal
punishments, fines, and temporary exile or imprisonment are inflicted: or,
by deterring others by the dread of his example from offending in the like
way, ... or, lastly, by depriving the party injuring of the power to do future
mischief; which is effected by either putting him to death, or condemning
him to perpetual confinement, slavery, or exile. The same one end, of
preventing future crimes, is endeavoured to be answered by each of these
three species of punishment."
A century later, Oliver Wendell Holmes wrote that "probably most English-
speaking lawyers would accept the preventive theory without hesitation"124.
Whether the notion espoused by Blackstone and Holmes continues to have the
same degree of contemporary acceptance is questionable but not to the point. The
longevity of the notion is enough to illustrate the difficulty with drawing a
categorical distinction based on the extremely broad concept of protection which
the defendants sought to invoke.
Part II: identifying the legislative purpose
114 Identifying the purpose of a law is an exercise in attributing an objective
intention to the outcome of a legislative process. The exercise is similar, although
not identical, to the exercise involved in construing a law by attributing meaning
to legislated text. The two are informed by the same textual and contextual
considerations. The main difference between them is as follows.
115 To the extent that legislated text has operative legal effect, the operative
legal effect inheres in the meaning of the text construed in the totality of its context.
123 Blackstone, Commentaries on the Laws of England (1769), bk IV, c 1 at 11-12
(emphasis in original).
124 Holmes, The Common Law (1881) at 43.
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The text is in that sense, and for that reason, the beginning and the end of statutory
construction125.
116 To the extent that the legislated text includes a statement of purpose, that
statement of purpose can "throw light on"126 the mischief to redress of which the
operative legislated text is directed. But the purpose does not inhere in the text.
The text is in that sense, and for that reason, the beginning of the identification of
legislative purpose but cannot be the end.
117 A legislature of limited powers "cannot arrogate a power to itself by
attaching a label to a statute"127 and cannot, merely by including a statement of
purpose in legislated text128, require a court to identify the purpose of a law as
something that it is not. Not unknown in our constitutional history is for a law
which purports to be designed to achieve a constitutionally permissible purpose to
be found on close inspection "in truth" to pursue a constitutionally impermissible
purpose129.
118 That said, the constitutional relationship between the judiciary and the
legislature is such that a statement of legislative purpose must be treated by a court
as a solemn and presumptively accurate declaration of why a law is enacted. The
declaration is made by the legislature to itself and to the world.
119 The legislatively declared purpose might well be elucidated with reference
to other aspects of the text or context. It might need to be supplemented or qualified
in order to explain some detail of the law. It might need to be translated to a level
appropriate for constitutional analysis in a particular context. Absent strong reason
for concluding that the stated purpose is not a true purpose, however, it must be
accepted and respected.
125 Federal Commissioner of Taxation v Consolidated Media Holdings Ltd (2012) 250
CLR 503 at 519 [39]; Thiess v Collector of Customs (2014) 250 CLR 664 at 671
[22].
126 Wacando v The Commonwealth (1981) 148 CLR 1 at 23.
127 South Australia v The Commonwealth ("the Uniform Tax Case No 1") (1942) 65
CLR 373 at 432; Australian Communist Party v The Commonwealth (1951) 83 CLR
1 at 263.
128 R v Credit Tribunal; Ex parte General Motors Acceptance Corporation (1977) 137
CLR 545 at 563-564; IW v City of Perth (1997) 191 CLR 1 at 11-12.
129 See Pioneer Express Pty Ltd v South Australia (1957) 99 CLR 227 at 240-241. See
also Betfair Pty Ltd v Western Australia ("Betfair No 1") (2008) 234 CLR 418 at
483-484 [134].
-- 46 of 139 --
Gageler J
41.
120 When enacting the Australian Citizenship Amendment (Citizenship
Cessation) Act 2020 (Cth) ("the 2020 Amending Act"), Parliament chose to
explain the purpose of the whole of the subdivision within which s 36B is included.
Parliament did so in s 36A. Translated to the level appropriate for analysis of the
compatibility of s 36B with Ch III of the Constitution, the purpose declared in
s 36A is properly characterised as one of denunciation and exclusion from formal
membership of the Australian community of persons shown by certain conduct to
be unwilling to maintain or incapable of maintaining allegiance to Australia. The
nature of the conduct understood by the Parliament to be capable of showing that
unwillingness or incapacity is elucidated by the operative provisions of the
subdivision and is limited to criminal conduct found to have been engaged in by a
person in the past. Thus the purpose of denunciation and exclusion from formal
membership of the Australian community is solely on the basis of past criminal
conduct. That purpose can only be characterised as "punitive".
121 The revised explanatory memorandum130 for the Bill for the 2020
Amending Act contains nothing to cast the purpose of s 36B as declared by s 36A
in a different light. Nor does the second reading speech131.
122 The Bill for the 2020 Amending Act had its origin in a report to the
Attorney-General in 2019 by the Independent National Security Legislation
Monitor132. The parliamentary process which resulted in the Bill's enactment
included an inquiry in 2019 and report in 2020 by the Parliamentary Joint
Committee on Intelligence and Security ("the PJCIS")133.
123 The defendants did not seek to draw on anything in either of those reports
to support their submission that the purpose of s 36B is appropriately identified as
the protection of the Australian community. Rather, they sought to draw on a
submission made to the PJCIS in the course of its inquiry.
130 Australia, Senate, Australian Citizenship Amendment (Citizenship Cessation) Bill
2020, Revised Explanatory Memorandum.
131 Australia, House of Representatives, Parliamentary Debates (Hansard),
19 September 2019 at 3602.
132 Independent National Security Legislation Monitor, Report to the Attorney-
General: Review of the operation, effectiveness and implications of terrorism-
related citizenship loss provisions contained in the Australian Citizenship Act 2007,
Report No 7 (2019).
133 Parliamentary Joint Committee on Intelligence and Security, Advisory Report on the
Australian Citizenship Amendment (Citizenship Cessation) Bill 2019 (2020).
-- 47 of 139 --
Gageler J
42.
124 The submission was made by the Australian Security Intelligence
Organisation ("ASIO")134. The thrust of that submission was that ASIO considered
"citizenship cessation" to be "a legislative measure that works alongside a number
of other tools to protect Australia and Australians from terrorism". The submission
implied that ASIO saw those "other tools" as including prosecution for terrorism
offences, which it said would sometimes result in "the better security outcome".
The concept of "protection" which ASIO employed in its submission was therefore
one that encompassed invocation of a judicial process by way of prosecution for
an offence.
125 The language of "security" and "protection" in which ASIO cast its
submission is explicable by reference to ASIO's statutory charter. The statutory
functions of ASIO centrally include obtaining, correlating, evaluating and
communicating intelligence relevant to "security"135. The definition of "security"
relevantly includes "the protection of, and of the people of, the Commonwealth"
from politically motivated violence136.
126 A submission made by a responsible government agency to a parliamentary
inquiry cannot be dismissed as beyond the scope of the material which might
properly inform judicial identification of the purpose of a law. In the context of
examining the compatibility of s 36B with Ch III of the Constitution, however, the
ASIO submission to the PJCIS is of no analytical utility whatsoever. ASIO's frame
of reference is such that even prosecution which results in the imposition of
punishment by a court for a terrorism offence is regarded as being for the
protection of the Australian community. That is not the frame of reference within
which determining whether a statutory purpose is "protective" needs to occur in
the context of the doctrine of separation of judicial power enshrined in Ch III of
the Constitution. The concept of "protection" as employed in ASIO's submission
to the inquiry therefore does not assist in identifying the purpose of s 36B in the
context of the constitutional inquiry.
134 Australian Security Intelligence Organisation, ASIO submission to the
Parliamentary Joint Committee on Intelligence and Security: Review of the
Australian Citizenship Amendment (Citizenship Cessation) Bill 2019 (2019).
135 Section 17(1)(a) and (b) of the Australian Security Intelligence Organisation Act
1979 (Cth).
136 Section 4 of the Australian Security Intelligence Organisation Act 1979 (Cth)
(definition of "security").
-- 48 of 139 --
Gageler J
43.
Disposition
127 I agree with the answers proposed by Kiefel CJ, Keane and Gleeson JJ to
the questions stated by the parties in the special case.
-- 49 of 139 --
Gordon J
44.
128 GORDON J. The plaintiff, Mr Alexander, conducts this litigation through a
litigation guardian because his family and lawyers have not been able to contact
him since 15 July 2021, shortly after he told them that he was being transferred to
the Branch 235 prison in Damascus, Syria, operated by Syrian intelligence.
129 I gratefully adopt the description of Mr Alexander's plight, the Australian
Government's decisions about Mr Alexander, the nature of the proceeding in this
Court and the relevant provisions of Subdiv C of Div 3 of Pt 2 of the
Australian Citizenship Act 2007 (Cth) ("the Citizenship Act") set out in the reasons
of Kiefel CJ, Keane and Gleeson JJ.
130 Section 36B of the Citizenship Act confers a power on the first defendant,
the Minister for Home Affairs ("the Minister"), to make a citizenship cessation
determination if satisfied that: a person has engaged in specified conduct
(relevantly identified by reference to the physical elements of certain
terrorism-related offences); the conduct demonstrates that the person has
repudiated their allegiance to Australia; it would be contrary to the public interest
for the person to remain an Australian citizen; and the person would not become a
person who is not a national or citizen of any country.
131 On 2 July 2021, the Minister determined that Mr Alexander "ceases to be
an Australian citizen" ("the Cessation Determination"). The Cessation
Determination recorded that the Minister was satisfied: "that [Mr] Alexander ...
has engaged in conduct specified in [s] 36B(5) of the [Citizenship] Act,
namely engaging in foreign incursion, while outside Australia"; "that the conduct
of [Mr] Alexander demonstrates that he has repudiated his allegiance to Australia";
"that it would be contrary to the public interest for [Mr] Alexander to remain an
Australian citizen, having had regard to the matters specified in [s] 36E(2)";
and that Mr Alexander "would not, through the making of the determination,
become a person who is not a national or citizen of any country"
(emphasis in original).
132 Mr Alexander challenges the constitutional validity of s 36B on a number
of grounds. These reasons address two grounds: (1) that s 36B is not supported by
s 51(xix) of the Constitution, the "naturalization and aliens" power137;
and (2) that s 36B reposes in the Minister the exclusively judicial function of
punishing criminal guilt. Mr Alexander's challenge on the second ground should
137 The ground raised by Mr Alexander was, more broadly, that s 36B in its purported
application to him is not supported by any head of Commonwealth legislative
power. Ultimately, however, the defendants only relied upon s 51(xix) of the
Constitution to support the validity of s 36B.
-- 50 of 139 --
Gordon J
45.
be upheld. It is, therefore, neither necessary nor appropriate138 to determine
whether s 36B is supported by the "naturalization and aliens" power or any of the
other grounds raised by Mr Alexander139. But, given that other members of the
Court do decide the question of legislative power, it is necessary to make some
brief observations about the "naturalization and aliens" power.
Is s 36B supported by s 51(xix)?
133 The term "aliens" in s 51(xix) of the Constitution presupposes persons who
are "non-aliens" – persons who are undoubtedly part of the Australian political
community and who do not need to be formally admitted to membership.
That is, there are persons who are not aliens and "who could not possibly answer
the description of 'aliens' in the ordinary understanding of the word"140.
These people are not aliens and could not possibly answer that description
regardless of whether the Federal Parliament says that they are not aliens
(or describes some or all of them as "citizens" or "nationals", or uses any other
term or expression), or says that they can or must be provided with some identity
document or can or must be provided with such a document if they recite or
subscribe to some pledge of alliegance. The content of the constitutional word
"aliens" is not and cannot be fixed by the content of laws made by the Federal
Parliament. It is a necessary corollary of these propositions that "the Parliament
cannot, simply by giving its own definition of 'alien', expand the power under
s 51(xix) to include persons who could not possibly answer the description of
'aliens' in the ordinary understanding of the word"141. That limit on the aliens
138 See ICM Agriculture Pty Ltd v The Commonwealth (2009) 240 CLR 140 at 199
[141], citing Lambert v Weichelt (1954) 28 ALJ 282 at 283, Cheng v The Queen
(2000) 203 CLR 248 at 270 [58], Re Patterson; Ex parte Taylor (2001) 207 CLR
391 at 473-474 [249]-[252], BHP Billiton Ltd v Schultz (2004) 221 CLR 400 at 443
[94], 468 [177] and Chief Executive Officer of Customs v El Hajje (2005) 224 CLR
159 at 171 [28]; Mineralogy Pty Ltd v Western Australia (2021) 95 ALJR 832
at 846 [56]; 393 ALR 551 at 565. See also Australian Capital Television Pty Ltd v
The Commonwealth (1992) 177 CLR 106 at 176.
139 Namely, that s 36B is inconsistent with an implied limitation on Commonwealth
legislative power preventing the involuntary deprivation of Australian citizenship
and effects a permanent legislative disenfranchisement which is not justified by a
substantial reason.
140 See Pochi v Macphee (1982) 151 CLR 101 at 109.
141 Pochi (1982) 151 CLR 101 at 109.
-- 51 of 139 --
Gordon J
46.
power142, commonly referred to as the "Pochi limit", has been repeatedly endorsed
by this Court143 and is accepted by the defendants.
134 Non-aliens are not and cannot conclusively or exclusively be defined as
persons who hold Australian citizenship. Citizenship is a statutory concept, which
is neither necessary nor sufficient to determine the boundaries of membership of
the Australian political community144. Conferral of statutory citizenship is within
the legislative power of the Commonwealth under different heads of power for
different purposes.
Persons who could not possibly answer the description of "aliens"
135 The starting point is that a law is not ordinarily supported by s 51(xix) –
the "naturalization and aliens" power – in its application to those who could not
possibly answer the description of "aliens" in the ordinary understanding of the
word.
136 A law that grants statutory citizenship to those persons who could not
possibly answer the description of "aliens" in the ordinary understanding of the
word is not supported by the aliens power145. In respect of those persons,
142 See, by analogy, Attorney-General for NSW v Brewery Employés Union of NSW
(1908) 6 CLR 469 at 513 in relation to trade marks in s 51(xviii) of the Constitution.
143 Nolan v Minister for Immigration and Ethnic Affairs (1988) 165 CLR 178 at
185-186, 192; Chu Kheng Lim v Minister for Immigration, Local Government and
Ethnic Affairs (1992) 176 CLR 1 at 54; Re Patterson (2001) 207 CLR 391 at 410
[43], 435-436 [132], 469-470 [238], 490 [297]; see also 492 [303]; Re Minister for
Immigration and Multicultural Affairs; Ex parte Te (2002) 212 CLR 162 at 173 [31],
205 [159]; see also 172 [26], 175 [39]; Shaw v Minister for Immigration and
Multicultural Affairs (2003) 218 CLR 28 at 36 [9], 61 [94]; Singh v
The Commonwealth (2004) 222 CLR 322 at 329 [4]-[5], 383 [151]; see also 376
[128], 383 [153]; Koroitamana v The Commonwealth (2006) 227 CLR 31 at 38 [12],
49 [62], 54-55 [81]; Love v The Commonwealth (2020) 270 CLR 152 at 171 [7],
183 [50], 218 [168], 237 [236], 239 [244], 244 [252], 266 [310]-[311], 270 [326],
288 [394], 303 [427], 305 [433]; Chetcuti v The Commonwealth (2021) 95 AJLR
704 at 715 [37], 722 [66], 729 [103], 739 [145]; 392 ALR 371 at 380, 389, 398, 411.
144 Love (2020) 270 CLR 152 at 187 [64], 244 [252], 264 [304]-[305], 265-266
[308]-[310], 305-308 [432]-[437]; see also Nolan (1988) 165 CLR 178 at 186;
Lim (1992) 176 CLR 1 at 54; Chetcuti (2021) 95 ALJR 704 at 715 [38], 720 [60],
729 [105]; cf 711 [16]; 392 ALR 371 at 381, 387, 399; cf 375.
145 cf Chetcuti (2021) 95 ALJR 704 at 711 [16]; 392 ALR 371 at 375.
-- 52 of 139 --
Gordon J
47.
the implied nationhood power146 and, in some of its operations, the external affairs
power147 support the grant of statutory citizenship. Those powers support the
conferral of statutory citizenship upon persons who could not possibly answer the
description of aliens because statutory citizenship is a status which facilitates the
regulation of employment in the public service, pensions, passports and like
matters148.
137 Those general propositions are subject to two exceptions. Persons who
could not possibly otherwise answer the description of "aliens" in the ordinary
understanding of the word may, subject to issues regarding statelessness149,
be denationalised pursuant to legislation supported by the aliens power in two
circumstances: first, where there are changes in sovereign identity or territory150;
and, second, where the person has renounced their allegiance to Australia151,
expressly or impliedly, by engaging in specified conduct. It will be necessary to
return to the latter exception.
Persons outside the Pochi limit
138 By contrast, the "naturalization and aliens" power (s 51(xix)) and the
immigration power (s 51(xxvii)) support legislation transforming aliens into
non-aliens, including by grant of statutory citizenship152. An aspect of the
146 See Victoria v The Commonwealth and Hayden ("the AAP Case") (1975) 134 CLR
338 at 397; Davis v The Commonwealth (1988) 166 CLR 79 at 93-95, 110-111;
cf 103-104, 117, 119; Pape v Federal Commissioner of Taxation (2009) 238 CLR 1
at 87-88 [228]; cf 175-178 [506]-[511].
147 Constitution, s 51(xxix).
148 See Singh (2004) 222 CLR 322 at 378 [134]; see also 328, 346 [47], 433 [318];
cf 434 [319].
149 See Convention on the Reduction of Statelessness [1975] ATS 46, Arts 7-9. See also
Convention relating to the Status of Stateless Persons [1974] ATS 20, Art 31;
Convention on the Rights of the Child [1991] ATS 4, Arts 7 and 8.
150 See Re Patterson (2001) 207 CLR 391 at 466 [225], 468-469 [235]-[237];
Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte
Ame (2005) 222 CLR 439 at 458-459 [35], 459 [37]-[38], 483 [117].
151 See Nolan (1988) 165 CLR 178 at 192; Singh (2004) 222 CLR 322 at 397-398 [197];
Chetcuti (2021) 95 ALJR 704 at 727 [90]; 392 ALR 371 at 396.
152 Love (2020) 270 CLR 152 at 270 [325]-[326]; Chetcuti (2021) 95 ALJR 704 at
715 [37]; 392 ALR 371 at 380. The grant of statutory citizenship is not the only
-- 53 of 139 --
Gordon J
48.
"naturalization and aliens" power is a power to determine how aliens lose the status
of alienage, whether absolutely or upon conditions and, if the latter, on what
conditions153. That aspect of the power reflects that it is a well-recognised attribute
of sovereignty that every nation state is entitled to decide what aliens shall or shall
not become members of its community154. As a general proposition, persons who
have been naturalised or otherwise admitted to membership of the Australian
community cannot subsequently be treated as or converted into "aliens" by statute
supported by the aliens power because the aliens power is spent once the
person is naturalised or otherwise admitted to membership of the community.
But, again, that is not without exception.
139 Persons who have been naturalised or otherwise admitted to membership of
the Australian community, like persons who could not possibly answer the
description of "aliens" in the ordinary understanding of the word, may lose their
status of non-alienage pursuant to legislation supported by the "naturalization and
aliens" power where there are changes in sovereign identity or territory155 or where
the person has renounced their allegiance to Australia156, expressly or impliedly,
by engaging in specified conduct. Again, that is subject to potential issues
regarding statelessness.
140 As will be apparent, to the extent that an impugned law addresses one or
both of those exceptions, it is unnecessary to determine if a particular person is one
who could not possibly answer the description of an "alien" in the ordinary
understanding of the word or if they are a person who has been naturalised or
otherwise admitted to membership of the Australian community. Whatever their
possible mechanism for admitting aliens to membership of the Australian
community. Indeed, there was no statutory concept of Australian "citizenship"
prior to 1948: see Love (2020) 270 CLR 152 at 264 [306].
153 See Te (2002) 212 CLR 162 at 170 [21], 171 [24], 172 [26], 173 [31], 175 [39],
179 [55]-[56], 192 [109]; Shaw (2003) 218 CLR 28 at 35 [2]; Singh (2004) 222 CLR
322 at 329 [4], 375 [126], 397 [196]; Ame (2005) 222 CLR 439 at 458-459 [35];
Chetcuti (2021) 95 ALJR 704 at 717 [48], 723 [70]; 392 ALR 371 at 383, 390.
154 Robtelmes v Brenan (1906) 4 CLR 395 at 400-401, 404; Te (2002) 212 CLR 162 at
170 [21]; Al-Kateb v Godwin (2004) 219 CLR 562 at 632 [203]; Love (2020) 270
CLR 152 at 190 [74].
155 See Re Patterson (2001) 207 CLR 391 at 466 [225], 468-469 [235]-[237];
Ame (2005) 222 CLR 439 at 458-459 [35], 459 [37]-[38], 483 [117].
156 See Nolan (1988) 165 CLR 178 at 192; Singh (2004) 222 CLR 322 at 397-398 [197];
Chetcuti (2021) 95 ALJR 704 at 727 [90]; 392 ALR 371 at 396.
-- 54 of 139 --
Gordon J
49.
status, s 51(xix) provides support for a law which is addressed to one or both of
those situations.
141 The exceptions identified above may not be the only circumstances in which
Parliament may denaturalise a person or otherwise withdraw a person's
membership of the Australian community. One possible example is sufficient to
illustrate the point. If a person breaches a condition validly imposed upon the grant
of membership of the community157, then, absent some other reason, it would be
open to Parliament to make a law permitting withdrawal of that person's
membership of the community for breach of the condition.
142 Other questions which do not require resolution in this proceeding may
arise, including, first, whether conditions imposed on a person's entry into the
community can be retrospectively changed to denaturalise the person or withdraw
their membership of the community and thereby convert that person into an alien158
and, second, whether a point can ever be reached, regardless of the conditions
imposed on entry into the Australian community, where a person has become so
connected to the Australian body politic that the connection cannot unilaterally be
taken away by Parliament by converting the person into an alien.
143 As to the first matter, as Gaudron J stated in Chu Kheng Lim v Minister for
Immigration, Local Government and Ethnic Affairs159, s 51(xix) does not support
laws "providing for denaturalization in the absence of some failure to observe the
requirements associated with naturalization or in the absence of some relevant
change in the relationship of the person or persons concerned with the community
constituting the body politic". While that recognises the possibility that a person
might be converted into an alien as a result of changes in sovereign identity or
territory, renunciation of allegiance, or breach of conditions validly imposed upon
the grant of membership of the community, it excludes the possibility that,
absent such circumstances, Parliament could retrospectively impose conditions to
denaturalise a person or withdraw their membership of the community.
Gaudron J further relevantly observed in Re Patterson; Ex parte Taylor160 that,
"[a]bsent any [relevant] change, [a] law could not be classified as a law with
157 See Nolan (1988) 165 CLR 178 at 192; Lim (1992) 176 CLR 1 at 54; Re Patterson
(2001) 207 CLR 391 at 411 [47]; Te (2002) 212 CLR 162 at 179 [54].
158 cf Meyer v Poynton (1920) 27 CLR 436 at 441; Ex parte Walsh and Johnson;
In re Yates (1925) 37 CLR 36 at 87-88.
159 (1992) 176 CLR 1 at 54. See also Nolan (1988) 165 CLR 178 at 192; Re Patterson
(2001) 207 CLR 391 at 411 [47]; Te (2002) 212 CLR 162 at 179 [54].
160 (2001) 207 CLR 391 at 411 [47].
-- 55 of 139 --
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50.
respect to naturalisation or aliens, for that power is wholly concerned with the
relationship of individuals to the Australian community".
144 As to the second matter – whether a point can ever be reached where a
person is so connected to the Australian community that the connection cannot
unilaterally be taken away by Parliament – it is enough, in this case, to make the
following points. First, these issues were not considered or decided in either
Singh v The Commonwealth161 or Koroitamana v The Commonwealth162.
The facts in neither case163 provided a sufficient foundation for arguments of that
kind. Second, as cases such as Sue v Hill164 and Shaw v Minister for Immigration
and Multicultural Affairs165 show, the constitutional term "aliens" may have
different application as national and international circumstances change166.
It may be that the changes in national and international circumstances since
Pochi v Macphee167 was decided 40 years ago would mean that facts of the kind
considered in Pochi could be said to call for some different answer today.
That is not this case and, if argument of that kind were to be made, it would need
a proper factual foundation.
Laws concerning matters incidental or ancillary to "naturalization and aliens"
145 The extent to which laws affecting non-aliens are supported by the
"naturalization and aliens" power must be understood as subject to the qualification
that certain laws may be validly supported by that power in their application to
161 (2004) 222 CLR 322.
162 (2006) 227 CLR 31.
163 See Singh (2004) 222 CLR 322 at 328-329 [2]-[3], 342 [34], 380-381 [142]-[144];
Koroitamana (2006) 227 CLR 31 at 35 [1]-[2], 39-40 [17]-[20].
164 (1999) 199 CLR 462.
165 (2003) 218 CLR 28.
166 Ame (2005) 222 CLR 439 at 458-459 [35]; Love (2020) 270 CLR 152 at 189 [69];
Chetcuti (2021) 95 ALJR 704 at 718 [53]; 392 ALR 371 at 384.
167 (1982) 151 CLR 101.
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51.
non-aliens insofar as they govern or affect "matters that are incidental or ancillary
to the subject matter"168 of the power. That is not this case.
Denationalisation, denaturalisation and withdrawing membership of the
community
146 Insofar as the defendants' submission that there is no distinction between
natural-born and naturalised citizens is contrary to the preceding analysis,
it should be rejected. The submission is not supported by the passage in
Re Canavan169 relied upon by the defendants.
147 In Re Canavan170, the Court was addressing Deane J's reasoning in Sykes v
Cleary171, where his Honour had expressed the view that the second limb of s 44(i)
of the Constitution was subject to a qualifying element, which "extends not only
to the acquisition of the disqualifying relationship by a person who is already an
Australian citizen but also to the retention of that relationship by a person who has
subsequently become an Australian citizen" (ie, a naturalised Australian citizen).
The Court in Re Canavan172 held that the approach taken by Deane J drew no
support from the text and structure of s 44(i).
148 It was in that context that the Court said that, "[i]n addition, the approach
of Deane J places naturalised Australian citizens in a position of disadvantage
relative to natural-born Australian citizens"173. The Court emphasised that the
reasons of Mason CJ, Toohey and McHugh JJ, Brennan J and Dawson J
respectively in Sykes v Cleary174 did not draw any distinction between natural-born
Australian citizens and naturalised Australian citizens in terms of the application
168 Grannall v Marrickville Margarine Pty Ltd (1955) 93 CLR 55 at 77. See Thoms v
The Commonwealth [2022] HCA 20 at [70].
169 (2017) 263 CLR 284 at 308-309 [53].
170 (2017) 263 CLR 284 at 308-309 [53].
171 (1992) 176 CLR 77 at 127-128, quoted in Re Canavan (2017) 263 CLR 284 at
308 [50].
172 (2017) 263 CLR 284 at 308 [52].
173 Re Canavan (2017) 263 CLR 284 at 308 [53].
174 (1992) 176 CLR 77.
-- 57 of 139 --
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52.
of s 44(i)175. The Court also noted that s 34 of the Constitution, unlike s 44(i),
did draw a distinction between natural-born and naturalised Australians for the
purpose of qualifying to be a candidate for election176.
149 No less significantly, the Court said that the absence from the text of s 44(i)
of any distinction between natural-born and naturalised Australians "cannot be
attributed to inadvertence on the part of the framers, both because the concept of
citizenship by descent was commonplace at the time of federation, and because of
the express provision in s 34"177.
150 Four points may be made. First, the Court's observations were concerned
with a different provision in the Constitution, s 44(i), which is not a head of power.
Second, s 51(xix) in its terms refers to "naturalization". Third, a basic distinction
between naturalised citizens and persons who could not possibly answer the
description of "aliens" in the ordinary understanding of the word is that all persons
who are naturalised were once aliens. As has been explained, it is well established
that it is an attribute of sovereignty that every nation state is entitled to decide what
aliens shall or shall not become members of its community178 and, by a law with
respect to "naturalization and aliens", the Parliament can remove the status of
"alienage" absolutely or subject to conditions179. And breach of conditions validly
imposed at the time a person became naturalised or was otherwise admitted to
membership of the Australian community may result in denaturalisation or
withdrawing that person's membership of the community. Fourth, and relatedly,
it may be accepted that once a person is naturalised or otherwise admitted to
membership of the Australian community (subject to any validly imposed
conditions) they are in the same position as persons who could not possibly answer
the description of "aliens" in the ordinary understanding of the word for the
175 Re Canavan (2017) 263 CLR 284 at 308-309 [53].
176 Re Canavan (2017) 263 CLR 284 at 309 [53].
177 Re Canavan (2017) 263 CLR 284 at 309 [53].
178 See Robtelmes (1906) 4 CLR 395 at 400-401, 404; Te (2002) 212 CLR 162 at
170 [21]; Al-Kateb (2004) 219 CLR 562 at 632 [203]; Love (2020) 270 CLR 152 at
190 [74].
179 See Te (2002) 212 CLR 162 at 170 [21], 171 [24], 172 [26], 173 [31], 175 [39],
179 [55]-[56], 192 [109]; Shaw (2003) 218 CLR 28 at 35 [2]; Singh (2004) 222 CLR
322 at 329 [4], 375 [126], 397 [196]; Ame (2005) 222 CLR 439 at 458-459 [35];
Chetcuti (2021) 95 ALJR 704 at 717 [48], 723 [70]; 392 ALR 371 at 383, 390.
-- 58 of 139 --
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53.
purposes of s 44(i), but that does not say anything about the "naturalization and
aliens" power in s 51(xix).
Mr Alexander and s 36B
151 As foreshadowed above, the defendants accept the Pochi limit. In other
words, they accept that there are persons who can never be treated as aliens,
subject to the exceptions identified above. However, whilst recognising that the
concept of "aliens" can and should have different application with changing
national and international circumstances180, the defendants' submission on what the
irreducible minimum is for that category of non-alien persons has changed without
explanation over at least the last two decades181. It has gone from persons who
were born in Australia to Australian parents182 (and possibly persons born in
Australia to permanent residents of Australia183) to, in this case, "persons who were
born in Australia, to two Australian persons, who are not citizens of any other
country, and who have not renounced or repudiated their allegiance to Australia".
It is emphatically the province and duty of this Court to decide what is the proper
construction of the Constitution184.
180 See Ame (2005) 222 CLR 439 at 458-459 [35], citing Sue v Hill (1999) 199 CLR
462, Shaw (2003) 218 CLR 28 and Singh (2004) 222 CLR 322.
181 See Singh v The Commonwealth [2004] HCATrans 5 at lines 2578-2581,
3086-3088, 3103-3105, 3308-3311; Singh v The Commonwealth [2004] HCATrans
6 at lines 4071-4078; Koroitamana (2006) 227 CLR 31 at 43 [36], 46 [51]; Love v
The Commonwealth [2019] HCATrans 90 at lines 2491-2497, 2756-2758,
2779-2793; Love (2020) 270 CLR 152 at 187 [64], 288 [395], 311 [444]; see also
188 [66], 320 [466]; Chetcuti (2021) 95 ALJR 704 at 722 [67]; 392 ALR 371 at 389.
182 Singh [2004] HCATrans 5 at lines 2578-2581, 3086-3088, 3103-3105, 3308-3311;
Singh [2004] HCATrans 6 at lines 4071-4078; see also Koroitamana (2006) 227
CLR 31 at 43 [36], 46 [51].
183 Singh [2004] HCATrans 5 at lines 2554-2558, 2578-2581, 3105-3107, 3342-3345.
184 Marbury v Madison (1803) 5 US 137; Australian Communist Party v
The Commonwealth (1951) 83 CLR 1 at 262-263; Harris v Caladine (1991)
172 CLR 84 at 134-135; Attorney-General (WA) v Marquet (2003) 217 CLR 545 at
570 [66]; Singh (2004) 222 CLR 322 at 330 [7]; Australian Competition and
Consumer Commission v Baxter Healthcare Pty Ltd (2007) 232 CLR 1 at 48 [101].
See also R v Kirby; Ex parte Boilermakers' Society of Australia (1956) 94 CLR 254
at 267-272.
-- 59 of 139 --
Gordon J
54.
152 It is unnecessary in this case to consider the scope of the category of persons
who could not possibly answer the description of "aliens" in the ordinary
understanding of the word, or to decide whether Mr Alexander falls within that
category of persons. That is because s 36B is a law that purports to apply only in
respect of persons who have renounced their allegiance to Australia impliedly by
engaging in specified conduct185.
Section 36B(1)(a)
153 In that regard it is sufficient for present purposes to refer to the first
jurisdictional fact186 conditioning the exercise of power to make a citizenship
cessation determination under s 36B(1), namely that the Minister is satisfied that
a person has engaged in conduct specified in s 36B(5)187. The conduct specified in
s 36B(5) includes, among other things, "engaging in international terrorist
activities using explosive or lethal devices"188, "engaging in a terrorist act"189,
"engaging in foreign incursions and recruitment"190, "fighting for, or being in the
service of, a declared terrorist organisation"191, and "serving in the armed forces of
a country at war with Australia"192. The words and expressions used in
s 36B(5)(a)-(h) have the same meanings as they do in specified offence provisions
185 See Citizenship Act, s 36B(1)(a) and (b).
186 See Minister for Immigration and Multicultural Affairs v Eshetu (1999) 197 CLR
611 at 651 [130]-[131]; Minister for Immigration and Multicultural and Indigenous
Affairs v SGLB (2004) 78 ALJR 992 at 998 [37]-[38]; 207 ALR 12 at 20-21;
Gedeon v Commissioner of New South Wales Crime Commission (2008) 236 CLR
120 at 139 [43]; Plaintiff M70/2011 v Minister for Immigration and Citizenship
(2011) 244 CLR 144 at 179-180 [57]; Southern Han Breakfast Point Pty Ltd (In liq)
v Lewence Construction Pty Ltd (2016) 260 CLR 340 at 357 [47].
187 Citizenship Act, s 36B(1)(a).
188 Citizenship Act, s 36B(5)(a).
189 Citizenship Act, s 36B(5)(b).
190 Citizenship Act, s 36B(5)(h).
191 Citizenship Act, s 36B(5)(i).
192 Citizenship Act, s 36B(5)(j).
-- 60 of 139 --
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55.
of the Criminal Code (Cth), but this does not include the fault elements that apply
to those offences193.
154 It may be accepted that to the extent that s 36B(1)(a) covers the
"paradigm case of implicit renunciation" of allegiance by "spying or fighting"
for an enemy state declared to be at war with Australia, and the closely related
category of conduct involving service in the armed forces of a declared terrorist
organisation194 (namely, the conduct of persons who could be described as
"foreign fighters"195), s 36B is within the scope of the aliens power.
Indeed, Australian laws have long provided that persons who fight in a foreign
army at war with Australia or assist Australia's enemies in other ways may be
denaturalised or have their citizenship revoked196. And Australia is not unusual in
having enacted laws of this kind. Provisions depriving persons of citizenship for
193 Citizenship Act, s 36B(6).
194 Commonwealth, Independent National Security Legislation Monitor, Report to the
Attorney-General: Review of the Operation, Effectiveness and Implications of
Terrorism-related Citizenship Loss Provisions Contained in the Australian
Citizenship Act 2007, 7th Report (2019) at 43-44 [6.7].
195 "[F]oreign fighters" is a term defined by the Australian Security Intelligence
Organisation to mean "Australians who have participated in foreign conflicts or
undertaken training with extremist groups overseas": see Australian Security
Intelligence Organisation, ASIO Annual Report 2019-20 (2020) at 142.
196 See Nationality Act 1920 (Cth), s 12(2)(a); Nationality and Citizenship Act 1948
(Cth) (as made), ss 19, 21(1)(b); see also s 21(1)(a); Citizenship Act (as made), s 35.
-- 61 of 139 --
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service in a foreign army have long existed in Canada197, France198, Germany199,
Italy200, the Netherlands201 and the United States202.
155 On the other hand, again having regard only to the conduct criterion in
s 36B(1)(a), to the extent that s 36B captures conduct beyond serving in the armed
forces of a country at war with Australia and conduct of foreign fighters, it might
exceed the scope of the aliens power.
156 It is unnecessary to address any other or additional basis on which s 36B is
said to be supported by s 51(xix) (namely, that the Minister must be satisfied that
the person's conduct demonstrates that they have repudiated their allegiance to
Australia203 and that the person is a dual citizen204). While accepting that s 51(xix)
supports s 36B at least insofar as it is directed at conduct which plainly constitutes
renunciation of allegiance, namely, fighting for an enemy state at war with
Australia and conduct of foreign fighters, it is unnecessary to determine whether
197 Canadian Citizenship Act 1946 (Can), s 17(2). See also Strengthening Canadian
Citizenship Act 2014 (Can), s 8.
198 French Civil Code, Art 23-8.
199 Law on the Acquisition and Loss of Confederative and State Citizenship 1870 (North
German Reichstag), §22: see extracted document titled "Law on Nationality and
Citizenship (June 1, 1870)" in Retallack (ed), "Forging an Empire: Bismarckian
Germany, 1866-1890", vol 4 of German Historical Institute, German History in
Documents and Images. See also de Groot and Vink, A Comparative Analysis of
Regulations on Involuntary Loss of Nationality in the European Union, Centre for
European Policy Studies Paper No 75/December 2014 (2014) at 21 [4.1].
200 See de Groot and Vink, A Comparative Analysis of Regulations on Involuntary Loss
of Nationality in the European Union, Centre for European Policy Studies Paper
No 75/December 2014 (2014) at 23, 25 [4.2].
201 See de Groot and Vink, A Comparative Analysis of Regulations on Involuntary Loss
of Nationality in the European Union, Centre for European Policy Studies Paper
No 75/December 2014 (2014) at 21. See also Netherlands Nationality Act 1984,
Art 14(3).
202 Nationality Act of 1940 (8 USC §§501-907), §801(c). See also Immigration and
Nationality Act (8 USC §§1101-1537), §1481(a)(3).
203 Citizenship Act, s 36B(1)(b).
204 Citizenship Act, s 36B(2).
-- 62 of 139 --
Gordon J
57.
s 36B is supported by s 51(xix) in all of its operations in circumstances where the
law is, in any event, wholly invalid205.
Chapter III of the Constitution – s 36B invalid in its entirety
157 Section 36B is invalid in its entirety because it is contrary to Ch III of the
Constitution. It confers on the Minister the power to impose a sanction upon a
person (involuntary cessation of citizenship) – a punishment – for that person
engaging in past conduct of a kind identified as warranting the condemnation of
the Australian community.
158 The principles are well established. The adjudgment and punishment of
criminal guilt is an exclusively judicial function206. The Executive cannot
"itself exercise judicial power and act as prosecutor and judge to punish breach of
law by executive fiat or decree"207. The jurisprudence of this Court, to date,
has been concerned foremost with executive detention, but the categories of
205 ICM Agriculture (2009) 240 CLR 140 at 199 [141], citing Lambert (1954) 28 ALJ
282 at 283, Cheng (2000) 203 CLR 248 at 270 [58], Re Patterson (2001) 207 CLR
391 at 473-474 [249]-[252], BHP Billiton (2004) 221 CLR 400 at 443 [94],
468 [177] and El Hajje (2005) 224 CLR 159 at 171 [28]; Mineralogy (2021)
95 ALJR 832 at 846 [56]; 393 ALR 551 at 565. See also Australian Capital
Television (1992) 177 CLR 106 at 176.
206 See Federal Commissioner of Taxation v Munro (1926) 38 CLR 153 at 175;
R v Quinn; Ex parte Consolidated Foods Corporation (1977) 138 CLR 1 at 11;
Re Tracey; Ex parte Ryan (1989) 166 CLR 518 at 580; Polyukhovich v
The Commonwealth (1991) 172 CLR 501 at 536, 609-610, 612, 646, 685-686, 721;
Lim (1992) 176 CLR 1 at 27; Brandy v Human Rights and Equal Opportunity
Commission (1995) 183 CLR 245 at 258, 269; Attorney-General (Cth) v Breckler
(1999) 197 CLR 83 at 109 [40]; Magaming v The Queen (2013) 252 CLR 381 at
396 [47], 399-400 [61]-[63]; Kuczborksi v Queensland (2014) 254 CLR 51 at 120
[233]; Duncan v New South Wales (2015) 255 CLR 388 at 407 [41]; Falzon v
Minister for Immigration and Border Protection (2018) 262 CLR 333 at 340 [15];
Minister for Home Affairs v Benbrika (2021) 95 ALJR 166 at 177-178 [18]-[19],
189 [72], 202 [140], 207 [160], 218 [207]-[208]; 388 ALR 1 at 9-10, 25, 41-42,
48, 62.
207 Re Tracey (1989) 166 CLR 518 at 580.
-- 63 of 139 --
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58.
punishment are not closed208. And that has to be so. The concern of Ch III is with
substance, not form209.
159 Section 36B does not require any person to be detained in custody. As such,
Mr Alexander does not have the assistance of any "default characterisation"210
of s 36B as being penal or punitive. The question then must be whether the
involuntary cessation of citizenship effected by s 36B is a form of "punishment"
of the requisite kind, that is, punishment that is penal or punitive in character.
Critically, that requires considering whether, in the context of s 36B, involuntary
cessation of citizenship is a measure which, "by reason of [its] nature or because
of historical considerations"211, should be characterised as penal or punitive and,
therefore, exclusively judicial in character. As Mr Alexander submits, the fact that
denationalisation is not a "punishment" for committing a crime in any Australian
statute book is not determinative; nor are capital punishment and forms of corporal
punishment now forms of punishment in any Australian State or Territory,
yet there can be no doubt that they are punitive. And whether s 36B has the
character of a law conferring a power to punish is a question of construction212.
160 In Re Woolley; Ex parte Applicants M276/2003213, in the context of
considering executive detention, Gleeson CJ pointed out that not "all hardship or
distress inflicted upon a citizen by the State constitutes a form of punishment,
although colloquially that is how it may sometimes be described". His Honour
went on to explain214:
208 cf Falzon (2018) 262 CLR 333 at 340 [16] ("[o]ne form of punishment is involuntary
detention").
209 Lim (1992) 176 CLR 1 at 27; Nicholas v The Queen (1998) 193 CLR 173 at 233
[148]; Re Woolley; Ex parte Applicants M276/2003 (2004) 225 CLR 1 at 35 [82];
Graham v Minister for Immigration and Border Protection (2017) 263 CLR 1 at 27
[48]; Benbrika (2021) 95 ALJR 166 at 190-191 [78], 209 [168], 217 [203]; 388 ALR
1 at 26-27, 50, 60.
210 See North Australian Aboriginal Justice Agency Ltd v Northern Territory (2015)
256 CLR 569 at 611 [98]. See also Falzon (2018) 262 CLR 333 at 342 [24];
Benbrika (2021) 95 ALJR 166 at 182-183 [40], 189 [73]; 388 ALR 1 at 16, 25.
211 Lim (1992) 176 CLR 1 at 27 (emphasis added).
212 Falzon (2018) 262 CLR 333 at 341 [19].
213 (2004) 225 CLR 1 at 12 [17], cited with approval in Pollentine v Bleijie (2014)
253 CLR 629 at 656 [70] and Minogue v Victoria (2019) 268 CLR 1 at 20-21 [31].
214 Re Woolley (2004) 225 CLR 1 at 12 [17].
-- 64 of 139 --
Gordon J
59.
"Taxes are sometimes said, in political rhetoric, to be punitive. That is a
loose use of the term. Punishment, in the sense of the inflicting of
involuntary hardship or detriment by the State, is not an exclusively judicial
function. On the other hand, the particular form of detriment constituted by
the deprivation of liberty usually (although not always) follows adjudgment
of criminal guilt, and the circumstances in which deprivation of liberty may
be imposed upon a citizen by the State otherwise than by way of judicial
punishment are limited."
161 The defendants accept that s 36B will operate, for some individuals,
to cause detriment or hardship (including by separating them from family or
employment), while emphasising that other individuals may be free to reside in the
country of their other citizenship without suffering any hardship or detriment as a
result. They contend, however, that to the extent hardship or detriment occurs it is
the result of the particular circumstances of the individual, and that "[t]he variable
and idiosyncratic nature of any such hardship points against characterising that
possible consequence of loss of citizenship as punishment, let alone as punishment
that can be imposed only by a court following a determination of criminal guilt".
162 It may be accepted that not every hardship or detriment that is imposed by
the Executive on a person, even if they have been convicted of an offence,
constitutes "punishment" of a kind that can be imposed only in the exercise of the
judicial power of the Commonwealth. However, the defendants' submissions
presuppose that involuntary deprivation of citizenship under s 36B is not penal or
punitive; they do not say anything about why the character of the punishment is
not penal or punitive and is instead simply "detriment" or "hardship".
It is conclusory reasoning.
Section 36B
163 It is necessary to start with the proper construction of s 36B.
Properly construed, its purpose is retribution. Citizenship cessation, in the context
of s 36B, is a measure "taken in the name of society to exact just retribution on
those who have offended against the laws of society"215 by engaging in past
conduct that is "identified and articulated wrongdoing"216. That is what s 36B does
in its terms. And that construction is reinforced by s 36A, which provides that
Subdiv C of Div 3 of Pt 2 of the Citizenship Act (which contains s 36B) was:
215 Falzon (2018) 262 CLR 333 at 359 [94], citing Veen v The Queen [No 2] (1988)
164 CLR 465 at 473-474, 490-491. See also Pollentine (2014) 253 CLR 629 at 650
[45]; Benbrika (2021) 95 ALJR 166 at 215 [196]; 388 ALR 1 at 58.
216 Al-Kateb (2004) 219 CLR 562 at 650 [265].
-- 65 of 139 --
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60.
"enacted because the Parliament recognises that Australian citizenship is a
common bond, involving reciprocal rights and obligations, and that citizens
may, through certain conduct incompatible with the shared values of the
Australian community, demonstrate that they have severed that bond and
repudiated their allegiance to Australia." (emphasis added)
164 Consistent with that purpose, in substance, s 36B authorises the Minister to
impose a sanction upon a person (involuntary cessation of citizenship)
for engaging in conduct of a kind identified as warranting the condemnation of the
Australian community. The only point at which the protection of the Australian
community is taken into account is for the purposes of assessing the third criterion
in s 36B(1), namely whether it would be contrary to the public interest for the
person to remain an Australian citizen217. The matters that the Minister must have
regard to in considering the public interest for the purposes of deciding whether to
make a determination under s 36B(1) are listed in s 36E(2). Only one of the matters
listed – "the degree of threat posed by the person to the Australian community"218 –
concerns protection of the Australian community. Section 36B stands very far
removed from the kinds of provisions with protective purposes considered in
earlier cases219.
165 The character of citizenship cessation for the purposes of s 36B must also
be considered in light of the Minister's role in adjudicating on whether a person
has engaged in conduct that constitutes the physical element of identified
offences220. Two matters are significant. First, s 36B operates with respect to
"identified and articulated wrongdoing"221. Second, the cessation of citizenship is
"a consequential step" after the Minister's adjudication that the person has engaged
in "past acts" which, if accompanied by specified fault elements, would involve
217 Citizenship Act, s 36B(1)(c).
218 Citizenship Act, s 36E(2)(c).
219 See, eg, Thomas v Mowbray (2007) 233 CLR 307 at 328-330 [16]-[18], 356-357
[114]-[121], 507 [595], 526 [651]; Pollentine (2014) 253 CLR 629 at 650 [45],
654 [64]-[65], 657 [73]; Vella v Commissioner of Police (NSW) (2019) 269 CLR
219 at 257-261 [82]-[90]; cf 287 [171]; Benbrika (2021) 95 ALJR 166 at 181 [36],
182-183 [39]-[41]; cf 192-193 [87]-[88], 193 [91]-[92], 194 [97], 207 [160],
210 [177], 211-212 [182]-[183], 215-216 [197]-[200], 219-220 [214]; 388 ALR 1
at 14-16; cf 29-31, 48, 52-54, 58-59, 64-65.
220 Citizenship Act, ss 36B(1)(a), 36B(5), 36B(6); Criminal Code, Div 72, Subdiv A,
ss 101.1, 101.2, 102.2, 102.4, 103.1, 103.2, Div 119; see also Pt 5.1.
221 Al-Kateb (2004) 219 CLR 562 at 650 [265].
-- 66 of 139 --
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criminal guilt222. Put differently, the power to make a citizenship cessation
determination under s 36B is specifically linked with conduct "for which [it] might
be regarded as punishment"223.
166 And an exercise of power under s 36B does not simply involve "inflicting ...
involuntary hardship or detriment by the State"224. The consequences of an
executive citizenship cessation determination under s 36B are loss of fundamental
rights of citizenship with immediate effect225, and permanently226.
Those consequences are significant. If the person is overseas, they will be unable
to return to Australia, unless granted a visa. If the person is in Australia they will
immediately become an "unlawful non-citizen" who must be taken into
immigration detention and is liable to be removed from Australia as soon as
reasonably practicable227.
Denationalisation, banishment, exile and outlawry as punishment
167 That a citizenship cessation determination may constitute punishment is
consistent with history. "The penalty of denationalization is not of recent
invention"228 (emphasis added). Historically, denationalisation, banishment, exile
and outlawry have been used as punishments for criminal offending and were
recognised to have a penal or punitive character.
168 In ancient Rome, "[t]here were many ways in which a man might lose his
freedom, and with his freedom he necessarily lost his citizenship also. Thus he
might be sold into slavery as an insolvent debtor, or condemned to the mines for
222 cf Fardon v Attorney-General (Qld) (2004) 223 CLR 575 at 612 [80]; see also
613 [84].
223 cf Kariapper v Wijesinha [1968] AC 717 at 736, quoted in Duncan (2015) 255 CLR
388 at 410 [49].
224 cf Re Woolley (2004) 225 CLR 1 at 12 [17].
225 Citizenship Act, s 36B(3).
226 Citizenship Act, s 36L. Subject only to revocation of a citizenship cessation
determination under s 36H, 36J or 36K, or seeking judicial review of a citizenship
cessation determination or non-revocation decision.
227 Migration Act 1958 (Cth), ss 13(1), 14(1), 189(1), 198.
228 Maxey, "Loss of Nationality: Individual Choice or Government Fiat?" (1962)
26 Albany Law Review 151 at 163.
-- 67 of 139 --
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62.
his crimes as servus poenae. ... Another cause of the loss of citizenship was
banishment in certain of its forms"229. During feudal times, according to Maxey,
"the punishment of denationalization was not known" (at least not in its modern
form), but there were "analogues of denationalization" in England230. He explained
that231:
"[o]n the eve of the Norman conquest the decree of outlawry was the
ultimate remedy of the state, even for petty offenses. A man so condemned
was placed outside the law, subject, in his person and possessions, to
complete destruction. Later on, outlawry adapted to the changed
circumstances of a more civilized way of life and became an instrument for
'compelling the contumacious to abide the judgment of the courts'.
But as long as it remained a weapon in the legal arsenal, it was adjudged a
harsh punishment even by men who were accustomed to brutality in the
administration of criminal justice."
169 In 1597, the English Parliament enacted a law that provided that convicted
dangerous rogues be "banyshed out of this Realme and all other the Domynions
thereof"232. From that time until 1864, "Parliament at frequent intervals passed new
statutes reaffirming the use of this punishment"233. In 1616 in Dr Hussey v Moor234,
229 Salmond, "Citizenship and Allegiance" (1901) 17 Law Quarterly Review 270 at
276-277.
230 Maxey, "Loss of Nationality: Individual Choice or Government Fiat?" (1962)
26 Albany Law Review 151 at 163.
231 Maxey, "Loss of Nationality: Individual Choice or Government Fiat?" (1962)
26 Albany Law Review 151 at 163-164 (footnotes omitted).
232 Vagabonds Act 1597 (39 Eliz c 4), s 4.
233 Banks, "Criminal Law – Banishment" (1954) 32 North Carolina Law Review 221 at
223. See also Poor Relief Act 1662 (14 Car II c 12), s 23; Piracy Act 1717 (4 Geo I
c 11) (sometimes referred to as the Transportation Act); Transportation Act 1830
(11 Geo IV & 1 Will IV, c 39).
234 (1616) 3 Bulst 275 at 280 [81 ER 232 at 236]. See also John and Magnus Arthur v
Geddies and Wallets (1590) 1 Bro Sup 124 at 124; Sir Robert Murray v Murray of
Bruchtoun (1672) Mor 4799 at 4810; Dr Sibbald v Lady Rosyth (1685) Mor 13976
at 13978; Stuart v Haliburton (1713) Mor 6829 at 6829; Newsome v Bowyer (1729)
3 P Wms 37 at 38 [24 ER 959 at 960]; Bontein v Bontein (1731) Mor 14043 at
14044; Procurator-Fiscal of Edinburgh v Campbell (1736) Mor 9400 at 9401;
Cochran v Bar and Spence (1739) Mor 3441 at 3441; Marishal v Semple (1752)
Mor 3447 at 3447; Farquhar v His Majesty's Advocate (1753) Mor 4669 at 4670;
-- 68 of 139 --
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63.
the Court of King's Bench identified the existence of three kinds of punishment:
"pecuniary, corporal and exile". In respect of a statute imposing all three,
it was held that "the same gives damages, corporal punishment, and exile, to lose
his country, and if this be not a penal law, I do not know what law is penal"
(emphasis added).
170 In the 17th edition of Blackstone's Commentaries on the Laws of England,
published in 1830, in a chapter on "judgement and its consequences", in the context
of considering what he described as "the next stage of criminal prosecution,
after trial and conviction are past", Blackstone said that the court must pronounce
the judgment which the law has annexed to the crime235. Blackstone explained that
some punishments are capital, which extend to the life of the offender,
and "[s]ome punishments consist in exile or banishment, by abjuration of the
realm, or transportation: others in loss of liberty, by perpetual or temporary
imprisonment"236 (emphasis added). Similarly, in 1890, Craies observed that under
English law "[t]he purposes for which a subject could conceivably be required to
leave the realm [fell] into two main classes – public service, and punishment for
crime"237 (emphasis added).
171 In 1933, Plucknett distinguished outlawry (which involved "withdrawal by
civil society of all legal rights and protection from one of its offending members")
from "less serious penalties, such as exile, which was generally a voluntary
withdrawal not resulting directly in loss of property or civil rights
[and] banishment, which was similar save that it was compulsory"238
(emphasis added).
Small v Sir James Clerk of Pennycuik (1764) Mor 11782 at 11783; Dalrymple v
Dalrymple (1809) 2 Hag Con (App) 1 at 120 [161 ER 802 at 863]; Macneill v
Macgregor (1828) 2 Bli NS 393 at 465 [4 ER 1178 at 1203]; Newton v Rowe,
Norman and Boodle (1847) 9 QB 948 at 955 [115 ER 1538 at 1541].
235 Blackstone, Commentaries on the Laws of England, 17th ed (1830), bk 4, ch 29
at 376.
236 Blackstone, Commentaries on the Laws of England, 17th ed (1830), bk 4, ch 29
at 377.
237 Craies, "The Compulsion of Subjects to Leave the Realm" (1890) 6 Law Quarterly
Review 388 at 390.
238 Plucknett, "Outlawry", in Seligman and Johnson (eds), Encyclopaedia of the Social
Sciences (1933), vol 11, 505 at 505-506. See also Tomlins, Law-Dictionary, 3rd ed
(1820), vol 1, definition of "banishment".
-- 69 of 139 --
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64.
172 Denationalisation, as a form of punishment, was also directly addressed by
the Supreme Court of the United States in 1958 in Trop v Dulles239.
Warren CJ observed of denationalisation that240:
"[t]here may be involved no physical mistreatment, no primitive torture.
There is instead the total destruction of the individual's status in organized
society. It is a form of punishment more primitive than torture,
for it destroys for the individual the political existence that was centuries in
the development."
Brennan J in Trop v Dulles241 also put it bluntly. Adopting and adapting what his
Honour said242, "I cannot see that [denationalisation] is anything other than forcing
retribution from the offender – naked vengeance".
Section 36B and denationalisation as punishment
173 Section 36B is contrary to Ch III. It confers on the Minister the power to
impose a sanction upon a person (involuntary cessation of citizenship)
for engaging in past conduct of a kind identified as warranting the condemnation
of the Australian community. It permits the Executive to do what it cannot:
to "exercise judicial power and act as prosecutor and judge to punish breach of law
by executive fiat or decree"243.
174 It is unnecessary to chart the metes and bounds of when denationalisation
constitutes punishment. It is sufficient to make two general observations.
First, s 36B, unlike s 36D, does not confer power to cease citizenship by reference
to the "factum" of an earlier adjudication by a court of a person's criminal guilt244.
It is unnecessary to consider whether s 36D authorises the imposition of a new or
additional punishment for a person committing an offence. Second, the position
may well be different in respect of certain laws dealing with denaturalisation.
By way of example, in respect of a law conferring power on the Minister to cancel
239 (1958) 356 US 86. See also Kennedy v Mendoza-Martinez (1963) 372 US 144
at 167-168.
240 Trop v Dulles (1958) 356 US 86 at 101.
241 (1958) 356 US 86.
242 Trop v Dulles (1958) 356 US 86 at 112.
243 Re Tracey (1989) 166 CLR 518 at 580.
244 cf Falzon (2018) 262 CLR 333 at 357 [89].
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65.
a person's citizenship if they obtained citizenship by making false statements or
engaging in fraudulent conduct, denaturalisation might be more properly
characterised as the consequence of breaching a condition imposed on the person's
entry into the community, rather than punishment245.
Answers
175 For those reasons, the questions stated for the opinion of the Full Court in
the amended special case should be answered as follows:
1. Is s 36B of the [Citizenship Act] invalid in its operation in respect of
the plaintiff because:
(a) it is not supported by a head of Commonwealth legislative
power;
Answer: Unnecessary to answer.
(b) it is inconsistent with an implied limitation on
Commonwealth legislative power preventing the involuntary
deprivation of Australian citizenship;
Answer: Unnecessary to answer.
(c) it effects a permanent legislative disenfranchisement which is
not justified by a substantial reason;
Answer: Unnecessary to answer.
...
(e) it reposes in the Minister ... the exclusively judicial function
of punishing criminal guilt?
Answer: Yes.
2. What, if any, relief should be granted to the plaintiff?
Answer: It should be declared that s 36B of the Citizenship Act is
invalid.
245 cf Trop v Dulles (1958) 356 US 86 at 98-99.
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Gordon J
66.
3. Who should pay the costs of the special case?
Answer: The defendants.
-- 72 of 139 --
Edelman J
67.
EDELMAN J.
The issues and the constitutional confusion
176 Mr Alexander is an Australian-born citizen who is in a prison in Damascus
operated by Syrian intelligence. In May 2021, the President of Syria decreed a
general amnesty law pardoning perpetrators of a number of violations,
misdemeanours, and felonies. Mr Alexander informed his family in June 2021 that
he had been pardoned for his convictions under the Syrian Penal Code.
Mr Alexander claims that, according to his Syrian lawyer, a reason that he remains
in detention is that the Minister for Home Affairs has declared that he is no longer
an Australian citizen. In his application for constitutional writs, Mr Alexander
alleges that he is in danger of torture, serious bodily harm, or death.
177 Senior counsel for Mr Alexander politely requested that this Court consider
adopting the approach of pronouncing orders before reasons in order to facilitate
expedition of the result of this case in light of these "parlous circumstances" of
Mr Alexander. I would have readily acceded to that request. The justification for
the request was significantly more compelling than many, perhaps any, other
instance in which this Court has recently, and properly, taken such an approach246.
There was no suggestion at the oral hearing that any circumstance pointed against
that proposed course. In any event, these reasons, like those of the other members
of this Court, were prepared very shortly after the hearing in order to facilitate an
expeditious delivery of the orders.
178 In these reasons, I gratefully adopt the facts, background, and statutory
scheme comprehensively set out in the reasons of Steward J, and also in the reasons
of Kiefel CJ, Keane and Gleeson JJ. It suffices for these reasons simply to reiterate
that Mr Alexander was born in Australia in 1986 and became an Australian citizen
by birth. His parents were permanent residents of the Commonwealth of Australia
at the time of his birth. His mother became an Australian citizen before
Mr Alexander was two years old. Like millions of Australians, Mr Alexander was
born a dual citizen due to the citizenship of his parents. On 2 July 2021, the
246 See, eg, from 2019, Plaintiff M47/2018 v Minister for Home Affairs (2019) 265 CLR
285; Taylor v Attorney-General (Cth) (2019) 268 CLR 224; Spence v Queensland
(2019) 268 CLR 355; Palmer v Australian Electoral Commission (2019) 269 CLR
196; Fennell v The Queen (2019) 93 ALJR 1219; 373 ALR 433; KMC v Director of
Public Prosecutions (SA) (2020) 267 CLR 480; Coughlan v The Queen (2020) 267
CLR 654; Cumberland v The Queen (2020) 94 ALJR 656; 379 ALR 503; Gerner v
Victoria (2020) 270 CLR 412; Minister for Immigration and Border Protection v
Makasa (2021) 270 CLR 430; Palmer v Western Australia (2021) 95 ALJR 229;
388 ALR 180; Ruddick v The Commonwealth (2022) 96 ALJR 367; 399 ALR 476.
-- 73 of 139 --
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Minister made a determination under s 36B of the Australian Citizenship Act
2007 (Cth) that Mr Alexander ceased to be an Australian citizen.
179 This special case essentially asks whether Mr Alexander was always an
alien within the meaning of the aliens power in s 51(xix) of the Constitution or, if
not, whether Commonwealth legislation validly permitted him to be stripped of his
citizenship for other reasons. Section 36B of the Australian Citizenship Act
permitted the Minister to make a determination that Mr Alexander ceased to be an
Australian citizen if the Minister was satisfied that: (i) Mr Alexander engaged in
specified conduct while outside Australia; (ii) the conduct demonstrates that
Mr Alexander has repudiated his allegiance to Australia; (iii) it would be contrary
to the public interest for Mr Alexander to remain an Australian citizen; and
(iv) Mr Alexander would not, if the Minister were to make the determination,
become a person who is not a national or citizen of any country. This special case
challenges the constitutional validity of s 36B.
180 There are four questions raised by this special case247. First, is s 36B of the
Australian Citizenship Act supported by a head of Commonwealth legislative
power? Secondly and thirdly, is s 36B inconsistent with two asserted implied
limitations upon the Commonwealth legislative power under s 51(xix) of the
Constitution? Fourthly, does s 36B repose in the Minister "the exclusively judicial
function of punishing criminal guilt"?
181 As to the first question, the only head of power relied upon by the
defendants to support s 36B is the power over "naturalization and aliens" in
s 51(xix) of the Constitution. This raises the question of how the meaning of
"alien" – a foreigner to the political community – is to be applied. On the approach
of the defendants, all dual citizens fall within the aliens power. Therefore, there is
power to pass a law such as s 36B of the Australian Citizenship Act simply because
all the people to whom it applies are dual citizens. That would mean that, subject
to any separate implied limits, the Commonwealth Parliament would have the
power to strip persons like Mr Alexander of their citizenship solely because they
are dual citizens. The defendants also argued that s 36B is a valid law because the
Commonwealth has power in circumstances described as "repudiation of
allegiance" to make non-aliens into aliens.
182 The application of the essential meaning of "alien" that was urged by the
defendants has the likely consequence that potentially half of the permanent
population of Australia are aliens, being dual (or more) citizens, being born
overseas, or having at least one parent who does not hold Australian citizenship.
Almost by definition, something must have gone wrong in the application by this
Court of the meaning of the Constitution for it to be concluded that the
247 In written submissions, Mr Alexander abandoned a further question concerning a
limit derived from ss 34 and 44 of the Constitution.
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Commonwealth Parliament has power to legislate on the premise that potentially
half of the people of the Commonwealth of Australia are foreigners to the political
community of the Commonwealth of Australia.
183 Nevertheless, the defendants' approach was only an incremental extension
of the present state of the law concerning the application of the aliens power. That
approach is the result of the compounding effect of a series of decisions of this
Court. Those decisions have seen an imperial march of the application of the aliens
power, extending it far beyond any ordinary understanding, capturing more and
more members of the permanent population of the Commonwealth of Australia.
At some point it will become necessary to confront the correctness of those
decisions rather than tip-toeing around them, carefully confining them by tiny
exceptions, or restricting their scope by recognising implied constitutional
constraints such as those raised by the second and third questions in this special
case. It is not necessary to do so in this case because none of the decisions was
challenged.
184 The compounding effect of the decisions of this Court began in 1982, when
this Court first held that persons who had been unconditionally absorbed into the
Australian political community were still within the reach of the aliens power.
From that premise, and case by case, the application of the essential meaning of
"alien" – a foreigner to the Australian political community – was extended further
and further to apply to persons who had less and less "foreign" connection. It might
seem like only another small, incremental step to conclude that Mr Alexander is a
foreigner to the Australian political community, despite his birth in Australia to
two permanent members of the Australian body politic. But, with an appreciation
that the decisions of this Court may have already stretched the application of alien
beyond breaking point, that is a step that should not now be taken.
185 Although s 36B cannot validly apply to persons simply on the basis that
they are dual citizens, and would not have applied to Mr Alexander at the time of
his birth, the aliens power does permit the Commonwealth Parliament to legislate,
as it did in s 36B of the Australian Citizenship Act, in relation to non-aliens who
act in a manner that has been described as a repudiation of their allegiance to
Australia. The aliens power permits the Commonwealth Parliament to legislate in
relation to some people who were not aliens in extreme cases where circumstances
or conduct are capable of making them into aliens. One such circumstance is where
a person's conduct is so wrongful and extreme that it can be judged to be
inconsistent with continuing membership of the political community. That is the
effect of s 36B, so, subject to any other constitutional limits, s 36B would therefore
be valid.
186 In light of the distorted state of present authority concerning the aliens
power it would not be appropriate to consider the two implied limits upon the
aliens power that were the subject of Mr Alexander's submissions unless it were
necessary to do so. Those limits broadly concerned the effect of being a member
-- 75 of 139 --
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of the political community of the Australian body politic. It is not necessary to
consider those limits because I have concluded that s 36B imposes a punishment
upon those people to whom it applies. As a Commonwealth law with the purpose
of punishment by the Minister as a sanction for proscribed conduct, s 36B is invalid
because it is contrary to the implied constitutional proscription on the exercise of
federal judicial power by a body other than a Ch III court.
Was Mr Alexander always capable of being treated as an alien?
Basic propositions
187 It has been suggested248 that the aliens power resembles legislative powers
conferred by the Constitution on the Commonwealth Parliament to make laws with
respect to a legal status, such as bankruptcy249, trade marks250, and marriage251,
rather than resembling legislative powers conferred by the Constitution with
respect to physical things, like lighthouses, lightships, beacons, and buoys252.
There are grave difficulties with the creation of separate constitutional principles
within s 51 according to those classes concerned with physical things and those
concerned with legal status on the basis that the former "are fixed by external
nature" and "cannot well be extended"253.
188 All of the powers in s 51 are expressed by words which convey meaning,
with the meaning anchored in its essence, at the appropriate level of generality, by
the contemporary understanding at Federation. That meaning is ideational. It is not
confined to categories of physical things or legal status. Indeed, numerous powers
might even derive the essence of their meaning from both. For instance, fisheries
in Australian waters beyond territorial limits254 are concerned with both physical
248 Love v The Commonwealth (2020) 270 CLR 152 at 193-194 [86].
249 Constitution, s 51(xvii).
250 Constitution, s 51(xviii).
251 Constitution, s 51(xxi).
252 Constitution, s 51(vii).
253 Attorney-General for NSW v Brewery Employes Union of NSW (1908) 6 CLR 469
at 611.
254 Constitution, s 51(x).
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things and legal status. So are bills of exchange or promissory notes255. The custody
and guardianship of infants256 concerns both people and legal status, and so does
"the influx of criminals"257. Further, just as the application of the essential meaning
of words that describe a legal status can change, so too a power that appears limited
to purely physical things, such as a lighthouse, lightship, beacon, or buoy, might
arguably extend to things never contemplated in 1900 but which are within the
same concept, fulfilling the same purpose, such as global positioning system
software for seafarers.
189 Although there is no warrant for creating new and separate constitutional
categories within s 51, the character of a s 51 power can still influence the
interpretation of the power258, particularly where the character reveals a purpose of
the power. But one matter must be common in the interpretation of every power in
s 51. It is an axiom of constitutional law in Australia that "[t]he validity of a law
... cannot be made to depend on the opinion of the law-maker": "a stream cannot
rise higher than its source"259. Hence, no power in s 51 of the Constitution, whether
in relation to legal status or not, is with respect to a subject matter that is
determined by the opinion of the Commonwealth Parliament. The Parliament is
not empowered to make laws based solely on the criterion that, in its opinion, the
law is with respect to a status of bankruptcy, trade marks, or marriage.
190 In the context of bankruptcy, the legislative power is ample but it extends
only "to regulate all matters which fairly fall within that subject"260. The power is
constrained by reference to the "essential feature ... that provision is made for the
appropriation of the assets of the debtor and their equitable distribution amongst
[their] creditors, and for the discharge of the debtor from future liability for [their]
existing debts"261.
255 Constitution, s 51(xvi).
256 Constitution, s 51(xxii).
257 Constitution, s 51(xxviii).
258 See Stellios, "Constitutional Characterisation: Embedding Value Judgements About
the Relationship Between the Legislature and the Judiciary" (2021) 45 Melbourne
University Law Review 277.
259 Australian Communist Party v The Commonwealth (1951) 83 CLR 1 at 258.
260 R v Federal Court of Bankruptcy; Ex parte Lowenstein (1938) 59 CLR 556 at 586.
261 Storey v Lane (1981) 147 CLR 549 at 556.
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191 In the context of trade marks, it has been emphasised that "[i]f the thing is
not of itself within the meaning, an Act of Parliament cannot make it so"262. If the
Parliament were to enact legislation dealing with a matter which did not have the
"essential qualities"263 or "common attributes"264 of a trade mark, it would not be
"in essence a species within the language of the legislative powers" and would
"amount to an attempt to amend the Constitution by a process not sanctioned by
the Charter"265.
192 In relation to passing laws dealing with the personal relationships that are
the consequences of the marriage power, it has been observed that, "[s]o far as they
can be regulated by law without impairing the essence of marriage", laws about
the consequences of marriage, such as cohabitation, would "properly be called
laws with respect to marriage"266. The power "does not support a law which so
regulates the incidents of marriage as to impair the essence of marriage"267. In other
words, "[t]he term marriage bears its own limitations and Parliament cannot
enlarge its meaning"268. An exercise of "constitutional interpretation of the
marriage power would be an exercise in hopeless circularity if the Parliament could
itself define the nature and incidents of marriage by laws enacted in purported
pursuance of the power"269.
262 Attorney-General for NSW v Brewery Employes Union of NSW (1908) 6 CLR 469
at 522.
263 Attorney-General for NSW v Brewery Employes Union of NSW (1908) 6 CLR 469
at 541.
264 Attorney-General for NSW v Brewery Employes Union of NSW (1908) 6 CLR 469
at 607.
265 Attorney-General for NSW v Brewery Employes Union of NSW (1908) 6 CLR 469
at 522. See also at 501, 513; Grain Pool of Western Australia v The Commonwealth
(2000) 202 CLR 479 at 529-530 [128].
266 Attorney-General (Vict) v The Commonwealth (1962) 107 CLR 529 at 580.
267 In the Marriage of Cormick (1984) 156 CLR 170 at 182.
268 Attorney-General (Vict) v The Commonwealth (1962) 107 CLR 529 at 549.
269 Fisher v Fisher (1986) 161 CLR 438 at 455.
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The aliens power is not a unique power, the scope of which is abdicated to the
Parliament to decide
193 Like other powers conferred upon the Commonwealth Parliament by s 51
of the Constitution, and as Gummow, Hayne and Heydon JJ said in Singh v The
Commonwealth270, "a power to make laws with respect to aliens does not authorise
the making of a law with respect to any person who, in the opinion of the
Parliament, is an alien". The Parliament cannot legislate under a power in relation
to aliens to affect people who do not have the essential characteristics of aliens. As
McHugh J added in Singh, "an alien is a person who can be identified by reference
to some criterion or criteria that exists or exist independently of any law of the
Parliament ... [T]he Parliament of the Commonwealth cannot itself define who is
an alien."271
194 The defendants submitted in this case that one "aspect" of the power to
legislate in relation to aliens concerns persons whom it is "open to Parliament to
treat as an alien", but until the Parliament does so, those persons are not aliens. If
this reference to persons whom it is open to treat as aliens means that such persons
are aliens within the constitutional meaning, and therefore may be treated as aliens,
then it is accurate. But if it suggests that such persons are not aliens within the
meaning in the Constitution yet by some bootstrapping statutory fiction are capable
of being treated as aliens, then it is not accurate.
195 The constitutional meaning of "alien" must not be conflated with the
statutory concept of "alien". If the statutory meaning given to "alien", namely the
meaning of "alien" that is chosen by the Parliament, were to dictate the
constitutional meaning then this constitutional power would be unique in s 51 as a
power the scope of which had been abdicated to the Parliament to decide. In other
words, consistently with orthodoxy, it is necessary that those persons whom it is
open to the Parliament to treat as aliens are aliens within the meaning of s 51(xix).
Avoiding absurdity
196 In an apparently innocuous statement in the joint judgment in Chetcuti v
The Commonwealth, four members of this Court272 said that it was a "settled
understanding" that "the aliens power encompasses both power to determine who
is and who is not to have the legal status of an alien and power to attach
270 (2004) 222 CLR 322 at 383 [153]. See also at 329 [5] per Gleeson CJ.
271 (2004) 222 CLR 322 at 343 [36].
272 (2021) 95 ALJR 704 at 710 [12]; 392 ALR 371 at 374.
-- 79 of 139 --
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consequences to that status". If read literally, that statement would be a radical new
theory of interpretation of constitutional heads of power.
197 If the statement in Chetcuti were read literally and without qualification, it
might support an assumption that a constitutional alien is no more than the
antonym of a statutory citizen. If that were true, then s 51(xix) would confer an
unconstrained power on the Parliament to choose its own criteria for citizenship
and thereby determine who is an alien and attach consequences to that alienage.
Applied to other powers, this reasoning would mean that the Parliament could
make laws to divest the assets of Croesus among his creditors on the basis that the
Parliament determined for itself the meaning of bankruptcy, irrespective of the
essential features inherent in the constitutional meaning of bankruptcy. The
Parliament could "define 'trade mark' as including a will, and enact that no will
shall be valid unless registered as a trade mark"273, contrary to "universal
agreement in the laws of every part of the British Empire" at the time of Federation
concerning "certain essentials founded in the origin and very nature of a trade
mark"274. Or the Parliament could pass laws in relation to the merger of
corporations, or forced, non-consensual unions, on the basis of its own
determination of what a marriage is, thus enlarging that meaning beyond its
constitutional essence as "a consensual union formed between natural persons in
accordance with legally prescribed requirements" and bearing certain
characteristics275.
198 The statement quoted above from the joint judgment in Chetcuti should not
be read as rejecting a century of hornbook constitutional law. Rather, and
consistently with the acknowledgement in the previous paragraph in Chetcuti that
a law of the Parliament might need to be disapplied to the extent of "constitutional
overreach" by treating "all non-citizens as aliens"276, the statement in Chetcuti
should be understood as saying no more than that the Commonwealth Parliament
has power to set the criteria for who will, and who will not, be a statutory alien and
the consequences of that, provided always that the exercise of that power is within
the boundaries of the constitutional concept of "alien". In oral submissions, the
defendants quite correctly accepted that position, conceding that the aliens power
273 Attorney-General for NSW v Brewery Employes Union of NSW (1908) 6 CLR 469
at 614.
274 Attorney-General for NSW v Brewery Employes Union of NSW (1908) 6 CLR 469
at 535, 540.
275 The Commonwealth v Australian Capital Territory (2013) 250 CLR 441 at 461 [33].
276 (2021) 95 ALJR 704 at 710 [11]; 392 ALR 371 at 374.
-- 80 of 139 --
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"cannot be used to treat, as an alien, someone who cannot answer that description
on the ordinary understanding of the word"277.
199 The ordinary understanding of the word "alien" – its essential meaning – is
simple and well-established in this Court. At a reasonably high level of generality,
which recognises the state of flux at lower levels of generality of the common law
of alienage at the time of Federation278, an alien is a foreigner or outsider to the
political community of the Australian body politic279. The difficult question is how
that ordinary understanding of "alien" is to be applied.
200 On the submission of the defendants, the application of alien extends to
people who have any of the following characteristics, each of which involves some
"foreign" element: (i) the person has dual citizenship; (ii) the person was not born
in Australia; or (iii) at birth, the person had one or more parents who were not an
Australian citizen. It is likely that these slight foreign connections describe more
than half of the Australian population; the first criterion alone involves close to
half of the Australian population and the second and third criteria together likely
involve a similar proportion. On the defendants' submission, therefore, potentially
half of the Australian population are aliens within the meaning of the Constitution
and can therefore be treated in that way by legislation.
201 It is not to the point that it might be thought to be extremely unlikely that
the Parliament would ever legislate to impose the consequences of alienage,
potentially including deportation, upon half of Australia's population. The
identification of the extreme reach of the power on the submissions of the
defendants is not to propose an absurd or distorting possibility280. Rather, the
277 See also Singh v The Commonwealth (2004) 222 CLR 322 at 329 [4].
278 Love v The Commonwealth (2020) 270 CLR 152 at 291-292 [401]; Chetcuti v The
Commonwealth (2021) 95 ALJR 704 at 720 [61]; 392 ALR 371 at 387.
279 Nolan v Minister for Immigration and Ethnic Affairs (1988) 165 CLR 178 at 183,
189; Re Patterson; Ex parte Taylor (2001) 207 CLR 391 at 407 [33], 428 [114]; Re
Minister for Immigration and Multicultural Affairs; Ex parte Te (2002) 212 CLR
162 at 185 [81], 205 [159]; Singh v The Commonwealth (2004) 222 CLR 322 at 351
[59], 395 [190]; Love v The Commonwealth (2020) 270 CLR 152 at 186-187 [61],
190 [74], 262 [296], 263 [301]-[302], 272 [333], 275 [343], 288 [394], 293
[403]-[404], 301-302 [424], 308 [437]; Chetcuti v The Commonwealth (2021) 95
ALJR 704 at 718 [53], 727 [89]; 392 ALR 371 at 384, 396.
280 See Western Australia v The Commonwealth (1975) 134 CLR 201 at 275; Kartinyeri
v The Commonwealth (1998) 195 CLR 337 at 380-381 [88]; Egan v Willis (1998)
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extreme reach of the power, over more than half of the population of Australia,
and the infinite range of possible laws over those persons, or groups of them, which
would be within the scope of the power illustrate the difficulties with the proposed
interpretation281.
202 The submission of the defendants was, nevertheless, a carefully devised
formulation of the application of the essential meaning of "alien" which respected
a line of authority in this Court since 1982. The extreme effect of the submission
is only an incremental extension of a series of problematic decisions in this Court.
Those decisions have developed the law to a point where the question that is asked
of s 51(xix) is no longer which people are aliens. The question that is now asked
is usually couched in the euphemism of "the Pochi282 limit to the aliens power".
But that "limit" is not some outer extreme within which Parliament has free rein.
Rather, it is an absolutely orthodox requirement that the aliens power be applied
in accordance with its meaning. As the application of the aliens power has strayed
further and further from its essential meaning, the question has become how to
identify which categories or groups of people are not aliens. And as the groups of
people who are not aliens have come to be treated as diminishingly smaller, the
answer to that question has not been readily forthcoming.
203 This case is not the appropriate vehicle to consider the extent to which it is
possible to unwind some, or all, of the arguable errors in the decisions of this Court.
But, in order to address the submissions of the parties on the first issue in this
special case, it is necessary to identify where potential missteps may have occurred
in order to explain why the aliens power should not extend any further to dual
citizens born in the same circumstances as Mr Alexander.
A coherent position prior to 1982
204 To the extent that analogies and links can be drawn between the heads of
power, the best analogy for the aliens power is not the power over trade marks (a
legal concept) or lighthouses (physical things). It is the power over immigration,
which concerns human beings all of whom are now aliens283. Prior to the decision
195 CLR 424 at 505 [160]; Singh v The Commonwealth (2004) 222 CLR 322 at 384
[155]; XYZ v The Commonwealth (2006) 227 CLR 532 at 549 [39].
281 See Singh v The Commonwealth (2004) 222 CLR 322 at 418 [268]-[269].
282 Pochi v Macphee (1982) 151 CLR 101.
283 Sue v Hill (1999) 199 CLR 462.
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of this Court in 1982 in Pochi v Macphee284, this Court applied, in respect of
permanent residents of Australia, the same approach to the immigration power in
s 51(xxvii) and the aliens power in s 51(xix). Since it was assumed that a
non-immigrant, permanent resident of Australia could not be deported, the power
to deport depended upon the scope of the immigration power. The aliens power
was not seen as supplying a different test for deportation of immigrants than the
immigration power.
205 The immigration power extended, and extends, to the deportation of alien
immigrants and also those British immigrants who were then non-aliens285. Under
the immigration power, it was, and is286:
"within the constitutional powers of the Commonwealth Parliament ... to
fix a reasonable period of probation during which immigrants who have
been admitted into Australia should continue to be subject to the risk of
becoming prohibited immigrants and not be allowed to acquire the rights
and privileges and immunity from deportation of members of the Australian
community".
Beyond the reasonable period of probation and any associated reasonable
conditions, once a person who came to Australia as an immigrant had been fully
integrated, in other words unconditionally absorbed, into the Australian
community it was assumed that the person could no longer be deported287. The
validity of a law which permitted permanent residents to be deported from
Australia depended upon the law not extending to "persons who had made their
homes in Australia and become part of its people"288.
206 There is much to commend about the approach, prior to 1982, which
assumed that a like application, and like limits, would apply to the power to deport
284 (1982) 151 CLR 101.
285 R v Macfarlane; Ex parte O'Flanagan and O'Kelly (1923) 32 CLR 518.
286 O'Keefe v Calwell (1949) 77 CLR 261 at 294. See also R v Macfarlane; Ex parte
O'Flanagan and O'Kelly (1923) 32 CLR 518 at 533; R v Director-General of Social
Welfare (Vict); Ex parte Henry (1975) 133 CLR 369 at 373-374, 379-381, 385, 388.
Compare Koon Wing Lau v Calwell (1949) 80 CLR 533 at 561-562.
287 Salemi v MacKellar [No 2] (1977) 137 CLR 396 at 430; Minister for Immigration
and Ethnic Affairs v Pochi (1981) 149 CLR 139 at 144; Pochi v Macphee (1982)
151 CLR 101 at 110-111.
288 Ex parte Walsh and Johnson; In re Yates (1925) 37 CLR 36 at 62. See also at 137.
-- 83 of 139 --
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permanent residents of Australia whether they were aliens or immigrants. That
application, which involved an approach that had been used consistently for
decades, asked whether a person had been unconditionally absorbed into the
Australian community. There are three particularly powerful reasons in support of
such an application.
207 First, a focus upon unconditional absorption into the Australian community
is an application that is consistent with the ordinary and essential meaning of
"alien" and with contemporary standards. Whatever might have been the prevailing
application at the time of Federation or shortly afterwards289, by contemporary
social mores a person is not a foreigner or outsider to the Australian body politic
once the person is unconditionally absorbed into the Australian community.
208 Secondly, a coherent constitutional design would apply the same rules for
when a person can be excluded from a political community as it does for when a
person can be expelled from that community. The power to deport, whether under
the aliens power or the immigration power, has been consistently recognised to be
"the complement" of the power to exclude290. Put negatively, it would be a curious
constitutional design that would make it easier to be expelled from a community
than to be admitted to the community. It would be bizarre if s 51(xix) and
s 51(xxvii) were to be applied in a manner that recognised that at the very point a
permanent resident was unconditionally absorbed into the Australian political
community and ceased to be an immigrant, the person became liable to be expelled
from the Australian political community for any reason and at any time.
209 Thirdly, this application of the meaning of the aliens power to facts aligns
with the other aspect of s 51(xix), naturalisation, which is concerned with the
formal legal recognition that a person has been absorbed into the Australian
political community. As Williams J said in Australian Communist Party v The
Commonwealth291, s 51(xix) extends to a person who is "in fact and law an alien".
Conversely, a person can become a member of the political community – a
non-alien – either as a matter of fact or as a matter of law.
210 As a matter mainly of fact, the person can become a member of the political
community at birth by powerful ties to the community beyond mere physical
289 Love v The Commonwealth (2020) 270 CLR 152 at 293-296 [404]-[409].
290 Robtelmes v Brenan (1906) 4 CLR 395 at 415; Ah Yin v Christie (1907) 4 CLR 1428
at 1433; O'Keefe v Calwell (1949) 77 CLR 261 at 277; Koon Wing Lau v Calwell
(1949) 80 CLR 533 at 555; Chu Kheng Lim v Minister for Immigration (1992) 176
CLR 1 at 31; Love v The Commonwealth (2020) 270 CLR 152 at 299 [417]; The
Commonwealth v AJL20 (2021) 95 ALJR 567 at 576 [21]; 391 ALR 562 at 569.
291 (1951) 83 CLR 1 at 222.
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presence. Those ties can include being born in the territory of the Australian
community to a parent or parents who are permanent members of the community,
or having a deep and historical connection with that territory. Also as a matter
mainly of fact, a permanent resident can become a permanent member of the
community when the person has been unconditionally absorbed into the
community.
211 As a matter of law, a person can be unconditionally absorbed into the
community. It was well recognised prior to Federation, and has been recognised
ever since, that the Parliament has wide legislative powers to confer upon any
person, or to empower the Executive to confer upon any person, formal legal
membership of the political community. This power of the Commonwealth
Parliament to decide, as a matter of law, who is to be formally naturalised is broad.
In that respect, citizenship legislation is a central "norm from which a political
community is determined"292. The membership might be absolute or, as in the case
of a denizen293, it might be limited. And, like the power over immigration, the
membership might be subject to reasonable conditions. But this Court does not
countenance an application of the Constitution that "places naturalised Australian
citizens in a position of disadvantage relative to natural-born Australian
citizens"294. Subject to reasonable conditions that might be imposed on a person at
the time of naturalisation in the same manner as reasonable conditions might be
imposed on immigrants, it is difficult to see any justification for treating a power
to legislate with respect to "naturalization and aliens" as permitting a person once
naturalised to be treated any differently from a person who was never an alien.
Confining the rot
212 In Pochi v Macphee295, Mr Pochi was born in Italy to Italian parents. He
emigrated to Australia in 1959, married an Australian woman and lived in
Australia for 20 years. As Murphy J said296, apart from lack of citizenship,
Mr Pochi was "in every way an Australian". He had been absorbed into the
Australian community with the consequence that he was no longer able to be
deported under the immigration power in s 51(xxvii). Mr Pochi argued that the
power to deport him in s 12 of the Migration Act 1958 (Cth) was invalid. That
292 Love v The Commonwealth (2020) 270 CLR 152 at 308-309 [439].
293 Love v The Commonwealth (2020) 270 CLR 152 at 307 [435].
294 Re Canavan (2017) 263 CLR 284 at 308-309 [53].
295 (1982) 151 CLR 101.
296 (1982) 151 CLR 101 at 113.
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section empowered the Minister to deport an alien who had been convicted in
Australia of an offence for which they were sentenced to a term of imprisonment
of one year or longer. The Migration Act "absorb[ed] the existing Aliens
Deportation Act [1948 (Cth)]"297 but did not "seek greater power for the executive
than exist[ed]" previously298.
213 Mr Pochi's submission was extreme. He argued that the aliens power could
not apply to any person who had been absorbed into the community299. On that
view, a person who came to Australia as an alien, and was permitted to remain
only for a limited period of years, could avoid deportation by becoming part of the
community. This Court unanimously rejected that view. As Gibbs CJ said, it was
"impossible to maintain"300. One obvious reason for that impossibility is that
unconditional absorption can never occur whilst a person is in Australia on a
conditional or temporary visa. The expectation of a person holding an unexpired,
limited entry permit is only that they should be "allowed to stay for the permitted
time"301. So too, the expectation of a person holding an entry permit subject to
reasonable conditions is only that they should be allowed to stay so long as they
comply with those conditions.
214 The submission that was not made in Pochi v Macphee, and the issue which
therefore cannot be taken to have been decided302, was that a permanent resident
of Australia who had been fully and unconditionally integrated into the community
was not an alien. Depending upon whether his residence in Australia had become
unconditional or remained subject to a condition of non-commission of various
crimes303, that narrower submission might arguably have applied to Mr Pochi. But,
since it was not raised, it was not necessary for the Court to consider it.
297 Australia, Senate, Parliamentary Debates (Hansard), 23 September 1958 at 518.
298 Australia, Senate, Parliamentary Debates (Hansard), 23 September 1958 at 522.
299 (1982) 151 CLR 101 at 103.
300 (1982) 151 CLR 101 at 111.
301 Haoucher v Minister for Immigration and Ethnic Affairs (1990) 169 CLR 648 at
659, quoting Schmidt v Secretary of State for Home Affairs [1969] 2 Ch 149 at 171.
302 CSR Ltd v Eddy (2005) 226 CLR 1 at 11 [13], referring to R v Warner (1661) 1 Keb
66 at 67 [83 ER 814 at 815]; Spence v Queensland (2019) 268 CLR 355 at 486-487
[294].
303 See Migration Act 1958 (Cth), s 12 (as enacted).
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215 In his Honour's reasons, however, Gibbs CJ, with whom Mason and
Wilson JJ agreed, spoke of the limits of the application of the aliens power that are
dictated by the ordinary meaning of "alien" as a foreigner to the political
community304:
"Clearly the Parliament cannot, simply by giving its own definition of
'alien', expand the power under s 51(xix) to include persons who could not
possibly answer the description of 'aliens' in the ordinary understanding of
the word. This question was not fully explored in the present case, and it is
unnecessary to deal with it. However, the Parliament can in my opinion treat
as an alien any person who was born outside Australia, whose parents were
not Australians, and who has not been naturalized as an Australian."
216 Without doubt, Gibbs CJ was correct to identify that the constitutional word
"aliens" must bear its ordinary meaning. It would have been an abdication of this
Court's constitutional duty if the Court had concluded that the Parliament could
expand its own power by statutory redefinition of a constitutional term. But, at
least by the values and standards of today, Gibbs CJ's application of that
impeccable reasoning would be flawed if it were taken (beyond the strict ratio
decidendi) as accepting the proposition that a permanent resident of Australia, fully
and unconditionally absorbed into the community over a lengthy period, remained
an alien within s 51(xix) of the Constitution and vulnerable to deportation. Such
people are not, in any modern and ordinary application of the meaning of "alien",
foreigners to the Australian political community.
217 Even after Pochi v Macphee, the initial response of the Commonwealth
Parliament was not to adopt an overly broad application of the aliens power that
treated all permanent residents, even if fully and unconditionally integrated into
the Australian community, as falling within the meaning of "alien" in s 51(xix). In
1983, s 10 of the Migration Amendment Act 1983 (Cth) amended the Migration
Act to repeal and replace the separate powers to deport aliens and immigrants. In
the second reading speech, the Minister recognised that discrimination between
"permanent resident aliens" and "other immigrants" was "totally unacceptable to
the Government"305. The legislation generally prevented deportation of any alien
who was a permanent resident, like any immigrant, if the person had been in
Australia as a permanent resident for 10 years. The Minister added that "the
overwhelming majority of non-citizens who have settled in Australia and have
304 (1982) 151 CLR 101 at 109-110.
305 Australia, Senate, Parliamentary Debates (Hansard), 7 September 1983 at 373.
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contributed to the development of this country have a right to expect, after 10 years
of lawful residence, that they will not be expelled"306.
218 However, after the statutory 10 year period was abandoned, an overly broad
application of the aliens power was adopted in decisions of this Court that,
described politely, would strike an ordinary person as very curious. A majority of
this Court reasoned in Shaw v Minister for Immigration and Multicultural
Affairs307 that the prosecutor in Re Patterson; Ex parte Taylor308, Mr Taylor, was
an alien due to his British citizenship despite having been a permanent resident in
Australia for more than 30 years from the age of six and on State and federal
electoral rolls since the age of 18. This Court concluded in Falzon v Minister for
Immigration and Border Protection309 that Mr Falzon was an alien due to his
Maltese citizenship, despite his permanent residence in Australia for 61 years after
emigrating from Malta at the age of three. This Court also concluded in Chetcuti v
The Commonwealth310 that Mr Chetcuti was an alien despite his permanent
residence in Australia for 69 years, during which he was a voter in local, State and
federal elections and a registrant for military service, having arrived from Malta at
the age of two as a British subject.
219 In the latter two of the cases above, and in the absence of any challenge to
the reasoning in Pochi v Macphee311 or any argument about the scope of its ratio
decidendi described above, I supported those conclusions. But, since there was no
suggestion that the permanent Australian residence of Mr Taylor, Mr Falzon, or
Mr Chetcuti remained conditional, it is very hard to see how those conclusions can
be supported by any ordinary application, with regard to today's morals and
standards, of the essential meaning of "alien" as a foreigner or outsider to the
Australian political community.
220 Any degeneration into further incoherence in the application of the aliens
power could be arrested in this case, even whilst preserving the curious results in
306 Australia, Senate, Parliamentary Debates (Hansard), 7 September 1983 at 374.
307 (2003) 218 CLR 28.
308 (2001) 207 CLR 391.
309 (2018) 262 CLR 333.
310 (2021) 95 ALJR 704; 392 ALR 371.
311 See Falzon v Minister for Immigration and Border Protection (2018) 262 CLR 333
at 345 [37]; Chetcuti v The Commonwealth (2021) 95 ALJR 704 at 718 [54]; 392
ALR 371 at 384-385.
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Pochi v Macphee and like cases. That arrest could occur by recognising that the
application of the essential meaning of "alien" does not extend to persons who are
born into the Australian community, such as by being born in Australia to a
permanent member or members of the Australian community. That possibility was
left open in argument by the Commonwealth in Singh v The Commonwealth312.
221 In Singh v The Commonwealth313, Gummow, Hayne and Heydon JJ held
that Ms Singh was an alien within the meaning of s 51(xix) because, despite being
born in Australia, she owed "obligations to a sovereign power other than [the
Commonwealth of Australia]". On their Honours' approach, Ms Singh's dual
nationality was sufficient to make her an alien. But that was not a majority
approach. Gleeson CJ held that Ms Singh was an alien by focusing not merely
upon her dual nationality but also upon her parentage: she was "a citizen of a
foreign state [and] the child of foreign citizens"314. Kirby J held that Ms Singh was
an alien because she was only a "temporary member of the community" with two
foreign national parents315. At the time of her birth, her parents were in Australia
awaiting the review of the refusal of their application for a protection visa316.
McHugh J and Callinan J, both dissenting, held that Ms Singh was not an alien
because she was born in Australia and remained a member of the Australian
community317.
222 The conclusion of the majority in Singh was extended in Koroitamana v
The Commonwealth318. In that case, this Court held that two children were aliens
even though they were born in Australia, had lived continuously in Australia since
their births in 1998 and 2000, had three siblings all of whom were Australian
citizens, and did not have citizenship of any other country. Gummow, Hayne and
Crennan JJ said that the statelessness of the children at birth was sufficient to make
them aliens319. Importantly, however, their Honours emphasised that the
312 [2004] HCATrans 5 at lines 2554-2558, 2578-2581, 3103-3107, 3342-3345.
313 (2004) 222 CLR 322 at 383 [154].
314 (2004) 222 CLR 322 at 342 [32].
315 (2004) 222 CLR 322 at 419 [272].
316 (2004) 222 CLR 322 at 420 [278]-[280].
317 (2004) 222 CLR 322 at 380 [140], 437 [322].
318 (2006) 227 CLR 31.
319 (2006) 227 CLR 31 at 46 [49].
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statelessness of the children at the time of their birth arose in circumstances in
which: (i) their parents were citizens of the Republic of the Fiji Islands and had not
registered the children for citizenship, and (ii) their parents were not Australian
citizens or permanent residents320.
223 Case by case, this Court has moved the application of the essential
constitutional meaning of "alien" further and further from ordinary conceptions.
Until the above authorities are revisited, this Court should take great care not to
extend those authorities any further lest, as would be the consequence of the
defendants' submissions, potentially half of the permanent population of Australia
become constitutional aliens. The word "alien" would then be so devoid of
meaning in the Constitution that it would make more sense to ask which
Australians are not aliens. Even now, that question is difficult to answer.
224 Although the defendants' submissions might support such a conclusion, this
Court has not yet recognised that a person born in Australia to parents of whom at
least one is a permanent member of the Australian community can be a
constitutional alien. At the time of Federation, such a conclusion was regarded as
one which did not permit any difference of opinion. Writing in 1880, in a passage
from his celebrated book, repeated in an edition published shortly before
Federation321, W E Hall said322:
"The persons as to whose nationality no room for difference of
opinion exists are in the main those who have been born within a state
territory of parents belonging to the community, and whose connection with
their state has not been severed through any act done by it or by
themselves."
Putting to one side Aboriginal Australians, it would be remarkable if, as a nation
comprised otherwise of immigrants and their descendants, the Commonwealth of
Australia were to alienate persons who are born in Australia to parents belonging
to the community merely because those persons have dual citizenship.
225 No reasonable person in today's society could consider a person born in
Australia to parents who are permanent members of the Australian body politic to
be an alien merely because the person has dual citizenship acquired by descent
from a parent or grandparent. As Kirby J said of a similar example in Singh v The
320 (2006) 227 CLR 31 at 39 [18], 41 [26]. See also at 38 [13].
321 Hall, A Treatise on International Law, 4th ed (1895) at 234 §67.
322 Hall, International Law, 1st ed (1880) at 186 §67.
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Commonwealth323, "this Court can be trusted to draw the necessary constitutional
line".
226 Mr Alexander was born in Australia. His parents were permanent members
of the Australian community at the time of his birth, and his mother became an
Australian citizen less than two years after his birth. No authority of this Court
requires Mr Alexander to be treated as an alien from birth. He was not an alien. At
the time of Mr Alexander's birth, in Australia, he was not within the reach of the
Commonwealth Parliament's power in s 51(xix) of the Constitution.
It was open for the Parliament to legislate to treat as aliens those who
repudiate allegiance to Australia
227 In this part of the argument on this special case, there was confusion
between constitutional concepts and statutory concepts. The constitutional concept
of "alien" must be kept separate from the statutory concept of citizen. At the
statutory level concerning citizens, the Parliament can make laws in relation to
citizenship in reliance upon powers that include naturalisation and aliens,
immigration, and the implied nationhood power324. The power of the Parliament to
make a law also entails the power of the Parliament to repeal the law325. It is open
for the Parliament to repeal any valid statutory enactment as to the criteria for
statutory citizenship.
228 Constitutional considerations operate at a different level. They constrain
both the extent to which the Parliament can make laws and the scope of the
application of those laws. Section 51(xix) and the implied nationhood power
confer broad powers upon the Parliament to enact laws conferring citizenship on
constitutional aliens and non-aliens alike. But, subject to limited exceptions
discussed below, neither s 51(xix) nor the implied nationhood power permits
persons to be treated as aliens if they are not aliens under the Constitution, at least
where they were absorbed into the political community from birth or they were
naturalised. As Gordon J expresses the point326, once a person is naturalised
according to whatever might be the requirements of a Commonwealth law made
under s 51(xix), the legislative power over naturalisation is "spent" in relation to
323 (2004) 222 CLR 322 at 418 [269].
324 Hwang v The Commonwealth (2005) 80 ALJR 125 at 128 [10]; 222 ALR 83 at
86-87.
325 Kartinyeri v The Commonwealth (1998) 195 CLR 337 at 355-356 [12]-[14], 372
[57].
326 See at [138].
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that person, subject to any reasonable conditions that are imposed. The
naturalisation law might be amended or repealed but a person who has been
naturalised is generally beyond the scope of the power.
229 There are exceptions. As the reasons of Gordon J demonstrate, it cannot be
denied that s 51(xix) supports laws that regulate some circumstances in which a
person can cease to be a member of the political community of the Australian body
politic327. Such circumstances include: a change in sovereign identity or territory;
breach by a naturalised member of the political community of a reasonable
condition upon membership; and express or implied renunciation of membership
of that political community. Each of these circumstances is a natural cause of the
cessation of membership of a political community: a change in the community
itself; a failure of an express, and reasonable, condition subsequent to membership
of the community; or voluntary abandonment of membership of the community.
230 The premise of s 36B of the Australian Citizenship Act is that a further
circumstance exists where, by s 36B(1)(b), a person has engaged in conduct which
"demonstrates that the person has repudiated their allegiance to Australia". It is
implicit in s 36B that the section will apply irrespective of whether the person's
conduct permits an inference that the person wished to renounce their membership
of the political community. In this respect, as Steward J explains328, the premise of
s 36B aligns with the reasoning of Frankfurter J, who said, in delivering the
opinion of the Court in Perez v Brownell329, that a person can lose their citizenship
without any "intention of endangering [it] or of renouncing [their] allegiance".
231 So, what is the meaning of the objective concept of repudiation of allegiance
in s 36B? In a number of decisions of this Court330, most recently that of Kiefel CJ,
Gageler, Keane and Gleeson JJ in Chetcuti v The Commonwealth331, members of
327 At [138]-[140].
328 See at [287]-[288].
329 (1958) 356 US 44 at 61, quoting Savorgnan v United States (1950) 338 US 491 at
495.
330 Re Patterson; Ex parte Taylor (2001) 207 CLR 391 at 441-442 [151]; Love v The
Commonwealth (2020) 270 CLR 152 at 305 [430].
331 (2021) 95 ALJR 704 at 712 [21]; 392 ALR 371 at 377. See also (2021) 95 ALJR
704 at 721 [64]; 392 ALR 371 at 388.
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this Court have quoted with approval the observation of Professor Parry332 that
"[t]he concept of allegiance, which had been the foundation of the status of a
subject, was not imported into the rules governing local citizenship but was
altogether swept away, together with all other rules of the common law respecting
nationality". The statutory reintroduction of the concept in s 36B requires
explanation.
232 The terms in which Steward J explains the statutory concept of allegiance
in s 36B, with which I agree, associate that concept with membership of the
community of the Australian body politic333. Whatever might have been its
previous force as a concept of law, allegiance remains in use here as a metaphor to
describe the association or belonging that a person has as a member of a
community which brings additional civic rights and duties. Section 36A confirms
that the concept of allegiance, and the repudiation of it, is used in that way in s 36B:
"the Parliament recognises that Australian citizenship is a common bond,
involving reciprocal rights and obligations, and that citizens may, through certain
conduct incompatible with the shared values of the Australian community,
demonstrate that they have severed that bond and repudiated their allegiance to
Australia".
233 Renunciation of allegiance therefore arises, as Steward J explains334,
irrespective of any subjective intention to sever a bond of membership, "from
actions or steps that are indelibly inconsistent with ... membership of [the
Australian political] community". In other words, although it is inherent in a
political community's legal regulation of its membership that a person can commit
wrongdoing, even extremely serious wrongdoing, whilst remaining a member of
the political community, there will come a point at which the person's wrongdoing
is so extreme that it can be judged to be inconsistent with continuing membership
of the political community. I therefore agree with Steward J335 that the limited class
of conduct which might justify loss of citizenship "might include actions which
seek to destroy or gravely harm the fundamental and basal features of the nation
guarded by its Constitution, such as representative democracy and the rule of law,
and actions directed at overthrowing state institutions where such conduct amounts
to a clear rejection of allegiance to Australia. Terrorist attacks might also be
included."
332 Parry, Nationality and Citizenship Laws of The Commonwealth and of The Republic
of Ireland (1957) at 92.
333 See at [257], [266]-[270], [283], [286].
334 See at [286].
335 At [290].
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234 On its proper interpretation, s 36B of the Australian Citizenship Act is
consistent with this reasoning. The objective conduct caught by ss 36B(1)(a) and
36B(5), involving matters related to terrorism, foreign incursions, and service in
the armed forces of a country at war with Australia, provides a baseline for the
extreme nature of the conduct required to establish a repudiation of allegiance,
albeit divorced from any mental element that would render that conduct an offence.
Plainly some objective conduct that is picked up by s 36B(1)(a) will come nowhere
near the extreme, wrongful acts required to satisfy s 36B(1)(b). Mr Alexander even
cited examples of such non-wrongful conduct, including a pharmacist who
innocently keeps poisons. But the validity of s 36B hinges upon the extreme
wrongdoing that is required by, and inherent in, the notion of repudiation of
allegiance to Australia to be determined by the Minister.
Section 36B purports to confer judicial power upon the Executive
Punishment as an exclusively judicial power
235 Mr Alexander's submissions in relation to this issue focused upon the
constitutional implication expressed in Chu Kheng Lim v Minister for
Immigration336 that laws that are "penal or punitive in character" exist under our
system of government "only as an incident of the exclusively judicial function of
adjudging and punishing criminal guilt". In Falzon v Minister for Immigration and
Border Protection337, this Court proceeded on the basis, which was not disputed,
that the reference to adjudging and punishing criminal guilt was to two alternative
functions, both of which are exclusively judicial. That proposition, which has
much to commend it, was also not in dispute in this special case.
236 The exclusively judicial function of punishment is not confined to
punishment for criminal guilt, and certainly not confined to criminal guilt under
some offence existing independently of the impugned law. It extends to all laws
that are properly characterised as punitive. For instance, in their joint judgment in
Chu Kheng Lim, Brennan, Deane and Dawson JJ said that a law would be punitive
and invalid if it authorised detention of an alien for a period that was not "limited
to what is reasonably capable of being seen as necessary for the purposes of
deportation or necessary to enable an application for an entry permit to be made
and considered"338.
336 (1992) 176 CLR 1 at 27.
337 (2018) 262 CLR 333 at 340 [15].
338 (1992) 176 CLR 1 at 33.
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237 Since s 36B confers power to determine that a person ceases to be a citizen
upon the Minister, a member of the Executive, the power will be invalid if, on its
proper characterisation, it is punitive.
The nature of punishment
238 At the core of punishment lie five elements: (i) the imposition of harsh
consequences; (ii) for an offence against legal rules or, put more generally, for a
purpose of sanctioning proscribed conduct; (iii) to an actual or supposed offender
for that offence; (iv) intentionally administered by other human beings on the
offender; and (v) imposed and administered by an authority constituted by a legal
system against which the offence is committed339. These elements do not form a
conclusive test for the character of a law as punitive. But they illustrate the usual
characteristics of the core case of punishment. The further that a law travels from
this core case, the less likely it is that the law will be properly characterised as
punitive.
239 An important aspect of the punitive character of a law will usually be that
the harsh consequence is imposed, in whole or in part, as a sanction for certain
proscribed conduct. A consequence that is imposed by the State does not attract a
characterisation as "punishment" merely because it might be described as harsh.
To adapt what was said by Gleeson CJ in Re Woolley; Ex parte Applicants
M276/2003340, some general taxes might be thought to involve the imposition of
harsh consequences by the State but those taxes are not punitive in a legal sense.
They are not imposed as a sanction for proscribed conduct.
240 This Court has emphasised the "purposes of punishment"341 as important to
characterising a law as punitive or not. The imposition of a harsh consequence for
the purpose of sanctioning conduct usually involves primary consideration of what
is thought to be deserved for the conduct and secondary consideration of specific
339 See, in similar terms, Hart, Punishment and Responsibility (1968) at 4-5, approved
in Al-Kateb v Godwin (2004) 219 CLR 562 at 650 [265]; Fardon v Attorney-General
(Qld) (2004) 223 CLR 575 at 641 [174]; Minogue v Victoria (2019) 268 CLR 1 at
26 [47]; Minister for Home Affairs v Benbrika (2021) 95 ALJR 166 at 202 [140],
217 [204]; 388 ALR 1 at 41-42, 61.
340 (2004) 225 CLR 1 at 12 [17].
341 Plaintiff M96A/2016 v The Commonwealth (2017) 261 CLR 582 at 594 [22].
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and general deterrence and rehabilitation342. All of these matters are the purposes
of punishment.
Whether the purpose of a law is to sanction proscribed conduct
241 There can sometimes be a very fine line between (i) punitive laws, which
have as one of their purposes sanctioning proscribed conduct by making it subject
to harsh consequences, and (ii) laws which use certain conduct merely as a factum
which informs a decision to impose harsh consequences for separate purposes
concerning the public interest. The category that a law falls into will depend upon
the identified purposes of the law.
242 The assessment of the purpose of a law involves "ordinary processes of
interpretation, including considering the meanings of statutory words in the
provision, meanings of other provisions in the statute, the historical background to
the provision, and any apparent social objective"343. An express statement of
statutory purpose will almost always be relevant to that exercise, all the more so
where the statement of purpose concerns the relevant provision rather than the
entire Act, but the question for a court will always be the "characterisation of the
purpose of a provision at the appropriate level of generality"344.
243 An example of a law that imposes harsh consequences, but not for the
purpose of sanctioning proscribed conduct and thus not for the purposes of
punishment, is a law that permits the termination by the Commonwealth of a lease
over premises which have been used for an unlawful purpose345. The purpose of
the harsh consequence of termination is not to punish the unlawful conduct. It is
to protect the interests of the lessor. Another example is the disqualification of a
person from managing a corporation where that disqualification is "for the purpose
of maintaining professional standards in the public interest" and "there is no
342 Australian Building and Construction Commissioner v Pattinson (2022) 96 ALJR
426 at 445 [88]-[89]; 399 ALR 599 at 620-621.
343 Ruddick v The Commonwealth (2022) 96 ALJR 367 at 395 [133]; 399 ALR 476 at
508, quoting Unions NSW v New South Wales (2019) 264 CLR 595 at 657 [171].
344 Unions NSW v New South Wales (2019) 264 CLR 595 at 657 [172].
345 Australian Communications and Media Authority v Today FM (Sydney) Pty Ltd
(2015) 255 CLR 352 at 371-372 [33].
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determination of guilt with respect to any offence provision"346. Similarly, a
decision to cancel a broadcasting licence for breach of licence conditions is a harsh
consequence but it can be made as an administrative decision to protect the public
interest even if the conduct might separately be found to be an offence347.
244 The extent of the harshness of the consequence imposed by a law can assist
in drawing a line between (i) consequences that sanction proscribed conduct and
are thus for the purposes of punishment, and (ii) consequences that respond to
other public interests although they rely upon a person's conduct as a factum. The
harsher the consequence, the more likely it is that the law will be interpreted as a
response to proscribed conduct. Extremely harsh consequences can rarely be
justified, and hence are rarely imposed upon people, other than as responses to
proscribed conduct. This is the reason that the imposition of the extreme
consequence of detention is "likely to permit an inference to be drawn that, for
some reason, the legislature wishes to punish the person to be detained"348.
245 Nevertheless, there will be some circumstances where a law will not be
characterised as punitive despite an extremely harsh consequence such as
detention. As I explained in Minister for Home Affairs v Benbrika349, a person with
an extreme mental or physical illness might be detained by the State in a
psychiatric institution or in a quarantine facility. That detention is solely for the
public purpose of protection of the person and the public. It is "purely
protective"350. It is not for the purpose, in whole or in part, of sanctioning
proscribed conduct. Indeed, a person detained might not have engaged in any
proscribed conduct.
246 By contrast, detention is plainly punitive when it is imposed as part of a
sentence for an offence for purposes which include sanctioning an offender's
conduct and preventing and deterring further offending. If that punishment is then
continued, thus exceeding what the offender individually deserves for their
346 Visnic v Australian Securities and Investments Commission (2007) 231 CLR 381 at
385 [11], 386 [16]. See also Albarran v Companies Auditors and Liquidators
Disciplinary Board (2007) 231 CLR 350 at 358-359 [17].
347 Australian Communications and Media Authority v Today FM (Sydney) Pty Ltd
(2015) 255 CLR 352.
348 Falzon v Minister for Immigration and Border Protection (2018) 262 CLR 333 at
342 [24].
349 (2021) 95 ALJR 166 at 215-217 [197]-[204]; 388 ALR 1 at 58-61.
350 (2021) 95 ALJR 166 at 215 [197]; 388 ALR 1 at 58.
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conduct, it does not cease to be punitive. Indeed, it becomes more punitive. An
example is a detention order made prior to the commencement of a person's
sentence of imprisonment for an offence, ordering that on the expiration of the
term of imprisonment the person be detained indefinitely at the Governor's
pleasure for the protection of society351. The same is true of orders for continuing
detention made at the end of a person's sentence: it is a category error to assume
that because those orders have a preventive or protective purpose they do not also
serve, at least in part, the purpose of being a sanction for proscribed conduct352.
Section 36B is punitive
247 Ultimately, I consider that s 36B has a punitive character with a purpose to
sanction particular conduct. It is not a law which could be described as having the
sole purpose of being "political" or "purely protective". This conclusion is dictated
by four reasons.
248 First, the extreme consequences imposed by s 36B provide significant
support for the conclusion that a purpose of the law is to sanction particular
conduct. I do not accept the surprising submission of the defendants that the
harshness of stripping a person of citizenship under s 36B might be better
compared with the temporary disqualification of a person from managing
corporations353 than with detention. The stripping of a person's citizenship, with
the usual consequence of deportation or banishment, is in a wholly different league
from the temporary disqualification of a person from managing corporations. It
involves "the total destruction of the individual's status in organized society"354. It
has been described as "a fate universally decried by civilized people"355 and as a
351 Chester v The Queen (1988) 165 CLR 611 at 619.
352 Compare Minister for Home Affairs v Benbrika (2021) 95 ALJR 166; 388 ALR 1.
353 See Visnic v Australian Securities and Investments Commission (2007) 231 CLR
381.
354 Trop v Dulles (1958) 356 US 86 at 101.
355 Trop v Dulles (1958) 356 US 86 at 102. See also at 110-111.
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form of civil death356. Judge Augustus Hand thought it to be "a dreadful
punishment, abandoned by the common consent of all civilized peoples"357.
249 It must be accepted, however, that even the extreme consequence of
stripping a person of their citizenship, with associated deportation or exile, does
not necessarily dictate the conclusion that a law is punitive. In Ex parte Walsh and
Johnson; In re Yates358, Isaacs J recognised that the power of deportation might be
enacted as "a punishment for crime", in which case it would necessarily be a power
to be exercised by the judiciary. But his Honour acknowledged that the power of
deportation might alternatively be enacted "as a political precaution ... and possibly
on considerations not susceptible of definite proof but demanding prevention or
otherwise dependent on national policy". A power of that latter "political" kind
was upheld in Falzon v Minister for Immigration and Border Protection359, in
which this Court upheld the validity of the power of the Minister to cancel a
person's visa as a step in removing the person from Australia, by reference to "a
primary and characteristic factum" of previous criminal offending. The
cancellation of the visa was not a sanction for the proscribed criminal offending.
Rather, the criminal offending was merely a factum that demonstrated a failure to
comply with express or implied conditions for remaining in Australia.
250 Secondly, the character of a law can be informed by its historical
antecedents360. Although denationalisation laws commencing with the
Naturalization Act 1870361 recognised denationalisation for non-punitive purposes,
those purposes were generally based upon consent. The long history of non-
consensual citizenship stripping or banishment is one strongly associated with
punishment. In Roman law, death and exile were capital punishments, with the
consequence of exile being "interdiction from fire and water" – that is, deprivation
of warmth and food – in the community in which the person had lived362. Exile
was used as punishment in England, following the example of Rome, as well as in
356 Newsome v Bowyer (1729) 3 P Wms 37 at 38 [24 ER 959 at 960]; Elizabeth
Farquhar v His Majesty's Advocate (1753) Mor 4669 at 4670, 4671.
357 United States ex rel Klonis v Davis (1926) 13 F 2d 630 at 630.
358 (1925) 37 CLR 36 at 96.
359 (2018) 262 CLR 333 at 347 [46]. See also at 357 [89].
360 Chu Kheng Lim v Minister for Immigration (1992) 176 CLR 1 at 27, 53, 66-67.
361 33 & 34 Vict c 14, ss 4, 6 and 10.
362 D 48.1.2 (Paul).
-- 99 of 139 --
Edelman J
94.
ancient Babylon and Greece363. It became most prominent in England with a 1597
statute that provided for various persons classed as criminals to be punished by
being "banyshed out of this Realme and all other the Domynions thereof"364. Sir
Edward Coke's report of Doctor Hussey's Case365 described banishment as "so
great a punishment" and equated it with perpetual imprisonment. The punishment
of banishment was reaffirmed by Parliament "at frequent intervals" until 1864366.
By the end of the 18th century, Hawkins had written of Parliament's prerogative to
impose this extraordinary punishment, saying that "no power on earth, except the
authority of parliament, can send a subject of England, not even a criminal, out of
the land against [their] will"367.
251 Thirdly, the punitive character of s 36B is also supported by the statement
in s 36A of the purpose of Subdiv C of Div 3 of Pt 2 of the Australian Citizenship
Act. That statement of purpose includes the recognition by the Parliament that the
common bond of Australian citizenship may be severed by citizens "through
certain conduct incompatible with the shared values of the Australian community".
The focus upon the breach of norms of conduct shared in the community is an
indication, at a lower level of generality, of a purpose of sanctioning that conduct.
In particular, the statement of purpose encompasses s 36D, which permits the
Minister to determine in writing that a person ceases to be an Australian citizen
upon various conditions including the person being convicted of a particularly
serious offence. As the defendants conceded, s 36B, like s 36D, has a purpose of
deterrence of a particular category of extreme, reprehensible conduct.
252 Fourthly, the punitive nature of the law is supported by the Minister being
the person who, having decided that the conduct was extreme and reprehensible,
is also the person who exercises a discretion to determine whether Australian
citizenship should cease368.
363 Armstrong, "Banishment: Cruel and Unusual Punishment" (1963) 111 University of
Pennsylvania Law Review 758 at 759.
364 39 Eliz c 4; see also The Poor Relief Act 1662 (14 Car II c 12), s 23, re-enacting the
original statute.
365 (1611) 9 Co Rep 71b at 73a [77 ER 838 at 840].
366 Banks, "Criminal Law – Banishment" (1954) 32 North Carolina Law Review 221 at
223.
367 Hawkins, A Treatise of the Pleas of the Crown, 7th ed (1795), vol 4 at 297 (emphasis
in original).
368 See Dr Bonham's Case (1610) 8 Co Rep 113b [77 ER 646].
-- 100 of 139 --
Edelman J
95.
253 Section 36B is invalid as a law that purports to confer exclusively judicial
power upon the Executive.
Conclusion
254 The questions in the special case should be answered as follows:
1. Is s 36B of the Australian Citizenship Act 2007 (Cth) invalid in its
operation in respect of the plaintiff because:
(a) it is not supported by a head of Commonwealth legislative
power;
Answer: No.
(b) it is inconsistent with an implied limitation on
Commonwealth legislative power preventing the involuntary
deprivation of Australian citizenship;
Answer: Unnecessary to answer.
(c) it effects a permanent legislative disenfranchisement which is
not justified by a substantial reason;
Answer: Unnecessary to answer.
[(d) Not pursued]
(e) it reposes in the Minister for Home Affairs the exclusively
judicial function of punishing criminal guilt?
Answer: Yes.
2. What, if any, relief should be granted to the plaintiff?
Answer: It should be declared that:
(a) s 36B of the Australian Citizenship Act 2007 (Cth) is invalid;
and
(b) the plaintiff is an Australian citizen.
3. Who should pay the costs of the special case?
Answer: The defendants.
-- 101 of 139 --
Steward J
96.
255 STEWARD J. The plaintiff was born in Australia in 1986. He thereby became a
citizen of this country pursuant to s 10(1) of the Australian Citizenship Act 1948
(Cth) ("the 1948 Citizenship Act"). On 2 July 2021, the first defendant ("the
Minister") determined, pursuant to s 36B(1) of the Australian Citizenship Act 2007
(Cth) ("the 2007 Citizenship Act"), that the plaintiff ceased to be an Australian
citizen. Immediately before that determination, the plaintiff continued to satisfy
the applicable requirements for Australian citizenship369.
The "naturalization and aliens" head of power
256 The plaintiff challenges the validity of s 36B of the 2007 Citizenship Act.
His principal ground of attack is that s 36B is not authorised by any head of power
under s 51 of the Constitution, and, in particular, is not supported by the
"naturalization and aliens" head of power in s 51(xix). The defendants accepted
that the only head of power that could support the validity of s 36B is s 51(xix).
257 If it be correct to state that the antonym of a citizen for the purposes of the
2007 Citizenship Act is an alien of this country, then the plaintiff was not an alien
within the meaning of s 51(xix) of the Constitution when the Minister exercised
the power conferred by s 36B(1) of the 2007 Citizenship Act370. That is because he
was a citizen. If it be more accurate to state that the essence of alienage is
allegiance, not to Australia, but to another sovereign power371, then, based on the
plaintiff's explanation for being in the Syrian Arab Republic ("Syria"), he was also
no alien immediately before the Minister exercised the power under s 36B(1). That
is because, as McHugh J observed in Singh v The Commonwealth, a person's
allegiance to Australia (or the Crown in right of Australia) arises if the person is
369 In 2021, the Australian Citizenship Act 2007 (Cth) provided that a person born in
Australia who has a parent who is an Australian citizen is a citizen of this country:
s 12(1)(a). It was an agreed fact in this amended special case that the plaintiff's
mother acquired Australian citizenship in 1988.
370 Shaw v Minister for Immigration and Multicultural Affairs (2003) 218 CLR 28 at
43 [32] per Gleeson CJ, Gummow and Hayne JJ; Chetcuti v The Commonwealth
(2021) 95 ALJR 704 at 711 [15]-[17], 714 [32]-[34] per Kiefel CJ, Gageler, Keane
and Gleeson JJ; 392 ALR 371 at 375-376, 379-380.
371 Singh v The Commonwealth (2004) 222 CLR 322 at 343-344 [38]-[40], 350-351
[56]-[58], 365-366 [99]-[100], 376 [129]-[130] per McHugh J, 398-399 [200]-[201]
per Gummow, Hayne and Heydon JJ; Chetcuti v The Commonwealth (2021) 95
ALJR 704 at 728 [100], 729 [105], 739-740 [146] per Steward J; 392 ALR 371 at
398, 399, 412.
-- 102 of 139 --
Steward J
97.
born in this country372. That observation requires qualification in the case of a
person born in Australia to parents who are visiting this country on a temporary
basis373. In Singh, the plaintiff had been born in Australia but was the daughter of
Indian citizens who arrived in Australia on "Business (Short Stay) visas"374; thus,
her parents were only residing temporarily in this country. Given those facts, the
plurality concluded that the plaintiff, an Indian citizen by descent, was an alien
because of her allegiance to a foreign power attributed to her by the law of India375.
Here, the plaintiff's parents were not residing in Australia temporarily.
258 Contrary to the plaintiff's submissions, the issue for determination in this
amended special case is not whether s 51(xix) of the Constitution authorises the
Federal Parliament to pass a law that banishes a natural-born citizen. No such law
may be found in the 2007 Citizenship Act. Rather, the consequences of possible
deportation arise by reason of s 198(2) of the Migration Act 1958 (Cth), which
obliges an officer to remove an unlawful non-citizen "as soon as reasonably
practicable" from Australia. As the plurality observe376, and I accept, the practical
combined effect of s 36B and the Migration Act is exclusion from this country.
Even then, however, once removed the unlawful non-citizen may be eligible to
re-enter Australia upon the grant of an applicable visa377. In the case of the plaintiff,
no issue of deportation arises. That is because he has remained abroad since 2013.
Whether a grant of a protection visa in the plaintiff's case would be an "unlikely
event"378, to use the language of Kiefel CJ, Keane and Gleeson JJ, remains
unknown. Certainly, if one were to accept his version of what had happened to
him, he may very well be eligible for the grant of a protection visa. It follows that
the issue to be determined is not whether the Federal Parliament may banish a
372 (2004) 222 CLR 322 at 344 [39]-[40], 350 [56], 365-366 [99], 377-378 [133].
373 Another qualification may be that a person who was born overseas to parents who
were only temporarily absent from this country and who were Australian citizens
may not be an alien for the purposes of s 51(xix). Pochi v Macphee (1982) 151 CLR
101 does not address this issue; cf s 16 of the Australian Citizenship Act 2007 (Cth).
374 (2004) 222 CLR 322 at 401 [212] per Kirby J.
375 Singh v The Commonwealth (2004) 222 CLR 322 at 398-400 [200]-[205] per
Gummow, Hayne and Heydon JJ.
376 See [26].
377 For example, a non-citizen could conceivably apply for a protection visa: Migration
Act 1958 (Cth), s 36.
378 See [26].
-- 103 of 139 --
Steward J
98.
citizen, but rather whether it may validly pass a law that cancels the citizenship of
a natural-born Australian, the concept of citizenship being "entirely statutory" in
nature379. The authority to do so turns upon the extent to which s 51(xix) authorises
Parliament to pass laws concerning the denationalisation or denaturalisation of its
citizens.
259 Originally, and subject to certain exceptions380, at common law the "stern
rule" was that a natural-born subject could not divest herself or himself of her or
his allegiance to the Crown381. Allegiance was considered to be indelible382. As
Blackstone wrote383:
"[I]t is a principle of universal law, that the natural-born subject of one
prince cannot by any act of his own, no, not by swearing allegiance to
another, put off or discharge his natural allegiance to the former: for this
natural allegiance was intrinsic, and primitive, and antecedent to the other;
and cannot be devested without the concurrent act of that prince to whom it
was first due." (footnote omitted)
260 Prior to Federation, the common law's "stern" view about alienage was
substantially modified by statute. In 1870, the Naturalization Act 1870 (Imp) was
enacted. It provided for both voluntary alienage and involuntary alienage. Section
3 provided that, in prescribed circumstances, a naturalised British subject could
"make a declaration of alienage" and thereafter be "regarded as an alien". Section
4 provided that any natural-born British subject who at birth also became a subject
of another state could "make a declaration of alienage" and thereafter would "cease
to be a British subject". By s 6, a British subject who had become naturalised in
another state was "deemed to have ceased to be a British subject and be regarded
379 Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs
(1992) 176 CLR 1 at 54 per Gaudron J.
380 Singh v The Commonwealth (2004) 222 CLR 322 at 355-356 [73], 357 [75] per
McHugh J.
381 Singh v The Commonwealth (2004) 222 CLR 322 at 356-357 [75] per McHugh J;
Kenny v Minister for Immigration, Local Government and Ethnic Affairs (1993) 42
FCR 330 at 339 per Gummow J. See also Kent, Commentaries on American Law,
vol 2 (1827), pt 4, lect 25 at 40-49.
382 Singh v The Commonwealth (2004) 222 CLR 322 at 356-357 [75], 361 [86] per
McHugh J, 428-429 [303]-[304] per Callinan J.
383 Blackstone, Commentaries on the Laws of England (1765), bk 1, ch 10 at 358.
-- 104 of 139 --
Steward J
99.
as an alien". By s 10, a married woman, being a natural-born subject, was "deemed
to be a subject of the State of which her husband [was] ... a subject".
261 The Naturalization Act 1870 reflected the conclusions of a Royal
Commission appointed in 1868, which inquired into the laws of "naturalization
and allegiance"384. In his authoritative work, Sir Alexander Cockburn,
summarising the findings of the Royal Commission, determined that385:
"[I]t should be free to every one to expatriate and denationalize himself, and
to transfer his allegiance to another country."
262 In the United States, Thomas Jefferson considered expatriation to be a
natural right. He wrote386:
"I hold the right of expatriation to be inherent in every man by the
laws of nature, and incapable of being rightfully taken from him even by
the united will of every other person in the nation. If the laws have provided
no particular mode by which the right of expatriation may be exercised, the
individual may do it by any effectual and unequivocal act or declaration."
263 In 1868, the United States Congress passed the Expatriation Act387.
Consistently with the opinion of Mr Jefferson, the recital to that Act declared that
the "right of expatriation" was a "natural and inherent right of all people,
indispensable to the enjoyment of the rights of life, liberty, and the pursuit of
happiness". Section 1 provided that "any declaration, instruction, opinion, order,
or decision of any officers" of the federal government which denied, restricted,
impaired or questioned "the right of expatriation" was "declared inconsistent with
the fundamental principles of ... government". Based on that Act, Frankfurter J,
delivering the opinion of the Supreme Court of the United States, said that "it was
384 Fraser, "Expatriation as Practised in Great Britain" (1930) 16 Transactions of the
Grotius Society 73 at 83; Singh v The Commonwealth (2004) 222 CLR 322 at 363
[91] per McHugh J.
385 Cockburn, Nationality: or the Law Relating to Subjects and Aliens, considered with
a view to future legislation (1869) at 214.
386 Letter from Thomas Jefferson to the Secretary of the Treasury Albert Gallatin,
26 June 1806, in Ford (ed), The Works of Thomas Jefferson (1905), vol 10 at 273,
quoted in McAdam, "An Intellectual History of Freedom of Movement in
International Law: The Right to Leave as a Personal Liberty" (2011) 12
Melbourne Journal of International Law 27 at 39.
387 Act of 27 July 1868, ch 249, 15 Stat 223.
-- 105 of 139 --
Steward J
100.
the practice of the Department of State during the last third of the nineteenth
century to make rulings as to forfeiture of United States citizenship" when a
naturalised citizen returned to her or his country of origin and took steps, such as
accepting public office or assuming political duties, to abandon American
citizenship, and, generally, in the case of native-born citizens, when they acquired
foreign citizenship388.
264 In 1907, Congress passed a further Expatriation Act389. It provided, amongst
other things, that an "American citizen shall be deemed to have expatriated himself
when he has been naturalized in any foreign state ... or when he has taken an oath
of allegiance to any foreign state", and that an "American woman who marries a
foreigner shall take the nationality of her husband"390. That Act was based upon a
report prepared by the Citizenship Board of 1906 which, amongst other things, had
recommended that391:
"[N]o man should be permitted deliberately to place himself in a position
where his services may be claimed by more than one government and his
allegiance be due to more than one."
265 In Mackenzie v Hare, the Supreme Court of the United States upheld the
validity of the Expatriation Act of 1907392 on the following basis393:
"As a government, the United States is invested with all the attributes of
sovereignty. As it has the character of nationality it has the powers of
nationality, especially those which concern its relations and intercourse
with other countries. We should hesitate long before limiting or
embarrassing such powers."
266 The foregoing demonstrates that around the time of Federation, both the
United Kingdom and the United States recognised various forms of lawful
expatriation and denationalisation. In the case of the Naturalization Act 1870,
denationalisation took place where, in defined circumstances, a person acted
388 Perez v Brownell (1958) 356 US 44 at 49.
389 Act of 2 March 1907, ch 2534, 34 Stat 1228.
390 Act of 2 March 1907, ch 2534, §§2 and 3, 34 Stat 1228 at 1228.
391 Perez v Brownell (1958) 356 US 44 at 50 per Frankfurter J.
392 Act of 2 March 1907, ch 2534, 34 Stat 1228.
393 (1915) 239 US 299 at 311 per McKenna J.
-- 106 of 139 --
Steward J
101.
inconsistently with her or his status as a British subject, by, for example, making
a declaration of alienage or being naturalised in a foreign state394. In the case of the
Expatriation Act of 1907, citizenship was forfeited when a person acted
inconsistently with being a citizen of the United States, by, for example, taking an
oath of allegiance to a foreign state395. In neither jurisdiction was it necessary for
the person to assent to the loss of nationality. This history supports the proposition
that denationalisation may occur when a person acts inconsistently with
membership of a body politic by changing her or his allegiance, whether
intentionally or not, to a foreign country. The founding fathers were no doubt
aware of these developments in the law396.
267 Reflecting this history, the Naturalization Act 1903 (Cth) contained
provisions that "deemed" a woman to be a British subject who, "not being a British
subject", married a British subject397 and "deemed" an infant "not being a natural-
born British subject" to be a British subject in defined circumstances398. It also
contained a provision that conferred on the Governor-General a power to revoke a
"certificate of naturalization" obtained by any "untrue statement of fact or
intention"399. A similar provision was to be found in s 11 of the Naturalization Act
1903-1917 (Cth) and s 12 of the Nationality Act 1920 (Cth). That Act also
provided, amongst other things, that a woman, having been a British subject, was
"deemed to be an alien" if she married an alien400 and that a person was "deemed
to have ceased to be a British subject" if she or he became naturalised in a foreign
state401. In the foregoing examples, the assent of the person was not required.
394 Naturalization Act 1870 (Imp) (33 & 34 Vict c 14), ss 3 and 6.
395 Act of 2 March 1907, ch 2534, §2, 34 Stat 1228 at 1228.
396 Reasons of Kiefel CJ, Keane and Gleeson JJ at [41]; Singh v The Commonwealth
(2004) 222 CLR 322 at 397-398 [197] per Gummow, Hayne and Heydon JJ.
397 Naturalization Act 1903 (Cth), s 9.
398 Naturalization Act 1903 (Cth), s 10.
399 Naturalization Act 1903 (Cth), s 11.
400 Nationality Act 1920 (Cth), ss 18-19. Note, when that Act was in force, the
Australian body politic comprised "British subjects" and "alien" was defined in
s 5(1) as "a person who is not a British subject".
401 Nationality Act 1920 (Cth), s 21.
-- 107 of 139 --
Steward J
102.
268 Some early authorities of this Court perhaps betray differing views about
membership of the Empire, British subjecthood and race. In Potter v Minahan402,
Minahan had been born in Victoria of mixed Anglo-Chinese parentage. He left
Australia as a child to live in China for 26 years. He then returned to Australia.
Each of Griffith CJ, Barton and O'Connor JJ decided that Minahan was not an
immigrant for the purposes of the Immigration Restriction Acts 1901-1905 (Cth).
Isaacs and Higgins JJ dissented. Griffith CJ said403:
"[E]very person becomes at birth a member of the community into which
he is born, and is entitled to remain in it until excluded by some competent
authority. It follows also that every human being (unless outlawed) is a
member of some community, and is entitled to regard the part of the earth
occupied by that community as a place to which he may resort when he
thinks fit. ...
At birth he is, in general, entitled to remain in the place where he is
born. (There may be some exceptions based upon artificial rules of
territoriality.) If his parents are then domiciled in some other place, he
perhaps acquires a right to go to and remain in that place. But, until the right
to remain in or return to his place of birth is lost, it must continue, and he is
entitled to regard himself as a member of the community which occupies
that place. These principles are self-evident, and do not need the support of
authority."
269 Barton J said404:
"[W]here a charter of self-government, such as ours, grants the right to deal
with immigration, which includes the right wholly to prohibit the landing
of an immigrant, it is open to doubt whether the grant includes the right to
prohibit the entry of those who are subjects of the Crown born within our
bounds, and who, to adapt a phrase of Lord Watson's, may be called
Australian-born subjects of the King."
402 (1908) 7 CLR 277.
403 Potter v Minahan (1908) 7 CLR 277 at 289.
404 Potter v Minahan (1908) 7 CLR 277 at 294.
-- 108 of 139 --
Steward J
103.
270 O'Connor J said405:
"A person born in Australia, and by reason of that fact a British subject
owing allegiance to the Empire, becomes by reason of the same fact a
member of the Australian community under obligation to obey its laws, and
correlatively entitled to all the rights and benefits which membership of the
community involves, amongst which is a right to depart from and re-enter
Australia as he pleases without let or hindrance unless some law of the
Australian community has in that respect decreed the contrary."
271 Much of the foregoing supports the plaintiff's case. But the majority's
reasoning in Minahan did not support an absolute right of abode for those born in
Australia. Griffith CJ referred to exclusion "by some competent authority"406.
Barton J referred to a person who intended to abandon her or his "domicil of
origin"407. O'Connor J referred to a right to depart and re-enter "unless some law
of the Australian community has in that respect decreed the contrary"408. His
Honour also said409:
"It cannot be denied that, subject to the Constitution, the
Commonwealth may make such laws as it may deem necessary affecting
the going and coming of members of the Australian community."
272 In contrast, in Donohoe v Wong Sau410, this Court decided that an ethnic
Chinese person, born in Australia to a naturalised parent, was an immigrant when
she sought to re-enter Australia after a prolonged period living in China. Reflecting
views on race that have long since been repudiated, Higgins J said411:
"In the case of Potter v Minahan it will be noticed that there were
some facts which were not present in this case. The father in that case took
the birth certificate with him to China when leaving Australia; and the
405 Potter v Minahan (1908) 7 CLR 277 at 305.
406 Potter v Minahan (1908) 7 CLR 277 at 289.
407 Potter v Minahan (1908) 7 CLR 277 at 294.
408 Potter v Minahan (1908) 7 CLR 277 at 305.
409 Potter v Minahan (1908) 7 CLR 277 at 305.
410 (1925) 36 CLR 404.
411 Donohoe v Wong Sau (1925) 36 CLR 404 at 409.
-- 109 of 139 --
Steward J
104.
mother of the child was an Australian of European stock. In this case the
mother of the respondent was Chinese, and there is not the slightest
evidence of anything Australian about the respondent except her birth. She
could not even speak a word of English." (footnote omitted)
273 The preponderant opinion of this Court since Federation, nonetheless,
supports the proposition that Parliament has the power to pass laws concerning
when an existing subject or citizen may cease to be a member of the nation.
274 Meyer v Poynton412 concerned the validity of s 11 of the Naturalization Act
1903-1917 (Cth), which gave the Governor-General a power to revoke the
naturalisation of a person where this was "desirable for any reason". Starke J
upheld the validity of this provision. His Honour said413:
"It seems to me that if the power given by the Naturalization Act to admit
to Australian citizenship is within the power to make laws with respect to
naturalization, so must authority to withdraw that citizenship on specified
conditions be also within that power."
275 The correctness of Meyer would not appear to have since been doubted414.
Analogous reasoning would apply to the power given by the 2007 Citizenship Act
to admit certain Australian-born persons to Australian citizenship415; inherent in
such a power must be the authority to withdraw that citizenship.
276 Ex parte Walsh and Johnson; In re Yates416 concerned the validity of s 8AA
of the Immigration Act 1901-1925 (Cth), which permitted the deportation of
persons not born in Australia who had caused "a serious industrial disturbance
prejudicing or threatening the peace, order or good government of the
Commonwealth". A majority of this Court held that the "immigration and
emigration" head of power in s 51(xxvii) supported the validity of s 8AA.
Relevantly to s 51(xix), Isaacs J said417:
412 (1920) 27 CLR 436.
413 Meyer v Poynton (1920) 27 CLR 436 at 441.
414 See, eg, Ex parte Walsh and Johnson; In re Yates (1925) 37 CLR 36 at 88 per
Isaacs J.
415 Australian Citizenship Act 2007 (Cth), s 12.
416 (1925) 37 CLR 36.
417 Ex parte Walsh and Johnson; In re Yates (1925) 37 CLR 36 at 94, 97-98.
-- 110 of 139 --
Steward J
105.
"This nation cannot have less power than an ordinary body of persons,
whether a State, a church, a club, or a political party who associate
themselves voluntarily for mutual benefit, to eliminate from their
communal society any element considered inimical to its existence or
welfare. We have only to imagine, as I suggested during the argument, some
individual found plotting with foreign powers against the safety of the
country, or even suspected of being a spy or a traitor. It matters not, as I
conceive, whether he is an alien or a fellow-subject, whether he is born in
Kamtschatka or in London or in Australia, the national danger is the same.
...
I am unable to see why Parliament could not, in protection of the
Commonwealth in respect of defence, customs, coinage or immigration, for
instance, enact that any person who was shown to the satisfaction of the
Minister to be a spy, a traitor, a smuggler, a coiner or an importer of
prostitutes, might be summarily deported. Such legislation on admitted
subjects of power might be considered arbitrary and even dangerous; but
those are elements entrusted to the wisdom of Parliament when weighing in
its own scales of social justice the comparative claims of individuals and
the nation."
277 In Nolan v Minister for Immigration and Ethnic Affairs, the majority
recognised that an "alien" included a "person who has ceased to be a citizen by an
act or process of denaturalization"418.
278 In Singh, Gleeson CJ observed that under s 51(xix) and (xxvii) of the
Constitution, Parliament has the power to pass a law whereby, subject to one
qualification, any form of citizenship may be acquired and lost. Thus, his Honour
said419:
"I have previously stated my view that, subject to a qualification,
Parliament, under paras (xix) and (xxvii) of s 51, has the power to determine
the legal basis by reference to which Australia deals with matters of
nationality and immigration, to create and define the concept of Australian
citizenship, to prescribe the conditions on which such citizenship may be
418 (1988) 165 CLR 178 at 183 per Mason CJ, Wilson, Brennan, Deane, Dawson and
Toohey JJ. See also Cunliffe v The Commonwealth (1994) 182 CLR 272 at 374-375
per Toohey J.
419 Singh v The Commonwealth (2004) 222 CLR 322 at 329 [4]. See also Re Minister
for Immigration and Multicultural Affairs; Ex parte Te (2002) 212 CLR 162 at 173
[31] per Gleeson CJ.
-- 111 of 139 --
Steward J
106.
acquired and lost, and to link citizenship with the right of abode." (footnote
omitted)
279 The "qualification" was expressed in the following terms420:
"Parliament cannot, simply by giving its own definition of 'alien', expand
the power under s 51(xix) to include persons who could not possibly answer
the description of 'aliens' in the Constitution. Within the class of persons
who could answer that description, Parliament can determine to whom it
will be applied, and with what consequences. Alienage is a status, and,
subject to the qualification just mentioned, Parliament can decide who will
be treated as having that status for the purposes of Australian law and,
subject to any other relevant constitutional constraints, what that status will
entail." (footnote omitted)
280 It is at least implicit from the joint reasons of Gummow, Hayne and
Heydon JJ in Singh that their Honours considered it would be an odd "one-way
street"421 for the "naturalization and aliens" head of power to authorise only laws
granting citizenship and not also laws which denied citizenship. Thus, their
Honours said422:
"Whatever may be the outcome of debate about the validity of laws
alleged to depend upon other powers given to the federal Parliament, it is
central to the plaintiff's argument that the constitutional word 'aliens' has a
meaning which cannot include a person born within Australia. If that is the
proper construction of 'aliens' the result would be that, through the exercise
of the naturalisation aspect of the power conferred by s 51(xix), the class of
persons born outside Australia who otherwise would be aliens can be
altered or reduced by valid federal legislation, but the class of non-aliens
contains an irreducible core. Understood in that way, the naturalisation and
aliens power would provide a one-way street: empowering legislation
permitting persons to become non-aliens but not empowering legislation
that would affect the status of a person born in Australia, regardless of that
person's ties to other sovereign powers."
420 Singh v The Commonwealth (2004) 222 CLR 322 at 329 [4] per Gleeson CJ. See
further Pochi v Macphee (1982) 151 CLR 101 at 109-110 per Gibbs CJ.
421 (2004) 222 CLR 322 at 397 [195].
422 Singh v The Commonwealth (2004) 222 CLR 322 at 397 [195].
-- 112 of 139 --
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281 That implication is also supported by the following course of reasoning423:
"Argument in the present matter proceeded on the footing that the
power also extends to making a law identifying the circumstances in which,
and the procedures by which, a person who is not an alien may sever the
ties of allegiance to Australia. (We leave aside any examination of what
assumptions may be implicit in describing that as renouncing citizenship,
renouncing allegiance, or ceasing to be a national of Australia.) Given the
state of British law at the time of Federation, and in particular the provisions
of the Naturalisation Act 1870 permitting renunciation of allegiance, it
would be surprising if the power with respect to naturalisation and aliens
did not extend this far. But, if the power extends to regulating renunciation
of allegiance, the power extends, at least in this respect, to altering the
criteria which are to determine whether the necessary connection between
the individual and (to personify the concept) the Crown exists." (footnote
omitted; emphasis added)
282 Because Gummow, Hayne and Heydon JJ went on to reject the plaintiff's
case that a person born in Australia bears the unalterable status of being a non-
alien, it must follow that their Honours accepted that the power conferred by
s 51(xix) extends "to altering the criteria which are to determine whether the
necessary connection between the individual and ... the Crown exists"424. It must
also follow that the aliens power could authorise a law that denied citizenship to a
person born in Australia, where that person owed allegiance to foreign power.
Thus, Gummow, Hayne and Heydon JJ concluded425:
"The previous decisions of the Court do not require the conclusion
that those born within Australia who, having foreign nationality by descent,
owe obligations to a sovereign power other than Australia are beyond the
reach of the naturalisation and aliens power."
283 This Court in Singh upheld the validity of a law that denied citizenship to a
person born in Australia because that person owed allegiance to a foreign power.
Implicitly, her birth in this country did not create any allegiance to Australia, in
the sense described by McHugh J in Singh, as her location here was only of a
temporary nature (given the temporary visa held by her parents). Such foreign
allegiance may be seen, in the circumstances of that case, as necessarily
423 Singh v The Commonwealth (2004) 222 CLR 322 at 397-398 [197] per Gummow,
Hayne and Heydon JJ.
424 Singh v The Commonwealth (2004) 222 CLR 322 at 397-398 [197].
425 Singh v The Commonwealth (2004) 222 CLR 322 at 399 [203].
-- 113 of 139 --
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inconsistent with allegiance to Australia, and thus with membership of the
community of peoples that comprises the Australian nation.
284 Subsequently, in Re Minister for Immigration and Multicultural and
Indigenous Affairs; Ex parte Ame426, this Court upheld the validity of a law which
revoked the citizenship of persons who had become citizens of the Independent
State of Papua New Guinea upon its independence. The plurality said427:
"The extent of the power of Parliament to deal with matters of nationality
and immigration, to create and define the concept of Australian citizenship,
to prescribe the conditions on which citizenship may be acquired and lost,
and to link citizenship with the right of abode, has been considered most
recently by this Court in Singh v The Commonwealth. Two points of present
relevance emerge from that consideration. First, the legal status of alienage
has as its defining characteristic the owing of allegiance to a foreign
sovereign power. Secondly, changes in the national and international
context in which s 51(xix) is to be applied may have an important bearing
upon its practical operation." (footnotes omitted)
285 The foregoing expression of the width of the aliens power does not draw
any distinction, for the purposes of prescribing "the conditions on which
citizenship may be acquired and lost"428, between a natural-born citizen and a
naturalised citizen. Any such distinction has now been rejected by this Court429.
286 Whilst s 51(xix) of the Constitution authorises Parliament to make laws
which prescribe "the conditions on which citizenship may be acquired and lost"430,
that power, consistently with the "qualification" described by Gleeson CJ in
426 (2005) 222 CLR 439.
427 Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte
Ame (2005) 222 CLR 439 at 458-459 [35] per Gleeson CJ, McHugh, Gummow,
Hayne, Callinan and Heydon JJ.
428 Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte
Ame (2005) 222 CLR 439 at 458 [35] per Gleeson CJ, McHugh, Gummow, Hayne,
Callinan and Heydon JJ.
429 Re Canavan (2017) 263 CLR 284 at 308-309 [53] per Kiefel CJ, Bell, Gageler,
Keane, Nettle, Gordon and Edelman JJ.
430 Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte
Ame (2005) 222 CLR 439 at 458 [35] per Gleeson CJ, McHugh, Gummow, Hayne,
Callinan and Heydon JJ.
-- 114 of 139 --
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Singh431, is not unfettered. Because membership to the Australian body politic is
inextricably bound up with the concept of allegiance to this country, the power to
denationalise must be limited to laws that recognise and accept a loss of citizenship
arising from actions or steps that are indelibly inconsistent with that allegiance and
with membership of that community. That conclusion is consistent with how the
law of denationalisation had developed in the United Kingdom and the United
States by the time of Federation. It explains Isaacs J's observation in Ex parte
Walsh that the Federal Parliament had the power to pass a law that eliminated from
"communal society" any person, whether born in Australia or not, who was
"inimical" to the "existence" of that society432. His Honour referred to "plotting
with foreign powers against the safety of the country" and even being "suspected
of being a spy or a traitor"433. No doubt there are many ways a person may act that
are enduringly antithetical to allegiance to Australia, or to membership of the
"people of the Commonwealth"434 that comprise this nation.
287 It follows that the power to pass a law of denationalisation is not to be
limited to a declaration of alienage435. Nor would the validity of such a law require
an actual intention to renounce citizenship. In Perez v Brownell, Frankfurter J
made the following observation in support of that proposition in relation to a law
that cancelled a person's citizenship upon voting in a foreign political election. His
Honour said436:
"Of course, Congress can attach loss of citizenship only as a
consequence of conduct engaged in voluntarily. See Mackenzie v Hare, 239
US 299, 311-312. But it would be a mockery of this Court's decisions to
suggest that a person, in order to lose his citizenship, must intend or desire
to do so. The Court only a few years ago said of the person held to have lost
her citizenship in Mackenzie v Hare, supra: 'The woman had not intended
to give up her American citizenship.' Savorgnan v United States, 338 US
491, 501. And the latter case sustained the denationalization of
Mrs Savorgnan although it was not disputed that she 'had no intention of
431 (2004) 222 CLR 322 at 329 [4]. See further Pochi v Macphee (1982) 151 CLR 101
at 109-110 per Gibbs CJ.
432 (1925) 37 CLR 36 at 94.
433 Ex parte Walsh and Johnson; In re Yates (1925) 37 CLR 36 at 94.
434 Constitution, s 24.
435 cf Naturalization Act 1870 (Imp) (33 & 34 Vict c 14), s 4.
436 (1958) 356 US 44 at 61.
-- 115 of 139 --
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endangering her American citizenship or of renouncing her allegiance to
the United States.' 338 US, at 495. What both women did do voluntarily
was to engage in conduct to which Acts of Congress attached the
consequence of denationalization irrespective of – and, in those cases,
absolutely contrary to – the intentions and desires of the individuals. Those
two cases mean nothing – indeed, they are deceptive – if their essential
significance is not rejection of the notion that the power of Congress to
terminate citizenship depends upon the citizen's assent." (footnote omitted)
288 Perez was not followed by a subsequent decision of the Supreme Court of
the United States437, but I nonetheless prefer Frankfurter J's opinion. The
denationalisation power cannot be fettered by a requirement that the person must
subjectively intend to abandon her or his citizenship in order for that power to be
engaged in every case.
289 Thus, a law that denationalises a citizen because that person took a step or
steps that represented a fundamental and lasting rebuttal of allegiance to Australia
would be authorised by s 51(xix), consistently with an historical consideration of
the aliens power. Axiomatically, it would include waging war against this country.
This has long been recognised as a justification for denationalisation. For example,
when the 1948 Citizenship Act was first enacted, as the Nationality and Citizenship
Act 1948 (Cth), it contained s 19 in the following terms:
"An Australian citizen who, under the law of a country other than
Australia, is a national or citizen of that country and serves in the armed
forces of a country at war with Australia shall, upon commencing so to
serve, cease to be an Australian citizen."
290 Conduct that might also justify a law of denationalisation might include
actions which seek to destroy or gravely harm the fundamental and basal features
of the nation guarded by its Constitution, such as representative democracy and
the rule of law, and actions directed at overthrowing state institutions where such
conduct amounts to a clear rejection of allegiance to Australia. Terrorist attacks
might also be included. It is otherwise unnecessary and inappropriate to define the
metes and bounds of the denationalisation power conferred on the Federal
Parliament by s 51(xix).
437 Afroyim v Rusk (1967) 387 US 253.
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291 The "qualification" recognised by Gleeson CJ in Singh438 and by Gibbs CJ
in Pochi v Macphee439 is otherwise important for another reason, as recognised by
Edelman J. It is a fetter on the legislative power to define who is an alien. As
Edelman J explains, who is an alien for the purposes of s 51(xix) is ultimately a
matter entrusted to this Court440. On that basis, Edelman J argues that a person who
is unconditionally absorbed into the Australian community should not be
considered, for the purposes of s 51(xix), to be an alien441. I respectfully agree with
Edelman J's reasons. They recognise, as inevitably they must, that the
"naturalization" power in s 51(xix), like the "aliens" power, has a constitutional
field of application to be determined by this Court. Unconditional absorption in
that respect is completion of the process of naturalisation for the purposes of
s 51(xix). So construed, such a power has authorised all of the naturalisation laws
enacted by Parliament since the Naturalization Act 1903 (Cth). Those laws are a
recognition of the constitutional consequences for a person's status of
unconditional absorption into the Australian community.
Cancellation of citizenship and the 2007 Citizenship Act
292 The 2007 Citizenship Act provides for several means by which citizenship
of this country may be lost. Pursuant to s 33, a person may make an application to
the Minister to renounce her or his citizenship. The Minister may approve such a
renunciation if, for example, the person is aged over 18 years and is "a national or
citizen of a foreign country"442. Pursuant to s 34(1), the Minister may revoke a
person's citizenship if, for example, that person has been convicted of certain
offences relating to her or his application for citizenship, and the Minister is
satisfied that it would not be in the public interest for that person to remain a
citizen. Pursuant to s 36, the children of a person who ceases to be a citizen may
also cease to be citizens.
293 Subdivision C of Div 3 of Pt 2 of the 2007 Citizenship Act is headed
"Citizenship cessation determinations". One of its operative provisions is s 36B,
which confers a power on the Minister to determine that a person's citizenship has
ceased. This was the power exercised here. Section 36A states the purpose of
Subdiv C in the following way:
438 (2004) 222 CLR 322 at 329 [4].
439 (1982) 151 CLR 101 at 109-110.
440 See [193]-[199], [225].
441 See [204]-[211].
442 Australian Citizenship Act 2007 (Cth), s 33(3)(a).
-- 117 of 139 --
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"This Subdivision is enacted because the Parliament recognises that
Australian citizenship is a common bond, involving reciprocal rights and
obligations, and that citizens may, through certain conduct incompatible
with the shared values of the Australian community, demonstrate that they
have severed that bond and repudiated their allegiance to Australia."
294 Allegiance to Australia is a fundamental incident of Australian citizenship
for the purposes of the 2007 Citizenship Act. That Act does not create that
allegiance for natural-born Australians; rather, it recognises allegiance as an
inherent feature of Australian citizenship. The preamble to that Act thus states:
"The Parliament recognises that Australian citizenship represents full and
formal membership of the community of the Commonwealth of Australia,
and Australian citizenship is a common bond, involving reciprocal rights
and obligations, uniting all Australians, while respecting their diversity.
The Parliament recognises that persons conferred Australian citizenship
enjoy these rights and undertake to accept these obligations:
(a) by pledging loyalty to Australia and its people; and
(b) by sharing their democratic beliefs; and
(c) by respecting their rights and liberties; and
(d) by upholding and obeying the laws of Australia."
295 As already concluded, a law that permits the cancellation of citizenship
following conduct which is so incompatible with the shared values of the
Australian community that it constitutes a severance of the bond between citizens
and a repudiation of allegiance is an example of a valid denationalisation law. It is
valid because cancellation takes place when there exists conduct which
demonstrates an indelible renunciation of membership of this nation. Section 36B
of the 2007 Citizenship Act is a law of this kind.
296 Section 36B operates when three conditions are met. First, the Minister
must be satisfied that a person has engaged in certain types of "conduct"443. That
"conduct" is prescribed in s 36B(5). Secondly, the Minister must be satisfied that
"the conduct demonstrates that the person has repudiated their allegiance to
Australia"444. Thirdly, the Minister must be satisfied that "it would be contrary to
443 Australian Citizenship Act 2007 (Cth), s 36B(1)(a).
444 Australian Citizenship Act 2007 (Cth), s 36B(1)(b).
-- 118 of 139 --
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the public interest for the person to remain an Australian citizen"445. Pursuant to
s 36E, in considering the public interest, the Minister "must" have regard to nine
matters. These include "the severity of the conduct" in question, "the degree of
threat posed by the person" to the community, whether "the person is being or is
likely to be prosecuted" for the conduct, and "Australia's international relations"446.
297 The validity of this law hinges on the second condition in s 36B(1). Conduct
that manifests a repudiation of allegiance to Australia is conduct that is inconsistent
with continued citizenship and membership of this nation. The word "repudiated",
in its statutory context, refers to a voluntary rejection or renunciation of
allegiance447. Whether such a rejection or renunciation has taken place does not
turn upon the subjective wishes of a person, but upon an objective consideration
of the voluntary "conduct" identified in accordance with s 36B(1)(a). That conduct
is examined to determine whether it "demonstrates" the presence of a repudiation
of allegiance.
298 A further element of this statutory scheme is that it only applies to
individuals who have dual citizenship. Pursuant to s 36B(2), the Minister cannot
determine that a person ceases to be a citizen if the Minister is also satisfied that it
would result in the person becoming someone who is not a national or citizen of
any country. Thus, the power to cancel citizenship cannot be exercised if it would
lead to statelessness. Here, the plaintiff is a citizen of the Republic of Turkey.
299 The "conduct", defined by s 36B(5), refers to behaviour that potentially
contradicts allegiance to the bonds that constitute the nation. With the exception
of s 36B(5)(j), the "conduct" listed is connected with terrorism or constitutes
terrorism. Terrorism is an evil scourge, which in the 21st century has been visited
on this country. It is warfare waged unconventionally448. Paragraph (a) of s 36B(5)
refers to "engaging in international terrorist activities using explosive or lethal
devices". Paragraph (b) refers to "engaging in a terrorist act". Paragraph (c) refers
to "providing or receiving training connected with preparation for, engagement in,
or assistance in a terrorist act". Paragraph (d) refers to "directing the activities of a
terrorist organisation". Paragraph (e) refers to "recruiting for a terrorist
organisation". Paragraph (f) refers to "financing terrorism". Paragraph (g) refers to
"financing a terrorist". Paragraph (h) refers to "engaging in foreign incursions and
445 Australian Citizenship Act 2007 (Cth), s 36B(1)(c).
446 Australian Citizenship Act 2007 (Cth), s 36E(2)(a), (c), (f) and (h) respectively.
447 cf Koompahtoo Local Aboriginal Land Council v Sanpine Pty Ltd (2007) 233 CLR
115 at 135-136 [44] per Gleeson CJ, Gummow, Heydon and Crennan JJ.
448 cf Thomas v Mowbray (2007) 233 CLR 307 at 324-325 [7] per Gleeson CJ.
-- 119 of 139 --
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recruitment" (addressed in greater detail below). Paragraph (i) refers to "fighting
for, or being in the service of, a declared terrorist organisation"449. Paragraph (j)
refers to "serving in the armed forces of a country at war with Australia".
300 The foregoing activities are also criminal offences for the purposes of the
Criminal Code (Cth), although only if the "fault element" for each offence, as
prescribed by the Criminal Code, is satisfied. Thus, s 36B(6) provides that the
words and expressions used in s 36(5)(a)-(h) have the same meaning as they do in
the Criminal Code450; however, this does not include the "fault elements" for each
offence.
301 It is easy to accept that participation in these types of terrorist activities
could amount to "conduct" that is necessarily inconsistent with allegiance to
Australia or to membership of this nation. For example, s 100.1 of the Criminal
Code defines the type of action that can constitute a "terrorist act", for the purposes
of s 101.1, as engaged by s 36B(5)(b). It includes action that causes serious
physical harm or death451, which is done with the intention of "advancing a
political, religious or ideological cause", and with the intention of, amongst other
things, "influencing by intimidation" the Australian government or "intimidating
the public"452. Whether, by reason of s 36B(6), the intentional attributes of the
definition of a "terrorist act" are included need not, for the moment, be resolved.
A law that facilitates the cancellation of a person's citizenship for engaging in
"terrorist acts", when that person's conduct demonstrates repudiation of allegiance
to Australia, and when it is also in the public interest for that person not to remain
a citizen, is authorised by s 51(xix). The same conclusion applies to the other types
of conduct identified in s 36B(5)(a)-(i) that are connected to, or which further,
449 As defined by s 36C of the Australian Citizenship Act 2007 (Cth).
450 Corresponding with Subdiv A of Div 72 (International terrorist activities using
explosive or lethal devices); ss 101.1 (Terrorist acts), 101.2 (Providing or receiving
training connected with terrorist acts), 102.2 (Directing the activities of a terrorist
organisation), 102.4 (Recruiting for a terrorist organisation), 103.1 (Financing
terrorism) and 103.2 (Financing a terrorist); and Div 119 (Foreign incursions and
recruitment), respectively. For the avoidance of doubt, s 5.6 of the Criminal Code
(Cth) specifies that "[i]f the law creating the offence does not specify a fault
element", the fault element will either be intention or recklessness depending on the
type of "physical element".
451 Criminal Code (Cth), s 100.1(2)(a), (c).
452 Criminal Code (Cth), s 100.1(1) (definition of "terrorist act").
-- 120 of 139 --
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terrorism. Terrorism is manifestly antithetical to the fundamental values shared by
members of the Australian nation.
Foreign incursion
302 On the agreed facts of this amended special case, the Minister was satisfied
that the plaintiff had engaged in a "foreign incursion" for the purposes of
s 36B(5)(h) of the 2007 Citizenship Act. The Minister was also satisfied that this
conduct demonstrated that the plaintiff had "repudiated [his] allegiance to
Australia" and that it was "contrary to the public interest for [the plaintiff] to
remain an Australian citizen".
303 Pursuant to s 36B(6), one turns to the Criminal Code to determine what a
"foreign incursion" comprises. Pursuant to s 119.2 of the Criminal Code, an
Australian citizen commits an offence if she or he enters or remains in an area of
a foreign country and that area is "declared" by the Foreign Affairs Minister
pursuant to s 119.3. The Foreign Affairs Minister may make that declaration if she
or he is satisfied that a "listed terrorist organisation is engaging in a hostile activity
in that area"453. The term "terrorist organisation" is defined to include "an
organisation that is directly or indirectly engaged in, preparing, planning, assisting
in or fostering the doing of a terrorist act"454. The phrase "engage in a hostile
activity" refers to conduct that is engaged in with the intention of achieving
objectives such as the overthrow of a government of a foreign country by force or
violence, causing serious harm or death, intimidating the public, or unlawfully
damaging property belonging to the government of a foreign country455.
Section 119.2(3) lists a series of permitted or innocent purposes for being in such
a "declared" area. These include providing humanitarian aid, performing an
official governmental duty, performing an official duty for the United Nations or
the Red Cross, making a bona fide visit to a family member, and making a news
report.
304 Section 119.2 was enacted in 2014. The Explanatory Memorandum to the
Counter-Terrorism Legislation Amendment (Foreign Fighters) Bill 2014 (Cth)
described the purpose of s 119.2 in the following terms456:
453 Criminal Code (Cth), s 119.3(1). A "listed terrorist organisation" is defined in
s 100.1(1) by reference to s 102.1(1).
454 Criminal Code (Cth), s 102.1(1) (definition of "terrorist organisation").
455 Criminal Code (Cth), s 117.1(1) (definition of "engage in a hostile activity").
456 Australia, Senate, Counter-Terrorism Legislation Amendment (Foreign Fighters)
Bill 2014, Explanatory Memorandum at 47 [225].
-- 121 of 139 --
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"The legitimate objective of the new offence is to deter Australians
from travelling to areas where listed terrorist organisations are engaged in
a hostile activity unless they have a legitimate purpose to do so. People who
enter, or remain in, a declared area will put their own personal safety at risk.
Those that travel to a declared area without a sole legitimate purpose or
purposes might engage in a hostile activity with a listed terrorist
organisation. These people may return from a declared area with enhanced
capabilities which may be employed to facilitate terrorist or other acts in
Australia. The new offence will enable the prosecution of people who
intentionally enter an area in a foreign country where they know, or are
aware of a substantial risk, that the Australian Government has determined
that terrorist organisations are engaging in a hostile activity and the person
is not able to demonstrate a sole legitimate purpose or purposes for entering,
or remaining in, the area."
305 The reference in the foregoing passage to knowledge that an area contains
a terrorist organisation that is engaging in hostile activity does not apply in the case
of s 36B(5)(h) of the 2007 Citizenship Act. As already mentioned, s 36B(6)
excludes the "fault elements" of the criminal offences listed in s 36B(5)(a)-(h).
However, the incursion must still have taken place voluntarily. That is because
s 4.1(1) of the Criminal Code provides that a "physical element" of an offence may
be "conduct" and s 4.2(1) provides that "conduct" can "only be a physical element
if it is voluntary". Thus, s 36B(5)(h) could not be satisfied if the person in question
had made an involuntary foreign incursion.
306 In 2010, the group now known as "Islamic State" was listed as a terrorist
organisation. The following was an agreed fact of this amended special case:
"Islamic State is opposed to Western interests, including those of Australia.
Islamic State has openly called for attacks against Australia, and Australian
citizens and interests, both because of the group's anti-Western ideology
and because of Australia's support of military operations against Islamic
State. Islamic State has promoted its opposition to Australia through
propaganda material, foreign fighter videos and vitriolic speeches by senior
leadership. Official Islamic State propaganda has sought to radicalise
Australian Muslims in an effort to swell Islamic State ranks and encourage
domestic terror attacks."
307 In 2014, the Foreign Affairs Minister declared al-Raqqa province in Syria
to be a "declared" area for the purposes of s 119.3 of the Criminal Code457. In a
457 Criminal Code (Foreign Incursions and Recruitment – Declared Areas) Declaration
2014 – Al-Raqqa Province, Syria (4 December 2014).
-- 122 of 139 --
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statement of reasons accompanying the declaration, it was observed that Islamic
State was "based in the Iraqi provinces of Ninewa and al-Anbar and the Syrian
province of al-Raqqa"458. It was further observed that Islamic State's activities and
calls "have attracted thousands of 'foreign fighters', including Australians, who
have travelled to Syria to join ISIL and engage in hostile activity"459.
308 It was also an agreed fact of this amended special case that the plaintiff, at
some point after 16 April 2013, travelled to Syria. It was not an agreed fact that he
had entered into, and had remained in, al-Raqqa province after it became a
"declared" area. Indeed, prior to his departure, the plaintiff informed his family
that the purpose of his travel was to arrange a marriage, and that he intended to
return to Australia. That marriage took place in 2013 in the Governorate of Idlib,
Syria. The plaintiff's litigation guardian, his sister, claims that while in Syria (prior
to his imprisonment) the plaintiff had wanted to return to Australia but was "stuck"
as there was "no way to get out" because of road closures. He was subsequently
detained at first by Kurdish militia and then by Syrian authorities. He claims he
was tortured. He remains in custody in Syria.
309 The Minister's determination to cancel the plaintiff's citizenship, pursuant
to s 36B(1) of the 2007 Citizenship Act, followed the receipt of a Qualified
Security Assessment ("QSA") from the Director-General of Security of the
Australian Security Intelligence Organisation ("ASIO"). The QSA advised that
ASIO had assessed that the plaintiff had "likely engaged in foreign incursions and
recruitment by entering or remaining in al-Raqqa Province in Syria, a declared
area, on or after 5 December 2014" and had "likely travelled to Syria in early-to-
mid-2013, and had joined the Islamic State of Iraq and the Levant [('ISIL')]". ASIO
indicated that the plaintiff's travel to Syria was facilitated through a Sydney-based
facilitation network developed by convicted terrorist Hamdi Al Qudsi. The
plaintiff is seeking review of this QSA in the Administrative Appeals Tribunal460.
The correctness of the QSA and the lawfulness of the Minister's determination
under s 36B(1) are not in issue before this Court. The plaintiff has also made an
458 Criminal Code (Foreign Incursions and Recruitment – Declared Areas) Declaration
2014 – Al-Raqqa Province, Syria, Explanatory Statement at 2.
459 Criminal Code (Foreign Incursions and Recruitment – Declared Areas) Declaration
2014 – Al-Raqqa Province, Syria, Explanatory Statement at 2.
460 Pursuant to the Australian Security Intelligence Organisation Act 1979 (Cth),
s 54(1) and the Administrative Appeals Tribunal Act 1975 (Cth), s 27AA(1).
-- 123 of 139 --
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118.
application for revocation of the Minister's decision to cancel his citizenship461. He
was also aware that he could seek judicial review of the determination.
310 The plaintiff contended that s 36B(5)(h) is over-inclusive because it extends
to conduct that would include a visit to a "declared" area that was wholly innocent.
In particular, he relied upon the absence of any fault element for conduct
constituting a foreign incursion. However, that submission overlooks the fact that
the existence of "conduct", enlivening s 36B(1), is only the first of three tests in
the applicable statutory scheme462.
311 The second test requires the Minister to be satisfied that the conduct
demonstrates that the person has "repudiated their allegiance to Australia"463. As
the defendants contended, if a visit were truly innocent it would be most unlikely
that the Minister would ever be satisfied that such blameless conduct constituted a
rejection of allegiance to this country. This is made clear in the Revised
Explanatory Memorandum to the Australian Citizenship Amendment (Citizenship
Cessation) Bill 2020 (Cth) ("the Cessation EM"), which states464:
"A person who, for example, unknowingly participated in conduct set out
in new subsection 36B(5) is unlikely to satisfy the Minister that they have
repudiated their allegiance to Australia."
312 Nor is it likely that such innocent conduct would justify a conclusion, for
the purposes of the third component, that it was not in the "public interest for the
person to remain an Australian citizen"465.
313 The plaintiff's submission also overlooks s 119.2(3) of the Criminal Code,
which, as mentioned above, creates a significant number of exceptions for entry
into a "declared" area for a legitimate purpose or purposes.
314 Whilst it must be accepted that it may be possible to enter innocently into a
"declared" area, it is also possible to do so with evil intention. In 2014, Islamic
State's reputation for extreme violence was notorious and it had become one of the
world's deadliest and most active terrorist organisations. On 4 December 2014, the
Minister for Foreign Affairs issued a press release concerning the declaration of
461 Australian Citizenship Act 2007 (Cth), s 36H.
462 Australian Citizenship Act 2007 (Cth), s 36B(1)(a).
463 Australian Citizenship Act 2007 (Cth), s 36B(1)(b).
464 Australia, Senate, Australian Citizenship Amendment (Citizenship Cessation) Bill
2020, Revised Explanatory Memorandum at 8 [46].
465 Australian Citizenship Act 2007 (Cth), s 36B(1)(c).
-- 124 of 139 --
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119.
al-Raqqa province under s 119.3 of the Criminal Code, stating, amongst other
things:
"The ISIL terrorist organisation is engaging in significant hostile activities
in Al-Raqqa ...
Any Australians who are currently in Al-Raqqa province without legitimate
purpose should leave immediately."
315 Given the foregoing, one can conceive that the voluntary act of entering and
remaining in al-Raqqa province in 2014 could, of itself, well justify a conclusion
that the person in question had "repudiated their allegiance to Australia" and that
it was in "the public interest" for that person not to remain a citizen. Incursion
might also be accompanied by other conduct, such as repeatedly accessing internet
sites that promote terrorism, which is not an element of the offence prescribed by
s 119.2 of the Criminal Code, but which might be very relevant to the issue of
repudiation. As already mentioned, whether the plaintiff ever visited al-Raqqa
province, and, if he did, whether his conduct thereby demonstrated repudiation of
allegiance to Australia, are not matters before this Court. It is sufficient to state
that a law so designed and targeted at voluntary movement into an area in which a
"listed terrorist organisation" is undertaking hostile activity is a valid law of
denationalisation, authorised by s 51(xix) of the Constitution.
The "people of the Commonwealth"
316 The plaintiff advanced a number of additional grounds attacking the validity
of s 36B of the 2007 Citizenship Act. The first of these was that the Court should
imply from the text of the Constitution either an absolute or qualified prohibition
on the removal of a person's status as a member of the "people of the
Commonwealth", consistently with the use of that phrase in the Constitution466.
The essence of the argument was that once it is acknowledged that the Constitution
recognised the existence of the people of Australia as a distinct community, it
followed that the character of that body of people was unalterable by Parliament.
Parliament did not have an unfettered ability to define, for example, who were the
"people" from whom senators and members of the House of Representatives were
to be directly chosen for the purposes of ss 7 and 24 of the Constitution.
Alternatively, it was submitted, it should be implied that any exclusion from
membership of the "people of the Commonwealth" should only take place through
an exercise of judicial power under Ch III of the Constitution. Neither proposition
was directly supported by any authority.
466 Constitution, s 24.
-- 125 of 139 --
Steward J
120.
317 It is well established that implications which limit the legislative powers of
the Commonwealth can only be drawn when it is necessary to do so to give effect
to the text or structure of the Constitution467. Here, the suggested implication is
unnecessary and conflicts with the scope of legislative authority conferred by the
"naturalization and aliens" head of power in s 51(xix) of the Constitution. That
head of power, for the reasons already given, authorises laws that provide for the
denationalisation of an Australian citizen where that person has acted in a way, or
taken a step or steps, that constitutes a permanent repudiation of her or his
allegiance to Australia or of her or his membership of this nation. The existence of
this legislative power is a complete answer to the implication sought to be
propounded by the plaintiff. The relevance of Ch III to laws authorising the
expatriation of Australian citizens is otherwise addressed below.
A law cannot disenfranchise a citizen
318 The plaintiff submitted that, as a citizen and a member of the "people" for
the purposes of ss 7 and 24 of the Constitution, he had a right to vote in federal
elections. He relied upon the well-established proposition that ss 7 and 24 of the
Constitution mandate universal adult suffrage, exclusion from which requires a
"substantial reason"468. Because the cancellation of citizenship results in automatic
disenfranchisement, it was submitted that such a law required the support of a
"substantial reason", and that none existed here469.
319 There is an immediate difficulty with the plaintiff's contention. As the
defendants pointed out, the plaintiff's reasoning is circular. Laws exist in this
country which confer rights and duties on a person who is a citizen. One of those
duties is the obligation to vote at federal elections. The existence of such rights and
duties, which depend on a person's legal status as a citizen, cannot limit
Parliament's power to make valid laws of denationalisation in accordance with
s 51(xix) of the Constitution. If the plaintiff's citizenship has been validly
cancelled, then he has forfeited his eligibility to vote, as a consequence of his new
legal status as an alien. But a general implication derived from ss 7 and 24 of the
Constitution concerning universal suffrage says nothing at all about who should,
and who should not, be citizens of this country. That is because it is an implication
467 Gerner v Victoria (2020) 270 CLR 412 at 422 [14] per Kiefel CJ, Gageler, Keane,
Gordon and Edelman JJ.
468 Roach v Electoral Commissioner (2007) 233 CLR 162 at 174 [7] per Gleeson CJ;
Rowe v Electoral Commissioner (2010) 243 CLR 1 at 48-49 [123] per Gummow
and Bell JJ.
469 Commonwealth Electoral Act 1918 (Cth), s 93(1)(b), (7)(b).
-- 126 of 139 --
Steward J
121.
that takes the body politic to be that which is defined by the Parliament subject to
the Constitution470.
320 If, contrary to the foregoing, s 36B of the 2007 Citizenship Act must be
justified by a "substantial reason", the defendants submitted that responding to a
repudiation of membership of the Australian community and protection of that
community from terror were both sufficient justifications. That submission should
be accepted. In that respect, in Roach v Electoral Commissioner, Gleeson CJ
observed471:
"The rational connection between such exclusion and the identification of
community membership for the purpose of the franchise might be found in
conduct which manifests such a rejection of civic responsibility as to
warrant temporary withdrawal of a civic right."
321 Conduct of the kind identified in s 36B(5)(h) and which demonstrates a
repudiation of allegiance to Australia may well constitute a "rejection of civic
responsibility".
322 The plaintiff put his case that s 36B is not supported by a "substantial
reason" in several different ways. For the reasons that follow, what might
constitute a valid "substantial reason" need not be articulated. That is because the
plaintiff's contentions are, in any event and with respect, misconceived.
323 The plaintiff first contended that s 36B is over-inclusive in the range of
conduct it specifies and thus has no "rational connection" to any of the ends it
might pursue. That submission should be rejected for the reasons already given.
Secondly, the plaintiff then complained that s 36B is not a proportionate law
because it deprives him of his citizenship permanently. He relied upon the decision
of this Court in Roach, which decided that serious criminal offending could only
ever justify a temporary withdrawal of the right to vote472. That submission is
misconceived for two reasons. First, as the defendants pointed out, it overlooks
s 36H, which provides that a person whose citizenship has been cancelled may
apply to have that decision revoked. That provision allows the Minister to, amongst
other things, revoke the decision if it be in the public interest to do so473. It also
overlooks the power conferred on the Minister by s 36J(1) to revoke the
cancellation of citizenship on the Minister's "own initiative" if that would be in the
public interest. Secondly, because the reach of s 36B is unlikely to include wholly
470 Reasons of Kiefel CJ, Keane and Gleeson JJ at [44].
471 (2007) 233 CLR 162 at 175 [8].
472 (2007) 233 CLR 162 at 177 [12] per Gleeson CJ.
473 Australian Citizenship Act 2007 (Cth), s 36H(3)(b).
-- 127 of 139 --
Steward J
122.
innocent conduct and is instead directed at conduct that would justify a conclusion
by the Minister that a person has repudiated her or his allegiance to Australia,
permanent cancellation, subject to ss 36H and 36J, is a proportionate response to
an enduring renunciation of membership of the Australian community.
324 Finally, the plaintiff submitted that s 36B is a disproportionate law because
of other laws that already exist and that achieve similar ends. For example, the
Federal Parliament has passed laws addressing the risks of terror-related activities
that provide for the cancellation of passports, for the making of preventative
detention orders, and for the making of continuing detention orders and control
orders474. The existence of these means of protecting the Australian community did
not justify, it was said, what the plaintiff described as a "broad executive discretion
permanently to extinguish the civic rights of any member of the Australian
community, exercisable on the Minister's satisfaction that any of a wide range of
'conduct' has occurred, without assessment of any fault element". That
characterisation of s 36B is a misdescription of the law. Once again, it ignores the
fact that engaging in prescribed conduct is only one of three preconditions to the
operation of s 36B. It also disregards the nature of the species of "conduct" listed
in s 36B(5). For the reasons already given, each species of conduct is potentially
repugnant to, and to that extent thereby inconsistent with, fundamental values that
inhere in the community comprising the "people of the Commonwealth".
Cancellation is not an exercise of judicial power
325 The plaintiff submitted that involuntary denationalisation is a form of
punishment that could only be imposed by a Ch III court following the
adjudication of criminal guilt. He relied upon this Court's decision in Chu Kheng
Lim v Minister for Immigration, Local Government and Ethnic Affairs475, which
established the principle that, subject to certain exceptions, the executive branch
of government cannot involuntarily detain a person; detaining a person as
punishment can only take place following adjudgment of guilt by a court. That is
because this "function" has over time become "essentially and exclusively judicial
in character"476. The plaintiff submitted that this principle is not confined to
detention as a form of punishment; as a matter of logic, it extends to any form of
474 Australian Passports Act 2005 (Cth), s 22 (cancellation of passports); Criminal
Code (Cth), Divs 104 (control orders), 105 (preventative detention orders), 105A
(continuing detention orders).
475 (1992) 176 CLR 1.
476 Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs
(1992) 176 CLR 1 at 27 per Brennan, Deane and Dawson JJ.
-- 128 of 139 --
Steward J
123.
punishment for breach of the law477. So much should be accepted. Here, the
plaintiff urged the Court to characterise his denationalisation as a type of
punishment; he contended that it is a form of banishment. Amongst other things,
he relied upon the following observation of the Supreme Court of the United States
in Trop v Dulles478:
"We believe, as did Chief Judge Clark in the court below, that use of
denationalization as a punishment is barred by the Eighth Amendment.
There may be involved no physical mistreatment, no primitive torture.
There is instead the total destruction of the individual's status in organized
society. It is a form of punishment more primitive than torture, for it
destroys for the individual the political existence that was centuries in the
development. The punishment strips the citizen of his status in the national
and international political community. His very existence is at the
sufferance of the country in which he happens to find himself. While any
one country may accord him some rights, and presumably as long as he
remained in this country he would enjoy the limited rights of an alien, no
country need do so because he is stateless. Furthermore, his enjoyment of
even the limited rights of an alien might be subject to termination at any
time by reason of deportation. In short, the expatriate has lost the right to
have rights." (footnotes omitted)
326 There is no equivalent to the Eighth Amendment to the Constitution of the
United States in Australia's Constitution. Nonetheless, the Supreme Court's
observation that denationalisation could be penal in nature should be accepted. In
Trop, for example, denationalisation took place because the person in question had
been guilty of desertion from the United States Army479. A majority of the Supreme
Court reasoned480:
"The purpose of taking away citizenship from a convicted deserter is simply
to punish him. There is no other legitimate purpose that the statute could
serve."
477 Falzon v Minister for Immigration and Border Protection (2018) 262 CLR 333 at
340 [15] per Kiefel CJ, Bell, Keane and Edelman JJ.
478 (1958) 356 US 86 at 101-102 per Warren CJ (Black, Douglas and Whittaker JJ
agreeing).
479 Nationality Act of 1940, Pub L No 76-853, §401(g), 54 Stat 1137 at 1169.
480 Trop v Dulles (1958) 356 US 86 at 97 per Warren CJ (Black, Douglas and
Whittaker JJ agreeing); see also at 109-110 per Brennan J.
-- 129 of 139 --
Steward J
124.
327 The characterisation of a power as being either judicial or administrative in
nature is often difficult. As Kitto J famously observed in R v Trade Practices
Tribunal; Ex parte Tasmanian Breweries Pty Ltd481:
"[I]t has not been found possible to frame an exhaustive definition of
judicial power. But this is not to say that the expression is meaningless. The
uncertainties that are met with arise, generally if not always, from the fact
that there is a 'borderland in which judicial and administrative functions
overlap', so that for reasons depending upon general reasoning, analogy or
history, some powers which may appropriately be treated as administrative
when conferred on an administrative functionary may just as appropriately
be seen in a judicial aspect and be validly conferred upon a federal court."
(citation omitted)
328 Three observations, however, should be made. First, the capacity to impose
a penalty of some kind is not necessarily a power exclusively reposed in the
judicial branch of government. What is so reposed is the jurisdiction to impose
those types of punishment that are essentially and exclusively judicial in nature,
such as punishment for breach of a law in the sense described in Lim. As
Gleeson CJ observed in Re Woolley; Ex parte Applicants M276/2003482:
"The proposition that, ordinarily, the involuntary detention of a
citizen by the State is penal or punitive in character was not based upon the
idea that all hardship or distress inflicted upon a citizen by the State
constitutes a form of punishment, although colloquially that is how it may
sometimes be described. Taxes are sometimes said, in political rhetoric, to
be punitive. That is a loose use of the term. Punishment, in the sense of the
inflicting of involuntary hardship or detriment by the State, is not an
exclusively judicial function."
329 Secondly, it is well established that the federal executive can, in some
circumstances, impose detriments and penalties based upon the fact that some
specific crime has been committed. Thus, in Falzon v Minister for Immigration
and Border Protection483, it was held that the power reposed in the relevant
Minister by s 501(3A) of the Migration Act to cancel a person's visa following
conviction of a crime did not impermissibly confer upon that Minister any judicial
power. It is also well established that the executive may exercise a power to impose
a penalty or a detriment based upon an opinion that a crime has been committed,
481 (1970) 123 CLR 361 at 373.
482 (2004) 225 CLR 1 at 12 [17].
483 (2018) 262 CLR 333.
-- 130 of 139 --
Steward J
125.
as distinct from any conviction for that crime. Thus, in Australian Communications
and Media Authority v Today FM (Sydney) Pty Ltd484, this Court decided that the
Australian Communications and Media Authority ("the Authority") had power to
determine whether a broadcaster had breached one of its licence conditions,
namely not to use a broadcasting service in the commission of an offence. Making
a finding that such an offence had taken place and then taking enforcement action
was not an exercise of judicial power. The Authority did not need to defer the
exercise of its power until conviction by a court of the offence485. The plurality
observed486:
"More generally, and contrary to the 'normal expectation' stated by
the Full Court, it is not offensive to principle that an administrative body is
empowered to determine whether a person has engaged in conduct that
constitutes a criminal offence as a step in the decision to take disciplinary
or other action."
330 Here, of course, the power of denationalisation does not turn upon an
opinion that any of the conduct described in s 36B(5)(a)-(h) of the 2007
Citizenship Act constitutes the commission of an offence under the Criminal Code.
But the plaintiff urged that the inquiry undertaken by the Minister is closely tied
to the subject matter of the conduct listed. For the reasons which follow, that
contention does not justify a conclusion that the Minister exercises judicial power
in making a determination pursuant to s 36B.
331 Thirdly, in determining whether the power to punish is one which is
exclusively vested in the judiciary, considerations of history may assume great
importance, especially when the intrinsic nature of the power exhibits features
which are consistent with an exercise of executive as well as judicial power. In
Lim, McHugh J, after considering Griffith CJ's descriptions of judicial power in
484 (2015) 255 CLR 352.
485 See also Visnic v Australian Securities and Investments Commission (2007) 231
CLR 381 at 386 [16] per Gleeson CJ, Gummow, Hayne, Callinan, Heydon and
Crennan JJ.
486 Australian Communications and Media Authority v Today FM (Sydney) Pty Ltd
(2015) 255 CLR 352 at 371 [33] per French CJ, Hayne, Kiefel, Bell and Keane JJ.
-- 131 of 139 --
Steward J
126.
Huddart, Parker & Co Pty Ltd v Moorehead487 and those of Kitto J in Tasmanian
Breweries Pty Ltd488, made the following decisive observation489:
"The formulations of Griffith CJ and Kitto J illustrate the
imprecision attaching to the lines between judicial power, executive power
and legislative power. The line between judicial power and executive power
in particular is very blurred. Prescriptively separating the three powers has
proved impossible. The classification of the exercise of a power as
legislative, executive or judicial frequently depends upon a value judgment
as to whether the particular power, having regard to the circumstances
which call for its exercise, falls into one category rather than another. The
application of analytical tests and descriptions does not always determine
the correct classification. Historical practice plays an important, sometimes
decisive, part in determining whether the exercise of a particular power is
legislative, executive or judicial in character." (footnote omitted)
332 Here, for three reasons the power exercised by the Minister in cancelling
the plaintiff's citizenship was not judicial power. First, it has never been an
essentially judicial function to make orders which denationalise a person. At
common law, denationalisation and expatriation were not possible. And whilst
common law courts ordered transportation of convicts to British colonies
throughout the 18th and 19th centuries, those convicts remained British subjects490.
333 As explained above, the Naturalization Act 1870 changed the common law.
It provided for a British subject to lose her or his status as a subject in defined
circumstances. None of those circumstances involved an exercise of judicial
power. Nor did they involve any form of punishment. Rather, they recognised the
487 (1909) 8 CLR 330 at 357.
488 (1970) 123 CLR 361 at 374-375.
489 (1992) 176 CLR 1 at 67.
490 This can be inferred from the absence of any reference to the loss of British
subjecthood in the Piracy Act 1717 (4 Geo 1 c 11) and the Transportation Act 1785
(25 Geo 3 c 46) upon a sentence of transportation to a place within "his Majesty's
colonies and plantations in America" (s 1) or "within his Majesty's dominions" (s 1),
respectively. See generally Neal, The Rule of Law in a Penal Colony: Law and
Power in Early New South Wales (1991) at 33, 43, where no apparent distinction is
drawn between convicts, emancipists and natural-born subjects comprising the
Australian population.
-- 132 of 139 --
Steward J
127.
acquisition of alien status upon, for example, a subject becoming naturalised in a
foreign state.
334 Following Federation, early enactments in Australia provided the executive,
not the judiciary, with the power of denationalisation or deportation in defined
circumstances. Section 11 of the Naturalization Act 1903-1917 conferred such a
power on the Governor-General. Section 8AA of the Immigration Act 1901-1925
conferred a power of deportation on the Minister. Section 12 of the Nationality Act
1920 conferred a power on the Governor-General491 to revoke a certificate of
naturalisation where this had been obtained, for example, by false representation
or fraud, or where the person had shown herself or himself to be disaffected or
disloyal to the Crown. Section 21 of the Nationality and Citizenship Act 1948, as
enacted, conferred on the Minister a power of denationalisation which was similar
to that conferred by s 36B. It empowered the Minister to deprive a registered or
naturalised citizen of her or his citizenship where, for example, the Minister was
satisfied that: the person had shown herself or himself "by act or speech to be
disloyal or disaffected towards" the Crown492; the person had, during any war in
which Australia had been engaged, "unlawfully traded or communicated with the
enemy or been engaged on or associated with any business which was to his
knowledge carried on in such a manner as to assist an enemy in that war"493; or the
person was not, at the date on which she or he was registered or naturalised, "of
good character"494. The Minister could not make such an order in respect of a
person unless the Minister was satisfied that it was "not conducive to the public
good that that person should continue to be an Australian citizen"495.
335 Contrary to what might otherwise be thought, the 152 years of legal history
since 1870 cannot be overlooked or dismissed as merely recent. Nor does it matter
that many of the historical provisions were concerned with naturalised rather than
natural-born citizens or subjects. As already mentioned, if denationalisation is a
power that may validly be exercised in the case of a naturalised Australian by the
executive in accordance with a law authorised by s 51(xix), no different outcome
is justified in the case of those born in this country. Both are citizens who assume
the same quality of allegiance, whether expressly in the case of naturalised citizens,
or implicitly in the case of those born in Australia.
491 From 1936 this power was conferred on the Minister: see Nationality Act 1936 (Cth),
Schedule.
492 Nationality and Citizenship Act 1948 (Cth), s 21(1)(a).
493 Nationality and Citizenship Act 1948 (Cth), s 21(1)(b).
494 Nationality and Citizenship Act 1948 (Cth), s 21(1)(d).
495 Nationality and Citizenship Act 1948 (Cth), s 21(2).
-- 133 of 139 --
Steward J
128.
336 Secondly, as already mentioned, the task of the Minister here is not to
determine whether the conduct identified in s 36B(5)(a)-(h) constitutes the
commission of any crime. The Minister is not determining guilt or innocence. The
conduct to be examined excludes in each case the fault element provided for in the
Criminal Code. Instead, the Minister is required to undertake a distinctly different
task. The Minister must first determine whether "the conduct demonstrates that the
person has repudiated their allegiance to Australia". That is not an inquiry
mandated by any provision of the Criminal Code and it does not form part of the
criteria for conviction for any of the crimes referenced in s 36B(5)-(6). The
Minister must also examine, having regard to the factors listed in s 36E, whether
it would be "contrary to the public interest for the person to remain an Australian
citizen". What is in the public interest is a matter more usually, but not invariably,
reserved to the executive branch of government496. In that respect, some of the
mandatory factors to be considered pursuant to s 36E require the formation of
subjective judgments497 (for example, a person's connection to the other country of
which they are a national or citizen (s 36E(2)(g))), and at least one raises directly
a matter more naturally reserved to the executive branch of government
("Australia's international relations" (s 36E(2)(h))). Again, consideration of the
public interest in the way mandated by s 36E does not form any part of the criteria
for conviction of the crimes referenced in s 36B(5)-(6). It is a consideration that is
foreign to the Criminal Code.
337 Thirdly, and in contrast to American decisions such as Trop or Kennedy v
Mendoza-Martinez498, the purpose of s 36B is not to punish. If it had been, then it
may not have been a valid law. Rather, s 36B serves a legitimate, non-punitive
496 R v Trade Practices Tribunal; Ex parte Tasmanian Breweries Pty Ltd (1970) 123
CLR 361 at 399-400 per Windeyer J; Attorney-General (Cth) v Alinta Ltd (2008)
233 CLR 542 at 597 [168] per Crennan and Kiefel JJ.
497 See R v Trade Practices Tribunal; Ex parte Tasmanian Breweries Pty Ltd (1970)
123 CLR 361 at 377 per Kitto J.
498 (1963) 372 US 144. In any event, the American authorities do not stand for the
proposition that any law of involuntary denationalisation or expatriation is
inherently punitive in nature and therefore an exclusively judicial function: Rogers
v Bellei (1971) 401 US 815 at 831-836 per Blackmun J (Burger CJ, Harlan, Stewart
and White JJ agreeing).
-- 134 of 139 --
Steward J
129.
purpose499. Its object, as a matter of substance500, is not retribution; rather, it is to
recognise a person's repudiation of her or his allegiance to Australia and to
prescribe a consequence for this repudiation, namely denationalisation. The
Cessation EM clearly states that the "purpose" of Subdiv C of Div 3 of Pt 2 of the
2007 Citizenship Act is set out in s 36A501. Section 36A makes no reference, either
directly or indirectly, or indeed inferentially, to punishment or retribution. Rather,
it declares what Parliament considers to be the essential aspect of citizenship: it is
a "common bond" which involves reciprocal rights and obligations. It then declares
that a person may, by her or his conduct, act in a manner that is incompatible with
the community's "shared values". It then further declares that when a person so
acts, that may justify a conclusion that the person has "severed" her or his bond
with the Australian community and has repudiated her or his allegiance to this
country. Cancellation of that person's citizenship, in the circumstances mandated
by Subdiv C, is simply the de jure acknowledgement of something which de facto
has already occurred, namely that person's rejection of the Australian body politic.
338 The foregoing gives full recognition to the words of s 36A and to the
contents of the Cessation EM. It does not promote form over substance and
practical effect. Rather, it reflects the reality of the statute. It is, with very great
respect, wrong to conclude that the concern of s 36B is with "retribution for
conduct" which is "reprehensible"502. Not only does such a conclusion manifestly
clash with the expression of purpose set out in s 36A and in the Cessation EM, it
also fails to grapple with an essential aspect of s 36B, namely repudiation of
allegiance to Australia. A terrorist who has left Australia and has committed a
terrorist act or acts which demonstrate the required repudiation of allegiance is
most unlikely to care much for Australian citizenship (save for the possibility that
it might be used to further some terrorist cause). For her or him, loss of citizenship
is no punishment; it might be no more than an inconvenience or an insult. That is
because she or he has already abandoned Australia. In that respect, it should be
steadily borne in mind that the legislative scheme comprised by s 36B is in
substance targeted at those who fundamentally loathe this country and all that it
stands for. Those persons are not victims who require the protection of their former
499 Minister for Home Affairs v Benbrika (2021) 95 ALJR 166 at 182-183 [40] per
Kiefel CJ, Bell, Keane and Steward JJ; 388 ALR 1 at 16.
500 Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs
(1992) 176 CLR 1 at 27 per Brennan, Deane and Dawson JJ.
501 Australia, Senate, Australian Citizenship Amendment (Citizenship Cessation) Bill
2020, Revised Explanatory Memorandum at 7 [33].
502 Reasons of Kiefel CJ, Keane and Gleeson JJ at [75].
-- 135 of 139 --
Steward J
130.
country; rather, they are, in substance and as a matter of practical effect,
repudiators of Australia.
339 I otherwise agree with Kiefel CJ, Keane and Gleeson JJ503 that, in a given
case, a possible consequence of an application of s 36B might be the protection of
the Australian people. That might be the case where the citizenship of a "foreign
fighter" is cancelled. But again, that protective, non-punitive purpose does not
result in a conferral by s 36B of judicial power on the executive504.
340 In argument it was said that s 36B operated retrospectively and that this
revealed its true retributive purpose. That submission is misconceived. First,
cancellation takes place with only prospective effect505. Secondly, the "conduct"
which triggers its application has been unlawful since (at the latest) 1 December
2014506. Thirdly, for the reasons already given, if the plaintiff entered into and
remained in a "declared" area, his conduct might well have shown a repudiation of
the Australian community. For the reasons given by Frankfurter J in Perez, which
I prefer, it is of no moment whether the plaintiff subjectively knew at that time that
his repudiation of the body politic would lead to the cancellation of his citizenship.
341 Finally, in support of the conclusion that the power of denationalisation
conferred by s 36B does not involve the exercise by the executive of judicial
power, Subdiv C expressly preserves the responsibility of the courts to ensure that
the power is exercised lawfully. A "note" which appears under s 36B(1) expressly
refers to a person's ability to seek review of a determination to cancel citizenship
in the High Court under s 75 of the Constitution or in the Federal Court under
s 39B of the Judiciary Act 1903 (Cth). The same note appears under s 36H(4) in
relation to a decision to refuse an application to revoke a determination made under
s 36B(1). In "proceedings under section 75 of the Constitution, or under [the 2007
Citizenship Act] or another Commonwealth Act", a determination made under
s 36B(1) is taken to be revoked if a "court finds that the person did not engage in
the conduct to which the determination relates" or the court finds that the person
503 See [75].
504 See Minister for Home Affairs v Benbrika (2021) 95 ALJR 166 at 183 [41] per
Kiefel CJ, Bell, Keane and Steward JJ; 388 ALR 1 at 16.
505 Australian Citizenship Act 2007 (Cth), s 36B(3).
506 On which date Div 119 of the Criminal Code (Cth) (foreign incursions and
recruitment; see Australian Citizenship Act 2007 (Cth), s 36B(5)(h)) commenced:
Counter-Terrorism Legislation Amendment (Foreign Fighters) Act 2014 (Cth).
-- 136 of 139 --
Steward J
131.
"was not a national or citizen of a country other than Australia"507. These
provisions permit the issues of "conduct" and "dual citizenship" to be considered
by a court on their merits. If a court were to find that the Minister had been
mistaken in her or his satisfaction that conduct of the kind identified in s 36B(5)
had taken place, or that the person in question was not a dual citizen, that person's
citizenship is taken never to have ceased508.
342 The foregoing finds some support in at least one early decision of this Court.
In Ex parte Walsh, Isaacs J referred to a man who was thought "by the whole of
the rest of Australia" to be of "so great a danger ... that nothing short of expulsion
... would be an adequate protection to the community"509. Isaacs J observed that
Parliament could validly pass a law for that person's deportation, and that the
exercise of such a power was a matter reserved to the executive branch of
government, unless the deportation took place as punishment for a crime. His
Honour said510:
"There is nothing in the written Constitution to require the power of
deportation always to be exercised through the medium of the judiciary. If
it is enacted as a punishment for crime, it necessarily falls to the judicial
department. The Court then determines the matter, as it does every other,
upon the proved circumstances of the case.
If it is enacted not as a punishment for crime, but as a political
precaution, it must be exercised by the political department – the
Executive – and possibly on considerations not susceptible of definite proof
but demanding prevention or otherwise dependent on national policy. These
principles, which are self-evident, have been abundantly recognized in
America in cases of which Mahler v Eby is the latest." (footnote omitted)
507 Australian Citizenship Act 2007 (Cth), s 36K(1)(a), (c).
508 Australian Citizenship Act 2007 (Cth), s 36K(2).
509 (1925) 37 CLR 36 at 95.
510 Ex parte Walsh and Johnson; In re Yates (1925) 37 CLR 36 at 95-96; see also
Starke J at 132, who also accepted that both the executive and judicial powers of the
Commonwealth could be used to exclude an alien as "preventive or protective
measures for the peace, order and good government of the Commonwealth".
However, this would not apply to "citizens of the Commonwealth" (at 138).
-- 137 of 139 --
Steward J
132.
343 The same analysis, with respect, applies with equal force to a power to
denationalise a citizen.
344 Section 36B was thus enacted, not as a punishment for a crime, but as a
"political precaution". Because it does not, when correctly and lawfully applied,
impose any punishment on a person whose citizenship is cancelled because of a
repudiation of allegiance, there is no need for the "safeguard" of a "criminal trial,
including the incidence of the burden of proof"511. Rather, and with great respect,
curial oversight of the exercise of the power, as described above, is a sufficient
safeguard.
345 I would answer the questions of law raised by the amended special case as
follows:
1. Is s 36B of the Australian Citizenship Act 2007 (Cth) invalid in its
operation in respect of the plaintiff because:
(a) it is not supported by a head of Commonwealth legislative
power;
Answer, "No".
(b) it is inconsistent with an implied limitation on
Commonwealth legislative power preventing the involuntary
deprivation of Australian citizenship;
Answer, "No".
(c) it effects a permanent legislative disenfranchisement which is
not justified by a substantial reason;
Answer, "No".
(d) it effects a permanent disqualification from being chosen or
from sitting as a senator or a member of the House of
Representatives, otherwise than in the circumstances
contemplated by ss 34 and 44 of the Constitution;
Answer, "Unnecessary to answer as this ground was not
pressed".
(e) it reposes in the Minister for Home Affairs the exclusively
judicial function of punishing criminal guilt?
511 Reasons of Kiefel CJ, Keane and Gleeson JJ at [86].
-- 138 of 139 --
Steward J
133.
Answer, "No".
2. What, if any, relief should be granted to the plaintiff?
Answer, "None".
3. Who should pay the costs of the special case?
Answer, "The plaintiff".
-- 139 of 139 --