ABT17 v Minister for Immigration and Border Protection [2020] HCA 34
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
BELL, GAGELER, KEANE, NETTLE, GORDON AND EDELMAN JJ
ABT17 APPELLANT
AND
MINISTER FOR IMMIGRATION AND BORDER
PROTECTION & ANOR RESPONDENTS
ABT17 v Minister for Immigration and Border Protection
[2020] HCA 34
Date of Hearing: 6 August 2020
Date of Judgment: 14 October 2020
M140/2019
ORDER
1. Appeal allowed.
2. Set aside the orders of the Federal Court of Australia made on
16 April 2019 and, in their place, order that:
(a) the appeal to that Court be allowed;
(b) the orders of the Federal Circuit Court of Australia made on
23 March 2018 be set aside and, in their place, it be ordered
that:
(i) writs of certiorari and mandamus be issued to the
second respondent quashing the decision made on
16 December 2016 and remitting the matter to be
determined according to law; and
(ii) the first respondent pay the applicant's costs of the
application for judicial review to the Federal Circuit
Court of Australia; and
-- 1 of 59 --
-- 2 of 59 --
2.
(c) the first respondent pay the appellant's costs of the appeal to
that Court.
3. The first respondent pay the appellant's costs of the appeal to this
Court.
On appeal from the Federal Court of Australia
Representation
M A Schilling with A N P McBeth for the appellant (instructed by Clothier
Anderson Immigration Lawyers)
G A Hill for the first respondent (instructed by Sparke Helmore)
Submitting appearance for the second respondent
Notice: This copy of the Court's Reasons for Judgment is subject to
formal revision prior to publication in the Commonwealth Law
Reports.
-- 3 of 59 --
-- 4 of 59 --
CATCHWORDS
ABT17 v Minister for Immigration and Border Protection
Immigration – Refugees – Application for protection visa – Immigration
Assessment Authority ("IAA") – Review by IAA under Pt 7AA of Migration Act
1958 (Cth) – Where delegate of Minister for Immigration and Border Protection
("Minister") refused to grant appellant temporary protection visa – Where delegate
accepted appellant's account as plausible, but found appellant did not hold
well-founded fear of persecution based on country information – Where delegate's
decision referred to IAA for review – Where IAA affirmed delegate's decision –
Where IAA departed from delegate's assessment of appellant's credibility – Where
under s 473DB IAA generally required to review fast track reviewable decision by
considering review material, and without accepting new information or
interviewing applicant – Where under s 473DC IAA may get new information not
before Minister and that IAA considers may be relevant, including by inviting
applicant to interview – Where under s 473DD IAA must not consider new
information unless satisfied there are exceptional circumstances, and that new
information was not and could not have been before Minister or is credible
personal information – Whether legally unreasonable for IAA to depart from
delegate's assessment of appellant's credibility without inviting appellant to
interview – Whether appellant's demeanour "new information" within meaning of
s 473DC – Whether failure to invite appellant to interview was material to IAA's
decision.
Words and phrases – "credibility", "de novo review", "demeanour", "fast track
reviewable decision", "Immigration Assessment Authority", "informational gap",
"interview", "legal unreasonableness", "material", "materiality", "new
information", "review material", "temporary protection visa".
Migration Act 1958 (Cth), Pt 7AA, ss 473DB, 473DC, 473DD.
-- 5 of 59 --
-- 6 of 59 --
1 KIEFEL CJ, BELL, GAGELER AND KEANE JJ. Part 7AA of the Migration Act
1958 (Cth) confers jurisdiction on the Immigration Assessment Authority to
review a "fast track reviewable decision", referred to it by the Minister for
Immigration and Border Protection, by which a delegate of the Minister has
refused to grant a protection visa to the "referred applicant". The Part has been
examined in detail on several occasions1.
2 The scheme of the Part is to impose a duty on the Authority to review the
fast track reviewable decision referred to it by the Minister2 by "considering" the
"review material" provided to it by the Secretary of the Department of Immigration
and Border Protection at the time of referral3, without accepting or requesting "new
information" and without interviewing the referred applicant4, subject to the
Authority having specific powers to "get"5 and, in specified circumstances6 and on
specified conditions7, to "consider" new information. One way the Authority is
empowered to get new information is by inviting a person, who can be the referred
applicant, to give new information at an interview which the Authority can conduct
in person or by telephone or in any other way8.
3 The duty of the Authority to review a referred decision is imposed on the
implied condition that the duty must be performed within the bounds of
1 Plaintiff M174/2016 v Minister for Immigration and Border Protection (2018) 264
CLR 217 at 225-232 [13]-[38]; BVD17 v Minister for Immigration and Border
Protection (2019) 93 ALJR 1091 at 1094-1096 [3]-[17]; 373 ALR 196 at 198-201;
CNY17 v Minister for Immigration and Border Protection (2019) 94 ALJR 140 at
144-145 [2]-[8]; 375 ALR 47 at 48-50; Minister for Immigration and Border
Protection v CED16 (2020) 94 ALJR 706; 380 ALR 216.
2 Section 473CC of the Migration Act.
3 Section 473CB of the Migration Act.
4 Section 473DB of the Migration Act.
5 Section 473DC of the Migration Act.
6 Section 473DD of the Migration Act.
7 Sections 473DE and 473DF of the Migration Act.
8 Section 473DC(3)(b) of the Migration Act.
-- 7 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
2.
reasonableness, and the powers of the Authority to get and consider new
information are likewise conferred on the implied condition that those powers must
be considered and where appropriate exercised within the bounds of
reasonableness9.
4 The question of principle in this appeal is whether compliance with the
reasonableness condition can compel the Authority to exercise its powers to get
and consider new information by inviting a referred applicant to an interview in
order to assess and consider his or her demeanour in the conduct of a review.
The answer is that it can, and that in this case it did.
The applicable principles
5 The nature of the jurisdiction exercised by the Authority when conducting
a review of a fast track reviewable decision is settled10:
"[T]he Authority when conducting a review of a fast track reviewable
decision is not concerned with the correction of error on the part of the
Minister or delegate but is engaged in a de novo consideration of the merits
of the decision that has been referred to it. The task of the Authority ... is to
consider the application for a protection visa afresh and to determine for
itself whether or not it is satisfied that the criteria for the grant of the visa
have been met."
6 "Review material", which the Secretary is obliged in every case to provide
to the Authority and which the Authority is obliged in every case to consider in
exercising that jurisdiction, comprises material within three categories. The first is
a statement concerning the referred decision setting out the findings of fact made
by the delegate, referring to the evidence on which those findings were based and
giving reasons for the decision11. The second is material provided by the referred
9 Plaintiff M174/2016 v Minister for Immigration and Border Protection (2018) 264
CLR 217 at 227 [21]; BVD17 v Minister for Immigration and Border Protection
(2019) 93 ALJR 1091 at 1096 [15]; 373 ALR 196 at 200; CNY17 v Minister for
Immigration and Border Protection (2019) 94 ALJR 140 at 145 [6]-[7]; 375 ALR
47 at 50.
10 Plaintiff M174/2016 v Minister for Immigration and Border Protection (2018) 264
CLR 217 at 226 [17].
11 Section 473CB(1)(a) of the Migration Act.
-- 8 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
3.
applicant to the Minister before the delegate made the referred decision12. The third
is other material in the Secretary's possession or control considered by the
Secretary to be "relevant" to the review13 in the sense that it is "capable directly or
indirectly of rationally affecting assessment of the probability of the existence of
some fact about which the Authority might be required to make a finding"14.
7 Conformably with the nature of the jurisdiction to be exercised by the
Authority in the conduct of the review, the obligation of the Authority to
"consider" the review material provided to it by the Secretary is to "examine the
review material ... to form and act on its own assessment of the relevance of that
material to the review of the referred decision"15.
8 The purpose of obliging the Secretary to provide the review material to the
Authority and of obliging the Authority to consider the review material provided
to it by the Secretary is evidently to ensure that the Authority, in conducting its de
novo consideration of the merits of the referred decision, has and examines for
itself the same information that was before the Minister and that was therefore
available to be taken into account by the delegate when making the referred
decision.
9 "New information", which the Authority can only get and consider in the
exercise of its specific powers, comprises any communication of "knowledge of
facts or circumstances relating to material or documentation of an evidentiary
nature"16 which was not before the Minister when the delegate made the referred
12 Section 473CB(1)(b) of the Migration Act.
13 Section 473CB(1)(c) of the Migration Act.
14 See CNY17 v Minister for Immigration and Border Protection (2019) 94 ALJR 140
at 145 [6]; 375 ALR 47 at 50.
15 CNY17 v Minister for Immigration and Border Protection (2019) 94 ALJR 140 at
145 [7]; 375 ALR 47 at 50.
16 Minister for Immigration and Border Protection v CED16 (2020) 94 ALJR 706 at
710-711 [21]; 380 ALR 216 at 222, quoting Minister for Immigration and Border
Protection v SZMTA (2019) 264 CLR 421 at 440 [28].
-- 9 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
4.
decision17 that the Authority itself considers might be relevant to the review18 in
the sense that it might be capable directly or indirectly of rationally affecting
assessment by the Authority of the probability of the existence of some fact about
which the Authority might be required to make a finding in determining afresh
whether or not to be satisfied that the criteria for the grant of a protection visa have
been met19.
10 Though review by the Authority is described in the "simplified outline" to
Pt 7AA as "on the papers"20, the information contained in the review material
which the Secretary provides to the Authority will have been shaped by the Code
of Procedure in Subdiv AB of Div 3 of Pt 2. The Code of Procedure has the effect
of preventing a visa applicant or interested person from communicating with the
Minister in relation to an application for a protection visa other than in writing21.
But that does not mean that other material in the Secretary's possession or control
which might be considered by the Secretary to be relevant to the review will
necessarily be in documentary form.
11 The Code of Procedure empowers the Minister or a delegate, "if he or she
wants to", to "get any information that he or she considers relevant" on the
condition that, if he or she "gets such information", he or she "must have regard to
that information in making the decision whether to grant or refuse the visa"22.
The Minister or delegate is specifically empowered to invite the applicant to give
additional information in any of three ways: "in writing", "at an interview between
the applicant and an officer" or "by telephone"23. If the applicant is invited to give
additional information at an interview, there is no need for the officer who
conducts the interview to be the delegate who is going to decide whether to grant
or refuse the visa. Nor is there any need for the interview to be conducted in person.
17 Section 473DC(1)(a) of the Migration Act.
18 Section 473DC(1)(b) of the Migration Act.
19 Minister for Immigration and Border Protection v CED16 (2020) 94 ALJR 706 at
711 [23]; 380 ALR 216 at 222.
20 Section 473BA of the Migration Act.
21 Section 52 of the Migration Act; reg 2.13 of the Migration Regulations 1994 (Cth).
22 Section 56(1) of the Migration Act.
23 Sections 56(2) and 58(1) of the Migration Act.
-- 10 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
5.
Nor does any statutory provision govern the form in which the interview might be
recorded or transcribed.
12 Whatever the form in which any interview with a referred applicant
conducted in accordance with the Code of Procedure might come to be recorded
or transcribed, the record of the interview is material in the Secretary's possession
or control which the Secretary could not but consider relevant to the review.
The record can therefore be expected to form part of the review material which the
Secretary will be obliged to give to the Authority and which the Authority will be
obliged to examine for itself.
13 However, the potential for a record of an interview conducted in accordance
with the Code of Procedure to take a variety of forms creates potential for an
informational gap to arise in the review material where an interview with the
referred applicant has been conducted by the delegate in person and has been audio
recorded but not video recorded. Provision of the audio recording as part of the
review material will then not put the Authority in the position of having and being
able to examine for itself the totality of the information available to the delegate
and required by the Code of Procedure to be considered by the delegate when
making the referred decision. Missing from the review material will be a visual
impression of how the referred applicant appeared during the interview − his or
her demeanour.
14 An informational gap of that nature has potential to impact on the
Authority's assessment of the credibility of the account given by the referred
applicant during the audio recorded interview and in turn has potential to impact
on the Authority's assessment of the referred applicant's overall credibility.
"Impressions formed by a decision-maker from the demeanour of an interviewee
may be an important aspect of the information available to the decision-maker."24
That has "long been recognised"25 and continues to be appreciated despite
awareness on the part of sophisticated decision-makers that "an ounce of intrinsic
24 Minister for Immigration and Border Protection v WZARH (2015) 256 CLR 326 at
338 [40].
25 See Minister for Immigration and Border Protection v WZARH (2015) 256 CLR
326 at 338 [40], and the cases there cited.
-- 11 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
6.
merit or demerit" measured by reference to objectively established facts and the
apparent logic of events "is worth pounds of demeanour"26.
15 The potential significance of demeanour is illustrated by the present case.
Here, as will be seen, the Authority was troubled by a concern that the appellant's
evidence in his audio recorded interview with the delegate was generally lacking
detail and at times vague and hesitant. An interview was the obvious means by
which the Authority might seek to resolve these matters of concern, given that the
Authority was evidently not convinced by the country information alone to uphold
the delegate's ultimate decision, however "plausible" the appellant's account of his
personal circumstances might be. At an interview the Authority could seek answers
in relation to those aspects of the appellant's evidence that troubled the Authority
by raising questions which had not previously been raised with the appellant.
The Authority could thus develop an informed impression of the credibility of the
appellant based on his responses to such questions and an observation of his
demeanour. The appellant's responses and the demeanour of the appellant
inextricably associated with them would be new information relevant to his
personal circumstances.
16 There can be no doubt that the powers of the Authority to get and consider
new information enable the Authority to bridge such an informational gap by
inviting the referred applicant to a further interview to be conducted in person or
by video link in order to assess and consider his or her demeanour for itself.
The Authority's own visual impression of the referred applicant's appearance
during such an interview would necessarily constitute new information within the
power of the Authority to get because it would communicate knowledge of an
evidentiary nature which would be open to be considered by the Authority to have
the potential to bear on the Authority's assessment of the referred applicant's
credibility27 and which was not before the Minister when the delegate made the
referred decision28. The new information so got by the Authority would then meet
the preconditions to its consideration by the Authority on the basis that it was not
and could not have been before the Minister when the delegate made the referred
26 Fox v Percy (2003) 214 CLR 118 at 129 [30]-[31], quoting Société d'Avances
Commerciales (Société Anonyme Egyptienne) v Merchants' Marine Insurance Co
(The "Palitana") (1924) 20 Ll L Rep 140 at 152.
27 Section 473DC(1)(b) of the Migration Act.
28 Section 473DC(1)(a) of the Migration Act.
-- 12 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
7.
decision29 and on the basis of the Authority's satisfaction that the existence of any
informational gap is sufficiently aberrant within the scheme of de novo review for
which Pt 7AA provides to make existence of the informational gap in the particular
review alone enough to constitute "exceptional circumstances" justifying its
consideration irrespective of how frequently such an informational gap might arise
in practice30.
17 Were some aspect of the referred applicant's appearance during the
interview to end up being so glaringly undermining of the referred applicant's
credibility as to lead the Authority to consider in advance of reasoning on the facts
that the appearance of itself "would", as distinct from "might", be the reason or
part of the reason for affirming the decision of the delegate31, the Authority would
come under an obligation to explain that to the referred applicant and to invite the
referred applicant to comment32. The Authority would be able to discharge that
obligation by inviting the applicant to comment orally in the interview itself or
subsequently in writing. But occasions when the need to take such a course might
arise would be rare, as the circumstances of the present case again illustrate.
The Authority was evidently inclined to reject the appellant's account of his
experience of persecution because the Authority found the appellant's account
vague and lacking in detail and to have been given in a hesitant fashion.
An interview by the Authority would have enabled the Authority to get new
information from the appellant by raising these issues with him. If the effect of this
new information was that it simply failed to allay the tentative concerns that the
Authority already entertained about the appellant's credibility, the obligation to
invite further comment would not be engaged. The new information would not be
the reason, or part of the reason, for affirming the fast track reviewable decision.
The reason would remain the unallayed concerns of the Authority in relation to the
appellant's account of his personal circumstances.
18 The Authority being able to exercise its powers to get and consider new
information to bridge an informational gap in the review material by inviting a
29 Section 473DD(b)(i) of the Migration Act.
30 Section 473DD(a) of the Migration Act. See Plaintiff M174/2016 v Minister for
Immigration and Border Protection (2018) 264 CLR 217 at 229 [30].
31 See Plaintiff M174/2016 v Minister for Immigration and Border Protection (2018)
264 CLR 217 at 223 [9], and the cases there cited.
32 Section 473DE of the Migration Act.
-- 13 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
8.
referred applicant to an interview in order to gauge and consider his or her
demeanour for itself, the question becomes as to when if at all compliance with the
implied condition of reasonableness in the conduct of the review or in the
consideration and exercise of those powers might compel the Authority to adopt
that course. Contrary to the urging of the appellant, answering that question is not
assisted by seeking to infuse the implied condition of reasonableness with notions
of procedural fairness, separate implication of which is expressly excluded from
the scheme of Pt 7AA33.
19 The answer is to be found in recognising that "[t]he implied condition of
reasonableness is not confined to why a statutory decision is made; it extends to
how a statutory decision is made"34 such that "[j]ust as a power is exercised in an
improper manner if it is, upon the material before the decision-maker, a decision
to which no reasonable person could come, so it is exercised in an improper manner
if the decision-maker makes his or her decision in a manner so devoid of plausible
justification that no reasonable person could have taken that course"35.
20 Compliance with the implied condition of reasonableness in the
performance by the Authority of its duty to review the decision of the delegate
necessitates not only that the decision to which the Authority comes on the review
has an "intelligible justification"36 but also that the Authority comes to that
decision through an intelligible decision-making process37. Thus, as has been
recognised, there can be circumstances in which the Authority can transgress the
bounds of reasonableness by treating particular information as the reason or part
of the reason for the decision to which it comes without first exercising its powers
33 Section 473DA(1) of the Migration Act. See BVD17 v Minister for Immigration and
Border Protection (2019) 93 ALJR 1091 at 1099 [34]; 373 ALR 196 at 204-205.
34 Minister for Immigration and Citizenship v Li (2013) 249 CLR 332 at 371 [91].
35 Minister for Immigration and Ethnic Affairs v Teoh (1995) 183 CLR 273 at 290,
citing Prasad v Minister for Immigration and Ethnic Affairs (1985) 6 FCR 155 at
169-170. cf Minister for Immigration and Citizenship v SZIAI (2009) 83 ALJR 1123
at 1128-1129 [20]-[25]; 259 ALR 429 at 434-436.
36 Minister for Immigration and Citizenship v Li (2013) 249 CLR 332 at 367 [76].
37 Minister for Immigration and Citizenship v Li (2013) 249 CLR 332 at 375 [105],
quoting Dunsmuir v New Brunswick [2008] 1 SCR 190 at 220-221 [47].
-- 14 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
9.
to get and if appropriate to consider, as new information, further information
capable of being provided by the referred applicant38.
21 Answering the question therefore requires an examination of the
decision-making pathways reasonably open to the Authority in reviewing the
decision of a delegate to determine for itself whether the criteria for the grant of a
protection visa have been met where the review material that it is obliged to
consider in making that determination leaves out information that was available to
and required to be considered by the delegate.
22 The mere existence of an informational gap will not necessarily result in the
Authority being "disadvantaged in comparison with the delegate"39. That is
because, having regard to country information and other information contained in
the review material, the credibility of the referred applicant will not necessarily
have a significant bearing on the Authority's determination of whether the criteria
for the grant of a protection visa have been met. That is also because, having regard
to country information and other information contained in the review material, how
the referred applicant may have presented in the interview with the delegate will
not necessarily have a significant bearing on such assessment of his or her
credibility as the Authority might reasonably undertake.
23 To the extent that the credibility of the referred applicant might bear on
whether the Authority is to be satisfied that the criteria for the grant of a protection
visa have been met and to the extent that his or her appearance in an interview with
the delegate might bear on his or her credibility, it would ordinarily be open to the
Authority to form its own assessment of credibility taking into account such
second-hand description or impression of his or her appearance as might be
conveyed expressly or by implication in the statement forming part of the review
material which sets out the delegate's findings of fact and refers to the evidence on
which those findings were based. Taking into account any such description or
impression of the referred applicant's appearance, it would ordinarily then be open
to the Authority to reach an assessment of the referred applicant's credibility
38 Plaintiff M174/2016 v Minister for Immigration and Border Protection (2018) 264
CLR 217 at 236 [49], 249 [97].
39 FND17 v Minister for Immigration, Citizenship, Migrant Services and Multicultural
Affairs [2019] FCA 1369 at [39].
-- 15 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
10.
without any need for the Authority's assessment of credibility to coincide with the
delegate's assessment of credibility.
24 The Minister is therefore correct to say that the Authority is not required to
interview a referred applicant merely because credibility is in issue or merely
because the Authority comes to a different view as to credibility than did the
delegate40.
25 However, the Authority will act unreasonably if, without good reason, it
does not invite a referred applicant to an interview in order to gauge his or her
demeanour for itself before it decides to reject an account given by the referred
applicant in an audio recorded interview which the delegate accepted in making
the referred decision wholly or substantially on the basis of its own assessment of
the manner in which that account was given. That is what happened in this case.
The principles applied
26 The procedural history is comprehensively recounted in the reasons for
judgment of Nettle J and need not be repeated.
27 The gist of what happened is that the Authority listened to an audio
recording of an interview which the delegate who made the referred decision
conducted in person with the appellant. Finding the appellant's evidence in the
interview "to be generally lacking in detail", the appellant "appear[ing] unable to
expand in any detail on a number of his written claims and at times sound[ing]
vague and hesitant", the Authority rejected a central part of the account given by
the appellant in the interview which the delegate had accepted as plausible and
generally consistent with country information. In particular, the Authority rejected
the appellant's account of having been detained and beaten and sexually tortured
by the Sri Lankan Army on suspicion of having been an LTTE supporter to find
that there was "no credible information" before it indicating that he was of any
interest to Sri Lankan authorities and that it was not satisfied that he had a "profile"
that would be of interest to those authorities at the time of its decision or in the
foreseeable future.
28 The Authority did not suggest that anything else in the review material
rendered the appellant's account of having been detained and beaten and sexually
tortured inherently improbable. To the contrary, the Authority noted that there was
"ample country information" confirming "sexual based torture of Tamils who are
40 cf DGZ16 v Minister for Immigration and Border Protection (2018) 258 FCR 551
at 568-570 [69]-[76].
-- 16 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
11.
suspected of LTTE or pro-separatist sympathies". The Authority was rather led to
reject the appellant's account of the incident, "despite sympathetic questioning by
the delegate" and despite its acknowledgement of cultural barriers to the appellant
(as a young Tamil male) discussing sexual matters, having regard to the appellant's
statement to the delegate (who was female) in the presence of his representative
(who was also female) that he was "unable to talk about it", having regard to him
being "unable to provide any details of what happened to him other than saying
there were 2 or 3 [Sri Lankan Army] men and that he was unconscious for a lot of
the time", and having regard to the reasons he gave in the interview for not seeking
medical treatment being "unconvincing".
29 Had the Authority acted reasonably in performing its duty to review the
decision of the delegate cognisant of its informational disadvantage in assessing
the credibility of the appellant when compared with the delegate, the Authority
would not have rejected the appellant's account of having been detained and beaten
and sexually tortured on the basis of how he sounded on the audio recording
without inviting him to a further interview so as to see him as well as hear him.
By failing to invite the appellant to a further interview, the Authority transgressed
the reasonableness condition implied into both the imposition of its duty to conduct
a review and the conferral of its powers to get and consider new information in
conducting a review.
30 To be clear, the breach of the reasonableness condition by the Authority lay
not in evaluating the review material for itself to arrive at a different assessment
of credibility than did the delegate, but in failing in the circumstances to use the
powers at its disposal to get and consider new information in order to supplement
the review material so as to place itself in as good a position to assess credibility
as had been the delegate.
31 And notwithstanding the repetition, it seems necessary in light of alternative
views now expressed in this Court to spell out that the failure of the review material
to place the Authority in as good a position to assess credibility as had been the
delegate arose not from some latent defect in the legislative scheme of Pt 7AA
rendering it incapable of fulfilling its legislative purpose and resulting in a
cataclysmic breakdown in the capacity of the Authority to rise to the legislative
exhortation of "providing a mechanism of limited review that is efficient [and]
quick"41. The failure arose from an administrative practice within the Department.
In particular, the failure arose from the circumstance that the delegate rather than
some other officer interviewed the appellant combined with the circumstance that
the interview was audio recorded but not video recorded. To the extent that the
41 Sections 473BA and 473FA of the Migration Act.
-- 17 of 59 --
Kiefel CJ
Bell J
Gageler J
Keane J
12.
circumstances of this case throw up a systemic problem, the problem has arisen
administratively and can readily be remedied administratively.
32 The judgment under appeal mistook the process of reasoning adopted by
the Authority in concluding that country information provided an alternative basis
for its lack of satisfaction that the appellant would face a serious risk of harm if he
returned to Sri Lanka. The Authority's statement of reasons for its decision made
clear that its conclusion was not solely dependent on country information.
The conclusion was expressed to be based in part on the appellant's "personal
circumstances", which included the Authority's lack of satisfaction that he had a
profile that would be of interest to Sri Lankan authorities.
Disposition
33 Performance by the Authority of its duty to review the decision of the
delegate miscarried by reason of noncompliance with the implied condition of
reasonableness. Performance of that duty is therefore appropriate to be compelled
by mandamus directed to the Authority. As ancillary to mandamus, the purported
legal effect of the decision in fact made by the Authority to affirm the decision of
the delegate is appropriate to be quashed by certiorari.
34 The appeal is therefore to be allowed. The judgment under appeal is to be
set aside. In its place, the appeal from the judgment of the primary judge is to be
allowed, the orders made by the primary judge are to be set aside, writs of certiorari
and mandamus are to be issued to the Authority, and the Minister is to be ordered
to pay the costs of the application for judicial review. The Minister is to pay the
appellant's costs of the appeals to the Federal Court and this Court.
-- 18 of 59 --
Nettle J
13.
35 NETTLE J. This is an appeal from a judgment of the Federal Court of Australia
(Bromberg J)42 dismissing an appeal from a judgment of the Federal Circuit Court
of Australia (Judge Smith)43, in turn dismissing the appellant's application for
judicial review of the decision of the Immigration Assessment Authority ("the
IAA") to affirm a decision of the delegate of the respondent Minister not to grant
the appellant a protection visa.
36 The issue presented by the appeal is whether the IAA acted with legal
unreasonableness by departing from the delegate's assessment of the appellant's
credibility, and thus the delegate's assessment of the plausibility of the appellant's
claims. For the reasons which follow, it was legally unreasonable for the IAA to
depart from the delegate's assessment of the plausibility of the appellant's claims,
and the appeal should be allowed.
The facts
37 The appellant is a citizen of Sri Lanka of Tamil ethnicity who, on 27 August
2012, arrived in Australia by boat at an excised offshore place without a visa, and
consequently as an "unauthorised maritime arrival" within the meaning of s 5AA
of the Migration Act 1958 (Cth) ("the Act").
38 On 5 August 2013, the appellant lodged an application for a temporary
protection visa, which was invalid, but, on 23 October 2015, he lodged a further,
valid application for a temporary protection visa in which he made the following
claims:
(1) In May 2009, whilst travelling to an internally displaced persons camp,
members of the Sri Lankan Army ("SLA") detained the appellant's brother
on suspicion of being a member of the Liberation Tigers of Tamil Eelam
("LTTE").
(2) Shortly after the family's release from the displaced persons camp, SLA
officers attended the appellant's home to question him about his travel
history and involvement with the LTTE. A day later, the appellant received
a letter requesting his attendance at an army camp where, upon his
attendance, SLA officers interrogated him and severely beat him when he
denied involvement with the LTTE. He was released later that day.
42 ABT17 v Minister for Immigration and Border Protection [2019] FCA 613.
43 ABT17 v Minister for Immigration and Border Protection [2018] FCCA 658.
-- 19 of 59 --
Nettle J
14.
(3) Subsequently, and over a period of a number of years, SLA officers
repeatedly detained the appellant and accused him of being an LTTE
member. They also beat him on these occasions.
(4) In around May 2011, an SLA officer attended the appellant's home to
request the appellant's attendance at the army camp. The appellant was
asleep. His sister indicated to the officer that the appellant was not at home.
The officer assaulted his sister and the appellant was woken by the noise
and physically defended her. The following morning, a group of men
detained the appellant for six days, during which time he was again beaten.
The group of men indicated to the appellant that this was revenge for his
defence of his sister. The appellant's brother achieved the appellant's release
by paying a bribe.
(5) In April 2012, the appellant was called again to attend at the army camp.
He tried to escape but was recaptured and beaten severely.
(6) Shortly after the appellant's arrival in Australia, SLA officers attended the
appellant's home in Sri Lanka to inquire of his family as to the appellant's
whereabouts.
The delegate's decision
39 On 21 September 2016, the Minister's delegate decided to refuse to grant
the appellant a temporary protection visa. During the appellant's interview with the
delegate ("the TPV interview"), the appellant, at the delegate's request, removed
his shirt and showed the delegate scarring on his back which he said was inflicted
by SLA officers. The appellant also disclosed to the delegate that he had been
sexually tortured during the incident in which he was detained by the SLA for six
days in May 2011, in addition to being locked up, deprived of food and beaten.
40 The delegate found that the appellant's evidence during the TPV interview,
including that the appellant had been subjected to sexual torture during the 2011
incident, was plausible and broadly consistent with country information pertaining
to the events which the appellant described. But based on country information
pertaining to the improvement in circumstances relating to Tamils in Sri Lanka
since the appellant's departure from that country, the delegate was not satisfied that
there was any longer a real chance that the appellant would face serious or
significant harm upon his return there, and, on that basis, found that the appellant
could not be said to have a well-founded fear of being persecuted by the Sri Lankan
authorities by reason of his Tamil ethnicity, his membership of particular social
groups (broadly defined as "Tamils from the North" and "young Tamil males from
Northern Sri Lanka"), or his status as a failed asylum seeker and a person who had
illegally departed Sri Lanka.
-- 20 of 59 --
Nettle J
15.
The IAA's decision
41 The delegate's decision was referred to the IAA for review as a "fast track
reviewable decision", pursuant to s 473CA of the Act. The IAA accepted some of
the appellant's claims but found that others were exaggerated and embellished in
order to enhance the appellant's "profile" as someone who would be of interest to
the SLA or the Sri Lankan authorities. The IAA accepted that the appellant had
"experienced regular, low-level harassment from members of the SLA on a day-
to-day basis", and that, as a young male returnee from a displaced persons camp,
he may have been viewed with a certain amount of suspicion by the SLA. But the
IAA did not accept that the appellant was questioned and beaten in late 2009, or
that he was targeted and beaten every three to four months by the SLA with a view
to making him confess that he was in the LTTE.
42 The IAA accepted that the appellant's brother had been detained for over
two years on suspicion of being with the LTTE, but the IAA found it implausible
that the appellant was not questioned about his brother during the time that the
appellant was detained.
43 The IAA was also not satisfied that the appellant was detained and sexually
tortured in May 2011: first, because the appellant's family had not taken immediate
steps to have the appellant released (as it was said they had done on other
occasions); and secondly, because of the manner in which the appellant gave
evidence at the TPV interview about his claim of sexual torture. In particular, from
listening to an oral recording of the TPV interview, the IAA found that the
appellant's evidence before the delegate was lacking in detail, the appellant
appeared unable to expand in any detail on a number of his claims, and, at times,
the appellant sounded vague and hesitant. The IAA also rejected the appellant's
claim that he was detained and beaten in April 2012 and asked to sign a document
admitting his LTTE involvement, because, the IAA said, the appellant's evidence
about that claim had varied between his written claims and the evidence he gave
in the TPV interview.
44 It followed from those findings, the IAA stated, that:
"As I have not accepted that [the April 2012 incident] occurred and there is
no credible information before me that indicates that the [appellant] is of
any interest to the authorities, I do not find it plausible that members of the
SLA would go to his family home and ask after his whereabouts after he
arrived in Australia or that his family was told to report to the authorities
when he returned.
In summary, I am not satisfied that the [appellant] has a profile that
would be of interest to the SLA or the Sri Lankan authorities or that he is at
risk of harm on the basis of his ethnicity or imputed support for the LTTE
now or in the reasonably foreseeable future." (emphasis added)
-- 21 of 59 --
Nettle J
16.
45 The IAA then turned to country information that the IAA found
demonstrated a considerable improvement in circumstances in Sri Lanka since the
appellant's departure. The IAA reasoned that:
"The 2012 Guidelines issued by the United Nations High
Commissioner for Refugees (UNHCR) state that certain real or perceived
links with the LTTE continue to expose individuals to treatment which may
give rise to a need for protection. However, there is nothing to support a
finding that all Tamils are imputed with LTTE affiliation or membership.
The Guidelines also indicate that even those Tamils who lived within
LTTE-controlled areas and had contact with that organisation and its
civilian administration in their daily lives are not, without more, in need of
protection.
The [appellant's] evidence is that neither he nor any member of his
family was a member of the LTTE or supported the LTTE. While his
brother L was detained for two years at the end of the war on suspicion of
LTTE involvement, the [appellant] was not questioned in any detail about
L or his suspected LTTE affiliations or involvement. While I accept that the
[appellant] has experienced some incidents of monitoring and harassment
and that LTTE support may have been imputed to him on the basis of
ethnicity, I am not satisfied on the evidence before me that the [appellant]
has a profile which would bring him to the attention of the Sri Lankan
authorities either because he would be perceived as an LTTE supporter on
the basis of his ethnicity, the fact that he originates from the north of
Sri Lanka or his brother's detention on suspicion of LTTE involvement.
...
Taking into consideration the number of years that have elapsed
since he left, his personal circumstances and the country information
referred to, I am not satisfied that the [appellant] would face a real chance
of serious harm on return to Sri Lanka, now or in the reasonably foreseeable
future on the basis of his Tamil ethnicity or imputed political opinion."
(emphasis added; footnotes omitted)
46 The IAA affirmed the delegate's decision.
The Federal Circuit Court proceedings
47 Before the Federal Circuit Court, the appellant's counsel put the appellant's
claim for judicial review of the IAA's decision on several grounds, all of which
were rejected. For present purposes, however, it is necessary to mention only one
ground that the appellant sought but was refused leave to rely upon. It was that,
given the delegate had found the appellant's evidence to be plausible, the IAA
could not reasonably have concluded that the appellant's evidence was lacking in
-- 22 of 59 --
Nettle J
17.
detail or that the appellant appeared unable to expand in any detail on a number of
his claims and at times sounded vague and hesitant. Judge Smith refused the
appellant leave to advance that ground because the appellant's counsel accepted
that he would need to adduce evidence of the TPV interview in order to sustain it,
and Judge Smith did not consider it appropriate to grant the appellant an
adjournment in order to obtain that evidence. In refusing the application for
adjournment, Judge Smith stated44:
"The ground has little prospect of success because the [appellant] is unable
to establish that there was no basis upon which the [IAA] could reasonably
have made its findings about the manner in which the [appellant] gave
evidence at the interview before the delegate and upon which it based, to
some extent, its conclusions about the extent of the truthfulness of his
claims."
Proceedings before the Federal Court
48 Before the Federal Court, the appellant appeared unrepresented and argued
that Judge Smith had erred in rejecting the appellant's contention that the IAA
acted unreasonably in finding that the appellant's evidence was lacking in detail
and that the appellant appeared unable to expand in any detail on a number of his
claims and at times sounded vague and hesitant. The appellant contended that
Judge Smith's conclusions were the result of an incorrect application of the
principles of reasonableness.
49 Bromberg J found no error in Judge Smith's rejection of the appellant's
contention in the form in which it was advanced in the Federal Circuit Court. But
at the suggestion of the Minister (acting as a model litigant), his Honour treated
the contention as one that the fact of the IAA reaching different credibility findings
from those reached by the delegate without first considering whether to exercise
the IAA's power to obtain further information under s 473DC of the Act
established legal unreasonableness. As his Honour observed45, that form of
contention derived support from the then recent decision of the Full Court of the
Federal Court in DPI17 v Minister for Home Affairs46 (which the Minister, acting
once again as a model litigant, had drawn to his Honour's attention).
44 ABT17 v Minister for Immigration and Border Protection [2018] FCCA 658 at [35].
45 ABT17 v Minister for Immigration and Border Protection [2019] FCA 613 at [17].
46 (2019) 269 FCR 134.
-- 23 of 59 --
Nettle J
18.
50 Bromberg J accepted47 that "the IAA must have been aware that ... the
delegate had the opportunity [in interview] to observe the appellant's demeanour",
as opposed merely to "listen[ing] to a tape of the interview (as it appears the IAA
did)", and thus "to see and evaluate the physical manifestations which must have
accompanied the evidence given by the appellant". His Honour reasoned48 that:
"In those circumstances, it may well be thought that a reasonable decision-
maker would not have made credibility findings contrary to those made by
the delegate without considering whether or not the powers given to the
IAA under s 473DC should be exercised, including for the purpose of
inviting the appellant to attend for an interview so that the IAA could
conduct its own assessment of the appellant's demeanour."
51 Ultimately, however, Bromberg J took the view49 that he need not arrive at
a conclusion "as to whether or not there [was] a sufficient parallel between the
facts of this case and the facts of DPI17". His Honour posited50 that "in order for
jurisdictional error to be established, [he] would need to be satisfied that the IAA
failed to consider exercising the s 473DC discretion" and that "any such failure
was material to the IAA's decision". And as it appeared to his Honour, any such
failure was not material because "[b]oth the delegate and the IAA relied on country
information dealing with ... changed circumstances since the appellant left
Sri Lanka relating to the treatment of Tamils and persons suspected of having had
a prior involvement with the LTTE"51 as "an alternative basis for the decision made
which was not reliant on whether the appellant's claims to have been beaten and
sexually tortured were or were not accepted"52. As his Honour expressed his
conclusion53:
"Even if the IAA had exercised affirmatively the s 473DC discretion and
had arrived at the same view as that arrived at by the delegate in relation to
the claims of sexual torture and other physical abuse, in the face of the
47 ABT17 v Minister for Immigration and Border Protection [2019] FCA 613 at [24].
48 ABT17 v Minister for Immigration and Border Protection [2019] FCA 613 at [24].
49 ABT17 v Minister for Immigration and Border Protection [2019] FCA 613 at [25].
50 ABT17 v Minister for Immigration and Border Protection [2019] FCA 613 at [25].
51 ABT17 v Minister for Immigration and Border Protection [2019] FCA 613 at [26].
52 ABT17 v Minister for Immigration and Border Protection [2019] FCA 613 at [27].
53 ABT17 v Minister for Immigration and Border Protection [2019] FCA 613 at [27].
-- 24 of 59 --
Nettle J
19.
alternative basis for the application's rejection, the appellant has failed to
demonstrate that there was a realistic possibility of the outcome being
different."
52 Accordingly, the appeal was dismissed.
The appellant's contentions
53 Before this Court, counsel for the appellant contended that a review
authority such as the IAA, "acting with due appreciation of its responsibilities"54
and with knowledge that it had power under s 473DC(3) to interview the appellant
and thereby observe his demeanour and the scarring the appellant had shown to
the delegate, could not reasonably have concluded that the review was able fairly
to be completed "on the papers". It followed, it was submitted, that the IAA's
failure to exercise its power under s 473DC to interview the appellant was legally
unreasonable. Further, it was contended, it was not incumbent on the appellant to
demonstrate that the legal unreasonableness of the IAA's failure to interview the
appellant was "material". For contrary to Bromberg J's reasoning, it was submitted,
although materiality might be regarded as a free-standing consideration in a case
of jurisdictional error comprised of a lack of procedural fairness (either as an
essential element of the existence of jurisdictional error55 or as a basis to refuse
relief in the exercise of discretion where it is apparent that a jurisdictional error
could not have made any difference to the outcome56), in the case of jurisdictional
error constituted of legal unreasonableness "materiality is bound up in the
characterisation of an exercise of power as legally unreasonable" and requires no
54 Minister for Immigration and Border Protection v SZVFW (2018) 264 CLR 541 at
570 [69] per Gageler J, citing Minister for Immigration and Citizenship v Li (2013)
249 CLR 332 at 365 [71] per Hayne, Kiefel and Bell JJ, in turn quoting Secretary of
State for Education and Science v Tameside Metropolitan Borough Council [1977]
AC 1014 at 1064 per Lord Diplock.
55 See, eg, Hossain v Minister for Immigration and Border Protection (2018) 264 CLR
123 at 134-135 [30]-[31] per Kiefel CJ, Gageler and Keane JJ; Minister for
Immigration and Border Protection v SZMTA (2019) 264 CLR 421 at 445 [45] per
Bell, Gageler and Keane JJ.
56 See, eg, Re Refugee Review Tribunal; Ex parte Aala (2000) 204 CLR 82 at 89 [5]
per Gleeson CJ, 106-107 [51]-[53] per Gaudron and Gummow JJ; Hossain v
Minister for Immigration and Border Protection (2018) 264 CLR 123 at 137 [40]
per Nettle J; Minister for Immigration and Border Protection v SZMTA (2019) 264
CLR 421 at 457-458 [85]-[89], 459-460 [93]-[94] per Nettle and Gordon JJ.
-- 25 of 59 --
Nettle J
20.
separate consideration57. Further and in any event, it was contended, in this matter
the legal unreasonableness of the IAA's failure to exercise its power of interview
under s 473DC was material because it is apparent that the IAA's analysis of the
effect of country information relating to the change in circumstances in Sri Lanka
since the appellant's departure was not an independent, alternative basis for the
decision but rather was dependent on, or at least to a significant extent informed
by, the IAA's earlier rejection of the appellant's claim to have been detained, beaten
and sexually tortured, and the IAA's consequent finding that the appellant did not
have "a profile which would bring him to the attention of the Sri Lankan authorities
either because he would be perceived as an LTTE supporter on the basis of his
ethnicity, [or because of] the fact that he originates from the north of Sri Lanka or
his brother's detention on suspicion of LTTE involvement".
The Minister's contentions
54 The Minister contended to the contrary that nothing in the delegate's reasons
supported an inference that the delegate's acceptance of the appellant's claims as
"plausible" depended "to any significant extent" on the appellant's demeanour. In
particular, it was submitted, although it is apparent from the delegate's reasons that
the delegate accepted that the appellant's evidence at interview was "plausible" and
was "also broadly consistent with country information", the delegate did not make
any specific finding as to the claimed sexual torture in 2011 let alone find that she
accepted that claim because of the appellant's demeanour.
55 The Minister emphasised that the IAA gave multiple reasons for rejecting
the appellant's claims in relation to the alleged May 2011 detention. They were,
first, on the appellant's evidence, although he had lived in an LTTE-controlled
area, he had had no direct dealing with the LTTE, he had not supported the LTTE
and no other member of his family, his friends or his neighbours had supported the
LTTE. According to the IAA, it followed that it was improbable that the SLA
would have targeted the appellant or that he would have been beaten every three
to four months as he claimed. Secondly, even if there were an incident in May
2011, it was improbable that the appellant was then subjected to sexual torture,
because, given the appellant's family's willingness to take action to secure the
release of the appellant's brother, it was implausible that the family would not have
taken action (such as instituting court proceedings or complaining to police) to
secure the appellant's release from sexual torture. Thirdly, although the IAA
accepted that it might be difficult for the appellant to talk about traumatic events,
in the IAA's assessment it was notable that the appellant was unable to provide any
details of his supposed sexual torture other than to say that there were two or three
57 Relying on the reasoning of Mortimer J in dissent in DPI17 v Minister for Home
Affairs (2019) 269 FCR 134 at 163 [107], citing Minister for Immigration and
Border Protection v SZVFW (2018) 264 CLR 541 at 564-566 [53]-[56] per
Gageler J, 572-573 [80] per Nettle and Gordon JJ, 583 [131] per Edelman J.
-- 26 of 59 --
Nettle J
21.
men and that he was unconscious for a lot of the time. Fourthly, according to the
IAA it was significant that the claim of sexual torture was not made until late in
the TPV interview, after the appellant had first claimed in the TPV interview that
he had been tortured without mentioning anything about sexual torture.
56 It followed, the Minister contended, that it was not unreasonable for the
IAA to make credibility findings that differed from those made by the delegate.
And in the Minister's submission, that conclusion was supported by several
features of the statutory scheme of Pt 7AA of the Act, including the "primary
obligation"58 of the IAA to conduct its review on the papers except in limited
circumstances; the fact that the IAA conducts a "de novo" review59, which was said
to indicate that the prospect of the IAA taking a different view from that taken by
the delegate concerning the credibility of particular claims "is an obvious and
ordinary aspect of the scheme, it being inherent in de novo review"; that, perforce
of s 473DD, the IAA may only consider new information in "exceptional
circumstances"; and the fact that, because the express provisions in Div 3 of
Pt 7AA, read together with ss 473GA and 473GB, are an "exhaustive statement"
of the natural justice hearing rule60, procedural fairness is not the "lens" through
which the content of procedural obligations imposed on the IAA is to be
determined61.
57 In any event, the Minister contended, the IAA had no power under s 473DC
to invite the appellant to interview for the purpose of assessing the appellant's
demeanour, because an interview under s 473DC may be undertaken only for the
purpose of obtaining "new information" that meets the "exceptional
circumstances" threshold of s 473DD, and, in the Minister's submission, a
witness's demeanour is not "new information", because it is not "information" in
58 Referring to BVD17 v Minister for Immigration and Border Protection (2019) 93
ALJR 1091 at 1096 [14] per Kiefel CJ, Bell, Gageler, Keane, Nettle and Gordon JJ;
373 ALR 196 at 200.
59 Referring to Plaintiff M174/2016 v Minister for Immigration and Border Protection
(2018) 264 CLR 217 at 226 [17] per Gageler, Keane and Nettle JJ.
60 Migration Act 1958 (Cth), s 473DA.
61 Referring to BVD17 v Minister for Immigration and Border Protection (2019) 93
ALJR 1091 at 1099 [34] per Kiefel CJ, Bell, Gageler, Keane, Nettle and Gordon JJ;
373 ALR 196 at 204-205.
-- 27 of 59 --
Nettle J
22.
the sense of "knowledge about some particular fact, subject or event"62; or, if it is
that, because the "information" (the appellant's demeanour) was before and
considered by the delegate; or, in any event, because there were not "exceptional
circumstances" sufficient to engage the power.
58 Alternatively, the Minister contended that Bromberg J was correct in
holding that any failure on the part of the IAA to exercise such power as it may
have had to interview the appellant was immaterial, and therefore not legally
unreasonable, because the IAA decided the matter on the separate and independent
basis of the country information regarding the change in circumstances from which
it concluded that the appellant is no longer at risk.
The standard of review under Pt 7AA
59 In some circumstances, it is convenient to distinguish between standards of
review by reference to classes or categories of appeal, such as "appeal by way of
rehearing" or "hearing de novo"63. Thus, as the plurality observed64 in Plaintiff
M174/2016 v Minister for Immigration and Border Protection, although, under the
scheme provided by Pt 7AA of the Act, the IAA lacks the ability to substitute its
own decision for the decision of the Minister or the Minister's delegate65, the IAA
is "not concerned with the correction of error on the part of the Minister or delegate
but is engaged in a de novo consideration of the merits of the decision that has
been referred to it". That was an accurate description of the process in that context
inasmuch as the IAA is not constrained by a need to find demonstrable error in the
decision the subject of review. But classifications such as "hearing de novo" are
sometimes better understood as descriptive phrases than as categories defined by
"immutable characteristics or inflexible boundaries"66. Invariably, the true
62 Referring to Plaintiff M174/2016 v Minister for Immigration and Border Protection
(2018) 264 CLR 217 at 228 [24] per Gageler, Keane and Nettle JJ, as to the meaning
of "information" in this context.
63 See, eg, CDJ v VAJ (1998) 197 CLR 172 at 201-202 [111] per McHugh, Gummow
and Callinan JJ; Allesch v Maunz (2000) 203 CLR 172 at 180-181 [23] per Gaudron,
McHugh, Gummow and Hayne JJ; Fox v Percy (2003) 214 CLR 118 at 124-125
[20] per Gleeson CJ, Gummow and Kirby JJ; Lacey v Attorney-General (Qld)
(2011) 242 CLR 573 at 596-597 [57] per French CJ, Gummow, Hayne, Crennan,
Kiefel and Bell JJ.
64 (2018) 264 CLR 217 at 226 [17] per Gageler, Keane and Nettle JJ.
65 Migration Act 1958 (Cth), s 473CC(2).
66 Traut v Faustmann Bros Pty Ltd (1983) 48 ALR 313 at 322 per Lockhart J.
-- 28 of 59 --
Nettle J
23.
character of any administrative review, like the true character of an appeal from a
judicial decision, is a question of statutory intent67 to be determined by reference
to the jurisdiction, powers, composition and functions of the body from whose
decision the review lies, as well as the powers and functions of the body in which
the power of review is reposed. Hence, as will be explained, for the purposes of
assessing whether it was legally unreasonable for the IAA to depart from
credibility findings made by the Minister's delegate pursuant to Subdivs AB and
AC of Div 3 of Pt 2 of the Act, the task of the IAA is more closely analogous to
an appeal by way of rehearing.
The nature of the delegate's task
60 Although the delegate is not a judge, the process of delegate decision-
making provided for under Subdivs AB and AC of Div 3 of Pt 2 of the Act is, in
relevant respects, analogous to the process of judicial decision-making undertaken
by a judge sitting alone. In particular, under s 54 of the Act, the delegate must have
regard to all of the information submitted by an applicant in his or her application;
under s 56, the delegate may invite the applicant to provide further information
orally; under s 57, the delegate must disclose all relevant information to the
applicant, explain why it is relevant and invite comment; and, under s 66, the
delegate must provide written reasons for decision which, in the case of a fast track
reviewable decision, must set out the delegate's findings of fact, refer to the
evidence on which the findings are based and give reasons for decision68.
Evidently, it is the legislative intent of the scheme that an applicant have the fullest
opportunity to put his or her case in support of an application for a visa and that
the delegate thoroughly consider the case as put, with the opportunity to interview
the applicant, if the delegate considers it to be desirable to do so, and so derive the
advantage of seeing and hearing the applicant explain the applicant's claims.
67 See, eg, Builders Licensing Board v Sperway Constructions (Syd) Pty Ltd (1976)
135 CLR 616 at 621-622 per Mason J (Barwick CJ and Stephen J agreeing), 630 per
Murphy J; Re Coldham; Ex parte Brideson [No 2] (1990) 170 CLR 267 at 273-274
per Deane, Gaudron and McHugh JJ; Coal and Allied Operations Pty Ltd v
Australian Industrial Relations Commission (2000) 203 CLR 194 at 202-203 [11]
per Gleeson CJ, Gaudron and Hayne JJ; Lacey v Attorney-General (Qld) (2011) 242
CLR 573 at 596-597 [57] per French CJ, Gummow, Hayne, Crennan, Kiefel and
Bell JJ.
68 Such reasons for decision must, in turn, be provided to the IAA in respect of each
fast track reviewable decision referred under Pt 7AA: see Migration Act 1958 (Cth),
s 473CB(1)(a)(iii).
-- 29 of 59 --
Nettle J
24.
The nature of the IAA's task
61 Likewise, although the IAA is not a court of appeal, the process of fast track
review under Pt 7AA of the Act is, in relevant respects, analogous to a process of
appeal by way of rehearing from the judgment of a judge sitting alone69. Upon
referral of a fast track reviewable decision to the IAA, s 473CB requires the
Secretary of the Department of Immigration and Border Protection to give to the
IAA "review material" comprised of any material in the Secretary's possession or
control considered by the Secretary to be relevant to the review. That includes all
the material that was before the delegate and a statement that sets out the findings
of fact made by the delegate, refers to the evidence on which those findings were
based, and gives reasons for the decision70. The primary obligation of the IAA
under s 473CA is to review the fast track reviewable decision by considering the
review material "without accepting or requesting new information" and thus,
ordinarily, without interviewing the applicant71, and to make its own decision as to
whether to affirm the decision on review or to remit the matter for reconsideration
in accordance with such directions as the IAA is permitted to issue72. That
procedure is, however, subject to other provisions of Pt 7AA, which are to be
exercised within the bounds of reasonableness73, such as s 473DC(1), which
confers a discretion on the IAA to get "new information" (being documents or
information that were not before the delegate that the IAA considers may be
relevant), and s 473DC(3), which confers a discretion on the IAA to invite any
person to provide new information in writing or in an interview.
69 As to the scheme of Pt 7AA see BVD17 v Minister for Immigration and Border
Protection (2019) 93 ALJR 1091 at 1094-1096 [3]-[17] per Kiefel CJ, Bell, Gageler,
Keane, Nettle and Gordon JJ; 373 ALR 196 at 198-201. See also Lacey v
Attorney-General (Qld) (2011) 242 CLR 573 at 597 [57] per French CJ, Gummow,
Hayne, Crennan, Kiefel and Bell JJ.
70 Plaintiff M174/2016 v Minister for Immigration and Border Protection (2018) 264
CLR 217 at 225-226 [15] per Gageler, Keane and Nettle JJ.
71 Migration Act 1958 (Cth), s 473DB(1); Plaintiff M174/2016 v Minister for
Immigration and Border Protection (2018) 264 CLR 217 at 245 [88] per Gordon J.
72 Migration Act 1958 (Cth), s 473CC(2).
73 As that concept is explained in Minister for Immigration and Citizenship v Li (2013)
249 CLR 332: see Plaintiff M174/2016 v Minister for Immigration and Border
Protection (2018) 264 CLR 217 at 227 [21] per Gageler, Keane and Nettle JJ, 245
[86] per Gordon J.
-- 30 of 59 --
Nettle J
25.
The significance of a delegate's assessment of demeanour
62 Ordinarily, in an appeal by way of rehearing from the judgment of a judge
alone, a court of appeal has before it, in the form of the record, all the material that
was before the judge and the judge's reasons for judgment and determines the
appeal on that basis without receiving further evidence. The court of appeal does
not, however, have the opportunity of seeing and hearing witnesses give their
evidence, or thus the opportunity of making a fully informed assessment of the
witnesses' demeanour. Accordingly, the established74 position in relation to an
appeal by way of rehearing from the judgment of a judge alone is that, where the
judge's decision is affected by his or her impression of the credibility of a witness
whom the judge has seen and heard give evidence, the court of appeal must respect
the attendant advantages of the judge in assessing the witness's credibility. Of
course, if, making proper allowance for those advantages, the court of appeal
concludes that error is shown, it is incumbent on the court of appeal to proceed
accordingly75. That may be so where the judge's findings, despite being based or
said to be based upon an assessment of credibility, are contrary to "incontrovertible
facts or uncontested testimony"76, "glaringly improbable"77, or "contrary to
compelling inferences"78. But where no such error is apparent, it is not a
justification for the court of appeal to depart from the judge's assessment of the
74 See, eg, Edwards v Noble (1971) 125 CLR 296 at 308-309 per Menzies J; Jones v
Hyde (1989) 63 ALJR 349 at 351-352 per McHugh J (Brennan, Deane, Dawson and
Toohey JJ agreeing); 85 ALR 23 at 27-28; Abalos v Australian Postal Commission
(1990) 171 CLR 167 at 179 per McHugh J (Mason CJ, Deane, Dawson and
Gaudron JJ agreeing); Devries v Australian National Railways Commission (1993)
177 CLR 472 at 479 per Brennan, Gaudron and McHugh JJ, 482-483 per Deane and
Dawson JJ; Fox v Percy (2003) 214 CLR 118 at 127 [26], 128 [29] per Gleeson CJ,
Gummow and Kirby JJ, 138-147 [65]-[93] per McHugh J; Robinson Helicopter Co
Inc v McDermott (2016) 90 ALJR 679 at 686-687 [43] per French CJ, Bell, Keane,
Nettle and Gordon JJ; 331 ALR 550 at 558-559; Lee v Lee (2019) 266 CLR 129 at
148-149 [55]-[56] per Bell, Gageler, Nettle and Edelman JJ; Queensland v Masson
(2020) 94 ALJR 785 at 812 [119] per Nettle and Gordon JJ; 381 ALR 560 at 594.
75 Warren v Coombes (1979) 142 CLR 531 at 551 per Gibbs A-CJ, Jacobs and
Murphy JJ.
76 Fox v Percy (2003) 214 CLR 118 at 128 [28] per Gleeson CJ, Gummow and
Kirby JJ.
77 Brunskill v Sovereign Marine & General Insurance Co Ltd (1985) 59 ALJR 842 at
844 per Gibbs CJ, Wilson, Brennan, Deane and Dawson JJ; 62 ALR 53 at 57.
78 Chambers v Jobling (1986) 7 NSWLR 1 at 10 per Kirby P, 20 per Samuels JA.
-- 31 of 59 --
Nettle J
26.
credibility of the witness that the court of appeal may consider that the judge did
not give sufficient weight to matters that the court of appeal is of opinion bear upon
the assessment79. In those circumstances, it would be impermissible for the court
of appeal to depart from the judge's assessment.
63 Parity of reasoning mandates that similar considerations apply to the IAA's
conduct of a fast track review. As has been seen, the evident intent of Pt 7AA is
that the IAA should be provided with all the material that was before the delegate
and the delegate's reasons for decision, and that the IAA should review the
delegate's decision on the basis of that material without interviewing the applicant,
and so without the opportunity of making a fully informed assessment of the
applicant's demeanour. Accordingly, where a delegate's reasons for decision show
that the delegate's assessment of an applicant's credibility is informed by the
delegate's assessment of the applicant's demeanour in the course of interview, the
IAA should respect the attendant advantages of the delegate. If, making proper
allowance for those advantages, the IAA concludes that the delegate's findings are
contrary to incontrovertible facts or uncontested testimony, or glaringly
improbable, or contrary to compelling inferences, or otherwise erroneous, the IAA
should proceed accordingly. But the IAA should not regard it as demonstrative of
error, or, therefore, sufficient justification to depart from the delegate's assessment
of an applicant's credibility, that the IAA may be of opinion that the delegate did
not give sufficient weight to matters that the IAA regards as bearing upon the
assessment. In those circumstances, it would be legally unreasonable for the IAA
to depart from the delegate's assessment.
64 Moreover, contrary to the reasoning of Bromberg J80, and of the decision on
which his Honour relied81, in such a case it is not a question of whether the IAA
may have considered exercising its discretion under s 473DC to interview an
applicant, or whether an applicant is able to prove that the IAA failed to consider
exercising its discretion to interview the applicant. The legal unreasonableness
consists in the IAA failing sufficiently to respect the advantage of the delegate in
seeing and hearing an applicant give evidence and thus in the IAA departing from
the delegate's assessment of an applicant's credibility despite the absence of
demonstrated error in the sense that has been explained.
65 Whether or not the discretion under s 473DC extends to inviting an
applicant to interview in order to assess the applicant's demeanour is another
79 See, eg, Queensland v Masson (2020) 94 ALJR 785 at 799-800 [74]-[78] per
Kiefel CJ, Bell and Keane JJ, 812 [119], 814 [127] per Nettle and Gordon JJ; 381
ALR 560 at 577-578, 594, 596-597.
80 ABT17 v Minister for Immigration and Border Protection [2019] FCA 613 at [24].
81 DPI17 v Minister for Home Affairs (2019) 269 FCR 134.
-- 32 of 59 --
Nettle J
27.
question which, for present purposes, need not be decided. It may be observed,
however, that there are some considerations that potentially stand in the way of a
conclusion that it extends that far. As has been seen, s 473DB provides that, subject
to exceptions, the IAA's review of a fast track reviewable decision is to be made
without interview. The only relevant exception is an interview under s 473DC to
obtain "new information". Possibly, an applicant's further and better explanation
of events given in interview with the IAA would amount to new information within
the meaning of s 473DC(1); for, axiomatically, any such further and better
explanation would not have been before the delegate, and the IAA might consider
it to be relevant. Possibly, too, the demeanour of an applicant when providing such
a further and better explanation in interview with the IAA could be regarded as
comprising part of that new information. But s 473DD(b)(i) precludes the IAA
considering new information that could have been provided to the delegate, and,
in one sense, such a further and better explanation of events, including an
applicant's demeanour when providing it, could have been provided to the
delegate. This is not to overlook that, because demeanour is dependent on time,
place and circumstances, the demeanour demonstrated by an applicant when
providing a further and better explanation of events in interview with the IAA
could not have been provided to the delegate (because the time, place and
circumstances of interview before the delegate were different from those of the
interview with the IAA). But even so, it would remain that the IAA would be
precluded from taking the further and better explanation of events into account
(because it could have been provided to the delegate), and so at least arguably
precluded from taking into account an applicant's demeanour when providing that
further and better explanation. On that view of the matter, the further and better
explanation and the demeanour of an applicant when providing it are inseparable.
The IAA's rejection of the delegate's assessment of the appellant's credibility
66 As was earlier set out82, the delegate found that the appellant's evidence
during the TPV interview was plausible and broadly consistent with country
information pertaining to the events which the appellant described. And, as will be
explained83, it is apparent that the delegate's assessment of the plausibility of the
appellant's claims was based to a significant extent on the delegate's perception of
the appellant's demeanour during the TPV interview. By contrast, the IAA treated
the appellant's claims as to the severity and duration of the SLA's attacks as
implausible because of what the IAA perceived to be the significance of
inconsistencies in the appellant's telling of events and, to some extent, on what the
IAA perceived as hesitation in the way in which the appellant responded to the
delegate's questions during the TPV interview. It has not been suggested, however,
that the delegate's assessment of the appellant's credibility, or thus of the
82 See [40] above.
83 See [74]-[76] below.
-- 33 of 59 --
Nettle J
28.
plausibility of his claims, was contrary to, or even considered to be contrary to,
incontrovertible facts or uncontested evidence or otherwise glaringly improbable.
Essentially, the IAA departed from the delegate's assessment of the appellant's
plausibility for no more reason than that, in the view of the IAA, the delegate did
not give sufficient weight to inconsistencies and hesitation that the IAA regarded
as pertinent to the assessment.
67 As the IAA observed, during the TPV interview the appellant stated that a
single SLA officer came to his home in 2009 about a month after the appellant
returned from the displaced persons camp and showed the appellant a letter
requesting him to come to the army camp, and the appellant went there. There, he
was kept for two or three days in a dark room, made to lie down on the floor
without a shirt and beaten on his back. At the delegate's request, the appellant took
off his shirt and showed her some scars on his back and stated that, although he
did not know what had been used to beat him, he thought it was needles that were
poked into his back. The appellant had previously stated in his written statement
that the most serious incident was in 2011 when he was detained for six days as
punishment for having pushed an SLA officer who had come to the appellant's
family home in plain clothes looking for the appellant. According to the IAA's
perception of the oral recording of the TPV interview, when the appellant was
asked by the delegate how he was tortured, "the [appellant] sounded hesitant
before stating he was locked up in a room, not given food, beaten and they would
ask him to clean their toilet" (emphasis added). Then, after a break in the TPV
interview, the appellant disclosed that he had been sexually tortured during the six
days that he was detained. When asked by the delegate why he had not said so
before, "[h]e stated he was only giving the information now because it was his last
opportunity but he hadn't spoke about it before because it was very degrading".
Nor had the appellant gone to a doctor for medical attention after the attack. As
recorded in the IAA's reasons, the appellant stated in the TPV interview that the
last incident occurred in April 2012, during which he was mocked for having
sustained the SLA's harm for so long, beaten so severely that he lost consciousness,
and later dropped outside the SLA camp. The IAA emphasised that the appellant
had previously said that he was in hiding when he was taken in in 2012. Later, he
stated that he had not tried to avoid being detained in the first place but had tried
to escape from the SLA camp. As recorded by the IAA, when the delegate asked
the appellant to expand on this, "he stated that during the day the SLA officers
would have the door to the room he was in open ... and he pretended to go out but
they caught him. When the delegate put to him that it sounded unusual that the
SLA officers would leave the door open, he said they would still be outside and he
couldn't bear what they were doing to him even though he knew it probably
wouldn't work." The IAA further emphasised that the delegate put to the appellant
inconsistencies as between his arrival interview, in which he had stated that he had
been taken in by the SLA in 2011 and 2012 but had not said that anything occurred
in the three to four years before that, and his evidence at the TPV interview, that
he was beaten on several occasions between 2008 and 2012. The appellant
-- 34 of 59 --
Nettle J
29.
responded that "he had originally said the problem was happening from 2009"
(which he had).
68 No doubt, there were inconsistencies between what the appellant said in his
initial interview and what he said in the TPV interview. Equally, however, as is
apparent from the IAA's recitation of the TPV interview, in one way or another the
delegate put each of the substantive inconsistencies to the appellant for response
and, as is implicit in the delegate's reasons, the delegate was sufficiently impressed
by the way in which the appellant responded to conclude that, despite the
inconsistencies, the appellant's evidence at the TPV interview was plausible. Thus,
as appears implicit in the delegate's reasons, despite the inconsistencies which the
IAA identified in respect of the 2009 incident, and which must have been apparent
to the delegate, the delegate with the benefit of seeing the appellant give evidence
was sufficiently impressed by the appellant's demeanour in giving evidence
regarding the incident, including his manner of demonstration of the scarring
inflicted on him during that incident, to regard the appellant's description of the
2009 incident as plausible. Despite the inconsistencies that the IAA identified in
respect of the 2011 incident, and which must have been apparent to the delegate,
and despite the hesitation which the IAA detected in the way in which the appellant
described the 2011 incident, the delegate with the benefit of seeing the appellant
give evidence was sufficiently impressed by the way in which the appellant
responded when the inconsistencies were put to him, including no doubt the
manifestations of his embarrassment and hesitation about disclosing the sexual
nature of the attack, to accept that the appellant's description of the incident was
plausible. And critically, despite such inconsistencies as the IAA identified as
pertaining to the 2012 incident, the delegate with the benefit of seeing the appellant
give evidence was sufficiently impressed by the way in which the appellant
explained the inconsistencies to accept that his description of the 2012 incident,
and of the subsequent visit of the authorities to his family's home after he had left
Sri Lanka, was plausible.
69 Given that the delegate's acceptance of the appellant's claims was thus to a
significant extent informed by the delegate's assessment of the appellant's
demeanour as derived from the benefit of seeing and hearing the appellant give
evidence at the TPV interview, and that the delegate's assessment was not glaringly
improbable, contrary to compelling inferences or otherwise shown to be infected
by error, it should be concluded that it was legally unreasonable for the IAA to
depart from the delegate's assessment of the plausibility of the appellant's claims.
70 This is not to overlook that the IAA had an oral recording of the TPV
interview and so was able to hear the appellant giving evidence before the delegate.
But the delegate's advantage in seeing and hearing the appellant give evidence was
not replicated or substantially diminished by the IAA's ability to listen to the oral
recording. Arguably, it might have been different if the delegate had conducted the
TPV interview by telephone and had made an oral recording of the conversation.
In such circumstances, it may be that the IAA, by listening to the recording, would
-- 35 of 59 --
Nettle J
30.
be able to place itself in as good a position as the delegate to assess the appellant's
demeanour. And certainly, it would have been different if the delegate had not
interviewed the appellant at all. For in those circumstances, the IAA would have
been in the same position as the delegate in deciding the matter on the papers. But
however that may be, where, as here, a delegate has had the advantage of seeing
and hearing an applicant give evidence in interview, it is incumbent on the IAA to
respect the delegate's advantage and proceed accordingly. To fail to do so is legally
unreasonable.
Materiality
71 It remains to deal with the Minister's alternative contention that the IAA's
failure to respect the delegate's advantage in seeing and hearing the appellant give
evidence in interview was immaterial, and therefore not legally unreasonable,
because, as well as finding the appellant's claims to be implausible, the IAA
decided the matter on the separate and independent basis that the change in
circumstances since the appellant's departure from Sri Lanka meant that he no
longer faces a risk of persecution. In turn, that draws attention back to the
appellant's contention that, in the case of jurisdictional error constituted of legal
unreasonableness, materiality is "bound up"84 in the characterisation of an exercise
of power as legally unreasonable, such that it requires no separate consideration.
72 I remain of the view, which Gordon J and I expressed in Minister for
Immigration and Border Protection v SZMTA85, that a finding of jurisdictional
error in the exercise of a statutory decision-making power is a conclusion that the
decision maker has failed to comply with an essential pre-condition to, or limit on,
the valid exercise of the power and reflects the distinction between acts
unauthorised by law and acts that are authorised. Once jurisdictional error has been
identified, a further question arises as to whether relief should be refused in the
exercise of discretion on the basis that the error could not possibly have made any
difference. For the reasons given by Gordon J, the executive, not the individual
affected by the exercise of the statutory power, bears the onus of establishing that
it would be futile to grant the relief sought86. But the notion of materiality involved
in that latter exercise remains separate from the identification of jurisdictional error
which precedes it, and of which materiality is not a criterion; and the idea of
making materiality a criterion of jurisdictional error should be resisted to prevent
the identification of judicial error descending into a form of merits review. Failure
84 See DPI17 v Minister for Home Affairs (2019) 269 FCR 134 at 163 [107] per
Mortimer J.
85 (2019) 264 CLR 421 at 456-457 [83]-[85], 459-460 [92]-[95].
86 Reasons of Gordon J at [107]-[110].
-- 36 of 59 --
Nettle J
31.
to exercise a statutory decision-making power reasonably is of course a
jurisdictional error, and failure to exercise a statutory decision-making power
reasonably may occur where the decision falls beyond the "range of possible,
acceptable outcomes which are defensible in respect of the facts and law"87. In that
sense, it is correct to say that materiality is bound up in the concept of legal
unreasonableness88. But it does not follow that the IAA's failure to respect the
delegate's advantage and proceed accordingly would cease to be legally
unreasonable if the IAA had in fact also decided the matter on a basis independent
of the IAA's assessment of the appellant's profile. It would mean only that relief
might be refused in the exercise of discretion.
73 In any event, the Minister's contention fails in limine for the reason that the
IAA's assessment of the effect of the country information regarding changed
circumstances since the appellant's departure from Sri Lanka was not independent
of the IAA's assessment of the appellant's profile.
74 As was earlier noticed89, the IAA reasoned that, because it found that the
appellant's claims as to the nature and severity of the 2009 and 2011 incidents were
implausible, and did not accept that the 2012 incident occurred, there was no
"credible information" that indicated that the appellant was of any interest to the
Sri Lankan authorities. It followed, the IAA reasoned, that it was implausible that
members of the SLA would have gone to the appellant's family home and asked
after his whereabouts after he had arrived in Australia, or that his family were told
to report to the authorities when he returned. It followed in turn, the IAA said, that
it was not satisfied that the appellant "has a profile that would be of interest to the
SLA or the Sri Lankan authorities or that he is at risk of harm on the basis of his
ethnicity or imputed support for the LTTE now or in the reasonably foreseeable
future".
87 Minister for Immigration and Citizenship v Li (2013) 249 CLR 332 at 375 [105] per
Gageler J, quoting Dunsmuir v New Brunswick [2008] 1 SCR 190 at 220-221 [47]
per Bastarache and LeBel JJ. See also Minister for Immigration and Border
Protection v SZVFW (2018) 264 CLR 541 at 573 [83] per Nettle and Gordon JJ.
88 See, eg, DPI17 v Minister for Home Affairs (2019) 269 FCR 134 at 163 [107] per
Mortimer J, referring to Minister for Immigration and Border Protection v SZVFW
(2018) 264 CLR 541 at 564-566 [53]-[56] per Gageler J, 572-573 [80] per Nettle
and Gordon JJ, 583 [131] per Edelman J. See also, eg, Minister for Immigration and
Border Protection v Stretton (2016) 237 FCR 1 at 6 [12] per Allsop CJ (Wigney J
agreeing).
89 See [42]-[45] above.
-- 37 of 59 --
Nettle J
32.
75 And as will be recalled90, that conclusion was critical to the IAA's final
assessment of the significance of the country information regarding the change of
circumstances since the appellant's departure. For having recognised that the 2012
Guidelines issued by the United Nations High Commissioner for Refugees
indicated that certain real or perceived links with the LTTE continued to expose
certain individuals to treatment which may give rise to a need for protection, the
IAA sloughed that off as being of no significance in the appellant's case because,
according to the IAA, there was nothing to support a finding that "all Tamils are
imputed with LTTE affiliation or membership", and, moreover, "even those Tamils
who lived within LTTE-controlled areas and had contact with that organisation
and its civilian administration in their daily lives are not, without more, in need of
protection" (emphasis added).
76 If, however, the IAA had respected the delegate's advantage in seeing and
hearing the appellant give evidence at the TPV interview, and so had not departed
from the delegate's assessment of the plausibility of the 2009, 2011 and 2012
incidents and the SLA's visit to the appellant's family home after the appellant
arrived in Australia, the IAA could not have reasoned as it did to the conclusion
that the appellant lacked a "profile" that would be of interest to the SLA or
Sri Lankan authorities, or, therefore, that this was a case "without more". The IAA
would have been constrained to recognise that, according to the delegate's findings,
there was something more – the nature and duration of the SLA's abuse of the
appellant as claimed and the SLA officers' visit to the appellant's family home after
his arrival in Australia – and bound to appreciate that the occurrence of those
events bespoke the possibility of a "profile" that was of interest to the SLA or Sri
Lankan authorities.
77 So to conclude does not mean that recognition of such a profile would
necessarily have precluded the IAA reasoning aliunde to a conclusion that the
appellant no longer faces an appreciable risk of harm. But that is not the way in
which the IAA approached its task. In the way in which the IAA reasoned, the
IAA's departure from the delegate's assessment of the plausibility of the appellant's
claims was critical to the IAA's decision.
Conclusion
78 It follows that the appeal should be allowed. The orders of the Federal Court
should be set aside and in their place it should be ordered that the appeal to the
Federal Court be allowed, the orders of the Federal Circuit Court be set aside, and,
in their place, it be ordered that the decision of the IAA be set aside and the matter
be remitted to the IAA for redetermination in accordance with Pt 7AA. The
90 See [45] above.
-- 38 of 59 --
Nettle J
33.
Minister is to pay the appellant's costs of the application to the Federal Circuit
Court and the appeals to the Federal Court and this Court.
-- 39 of 59 --
Gordon J
34.
79 GORDON J. Part 7AA of the Migration Act 1958 (Cth), and the scheme created
by that Part, impose a requirement for automatic merits review by the Immigration
Assessment Authority of a "fast track reviewable decision" referred to it by the
Minister for Immigration and Border Protection. Fast track reviewable decisions
include certain decisions to refuse a protection visa on the basis that the Minister
is not satisfied that the "referred applicant" meets the statutory criteria for the grant
of a protection visa91.
80 The Authority's powers, in Div 3 of Pt 7AA, must be exercised within the
bounds of legal reasonableness92, the content of which is derived from the terms,
scope, purpose and object of the Part93.
81 Division 3 of Pt 7AA provides for de novo review94, on the papers95,
of certain decisions to refuse a protection visa referred to the Authority under
s 473CA, with the objective of "providing a mechanism of limited review that is
efficient, quick, free of bias and consistent with Division 3 (conduct of review)"96.
Underpinning review on the papers by the Authority is an assumption that "[a] fast
track review applicant has had ample opportunities to present their claims and
supporting evidence" to the Minister97. The Authority is obliged to affirm the
decision or remit it to the Minister98.
82 In this case, a delegate of the Minister interviewed the appellant in person
and accepted the appellant's evidence at that interview as plausible and broadly
91 Migration Act, s 473BB definition of "fast track reviewable decision"; see also
s 5(1) definition of "fast track decision".
92 Plaintiff M174/2016 v Minister for Immigration and Border Protection (2018) 264
CLR 217 at 227 [21], 245 [86].
93 Minister for Immigration and Border Protection v SZVFW (2018) 264 CLR 541 at
551 [12], 567 [59], 572 [79], 586 [135].
94 Plaintiff M174/2016 (2018) 264 CLR 217 at 226 [17], 245 [85], 246 [92].
95 Migration Act, s 473DB(1).
96 Migration Act, s 473FA(1).
97 Australia, House of Representatives, Migration and Maritime Powers Legislation
Amendment (Resolving the Asylum Legacy Caseload) Bill 2014, Explanatory
Memorandum at 131 [893]; see also at 135 [920].
98 Migration Act, s 473CC; Plaintiff M174/2016 (2018) 264 CLR 217 at 226 [16].
-- 40 of 59 --
Gordon J
35.
consistent with country information. The Authority reviewed the audio recording
of the appellant's interview with the delegate, without the benefit of having
observed the appellant giving evidence, and then departed from the delegate's
findings about the credibility of the appellant's evidence, without providing a
sufficient reason. That was legally unreasonable. The facts and procedural history
are set out in the reasons of Nettle J99.
83 The scheme of Pt 7AA has been addressed by this Court on previous
occasions100. For present purposes, it is sufficient to record that the Part imposes
automatic review by the Authority of a fast track reviewable decision "through the
imposition of three cumulative and consecutive statutory duties"101:
"[1] The Minister has a duty to refer a fast track reviewable decision to the
Authority as soon as reasonably practicable after the decision is made
[s 473CA].
[2] The Secretary of the Department of Immigration and Border Protection
then has a duty to give specified 'review material' to the Authority at the
same time as, or as soon as reasonably practicable after, the decision is
referred to the Authority [s 473CB].
[3] The Authority then has a duty to 'review' the referred decision
[s 473CC(1)] and to do so 'by considering the review material' provided to
it by the Secretary without accepting or requesting new information and
without interviewing the referred applicant [s 473DB(1)].
That requirement for the Authority to conduct the review by considering the
review material provided to it by the Secretary is expressly made subject to
other provisions within the Part which confer power on the Authority to get
[s 473DC] and in specified circumstances to consider [s 473DD]
'new information', being information which was not before the Minister
99 Reasons of Nettle J at [37]-[52].
100 Plaintiff M174/2016 (2018) 264 CLR 217 at 225-232 [13]-[38]; BVD17 v Minister
for Immigration and Border Protection (2019) 93 ALJR 1091 at 1094-1096
[3]-[17]; 373 ALR 196 at 198-201; CNY17 v Minister for Immigration and Border
Protection (2019) 94 ALJR 140 at 144-145 [2]-[8]; 375 ALR 47 at 48-50. See also
Minister for Immigration and Border Protection v CED16 (2020) 94 ALJR 706; 380
ALR 216.
101 CNY17 (2019) 94 ALJR 140 at 144 [4]; 375 ALR 47 at 49.
-- 41 of 59 --
Gordon J
36.
when making the referred decision and which the Authority considers may
be relevant."
84 This appeal is concerned with the second and third of those duties.
Consistent with the objective of providing a mechanism of limited review that is
efficient and quick102, the primary or default position is that the Authority has a
duty to "review" the referred decision103 "by considering the review material"
provided to it by the Secretary, without accepting or requesting new information
and without interviewing the referred applicant104. Under the scheme,
the Authority is to treat the review material provided to it by the Secretary as if it
were complete105.
85 Consistent with that scheme, s 473CB(1)(a) expressly provides that the
review material must include a statement that sets out the findings of fact made by
the decision-maker, refers to the evidence on which those findings were based and
gives the reasons for the decision. It recognises that the review material will record
findings made on the evidence and, of course, where the referred applicant is
interviewed by the decision-maker, will include any findings based on what
occurred at that interview. Thus, the review material will, to the extent necessary
for the findings made by the delegate, address demeanour. And that is what the
delegate did in this matter. After setting out the evidence, the delegate set out one
of her findings – that the appellant's claims were plausible and generally consistent
with country information. As Pt 7AA and, in particular, s 473CB(1) requires,
the Authority therefore had before it the material to enable it to undertake a
de novo merits review of the delegate's decision. There was no informational gap.
86 The difficulty arose after the decision of the delegate was referred to the
Authority. As explained, the Authority listened to the audio recording of the
102 Migration Act, ss 473FA(1) and 473DA(1).
103 Migration Act, s 473CC(1).
104 Migration Act, s 473DB(1). See also Plaintiff M174/2016 (2018) 264 CLR 217 at
227 [22].
105 See, eg, Migration Act, s 5AAA; Plaintiff M174/2016 (2018) 264 CLR 217 at 248
[95]; CNY17 (2019) 94 ALJR 140 at 145 [7], 146 [15], 166 [140]; 375 ALR 47 at
50, 51-52, 78; Australia, House of Representatives, Migration and Maritime Powers
Legislation Amendment (Resolving the Asylum Legacy Caseload) Bill 2014,
Explanatory Memorandum at 130 [891], 135 [919]-[920]; Australia, Senate,
Migration and Maritime Powers Legislation Amendment (Resolving the Asylum
Legacy Caseload) Bill 2014, Supplementary Explanatory Memorandum (Sheet
GH118) at 6 [31].
-- 42 of 59 --
Gordon J
37.
interview conducted in person between the appellant and the delegate who made
the referred decision. Contrary to the findings of the delegate that the appellant's
claims were plausible, the Authority made findings, among others, that the
appellant's evidence in that interview was "generally lacking in detail",
the appellant "appear[ing] unable to expand in any detail on a number of his written
claims and at times sound[ing] vague and hesitant". The Authority's conclusion
that it was not satisfied that the appellant would face a real chance of serious harm
if he were returned to Sri Lanka was based, in part, on the appellant's "personal
circumstances", which, of course, included the Authority's assessment of the
appellant in the interview.
87 In affirming a fast track reviewable decision106, the Authority is entitled to
reject one or more of the delegate's findings based on demeanour if they are
glaringly improbable, or for some other sufficient and identified reason107.
However, the Authority will act unreasonably if, without sufficient reason,
it rejects an account given by the referred applicant in an interview conducted in
person between the referred applicant and the delegate, and which the delegate
accepts in making the referred decision. And that is what the Authority did in this
matter. It rejected the delegate's finding that the appellant's claims were plausible
(which was based, at least in part, on the appellant's demeanour), not on the basis
of the review material but on its own assessment of the appellant's demeanour from
an audio recording of that interview and without providing any sufficient reason
to depart from, or to reject, that review material. Absent such an analysis and an
explication of the reasons for reaching a different conclusion, the Authority was
bound to accept those findings of the delegate. Put in different terms, contrary to
s 473DB(1), the Authority reviewed the decision by rejecting, or putting to one
side, a central part of the review material that had been provided to it and
substituting its own findings without any basis for doing so. The decision of the
Authority was unreasonable.
88 It is then necessary to address the contention that the appellant's demeanour
was "new information" within the meaning of s 473DC. In Plaintiff M174/2016 v
Minister for Immigration and Border Protection, Gageler, Keane and Nettle JJ
explained the approach to new information as one of a "primary rule" (of review
on the papers) with "exceptions"108. To be new information, among other things,
the referred applicant's demeanour must have not been "before the Minister when
106 Migration Act, s 473CC(2)(a).
107 cf Fox v Percy (2003) 214 CLR 118 at 127-128 [27]-[28]; Robinson Helicopter Co
Inc v McDermott (2016) 90 ALJR 679 at 686-687 [43]; 331 ALR 550 at 558-559.
108 (2018) 264 CLR 217 at 227 [22]; see also 245 [88].
-- 43 of 59 --
Gordon J
38.
the Minister made the decision under section 65"109. Here, the appellant's
demeanour was before the delegate and formed the basis, at least in part, of the
delegate's findings. Indeed, that is the nature of the appellant's complaint.
The appellant's demeanour was not and could not be "new information".
89 Next, the contention that if the appellant was asked to attend an interview
with the Authority, the appellant's demeanour before the Authority would be
"new information" because that demeanour was not and could not have been
provided to the Minister, should not be accepted. It is contrary to the legislative
scheme. As explained, subject to the exceptions in Pt 7AA, the Authority must
review a fast track reviewable decision referred to it by considering the review
material provided to it under s 473CB without accepting or requesting new
information and without interviewing the referred applicant110. In conducting the
review, the Authority faced a choice – accept the delegate's findings based on
demeanour or, if those findings were glaringly improbable or some other sufficient
reason could be identified, set them aside.
90 That conclusion is consistent with what underpins Pt 7AA, namely a review
on the papers where a referred applicant has had ample opportunity to present their
claims and supporting evidence to the Minister. The Authority's obligation is to
"consider" the review material provided to it by the Secretary and to "examine the
review material ... in order ... to form and act on its own assessment of the relevance
of that material to the review of the referred decision"111. In order to form and act
on its own assessment of the relevance of the review material to its review,
the Authority may not, without sufficient reason, reject that part or those parts of
the review material based on demeanour.
91 The Authority may consider any new information where it is satisfied there
are exceptional circumstances, and the information was not and could not have
been provided to the Minister before the Minister made their decision or was
credible personal information which was not previously known and, had it been
known, may have affected the consideration of the referred applicant's claims112.
Not only was the appellant's demeanour before the delegate but it was credible
personal information which, at that time, was known and affected the Minister's
consideration of his claims. The scheme does not permit rejection of those findings
109 Migration Act, s 473DC(1); see also s 473DD(b)(i).
110 Migration Act, ss 473DB(1), 473DC, 473DD.
111 CNY17 (2019) 94 ALJR 140 at 145 [7]; 375 ALR 47 at 50.
112 Migration Act, s 473DD.
-- 44 of 59 --
Gordon J
39.
based, at least in part, on demeanour absent a sufficient reason. None was
identified.
92 It was suggested that the Authority could and should have interviewed the
appellant and made an assessment of his credibility and demeanour. That step is
neither permitted nor required by s 473DC. The proposition is that because the
review material given to the Authority did not provide a sufficient reason to set
aside the delegate's conclusion about credibility, the Authority not only could have
but should have sought to obtain "new information" on which to do so. That is not
what Pt 7AA provides. Section 473DC(1) relevantly identifies what is new
information as information not before the delegate. The appellant's account of what
had happened to him was before the delegate. Section 473DC(3) permits the
Authority to get new information by conducting a new interview. But having the
appellant repeat his account of what had happened to him in an interview with the
Authority is not to get new information. And it does not become new information
by observing that only new questions might be asked of the appellant about his
account.
93 The review by the Authority prescribed by Pt 7AA is an important
mechanism for ensuring that decisions by delegates to refuse protection visas are
made on proper bases. As explained, in its review, on the papers, the Authority
"examine[s] the review material ... in order ... to form and act on its own assessment
of the relevance of that material to the review of the referred decision"113.
That assessment includes its review of findings based on demeanour.
Those findings may favour an applicant; they may not favour an applicant. But the
Authority reviews all findings based on demeanour and makes its own assessment
of the relevance of that material. And when, as part of that assessment,
the Authority forms a view that a finding based on demeanour must be set aside
because it is glaringly improbable, or for some other sufficient reason, then the
Authority must identify that finding and provide the reason or reasons for setting
it aside. If no sufficient reason can be identified by the Authority, then the
Authority is bound to accept that finding of the delegate.
94 The alternative of video-recording the interview by a delegate or another
person defeats the stated statutory purpose of Pt 7AA114. Not only that,
but video-recording the interview (itself an additional cost in both recording and
then producing a copy of the recording for it to be provided to the Authority as part
of the review material and within the time limits prescribed by Pt 7AA) brings with
it further and no doubt novel questions about the use of the recording when the
113 CNY17 (2019) 94 ALJR 140 at 145 [7]; 375 ALR 47 at 50.
114 See [79]-[81] above.
-- 45 of 59 --
Gordon J
40.
Authority conducts its review and, of course separately, then by the courts in any
application for judicial review115.
95 That leaves one final matter – the Minister's alternative contention that the
Authority's error was immaterial, and therefore not a jurisdictional error.
In Minister for Immigration and Border Protection v SZMTA116, Nettle J and
I explained why "materiality of error" should not be a criterion of jurisdictional
error. One particular difficulty presented by materiality of error as a criterion of
jurisdictional error is if the person challenging the decision has the burden of
proving that the error could realistically have resulted in a different decision.
96 To describe an error as "harmless", or to ask whether that error was
"material", is to admit that there has, in fact, been an error. This reflects the fact
that, generally speaking, the law is concerned first to find whether a defendant has
breached his or her duty before going on to consider the consequences of that
default. This is no less true when the defendant is the executive, and is alleged to
have breached some duty, statutory or otherwise. It reflects the orthodox approach
to jurisdictional error, according to which the question of error is determined
before one turns to the question of whether relief should be withheld in the
discretion of the court.
97 Once error has been established, the question is what is the judicial response
to that error. This in turn raises questions as to the proper role of the courts in
reviewing executive action. These questions relate to the authority of courts in our
system of government and the judicial techniques by which those courts undertake
their work. In undertaking their work in this area of law, courts are concerned with
the legal limits of executive power. The answers given by courts must therefore
take account of a number of cardinal principles of constitutional law. These include
the nature of judicial power (including its focus on deciding controversies between
persons117 or between persons and government), the separation of that power from
legislative and executive powers, and the rule of law. When considering
jurisdictional error, all of these principles must be addressed in the context of a
particular statute. It is therefore also important to remember that the words of the
statute are supreme. No court has the power to change those words.
115 cf Pell v The Queen (2020) 94 ALJR 394 at 401 [36], 402 [38]; 376 ALR 478 at
485-486.
116 (2019) 264 CLR 421 at 458-460 [89]-[95].
117 Be they private persons, corporations, polities, or the community as personified in
the Crown or a Director of Public Prosecutions: D'Orta-Ekenaike v Victoria Legal
Aid (2005) 223 CLR 1 at 16 [32].
-- 46 of 59 --
Gordon J
41.
98 The statute sets the playing field and the rules. Those rules apply to
everybody: they apply to all people within Australia, including administrative
decision-makers and the judiciary. The statute is prospective. That is, it sets those
rules in advance. Those rules tell decision-makers, for example, that they must act
reasonably and accord procedural fairness. "The legal standard of reasonableness
must be the standard indicated by the true construction of the statute"118. The
statute ensures that decision-makers know what is required of them when carrying
out their tasks. If those rules – such as reasonableness and procedural fairness –
are to be qualified or denied, the legislature must express that intention in clear
language.
99 If a decision-maker breaches the rules set down by the legislature,
the decision-maker commits an error. A decision-maker has breached the rules and
committed an error, or the decision-maker has not breached the rules and has not
committed an error. The situation is a "binary" one119. Thus, as McHugh J said in
SAAP v Minister for Immigration and Multicultural and Indigenous Affairs120:
"If the requirement to give written particulars is mandatory, then failure to
comply means that the [decision-maker] has not discharged its statutory
function. There can be no 'partial compliance' with a statutory obligation to
accord procedural fairness. Either there has been compliance or there has
not."
100 This emphasises the importance of the point made earlier: the statute sets
the rules and those rules are known in advance. Their content is fixed. That content
is not "ambulatory"121. If that was not the case, a decision-maker would be unable
to know what rules to abide by. Similarly, a person who is subject to the exercise
of power by that decision-maker could not know whether they had been treated in
accordance with the law. It is, of course, true that the circumstances of individuals
vary. But this does not mean that rules shift with individuals' circumstances.
118 Minister for Immigration and Citizenship v Li (2013) 249 CLR 332 at 364 [67];
see also 351 [29], 362 [63], 363 [65], 370-371 [90], 376 [109]; SZVFW (2018) 264
CLR 541 at 575 [88]-[89].
119 Crawford, "Immaterial Errors, Jurisdictional Errors and the Presumptive Limits of
Executive Power" (2019) 30 Public Law Review 281 at 284.
120 (2005) 228 CLR 294 at 321 [77].
121 Crawford, "Immaterial Errors, Jurisdictional Errors and the Presumptive Limits of
Executive Power" (2019) 30 Public Law Review 281 at 282.
-- 47 of 59 --
Gordon J
42.
101 Judicial power is concerned with whether the rules set down by the statute
were met. Generally, this manifests as a concern with the manner in which power
conferred by the statute was exercised. That inquiry is, logically, concerned with
the time at which the power was exercised122 and, in cases of legal
unreasonableness, also the result. The inquiry therefore has a temporal element.
102 These two principles – that statutes fix rules in advance and that error is
determined at the time of the exercise of power by a decision-maker – have an
important consequence. Together with the constitutional principles discussed
earlier, they have the consequence that judicial power does not permit a court to
inquire, in hindsight, whether an error was "material", thereby modifying the
statute.
103 To make a finding that no error was committed because that error was not
material is to change the statutory obligation. Consider a statutory obligation to
accord procedural fairness. If a decision-maker does not accord procedural fairness
in the exercise of the relevant power, they have breached that obligation. To then
inquire whether that breach was "material" is to say (contrary to the previous
sentence) that the obligation may or may not have been breached, depending on
whether compliance with the obligation could have resulted in a different outcome.
104 Two things may immediately be seen from this example.
First, the obligation to accord procedural fairness has been changed. It is no longer
an obligation to accord procedural fairness in exercise of the statutory power.
Rather, the new obligation on the decision-maker is to accord procedural fairness
if (and only if) to do so would make a difference to the ultimate decision.
The guarantee of procedural fairness is removed.
105 Second, the new obligation is inherently uncertain. The obligation on a
decision-maker is not set in advance by the statute. Rather, its content now depends
upon the particular circumstances of the decision at issue. It is difficult (if not
impossible) for a decision-maker to know in advance what level of procedural
fairness might have made a difference. The decision-maker needs to know in
advance how to act in accordance with the law, but a materiality analysis is
necessarily backwards-looking. Nor is the criterion of materiality any easier for
the judiciary to apply: the criterion is akin to, or feels like, a form of merits review.
106 A qualification of materiality is also contrary to the principle expressed
earlier: if obligations of procedural fairness are to be limited or qualified, that limit
122 In cases of apprehended bias, this may be before active steps are taken by a
decision-maker: see CNY17 (2019) 94 ALJR 140 at 155-156 [71]-[72]; 375 ALR 47
at 64-65.
-- 48 of 59 --
Gordon J
43.
or qualification must be expressed in clear words by the legislature. Limits or
qualifications cannot be imposed by way of "qualitative judgments"123 made by
courts.
107 If there is jurisdictional error, it is for the executive, not the individual
affected by the exercise of the power, to establish that, notwithstanding the error,
relief should be denied in a given case because that relief would be futile.
The presumption that relief will go reflects the primacy of the statutory rules and
the separation of powers by which courts respect those rules. It also reflects the
fact that judicial power is, and must be, exercised in a way which seeks to ensure
that the values that underpin our democracy will be upheld. Those values include
the idea that power will not be exercised against an individual in a way that is
contrary to law. At a more human level, such exercises of power must respect the
integrity and the dignity of individuals who are subject to that power.
108 These principles are consistent with the proper understanding of judicial
power in this context. As Allsop CJ has said, judicial power seeks to ensure that
executive power which extends beyond the authority conferred on the executive is
controlled. There are, as his Honour described, "deep Constitutional relationships
between Parliament through statute, the Executive through statutory and inhering
executive authority and Courts through the exercise of judicial power and the
common law"124. Those relationships are, as has been said, concerned in this
context with ensuring that executive power remains within the bounds set by the
legislature.
109 To require an individual to show that executive power – public power –
would have been exercised differently if preconditions on the exercise of that
power had been met is to fail to understand these relationships and the role of
judicial power. It places the onus on an individual to show why public power
should be re-exercised, rather than protecting that individual from exercises of
public power which are contrary to the law. And, it must be observed, at least in
some cases it places the onus on an individual to show why public power should
be re-exercised, without the necessary facts, or the ability to obtain the necessary
facts.
110 This is not to say that every instance of jurisdictional error results in relief.
As Allsop CJ has also said, it is necessary to "provide a realistic and appropriate
123 cf Hossain v Minister for Immigration and Border Protection (2018) 264 CLR 123
at 134 [28].
124 Allsop, "The Foundations of Administrative Law", speech delivered at the 12th
Annual Whitmore Lecture, 4 April 2019 at 14.
-- 49 of 59 --
Gordon J
44.
answer" to questions about the legality of exercises of executive power125.
Consistent with the principles stated above, that answer must start by recognising
that the executive has transgressed its legal limits. That is, it is necessary first to
recognise that an error has been made. Subsequent to that finding, relief may be
denied in those cases where the executive can show that the relief would be futile,
in the sense that the error could not possibly have made a difference. A court will
not award relief when it is futile to do so. That is as true in cases of jurisdictional
error, including on the ground of legal unreasonableness, as in any other case.
And in public law, the onus is on the executive to show that this is an appropriate
step in a given case. That onus cannot rest with an individual who is challenging a
decision of the executive.
111 For those reasons, the appeal should be allowed. I agree with the orders
proposed by Nettle J.
125 Allsop, "The Foundations of Administrative Law", speech delivered at the 12th
Annual Whitmore Lecture, 4 April 2019 at 25.
-- 50 of 59 --
Edelman J
45.
EDELMAN J.
Introduction and agreement with other reasons
112 I have had the considerable benefit of reading in draft the reasons of Nettle J
and Gordon J. Like Gordon J, I adopt the facts and the procedural history set out
in the reasons of Nettle J. I agree with Nettle J and Gordon J that the Immigration
Assessment Authority acted unreasonably by departing in its reasoning from the
delegate's finding that the appellant's claims were plausible. As Nettle J explains,
it was a legal error for the Authority, which did not have the opportunity to assess
the demeanour of the appellant including the demonstration of his scarring, to
depart from the delegate's assessment of the appellant's credibility126. There was
no legal basis to depart from the findings of the delegate, which were not contrary
to incontrovertible facts or uncontested testimony, or glaringly improbable, or
contrary to compelling inferences, or otherwise erroneous127.
113 I also agree with Nettle J that care sometimes needs to be taken with
expressions like "hearing de novo"128, a hearing "from the beginning", which is not
an expression that appears in the Migration Act 1958 (Cth). As his Honour
explains, the nature of the review conducted by the Authority is a matter of
statutory interpretation. Effect must be given to the intention of Parliament rather
than superimposing upon the statute a conception of what a hearing de novo might
require. The description of the review as "de novo" is only a loose description
which should not distract from what is required by the scheme of Pt 7AA of the
Migration Act. That Part contemplates only a "limited review"129. Relevantly to
this appeal, central features that establish the limited nature of the review include:
(i) the proscription upon considering "new information" unless various conditions
are satisfied including that there are "exceptional circumstances"130; (ii) the
express statutory assumption that the Authority's review will generally be
conducted "on the papers" without interviewing the referred applicant131 and
126 At [63], [67]. See also reasons of Gordon J at [87].
127 At [63]. See also reasons of Gordon J at [87].
128 At [59].
129 Migration Act 1958 (Cth), s 473FA(1).
130 Migration Act, s 473DD.
131 Migration Act, s 473DB(1)(b).
-- 51 of 59 --
Edelman J
46.
without a hearing132; and (iii) the inclusion in the review material of the delegate's
reasons for decision133 so that the Authority must not undertake its consideration
without taking into account the views of the delegate.
114 Since this is one of the final decisions of Nettle J, I wish also to express my
gratitude for his customary comprehensive consideration, his lucid expression,
and, as always, his intellectual rigour. I seek to add observations to his Honour's
reasons and the reasons of Gordon J on only two points.
A referred applicant's re-presentation of old evidence is not "new
information"
115 The context in which the issue on this appeal arises is a situation that is
likely to be common. Upon reviewing the papers, the Authority has doubts about
the correctness of a step in the reasoning process of the delegate, which depended
in part upon the delegate's usual assessment of the applicant in an interview.
The review material before it is not so plain that the Authority can reach a different
conclusion on that step without having had the same benefit of assessing the
referred applicant's demeanour. One submission of the appellant was that, in such
circumstances, the Authority's failure to exercise its power under s 473DC to invite
the referred applicant to an interview would be legally unreasonable.
The submission was that the Authority would be required to invite the referred
applicant to "give"134 evidence concerning the same "facts, subjects or events" that
were the subject of the delegate's questions because the evidence given by the
referred applicant would be given with a demeanour which would, by definition,
be "new". This submission is contrary to both the terms and the purpose of Pt 7AA.
116 As to the terms of Pt 7AA, the appellant's submission that a referred
applicant can "give"135 new information simply by re-presenting old evidence is,
at the very least, a strain of the English language. The natural and ordinary meaning
of a referred applicant "giving" information is that the referred applicant provides
facts or refers to circumstances "relating to material or documentation of an
evidentiary nature"136. A referred applicant does not "give" their demeanour.
132 Migration Act, s 473BA.
133 Migration Act, ss 473BB (definition of "review material"), 473CB(1)(a).
134 Migration Act, s 473DC(3).
135 Migration Act, ss 473DC(3), 473DD(b).
136 Minister for Immigration and Border Protection v CED16 (2020) 94 ALJR 706 at
711 [21]; 380 ALR 216 at 222, quoting Minister for Immigration and Border
-- 52 of 59 --
Edelman J
47.
Rather, the demeanour of, or manner in which the evidence is given by, a referred
applicant is a matter "on which the value of [the] evidence depends"137.
117 Another major obstacle for the appellant's submission which derives from
the terms of Pt 7AA is that the Authority can only consider the "new information"
of the referred applicant's demeanour if the circumstances are "exceptional"138.
Yet common circumstances, as the circumstances of this appeal might reasonably
be thought to be, are usually the antithesis of exceptional circumstances: a joint
judgment of this Court recently said of s 473DD that to be exceptional a
circumstance "cannot be one that is regularly, or routinely, or normally
encountered"139. Hence, if the appellant's submission were accepted then it would
be legally unreasonable for the Authority not to interview a referred applicant in
order to consider demeanour but any "new information" obtained from assessing
the demeanour could not be considered by the Authority.
118 An acceptance of this submission by the appellant would also undermine
the scheme of Pt 7AA. When that Part was introduced, the then Minister,
Mr Morrison, described one of its purposes as resolving "around 30,000"
outstanding claims to asylum140. On the appellant's submission, the Authority
might often be required to ask itself whether its doubts about any conclusion of the
delegate based on demeanour require it to give the referred applicant an interview.
There might be many instances in which an interview is required. Further, if this
submission were correct, the terms of s 473DE could require the Authority to
consider giving a second interview to the referred applicant. Without more, the
effect of s 473DE would be that if, in the course of deliberating, the Authority
considered that the referred applicant's demeanour would be the reason, or part of
the reason, for affirming the Minister's or delegate's decision then the Authority
could also be required, amongst other things, to invite the referred applicant to give
Protection v SZMTA (2019) 264 CLR 421 at 440 [28]. See also (2020) 94 ALJR 706
at 712 [30]; 380 ALR 216 at 224.
137 Wigmore, A Treatise on the System of Evidence in Trials at Common Law (1904),
vol 2 at 1751 §1395, quoting State v McO'Blenis (1857) 24 Mo 402 at 421. See also
Starkie, A Practical Treatise of the Law of Evidence, and Digest of Proofs in Civil
and Criminal Proceedings, 7th Am ed (1842), vol 1 at 582.
138 Migration Act, s 473DD(a).
139 Plaintiff M174/2016 v Minister for Immigration and Border Protection (2018) 264
CLR 217 at 229 [30], quoting R v Kelly [2000] QB 198 at 208.
140 Australia, House of Representatives, Parliamentary Debates (Hansard),
25 September 2014 at 10545.
-- 53 of 59 --
Edelman J
48.
comments on its assessment of the referred applicant's demeanour in writing or at
yet another interview.
119 It is highly unlikely that Parliament, which expressly stated that the
Authority "does not hold hearings"141, could have intended that, in circumstances
likely to be common, one or two interviews might be required to be held. In the
Explanatory Memorandum to the Bill which introduced Pt 7AA it was said142:
"A fast track review applicant has had ample opportunities to present their
claims and supporting evidence to justify their request to international
protection throughout the decision-making process and before a primary
decision is made on their application."
The appellant's submission, if accepted, would conflict with the express statutory
assumption that the Authority's limited review will generally be on the papers
without interviewing the referred applicant143. It would negate Parliament's
description of the Authority as a body that "does not hold hearings"144. It would
subvert the express goal that the Authority "is required to pursue the objective of
providing a mechanism of limited review that is efficient, quick, free of bias and
consistent with Division 3 (conduct of review)"145. Many reviews would not be
limited. They would not be efficient. And they would not be quick.
120 Parliament should not be taken to have contemplated the possibility that
such stultification of its statutory goals might be avoided by the introduction of
new, innovative administrative techniques such as video-recording interviews
between an applicant and an "officer"146 other than the delegate who makes the
decision on behalf of the Minister. Such a new practice for fast track applicants
might be expected to increase the work of the Department substantially since it
would require both a video-recorded interview by an officer and a viewing of that
141 Migration Act, s 473BA.
142 Australia, House of Representatives, Migration and Maritime Powers Legislation
Amendment (Resolving the Asylum Legacy Caseload) Bill 2014, Explanatory
Memorandum at 131 [893].
143 Migration Act, s 473DB(1).
144 Migration Act, s 473BA.
145 Migration Act, s 473BA.
146 As defined in Migration Act, s 5(1).
-- 54 of 59 --
Edelman J
49.
interview by the delegate, who is required to have regard to that information147.
And if, contrary to the view expressed above, a "limited review" required the
Authority to be in the same position to assess credibility as the delegate, the video-
recording of interviews before an officer would impose a new burden upon the
Authority to scrutinise the demeanour of a referred applicant in most or all of the
video-recorded interviews where the Authority has doubts about findings
dependent upon the demeanour of the referred applicant. Although this scrutiny of
a video-recording would be less time-consuming for the Authority than a fresh
interview, it could still imperil the statutory goals of efficiency and speed,
potentially without additional benefit148, when compared with a process of the
Authority making its independent assessment upon the basis of acceptance of
demeanour findings by the delegate from which there is no legal basis to depart149.
121 For these reasons, if the expression "de novo" were to be understood in
literal terms as meaning a hearing entirely from the beginning then, as Nettle J
explains, the review is not "de novo". It is a "limited" review. One way in which it
is limited is that evidence that has already been presented before a delegate does
not become "new information" simply by being re-presented to the Authority.
Evidence which the delegate has heard cannot be reheard by the Authority in
circumstances including the mere possibility that the referred applicant might give
the evidence with a different expression. Just as the Authority cannot get, as "new
information", a fresh presentation of documents, such as country information,
obtained by the delegate and relied upon in making the decision under s 65150, so
too the Authority cannot get, as "new information", a fresh presentation of oral
evidence that was before the delegate and relied upon in making the decision under
s 65. In each case, the Authority is required to consider the findings made by the
delegate by a review that is based upon, and which will usually refer to, that
evidence151. Those findings can be rejected by the Authority unless, in the process
of doing so on the papers, such reasoning would be legally unreasonable.
147 Migration Act, s 56(1).
148 Compare Fennell v The Queen (2019) 93 ALJR 1219 at 1233 [81]; 373 ALR 433 at
451-452 on the limits to credibility assessments.
149 Compare Pell v The Queen (2020) 94 ALJR 394 at 401 [36], 402 [39]; 376 ALR
478 at 485-486 concerning the process of an appellate court proceeding upon the
assumption that evidence is found to be "credible and reliable" in the course of
making "its independent assessment of the evidence".
150 Migration Act, s 473DC(1)(a).
151 Migration Act, s 473CB(1)(a).
-- 55 of 59 --
Edelman J
50.
Unreasonableness in the process of decision-making
122 There was no suggestion on this appeal that the ultimate outcome reached
by the Authority, that the decision of the delegate should be affirmed, was legally
unreasonable in the sense that it was not an outcome that was reasonably open
within "an area of decisional freedom"152. The issue was instead whether the
process of reasoning deployed by the Authority, which unlike that of the delegate
did not involve alternative paths of reasoning to the outcome, could be
characterised as legally unreasonable. To adopt the distinction made by the Full
Court of the Federal Court of Australia in Minister for Immigration and Border
Protection v Singh153, the legal unreasonableness in issue on this appeal was
process focused rather than "outcome focused".
123 During the oral hearing of this appeal the Minister accepted that "the
ultimate decision can contain jurisdictional error by reason of a legally
unreasonable exercise of a step along the way". The Minister then conceded that,
subject to the issue of materiality (which, depending upon the location of the onus,
might better be expressed as immateriality154), if "a delegate makes a decision that
is substantially based on demeanour then the Authority will need to have an
independent evidentiary basis to depart from that decision" and that it would be
legally unreasonable to reach a different view "without forming its own view about
demeanour".
124 The concession of the Minister concerning jurisdictional error based on
unreasonableness in the process of decision-making could not be accepted if it
were to be understood as based upon a ground of legal unreasonableness which
encompassed the process of decision-making generally, unmoored from the
particular statutory duties, functions, and powers that govern that process.
The recognition of such a new ground of review based upon legal
unreasonableness in the abstract process of decision-making would be a very large
step. At worst, such a step could be destructive of a distinction between the legality
of the exercise of administrative power and the "merits" of that exercise.
The "merits" of an exercise of administrative power include the lawful exercise of
152 Minister for Immigration and Citizenship v Li (2013) 249 CLR 332 at 351 [28].
153 (2014) 231 FCR 437 at 445 [44].
154 OKS v Western Australia (2019) 265 CLR 268 at 280-282 [34]-[38]; BVD17 v
Minister for Immigration and Border Protection (2019) 93 ALJR 1091 at 1104-1105
[66]-[67]; 373 ALR 196 at 212-213. Compare Minister for Immigration and Border
Protection v SZMTA (2019) 264 CLR 421 at 445 [46] with 459-460 [93]-[95].
-- 56 of 59 --
Edelman J
51.
power which involves "administrative injustice" or mere "error"155. At best, such a
step would go beyond the usual, often unacknowledged, "ebb and flow" by which
the judiciary has eroded this distinction156.
125 A more orthodox conception of judicial review for legal unreasonableness
in the process of decision-making recognises an implication of a duty of legal
reasonableness only in the performance or exercise of a statutory duty, function,
or power. Hence, decisions of this Court have recognised an implication of a
requirement for legal reasonableness in the performance or exercise of specific
statutory duties, functions, or powers such as the power to adjourn a review
hearing157 or a power for the Authority to invite a person to give new information
in writing or at an interview158. And in Minister for Immigration and Citizenship v
SZMDS159, in taking an approach that was described as focusing upon legal
unreasonableness in "the process of reasoning from facts and inferences" rather
than in the outcome160, a particular duty upon which Gummow A-CJ and Kiefel J
focused was the obligation of the Refugee Review Tribunal under s 430(1) of the
Migration Act161 to set out findings on material questions of fact162.
155 Attorney-General (NSW) v Quin (1990) 170 CLR 1 at 35-36.
156 Aronson, Groves and Weeks, Judicial Review of Administrative Action and
Government Liability, 6th ed (2017) at 263 [4.690].
157 Minister for Immigration and Citizenship v Li (2013) 249 CLR 332, especially at
362 [63] considering Migration Act, s 363(1)(b) (as it then stood).
158 Plaintiff M174/2016 v Minister for Immigration and Border Protection (2018) 264
CLR 217 at 227 [21], 245 [86], 249 [97], considering Migration Act, s 473DC(3).
159 (2010) 240 CLR 611.
160 Aronson, Groves and Weeks, Judicial Review of Administrative Action and
Government Liability, 6th ed (2017) at 266 [4.720], comparing Minister for
Immigration and Citizenship v SZMDS (2010) 240 CLR 611 at 625 [40]-[42]
(Gummow A-CJ and Kiefel J) with 647-648 [130] (Crennan and Bell JJ).
161 As it then stood.
162 Minister for Immigration and Citizenship v SZMDS (2010) 240 CLR 611 at 623
[33].
-- 57 of 59 --
Edelman J
52.
126 A passage in the decision of the Supreme Court of Canada in Dunsmuir v
New Brunswick163, to which reference is made in the reasons of Kiefel CJ, Bell,
Gageler and Keane JJ164, might, on one view, call into doubt whether a duty to give
reasons can be the subject of a requirement of legal reasonableness independently
of whether the outcome is legally reasonable. That passage was later considered
by the Supreme Court in Newfoundland and Labrador Nurses' Union v
Newfoundland and Labrador (Treasury Board)165, which explained that "the
reasons must be read together with the outcome and serve the purpose of showing
whether the result falls within a range of possible outcomes". Such a conception
could not justify the Minister's concession of legal unreasonableness by the
Authority in reaching its own decision about demeanour because it was not
suggested that the ultimate outcome reached by the Authority fell outside the
"range of possible, acceptable outcomes"166.
127 More recently, however, the Supreme Court of Canada has taken a broader
view of the decision in Dunsmuir and the role that reasons can play in judicial
review for legal unreasonableness. In Canada (Minister of Citizenship and
Immigration) v Vavilov167 seven judges of that Court held that it was "mistaken" to
understand the Newfoundland and Labrador Nurses' Union decision as confining
review for legal unreasonableness only to the outcome. Hence, a decision with
"formal reasons that fail to justify [it]" is invalid "[e]ven if the outcome of the
decision could be reasonable under different circumstances" because "it is not open
to a reviewing court to disregard the flawed basis for a decision and substitute its
own justification for the outcome". Of course, where there is no specific duty,
function, or power which is said to have been unreasonably omitted or exercised,
including where there is no duty to give reasons and none are given, then the focus
of reasonableness can only be upon the ultimate outcome168.
128 The Minister's concession on this appeal can be justified in light of the duty
upon the Authority to set out its reasons for its decision, contained in
163 [2008] 1 SCR 190 at 220-221 [47].
164 At [20].
165 [2011] 3 SCR 708 at 715 [14].
166 Dunsmuir v New Brunswick [2008] 1 SCR 190 at 220-221 [47].
167 (2019) 441 DLR (4th) 1 at 70-71 [95]-[96].
168 Canada (Minister of Citizenship and Immigration) v Vavilov (2019) 441 DLR (4th)
1 at 86 [138]. See also Minister for Immigration and Border Protection v Singh
(2014) 231 FCR 437 at 446 [45].
-- 58 of 59 --
Edelman J
53.
s 473EA(1)(b) of the Migration Act. For the reasons above, that duty can be
understood as attracting the implied duty of reasonableness in its exercise.
As Nettle J explains, the step in the Authority's reasoning process involving the
rejection of the demeanour assessment by the delegate was a step that was essential
in the single reasoning process leading to the Authority's conclusion. Although this
was not a case where an essential step in the reasoning process was unexpressed169,
the essential step that was expressed involved substantial error.
129 For these reasons, the Minister's concession should be accepted. It is
necessary to emphasise that there was no submission on this appeal that the
Authority's error in its reasoning process, whilst significant, was insufficient to
justify a conclusion of legal unreasonableness in the performance of the duty
contained in s 473EA(1)(b). It suffices to say that factors which might point to the
threshold for legal unreasonableness in the performance of this duty to give reasons
being high, despite the importance of the issue being decided, include: the
historical background against which Parliament legislated170, the statutory context
emphasising the limited nature of the review and the need for efficiency and speed,
and authorities which, using strong adjectives, had described reasons as leading to
jurisdictional error where the reasons fail to provide an "intelligible
justification"171 for the decision or are "irrational or illogical irrespective of
whether the same conclusion could be reached by a process of reasoning which did
not suffer from the same defect"172.
Conclusion
130 The appeal should be allowed and orders made as proposed by Nettle J.
169 cf Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte
Palme (2003) 216 CLR 212 at 224 [40] in the context of s 501G(1) of the Migration
Act (as it then stood).
170 Associated Provincial Picture Houses Ltd v Wednesbury Corporation [1948] 1 KB
223 at 230. See Minister for Immigration and Border Protection v SZVFW (2018)
264 CLR 541 at 586 [135].
171 Minister for Immigration and Border Protection v Singh (2014) 231 FCR 437 at
446-447 [47]. See also Tsvetnenko v United States of America (2019) 269 FCR 225
at 243 [83].
172 Duncan v Independent Commission Against Corruption [2016] NSWCA 143 at
[287]. See also Minister for Immigration and Border Protection v Haq (2019) 267
FCR 513 at 534 [89].
-- 59 of 59 --