AA v The Trustees of the Roman Catholic Church for the Diocese of Maitland-Newcastle [2026] HCA 2 (11 February 2026)
AA v The Trustees of the Roman Catholic Church for the Diocese of Maitland-Newcastle [2026] HCA 2 (11 February 2026)
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AA v The Trustees of the Roman Catholic Church for the Diocese of Maitland-Newcastle [2026] HCA 2 (11 February 2026)
Last Updated: 11 February 2026
HIGH COURT OF AUSTRALIA
GAGELER CJ, GORDON,
EDELMAN, STEWARD, GLEESON, JAGOT AND BEECH‑JONES JJ
AA APPELLANT
AND
THE TRUSTEES OF THE ROMAN CATHOLIC
CHURCH FOR THE DIOCESE OF
MAITLAND-NEWCASTLE RESPONDENT
AA v The Trustees of the Roman Catholic Church for the
Diocese of Maitland-Newcastle
[2026] HCA 2
Date of Hearing: 7
August 2025
Date of Judgment: 11 February
2026
S94/2025
ORDER
Appeal
allowed with costs.
Set
aside orders 1 and 2 made by the Court of Appeal of the Supreme Court of
New South Wales on 15 April 2025 and orders 7 and 8 made
by the Court
of Appeal on 7 May 2025. In their place, order that the appeal to the Court
of Appeal be dismissed with costs save to
the extent that order 1 of the
orders made by Schmidt A-J on 18 October 2024 be varied to substitute
for "$636,480.00" the sum of
$335,960.
On appeal from
the Supreme Court of New South Wales
Representation
P D
Herzfeld SC and J A G McComish with P A Tierney for the appellant (instructed by
Koffels Solicitors and Barristers)
J T Gleeson SC and J C Sheller SC with C J Robertson and P F Bristow for the
respondent (instructed by Makinson d'Apice
Lawyers)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
AA v The Trustees of the Roman Catholic Church
for the Diocese of Maitland-Newcastle
Tort – Negligence –
Duty of care – Non-delegable duty of care – Historic child sexual
abuse – Where
priest sexually abused appellant – Where appellant was
child – Whether respondent liable to appellant for harm suffered
– Whether respondent owed appellant duty of care – Whether
respondent owed appellant non-delegable duty of care –
Whether
non-delegable duty of care owed in respect of harm caused by intentional conduct
– Whether New South Wales v Lepore (2003) 212 CLR 511 should be
re-opened and overruled – Whether sexual abuse by priest breached
non-delegable duty causing harm
– Whether limitations on damages by
Civil Liability Act 2002
(NSW) applied.
Words and phrases –
"assumed duties", "assumpsit duties", "assumption of responsibility",
"attribution", "breach", "care, supervision
or control", "causation", "common
element", "common law duty of care", "control", "damages", "delegate",
"duty-holder", "duty of
care", "duty to ensure that reasonable care is taken",
"factual findings", "imposed duties", "intentional conduct", "intentional
criminal act", "liability", "negligence", "non-delegable duty of care",
"personal injury", "presbytery", "priest", "re-opened and
overruled", "re-opened
and overturned", "reasonable care", "reasonably foreseeable", "sexual abuse",
"sexual assault", "special dependence
or vulnerability", "special relations",
"sufficient relationship of proximity", "undertaking",
"vulnerability".
Civil Liability Act 2002
(NSW),
ss 3B , 3C ,
5Q , 6F , Pts 1A , 1B , 2 .
GAGELER CJ,
JAGOT AND BEECH-JONES JJ.
The ultimate issue in this appeal is whether
the respondent, generally referred to in these
reasons as "the Diocese", is
liable to the appellant, referred to as AA, for harm AA suffered as a result of
Fr Ronald Pickin, a
priest performing the function of parish priest at a
parish within the geographical area of the Diocese, sexually assaulting AA
multiple
times in 1969, AA then being a child aged 13 years. Fr Pickin
met AA when Fr Pickin taught scripture at the State high school AA
attended
and invited AA, along with other boys, to the presbytery on Friday nights where
Fr Pickin lived. AA went to the presbytery
because Fr Pickin was a
priest. At the presbytery Fr Pickin gave the boys, including AA, alcohol
and cigarettes and allowed them
to gamble and keep their winnings from a poker
machine Fr Pickin kept in an area off the bedroom in the presbytery.
Fr Pickin sexually
assaulted AA in that area of the presbytery out of sight
of any other boy.
For
the following reasons the Diocese is liable to AA for breach of a non-delegable
common law duty of care it owed to AA in 1969.
The duty the Diocese owed to AA
in 1969 was a duty to a child to ensure that while the child was under the care,
supervision or control
of a priest of the Diocese, as a result of the priest
purportedly performing a function of a priest of the Diocese, reasonable care
was taken to prevent reasonably foreseeable personal injury to the child.
That
non-delegable duty is to be recognised because no principled basis to
distinguish the position of the Diocese in 1969 from that
of a school authority
at that time is discernible. As between the Diocese and AA at that time, a
relationship existed in which, for
its own purposes, the Diocese:
(1) placed Fr Pickin in the position of performing the functions of
parish priest of the Diocese;
and (2) as part of the performance of those
functions, required Fr Pickin to establish sufficiently familiar
relationships with children
to enable him to instruct them in their spiritual
and personal growth as Catholics and created the circumstances in which he could
do so; where the Diocese: (3) knew that children, by reason of their
immaturity, were particularly vulnerable to many kinds of harm;
(4) alone
had practical capacity to supervise and control Fr Pickin's performance of
his functions as parish priest; and (5) ought
reasonably to have foreseen
the risk of harm of personal injury to a child under the care, supervision or
control of a parish priest
such as Fr Pickin, including from an intentional
criminal act of the priest or a third party (including an act of sexual abuse of
the child).
Because
the majority decision in New South Wales v
Lepore
[1]
that there can be
no common law non-delegable duty in respect of harm caused by an intentional
criminal act should be re-opened and
overturned, Fr Pickin's acts and the
harm they caused AA are within the scope of the non-delegable duty.
Accordingly,
the judgment entered by the primary judge in the Supreme Court of New South
Wales (Schmidt A-J) in AA's
favour
[2]
and set aside by the
Court of Appeal of the Supreme Court of New South Wales (Bell CJ, Leeming
and Ball JJA)
[3]
should be
restored, albeit that the amount of damages must be reduced to accord with the
limitations on damages imposed by the
Civil Liability Act 2002
(NSW)
("the NSW Civil Liability Act ").
While
there are differences between our reasoning and that of each of Gordon J
and Edelman J, and we have reasoned to a different
result in this case from
Steward J, we are authorised by Gordon, Edelman and Steward JJ to
record our agreement that a non-delegable
common law duty of care requires that
the duty-holder has undertaken the care, supervision or control of the person or
property of
another, or is so placed in relation to that person or their
property as to assume a particular responsibility for their or its
safety.
[4]
Further, we and
Gordon J and Edelman J agree that a non-delegable duty may be breached
by the intentional conduct of the duty-holder
or their
delegate.
[5]
Background
The
respondent is a statutory corporation constituted under the
Roman Catholic
Church Trust Property Act 1936
(NSW), which was accepted in the proceeding
commenced by AA in the Supreme Court of New South Wales in 2024 to have been
appointed
a "proper defendant" for the purposes of Div 4 of Pt 1B of
the NSW Civil Liability Act for the unincorporated organisation known as the
"Diocese of the Roman Catholic Church for Maitland‑Newcastle" and, as
such,
to incur any liability on the claims made by AA in the proceeding as if
the organisation had legal personality and as if anything
done by the
organisation had been done by the respondent and any duty owed by the
organisation had been owed by the
respondent.
[6]
This is why it
is unnecessary to distinguish subsequently in these reasons between the
respondent and the Diocese.
It
was not in dispute in the proceeding that the Roman Catholic Church in Australia
was at relevant times divided into geographical
areas known as "dioceses", a
diocese being "a territory over which a Bishop rules as its proper and ordinary
pastor", that each diocese
was further subdivided into geographical areas known
as "parishes", and that each parish was to have "its own rector as the proper
pastor of that territory".
[7]
Nor was it in dispute that the Bishop of the Diocese had powers of direction and
control over incardinated priests, who included
Fr Pickin, and that both
the conduct and the knowledge of the Bishop (be it what the Bishop knew or what
he ought reasonably to have
known) were attributable to the
Diocese.
[8]
The
primary judge found that Fr Pickin had sexually assaulted AA multiple times
in 1969, causing AA both immediate personal injury
and ongoing consequential
psychological harm. The primary judge held the Diocese liable for that harm on
the principal basis that
it was vicariously liable for Fr Pickin's wrongful
acts of sexually assaulting
AA.
[9]
The primary judge also
held that the Diocese owed AA a common law duty of care which it breached by
inaction on the part of the Bishop.
Although AA also claimed that the common law
duty of care the Diocese owed him was "non-delegable", the primary judge did not
determine
AA's claim on that
basis.
[10]
The primary judge
gave judgment for AA against the Diocese in the sum of $636,480 on the
undisputed basis that the limitations on
personal injury damages imposed by the
NSW Civil Liability Act did not apply to the Diocese's vicarious liability for
Fr Pickin's intentional acts of sexually assaulting AA and ordered the
Diocese
to pay AA's legal costs of the proceedings.
The
Court of Appeal allowed an appeal by the Diocese against the orders of the
primary judge. Leeming JA concluded that the primary
judge's fact-finding
had miscarried,
[11]
a
conclusion with which Ball JA
disagreed.
[12]
Bell CJ
indicated that he was "inclined to agree with" Leeming JA's analysis of the
primary judge's fact-finding but considered it
unnecessary to "resolve the
factual questions".
[13]
AA
accepted that the primary judge's holding that the Diocese was vicariously
liable for the wrongful acts of Fr Pickin could not
stand following this
Court's decision in Bird v DP (a
pseudonym) .
[14]
The Court
of Appeal unanimously held that the Diocese did not owe AA the common law duty
of care the primary judge had
found.
[15]
Applying
Lepore , the Court of Appeal also unanimously held that there could be no
non-delegable duty owed by the Diocese in respect of an intentional
criminal act
of one of its priests.
[16]
On
appeal by special leave to this Court, AA argued that the Court of Appeal erred
in holding that the Diocese did not owe him a
non-delegable duty of care which
was breached by the sexual abuse committed against him by Fr Pickin.
Pursuant
to a notice of contention, the Diocese argued that, if Bell CJ is to be
understood as having reached no conclusion as to
whether Leeming JA was
correct to conclude that the primary judge's fact-finding had miscarried, this
Court should: remit the matter
to the Court of Appeal to complete the process of
determining whether the primary judge's fact-finding had miscarried and, if so
satisfied, determine the factual issues; or conclude for itself that the primary
judge's fact-finding had miscarried and remit the
matter to the Court of Appeal
to determine the factual issues; or decide that AA failed to prove that
Fr Pickin sexually assaulted
him and therefore failed to establish breach
of the duty of care and the causation of harm resulting from Fr Pickin
sexually assaulting
him.
Outline of principal
conclusions
The
reasons that follow explain that: (1) to the extent the majority in
Lepore held that there could be no common law non-delegable duty in
respect of harm caused by an intentional criminal act, Lepore should be
re-opened and overturned; (2) the primary judge did not make the factual
errors identified by Leeming JA; (3) on the facts
as found by the
primary judge, the Diocese in 1969 owed AA the non-delegable duty of care
already described; (4) Fr Pickin's sexual
assaults of AA meant that
the Diocese breached that duty, causing AA the harm as found by the primary
judge; and (5) the limitations
on personal injury damages imposed by the
NSW Civil Liability Act apply to the determination of the extent of the
liability of the Diocese.
The
rest of these reasons for judgment is structured as follows:
Lepore should be re-opened and overturned
on non-delegable
duties
[15]-[51]
Non-delegable duties in general
[15]-[22]
The reasoning in Lepore
[23]-[30]
Re-opening and overturning Lepore on non-delegable
duties
[31]-[51]
The disputed status of the primary judge's
finding of the sexual
assaults
[52]-[76]
Did the Court of Appeal overturn the finding?
[52]-[55]
Are the findings affected by material error?
[56]-[76]
The non-delegable duty of care
[77]-[122]
AA's pleaded and reformulated non-delegable duty
[77]-[81]
The primary judge's relevant findings
[82]-[100]
The relationship between the Diocese and AA
[101]-[113]
Framing the non-delegable duty of the Diocese
[114]-[122]
NSW Civil Liability Act
[123]-[144]
A late emerging issue
[123]
Statutory provisions
[124]-[132]
The issue
[133]-[135]
Consideration
[136]-[144]
Breach of the Diocese's non-delegable duty
[145]-[148]
Causation of harm
[149]-[152]
Damages
[153]-[154]
Orders
[155]
Lepore should be re-opened and overturned on non-delegable
duties
Non-delegable duties in general
Non-delegable
duties were well-established in the common law of Australia before
Lepore .
[17]
In The
Commonwealth v
Introvigne
[18]
Mason J
explained that a "school authority owes to its pupil a duty to ensure that
reasonable care is taken of them whilst they are
on the school premises during
hours when the school is open for
attendance",
[19]
being "a
duty the performance of which cannot be
delegated".
[20]
The source of
the non-delegable duty included that the "immaturity and inexperience of the
pupils and their propensity for mischief
suggest that there should be a special
responsibility on a school authority to care for their safety, one that goes
beyond a mere
vicarious liability for the acts and omissions of its
servants".
[21]
In
Kondis v State Transport
Authority
[22]
Mason J, with whom Deane and Dawson JJ agreed, continued the analysis
started in Introvigne by identifying the long pedigree of non-delegable
duties of care in the common
law
[23]
and explained that
non-delegable duties had been recognised where the person on whom the
non-delegable duty was imposed had "undertaken
the care, supervision or control
of the person or property of another or is so placed in relation to that person
or [their] property
as to assume a particular responsibility for [their] or its
safety, in circumstances where the person affected might reasonably expect
that
due care will be
exercised".
[24]
Mere
foreseeability of the risk of harm is a necessary but not a sufficient condition
to give rise to such a non-delegable
duty.
[25]
In
Burnie Port Authority v General Jones Pty
Ltd
[26]
Mason CJ,
Deane, Dawson, Toohey and Gaudron JJ noted that it had "long been
recognized that there are certain categories of case
in which a duty to take
reasonable care to avoid a foreseeable risk of injury to another will not be
discharged merely by the employment
of a qualified and ostensibly competent
independent contractor" and in which the duty to take reasonable care to avoid a
foreseeable
risk of injury to another is a "duty to ensure that reasonable care
is taken"; or, put differently, is a duty pursuant to which "the
requirement of
reasonable care ... extends to seeing that care is taken". Their Honours
endorsed the explanation of those categories
of case Mason J gave in
Kondis , adding that "from the perspective of the person to whom the duty
is owed", the relationship giving rise to a non-delegable duty
is one of
"special dependence or vulnerability on the part of that
person".
[27]
Although
Mason CJ, Deane, Dawson, Toohey and Gaudron JJ said in Burnie Port
Authority that the law of negligence had come "to dominate the territory of
tortious liability for unintentional injury to the person or property
of
another",
[28]
their Honours
cannot be taken to have meant that the field of negligence is confined to
unintentional injury. So much is clear from
their reference to McInnes v
Wardle
[29]
as an example
of a case of non-delegable duty of care. There the defendant was held liable for
the intentional criminal act of the
defendant's independent contractor in
lighting a fire on the defendant's land when the "defendant knew, or ought
reasonably to have
known, that fire would be employed if, as was likely, its use
was found necessary or expedient in the opinion of the independent
contractor".
[30]
As
Evatt J put it in McInnes v Wardle , the defendant had "failed in
his duty to see that reasonable care was
used".
[31]
Accordingly,
in saying, as Mason CJ, Dawson, Toohey, Gaudron and McHugh JJ did in
Northern Territory v
Mengel ,
[32]
that "the
recent trend of legal development, here and in other common law countries, has
been to the effect that liability in tort
depends on either the intentional or
the negligent infliction of harm", their Honours also said that this is "not a
statement of
law but a description of the general trend", of which Burnie
Port Authority was then a recent
example.
[33]
Their Honours
were not suggesting that liability in negligence cannot apply to intentional
acts or intentional acts intended to cause
harm.
Consistently
with Introvigne , Kondis and Burnie Port Authority , in
Northern Sandblasting Pty Ltd v
Harris
[34]
Brennan CJ explained a "non-delegable duty" of care to be a duty of care
which the person on whom it is imposed is unable to discharge
by engaging a
competent person to perform the function to which the duty relates and which
requires instead for its discharge that
the person engaged in fact takes
reasonable care in the performance of that function. In his Honour's words,
"[i]n cases where this
special duty is imposed on a person in relation to a
particular task, that person is under a duty not only to use reasonable care
but
to ensure that reasonable care is used by any independent contractor whom [that
person] employs to perform that
task".
[35]
To the same
effect, Lord Sumption in Woodland v Swimming Teachers
Association ,
[36]
having
regard to the reasoning in Introvigne , Kondis and Burnie Port
Authority , observed that the "expression 'non-delegable duty' has become the
conventional way of describing those cases in which the ordinary
principle is
displaced and the duty extends beyond being careful, to procuring the careful
performance of work delegated to others".
That
the "ordinary principle" applicable to a common law duty of care is "displaced"
in the case of a non-delegable duty by an "extend[ed]"
and "more stringent" duty
of care explains why statements to the effect that "[i]n order that there be a
non-delegable duty of care
there must first be a duty of care" and the "first
step must be to determine whether the [defendant] was under any duty and only
then may it be determined whether that duty was
delegable"
[37]
are not to be
applied literally. No two-stage process of analysis is required. Rather, a
non-delegable duty to ensure that reasonable
care is taken is a "special" kind
of common law duty of care in negligence. It is a duty which obliges the
duty-holder not merely
to take reasonable care to avoid a foreseeable risk of
injury to another person but to ensure that reasonable care is taken to avoid
a
foreseeable risk of injury to that other person by any delegate of the
duty-holder, being a person performing for the duty-holder
a function to which
the duty relates.
In
Lepore , McHugh J referred to the Full Court of the Supreme Court of
Victoria in Richards v
Victoria
[38]
rejecting
that "reasonable foreseeability was relevant in determining the existence of the
duty" and holding that the "relationship
of school authority and pupil gave rise
to a duty of care 'prior to and independently of the particular conduct alleged
to constitute
a breach of that
duty'".
[39]
McHugh J
also noted that this Court accepted that principle in Victoria v
Bryar .
[40]
The point
McHugh J was making is that, as between a school authority and a pupil,
"the relationship of school authority and pupil
belongs to the class of cases in
which a duty of care springs from the relationship
itself".
[41]
That is, any
inquiry into the persons to whom the non-delegable duty is owed by reference to
reasonable foreseeability is subsumed
into a determination of the persons within
the class of "special dependence or
vulnerability"
[42]
with
respect to the person who owes the non-delegable duty. McHugh J was not
suggesting that the non-delegable duty which such a
relationship causes to exist
can be a duty to do other than ensuring the taking of reasonable care to avoid
reasonably foreseeable
harm. So much is clear from Victoria v Bryar , in
which this Court approved the description of the duty in Richards v
Victoria in these terms: "[the] duty not being one to insure against injury,
but to take reasonable care to prevent it, requir[ing] no more
than the taking
of reasonable steps to protect the plaintiff against risks of injury which ...
(the teacher) should reasonably have
foreseen".
[43]
As will be
apparent, the reasoning in Introvigne , Kondis and Burnie Port
Authority accords with this approach to the class of common law
non-delegable duties of care.
The reasoning in Lepore
In
Lepore ,
[44]
four
members of this Court (Gleeson CJ, with whom Callinan J relevantly
agreed, and Gummow and Hayne JJ) held that there cannot be
a non-delegable
duty in respect of the intentional criminal act of one person causing harm to
another person. Two members (McHugh
J and Gaudron J) disagreed, and
one (Kirby J) found it unnecessary to decide.
Where
there was no lack of reasonable care on the part of a school authority for the
safety of pupils and the authority would not
be vicariously liable for
intentional criminal acts, Gleeson CJ rejected liability of the authority
on the basis of it owing a non-delegable
duty of care to pupils to ensure that
reasonable care for their safety was taken from harm from intentional criminal
acts. Having
observed that the "failure to take care of the plaintiff which
resulted in the Commonwealth's liability in Introvigne was a negligent
omission on the part of the teachers at the school, acting in the course of
their ordinary duties",
[45]
his Honour considered that, in the context of a non-delegable duty to ensure
reasonable care is taken, "[i]ntentional wrongdoing,
especially intentional
criminality, introduces a factor of legal relevance beyond a mere failure to
take care".
[46]
That further
legal relevance was seen by his Honour to lie in several overlapping
considerations. Prime amongst them was that, if
a non-delegable duty of care
extended to an intentional criminal act, liability under such a non-delegable
duty could extend beyond
that possible under the doctrine of vicarious liability
given that the latter liability is confined to acts in the course of employment
whereas the former is not so
confined.
[47]
Whilst his
Honour accepted that the non-delegable duty of care of a school authority is to
ensure that reasonable care is taken to
protect the safety of students, his
Honour was concerned that extending the non-delegable duty of care to
intentional criminal acts
would convert the duty into one of absolute liability
if the safety of a student is not protected from such an
act.
[48]
Recognising,
consistently with the reasoning in Introvigne , Kondis and
Burnie Port Authority , that in "cases where the care of children, or
other vulnerable people, is involved, it is difficult to see what kind of
relationship
would not give rise to a non-delegable duty of
care",
[49]
his Honour
considered liability of that kind to be "too broad, and the responsibility with
which it fixes school authorities [to
be] too
demanding".
[50]
Gummow
and Hayne JJ observed that all of the cases in which non-delegable duties
had previously been considered in this Court had
been cases in which the
plaintiff had been "injured as a result of negligence" and in which the question
had been "whether a person
other than the person who was negligent was to be
held liable to the injured plaintiff for the damage thus
sustained".
[51]
Their Honours
considered the case before them, involving an intentional criminal act, to be
different.
[52]
Characterising
a non-delegable duty of care as a species of vicarious liability in which
liability is strict and does not depend
on default by the
duty-holder,
[53]
their
Honours said that "to hold that a non-delegable duty of care requires the
party concerned to ensure that there is no default
of any kind committed by
those to whom care of the plaintiff is entrusted would remove the duty
altogether from any connection with
the law of
negligence"
[54]
in that such
a duty: "would be a duty to bring about a result that no person (employee or
independent contractor) who was engaged
to take steps connected with the care of
the plaintiff did anything to harm the
plaintiff";
[55]
"would
introduce a new and wider form of strict liability to prevent harm, a step
sharply at odds with the trend of decisions in
this Court rejecting the
expansion of strict liabilities", making the duty-holder an insurer of the
person to whom harm was
done;
[56]
would "remove any
need to consider whether the party concerned could or should have done something
to avoid the harm";
[57]
and
would further "give no room for any operation of orthodox doctrines of vicarious
liability".
[58]
In any event,
their Honours considered that the intentional infliction of harm is not
negligence.
[59]
Introvigne
having established that "the duties owed by education authorities to their
pupils are non-delegable", Gaudron J observed that what
was in issue in
Lepore was "the nature of a duty of that
kind".
[60]
Her Honour noted
that the "relationships which give rise to a non-delegable or personal duty of
care have been described as involving
a person being so placed in relation to
another as 'to assume a particular responsibility for [that other person's]
safety' because
of the latter's 'special dependence or
vulnerability'".
[61]
In her
Honour's words, in this context "safe" means safe from "a foreseeable risk of
harm", not safe from any risk of harm, and "the
duty is a duty to take
reasonable care".
[62]
Her
Honour said that if "a pupil is injured on school premises during school hours
because reasonable care has not been taken to
provide a safe school environment,
the school authority is thereby shown to be in breach of its personal or
non-delegable duty to
provide a safe
environment".
[63]
As her
Honour put it:
[64]
"[T]o describe the duty of a school authority as non-delegable is not to
identify a duty that extends beyond taking reasonable care
to avoid a
foreseeable risk of injury. It is simply to say that, if reasonable care is not
taken to avoid a foreseeable risk of injury,
the school authority is liable
notwithstanding that it engaged a 'qualified and ostensibly competent' person to
carry out some or
all of its functions and duties."
Gaudron J
is to be understood as saying that describing the duty of a school authority as
non-delegable does not mean that the person
performing the functions for the
school authority in respect of the pupils (eg, a teacher) is required to do more
than take reasonable
care to avoid a foreseeable risk of injury to the pupils.
In other words, if the person performing the functions for the school authority
takes reasonable care to avoid a foreseeable risk of injury to the pupils, the
school authority has complied with its non-delegable
duty to ensure that
reasonable care is taken of the pupils. It is only if the person performing the
functions for the school authority
does not take reasonable care to avoid a
foreseeable risk of injury to the pupils, and that injury occurs, that the
school authority
has breached its non-delegable duty to ensure that reasonable
care is taken of the pupils.
McHugh J
concluded that "a State education authority owes a duty to a pupil to take
reasonable care to prevent harm to the pupil.
The duty cannot be delegated. ...
The State is liable even if the teacher intentionally harms the pupil. The State
cannot avoid liability
by establishing that the teacher intentionally caused the
harm even if the conduct of the teacher constitutes a criminal offence.
It is
the State's duty to protect the pupil, and the conduct of the teacher
constitutes a breach of the State's own duty. ... In
a non-delegable duty case
... the liability is direct – not vicarious. The wrongful act is a breach
of the duty owed by the
person who cannot delegate the
duty."
[65]
According to
McHugh J the "duty arises on the enrolment of the child. It is not confined
to school hours or to the commencement of
the teachers' hours of employment at
the school. If the authority permits a pupil to be in the school grounds before
the hours during
which teachers are on duty, the authority will be liable if the
pupil is injured through lack of reasonable
supervision."
[66]
Further,
the "duty extends to protecting the pupil from the conduct of other pupils or
strangers and from the pupil's own
conduct".
[67]
Further again,
the "defendant who is under a non-delegable duty is liable for the conduct of
employees and independent contractors
because the defendant has expressly or
impliedly undertaken to have the duty
performed".
[68]
According to
his Honour, the "vital issue in all cases of non-delegable duties is to
determine with precision what the duty is",
it having been decided in
Introvigne that a school authority must "ensure that reasonable care is
taken of pupils attending the
school".
[69]
Such a duty is
not an absolute duty to prevent harm to a pupil. Rather, if "the education
authority has delegated the performance
of some aspect of its duty to a teacher,
the authority will be liable if the teacher failed to take reasonable care for
the safety
of the pupil".
[70]
As that was the educational authority's duty, "the assault [of the pupil] by his
teacher breached the duty to take reasonable care
of
him".
[71]
"An action for
negligent infliction of harm is not barred by reason of the intentional act of
the person causing the
harm."
[72]
It
will be apparent that the majority and minority views in Lepore in
respect of a non-delegable duty extending or not extending to intentional
criminal acts of the delegate of the non-delegable duty-holder
reflected both a
different focus and a different understanding of the concept of a non-delegable
duty. The focus of the majority
was on the scope of potential liability. The
minority's focus was on whether the liability was within the scope of the
relationship
found to give rise to the non-delegable duty. Doctrinally, the
majority conceived of a non-delegable duty as having the potential
to swallow
vicarious liability if not confined. The minority conceived of a non-delegable
duty as a common law duty of care confined
by its own terms.
In
evaluating these differences, it must be recognised that a non-delegable duty of
care can be breached either by the duty-holder
personally failing to take
reasonable care or by the delegate not taking reasonable care to avoid a
foreseeable risk of injury to
the person to whom the duty-holder owes the
non-delegable duty. The contravening conduct in each of those situations is
conduct amounting
to a failure to take reasonable care by reason of which the
duty-holder fails to ensure that reasonable care is taken. Accordingly,
it is
not right to conceive of the non-delegable duty as imposing absolute liability.
Although a non-delegable duty may result in
liability being imposed on the
duty-holder without personal fault on the part of the duty-holder, the
non-delegable duty-holder cannot
be liable for breach of a non-delegable duty
unless either the duty-holder personally or the delegate has defaulted in the
taking
of reasonable care in respect of the person to whom the duty is owed.
Consistent with the view of McHugh J, an intentional criminal
act of a delegate
which injures the person to whom the duty-holder owes the non-delegable duty is
necessarily a failure by the delegate
to take reasonable care and therefore a
failure by the duty-holder to ensure that reasonable care is taken. Further,
while the non-delegable
duty-holder may not be at personal fault, this does not
mean that a non-delegable duty-holder is (or was) incapable of taking steps
to
minimise the risk that the delegate might fail to take reasonable care including
by intentional criminal acts. This is because
there can be no non-delegable duty
to prevent harm that is not itself reasonably foreseeable. If harm is reasonably
foreseeable the
risk of that harm usually can be avoided or minimised.
Re-opening and overturning Lepore on non-delegable
duties
Within
the framework of the considerations relevant to the re-opening of a decision of
this Court identified in John v Federal Commissioner of
Taxation ,
[73]
it is
necessary to give weight to the consideration that "such a course is not lightly
undertaken". Other considerations in this
case outweigh that consideration,
however.
The
decision in Lepore that a non-delegable duty of care cannot extend to a
duty to ensure reasonable care is taken to protect a person from an intentional
criminal act did not "rest upon a principle carefully worked out in a
significant succession of
cases".
[74]
To the contrary,
there was no hint in the reasoning in
Introvigne ,
[75]
Kondis ,
[76]
or
Burnie Port
Authority ,
[77]
or the
cases analysed therein, that a non-delegable duty to ensure that reasonable care
is taken could not extend to an intentional
criminal act.
It
is also apparent that there were significant differences in the reasons of the
majority in Lepore .
The
primary concern of Gleeson CJ, about inconsistency between the potential scope
of liability under a non-delegable duty of care
and under the doctrine of
vicarious liability, was focused on maintaining conceptual coherence in the
common law.
[78]
The
incoherence Gleeson CJ perceived, however, pre-supposed that a
non-delegable duty of care is an exception to the doctrine that
vicarious
liability is confined to the employer-employee
relationship.
[79]
That is not
the conceptual underpinning of the reasoning in Introvigne , Kondis
and Burnie Port Authority , each of which conceived of a non-delegable
duty of care as a more stringent kind of duty than that imposed by the ordinary
law of
negligence, able to be imposed only where the relevant kind of harm was
reasonably foreseeable.
[80]
So conceived, the limitation that such duties cannot extend to harm from
intentional criminal acts creates incoherence with both
the doctrines of
vicarious liability, in which an employer can be vicariously liable for the
intentional criminal acts of employees,
and ordinary duties of care in
negligence, which can extend to harm from intentional criminal acts of third
parties.
[81]
His
Honour's related concern about the spectre of over-reaching liability appears
likewise to have been based on a narrower view
of the doctrine of vicarious
liability than has otherwise been accepted. As has recently been said by this
Court, an "unauthorised,
intentional or even criminal act may be committed in
the course or scope of employment, and therefore render the employer
[vicariously]
liable".
[82]
The
concern of Gummow and Hayne JJ – that, if a non-delegable duty of
care extended to harm from an intentional criminal act,
the liability imposed
would be far removed from the law of negligence – was founded on three
main propositions: (1) that neither
vicarious liability nor negligence can
extend to intentional criminal acts; (2) that such a duty would be to
ensure no default of
any kind occurred in the care of the plaintiff; and
(3) that there would be no need to consider if the duty-holder could or
should
have done anything to avoid the harm.
As
to proposition (1), in respect of vicarious liability, three decisions of this
Court after Lepore confirm that an employer can be vicariously liable for
the intentional criminal acts of an employee, the test being the scope of
employment not the character of the
act.
[83]
In respect of
negligence, in Lepore itself Gleeson CJ accepted that a school
authority's duty to take reasonable care for the safety of its pupils extends to
safety
from harm from intentional wrongful and even criminal acts. In
Gleeson CJ's
words:
[84]
"The relationship between school authority and pupil is one of the exceptional
relationships which give rise to a duty in one party
to take reasonable care to
protect the other from the wrongful behaviour of third parties even if such
behaviour is criminal. Breach
of that duty, and consequent harm, will result in
liability for damages for negligence."
That
an intentional criminal act can amount to a breach of a common law duty of care
reflects that "negligence is not a state of
mind, but conduct that falls below
the ... impersonal standard of how a reasonable person should have acted in the
circumstances".
[85]
It is
only if a plaintiff seeks to plead an intention to cause harm that it has been
said that the cause of action must be brought
in
trespass.
[86]
Proposition
(2) (that the duty would be to ensure no default of any kind in the care of the
plaintiff occurred) is inconsistent with
the nature of a non-delegable duty
being one to ensure reasonable care is taken to protect the plaintiff from
reasonably foreseeable
risks of
harm.
[87]
Proposition
(3) (the irrelevance of precautions to avoid harm) overlooks the requirements
inherent in the kind of relationship capable
of giving rise to a non-delegable
duty to ensure that reasonable care is taken. Those inherent requirements
include the vulnerability
of the plaintiff to a kind of reasonably foreseeable
harm and therefore pre-suppose that there would be measures a non-delegable
duty-holder could have taken at least to minimise the risk of that harm
occurring. The point is merely that liability for breach
of a non-delegable duty
does not require it to be found that there were reasonable measures the
non-delegable duty-holder could and
should have taken to avoid harm occurring.
Accordingly,
and as McHugh J pointed out in Lepore , the idea that a person
subject to a non-delegable duty cannot take steps to protect themselves from
potential liability is incorrect.
As his Honour said, an educational authority,
amongst other things, can institute systems that will weed out or give early
warning
signs of potential offenders, deter misconduct by conducting unannounced
inspections, prohibit teachers from seeing a pupil without
the presence of
another teacher, and encourage teachers and pupils to complain to the school
authorities and parents about any signs
of aberrant or unusual behaviour on the
part of a teacher.
[88]
Returning
to the so-called " John factors" relevant to re-opening a decision of this
Court, it is apparent that the majority reasoning in Lepore has not led
to a useful result. To the contrary, it has consistently been recognised as
problematic. In dealing with the issue of
an employer's liability for an
intentional criminal act of an employee, five members of this Court in Prince
Alfred College Inc v
ADC
[89]
said that "as a
result of the differing views expressed in the judgments in this Court in New
South Wales v Lepore , there is a need for some guidance to be provided by
this Court to intermediate appellate courts so as to reduce the risk of
unnecessary
appellate processes arising out of the existing
uncertainties".
[90]
The
guidance provided concerned an employer's potential vicarious liability only, as
the application to re-open Lepore in Prince Alfred College did not
address the considerations relevant to the question of non-delegable
duties.
[91]
The upshot,
however, was confirmation that an employer can be vicariously liable for an
intentional criminal act of an employee as
such an act can be within the course
of the employee's
employment.
[92]
The factors
said to be relevant to the intentional criminal act being within the course of
the employee's employment, described as
the employment being the "occasion" and
not the mere "opportunity" for the acts, being "any special role that the
employer has assigned
to the employee and the position in which the employee is
thereby placed vis-à-vis the victim" including the employee's role
involving "authority, power, trust, control and the ability to achieve intimacy
with the victim",
[93]
have
been noted to be those very factors which may indicate the existence of a
relationship between a duty-holder and a plaintiff
sufficient to give rise to a
non-delegable duty,
[94]
but
that is unsurprising given that the nature of the problem confronting the common
law doctrines in both is to find stable and
explanatory touchstones of
liability.
Subsequently,
in CCIG Investments Pty Ltd v Schokman the Court confirmed the conclusion
in Prince Alfred College , that an employer can be vicariously liable for
an intentional criminal act of an employee as such an act can be within the
course
of the employee's
employment.
[95]
The Court
also continued to refuse to expand the scope of vicarious liability to
independent contractors and other non-employees
(in contrast to the approaches
in the United Kingdom and
Canada
[96]
) and, in so doing,
recognised that, in contrast to Lepore , non-delegable duties of care have
been held to apply to intentional criminal
acts.
[97]
In
Bird the Court recognised that its insistence on "a threshold requirement
of an employment relationship for a finding of vicarious liability"
had been and
could be described as "harsh", particularly in the context of the perpetrator of
sexual abuse of children where perpetrators
may not be employed by their
principal,
[98]
but explained
that the scope of vicarious liability could not be expanded in respect of one
kind of relationship without destabilising
the doctrine as a
whole.
[99]
In both Bird
and
Willmot v Queensland ,
[100]
moreover, the reasoning underlying Lepore was doubted, in Bird by
characterising the case of Morris v C W Martin & Sons
Ltd
[101]
as having
involved "a breach of a personal, non-delegable duty owed by the sub-bailee to
the bailor of goods" for the intentional
criminal acts of the sub-bailee's
delegate and confirming that "breach of a non-delegable duty is not a species of
vicarious liability
but, rather, is a form of direct
liability"
[102]
and in
Willmot by stating that "it was never part of the State's [non-delegable]
duty to abuse [the plaintiff] or allow her to be
abused".
[103]
While
Lord Sumption in Woodland rightly said that "[t]he main problem about
this area of the law is to prevent the exception from eating up the
rule",
[104]
the exception
being the imposition of a non-delegable duty and the rule being fault-based
liability, the classes of relationship
which have been found to give rise to a
non-delegable duty are limited. Gleeson CJ's concern in Lepore , that
"[i]n cases where the care of children, or other vulnerable people, is involved,
it is difficult to see what kind of relationship
would not give rise to a
non-delegable duty of care", creating a spectre of potentially extensive
no-fault liability for organisations
responsible for such
care,
[105]
is not to be
lightly dismissed. This concern, however, provides no principled basis for
excluding intentional criminal acts from
the scope of non-delegable duties to
ensure reasonable care is taken.
The
concern that the imposition of a non-delegable duty to ensure that reasonable
care is taken in respect of a plaintiff makes the
defendant an insurer of the
plaintiff
[106]
does not
reflect the reality that a non-delegable duty of this kind may be recognised
only in the case of a pre-existing relationship
between a defendant and a
plaintiff characterised by an assumption of responsibility of care to prevent
reasonably foreseeable harm
to the plaintiff on the part of the defendant and
particular vulnerability to that kind of harm on the part of the plaintiff.
Consider,
for example, the non-delegable duty owed by a school to a pupil. The
non-delegable duty is constrained by the requirements of foreseeability
and the
standard of reasonable care in the circumstances. The school's non-delegable
duty is not breached merely because a student
is injured during school hours and
on school grounds.
[107]
A
school will be liable only if it or its delegate has failed to act with
reasonable care and that failure has caused the harm. Once
it is accepted, as it
must be, that a delegate of a school inflicting intentional harm upon a student
is an obvious example of a
failure by that delegate to exercise reasonable care,
then resulting liability of the school for failing to ensure its delegate took
reasonable care accords with the requirements of both principle and policy.
The
difficulty which the reasoning in Lepore presents to the common law is
that, if it stands, it will continue to stultify the coherent development of
principle. In the case
of a non-delegable duty of care, as in the case of
vicarious liability, the fact of the harm being the result of an intentional
criminal
act may be relevant to satisfaction of the pre-conditions to liability.
In the case of a non-delegable duty of care, the pre-condition
is the existence
of a relationship of the relevant kind and the harm being of a foreseeable kind
within the scope of legal responsibility
created by that relationship. In the
case of vicarious liability, the pre-condition is the act causing harm being
within the course
of the employee's employment. In neither case does the quality
of the act as an intentional criminal act, as a matter of logical
inevitability,
take the act outside the applicable pre-condition of potential liability. So
much is indirectly apparent from the
reasoning in
Woodland ,
[108]
in
which Lord Sumption identified indicia of the existence of a non-delegable
duty of care including by reference to Introvigne , Kondis and
Burnie Port
Authority .
[109]
It is
made directly apparent in the subsequent decision of the Supreme Court of the
United Kingdom, Armes v Nottinghamshire County
Council ,
[110]
in which
Lord Reed said that he was not "able to agree that a non-delegable duty
cannot be breached by a deliberate
wrong".
[111]
Finally,
in terms of the so-called " John factors", Lepore has not been
independently acted upon by Commonwealth, State or Territory legislatures. The
NSW Civil Liability Act does not purport to regulate the imposition of any duty
of care,
[112]
let alone a
non-delegable duty to ensure reasonable care is taken. In every jurisdiction in
Australia legislatures have enacted provisions
dealing with institutional child
sexual abuse in response to the 2015 Redress and Civil Litigation Report
of the Commonwealth Royal Commission into Institutional Responses to Child
Sexual Abuse. None of these statutory regimes is expressed
to replace or exclude
common law liability.
[113]
Moreover, the regime enacted by Div 3 of Pt 1B of the NSW Civil Liability
Act operates only prospectively from 26 October
2018.
[114]
The
exclusion of an intentional criminal act from a non-delegable duty of care
established by Lepore reflected judicial policy choices which are unable
to be sustained consistently with principle, have not led to any useful result
but rather have created incoherence in the common law, and have not been
independently acted upon. For these reasons Lepore , to the extent it
decided that a non-delegable duty to ensure that reasonable care is taken cannot
apply to an intentional criminal
act, should be overturned.
The
overturning of Lepore to this extent does not mean that AA succeeds in
the proceedings. It means only that the Court of Appeal's application of
Lepore to decide that AA had to fail in respect of the claimed
non-delegable duty of care because the acts of Fr Pickin were intentional
criminal acts
[115]
cannot
stand.
The disputed status of the primary judge's finding of the
sexual assaults
Did the Court of Appeal overturn the finding?
The
primary judge found that Fr Pickin had sexually assaulted AA on about six
occasions in mid-1969 when AA was in his second year
at high school and was 13
years old. The sexual assaults occurred in the presbytery of St Patrick's Church
where Fr Pickin lived.
They occurred on Friday nights in the bedroom of the
presbytery after Fr Pickin had invited AA and another boy or other boys
from
the high school where Fr Pickin taught them religion to the
presbytery, where Fr Pickin provided them with alcohol and cigarettes
and
allowed them to play a poker machine he had in an area off the bedroom in the
presbytery. The sexual assaults involved Fr Pickin
placing his penis in
AA's mouth while AA was drunk. AA recalled waking from unconsciousness to find
that he was lying on the floor
of the bedroom of the presbytery "usually ...
with [Fr Pickin's] dick in [my]
mouth".
[116]
When, in
cross-examination before the primary judge, it was put to AA that another boy
who had gone to the presbytery with AA on
each occasion (his school friend, Alan
Perry) had never left AA alone with Fr Pickin and the sexual assaults of AA
had never occurred,
AA responded "I'm saying it is true, and I was the one that
suffered. No one else. Not you or him, it was me."
AA
said that he stopped going to the presbytery on Friday nights despite
Fr Pickin telling him to continue to do so because he "just
couldn't go any
more". Before this he could not think how to disobey a priest even though he
felt that what Fr Pickin had made him
do was "disgusting" and made him
"angry and ashamed" which he had to "bottle[] ... up inside". AA said that from
Fr Pickin's sexual
assaults he lost respect for priests, lost his religion,
and started "resenting people in authority". AA did not feel "safe and
comfortable"
anywhere and had spent most of his life feeling "sad, angry and
anxious" which he tried to manage by abusing alcohol and drugs.
Contrary
to the submissions for the Diocese, the Court of Appeal did not overturn the
primary judge's ultimate factual findings to
the effect that Fr Pickin had
sexually assaulted AA as described above. Leeming JA considered those
factual findings to be affected
by vitiating error, but Ball JA disagreed,
and Bell CJ's reasons cannot be understood as saying more than that, had it
been necessary
for his Honour to decide the factual issues, he would have agreed
with Leeming JA. That is not sufficient to overturn the primary
judge's
factual findings.
Accordingly,
the primary judge's factual findings as described above
stand.
Are the findings affected by material error?
Given
the conclusions Leeming JA expressed to the effect that the primary judge's
key factual findings were affected by material
error and Bell CJ's
indication of an inclination to agree with those conclusions, it is appropriate
to determine the question of
material error by the primary judge by reference to
those conclusions, which need to be understood in the context of the facts which
the parties agreed and the hearing that was conducted before the primary
judge.
Consistent
with the Diocese's admissions on the pleadings, the parties agreed the following
facts:
[117]
"1. The [Diocese] is a proper defendant for the purposes of Part 1B of the
Civil Liability Act 2002 .
2. At all material times, the Diocese ... had the care and control of Catholic
Churches in the Diocese.
3. The Bishop of the Diocese (the Bishop) had powers of direction and control
over incardinated priests.
4. At all material times, Fr Pickin was an incardinated priest of the
Diocese.
5. The Bishop appointed Fr Pickin as the parish priest of St Patrick's
Church.
6. Fr Pickin attended Wallsend High School to provide religious scripture
classes to students.
7. In 1969 [AA] was in second form at Wallsend High School and received
instructions in the Catholic faith from Fr Pickin.
8. There were occasions when [AA] attended St Patrick's Church Presbytery with
Alan Perry and Fr Pickin.
9. [AA] and Perry were given beer and cigarettes by Fr Pickin.
10. Fr Pickin had a poker machine in the Presbytery which he made available to
the boys to play.
11. Fr Pickin invited boys to go on holidays with him around the time of the
alleged assaults.
12. Sexual abuse of [AA] by Fr Pickin, if it occurred, constituted battery.
13. At all material times the 1917 Code of Canon Law and Presbyteroum [sic]
Ordinis were in existence."
The
parties conducted the hearing before the primary judge, and the primary judge
determined the proceedings, on the basis of the
Diocese's admissions and the
agreed facts.
Leeming JA,
based on other evidence admitted before the primary judge, concluded that
Fr Pickin was not the parish priest of St Patrick's
Church appointed by the
Bishop but was only the assistant priest of the appointed parish priest,
Fr O'Dwyer.
[118]
Reasoning from this conclusion, his Honour evaluated the primary judge's factual
findings, saying, amongst other things: (1) the
"trial seems to have been
conducted on the basis that Fr Pickin lived alone at the presbytery. But
the parish priest was required
to live in the presbytery, sharing that
accommodation with
Fr Pickin";
[119]
(2) the "distinction between parish priest and assistant priest will be
important when considering the extent to which some other
person or entity is
liable for the tortious conduct of the
latter";
[120]
(3) the
"Bishop unquestionably had power to appoint a priest as assistant to a parish
priest, and to remove him. But the immediate
supervisor of an assistant priest
located in a parish would be the parish
priest";
[121]
(4) the
"trial was conducted on that incorrect basis" (that Fr Pickin was the
parish priest) and that incorrect basis "affected the
findings of the primary
judge";
[122]
and
(5) the "facts that Fr Pickin would have been supervised by the parish
priest Fr O'Dwyer, and if he lived in the presbytery would
have shared that
accommodation with Fr O'Dwyer, bear upon those particulars of breach. If
the findings sought by [AA] were to be
made, it would be desirable to note that
the litigation was conducted on the basis, probably incorrect, that
Fr Pickin lived alone
in the
presbytery."
[123]
The
Diocese's admission on the pleadings that Fr Pickin was the parish priest
should have been the beginning and end of the question
of his status. The
circumstances in which a case may be decided either by a judge at first instance
or by an intermediate court of
appeal on a basis different from that disclosed
by the pleadings are generally "limited to those in which the parties have
deliberately
chosen some different basis for the determination of their
respective rights and
liabilities".
[124]
Neither
before the primary judge nor in the Court of Appeal was there any attempt by the
Diocese to depart from its pleaded admission
that Fr Pickin was the parish
priest.
Had
the Diocese sought leave to withdraw its admission, the Diocese would have been
required to prove that the fact was wrong and
explain its
error.
[125]
As the Diocese
never applied to withdraw its admission, it did not have to prove that
Fr Pickin was not the parish priest or was
not performing the functions of
parish priest in substitution for Fr O'Dwyer. This is important in
circumstances where not only did
the parties conduct the hearing before the
primary judge on the admitted and agreed basis, and not resile from that agreed
position
before the Court of Appeal, but also, as explained below, the evidence
was all to the effect that Fr Pickin alone was performing
the functions of
the parish priest and was living alone in the presbytery. In the face of all
this, it was wrong for an appellate
judge to unilaterally conclude to the
contrary based on documentary records of Fr O'Dwyer being appointed as
parish priest and Canon
Law.
Even
accepting that Fr Pickin was not appointed as the parish priest but was
appointed the assistant priest to Fr O'Dwyer, Leeming
JA's analysis did not
allow for the probability based on the evidence that Fr Pickin, although
appointed the assistant priest, was
in fact performing the functions of the
parish priest and living alone at the presbytery because, for one reason or
another, Fr O'Dwyer
was not performing those functions at the relevant
time. To the extent his Honour based his analysis on Canon Law as in force in
1969
[126]
to describe the
distinction between a parish priest and an assistant priest as "basic" in order
to reinforce his Honour's conclusions,
it is relevant that, while one
fundamental principle of Canon Law was "One Parish: One
Pastor",
[127]
an even more
fundamental principle was that "[a]lways the needs of the parish must be
provided for".
[128]
Accordingly, in the case of both foreseen and unforeseen absences of a pastor,
Canon Law provided that "a substitute must be left
in charge" of the
parish.
[129]
Unless the
substitute acted for less than a week, Canon Law also provided that the
substitute "takes the place of the pastor in everything
which relates to the
care of souls" in the parish and has "the full and ordinary jurisdiction of a
pastor".
[130]
Suffice
to say that an intermediate appellate court, which has not had the benefit of
watching a trial unfold in real time and is
not responding to a properly
supported application to withdraw an admission, is not in a sound position to
infer that the parties
have made a fundamental error in agreeing a fact
consistent with the admissions and conducting a hearing on that basis.
While
Leeming JA said that "the status wrongly attributed to Fr Pickin does
not alter the outcome of this
litigation",
[131]
that is
so only to the extent that his Honour applied Lepore to decide that a
non-delegable duty of care could not extend to harm caused by the alleged
intentional criminal acts of Fr Pickin.
His Honour's view that the parties
wrongly attributed the status of parish priest to Fr Pickin plainly
affected the conclusion he
reached of material errors in fact-finding by the
primary judge and the ordinary duty of care the Diocese might have owed to AA.
This indicates that caution is required in respect of his Honour's attribution
of fact-finding errors to the primary judge, that
attribution being undoubtedly
affected by the erroneous view that the hearing had miscarried by reason of the
parties' agreement
to a supposed falsehood.
This
need for caution is reinforced by the fact that Leeming JA recorded that AA
was further cross-examined before the primary
judge,
[132]
but also
criticised the primary judge for saying that AA's account of waking up on the
floor of the bedroom in the presbytery with
"Father Pickin's dick in his
mouth" remained "quite a vivid memory" for
AA.
[133]
Referring to the
primary judge's "perception that [AA's] memory was
'vivid'",
[134]
his Honour
said: (1) the "'vividness' of [AA's] account plainly drove the [primary
judge's] fact-finding
process";
[135]
(2) it
is an error to suppose that memory is other than "fluid and
malleable";
[136]
(3) as AA was "not cross-examined [before the primary judge] on the sexual
assaults when he was recalled at trial" his Honour was
in "a materially
equivalent position" to the primary judge; and (4) having seen the evidence
of AA taken on commission "in precisely
the same form that it was available to
the primary judge", AA "presents as giving the same unemotional account on this
point as he
did in relation to the balance of his
evidence".
[137]
These
conclusions appear to overlook that in the cross-examination before the primary
judge AA gave evidence about the sexual assaults
(part of which has already been
referred to above), including this evidence (emphasis added):
"Q. What Mr Perry says about never leaving you alone with
Father Picken is accurate, isn't it?
A. No.
...
Q. Your version of events, which involved Mr Perry leaving you while you
were at the Presbytery, is not truthful, is it?
A. No, that's what I was told.
Q. Your version of events alleging the very serious abuse that you say you
suffered at the hands of Father Picken is not true, is
it?
A. Pardon?
Q. I'll be clear about it. Your evidence asserting that you were the victim
of sexual abuse at the hands of Father Picken is not true.
That's what I'm
putting to you?
A. I'm saying it is true, and I was the one that suffered. No one else. Not
you or him, it was me. "
Not
having seen AA give this evidence, Leeming JA was not in a position
materially equivalent to the primary judge to determine the
reliability of AA's
evidence. Indeed, having not seen AA give any evidence, his Honour was not able
to characterise the whole of
AA's evidence as an "unemotional account". But,
equally importantly, even if the whole of AA's evidence involved an "unemotional
account", that is not inconsistent with the primary judge's characterisation of
his memory of the sexual assaults being "vivid".
The primary judge was
addressing the quality of the memory not the quality of AA's testimony about the
memory and was implicitly
contrasting AA's vivid memory of the sexual assaults
(being drunk, coming to lying on the floor of the bedroom of the presbytery,
with Fr Pickin's "dick in his mouth") with AA's poor memory of collateral
details. Recognising that memory does not function as a
fixed recording of an
event and is imperfect does not mean that it may be assumed that demonstrated
inconsistencies as to details
about an event, in and of themselves, prove that
the event did not occur at all.
Leeming JA
further concluded that the primary judge had not considered, as required,
whether AA's account was "a sincerely held but
unreliable belief of what had
occurred half a century
earlier",
[138]
it not
having been suggested by the Diocese that AA was simply lying. The primary
judge, however, was not bound to record that she
had considered and rejected the
possibility that AA was simply mistaken about the sexual assaults AA said that
Fr Pickin had inflicted
on him in circumstances where on the evidence:
(1) Fr Pickin was performing the functions of the parish priest at St
Patrick's Church,
of which AA and his family were parishioners;
(2) Fr Pickin attended Wallsend High School, when AA and Mr Perry
were pupils, to instruct
AA in the Catholic faith; (3) Fr Pickin
occupied the presbytery as his residence on his own; (4) Fr Pickin
invited AA and Mr Perry
to the presbytery, where he gave them beer and
cigarettes and allowed them to play a poker machine installed off the bedroom in
the
presbytery; (5) Mr Perry accepted that it was possible that he and
AA were not always in the same room at the presbytery, as AA liked
playing the
poker machine off the bedroom in the presbytery and Mr Perry did not; and
(6) Fr Pickin had "a sexual interest in boys",
"sought out
opportunities to achieve intimacy with boys, including by using Church premises
for that purpose", "had a tendency to
sexually abuse boys who were in his care
when he was able to do so", and "exploited his position as a priest by asserting
his authority
to enable him to act on his sexual interest in
boys".
[139]
Leeming JA
considered AA's evidence to be "demonstrably unreliable" in five
respects.
[140]
On analysis,
however, none of the five examples given by his Honour undermine the fundamental
reliability of AA's account of the
fact of the sexual assaults. Two of those
examples will suffice to expose the problems with the underlying reasoning.
The
first is that AA gave three different accounts of when the sexual assaults
occurred and the primary judge's finding that they
occurred in mid-1969 is
inconsistent with all three accounts (Leeming JA's third
example).
[141]
This example
is immaterial once it is recognised that AA's supposedly "three different
accounts" were of the sexual assaults occurring
in the beginning of 1968, the
middle of 1968 and the beginning of 1969. It is hardly surprising that AA sought
to identify the time
of the sexual assaults specifically even if, in truth, he
could not do so beyond saying they occurred sometime in his first years
of high
school. The primary judge correctly recognised the important fact to be that
AA's evidence unequivocally connected the start
of the sexual assaults to the
time when Fr Pickin started teaching at the school (which was in 1969) and
that it was not suggested
to AA that the visits to the presbytery (which were
agreed to have occurred) occurred when he was in his third or fourth and final
year of school. That is, on the evidence, that the (undisputed) visits to the
presbytery occurred in 1969 is overwhelmingly
likely.
[142]
The primary
judge also explained on a rational basis why it was likely that the visits to
the presbytery occurred in mid-1969, saying
that the "evidence did not place
their visits to the presbytery at the beginning of the year, it being dark when
they went there
after their dinner at 6
pm".
[143]
The
second is that AA's "account in cross-examination and re-examination was that
there was no one other than Mr Perry and Fr Pickin
in the presbytery
[(Leeming JA's fifth example)]. That was rejected by the primary judge, who
found that there was at least one other
boy present on every occasion [AA] was
assaulted."
[144]
This
example does not accord with the primary judge's reasons. The sole reference in
the primary judge's reasons said to support
this example is her Honour's
statement that "Mr Perry remaining in the living area of the presbytery with
other boys drinking, smoking
and talking while AA went to play the poker machine
would have helped provide Father Pickin with an opportunity to assault AA,
while
he was out of sight, on which I am satisfied he
acted."
[145]
This is not a
finding that at least one boy other than Mr Perry was also present in the
presbytery on every occasion AA was sexually assaulted. It is a finding
that, as "on some occasions other boys were with them at the
presbytery",
[146]
to the
extent that such boys other than Mr Perry and AA were present,
Fr Pickin still had the opportunity to sexually assault AA
in the bedroom
of the presbytery near where the poker machine was located.
It
is also not the case that, as Leeming JA put it, the primary judge "gave no
explicit weight to the aspects of [AA's] evidence
that were demonstrably
unreliable, save for a generalised mention at the beginning and end of the
reasons".
[147]
To the
contrary, and by way of example only, the primary judge: (1) said "[t]here
were problems with AA's evidence, it must be
accepted";
[148]
(2) recognised that the fallibility of human memory ordinarily increases
with time;
[149]
(3) accepted that AA was giving evidence about events that occurred when he
had been given alcohol as a
minor;
[150]
and
(4) recognised certain inconsistencies and uncertainties in AA's
evidence.
[151]
The primary
judge also, however, correctly recognised that incorrect memories of surrounding
details may have "few, if any, implications
for a person's reliability about the
central details of a traumatic event, given what was even then known about human
memory".
[152]
The
primary judge was right to reason on the assumed basis that there was no
rational possibility that a person other than Fr Pickin
sexually assaulted
AA in the presbytery with AA misremembering the identity of the perpetrator. AA
either was lying about the sexual
assaults (which the Diocese did not put), had
convinced himself that they had occurred when they had not, or was under a
delusion
that they had occurred. Having seen AA give evidence before her,
including his statement that "I'm saying it is true, and I was the
one that
suffered. No one else. Not you or him, it was me", the primary judge was
entitled to accept AA's evidence that the sexual
assaults occurred.
Finally,
Leeming JA said this:
[153]
"A poor short-term memory, in an ageing man suffering from a number of medical
conditions, does not of itself preclude a reliable
memory of disturbing events
from his childhood. But when to those facts there is added a sustained abuse of
alcohol from early childhood
accompanied by illicit drugs as a teenager and
young man, coupled with the frailty and malleability of much human memory, the
possibility
that [AA] has an imperfect memory of traumatic events of his
childhood becomes quite real. And the possibility that [AA's] memory
of
childhood traumatic events is poor needs to be evaluated in light of the fact
that it is established that [AA] has an unreliable
memory of the time of the
traumatic events, and whether they occurred merely with Mr Perry or with
other boys as well, and whether
or not Mr Perry was with him in the
presbytery when they occurred."
It
is one thing to have an "imperfect memory of traumatic events". It is another
either to have persuaded oneself that a traumatic
event occurred when it did not
or to suffer from a delusion that a traumatic event occurred when it did not.
There is simply no suggestion
in the evidence that AA's mental state or memory
was so imperfect that he had convinced himself or was under a delusion that
Fr Pickin
sexually assaulted him. Further, the psychiatric report of
Dr Apler said that AA "maintained normal memory and concentration
throughout
the two-and-a-half-hour interview" which occurred in 2024. It is no
more than speculation to suggest that as AA had abused drugs
and alcohol in
earlier years the possibility that AA had convinced himself or was under a
delusion that Fr Pickin sexually assaulted
him became "quite real". If that
had been so it would have been expected that the psychiatric experts would have
identified such
an impairment of mind in AA but they did not. In any event, it
was only the primary judge who saw and heard AA give evidence and
therefore the
primary judge had a substantial (indeed, unique) advantage over Leeming JA
in assessing the quality of AA's evidence.
Reviewing the evidence on paper was
no substitute for that advantage.
For
these reasons it cannot be accepted that the primary judge's fact-finding in
respect of the occurrence of the sexual assaults
miscarried.
The
non-delegable duty of care
AA's pleaded and reformulated non-delegable duty
AA's
pleaded case was that the Diocese owed AA, as a child in the care of one of its
priests, a duty to take reasonable care to avoid
AA suffering foreseeable and
not insignificant harm and that this duty of care was non-delegable. During the
hearing the non-delegable
duty was reformulated to be a duty of the Diocese to
ensure that reasonable care was taken to avoid reasonably foreseeable personal
injury to children invited onto Diocesan premises caused by the conduct of
Diocesan priests at those premises. The pleaded duty,
however, was not abandoned
on behalf of AA. Rather, senior counsel for AA explained that the narrower duty
(confined to a child on
Diocesan premises) was all that was required in the case
for AA to succeed.
While
imperfect, AA's reformulated non-delegable duty does not fail to identify the
kind of harm or the relevant person or class
within the scope of the duty. Nor
does it defer the question of reasonable foreseeability to a consideration of
breach of the postulated
duty. Even if the postulated duty did not expressly
refer to "reasonably foreseeable personal injury" it is as inherent within every
non-delegable duty as it is with an ordinary duty of care that the risk of the
relevant kind of harm be reasonably
foreseeable.
[154]
Nor is it
immediately apparent that, as the Diocese would have it, the non-delegable duty
must be framed to refer only to the reasonably
foreseeable risk of an
intentional infliction of harm by assault and battery to or sexual assault of a
child within the scope of
the non-delegable duty. "Personal injury" is a common
description of a form of harm to a person rather than to a person's property,
reputation or economic interests. Psychological harm consequential on personal
injury is itself a form of personal
injury.
[155]
It
is always possible to criticise a duty of care or a non-delegable duty as too
broad or too narrow.
[156]
The question is not whether the drafting of the claimed duty can be improved,
but whether the substance of a claimed duty exists
or should be recognised
either with or without modifications to ensure that, if such a duty is
recognised or rejected, the decision
to do so is based on stable factors having
broad explanatory power. What is clear is that, in framing any common law duty,
and its
breach, an approach which focuses only on the facts of the specific case
is likely to lead to a formulation of the duty which involves
arbitrary
elements.
[157]
As
will be explained, on the one hand, the pleaded non-delegable duty may be said
to have been too broad because it was premised
on the fact that every child "in
the care of [a] priest[]" of a diocese is owed a non-delegable duty by that
diocese to ensure reasonable
care is taken of the child while under the care of
the priest. The duty would be imposed irrespective of the circumstances in which
the child came to be under the care of the priest. That cannot be right, because
a non-delegable duty of a diocese can only arise
from a relationship between the
diocese and the child, and a child may come under the care of a priest for
reasons unconnected to
the priest purportedly performing any function of the
priest of the diocese. If that were so, a diocese's duty would extend beyond
the
scope of the relationship between the diocese and the child.
On
the other hand, the reformulated duty of care, in selecting from potentially
relevant circumstances the fact of invitation of
a child onto diocesan premises
by a priest (or other person whom a diocese had authorised or armed to invite
people onto diocesan
premises) and the presence of the child on those premises,
may be said to be too narrow. A child may be present on diocesan premises
other
than by specific invitation of a priest (or other authorised person), yet the
child's presence on those premises may be because
of a diocese's relationship to
the child. And a child may come under the care of a priest as part of that
relationship in locations
other than diocesan premises. As discussed below, the
reasoning in
Introvigne
[158]
and
cases applying it thereafter, in which the non-delegable duty of a school has
been held to extend beyond school premises to locations
in which the school has
care, supervision or control of the child as a pupil of the school, should be
applied to frame the relevant
non-delegable
duty.
[159]
The primary judge's relevant findings
While
the primary judge did not consider the claimed non-delegable duty, she did
consider whether, in 1969, there was a reasonably
foreseeable risk, and
therefore a risk that the Diocese ought to have foreseen, that a Diocesan priest
might cause a child harm by
sexually assaulting the child and concluded that
there was such a reasonably foreseeable risk in 1969.
It
goes without saying that personal injury caused by an intentional sexual assault
is a more confined class of harm than mere personal
injury. The primary judge's
analysis assumed that the test of reasonable foreseeability had to be applied to
the confined class of
personal injury, being sexual assault. As will be
explained, the better view is that the kind of personal injury ought not to be
so confined for the purpose of the analysis. That said, for present purposes,
the primary judge's findings remain relevant.
The
primary judge's key findings included that at the relevant time: (1) a
diocesan Bishop had paramount authority over a priest's
duties, responsibilities
and priorities; (2) a diocesan Bishop had ultimate authority over the use
of all properties in the diocese;
(3) a standard expectation of a diocesan
Bishop was that a parish priest would engage with young people of the parish and
this would
have been regarded by a diocesan Bishop as a most important and
valued part of a parish priest's Ministry; (4) the actual use made
of a
presbytery depended on the parish priest in residence, because it was his home;
(5) the Catholic Church had few written rules
and stipulations about how a
parish priest should engage with young people of the parish or use the
presbytery; (6) the course of
study to be a priest contained limited
preparation for their pastoral function in a parish; (7) consistent with
the views of the
Catholic Church, a diocesan Bishop and parish priests expected
that people of the parish would give the priest their trust, loyalty
and
co-operation, Catholics being exhorted to follow priests as their pastors and
fathers; and (8) a diocesan Bishop and parish priests
knew that "priests
were given an exaggerated dignity and respect, which could and did become
dangerous at
times".
[160]
The
primary judge also found that: (1) the Diocese required Fr Pickin to
live alone at the presbytery to perform his pastoral obligations
to the people
of the parish; (2) as part of those obligations, the Diocese required and
expected Fr Pickin to engage with children
of the parish in respect of
their spiritual education and growth in the Catholic religion; (3) in
pursuit of those obligations, the
Diocese authorised Fr Pickin to teach
Catholic religion to children at AA's high school; (4) that teaching role
was intended by the
Diocese to and did give Fr Pickin direct access to the
school's pupils being instructed in the Catholic faith; and (5) the Diocese
permitted Fr Pickin to invite people, including children, to the presbytery
at any time that suited
Fr Pickin.
[161]
In
referring in these findings to "the Diocese", it is apparent that the primary
judge was referring to the conduct of the Bishop
of the Diocese, Bishop Toohey,
being conduct which the primary judge rightly attributed to the Diocese.
Leeming JA's
criticisms of these findings are affected by his Honour's errors as identified
above. Leeming JA's most important criticism
is that the primary judge
wrongly elevated Fr Dillon's evidence from evidence of "likely knowledge"
of "some people in positions
of high authority in the Church, such as Bishops
... who would have been aware of complaints and allegations" of sexual
misconduct
by priests against children to evidence of the existence of such
specific knowledge on the part of the Diocesan Bishop, Bishop
Toohey.
[162]
Leeming JA also said that if that had been the effect of Fr Dillon's
evidence it would have to have been given little weight as Fr
Dillon was
"ordained on 1 June 1969, in Victoria, did not purport to have expertise of
the level of knowledge of the Bishop of Maitland
(or any other senior clergy in
New South Wales) in 1969, and did not provide any reasons for any such
opinion".
[163]
Fr Dillon's
evidence did not suggest that, as a priest ordained in Victoria in 1969, he
could not give useful and reliable opinions
about the operation of the Diocese
of Maitland in that year. Nor would such a limitation on Fr Dillon's
capacity be expected. The
Diocese of Maitland was a Catholic diocese. The
evidence all supported the inference (taken as a given by the primary judge)
that
the Diocese of Maitland was conducted in accordance with the same basic
requirements as every other Catholic diocese in Australia.
Fr Dillon was
trained to be a Catholic parish priest, and the Diocese did not challenge the
proposition that Fr Dillon was, by training
and experience, "very familiar
with the laws, rules and customs of the Catholic Church, especially in its
management and operation
of Parishes", meaning the Catholic parishes of
Australia. The proposition that Fr Dillon could not give reliable evidence
about a
diocese because it is in New South Wales and not Victoria is
inconsistent with Fr Dillon's evidence, the universal application of
Canon
Law in the Catholic religion, and the universal application of papal decrees
including the Presbyterorum Ordinis: Decree on the Ministry and Life of
Priests as published by Pope Paul VI in 1965, relied on by both parties
in their pleadings and about which Fr Dillon gave evidence.
Fr Dillon's
evidence was also correctly understood by the primary judge. The evidence was
that in 1969 community awareness of the potential for priests to sexually
abuse children was "minimal ... if not totally unknown" and that amongst the
" Catholic
populace "
[164]
there
was "minimal if any suspicion that a trusted religious leader could or would
ever pose any kind of threat to a young parishioner".
Further, at that time,
amongst the vast majority of priests, the crime of sexual abuse of children by
priests was "virtually unknown".
However, Fr Dillon said, "a likely
exception to this overall lack of awareness would be the knowledge of some
people in positions
of high authority in the Church, such as Bishops, Religious
Superiors and Provincials etc. who would have been aware of complaints
and
allegations made against other priests, brothers and nuns".
In
other words, Fr Dillon was drawing a clear distinction in probable
knowledge of the risk of priests sexually assaulting children
between, on the
one hand, the community and most ordinary priests and, on the other hand, some
people in positions of high authority
in the Church, such as Bishops. While
Fr Dillon's evidence was not that every Bishop was likely to have known of
the risk of sexual
assaults by priests, it is evidence that within the class of
Bishops some are likely to have so known. That evidence is relevant
to what the
class of Bishops in Australia as a whole ought to have been able to reasonably
foresee and therefore ought reasonably
to have known at the time. To make
liability for negligence or a non-delegable duty to ensure reasonable care is
taken depend on
actual knowledge of a defendant, rather than what the defendant
ought to have known because it was reasonably foreseeable, would
be a
fundamental error.
The
likely knowledge of some in high authority in the Church (eg, Bishops), on
Fr Dillon's evidence, is likely (meaning probable)
knowledge of actual
complaints of alleged child sexual abuse by priests. That probable actual
knowledge on the part of some Bishops
of complaints of alleged child sexual
abuse by priests is relevant to the question whether the risk of such child
sexual abuse by
priests was reasonably foreseeable by Bishops in Australia as a
class in 1969, the relevant risk being a not far-fetched or fanciful
risk.
[165]
The primary
judge was right to frame the question by reference to whether the Bishop of the
Diocese, as a member of the class of
Bishops in Australia or individually, ought
reasonably to have known of a not far-fetched or fanciful risk of priests of a
diocese
sexually abusing a child. Because the question is focused on a risk of
harm, that the actual knowledge of some Bishops was confined
to alleged rather
than proved child sexual abuse by priests is not to the point. Actual knowledge
of an allegation on the part of
a Bishop can support an inference of
constructive knowledge (that which ought reasonably to have been known) of a
risk on the part
of that Bishop, particularly if the harm involved is serious.
Moreover, actual knowledge of an allegation on the part of some Bishops
can
support an inference of constructive knowledge (that which ought reasonably to
have been known) of a risk on the part of all
Bishops in Australia because it
would not be assumed that, as members of that geographically, numerically and
functionally confined
class, each Bishop operated in total isolation from the
others.
Fr Dillon
gave other evidence relevant to all Bishops and dioceses in Australia including,
for example, that in 1969: (1) priests
would engage with youth of the
parish by such means as youth groups, movie nights, camping, sporting teams,
choirs and any number
of other activities "bring[ing] people together under the
banner of the Church"; (2) a priest engaging in "personal" or "one-on-one"
instruction of a young person was "not common" and even then leaving a child
alone with an adult, even a trusted and respected person
such as a priest, would
be seen as unwise or imprudent despite the community then having minimal or no
knowledge of the potential
for a priest to sexually abuse a child; (3) on
rare occasions a priest might give a single student instruction such as for
baptism,
confirmation or other sacraments, but the most effective way to
instruct children was seen to be in small classes; (4) use of a priest's
personal rooms in a presbytery for such instruction was "unheard of" and priests
would see parishioners in their front door near
the front entrance to the
presbytery; (5) a Bishop could direct a parish priest about permissible
uses of a presbytery; (6) using
a presbytery for parish administration and
parish-related meetings, functions and events was common, but it would depend on
the approach
of the priest, who might see the presbytery as "private" space;
(7) if there were children in a presbytery there would be and it
was common
sense to have another adult present to "maintain[] law and order";
(8) however, the Catholic Church "really provided very
few rules and
stipulations in this area at that time" ("this area" being supervision of
children while on Church property); (9) supplying
alcohol and cigarettes to
a child in a presbytery would have been "totally foolhardy and irresponsible",
"just totally out of order
in every way possible" and "quite reprehensible", and
"should be condemned"; (10) very few things were written down about how
parish
priests should conduct themselves and that was left to the "common sense
and good judgment" of the parish priests; and (11) priest
training provided
no instruction about these matters and parish priests had to "learn[] as [they]
went".
The
primary judge drew several inferences from this evidence. First, Bishops of
dioceses in Australia must have known that training
for the priesthood did not
include training about how a priest should conduct themselves in their functions
as a parish priest. Second,
Bishops of dioceses in Australia must have known
that there were few, if any, written instructions about how a priest should
conduct
themselves in their functions as a parish priest. Third, Bishops of
dioceses in Australia must have known that this lack of instruction
and training
extended to how priests should conduct themselves in their functions as a parish
priest when engaging with children.
Fourth, Bishops of dioceses in Australia
must have known that in performing their functions as a parish priest, priests
were required
and expected to engage with children to a sufficient degree and
extent to ensure their education and spiritual growth consistent
with Church
doctrines. Fifth, Bishops of dioceses in Australia must have known that in
performing their functions as a parish priest,
priests could and did use Church
property including presbyteries which were the residences of priests. Sixth,
Bishops of dioceses
in Australia must have known that in using Church property
including presbyteries which were their residence to perform their functions
as
a parish priest, priests could and did invite others, including children, onto
that property.
Fr Dillon's
evidence, that if children were on Church property with a priest another adult
would be present to maintain law and order,
that it would have been "unheard of"
for a priest to be instructing a child or children in his personal rooms in a
presbytery, and
that instruction of children was seen to be most effective in
small classes, plainly relates to the "vast majority" of priests properly
performing their functions. As Fr Dillon said, however, it was also clear
that it was not uncommon for priests to take their exaggerated
status to the
point of it being dangerous, which must mean, at the least, that it was clear to
Bishops in 1969 as a class that some
priests could not be relied upon to
properly perform their functions.
In
this case, there was also evidence specific to the position of
Bishop Toohey in his role as Bishop of the Diocese of Maitland
in 1969,
being a report from a psychiatrist from 1987 to the then Bishop of Maitland,
Bishop Clarke, following consultations with
Fr McAlinden. The
subject-matter of the report was "in connection with [Fr McAlinden's]
sexual activity involving children". The
report records that Fr McAlinden
"at all times ... maintained his innocence". The report also records that
Fr McAlinden told the
psychiatrist that he had been the subject of
"previous similar allegations" (that is, of sexual activity involving children),
the
first allegation having occurred in 1954 "when the late Bishop Toohey had
cause to discuss the issue with Father McAlinden at that
time".
It
is not to the point that Fr McAlinden always maintained his innocence of
the allegations of his sexual activity involving children,
beginning in 1954 and
which came to the notice of Bishop Toohey in that year. Nor is it to the point
that we do not know the precise
nature of the alleged "sexual activity" involved
or what was discussed between Bishop Toohey and Fr McAlinden in 1954. What
matters
is that an allegation had been made that a priest of the Diocese had
"sexual activity" involving children, Bishop Toohey knew about
the allegation,
and it had caused Bishop Toohey to talk to Fr McAlinden about it. In the
face of this evidence, it could not be suggested
that Bishop Toohey, in 1969,
had no reason to reasonably foresee that a priest of the Diocese might commit
acts of sexual abuse against
a child. Even if Bishop Toohey believed
Fr McAlinden, Bishop Toohey was on notice that there was a real risk, in
the sense of a not
far-fetched or fanciful risk, that a priest of the Diocese
might sexually abuse a child by exploiting, in some or other way, his
role as a
priest.
[166]
In
these circumstances Leeming JA's observation that in the "absence of evidence of
any knowledge or belief or suspicion by the Bishop
or senior priests in the
Diocese that Fr Pickin posed a risk to children, I do not see how [the
Diocese] ... owed a duty of care
to
[AA]"
[167]
has the wrong
focus. Whether framed as an ordinary duty of care or as a non-delegable duty of
the Diocese, it was not necessary for
AA to prove that the Diocese ought to have
known that Fr Pickin specifically presented a risk of harm to children by
committing acts
of sexual abuse against them. For a risk of harm to be
reasonably foreseeable, all that is required is that a reasonable person in
the
defendant's position would foresee that a class of circumstances might (not
would) involve a real (meaning a not far-fetched
or fanciful) risk of a class of
harm being suffered by a class of
people.
[168]
It is only at
the stage of determining breach of such a duty that a court ascertains if the
facts fall within the scope of the duty.
The relatively low threshold of
reasonable foreseeability of harm at the duty stage explains both why mere
reasonable foreseeability
alone cannot establish a common law duty of care and
why such reasonable foreseeability is required to establish every such common
law duty of care including a common law non-delegable duty.
It
must be noted that the primary judge accepted the Diocese's submission that the
Friday evenings that AA went to the presbytery
were not a "Church
event".
[169]
So much may be
accepted if by "Church event" what is meant is an event officially or formally
approved by the Church, such as a parish
priest holding a Church service. That
AA's attendance at the presbytery did not involve "Church events" does not mean,
however, that
those visits were unconnected to Fr Pickin performing or
purportedly performing the functions of parish priest. Fr Pickin met AA
at
the high school where, with Bishop Toohey's inferred approval and authorisation,
Fr Pickin was teaching religion and AA, a child
of Catholic parents, was
one of his students. AA said that when Fr Pickin first invited him to the
presbytery, AA thought it was
to further his religious instruction. As a
Catholic, AA was taught to believe that priests were representatives of God,
were holy
men, could be trusted and should be "respected and obeyed without
question". When Fr Pickin gave him beer and cigarettes at the presbytery,
AA thought that Fr Pickin was able to do so and that it was okay. When he
left to go to the presbytery after dinner on Friday nights,
AA told his father
and stepmother he was going to see Fr Pickin. There was a youth club at the
back of the Church which his father
and stepmother, as Churchgoers, knew about.
His father and stepmother never asked why he was going to see Fr Pickin or
what occurred
when he was with Fr Pickin.
None
of these circumstances are explicable other than on the basis that
Fr Pickin was the parish priest. It follows that AA was present
at the
presbytery as a result of Fr Pickin purportedly performing functions as a
parish priest. While at the presbytery, the evidence
is clear. Fr Pickin
was the sole adult. AA, while at the presbytery, was under the care, supervision
or control of Fr Pickin.
That
in drawing the inference of reasonable foreseeability in 1969 on the part of the
Bishop of the Diocese, and therefore the Diocese,
the primary judge made one
error may be accepted. The primary judge wrongly referred to the "Cunneen
Report" to the effect that "the
then Bishop of the Diocese [had] to deal with
the risks which priests posed in the
1950's".
[170]
As
Leeming JA noted, this report was not in evidence before the primary judge,
although it had been referred to in oral
submissions.
[171]
The error
is not material because the primary judge said only that her conclusion of the
reasonable foreseeability of the risk "accords
with the Cunneen Report". The
primary judge did not use the Cunneen Report as evidence to support the view she
had reached based
on other evidence.
For
these reasons, the circumstances relied on by the primary judge were sufficient
to establish a not far-fetched or fanciful risk
of harm of a priest of a diocese
sexually abusing a child in 1969 that Bishops of dioceses in Australia ought to
have reasonably
foreseen.
The relationship between the Diocese
and AA
In
terms of a non-delegable duty, it is necessary to consider the relationship
between the Diocese and a child in the position of
AA in 1969. The relationship
explains why the relevant reasonably foreseeable harm is not the sexual assault
of a child by a priest
(as discussed above) but personal injury to the child
whether intentionally inflicted or not (albeit provided the personal injury
occurs in certain circumstances, to be described). As part of this analysis, it
should go without saying that children, as a class,
are particularly vulnerable
to harm from a lack of reasonable care by adults. So much was conceded by the
Diocese. This is part of
the explanation for schools being subject to a
non-delegable duty to their pupils. Similarly, although they may be adults,
patients
of a hospital are particularly vulnerable to harm from a lack of
reasonable care by those caring for or given access to them in a
hospital.
An
obvious aspect of the vulnerability of children as a class is their
vulnerability to an adult wrongfully exploiting their authority
over the child.
The existence of this vulnerability would have been as obvious in 1969 as it is
today. Indeed, the evidence of Fr
Dillon that at that time a parish priest
had a particular responsibility to assist children in their personal and
spiritual growth
reflects this recognised vulnerability of children.
The
vulnerability of a child in 1969 in the relationship between a diocese and the
child had two special characteristics (similar
to those present in the school
and child relationship). First, from the perspective of a diocese, the
relationship was instrumental,
involving interests of the diocese in the child
for reasons beyond the child itself, being the purpose of promulgation of
religion.
Second, priests were instructed to pay particular regard to children
because children are immature, impressionable and easily led,
and therefore were
perceived to be liable to require religious instruction. The younger the child
the greater the immaturity, but
there is no reason for any arbitrary cut-off
before 18 years of age when considering the legal consequences of the
relationship between
a diocese and a child.
From
the evidence it must be inferred that the Diocesan Bishop, Bishop Toohey,
expected and authorised Fr Pickin to interact with
and achieve sufficient
familiarity with children in the parish to aid their education and spiritual
growth as a Catholic. Bishop
Toohey did so for the ends and purposes of the
Catholic Church. It therefore can be said that the Diocese enabled and required
Fr
Pickin, as the parish priest, to achieve the Diocese's purpose of aiding
children's education and spiritual growth as Catholics,
for the Diocese's own
purposes, knowing that children are particularly vulnerable as a class to harm
because of their immaturity,
inexperience and impressionability. While there is
no doubt that the focus of this Diocesan requirement was the children of
Catholic
parents in the Diocese, it is not apparent that this Diocesan
requirement was limited to children whose parents were Catholic. All
that can be
said is that not being the child of Catholic parents, not attending Catholic
Church services at the parish Church, and
not attending a Catholic school would
have placed practical limitations on a parish priest's opportunity to form any
relationship
with such children.
Mere
vulnerability, like reasonable foreseeability, is a necessary but not a
sufficient condition for the imposing of a non-delegable
duty in this context.
An important further consideration is whether it can be said that in 1969 the
Diocese had assumed or undertaken
a particular or special responsibility in
respect of the safety of children where the persons ordinarily responsible for
the child
(in the case of AA, his father and stepmother) might reasonably expect
such care for the child to have been taken.
That
a parent or a person in loco parentis does not owe a child a
non-delegable duty to ensure that reasonable care is taken of the child merely
by reason of their status as
parent or as a person in loco parentis does
not mean that the imposition of such a duty on a school authority or school (or
an entity in an analogous position, such as
a diocese) is unprincipled. It was
no part of the reasoning in Introvigne that the school was acting under
any form of delegation of care of a child from a parent. As Mason J
explained in
Introvigne ,
[172]
that thesis had been rejected in Ramsay v
Larsen .
[173]
While it
is commonly said that a school is in loco parentis in respect of its
pupils, that, as Ramsay v Larsen discloses, is not the legal foundation
of the non-delegable duty to ensure reasonable care is taken that a school owes
its pupils.
The source of the duty is the legal relationship between the school
and the pupils in respect of which teachers perform functions
on behalf of the
school, not on behalf of the
parents.
[174]
This is why,
as Stephen J said in Geyer v Downs in respect of a school's duty to
a pupil injured before school hours on school grounds, the temporal extent of
the duty "will be
determined by the circumstances of the relationship on the
particular occasion in question", the question being "whether the particular
circumstances of the occasion in question reveal that the relationship of
schoolmaster and pupil was or was not then in
existence".
[175]
As
Lord Sumption said in
Woodland ,
[176]
in
the context of a non-delegable duty of care, schools and parents are not
comparable. School employees and contractors are "paid
professionals" performing
a function of the school. In contrast, "the custody and control which parents
exercise over their children
is not only gratuitous, but based on an intimate
relationship not readily analysable in legal
terms".
[177]
As a result,
Lord Sumption said, "the common law has always been extremely cautious about
recognising legally enforceable duties
owed by parents on the same basis as
those owed by institutional
carers".
[178]
As
Beldam LJ put it in Surtees v The Royal Borough of Kingston upon
Thames :
[179]
"Save in exceptional cases, little useful purpose would be served by an action
at law brought for the benefit of an injured child
against its parents for
damages to be paid from a fund already being used in part for [their] benefit.
Understandably, therefore,
the law has approached with great caution the
problems raised by intruding into a relationship as close as that normally to be
found
between parent and child to lay down duties of care which, if rigorously
applied, could tend to disturb family harmony. It has not,
however, been
similarly reluctant to use as a yardstick for those who look after children in
nurseries or kindergartens the standard
of care to be expected of the reasonably
careful parent."
The
caution with which the common law in England and Australia has intruded into the
relationship between a parent and a child reflects
the common law's acceptance
of its own limits. As Barwick CJ put it, "the moral duties of conscientious
parenthood do not as such
provide the child with any cause of action when they
are not, or [are] badly, performed or neglected", but a parent can be under
a
duty of care to a child (as can a stranger to the child) by reason of a
situation and its
elements.
[180]
The
other difference between a parent in relation to a child and a person in loco
parentis to a child by reason of a circumstance or situation has already
been mentioned. The ordinary human assumption is that a person becomes
a parent
of a child unconnected to any ultimate societal, cultural, spiritual or other
object, end or purpose for the child. That
is, the parental relationship to the
child is assumed to be non-instrumental. In contrast, a relationship between a
person or body
and a child which is not parental but by which the person or body
is in loco parentis to the child may be an instrumental relationship,
even if an object of the relationship is the child's well-being (such as the
child's
education, health or growth as a person). In such an instrumental
relationship, as between the person or body in loco parentis to the child
and the child, there is an object, end or purpose the person or body intends to
be achieved, whether for reward or not.
In the case of a school, for example,
the instrumental object, end or purpose is the education of the child to satisfy
a statutory
mandate (for a government school) or a contract with parents (for a
non-government school). In the case of a religious institution,
for example, the
instrumental object, end or purpose is to enhance the child's affiliation with
the religion.
While
it may be said that imposing a non-delegable duty on the Diocese is "novel", in
that such a non-delegable duty has not previously
been recognised, recognition
of such a duty is analogous to the non-delegable duty that the common law has
long imposed on school
authorities. On analysis, leaving aside the issue raised
by the confining of a non-delegable duty to the unintentional acts of a
delegate
in Lepore ,
[181]
the
imposition of such a duty on the Diocese raises no issue of legal principle not
already considered and resolved by those cases.
Imposing a non-delegable duty on
the Diocese, accordingly, is an incremental development consistent with common
law principle.
[182]
It
is relevant that the non-delegable duty of a school authority is not confined to
school hours or school grounds but extends to
such times and places that the
school permits the pupil, as a pupil, to be
present.
[183]
This
includes, for example, school camps and sporting and other events supervised by
teachers of the
school.
[184]
There
are many conceivable circumstances in which parents in 1969 would have permitted
their child to be under the care, supervision
or control of a priest either
alone or with the capacity for the priest to isolate the child from other
children and adults because
the priest was purportedly performing a function of
a priest. In common with a school, while many of these circumstances would
relate
to Church (or school) property, others (such as sporting events, youth
camps, movie nights and other such events "under the banner
of the Church")
would not be confined to Church property.
Many
similarities are apparent in the relationship between a school authority and a
child and a diocese and a child. A school authority
generally does not run the
school but arranges for others to do so and a diocese does not perform the
functions of parish priest
but arranges for priests appointed by the diocese to
do so. While education of children is compulsory, parents can choose whether
their children will be educated in schools or not and, similarly, while religion
is not compulsory, parents who wish their children
to be raised in a religion
can arrange for that to occur by the children attending a religious school,
attending scripture classes
in a government school, attending religious
services, and engaging with priests for spiritual education and growth. In both
cases,
to the knowledge of the school authority and the school (on the one hand)
and to the knowledge of the diocese and the priest (on
the other hand), the
parents entrust their children's safety from reasonably foreseeable risks of
harm to the school and to the priest.
In entrusting their children's safety to
the school (on the one hand) and to the priest (on the other hand) parents and
the school
authority (on the one hand) and parents and the diocese (on the other
hand) know that teachers at the school and priests interacting
with a child have
a high level of authority and control over the child and that the child, by
reason of immaturity, inexperience
and impressionability, will be particularly
vulnerable to any abuse of that authority. Further, in entrusting their
children's safety
to the school (on the one hand) and the priest (on the other
hand) parents have no control over the appointment of the teachers at
the school
or the appointment of a priest of the parish and no control over the systems the
school authority (on the one hand) and
the diocese (on the other hand) use to
ensure the suitability and ongoing review of the teachers or the priest for the
task entrusted
to them – control of those matters being wholly
within the hands of the school authority and the diocese, as the case may be.
Both a school authority and a diocese, whilst aiming to enhance the welfare of
the child, are doing so for their own ends, being
education of a child to fulfil
a statutory remit or contractual obligation in the case of a school and
promulgation of religion in
the case of a diocese. The relationship in both
cases is ultimately instrumental, unlike the relationship of a parent and child.
Framing the non-delegable duty of the Diocese
In
the case of a diocese of the Catholic Church in Australia in 1969, the
non-delegable duty of care should be framed so that it
directly ties the fact of
the child being under the care, supervision or control of a priest of the
diocese to the circumstance of
the priest having purportedly performed a
function of a priest of the diocese. If a child is under the care, supervision
or control
of a priest of a diocese by reason of circumstances unconnected to
the fact of the priest having purportedly performed a function
of a priest of
the diocese, the diocese's relationship with the child is irrelevant to the harm
suffered. Being a priest of the diocese,
in such a case, is a merely collateral
or incidental fact. But if a child is under the care, supervision or control of
a priest of
a diocese as a result of the priest having purportedly performed a
function of a priest of the diocese, the child's circumstances
are directly
related to the relationship between the diocese and the child.
It
may be accepted that, when sexually assaulting AA, Fr Pickin was not in
fact performing a function of a priest of the Diocese.
The relevant question,
however, is whether AA came to be under the care, supervision or control of
Fr Pickin in the presbytery as
a result of Fr Pickin having
purportedly performed a function of a priest of the Diocese. The answer to that
question is clearly
"yes". It was the relationship between the Diocese and AA
that enabled Fr Pickin, as a priest of the Diocese performing the functions
of parish priest, to meet AA and to invite AA to the presbytery and resulted in
AA accepting that invitation and AA's parents permitting
him to go. It was that
relationship which enabled Fr Pickin to assume he had control over AA to
the extent that AA would not try
to physically prevent Fr Pickin from
carrying out the sexual assaults. It was that relationship which enabled
Fr Pickin to assume
AA would not be able to tell anyone about the sexual
assaults. It was that relationship which meant that AA felt that he had no
choice
but to return to the presbytery when Fr Pickin invited him to do so until
AA simply "couldn't go any more". Accordingly, the presence
of AA at the
presbytery enabling the sexual assaults that Fr Pickin inflicted on AA at
the presbytery resulted from the purported
performance by Fr Pickin of his
functions as a priest of the Diocese.
In
contrast to the proposed direct connection between the function or purported
function of a priest and a child being in the care,
supervision or control of a
priest of a diocese, the pleaded non-delegable duty that the Diocese had to
ensure reasonable care was
taken of AA as a child in the care of one of the
Diocese's priests is too broad. It does not identify any fact, matter or
circumstance
as to how the child came to be under the care of a priest. As
noted, if a child came to be under the care of a diocesan priest by
some means
unconnected to the priest purportedly performing any function as a priest of the
diocese it is difficult to see how there
could be any relevant antecedent
relationship between the diocese and that child. It is even more difficult to
see how the diocese
could have assumed any responsibility to the child. In such
a case, the fact the priest was a priest would be merely incidental to
the child
being under the care of the priest.
The
reformulated non-delegable duty put on behalf of AA (that the Diocese had to
ensure that reasonable care was taken to avoid reasonably
foreseeable personal
injury to children invited onto Diocesan premises caused by the conduct of
Diocesan priests at those premises)
is both too narrow and too broad. As
discussed, "diocesan premises" may not be the only location where a priest of a
diocese has
the care, supervision or control of a child as a result of the
priest purportedly performing a function of a priest of the diocese.
When the
non-delegable duty of a school authority or school is considered, it makes no
sense to impose a non-delegable duty on a
diocese for harm caused by such a
priest where the child is in a church or a presbytery but not to impose a
non-delegable duty if
the priest, for example, is in a school the diocese has
approved and authorised the priest to attend to instruct children in religion
or
is driving a child in his own car (in connection with purportedly performing
some function as a priest) or is in the child's own
house (in connection with
purportedly performing some function as a priest).
Similarly,
it would make no sense to confine the non-delegable duty to a case where a
priest (or other authorised person) has invited
a child onto diocesan premises.
Fr Pickin did invite AA to the presbytery but that is no reason to
formulate a non-delegable duty
in such a way. In any event, the concept of a
priest inviting a child to a location is bound up with the limitation of the
posited
duty to diocesan premises, which itself is unprincipled. A priest is not
given control of a government school or a priest's car by
a diocese, but, if a
child is under the care, supervision or control of a priest of a diocese at the
school or in a car as a result
of the priest purportedly performing a function
of a priest of the diocese, the child's presence and the fact of the child being
under the priest's care, supervision or control are part of the diocese's
pre-existing relationship with the child.
A
child being under the care, supervision or control of a priest of a diocese as a
result of the priest purportedly performing a
function of a priest of the
diocese effectively maintains the requisite connection between the relationship
of a diocese and a child
without other arbitrary and illogical limitations. A
child under the care, supervision or control of a priest of a diocese as a
result
of the priest purportedly performing a function of a priest of the
diocese may or may not be a "child of the parish" in the sense
that the child
may or may not live in the parish. Residence or non-residence in a parish,
however, is a purely arbitrary distinction.
Similarly, a child may or may not be
Catholic but may still be under the care, supervision or control of a priest of
a diocese as
a result of the priest purportedly performing a function of a
priest of the diocese. When the proper rationale for the non-delegable
duty is
exposed, there is no basis for discriminating between Catholic and non-Catholic
children in this context.
It
would also make no sense to confine the non-delegable duty to personal injury to
a child "caused by the conduct of a priest" if
by this it is meant that the
priest must be the person inflicting the personal injury on the child. Assume,
for example, a case in
which a child is under the care, supervision or control
of a priest as a result of the priest purportedly performing a function of
a
priest of the diocese. If the priest intentionally permits a third party to
injure the child there is no relevant difference in
the relationship between the
diocese and the child than if the priest themselves injured the child.
Similarly, if a priest's failure
to take reasonable care to prevent injury to
the child is the cause of the injury why would that not be within the scope of
the same
relationship and assumption by the diocese of a positive duty?
The
proposed non-delegable duty thus accords with the nature and scope of the
relationship between a diocese and a child by three
key qualifying factors.
First, the child must in fact be under the care, supervision or control of a
priest of a diocese. Second,
the child must be in that position as a result of
the priest purportedly performing a function of a priest of the diocese. Third,
the harm must be reasonably foreseeable personal injury to the child.
For
these reasons the relevant non-delegable duty of care in this case should be
recognised to be as already stated: that in 1969
the Diocese owed a duty to a
child to ensure that while the child was under the care, supervision or control
of a priest of the Diocese,
as a result of the priest purportedly performing a
function of a priest of the Diocese, reasonable care was taken to prevent
reasonably
foreseeable personal injury to the child. The scope of this duty
extended to the harm caused to AA by the Diocese failing to ensure
that
reasonable care was taken against the foreseeable risk of personal injury to AA,
including from the intentional infliction of
such injury by the Diocese's own
delegates, specifically priests, and by third parties.
NSW Civil
Liability Act
A late emerging issue
Late
in the hearing of the appeal it emerged that the parties disagreed about the
operation of provisions of the NSW Civil Liability Act in respect of the
liability of the Diocese for breach of a non-delegable duty of care (if found to
exist). The parties were permitted
to file further written submissions dealing
with this issue. Those submissions, however, do not fully confront what has been
described
as the "infelicity of the
expression"
[185]
of
provisions of the NSW Civil Liability Act , which is not confined to the
inaptness of the heading to Div 2 of Pt 1A ("Duty of care") when
Pt 1A concerns breach and causation, not
duty.
[186]
Statutory
provisions
Section
3B of the NSW Civil Liability Act provides that:
"(1) The provisions of this Act do not apply to or in respect of civil
liability (and awards of damages in those proceedings) as
follows—
(a) civil liability of a person in respect of an intentional act that is done
by the person with intent to cause injury or death
or that is sexual assault or
other sexual misconduct committed by the person—the whole Act
except—
(ia)
Part 1B (Child abuse—liability of
organisations), [ [187] ]
and
...".
According
to s 3C:
"Any provision of this Act that excludes or limits the civil liability of a
person for a tort also operates to exclude or limit the
vicarious liability of
another person for that tort."
Part
1A comprises ss 5 - 5T . By s 5 , " negligence
means failure
to exercise reasonable care and skill".
Section
5A provides that:
"(1) This Part applies to any claim for damages for harm resulting from
negligence, regardless of whether the claim is brought in
tort, in contract,
under statute or otherwise.
(2) This Part does not apply to civil liability that is excluded from the
operation of this Part by section 3B."
Section 5B
provides that:
"(1) A person is not negligent in failing to take precautions against a risk of
harm unless—
(a) the risk was foreseeable (that is, it is a risk of which the person knew
or ought to have known), and
(b) the risk was not insignificant, and
(c) in the circumstances, a reasonable person in the person's position would
have taken those precautions.
(2) In determining whether a reasonable person would have taken precautions
against a risk of harm, the court is to consider the
following (amongst other
relevant things)—
(a) the probability that the harm would occur if care were not taken,
(b) the likely seriousness of the harm,
(c) the burden of taking precautions to avoid the risk of harm,
(d) the social utility of the activity that creates the risk of harm."
Section
5C provides that:
"In proceedings relating to liability for negligence—
(a) the burden of taking precautions to avoid a risk of harm includes the
burden of taking precautions to avoid similar risks of
harm for which the person
may be responsible, and
...".
Section
5D provides that:
"(1) A determination that negligence caused particular harm comprises the
following elements—
(a) that the negligence was a necessary condition of the occurrence of the
harm ( factual causation ), and
(b) that it is appropriate for the scope of the negligent person's liability to
extend to the harm so caused ( scope of liability ).
...
(3) If it is relevant to the determination of factual causation to determine
what the person who suffered harm would have done if
the negligent person had
not been negligent—
(a) the matter is to be determined subjectively in the light of all relevant
circumstances, subject to paragraph (b), and
(b) any statement made by the person after suffering the harm about what he or
she would have done is inadmissible except to the
extent (if any) that the
statement is against his or her interest.
(4) For the purpose of determining the scope of liability, the court is to
consider (amongst other relevant things) whether or not
and why responsibility
for the harm should be imposed on the negligent party."
Section
5E provides that in "proceedings relating to liability for negligence, the
plaintiff always bears the onus of proving, on the balance
of probabilities, any
fact relevant to the issue of causation".
Section
5Q provides that:
"(1) The extent of liability in tort of a person ( the defendant )
for breach of a non-delegable duty to ensure that reasonable care is taken by a
person in the carrying out of any work or task delegated
or otherwise entrusted
to the person by the defendant is to be determined as if the liability were the
vicarious liability of the
defendant for the negligence of the person in
connection with the performance of the work or task.
(2) This section applies to an action in tort whether or not it is an action in
negligence, despite anything to the contrary in
section 5A."
The issue
Before
the primary judge the parties "agreed that [damages] must be assessed at common
law, if the Diocese was [vicariously liable]
for the assaults, involving as they
did trespass and battery: s 3B
Civil Liability
Act ".
[188]
This
agreement is consistent with authority in New South Wales that s 3B(1)(a)
of the NSW Civil Liability Act operates so that the vicarious liability of a
person for the intentional acts of another person is to be treated as the same
liability
as the liability of that other
person.
[189]
On this basis,
the provisions of the NSW Civil Liability Act do not apply to a person's
vicarious liability for the intentional act of another person other than to the
extent of the exceptions
in s 3B(1)(a).
Neither
party in this appeal challenged the correctness of these decisions. Both parties
accepted that if Fr Pickin had been a co-defendant
with the Diocese,
Fr Pickin's liability would be in respect of his own intentional act so
that s 3B(1)(a) would apply and his liability would have been determined
under common law and not the provisions of the NSW Civil Liability Act other
than Div 4 of Pt 1B.
The
disagreement between the parties that emerged late in the hearing of the appeal
encompassed whether the same reasoning that has
been applied to vicarious
liability ought to apply to the liability of a person subject to a non-delegable
duty so as to exclude
the application of the provisions of the NSW Civil
Liability Act (other than those specified in s 3B(1)(a)). The disagreement
extended to how the provisions of the NSW Civil Liability Act would apply to the
Diocese if s 3B(1)(a) is not engaged to exclude its application.
Consideration
In
the absence of persuasive argument to the contrary, this appeal is to be
resolved on the basis that s 3B(1)(a) of the NSW Civil Liability Act is not
engaged in respect of the liability of the Diocese for breach of its
non-delegable duty, with the consequence that the provisions
of the NSW Civil
Liability Act apply to the liability of the Diocese in accordance with their
terms.
First,
characterising the vicarious liability of an employer or principal as liability
"in respect of" the liability of an employee
"in respect of" an intentional act
that is done by the employee makes apparent sense in the context of
s 3B(1)(a). In contrast to the doctrine of vicarious liability, however,
there is no attribution of the delegate's liability to the holder of
a
non-delegable duty to ensure reasonable care is taken (and to the extent that it
is relevant in this context, there is no basis
for attributing any intention on
the part of the delegate to the holder of the non-delegable duty). The
non-delegable duty-holder's
liability is a direct and personal liability of the
duty-holder for not having ensured that reasonable care was taken.
Second,
applying an apparently ordinary grammatical meaning to the provisions,
s 3B(1)(a) determines if any provision of the NSW Civil Liability Act
applies, including s 5Q. On this basis, s 3B(1)(a) would not be
construed assuming s 5Q applies to the liability. Rather, s 3B(1)(a)
would be construed and applied according to its own terms and that construction
and application would determine if s 5Q applies.
In
considering the application of the provisions of the NSW Civil Liability Act , it
is necessary to observe that the Act is based on recommendations in the
Review of the Law of Negligence: Final Report dated September 2002 ("the
Ipp Report").
[190]
The Ipp
Report assumed that a non-delegable duty, being a duty to ensure reasonable care
is taken, is not itself a duty to take reasonable
care.
[191]
Consequentially,
the Ipp Report further assumed that a breach of a non-delegable duty is not
"negligence" in the sense of a failure
to exercise reasonable care and
skill.
[192]
This in part
explains why the Ipp Report recommended the enactment of a provision such as
s 5Q under which "liability for breach of a non-delegable duty shall be
treated as equivalent to vicarious liability for the negligence
of the person to
whom the doing of the relevant work was entrusted by the person held liable for
breach of the non-delegable
duty".
[193]
The
conception of a non-delegable duty in the Ipp Report is not reconcilable with
the analysis in Introvigne , Kondis and Burnie Port
Authority . As explained, those cases conceive of a non-delegable duty to
ensure reasonable care is taken as a "special" or "stringent" duty
of care. That
is, there is "a duty of a specified person, or a person within a specified
class, to exercise reasonable care within
a specified area of responsibility to
avoid [a foreseeable risk of] specified [harm] to another specified person, or
to a person
within another specified
class",
[194]
albeit that
the duty "to exercise reasonable care", in the case of a non-delegable duty, is
to be understood to mean a duty to ensure
reasonable care is exercised and the
breach of that results from either the duty-holder themselves not exercising
reasonable care
or the duty-holder's delegate not exercising reasonable care.
Either way, a non-delegable duty is a creature of the law of negligence.
Ultimately,
however, it is unnecessary to reach a concluded view on whether or not the
definition of "negligence" in s 5 of the NSW Civil Liability Act
encompasses a breach of a non-delegable duty to ensure reasonable care is taken.
That is because the outcome of the appeal would
be the same either way.
If
the definition of "negligence" in s 5 does not encompass a breach of a
non-delegable duty to ensure reasonable care is taken, the provisions of
Pt 1A which depend on a person being "negligent" (ss 5B - 5E ) do not
apply to a person who has breached a non-delegable duty by failing to ensure
reasonable care is taken by another person.
Consequentially, breach and
causation would be determined in accordance with the common law principles
applicable to such a non-delegable
duty.
If,
however, the definition of "negligence" in s 5 does encompass a breach of a
non-delegable duty, s 5B(1) and (2) (a "person is not negligent in failing
to take precautions against a risk of harm unless ...") would be applied to a
breach
of a non-delegable duty arising from an intentional criminal act of a
delegate only on the basis that the relevant precaution is
nothing more than the
delegate's failure to refrain from doing the intentional act. In a case such as
this, s 5B would be satisfied by the fact that the intentional act was
done. Section 5C would then apply according to its terms on the basis that
the relevant precaution is nothing more than the delegate's failure to
refrain
from doing that act. Section 5D(1)(a) would be applied on the basis that
the doing of the intentional act must be a "necessary condition of the
occurrence of the harm",
whereas the condition in s 5D(1)(b) would ask if
it is appropriate for the scope of the negligent person's liability to extend to
the harm so caused, the "negligent
person" being the Diocese as the holder of
the non-delegable duty that was breached. On the same basis the "negligent
party" in s 5D(4) is the Diocese, the consideration being "whether or not
and why responsibility for the harm should be imposed on the negligent
party".
On
either view as to whether the definition of "negligence" in s 5 encompasses
a breach of a non-delegable duty, s 5Q(1) would operate to determine the
extent of the liability of the Diocese as holder of the non-delegable duty once
duty, breach and causation
are determined. That is because s 5Q(2) provides
that "[t]his section applies to an action in tort whether or not it is an action
in negligence, despite anything to the
contrary in
s 5A".
Breach of the Diocese's non-delegable duty
The
Diocese challenged breach of the non-delegable duty. Those challenges, however,
wrongly assumed that the risk of harm had to
be confined to the risk of
Fr Pickin specifically sexually assaulting a child and that such a risk was
not reasonably foreseeable
on the part of the Diocese. As explained, however,
the relevant risk of harm was personal injury (rather than sexual assault) while
under the care, supervision or control of a priest of the Diocese and, in any
event, the risk of a priest of the Diocese sexually
assaulting a child was
itself reasonably foreseeable for the reasons given.
Otherwise,
the Diocese's challenges wrongly assumed that the "precautions" AA pleaded as
being reasonable precautions the Diocese
could have taken to prevent the risk of
harm applied to the Diocese's non-delegable duty of care to ensure reasonable
care was taken
of AA. Those pleaded precautions, however, would be relevant only
if the conduct constituting the breach of the duty had been that
of the Diocese
itself. Here it was the conduct of a delegate. This is why the only "precaution"
that could be relevant if ss 5B and 5C applied to the determination of the
liability of the Diocese is the delegate refraining from doing the intentional
act.
The
unavoidable conclusion in this case is that, on the facts as found by the
primary judge, the Diocese breached its non-delegable
duty to AA. In 1969 AA was
a child aged 13 years. While at the presbytery AA was under the care,
supervision or control of the only
adult present, Fr Pickin. AA was present
at the presbytery and thus under the care, supervision or control of
Fr Pickin as a result
of Fr Pickin purportedly performing the
functions of a priest of the Diocese, being teaching scripture at AA's high
school, AA visiting
Fr Pickin because he was a priest, and AA's parents
permitting him to visit Fr Pickin because he was a priest. Fr Pickin
sexually
assaulted AA, by forcing AA to perform oral sex on Fr Pickin,
while AA was under Fr Pickin's care, supervision or control.
The
Diocese's contentions that the requirements of breach of the non-delegable duty
are not satisfied must be rejected.
Causation of harm
The
Diocese challenged the primary judge's findings of causation of harm. This
challenge, however, was based on Leeming JA's observation
that "it is far
from obvious that if [the pleaded precautions had been taken], it would have
made any difference to Fr Pickin's
conduct".
[195]
Again, the
difficulty is that the pleaded precautions concerned the pleaded ordinary duty
of care. If s 5D of the NSW Civil Liability Act were to be applied,
Fr Pickin's intentional sexual assault of AA would be the "negligence". On
that basis, the relevant hypothetical
is not the Diocese having taken the
precautions that AA pleaded to support the claimed ordinary duty of care (as a
step along the
way to the claimed non-delegable duty) but Fr Pickin not
having sexually assaulted AA. The question then becomes whether the fact
of
Fr Pickin having sexually assaulted AA was a necessary condition of the
claimed harm and whether it would be appropriate for the
scope of
Fr Pickin's liability to extend to that harm so caused.
In
terms of causation of harm, it is not material that the harm to AA, as found by
the primary judge, was not caused by "any act
or omission of the Diocese". The
relevant question for liability of the Diocese under its non-delegable duty of
care is whether the
harm was caused by the act of Fr Pickin. The primary
judge analysed the evidence and carefully distinguished the harm resulting from
Fr Pickin's sexual assaults of AA and other life events to which AA was
subject.
[196]
No error is
apparent in the primary judge's approach, which involved her Honour ultimately
applying the observation of Cavanagh J
in SR v Trustees, De La Salle
Brothers
that:
[197]
"Assessing
damages for historical sexual abuse presents as a difficult task because much of
the evidence which might ordinarily be
presented in a claim for personal
injuries in respect of loss and damage subsequent to the tortious conduct of the
defendant is no
longer available. ...
It is thus important to observe that the assessment of loss in these types of
claims is very much a matter of impression, based on
the available evidence, and
having regard to what must be the ordinary incidents of life, some good and some
bad, which might befall
a person ... Assessment of damages is not merely a
mathematical exercise. ..."
Otherwise,
the scope of the Diocese's liability, commensurate with the scope of its
non-delegable duty, extends to the harm caused
to AA by the Diocese failing to
ensure that reasonable care was taken against the foreseeable risk of personal
injury to AA, including
from the intentional infliction of such injury both by
the Diocese's own delegates, specifically priests, and by third parties.
The
Diocese's contentions that the requirements of causation of harm to AA within
the relevant scope of liability are not satisfied
must be rejected.
Damages
Explained
in terms of s 5Q , the Diocese delegated or otherwise entrusted to
Fr Pickin the task of performing the functions of a parish priest of the
parish
of St Patrick's Church in the Diocese. The Diocese was under a
non-delegable duty to ensure that Fr Pickin took reasonable care of
any
child who came under the care, supervision or control of Fr Pickin as a
result of Fr Pickin purportedly performing a function
as a priest of the
Diocese to prevent reasonably foreseeable personal injury to the child.
Accordingly, the extent of liability in
tort of the Diocese "is to be determined
as if the liability were the vicarious liability of [the Diocese] for the
negligence of
[Fr Pickin] in connection with the performance of the work or
task", the work being the performance of the function of Fr Pickin
as the
parish priest of the St Patrick's Church parish in the Diocese.
No
more need be said about damages, however, because in this case the parties
agreed that if the provisions of the NSW Civil Liability Act (including
s 3C) applied to the Diocese then the award of damages the primary judge
made to AA had to be reduced to $335,960 (economic loss of $90,480,
plus
non-economic loss of $245,480).
Orders
For
these reasons the following orders should be made:
(1) Appeal
allowed with costs.
(2) Set aside orders 1 and 2 made by the Court of Appeal on
15 April 2025 and orders 7 and 8 made by the Court of Appeal on
7 May
2025. In their place, order that the appeal to the Court of Appeal be
dismissed with costs save to the extent that order 1 of the
orders made by
Schmidt A-J on 18 October 2024 be varied to substitute for "$636,480.00"
the sum of $335,960.
GORDON J.
The appellant, AA (a pseudonym), commenced proceedings in
the Supreme Court of New South Wales in 2024 alleging that he
was
sexually abused on multiple occasions in the late 1960s by Father Ronald
Pickin (now deceased), a priest of the Diocese of the
Roman Catholic Church
for Maitland‑Newcastle ("the Diocese").
The
Diocese is an unincorporated organisation under Div 4 of Pt 1B of
the
Civil Liability Act 2002
(NSW) ("the CL Act"). There was no
dispute that the respondent, the Trustees of the Roman Catholic Church for
the Diocese of Maitland‑Newcastle,
a statutory trustee
corporation,
[198]
was a
proper defendant to child abuse
proceedings
[199]
relating
to the Diocese as contemplated by s 6L of the CL Act. The
respondent could therefore be held liable in child abuse proceedings
as if any
duty owed by the Diocese were owed by the respondent and as if the Diocese had
legal
personality.
[200]
The
primary judge concluded that AA, when aged 13, was sexually abused on multiple
occasions in 1969 by Father Pickin in the presbytery
of St Patrick's
Catholic Church in Wallsend ("the presbytery"); that the Diocese was liable
in negligence for breach of a duty to
take reasonable care owed to AA;
that the Diocese was vicariously liable for the sexual abuse committed
by Father Pickin; and that
AA was entitled to damages for the harm which he
suffered as a result of the sexual abuse. The primary judge did not determine
the
claim that the Diocese breached a non-delegable duty owed to AA. It was an
agreed fact that the sexual abuse of AA, if it occurred,
constituted
battery.
The
Court of Appeal of the Supreme Court of New South Wales allowed an appeal by the
respondent, holding that no duty of care was
owed by the Diocese to AA in 1969
and the Diocese owed no non-delegable duty to ensure that a delegate of the
Diocese did not intentionally
assault or batter a child. AA accepted in
the Court of Appeal that the part of the judgment of the primary judge
based on vicarious
liability could not stand in light of this Court's decision
in Bird v DP
(a pseudonym) .
[201]
By
a grant of special leave, AA appealed to this Court contending that,
in respect of the sexual abuse committed against him by Father
Pickin,
the Diocese owed him a duty of care in negligence (ground 2) and a
non-delegable duty of care (ground 1). By a notice of
contention, the respondent
contended that the Court of Appeal's decision should be affirmed on the ground
that the Court of Appeal
erroneously decided or failed to decide some matter of
fact or law, including that AA had failed to establish that he was sexually
assaulted by Father Pickin and that AA had failed to establish breach of duty or
causation.
This
appeal raises significant questions about the nature and scope of liability of a
particular diocese of the Catholic Church –
the Diocese of
Maitland‑Newcastle – for historic child sexual abuse which was
allegedly perpetrated against AA in the
late 1960s. The appeal is
deliberately described in that way because, as these reasons will explain, the
nature and scope of the
liability of any person, including any particular
diocese of the Catholic Church, for historic child sexual abuse depends on the
circumstances of the particular case established by agreed facts, the evidence
adduced and accepted, and the findings of fact open
to be made on such
evidence.
For
the reasons that follow, the appeal must be allowed with costs. AA proved
that he was abused by Father Pickin. He failed to prove
that
the Diocese owed him a duty, or alternatively breached any duty owed, to
take reasonable care to prevent that abuse. However,
the Diocese owed a
non-delegable duty – a duty to ensure that reasonable care was
taken to avoid the risk of personal injury to child parishioners in the care of
a priest of the Diocese
at the presbytery. The facts of this case fall within
the scope of that duty because AA, as a child parishioner who was taught to
respect and obey priests, was specially vulnerable; the Diocese undertook the
care of AA in circumstances where the Diocese appointed
Father Pickin to a
parish and expected and required him to engage with young people as part of his
ministry; the Diocese made the
presbytery available to Father Pickin to perform
that ministry; and AA's parents entrusted the care of AA to Father Pickin. The
Diocese
breached that duty to ensure that reasonable care was taken when Father
Pickin assaulted AA. The award of damages must be reduced
to $335,960 to reflect
the fact that AA's claim for the breach of the Diocese's non-delegable duty
is subject to the caps on personal
injury damages under Pt 2 of the
CL Act.
These
reasons are organised as follows:
A – Facts and
background
1 The Diocese, the Bishop and Father Pickin [165]-[166]
2 Father Dillon's expert evidence [167]-[170]
3 Tendency evidence [171]-[188]
B – Primary judge's fact-finding process [189]-[190]
C – AA sexually abused by Father Pickin [191]‑[220]
D – Bases of liability
1 Common law [221]-[223]
2 CL Act [224]-[232]
E – Negligence
Principles
[233]-[241]
AA's
claim in negligence against the Diocese [242]-[270]
F –
Non-delegable duty
1 Principles [271]-[296]
AA's
non-delegable duty claim against the Diocese [297]-[329]
G
– Orders [330]
A. Facts and background
The
primary judge found that AA, when aged 13, was sexually abused on multiple
occasions in 1969 by Father Pickin in the presbytery.
The sexual abuse consisted
of Father Pickin forcing AA to suck Father Pickin's penis. It is necessary to
set out, in some detail,
the agreed facts at trial, the expert evidence, the
tendency evidence and the findings of the primary judge before turning to the
judgment of the Court of Appeal.
(1) The Diocese, the Bishop and
Father Pickin
It
was an agreed fact at trial that the Diocese had the care and control of
Catholic churches in the Diocese; the Bishop of the Diocese,
Bishop John
Toohey ("the Bishop"),
had powers of direction and control over
incardinated priests; at all material times, Father Pickin was an incardinated
priest of
the Diocese, having been appointed by the Bishop as the parish
priest of St Patrick's Church; and
Father Pickin attended Wallsend
High School to provide religious scripture classes to students. The primary
judge made a finding,
supported by Father Pickin's personnel file, that the
Bishop had exercised control in a variety of ways over Father Pickin.
It was
also an agreed fact that, at all material times, both the 1917 Code of Canon Law
and the Presbyterorum Ordinis proclaimed in 1965 by Pope Paul VI were in
existence. In AA's amended statement of claim, particular aspects of both
documents were
pleaded. The respondent's response was not to admit two
particular paragraphs of the amended statement of claim and, in response
to
the balance, to admit that each of the Code and the Presbyterorum
Ordinis were in existence, to rely upon the whole of each as if set out in
full and otherwise not to admit the remainder of the paragraphs.
Neither
document was tendered in evidence. Unchallenged evidence of some aspects of
their contents was given by Father Dillon.
(2) Father Dillon's
expert evidence
Father
Dillon was called by AA to give expert evidence. He was only shortly
cross‑examined and the respondent did not call
any evidence to rebut his
opinions.
Father
Dillon provided two reports, which were structured by him responding to
questions. Questions asked of Father Dillon (in italics),
and his
responses, included:
" Question (c):
Do you recall whether in the 1960's the instruction in Canon 212
(that members of the Catholic laity should show obedience to the
sacred
pastors of the Church) was widely promulgated by the Church, if not in word,
then in effect, as one of its teachings?
In Australia in 1969, the Parish Priest was the highest local authority for
the members of the Catholic Church, and was answerable
only to
the Diocesan Bishop. Parish Councils and other areas of lay
(parishioners) involvement and support were only beginning to
come into use, and
even then just on a minor level. There is no question that the priest was the
centre and focus of what we might
today call the 'governance' of the Parish at
its local level.
...
Question (d):
Do you recall whether the provisions of the Presbyterorum Ordinis,
which was proclaimed by Pope Paul VI in 1965, that:
(a) priests have a special obligation to the poor and weak entrusted to
them;
(b) priests are to apply, with special diligence, attention to youth, married
people and parents and that it is desirable that these
join together in friendly
meetings for mutual aid in leading more fully and in a Christian manner a life
that is often difficult;
(c) priests are to possess temporal goods, inter alia, for procuring of
honest sustenance of the clergy and the fulfilment of their
office and status;
and
(d) Catholics should follow priests as their pastors and fathers
informed the instruction of Catholicism in the late 1960's and the respective
roles of priests and laity?
The responsibilities of priests towards their parishioners as outlined in
Items (a) through to (d) were consistent with the normal
and traditional
practice of the Church and the expectations of the people of the Parish.
Effectively, most priests worked hard and effectively for the spiritual and in
some cases the material benefit of their parishioners,
and in return
parishioners gave them their trust, loyalty and cooperation on many, if not all
levels.
Question (e):
Do you recall whether the principles of 'in persona Christi' and 'in persons
[sic] Christi capitis' or other doctrines which defined
the status of priests
were teachings of the Catholic Church in the late 1960's?
These phrases, introduced only at the time of the Second Vatican Council (1962
– 65) designated that the priest acted 'in persona
Christi' (in the person
of Christ) or that he was an 'alter Christus' (another Christ), and they clearly
demonstrate the exaggerated
dignity and respect given priests at the time. This
clearly could and did become genuinely dangerous – for the priest and for
others – if the priest took it seriously, which was a not uncommon
occurrence.
Question (f):
Do you consider that in the 1960's parish priests were under the authority
and direction of the Diocesan Bishop?
During the 1960s and indeed at all times before and since, the authority and
direction of the Diocesan Bishop were paramount in terms
of determining a
priest's duties, responsibilities and priorities. He was expected to go where he
was sent and to do what he was
told by the Bishop. But they were also considered
'co-workers' and 'close co-operators' with the Bishop, to whom they were obliged
to make a promise of obedience within the Rite of the Ordination to
Priesthood.
...
Question (h):
... [A]re you able to say whether priests ministering to Catholic children in
State schools were restricted from having interactions with
such children beyond
such instruction, whether priests in that situation were permitted to have such
additional contact or whether
such priests were encouraged to have such
additional contact?
While they were many young people being In Catholic schools [sic],
there was a general recognition that there were many Catholic
children in
government schools, and the parish and the priest had a responsibility to assist
them in their personal and spiritual
growth.
...
Question (i):
What types of authorised activities were engaged in by parish priests in
the late 1960's to facilitate contact between priests and
young
persons?
and
Question (j):
In the late 1960's were parish priests in Australia directed
and/or encouraged to reach out to children in Catholic families attending
Catholic schools to promote Catholic teachings and encourage participation in
Catholic life, including the Holy Sacraments?
It was a standard expectation of all priests that their engagement with
the young people of the parish was a most important and valued
part of
their ministry. This would happen with youth groups, movie nights,
camps, sporting teams, Choirs and any number of other
activities which
would bring people together under the banner of the Church. In addition,
the involvement of priests in the Parish
School provided an effective and
positive (in most cases) connection with the majority of the children of
parishioners – usually
around 70%.
Question (k):
If you agree with the previous question, was it your experience that Catholic
children in state schools were encouraged to participate
in the Catholic Faith,
including by personal instruction with priests?
'Personal' ie 'one-on-one' instruction of young people was not common in those
days and even less so in the years since. Religious
Education was seen as being
most effective within a 'class' setting with other children. It is also likely
that the risks of children
being alone with an adult – even a trusted and
respected person (like a priest!) would have been seen as at least 'unwise'
or
'imprudent'. However community awareness of the potential for abuse by priests
and religious was minimal at the time, if not totally
unknown.
Question (l):
In your experience in the late 1960's was it permissible for parish priests
to have adults and children attend on them in their residences
for the purpose
of religious instruction and/or providing pastoral care?
On rare occasions, individual instruction could have been given by the local
priest if a single student had to be prepared for Baptism,
Confirmation or other
Sacraments. But even in the 1960's having a number, even a small number of
children and bringing them together
for a Sacramental class was seen as a much
more effective way of doing this.
... Use of the priest's personal room or rooms would have been unheard of, even
in those 'innocent' times. Parishioners were seen
by the priest in a front
'parlour['], which was always near the front door of the Presbytery[.]
...
While in recent decades children being alone with a non‑family member
adult might be viewed by some as 'unwise', if not 'high
risk',
such reservations or fears were a rarity in the late 1960's. Among Catholic
people and even among the vast majority of Priests,
Religious Brothers and
Sisters, the tragic catalogue of offences and crimes which have been so well
documented and proven since the
mid-1980's was still virtually unknown.
That said, a likely exception to this overall lack of awareness would be
the knowledge of some people in positions of high authority
in the Church,
such as Bishops, Religious Superiors and Provincials etc who would have been
aware of complaints and allegations made
against other priests, brothers and
nuns.
However, such scandalous matters rarely reached the attention or awareness of
the general Catholic populace, and so at that time
there was generally minimal
if any suspicion that a trusted religious leader could or would ever pose any
kind of threat to a young
parishioner.
Catholic Priests, Brothers and Nuns were the recipients of respect and trust
from not only Catholic people, but were held in high
regard by the vast majority
of the wider general community.
...
Question (m):
... [W]as it the practice in the 1960s and 1970s that the use of properties
such as Churches and Presbyteries was maintained by Diocesan
authority under the
control of their respective Bishops?
The Bishop of a Diocese is the ultimate authority with regard to the use and
administration of all properties in the Diocese. A property
cannot be sold
without his explicit permission, nor can it be used for any purpose in anyway
contrary to the wishes or direction
of the Bishop.
For those activities and uses that are directly part of the Church's mission,
the Parish Priest's authorisation and permission would
be normally sufficient
for that use or activity to be enacted. ...
Question (n):
In the 1960s and 1970s in circumstances where a priest has been given
the use of a Presbytery in a parish, was it the expectation
of Bishops that
a Priest occupying a Presbytery who hosted members of the Catholic laity,
including children at the Presbytery would
do so as part of his apostolate
consistently with the recognised role, responsibilities and duties of
a Priest?
In the 1960's and 1970's, it was common (and still is today) for Presbyteries to
be used for purposes other than being solely the
priest's residence.
Parish offices, which were the administrative headquarters of the parish, could
be quite extensive, and were usually housed within
the Presbytery, with constant
visits by parishioners, tradespeople etc.
Meeting rooms, kitchen facilities etc were used for committee meetings, social
gatherings, religious instruction of individuals and
groups etc when and as
required.
These uses and activities were all seen as an indispensable components [sic] of
the priest fulfilling both his pastoral and administrative
responsibilities
within the parish to which he had been assigned by the Bishop.
It was around this very time of the 1960's and 1970s that the word Presbytery
(meaning the priest's residence) would increasingly
give way to the term 'Parish
House', as the building and property became increasingly utilised as the focal
point of a variety of
parish activities other than those which were specifically
carried out in the church or school.
Accordingly for the priest, the Presbytery / Parish House was not just where he
lived – it was also where he worked in order
to undertake the spiritual,
pastoral and administrative responsibilities the Bishop expected of him."
The
primary judge was satisfied that Father Dillon's evidence (based on his own
experiences, qualifications, training and knowledge)
established that in
the 1960s the Catholic Church had few written rules and regulations about
the conduct of parish priests or their
use of presbytery premises; that
parish priests were given little training in relation to their use, or about
their interaction there
with children; and that young priests learnt as they
went, effectively while they were "on the job". The primary judge found that
there was no evidence of any practice or requirement that parish priests
not invite young people such as AA and Mr Alan Perry to the presbytery,
even when they lived there alone, leaving it to individual priests
who were
under the control of the Bishop. Mr Perry was AA's friend who attended the
presbytery with him.
Having
regard to Father Dillon's evidence on the use of presbytery premises, the
primary judge then made the finding that the presbytery
was where the Diocese
required Father Pickin to live alone to perform his duties as the parish priest,
and it left him to determine
whom he invited and when he invited others there.
This permitted Father Pickin to invite boys to the presbytery at night,
even though
no other adult was present.
(3) Tendency
evidence
A
tendency notice served by AA relying on s 97 of the
Evidence Act
1995
(NSW) specified:
"[t]hat while he was a priest, the late [Father Pickin] had the following
particular state of mind and/or tendency to act in the
following particular
ways:
1. Father Pickin had a sexual interest in boys;
Father
[Pickin] sought out opportunities to achieve intimacy with boys, including by
using Church premises for that purpose;
Father
Pickin had a tendency to sexually abuse boys who were in his care when he was
able to do so;
Father
Pickin exploited his position as a priest by asserting his authority to enable
him to act on his sexual interest in boys[.]
The tendency evidence sought to be adduced bears upon the facts in issue in
[AA's] claim including whether: Father Pickin sexually
abused [AA]; and the
nature of the interactions between Father Pickin and [AA]."
The
tendency evidence that was admitted under s 97 of the
Evidence Act
was specific paragraphs of the statements from two people: Mr Stephen
McClung
and BB (a pseudonym). The balance of each statement, subject to
some paragraphs that were not read, was admitted without objection.
Before the
primary judge, senior counsel for the respondent did not submit that the primary
judge should not accept the accounts
of Mr McClung and BB.
There
is now no dispute that the tendency evidence was properly admitted under
s 97 of the
Evidence Act
as tendency evidence of the character,
reputation or conduct of Father Pickin or of a tendency that Father Pickin had
to act in a
particular way or to have a particular state of mind because
that evidence, either by itself or having regard to other evidence adduced,
had significant probative
value
[202]
in that it was
capable of rationally affecting the probability of the existence of a fact
in issue, namely whether AA was assaulted
by Father Pickin, to a significant
extent.
[203]
The established tendencies were that Father Pickin, a priest, had a
particular state of mind and/or tendency to act in the following
ways: Father
Pickin had a sexual interest in boys; Father Pickin sought out opportunities to
achieve intimacy with boys, including
using Church premises for that purpose;
Father Pickin had a tendency to sexually abuse boys who were in his care
when he was able
to do so; and Father Pickin exploited his position as a priest
by asserting his authority to enable him to act on his sexual interest
in
boys.
(a) Mr McClung
Mr McClung's
evidence was that he was brought up Catholic by his father and attended
St Columba's Church every Sunday. He said that
he had been abused as a
young teenager, aged around 14, by a priest, Father Hodgson, at his Catholic
high school. He said that when
he was aged around 15, he confessed to the abuse
in church. He said that in around 1965 Father Pickin became the assistant
priest
at St Columba's, that Father Pickin (as well as other priests and
nuns) sometimes visited his home, and that for two Christmas periods
and one
Easter Mr McClung delivered lessons to the congregation.
The
portions of his statement which were admitted pursuant to the tendency notice
were as follows:
"Delivering these lessons required me to attend St Columba's on Saturday
nights and before other services, including Midnight Mass,
Good Friday and
others, to prepare and dress rehearse things.
On around a dozen occasions, [Father Pickin] touched my genitals.
[Father Pickin] was very physical and loved to come up and give me a hug, either
from in front or from behind. At times while doing
that his hands made their way
down to my genitals which he fondled over [the] top of my trousers.
This happened mostly in the vestry, which was a connected wing off to
the right as you look toward the altar.
On a couple of occasions, [Father Pickin] touched my genitals in the main Church
area while physically guiding me on where to move
in the course of the service."
Later,
as a first year university student, Mr McClung went to speak to
the parish priest, Father Doran, who had also been his science
teacher at
high school and whom Mr McClung described as "a practical, level-headed guy
who I respected a lot". Mr McClung said that
he told Father Doran of the
sexual touching by Father Pickin, but not the earlier abuse by the other priest
at high school. In cross‑examination,
he said that his last year of
school was 1965, and his first year of university was 1966. It will be necessary
to return to this
evidence in the context of addressing AA's claim in
negligence.
[204]
Mr McClung's
church attendance dropped off while he was at university. Mr McClung married in
1972, with Father Pickin officiating.
There were two sons of the marriage, who
attended a Catholic school at Merewether where, coincidentally, Father Pickin
was the parish
priest. Mr McClung said that his family was involved with
the Church and he sometimes delivered the Epistle on Sundays.
In 1988,
after Mr McClung was divorced, Father Pickin moved from Merewether to
Beresfield, but nonetheless Mr McClung visited Father
Pickin on a few
occasions and took him out for dinner or a coffee. He said that on a couple of
these occasions "[Father Pickin] became
very physical with [him] and
attempted to touch [his] genitals".
Further,
on two or three occasions Mr McClung went with Father Pickin to his beach
house in Fingal Bay and, after a few drinks, "[Father
Pickin] got handsy and
again tried to touch [his] genitals. On one occasion [Father Pickin] got his
hand inside [Mr McClung's] trousers
and touched [his] penis". Each time
Mr McClung refused Father Pickin's advances.
In
cross-examination, Mr McClung accepted that he had been involved in civil and
criminal proceedings in relation to the first priest,
but had not made any
complaint concerning Father Pickin until his statement in these proceedings.
He was asked to explain why that
was, and he said:
"The very simple reason that what happened with Father Hodgson happened when I
was 13 and 14. What happened with [Father Pickin]
happened when I was 15, 16,
even 16, 17. I was not the innocent little victim who had only just started at a
high school by the time
[Father Pickin] was at [St Columba's], my local
parish, as an assistant priest. I was older, and I knew what these guys could
do,
and I knew how to resist that."
In
cross-examination, Mr McClung gave unchallenged evidence that, when he
asked Father Pickin about abuse by a particular priest,
Father Pickin responded,
"The silly bugger, he was stupid enough to get caught."
(b) BB
BB
was born in August 1965 and had lived in Wingham all his life.
Father Pickin was transferred to Wingham in July 1978 when BB was
about to
turn 13 years old.
BB's
father died when he was around 11 years of age. He lived with his mother and one
brother, who was six years older than BB. Father
Pickin took a lot of the young
boys under his wing and he was especially close to those, like BB, who did not
have a father or whose
father had died. At that time, BB's general perception of
priests was that they were authority figures whom BB was always to respect
and
obey. BB said he never questioned the authority of priests, whom he and his
mother saw as "[p]illars of society". He said, "My
Mum always bloody worshipped
the Priests."
BB
gave the following evidence which was admitted as tendency evidence:
"I was sexually abused by Pickin a couple of times at the Wingham Presbytery and
a couple of times when he took me on holidays with
him to Fingal Bay.
A few times me and a couple of my mates had a sleepover after Church on Saturday
nights with Pickin. We stayed and slept over at
the Church Presbytery with
Pickin. At that time, I was around 11 or 12 years of age.
My mates and I were all watching movies on the TV at Pickin's place.
The sexual abuse of me by Pickin was repeated light fondling
of my genitals
whilst I was lying on the loungeroom floor. Pickin came and lay close to me and
fondled me.
At that time of the sexual abuse of me by Pickin, the other boys had either
fallen asleep or were lying unaware, as they were watching
the TV movie. Pickin
sexually abused me in this way on around three occasions over a period of around
6 weeks."
In
re-examination, BB said that he had made no complaint until 2022 to avoid
embarrassing his mother. He had brought proceedings
based on the abuse, which
were compromised before trial. In those proceedings he had only identified a
single act of touching in
the presbytery. He said, "when I did that, I
thought one was enough", "I was just getting sorted out with it all" and "I just
thought
that was enough said". BB was not cross-examined to suggest that the
abuse he described had not occurred. The evidence given by BB
was of conduct by
Father Pickin which was accepted to have occurred and amounted to a serious
criminal offence inflicted upon a child.
(c) Reliance on the
tendency evidence
The
primary judge relied on the tendency evidence and, as the Court of Appeal
accepted, she was entitled to do so. That is unsurprising.
The respondent did
not contend that the events described by Mr McClung and BB did not occur.
As Ball JA explained in the Court of
Appeal, the uncontested facts,
including the tendency evidence, provided "strong corroborative
evidence of that given by [AA]", the
tendency evidence establishing "that
[Father] Pickin had an interest in boys and given the opportunity would sexually
abuse them".
There
were differences between the assaults that Mr McClung and BB each described
Father Pickin committing against them and those
described by AA but the primary
judge found that they had common features which linked them together. Under the
heading "Was AA sexually
abused by Father Pickin?", the primary judge also
made a number of specific findings as to how the tendency evidence supported
AA's
case. To take just one example, in explaining why AA's evidence was
persuasive, her Honour stated:
"For the following reasons I am satisfied that AA's evidence, that he was
assaulted by Father Pickin on a number of occasions in
the way he
described, must be accepted, it not being too vague, internally inconsistent or
unconvincing to permit it being accepted
as truthful, despite Mr Perry's
evidence.
Reaching the required conclusions depended on both what AA and Mr Perry
agreed and disagreed about and how their evidence was led,
as well as
how the tendency evidence supported
AA's claims ."
(emphasis added)
The
trial before the primary judge was therefore properly conducted on
the basis that Father Pickin had, years before and years after
the assaults
about which AA had given evidence, sexually molested other teenage boys on
Church premises. The primary judge found
that the evidence of both
Mr McClung and BB supported the existence of the notified tendencies and
also made it more likely that
the sexual abuse which AA said Father Pickin had
inflicted on him had occurred.
In
the Court of Appeal, Leeming JA's analysis of the tendency evidence was in
error. First, his Honour was right to state that the
tendency evidence
established that Father Pickin was sexually interested in young boys. However,
his Honour misstated, by impermissibly
narrowing, the identified tendencies of
Father Pickin. Contrary to the view expressed by Leeming JA, the tendency
evidence established
that Father Pickin had a tendency to sexually abuse boys
who were in his care when he was able to do so, and not, as Leeming JA stated,
a
narrower or more limited tendency that he was "prepared to touch their genitals
outside their pants, even when other people were
nearby". The impermissible
narrowing of the tendency evidence by Leeming JA likely infected his
Honour's reasoning on the weight
to be given to the tendency evidence as well as
on whether AA had established to the requisite standard that he had been
sexually
abused by Father Pickin as he had alleged. Second, the conclusion
expressed by Leeming JA that the primary judge placed little weight
on the
tendency evidence was inconsistent with her Honour's reasons for judgment. The
primary judge did place some weight on the
tendency evidence (which was
uncontested) and her Honour was right to do so.
B. Primary
judge's fact-finding process
It
is necessary to say something about the primary judge's process of fact finding.
Her Honour found that AA was sexually abused
by Father Pickin as he alleged
because the primary judge was satisfied of that fact on the balance of
probabilities,
[205]
taking
into account the gravity of the
allegations,
[206]
recognising that the allegations concerned events more than 50 years ago that
raised obvious problems given the results of the passage
of time, that
reasonable satisfaction should not be produced by "inexact proofs, indefinite
testimony, or indirect
inferences"
[207]
and that,
instead, the Court must, if possible, "place primary emphasis on the objective
factual surrounding material and the inherent
... probabilities together
with the documentation tendered in
evidence".
[208]
When deciding issues of fact on the balance of probabilities in a case of
allegations of sexual abuse which occurred many decades
earlier, her Honour was
"concerned not just with the question 'what are the probabilities on the
limited material which the court
has, but also whether that limited material is
an appropriate basis on which to reach a reasonable
decision'".
[209]
It
was against that background that the primary judge's detailed analysis led her
Honour "to have the required actual persuasion that
[AA] was assaulted by Father
Pickin as he claims", namely that Father Pickin forced him to suck
Father Pickin's penis. In conducting
that analysis, the primary judge took
into account the fact that AA was cross‑examined and that the credibility
and reliability
of AA's evidence was in issue (as was that of Mr Perry). As Ball
JA noted in the Court of Appeal, it was not suggested that AA had
lied in
giving evidence concerning the abuse – either the abuse happened or AA was
mistaken about it.
C. AA sexually abused by Father
Pickin
AA
was born in 1955. It was an agreed fact that in 1969, when AA was
a student in Second Form, now Year 8, at Wallsend High School,
AA
attended a class in which Father Pickin gave students instruction in the
Catholic faith. AA was a practising Catholic. The scripture
classes
were also attended by students who were not practising Catholics, which included
Mr Perry. As the primary judge recorded,
AA had been raised to respect adults,
particularly priests and teachers.
There
was no issue that on Friday nights Father Pickin invited AA and his very close
friend, Mr Perry, to the presbytery, where Father
Pickin lived alone.
It was not in dispute (at least in the Court of Appeal) that AA went with
Mr Perry to the presbytery on ten to
12 occasions after dinner on a Friday
night. Nor was it disputed that Mr Perry attended the presbytery with AA on each
relevant occasion
when the alleged abuse of AA occurred. The primary judge found
that there were on some occasions other boys at the presbytery.
It
was an agreed fact that, during those visits, AA and Mr Perry were given
beer and cigarettes by Father Pickin and Father Pickin
had a poker machine which
he made available for the boys to play. The poker machine was kept in a dressing
room adjacent to Father
Pickin's bedroom. The bedroom was off the main living
area of the presbytery where the boys drank beer and smoked. Father Pickin
gave
AA coins to play the poker machine and he was allowed to keep his winnings.
The primary judge accepted the expert evidence of Father Dillon that
supplying or even consuming alcohol and cigarettes in the presence
of children
was totally foolhardy and irresponsible and out of order for a priest,
reprehensible and to be condemned.
It
was agreed that there were no other adults present during these gatherings at
the presbytery. It was also an agreed fact that
Father Pickin invited boys to go
on holidays with him around the time of the alleged assaults on AA.
The
primary judge found that there was no suggestion that Father Pickin invited the
boys to the presbytery for religious instruction
despite Mr Perry referring
to his visits to the presbytery as "lessons" and AA's evidence that,
when he was asked by Father Pickin
to go to the presbytery, he thought it
was to further his religious instruction that Father Pickin had been giving him
at school.
The primary
judge appeared to accept the respondent's submission that the Friday night
gatherings arranged by Father Pickin were
not "Church events". The phrase
"Church events" was not defined or explained. The respondent's submission
that the gatherings at
the presbytery were not "Church events" was said to arise
from Mr Perry's evidence that he was not a practising Catholic at the time
he first started going to the presbytery, nor did he become one, and that he did
not regularly go to church, together with AA's evidence
that Father Pickin
supplied them with alcohol and cigarettes and that they were not supervised by
their parents or other adults.
In this Court, senior counsel for AA described
the term as "rather imprecise" but said that it was to be taken to refer to
"religious
events or events authorised by someone other than the priest". He
submitted that "having social functions at the presbytery with
people the
parish priest chose to invite was something that was part of what he was
authorised to do by the Diocese", so that the
notion of saying that the
Friday night gatherings were not "Church events" "rather conceal[ed] a degree of
factual information relevant
to the question of the duty of care". Senior
counsel for the respondent, on the other hand, described "Church events" as
"matters
that would involve an element of religious instruction, spiritual
guidance, gathering of a community as the church community". It
will be
necessary to return to this aspect of the analysis, as well as the unchallenged
evidence of Father Dillon, when addressing
AA's appeal grounds in this
Court.
[210]
AA
provided two statements. In his first statement, dated 15 March 2024,
AA explained how the abuse occurred:
"I started seventh grade at Wallsend High School ( the School )[.]
The classes were graded academically and I was placed in 7A, the top
stream.
[Father Pickin] attended the school to teach Christian Studies.
In the first week of Year 7, during the course of teaching, [Pickin] invited me
and a classmate, [Alan Perry], to attend St Patrick's
Church Presbytery ( the
Presbytery ) on Friday night.
The first time I visited [Pickin] I went to the Presbytery with [Alan Perry]
after dinner at home, when it was already dark.
When [Alan Perry] and I got to the Presbytery, [Pickin] had bottles of Hunter
Old Ale black beer and Peter Stuyversant [sic] cigarettes
which he shared with
us.
[Pickin] invited me and [Alan Perry] to the Presbytery every [Friday] night for
the first 10-12 weeks of year 7, and I went pretty
much every week.
Myself, [Alan Perry] and [Pickin] drank alcohol and smoked until I was paralytic
drunk, which was after consuming around 6 or 7 beers.
[Pickin] made up excuses to send either myself or [Alan Perry] to the shops to
buy cigarettes. The shop was around a 20-minute walk
away, so this meant that
one of us was alone with [Pickin] for at least 40 minutes.
Of the 10-12 times I went to the Presbytery with [Alan Perry], he was sent to
the shops 6 or so times and I was sent to the shops
4 or so times.
On around 6 occasions when I was alone with [Pickin], he forced me to perform
oral sex on him.
Despite the fact that I was so drunk when it was happening after a few occasions
I realised how wrong it was that [Pickin] was doing
this to me, and I stopped
going to the Presbytery on Friday nights."
AA said that, after the abuse, he went from being a straight-A student in
primary school and Year 7 to not doing well academically.
AA said that each year
he dropped a class stream at school – 8B, then 9C, then 10C and D.
AA
made a second statement on 31 May 2024, around a fortnight before his evidence
was taken on commission. In that statement, AA
described his Catholic Italian
father having had traditional values and having taught him to respect adults,
particularly those in
positions of authority such as priests and teachers. He
was taught to believe that priests were representatives of God and were holy
men
who lived good lives and who could be trusted and should be respected and obeyed
without question. AA stated that Father Pickin
was no different before the abuse
and before that he would never have dared to question or disobey a priest. He
also said:
"When Father Pickin asked me to go to his residence at St Patrick[']s,
I thought that it was to further my religious instruction
that he had been
giving me at school.
When I was first with Father Pickin at this residence, he was friendly and kind.
When he gave me cigarettes and beer, I thought that
Father Pickin was able to do
that and that that was okay.
On the first occasion when [Alan Perry] left and Father Pickin started to
sexually abuse me, his attitude towards me changed. He
insisted that I suck his
penis. I didn't want to do that but I just did it because he told [me] to do
it.
After the first time that Father Pickin made me suck his penis, I felt confused,
ashamed and very much alone. I had a lot on my mind
at that time. ..."
In
that statement AA also corrected his account of the timing of the abuse. He said
that Father Pickin came to Wallsend High School
towards the end of Year 7
but started teaching him scripture at the start of Year 8 and it was in that
year, 1969, that AA was abused.
AA's
evidence was taken on
commission.
[211]
AA was
cross‑examined about the change in his account as to the timing of the
alleged abuse, about how long it would take him
to drink six or seven glasses of
beer so as to be paralytically drunk, about whether it appeared to him that
anyone else was living
in the presbytery (to which he answered "no"), about
either himself or Mr Perry being sent away to the shops on each occasion, about
being woken up with Father Pickin's penis in his mouth, and, on the times
when he was sent away, about returning and seeing Father
Pickin and Mr
Perry in the living room of the presbytery.
When the cross‑examiner returned to AA's correction of the year
of
the alleged abuse, AA denied being told anything about when Father
Pickin was transferred to Wallsend and said that he was thinking
about it one
night and knew that there was an error. AA said he did not recall telling a
forensic psychiatrist retained by the respondent
that (a) sometimes there
was a third or fourth boy at the presbytery, (b) the abuse occurred only in
Year 7 and mostly in the middle
of the year, and (c) he had lost
interest in school in the second half of Year 7. As Leeming JA stated, there was
no reason to doubt
that the psychiatrist correctly recorded what AA had told him
about the timing of the abuse, especially since the report goes on
to express
views by reference to school reports about a decline in performance in the
second half of Year 7.
During
the cross-examination, AA's evidence was that he told his stepmother and father
that he was "going up with the meeting with
Pickin". AA's evidence was that
he did not tell them that he was going to the youth club at the church; he told
them that he was
"going to meet Pickin up at the church". AA said that his
stepmother and father did not ask AA why he was going to meet Father Pickin
because "[h]e was a priest" and that they did not really ask anything about what
he had been doing up at the presbytery.
Mr Perry
was called to give evidence by the respondent. In his statement he confirmed
that he and AA attended the presbytery as high
school friends. He
said:
"I attended the presbytery (attached to the St Patrick's Church, Wallsend) on
occasions. I recall this was in my third and fourth
year of high school in
around 1970 or 1971, when I was aged 15/16 years. I attended the presbytery
at Wallsend in the evenings but
cannot recall on how many occasions I attended,
as it was not a regular thing. On reflection, [Father] Pickin was a very
approachable
person and good natured and I enjoyed jovial banter with him during
these lessons. Subsequently, my belief is that he became a friend
to all
the students.
I never attended the presbytery on my own, there were always other people in
attendance but the person I can recall clearly is [AA]
as we were closer
friends. [AA] and I attended the presbytery for social meetings and get together
[sic] with other students and
friends.
I observed there to be a poker machine in the presbytery, which
[Father] Pickin allowed us to play with coins he provided. These
same coins
were continually recycled through the machine.
When at the presbytery, [Father] Pickin gave [AA] and I beer and we may also
have been given cigarettes.
While at the presbytery, I never observed [AA] to be paralytically drunk.
On the occasions that I attended the presbytery with [AA], [Father] Pickin never
told [AA] or I to go to the shops. I never left
the presbytery on my own and I
never left [AA] alone with [Father] Pickin. I never saw [AA] leave the
presbytery to go to the shops.
Whilst at the presbytery with [AA], I never noticed anything unusual about [AA]
nor [Father] Pickin. By this I mean [AA] to have
been highly intoxicated,
distressed, fearful, anxious or angry.
I never saw [Father] Pickin touch [AA] or exhibit behaviours consistent with
grooming conduct. By this I mean giving [AA] special
attention, favouring him or
giving him gifts.
I am shocked and bewildered that [AA] has made allegations of sexual assault
against [Father] Pickin. [AA] has, 'never' said anything
to me about this
alleged matter.
Holidays with [Father] Pickin
I did go on holidays with [Father] Pickin to Queensland as did other boys, on
occasions. [AA] was never invited to my knowledge.
During these holidays, I
never observed any boys being inappropriately touched or groomed by [Father]
Pickin. I was never touched
or groomed by [Father] Pickin.
I have recently caught up with other boys who went on holidays with [Father]
Pickin and none of them mentioned or have ever mentioned
any inappropriate
conduct, contact or grooming by [Father] Pickin. Our discussions included
the well-publicised sexual abuse within
the Catholic Church.
I believe [Father] Pickin to have been a very good man.
Visit to [Father]
Pickin
I recall inviting [AA] to accompany myself to visit [Father] Pickin in his aged
care facility at Dudley. We stayed with him for approximately
half to
three‑quarters of an hour. At no stage prior to, during or after this
visit did [AA] make any reference to me about
any sexual abuse. This visit was
quite convivial, all parties happily reminisced about 'the old days'."
In
response, AA made a third statement, dated 16 July 2024, which disputed the last
paragraph of Mr Perry's statement and also referred
to Mr Perry's
denial that he was sent to the shops:
"I understand that Alan Perry claims that he and I went to see
[Father Pickin] when he was in aged care.
I never visited Pickin at any place at any time since leaving school.
I do recall an incident where I was with Alan Perry when he visited Pickin.
Sometime after my wife Lesley died, Alan Perry came to take me out for
a drive. Alan said come for a drive, Lesley had died not long
before that,
I was down and out, so I agreed to go for a drive with him. I believe that
Alan was being kind to me to try and get
me out of the house and to give us a
chance to have a chat.
After driving for around 30 minutes, Alan pulled up the car in Whitebridge on
the main road and said 'I'll be back in a minute'.
I told Alan that I would wait
in the car.
Alan went into a brick building for a while. He came back to the car and said
sorry to me for having to wait. After he started driving
again, Alan said
'Ronnie Pickin is in there and I talked to him'. I was filthy and said
'so friggin what'.
He said 'They are saying Pickin is a paedophile'. I told him 'I just want to go
home'.
Alan then drove me home.
I understand that Alan says that he was never sent to the shops by Pickin.
I believed Alan was sent to the shops because whenever I came out of
the bedroom in the presbytery, after Pickin had had his way
with me,
Perry was gone. On one occasion I asked Pickin where Perry was.
Pickin said to me 'He's gone down to the shops to get some
things'.
I never waited for Perry to return before leaving the presbytery so I was not
able to ask him if that was correct, but I never had
any reason to think Pickin
had lied about that."
During
the trial, AA's third statement was admitted without objection
and AA was
further cross-examined before the primary judge. AA said that on some
occasions he had been told by Father Pickin that
Mr Perry either had been
sent to the shops or had gone home. At the conclusion of AA's cross-examination,
it was squarely put to
him that his account of Mr Perry leaving him while he was
in the presbytery was untrue, which he denied. In response to the last
question in cross‑examination, that AA's evidence asserting that he was
the victim of sexual abuse at the hands of Father Pickin
was not true, AA
responded, "I'm saying it is true, and I was the one that suffered. No one else.
Not you or him, it was me."
A
majority of the Court of Appeal (Leeming JA, Bell CJ agreeing) identified
fact-finding errors by the primary judge but did not
set aside the finding of
the primary judge that Father Pickin assaulted AA at the presbytery or make
a finding as to whether the
alleged abuse occurred.
The
primary judge's finding that AA was sexually abused by Father Pickin on several
occasions in the presbytery in the way that AA
alleged,
namely, by Father Pickin forcing AA to suck Father Pickin's
penis, should be upheld.
Their
Honours misapplied the appellate
task.
[212]
It was wrong for
them to conclude that Father Pickin was the assistant priest and not the parish
priest where the respondent had
admitted in its defence that Father Pickin was
the parish priest. That was not an issue between the parties at any stage
of the trial.
The trial was conducted on that basis. Leeming JA was wrong to go
behind that admission. In the Court of Appeal, the respondent's
senior
counsel was correct to concede, "we're stuck with the admission we made".
And, in any event, there was no evidence before
the primary judge of there being
someone else resident at the presbytery. Leeming JA was wrong to impugn the
primary judge's findings
on the basis that that was, or "would have" been, the
case.
Leeming
JA referred to the primary judge describing AA's account as "vivid" and said
that he had "seen [AA's evidence on commission],
and [he had] seen it in
precisely the same form that it was available to the primary judge "
(emphasis added). That may have been so. But Leeming JA's conclusion that he was
in a "materially equivalent position" to the primary
judge depended on his
statement that AA was not cross‑examined when he was recalled before
the primary judge on the occurrence
of the assaults. That was wrong. As has
just been noted, during the cross-examination which in fact occurred, AA
strongly denied
questions to the effect that he was lying about the alleged
abuse. Leeming JA overlooked that evidence and, of course, Leeming JA
was
at a disadvantage as compared to the primary judge in assessing AA's
evidence, to which he failed to refer and which he failed
to take into
account.
The
unreliability of AA's evidence in certain respects to which Leeming JA referred
did not preclude a finding that Father Pickin
assaulted AA as alleged.
The primary judge was aware of the "difficulties" with AA's evidence as
well as inconsistencies between
the evidence of AA and Mr Perry. Indeed, it may
be accepted, as Leeming JA identified, that certain aspects of AA's evidence
were
unreliable.
First,
AA identified three separate time periods in which the alleged abuse was said to
have occurred and the primary judge found
that it in fact occurred in
a fourth time period, without referring (at least in terms) to the fact
that AA's evidence on this point
was unreliable. Leeming JA considered that was
problematic because AA sought to establish that his decline in academic
performance
from Year 8 onwards was attributable to the abuse he suffered
at the beginning of Year 7. The imprecision of AA's evidence as to
when the
alleged abuse occurred bore to some extent on the reliability of AA's evidence.
But this is not a case where the evidence
as to the timing of the alleged abuse
made it improbable or unlikely that the alleged abuse in fact occurred. The
undisputed facts
were that AA visited Father Pickin at the presbytery with Mr
Perry, during which time they were given beer and cigarettes, those
being the
circumstances in which the abuse was alleged to have occurred.
As
Ball JA observed, pinpointing the time when events occurred,
especially when they occurred more than 50 years ago, is notoriously
difficult, and it could be inferred that AA tried to do so by a process of
reconstruction by reference to objective facts, being
when he commenced high
school and when his marks began to decline. Even if it is accepted that the
alleged abuse was not the sole
cause of the decline in AA's marks, and that
the decline might have begun before the alleged abuse occurred, AA's attribution
of
the decline in his marks to the abuse he suffered added verisimilitude to his
account and helped to establish a causal connection
between the abuse and
the later events of his life.
Second,
Leeming JA observed that the primary judge did not identify in terms that AA was
wrong to recall that Mr Perry left the presbytery
to buy alcohol or
cigarettes and that there was never anyone other than himself, Mr Perry and
Father Pickin at the presbytery. The
primary judge correctly concluded that
neither of these matters necessarily cast doubt on AA's recollection of the
alleged abuse.
As
to the presence of other boys (than AA and Mr Perry) during at least some of
their visits to the presbytery, that fact accords
with AA's earlier account to
the forensic psychiatrist called by the respondent but not his evidence given
during cross-examination.
It may be accepted that the inconsistency in AA's
account reduces the reliability of AA's evidence generally. However,
as the primary
judge observed, the presence of other boys did not
necessarily make the alleged assaults unlikely. Indeed, the presence of other
boys at the presbytery provided a potential explanation as to how
Father Pickin was able to be alone in the bedroom with AA on the
hypothesis
that Mr Perry remained with the other boys in the living area of the
presbytery.
As
to Mr Perry's whereabouts during the alleged abuse, Mr Perry accepted in
cross-examination that it was possible that he was not
always in the same room
as AA while they were at the presbytery. That evidence left open the possibility
that AA was sexually abused
in the bedroom of the presbytery while Mr Perry
was in the next room of the presbytery with the other boys. Further, while the
primary
judge appeared to accept Mr Perry's evidence that he was not sent to the
shops to buy alcohol or cigarettes and that he did not go
home before AA,
nothing in the evidence contradicted the account that AA ultimately gave
that Father Pickin told him that Mr Perry had done so.
As
Ball JA concluded, the primary judge's findings were not inconsistent with the
central tenet of AA's evidence that the abuse occurred
in Father Pickin's
bedroom when AA was drunk and had been playing with the poker machine alone.
Although the evidence would mean
the offending involved a greater level of risk
on the part of Father Pickin, there is nothing to suggest that the abuse could
not
have occurred without the other boys finding out and, further, Father Pickin
demonstrated a willingness to engage in risky behaviour
by supplying the boys
with alcohol and cigarettes in the first place. As to whether the
inconsistencies affected the reliability
of AA's evidence of the abuse, it is
sometimes necessary to distinguish between recollections of sexual abuse (or
other traumatic
events) and the circumstances surrounding them, especially
when the relevant events occurred so long ago. AA gave consistent evidence
concerning the abuse he suffered, and his evidence concerning the abuse itself
was not contradicted by other evidence.
Third,
Leeming JA referred to the fact that the primary judge did not expressly
consider the possibility that AA's account was a
sincerely held but unreliable
belief, instead appearing to place significant weight on the "vividness" of AA's
account. As has been
noted, Leeming JA erroneously proceeded on the basis
that AA was not cross-examined when he was recalled before the primary judge
on
the occurrence of the assaults. Moreover, as Ball JA explained, AA gave
consistent evidence concerning the nature of the abuse
he suffered. That
evidence was plausible having regard to the facts not in dispute and it was not
contradicted by other evidence.
This was not a case where AA could have been
mistaken about the identity of his abuser.
Fourth,
Leeming JA referred to the fact that the reliability of AA's evidence more
broadly was undermined by his account that it could
have been ten years since he
had last seen Mr Perry when they had in fact met in the last year.
That inconsistency affects the assessment
of the reliability of AA's
evidence but does not require the conclusion that his recollection of the
alleged abuse was incorrect.
By
contrast, Ball JA accepted that there were some difficulties in the way the
primary judge conducted the fact-finding process but
considered that
the primary judge had not erred in concluding that AA was sexually abused.
In particular, Ball JA noted the following:
(1) The tendency evidence established that Father Pickin had a sexual interest
in boys and given the opportunity he would sexually
abuse them.
(2) Father Pickin sought to create that opportunity by inviting AA and Mr Perry
to the presbytery and supplying them with alcohol
and cigarettes.
(3) The fact of the abuse explains why AA stopped going to the presbytery and
had nothing further to do with Father Pickin.
(4) AA's subsequent conduct was, in the joint opinion of the psychiatrists who
gave evidence, consistent with the abuse that he suffered.
It
must be accepted that AA's recollection of the events was imperfect.
The events were recalled more than 50 years after they allegedly
occurred.
Neither that fact, nor the fact that the proceeding was not time-barred,
excused AA from meeting the evidentiary burden
imposed by s 140 of the
Evidence Act
and the Briginshaw
standard.
[213]
But the
unreliability of AA's evidence in certain respects did not preclude a finding
that Father Pickin assaulted AA as alleged.
For
those reasons, the primary judge was correct to accept AA's evidence on the
critical question of whether the alleged abuse occurred.
Grounds 1 and 2(a) of
the respondent's notice of contention must be rejected.
D. Bases
of liability
(1) Common law
In
the present appeal, two areas of the common law were raised – the duty to
take reasonable care to avoid causing harm to
others, including of the kind
first recognised in Donoghue v
Stevenson ,
[214]
in the tort of negligence; and the separate area of the common law where
liability is imposed on a defendant for the breach of a non-delegable
duty, as
was most recently explained by this Court in
Bird .
[215]
At
common law, a person owes no duty to prevent injury inflicted by a third party
on a child absent that person doing some positive
act justifying the imposition
of a duty or that person assuming a
duty.
[216]
Absent some
basis for attributing liability for the wrongful acts of the third party to the
person alleged to owe a duty (the defendant),
the defendant has not taken any
action that may attract liability. So, for example, a person who becomes aware
of a child being assaulted
has no duty to prevent injury to that
child
[217]
unless it can be
shown that (1) the person has done some positive act that gave rise to
the imposition of a duty for that person
to take reasonable care to prevent
foreseeable injury to the child; (2) the person has voluntarily assumed a duty
to take reasonable
care to prevent injury to the child; or (3) the person has
assumed a non-delegable duty to ensure that care is taken to prevent injury
to
the child.
[218]
Two
aspects of the relationship between those duties are important. First, the
non‑delegable duty is unlike the first two duties
insofar as it requires
that the duty-holder ensure that reasonable care is taken. That is,
when assessing breach of a non‑delegable duty, the focus is not on what
the defendant
did or did not do to prevent the injury. By contrast,
assessing whether a defendant breached the first two duties requires examination
of what the defendant did or did not do to prevent the injury. Second, a person
will have assumed either a duty to take reasonable
care or a duty to ensure that
reasonable care is taken, but not both. Of course, a failure to take
reasonable care by the duty-holder
will breach an assumed duty to ensure that
reasonable care is taken.
(2) CL Act
AA's
common law claim must be considered in accordance with the applicable
requirements of the CL Act.
The
CL Act was passed in two stages. The
Civil Liability Bill 2002
(NSW) was
passed in June 2002 and dealt with civil actions for damages.
The Civil Liability Amendment (Personal Responsibility) Bill
2002 (NSW) was passed in November 2002, broadly adopting the recommendations
of the Review of the Law of Negligence ("the Ipp Report"), which
sought to reform the circumstances in which people injured through
negligence could recover
compensation.
[219]
It is
necessary to refer to several aspects of the CL Act.
Within
Pt 1, s 3B(1), headed "Civil liability excluded from Act",
relevantly provides that "[t]he provisions of this Act do not apply
to or
in respect of civil liability (and awards of damages in those proceedings)" of
specified kinds. One of the specified kinds
of proceeding is set out in s
3B(1)(a), being "civil liability of a person in respect of an
intentional act that is done by the person
with intent to cause injury or
death or that is sexual assault or other sexual misconduct committed by the
person". Section 3B(1)(a)
also sets out certain parts of the CL Act which do
apply to proceedings of that kind, including Pt 1B of the CL Act.
Part
1A of the CL Act is headed "Negligence". "Negligence" is defined in s 5 to
mean "failure to exercise reasonable care and skill".
Part 1A applies to any
claim for damages for harm resulting from negligence, regardless of whether
the claim is brought in tort,
in contract, under statute or
otherwise.
[220]
The
relevant provisions of Pt 1A apply retrospectively to civil liability
arising before their commencement, except where proceedings
had already been
commenced before the provisions
commenced.
[221]
Part 1A
contains separate divisions setting out general and other principles concerned
with, among others, "Duty of care" as well
as "Causation", "Assumption of risk",
"Non-delegable duties and vicarious liability" and "Contributory negligence".
Within
Div 2 ("Duty of care") (which, despite its name, is self‑evidently
directed to questions of breach of
duty),
[222]
s 5B(1)
provides that a person is not negligent in failing to take precautions against a
risk of harm unless the risk was foreseeable
(that is, it is a risk of which the
person knew or ought to have known), the risk was not insignificant and, in the
circumstances,
a reasonable person in the person's position would have
taken those precautions. Within Div 3 ("Causation"), s 5D provides that a
determination that negligence caused particular harm comprises the elements of
factual causation and scope of liability. Section
5E provides that the
plaintiff always bears the onus of proving any fact relevant to the issue
of causation.
Section
5Q is in Div 7 of Pt 1A under the heading "Liability based on
non‑delegable duty". Section 5Q(1) provides that "[t]he
extent of
liability in tort of a person [('the defendant')] for breach of a non-delegable
duty to ensure that reasonable care is
taken by a person in the carrying out of
any work or task delegated or otherwise entrusted to the person by the defendant
is to be
determined as if the liability were the vicarious liability of the
defendant for the negligence of the person in connection with
the performance of
the work or task".
Part
1B of the CL Act is headed "Child abuse – liability of organisations".
Section 6F, in Div 2, is headed "Liability of organisation
for child abuse by
associated individuals". Section 6F(1) provides that the section "imposes a duty
of care that forms part of a
cause of action in negligence". Section 6F(2) then
provides that "[a]n organisation that has responsibility for a child must take
reasonable precautions to prevent an individual associated with the organisation
from perpetrating child abuse of the child in connection
with the organisation's
responsibility for the child". Under s 6F(3), the organisation is "presumed to
have breached its duty if
the plaintiff establishes that an individual
associated with the organisation perpetrated the child abuse in connection
with the
organisation's responsibility for the child, unless the organisation
establishes that it took reasonable precautions to prevent the
child abuse".
Section 6F only applies in respect of child abuse perpetrated after its
commencement.
[223]
Part
2, headed "Personal injury damages", imposes limits on a plaintiff's recovery of
damages in proceedings for the recovery of
damages that relate to the death
of or injury to a person, except where the award of damages is excluded from the
operation of Pt
2 by s 3B of the CL
Act.
[224]
Part 2 applies
retrospectively to an award of personal injury damages relating to an injury or
death which occurred before the commencement
of the CL Act, except where the
proceedings were commenced before or the damages were awarded before the date of
assent to the CL
Act.
[225]
There are different limits on the recovery of economic loss (Div 2),
non-economic loss (Div 3) and interest on damages (Div 4).
Within
that statutory context, it is necessary to address each form of liability
(negligence and non-delegable duty) in turn. The
formulation of and
principles underpinning each form of liability are different.
E. Negligence
(1) Principles
As
was said in Prince Alfred College Inc v ADC , principles that make
liability "depend upon a primary judge's assessment of what is fair and just ...
do not reflect the current
state of the law in
Australia".
[226]
The
"orthodox route" is to consider whether established principles applied in
decided cases provide a solution to later cases, as
and when they
arise.
[227]
Where a novel
duty of care in negligence is alleged, it is necessary to take "an incremental
and analogical approach, paying close
attention to relevant precedents and
any risk of incoherence in the principles they
establish".
[228]
Because
it was alleged that the Diocese owed AA, as a child in the care of one of its
priests, a duty to take reasonable care to
avoid AA suffering harm from the
deliberate criminal conduct of the priest, it is convenient to begin by noticing
some aspects of
the way in which Gleeson CJ analysed issues of a generally
similar kind in Modbury Triangle Shopping Centre Pty Ltd v
Anzil .
[229]
First,
where, as here, there are issues as to the existence and measure of legal
responsibility, it is useful to begin by identifying
the harm suffered by
a plaintiff for which the defendant is said to be
liable.
[230]
In the present
case, AA suffered personal injury, the direct and immediate cause of which
was the deliberate wrongdoing of Father
Pickin.
Second,
it is necessary to identify why the Diocese owed AA a duty to take reasonable
care to avoid AA suffering harm from the deliberate
criminal conduct of Father
Pickin. As Gleeson CJ explained in Modbury , absent assumption of
responsibility, the general principle in negligence is a duty to take reasonable
care to avoid doing what might
cause injury to another, not a duty to act to
prevent injury being done to another by a third person, or by circumstances for
which
nobody is
responsible.
[231]
Gleeson
CJ observed in Modbury that "[t]here may be circumstances in which, not
only is there a foreseeable risk of harm from criminal conduct by a third party,
but, in addition, the criminal conduct is attended by such a high degree of
foreseeability, and predictability, that it is possible
to argue that the case
would be taken out of the operation of the general principle and the law may
impose a duty to take reasonable
steps to prevent
it".
[232]
His Honour then
adverted to "[t]he possibility that knowledge of previous, preventable,
criminal conduct" could give rise to an exceptional
duty.
[233]
By
contrast, the common law may impose a duty to act to prevent foreseeable injury
to another where a person does an act that creates
or increases the risk of that
injury occurring. As Brennan J explained in Sutherland Shire Council v
Heyman , the person would bring themselves "into such a relationship with the
other that [they are] bound to do what is reasonable to prevent
the occurrence of that injury unless statute excludes the
duty".
[234]
Consistent
with that position, in an appropriate case there may be a claim in negligence
where a diocese by a positive act created,
without reasonable care,
a foreseeable risk of injury to a plaintiff. Historically, there have been
reports that, with the knowledge,
belief or suspicion that a particular member
of the clergy might physically injure a class of persons, that member of the
clergy
was "moved" from parish to
parish.
[235]
Where a
diocese had the care and control of Catholic churches in the diocese;
the bishop of the diocese had powers of direction and
control over
incardinated priests; a particular priest was an incardinated priest in the
diocese having been appointed by the bishop
as the parish priest within
the diocese; and the bishop had exercised control in a variety of ways over
the priest, then, in those
circumstances, if it was reasonably
foreseeable to the diocese that, by appointing the particular priest as the
parish priest, there was a risk of him
causing personal injury to children of
the parish, then the diocese would owe a duty of care to take reasonable steps
to prevent
the harm.
[236]
The diocese would have done an act – appointing the particular priest
as the parish priest – when it was reasonably foreseeable
(in the sense
that the risk was real and not far-fetched or
fanciful
[237]
) to the
diocese that, by appointing him as the parish priest, there was a risk of him
causing personal injury to children of the
parish. By its actions in those
circumstances, the diocese would have created the foreseeable risk. What
reasonable steps (if any)
the diocese should then have taken to avoid the
foreseeable risk of sexual abuse to a class of persons of which the plaintiff
would
be one, namely child parishioners, would be a separate question. A careful
reader of that form of claim will notice that such a claim
is framed as one
where the diocese had reasonable foresight of the risk of harm and yet appointed
the priest to the parish. That
claim might arise if the diocese has appointed
the priest to a parish or if the diocese has failed to remove a priest from a
parish
in circumstances where the risk of harm was reasonably foreseeable.
That
then leaves the possibility of a defendant assuming a duty to take reasonable
care to prevent injury to the child by a third
party.
[238]
A plaintiff would need to plead and prove the basis for attributing
liability for the wrongful acts of the third party to the defendant
– that
is, the acts, facts, matters and circumstances giving rise to the defendant
assuming such an obligation. Then, if those
acts, facts, matters and
circumstances were sufficient to establish that the defendant had assumed such
an obligation, the other
elements which would need to be pleaded and proved are
what steps a reasonable person in the position of the defendant would have
taken
to prevent that risk of harm and whether the defendant's breach of duty caused
the harm to the plaintiff. As will be self‑evident,
in some cases
the pleaded claim in relation to a positive act may be the same as, or
co-exist with, a defendant assuming a duty to
take reasonable care to prevent
injury to the child by a third party. Foreseeability, for the purposes of
identifying a breach of
an assumed duty, or of a duty imposed based on a
positive act, would require that the defendant knew or ought to have known
of the
risk of harm.
[239]
There
is a separate question whether the defendant assumed an obligation to ensure
that reasonable care is taken for the plaintiff.
That duty is addressed in
Section F below.
It
is against that background that it is necessary to consider AA's pleaded claim
in negligence.
(2) AA's claim in negligence against the
Diocese
(a) AA's pleaded claim
AA's
pleaded claim in negligence was that "the Diocese owed [AA],
as a child in the care of one of its priests, a duty of care to
take
reasonable care to avoid [AA] suffering foreseeable and not insignificant harm"
("the Duty of Care").
The
Duty of Care was said to have arisen because the "risk of [AA] being sexually
abused by a priest, such as Pickin [('the Risk
of Harm')] was foreseeable".
AA's pleaded particulars of why the Risk of Harm was allegedly foreseeable are
important. They included,
relevantly:
"a. At the time of the Abuse, the Diocese, by virtue of the Bishop and members
of the clergy in the Diocese, interactions with other
Bishops through the
Australian Bishop's Conference and knowledge of the worldwide community of the
Catholic Church, was aware, or ought to have been aware , of the
general risk of sexual abuse of children by priests.
As
the functioning body with responsibility for the churches in the Diocese,
including St Patrick's Church and the wider dissemination
of Catholic
instruction through schools in the Diocese, the Diocese, by virtue of the Bishop
and members of the clergy in the Diocese,
interactions with other Bishops
through the Australian Bishop's Conference and knowledge of the worldwide
community of the Catholic
Church, knew, or ought to have known , that
children entering into the care of its servants and agents are vulnerable to
harm and injury caused by the acts of other persons,
whether intentional or
accidental.
c. The Diocese knew, or ought to have known that:
there
was a general risk of harm from assault or misadventure to a child placed in the
control of an adult;
there
was a specific risk of harm to a child from sexual abuse by an adult with
responsibility for, and control over, that child;
the
risk of sexual abuse of a child by an adult was heightened by the ability of the
adult to isolate the child in a private setting;
the
specific risk of sexual abuse of a child by an adult was heightened when the
adult was a priest who sought and achieved private
contact with a child given
the deference and obedience which the laity in the Church were expected to show
to a priest;
...
By
1967, the Diocese knew, or ought to have known , that members of Catholic
authorities, including Catholic clergy and religious brothers had been sexually
abused children [sic].
By
1967, the Diocese knew, or ought to have known , that senior clerics in
dioceses and clerical orders in Australia had ignored information that Catholic
clergy and religious brothers
had sexually abused children and/or facilitated
perpetrators to remain members of the clergy and/or religious orders.
By
1967 the Diocese knew, or ought to have known , that in light of the fact
that some Catholic clerics and religious brothers in Australia had
sexually abused children, that measures should be adopted to address the
risk of
that occurring in Catholic communion between child members of the laity and
priests.
By
1967, the Diocese knew, or ought to have known from as early as the
1950's another priest in the Diocese, Father Denis McAlinden, had been sexually
abusing children with impunity
as there was a failure to investigate his
crimes and a possibility that systemic failures in that regard gave opportunity
for child
sexual abuse to be perpetrated by other priests, such as Pickin.
..." (emphasis added)
Next,
AA pleaded that "[t]he content of the Duty of Care required the Diocese to
ensure that, while [AA] was under the care and control
of one of its priests,
[AA] was adequately secured, supervised and protected so as to prevent [AA]
suffering harm, including sexual
assault"
as well as being required
"to maintain systems of care for [AA], to protect him from sexual or
serious physical abuse by its priests
and to maintain oversight and control of
those systems". The reasonable precautions that AA alleged should have been
taken by "[a]
reasonable person in the position of the Diocese" were then
listed. The listed "precautions" included, among others, "[i]nforming
Catholic
families, including children, of the existence of child sexual abuse as a
fact and of the potential risk that any adult
could perpetrate child sexual
abuse", and
"[f]orbidding any priest to have access to a child
in his residence".
It
is by no means clear whether the pleaded duty – that the Diocese owed AA,
as a child in the care of one of its priests,
a duty of care to take reasonable
care to avoid AA suffering foreseeable and not insignificant harm – was
said to arise because
(1) the Diocese owed a duty to prevent a risk of
injury to AA by a third party; (2) the Diocese had done some positive act
which created or increased a reasonably foreseeable risk of harm;
or (3) by reason of the acts, facts, matters and circumstances set out
in the pleading, the
Diocese had assumed a duty to take reasonable care
to prevent injury to AA.
First,
a claim that the Diocese had failed to prevent a risk of injury to AA
that it had not created or increased must fail because, assuming that such
an exceptional duty could arise,
it would at least require "such a high
degree of foreseeability, and predictability, that it is possible to argue that
the case would
be taken out of the operation of the general principle and the
law may impose a duty to take reasonable steps to prevent
it".
[240]
As will be
explained, AA failed to establish that the relevant risk of harm was of that
nature. As the Court of Appeal concluded,
AA failed to establish that the Bishop
knew, believed or suspected that Father Pickin or priests generally posed a
risk to children.
Second,
a duty might be said to arise because, by appointing Father Pickin as a priest
of the parish and requiring him to engage
with children as part of his ministry,
the Diocese created a reasonably foreseeable risk of harm. But AA did not
run any case at trial that the Diocese owed a duty of this kind, which is
unsurprising
given that AA failed to establish that the Diocese knew or ought to
have known of the risk posed by Father Pickin to children. That
AA did not run
such a case at trial is evident from the content of the duty pleaded. Each of
the reasonable precautions identified
reflects an alleged duty to prevent
harm to AA from a third
party,
[241]
rather than a
duty to take reasonable care in the course of a positive act.
In
any event, the proper assessment of the Diocese's alleged breach of any duty of
care would depend on "the correct identification
of the relevant risk of
injury".
[242]
That is
because, to establish breach of the duty, it would be necessary for AA to prove
that a reasonable person in the position
of the Diocese would have taken
identified precautions against the risk of
harm.
[243]
Such precautions
must be identified "with some
precision".
[244]
It is
sometimes the case that "unless the relevant risk is identified with sufficient
precision one cannot determine what, if any,
reasonable precautions ought
to have been taken in order to avert
it".
[245]
This
is such a case. AA failed to prove that a reasonable person in the position
of the Diocese in the late 1960s would have taken
the steps that he pleaded that
a reasonable person in the position of the Diocese would have taken in light of
what the Diocese knew,
or ought to have known, of the risk of sexual abuse by a
priest. For example, if a reasonable person in the Diocese's position did
not
know or ought not to have known of the risk of sexual abuse to a child,
they would not have implemented a program of community
education about
sexual abuse, required priests not to be alone with children, or instituted a
system of mandatory reporting of child
abuse. Put another way, a reasonable
person in the position of the Diocese could only respond to the risk of
sexual abuse if they
were aware, or ought to have been aware, of that risk. On
the other hand, precautions that a reasonable person would have taken
against
the more generalised risk of personal injury would not have been
sufficiently targeted to the risk of harm that materialised.
Third,
as will be explained, the Diocese assumed a duty to ensure that reasonable care
was taken.
[246]
In those
circumstances, it will not have assumed a lesser duty to take reasonable
care. In any event, the difficulty of establishing
the precautions that a
reasonable person would have taken based on what the Diocese knew or ought
to have known would also confront
a claim that the Diocese had assumed a
duty to take reasonable care to prevent injury to AA.
(b) Knowledge
of risk of sexual abuse
To
establish each of those propositions, it is necessary to address
the findings made by the primary judge as to the knowledge of
the risk of
sexual abuse by priests generally, including arising from allegations against
Father McAlinden, and of the risk of sexual
abuse by Father Pickin
specifically.
(i) Priests generally
The
primary judge made two relevant findings. First, her Honour found that "[t]he
now well catalogued, tragic offending by priests,
religious brothers and sisters was virtually unknown [in the
late 1960s], apart from those in positions of high authority in the
Church such
as Bishops, Religious Superiors and Provincials, who were aware of complaints
made". Second, her Honour found that "[o]n Father Dillon's
evidence it must be accepted that at the time AA was assaulted, while there was
not a widespread appreciation
in the community of the existence of the risk
which priests such as Father Pickin posed as there is now, the existence of such
risks
was known to Bishops and other senior members of the Church. That
evidence not being challenged, it must be accepted that it was
foreseeable that
such a risk could materialise in Father Pickin's case, it not being
possible to foresee beforehand, which priest
would actually pursue child
abuse."
Leeming
JA rightly criticised those findings. As Leeming JA observed, Father Dillon did
not give evidence concerning the actual or
likely knowledge of Bishop Toohey or
other senior clergy in the Diocese in 1969 of complaints made concerning priests
in the Diocese.
Reading the uncontested evidence given by Father
Dillon,
[247]
the primary
judge elevated Father Dillon's "likely" exception to a finding of actual
knowledge by the Bishop. That "likely" exception
was expressed in the following
terms:
"That said, a likely exception to this overall lack of awareness would be
the knowledge of some people in positions of high authority in the
Church, such as Bishops, Religious Superiors and Provincials etc who would have
been
aware of complaints and allegations made against other priests, brothers
and nuns." (emphasis added)
The primary judge's finding was not available on the evidence.
Generalised evidence to the effect that " some people in positions of
high authority in the Church ... would have been aware of complaints and
allegations against other priests,
brothers and nuns" is not evidence that
all knew or that this bishop knew. The fact that some bishops knew, that
Bishop Toohey was a bishop, and therefore that Bishop Toohey
knew is not an
available form of
reasoning.
[248]
And,
even if Father Dillon's opinion could be cast as relating to actual knowledge,
it can be given "very little weight" since he
was ordained on 1 June 1969, in
Victoria, did not purport to have expertise about the level of knowledge of the
Bishop in 1969 and
did not provide any reasons for any such opinion.
The
primary judge's further finding that the existence of the claimed duty of care
"accords with the Cunneen Report, where reference
was made to the then Bishop of
the Diocese having to deal with the risks which priests posed in
the 1950's" also cannot stand. The
reference to the Cunneen Report, which
was not in evidence, appears to be an error. All that was tendered before the
primary judge
was a letter from a consultant psychiatrist, Dr Derek Johns, dated
5 November 1987, to the then Bishop of Maitland, Bishop Clarke.
In the
letter, Dr Johns reported to Bishop Clarke on his consultation with Father
McAlinden in relation to allegations of sexual
activity involving children which
were denied by Father McAlinden. Dr Johns referred in the letter to a
statement by Father McAlinden
that "there had been previous similar
allegations, the first one occurring in 1954, when the late Bishop Toohey had
cause to discuss
the issue with Father McAlinden at that time".
As
Leeming JA observed, AA's submission that the Bishop "knew in 1954 of the sexual
abuse of the notorious paedophile priest, [Father
McAlinden]", overstated the
evidence. The context for the report from the psychiatrist "appears to have
been allegations of sexual
abuse of children, but the detail of those
allegations is unspecified". Leeming JA noted that "[w]hat was alleged and
what was said
between [the Bishop and Father McAlinden] is not known" and
that "what was known or believed or suspected by Bishop Toohey prior
to 1969 in
relation to [Father] McAlinden was otherwise not disclosed by the evidence".
Leeming JA then observed,
"The paragraph of the 1987 report does not
establish that Bishop Toohey knew or believed or suspected in 1969 that one of
the priests
in his Diocese was abusing children."
Taken
at its highest, the evidence establishes that Bishop Toohey had
a discussion with Father McAlinden in 1954 about "similar allegations"
where, when read in context, the letter is referring to allegations about
"sexual activity involving children". That Father McAlinden
denied the
allegations is not to the point. What is relevant is whether the evidence
supports an inference that Bishop Toohey was
aware or ought to have been aware
of the risk of priests sexually abusing children in the Diocese in 1969. One
allegation of uncertain
content in relation to one priest 15 years prior to 1969
is insufficient to establish actual knowledge, belief or suspicion of that
risk
by the Bishop in 1969. Nor is that allegation alone, or even in combination with
Father Dillon's evidence, sufficient to support
a finding that the Bishop
ought to have been aware of that general risk in 1969.
(ii) Allegations against Father Pickin
AA
relied upon the following three parts of the written and oral evidence given by
Mr McClung to seek to establish that the risk
that Father Pickin posed was
in fact known by the Diocese before Father Pickin assaulted him.
The
first was Mr McClung's statement that Father Pickin touched his genitals
outside his trousers on around a dozen occasions in
1965,
when Mr McClung was 16 or 17 and Father Pickin was an assistant
priest at St Columba's Church in
Adamstown.
[249]
The second
was the following statement by Mr McClung: "[In early 1966], I went to
speak to Father Doran at St Columba's. ... I cannot
remember the words that
I said, but I told Father Doran that I was being sexually touched by [Father
Pickin]." The third was that,
in re‑examination Mr McClung was asked
about [16] of his statement, where he had said that he had told Father Doran
that he
had been sexually touched by Father Pickin, and Mr McClung
stated:
"It wasn't in the form of going to confession to Father Doran. Doran was also a
friend of my father's, as was [Father Pickin], which
kind of explains a bit of
the relationship in later years. [Father Pickin] was a friend of my mother's
too, but she neither of her
knew what would happen when I was younger [sic]. But
in the case of Doran, it wasn't going into confession, which it actually was
with the priest earlier. I remembered later, Father Tims, he didn't
teach me anything, so I went to confession. He wouldn't have
known who I
was."
The
primary judge noted that AA relied upon these complaints about
Father Pickin by Mr McClung to Father Doran in 1966, as well as
what
he had told the other priest in confession, to establish that the risk that
Father Pickin posed was in fact known by the Diocese before Father
Pickin assaulted him. "Mr McClung then having told Father Doran and the
other priest that he had been touched sexually by
Father Pickin", the primary
judge noted:
[250]
"There is no suggestion that Father Doran notified the Bishop, or anyone else in
the Diocese, of Mr McClung's complaint. His evidence of the advice Father
Doran gave him,
suggests that while he accepted that Mr McClung had a
basis for his complaint about Father Pickin's abuse, Father Doran did not
consider
such behaviour serious enough to warrant it being brought to the
attention of his superiors ."
The primary judge then recorded that Mr McClung had also said that,
while he had told another priest during confession about Father
Pickin's
behaviour, that priest would not have known who Mr McClung was. The
reference to Father Pickin was an error. As Leeming
JA observed, the subject of
the confession was the earlier alleged abuse of Mr McClung by Father
Hodgson.
As
the primary judge also recorded, AA's case was that these complaints had been
sufficient to put the Diocese on notice of the particular
risk which
Father Pickin posed. The primary judge stated that Mr McClung's
evidence, which her Honour was satisfied must be accepted,
plainly
precluded the respondent's submission that, in 1969, none of its clergy had
any knowledge of Father Pickin's propensity to
commit sexual abuse being
accepted. But her Honour found that that evidence did not establish that anyone
other than Father Doran
and the second priest became aware of what
Mr McClung had disclosed to them.
The
primary judge then referred to Father Dillon's evidence about how
the Church was structured and operated its diocesan affairs,
including that
it established the command and control which the Church exercised over its
priests, despite knowing as it did the
risks which they could pose to children.
But her Honour found that, on Father Dillon's evidence, the Church did not
establish any
formal system or expectation of communication to the Diocese, even
in respect of what its priests came to know about child abuse,
after complaints
such as that which Mr McClung made about Father Pickin. Her Honour found
that that was the result of the approach
which the Church then adopted "to
such known risks and their materialisation". That is, "even though its Bishops
did become aware
of such complaints, the Diocese took no steps to reveal the
existence of those risks to the community, to prevent them materialising
or
put in place systems to deal with them if they did".
The
primary judge then made a finding that she was satisfied that the evidence
did establish that, even if the Diocese did not actually
become aware that
Father Pickin had abused Mr McClung, "that he posed such a risk was one
that the Diocese ought to have known about
before AA was abused".
Leeming
JA addressed this evidence and these findings. His Honour found that Mr
McClung's mere report of Father Pickin's conduct
to Father Doran did not amount
to the imputation of any form of knowledge to the Diocese and it was not
established that Father Doran
was under any obligation to report what
Mr McClung told him. Leeming JA stated that "[k]nowledge on the part of
[Father] Doran is
not knowledge of the [respondent], whether in its own
right or as the 'proper defendant'. The Roman Catholic Church was and is
hierarchical.
The knowledge of each and every priest is not taken to be the
knowledge of the institution as a whole." Putting to one side his Honour's
apparent confusion between the identity of the respondent and the Diocese and
the lack of precision about what "the Roman Catholic
Church" or "the
institution" was, what his Honour then said was and remains the position in
relation to the Diocese:
"[Father] Doran was a parish priest. [AA's] case turned on establishing
knowledge by the Bishop or senior members of the Diocese.
No attempt was made by
[AA] to establish who they were. Whoever they were, it was not suggested that
[Father] Doran was one of them.
So far as the evidence suggests, he was not."
His
Honour did not accept that, in the absence of a duty to communicate
a complaint, more senior priests within a diocese –
or, it should be
added, the bishop of a diocese – should have a priest's knowledge
attributed to them. His Honour was right
to reject any contention that the
effect of s 6O(b) of
the CL Act
[251]
was that knowledge of each and every priest in the Diocese was to be imputed to
the respondent.
The
state of knowledge of the Diocese was a question of fact to be established by
evidence and the inferences to be drawn from that
evidence consistent with the
process of fact finding in a case. AA did not adduce any evidence that, in
response to the report of
the abuse described by Mr McClung, Father Doran
or some other parish priest did or would take the matter further. Leeming JA
found
that such evidence as there was pointed in the opposite direction. In
particular, the uncontested evidence adduced by AA from Father
Dillon was
that in the late 1960s, "[a]mong Catholic people and even among the vast
majority of Priests, Religious Brothers and Sisters,
the tragic catalogue of
offences and crimes which have been so well documented and proven since
the mid-1980's was still virtually
unknown".
It
was against that background that Leeming JA found that,
"[i]n the absence of evidence of any knowledge or belief or suspicion
by
the Bishop or senior priests in the Diocese that [Father] Pickin
posed a risk to children, [it is not possible to] see how the [Diocese]
... owed
a duty of care to [AA]". It should be added that the evidence did not
support a finding that, in 1969, the Diocese ought
to have known that Father
Pickin posed a risk to children.
(c) AA's alternative formulation – positive act of granting control of
Diocesan premises and permitting them to be used for
invitations to children
During
the hearing, senior counsel for AA provided this Court with a formulation
of the duty of care, namely "a duty to take reasonable
care to avoid reasonably
foreseeable personal injury to children invited onto diocesan premises caused by
the conduct of diocesan
priests at those premises". The word "invited" was
defined to mean "invited by a person to whom the Diocese had given control of
the premises or, put another way, whom the Diocese had authorised or armed to
invite the people onto the premises". Senior counsel
for AA submitted that this
was "the way the case was conducted and what was in issue in the case".
This
articulation of the form of pleading was not raised in the courts below.
It was not raised on the pleadings and, had it been,
it might have been the
subject of contrary evidence adduced by the
respondent.
[252]
It may be accepted that an act of the Diocese is now identified –
giving the priest control of Diocesan premises by authorising
or arming the
priest with authority to invite people onto Diocesan premises – and that
there was evidence directed to that
factual
matrix.
[253]
But the respondent and the courts below were not asked to address this
formulation.
And,
even if the failure to plead and prove that formulation of the duty of care in
the courts below could be overcome, and it cannot,
there is a further obstacle
to this formulation of the claim. As has been explained, AA failed to prove that
the Diocese knew or
ought to have known of that risk or that a reasonable person
in the position of the Diocese in the late 1960s would have taken the
steps that
he pleaded that a reasonable person would have taken in light of what
the Diocese knew, or ought to have known, as to
the risk of sexual abuse by
a priest.
[254]
F. Non-delegable
duty
(1) Principles
A
"non-delegable" or "personal" duty of care is "a duty ... of a special and 'more
stringent' kind".
[255]
It
is not merely a duty to take care but a "duty to ensure that reasonable care is
taken".
[256]
It is an
assumed duty.
[257]
Liability for breach of a non-delegable duty is direct, not
vicarious.
[258]
That the
duty is "non-delegable" does not mean that the duty "is incapable of being
the subject of delegation, but only that the
[duty-holder] cannot escape
liability if the duty has been delegated and then not properly
performed".
[259]
Non-delegable duties have been recognised as arising out of relationships of
employer and employee,
[260]
school and pupil,
[261]
and hospital and
patient.
[262]
However, that
list is not exhaustive.
A
non-delegable duty will arise where a party has been entrusted with and has
"undertaken the care, supervision or control of the
person or property of
another or is so placed in relation to that person or [their] property as to
assume a particular responsibility
for [their] or its safety, in
circumstances where the person affected might reasonably expect that due
care will be
exercised".
[263]
It depends on the undertaking or assumption of care, supervision or control
by the duty‑holder and, from the perspective of
the plaintiff, the
entrustment of their care, supervision or control to the
duty‑holder.
[264]
The
cases have emphasised that the relationship between the duty-holder and the
plaintiff is marked by the "special dependence or
vulnerability" of
the plaintiff.
[265]
(a) Scope and content of non-delegable duty
The
"vital issue in all cases of non-delegable duties is to determine with precision
what the duty is".
[266]
The
precise scope and content of a non-delegable duty is to be inferred objectively
from all of the circumstances of the
case.
[267]
The critical circumstance for determining its scope and content is the
nature of the undertaking and entrustment of care, supervision
or control
of the person or property in respect of whom or which the duty is
assumed.
[268]
It is
therefore necessary to ask two questions: (1) What did the
duty‑holder undertake to do or, from the perspective of the
plaintiff,
what were they entrusted to do? (2) Did the kind of harm that the
plaintiff suffered fall within the scope of the duty‑holder's
assumed
duty?
Where
a duty-holder is liable for the breach of a non-delegable duty by reason of the
conduct of a delegate, there is no requirement
that the duty-holder themselves
acted negligently. In that sense, the duty-holder's liability is strict. Where a
plaintiff suffers
harm by the conduct of a third party, the holder of
a non‑delegable duty may be liable where they failed to ensure that
reasonable
care was taken.
In Burnie
Port Authority v General Jones Pty Ltd , a majority of this Court subsumed
the rule in Rylands v
Fletcher
[269]
into the
law of negligence.
[270]
To the extent that the plurality's reasoning depended on an
understanding that a claim for the breach of a non‑delegable duty
must be a claim in negligence (that is, a failure to take reasonable
care),
[271]
that aspect of
the Court's reasoning may be doubted. In any event, the fact that Rylands v
Fletcher liability was subsumed into the law of negligence by the plurality
in Burnie does not require the conclusion that the breach of a
non-delegable duty always amounts to negligence. Of course, a non-delegable duty
may be breached by the negligence (in the sense of a failure to exercise
reasonable care) of the duty-holder as well as the duty-holder's
delegate.
(b) The place of reasonable foreseeability
A
non-delegable duty based on the undertaking of care, supervision or control
generally arises "prior to and independently of the
particular conduct alleged
to constitute a breach of that
duty"
[272]
and extends to
the kind of harm against which the duty-holder assumes a duty to protect. That
being so, reasonable foreseeability
of the risk of harm is not relevant to
determining the existence of the duty, which springs from the undertaking
and the relationship
between the duty-holder and the
plaintiff.
[273]
Of course, reasonable foreseeability is relevant to determining whether the
delegate acted negligently so as to constitute a breach
of the duty-holder's
duty to ensure that reasonable care was
taken.
[274]
As will be
explained, where the non‑delegable duty is to ensure reasonable care for
the safety of a child, the duty-holder
does not escape liability when the
delegate fails to take reasonable care of the child by an intentional act in
circumstances where
the delegate should have foreseen the likelihood of injury
to the
child.
[275]
(c) Non-delegable duty not dependent on finding of duty to take reasonable care
The
respondent submitted that a non-delegable duty to ensure that reasonable care is
taken depends first on the finding of an ordinary
duty of care.
The respondent was right that, in Hollis v Vabu Pty Ltd , five
members of this Court, observing that the Court below had rejected a claim based
upon a non‑delegable duty, stated that
that Court was correct to note
that in order for there to be a non-delegable duty there must first be a duty of
care.
[276]
Their Honours
cited Mason J's judgment in Kondis v State Transport Authority , which
referred to the concept of a personal duty as having been "applied to a
common law duty of
care".
[277]
Two points must
be made. The observations were obiter dicta. The claim in Hollis was
resolved on the basis that the employer was vicariously liable for
the consequences of the bicycle courier's negligent performance
of his work
and it was unnecessary for the plurality to address any non-delegable
duty.
[278]
Moreover, as has been
explained,
[279]
the better
view is that a non‑delegable duty is not subsumed into and does not
necessarily depend on the law of negligence.
It is an alternative formulation of
a duty that depends on establishing the necessary undertaking of care,
supervision or control
and the vulnerability of the plaintiff. At least in
New South Wales, that position is confirmed by reference to the definition
of
"negligence" in s 5 of the CL Act as a "failure to exercise reasonable care
and skill" and the focus on a defendant's fault in ss
5B, 5C and 5D.
The respondent's submission that the existence of a non-delegable duty
depends on a finding of a duty to take reasonable
care should be
rejected.
(d) Non-delegable duty may be breached by intentional
conduct
A
non-delegable duty may be breached by the intentional conduct of
the duty-holder's delegate. In explaining that conclusion, it
is necessary
to consider first this Court's decision in New South Wales v
Lepore
[280]
before
turning to consider the legislative changes made by the CL
Act.
(i) Lepore
In
Lepore , a majority of this Court decided that there can be no breach of
a non-delegable duty by an intentional wrongful act of the duty-holder's
delegate.
[281]
McHugh J,
dissenting, upheld the plaintiffs' claim on the basis that the State education
authority had breached its non-delegable
duty,
[282]
while Kirby J
expressly reserved his Honour's position on whether intentional wrongdoing can
form the basis of a finding of a breach
of a non-delegable
duty.
[283]
The
four factors identified in John v Federal Commissioner of Taxation as
relevant to this Court's assessment of whether it should reopen or depart from
its earlier decisions are whether (1) the earlier
decision rests upon a
principle carefully worked out in a succession of cases; (2) there was a
difference in the reasoning between
the reasons of the judges comprising the
majority; (3) the decision has achieved no useful result; and (4) the decision
has been
independently acted upon in a manner that militates against its
reconsideration.
[284]
The
first two factors implicitly require consideration of the force of the reasoning
that supports the principle on which the decision
rests.
[285]
Consideration
of those factors favours the grant of leave to reopen.
The
majority view did not rest on a principle carefully worked out in
a succession of cases. On the contrary, it was inconsistent
with the result
in Morris v C W Martin & Sons Ltd , which, properly understood,
involved a breach of a personal, non‑delegable duty owed by the sub-bailee
to the bailor of goods
by way of intentional conduct of the sub-bailee's
delegate.
[286]
The
common reasoning in favour of the principle recognised by their Honours does not
withstand logical scrutiny. First, the distinction
drawn between negligence
and intentional wrongdoing on the part of the duty-holder's
delegate
[287]
cannot be
sustained. As McHugh J recognised in dissent, a plaintiff may elect to sue in
negligence for the intentional infliction
of
harm.
[288]
That is, a
person may fail to take care by conduct that is intended or unintended. The
majority approach would mean that a duty-holder
might be liable if its delegate
negligently allowed a third party to abuse a child, but not if the delegate
abused the child themselves.
As Lord Reed observed in Armes v Nottinghamshire
County Council , that result "can hardly be
right".
[289]
Properly
analysed, both cases involve a failure by the duty‑holder to ensure
that reasonable care is taken.
Second,
Gummow and Hayne JJ expressed concern that the concept of non‑delegable
duty would "give no room for any operation
of orthodox doctrines of vicarious
liability".
[290]
That
concern fails to appreciate that vicarious liability and non-delegable duty are
distinct forms of
liability.
[291]
That both
doctrines might be available in a particular case does not mean that the
doctrines are coterminous.
Third,
Gleeson CJ considered that the proposition that a school authority is liable for
any injury, accidental or intentional, inflicted
at school upon a pupil by a
teacher was "too broad" and the responsibility with which it fixed school
authorities was "too
demanding".
[292]
Gummow and
Hayne JJ observed that "extend[ing]" the ambit of the non-delegable duty would
"remove any need to consider whether the
party concerned could or should have
done something to avoid the
harm".
[293]
However, a
delegate who by their intentional conduct injures a plaintiff is no less at
fault than a delegate who allows a plaintiff
to be injured by their unintended
conduct. In neither case is the plaintiff required to identify what the
duty-holder could or should
have done to avoid the plaintiff's injury.
The duty‑holder is simply liable for failing to ensure that care is
taken. The scope
of that liability is not unconfined but is determined based on
the circumstances, including the nature of the duty-holder's undertaking
of
care, supervision or control of the plaintiff's person or
property.
[294]
There
can hardly be any injustice in recognising a duty that is limited to that which
the duty-holder has, objectively by their conduct,
assumed or undertaken. Of
course, the duty-holder will not usually be totally helpless to address the risk
of intentional wrongful
conduct of a
delegate.
[295]
However,
"whether or not there are any reasonably practicable methods by which [the
duty-holder] can eliminate or reduce the incidence
of [injury], long established
legal principle and this Court's decisions require that they carry the legal
responsibility for any
[injury]
that occurs".
[296]
Fourth,
Gleeson CJ, Gummow and Hayne JJ
considered that, if there were no need to
consider whether the duty-holder could or should have done something to avoid
harm to the
plaintiff, any deterrent effect of the non-delegable duty would be
limited.
[297]
That argument
proceeds on a false premise. A non-delegable duty arises because of the
undertaking of care, supervision or control
and not because its imposition
deters particular conduct. In any event, even if it were thought that deterrence
were relevant, deterrence
cannot be the only objective of imposing
a non-delegable duty because, where the delegate's negligence is
unintentional, it is also
unnecessary for the plaintiff to establish what
the duty-holder could or should have done to avoid the plaintiff's injury.
As
is apparent, by distinguishing between intentional and unintentional conduct of
the duty-holder's delegate, the principle from
Lepore has achieved no
useful result. Nor is it apparent that Lepore has been independently
acted upon by the legislature. To the extent that Lepore held there can
be no breach of a non‑delegable duty by an intentional wrongful act
of the duty-holder's delegate in the absence
of specific fault by the
duty-holder, Lepore should be reopened and overruled, subject to
considering whether the provisions of the CL Act compel a different
conclusion. As will
be explained, nothing in the CL Act or its legislative
history precludes the possibility that a non‑delegable duty may be
breached
by the intentional conduct of the duty-holder's delegate and,
therefore, the development of the common law to that
end.
[298]
This is not a
case where it can be said that the common law is waxing and waning
according to the state of
the legislation
[299]
or that this development in the common law will fragment the state of the
law across the States, the Territories and the
Commonwealth.
[300]
(ii) CL
Act
The
Ipp Report, the recommendations of which were broadly adopted by the CL Act,
addressed non-delegable
duties.
[301]
The Report "attempt[ed]" to understand the nature and characteristics
of such duties.
[302]
The
relevant section of the Ipp Report observed that, "[a]lthough the precise
nature of a non-delegable duty is a matter of controversy
and uncertainty, one
thing is clear: a non-delegable duty is not a duty to take reasonable
care";
[303]
it is a duty
"to see that care is
taken".
[304]
Much of the
balance of the so-called problems posed by non‑delegable duties that the
Ipp Report identified (as well as the
Report's explanations of the "general
principles underlying the concept of non-delegable
duty"
[305]
) must be put
aside because it has been, to a significant extent, overtaken by this Court's
decision in Bird and, now, the reasons for decision in this case.
A
second point made in the Ipp Report concerns the principle that came to be
embodied in s 5Q of the CL Act: that "[l]iability for
breach of a
non-delegable duty shall be treated as equivalent in all respects to vicarious
liability for the negligence of the person
to whom the doing of the
relevant work was
entrusted".
[306]
The "only
purpose" of what became s 5Q was expressly "to prevent non-delegable duties
(both those that currently exist and any new
duties that may be recognised in
the future) being used as a way of evading the provisions" of the CL
Act.
[307]
Third,
the Panel responded to a suggestion that it "should make proposals intended to
rationalise the current law and to limit or
stop the future recognition of new
non‑delegable duties by specifying a list of situations in which
a non‑delegable duty
will
arise".
[308]
The Panel
stated that "this would be undesirable" and that "[t]he incidence of
non-delegable duties and the scope of vicarious liability
is a matter best left
for development by the
courts".
[309]
Thus, as was said in Pafburn Pty Ltd v The Owners –
Strata Plan No 84674 , the CL Act does not define
"non‑delegable duty"; it takes its common law meaning in the CL
Act.
[310]
Against
that background, the question which then arises is: how does the CL Act
address non-delegable duties? Or, to put the question
in terms of the issue
raised by this appeal: is the CL Act an impediment to recognising that
a diocese might owe a non‑delegable
duty to ensure that reasonable
care is taken which is capable of being breached by an intentional act of a
parish priest?
Contrary
to the submissions of the respondent, the CL Act is not an impediment. The
respondent relied on particular provisions –
ss 5Q and 3B(1)(a) and
s 6F – which it said supported its submission that the CL Act was
an impediment to recognising that
a diocese might owe a non-delegable duty
to ensure that reasonable care is taken which is capable of being breached by
an intentional
act of a parish priest. Those provisions will be addressed
in turn.
First,
as noted, s 5Q of the CL Act provides that the extent of liability in tort
of a defendant for breach of a non-delegable duty
is to be determined as if
the liability were the vicarious liability of the defendant for the
negligence of the delegate. The application
of s 5Q is not excluded by
s 3B(1)(a) of the CL Act, which only applies to civil liability of a person
in respect of an intentional
act that is done, or sexual assault or misconduct
committed, by that
person.
[311]
Put in
different terms, the exclusion of the operation of the CL Act effected by s
3B(1)(a) extends no further than to exclude its
operation in respect of the
civil liability of the person who did the intentional act that amounted to
sexual assault: here, Father
Pickin.
The
application of s 5Q depends on characterising the delegate's conduct as
"negligence". The term "negligence" is defined to mean
"failure to exercise
reasonable care and
skill".
[312]
Given that an
intentional infliction of harm is actionable in
negligence,
[313]
there is
no difficulty in reading the term "negligence" in s 5Q as including the
intentional conduct of the delegate. The respondent
sought to contend that
the term "negligence" as defined in s 5 does not include intentional
conduct, including by reference to the
operation of s 3B(1)(a). It is true
that s 3B(1)(a) is not concerned with "the way in which the relevant cause
of action is framed".
[314]
However, s 3B(1)(a) addresses the circumstances in which certain provisions
of the CL Act will not apply to or in respect of the
civil liability of
a person. It does not follow that s 3B(1)(a) otherwise confines the meaning
of "negligence" in s 5 to exclude
intentional conduct.
Section
5Q simply requires that the duty-holder's liability for the breach of a
non-delegable duty be treated as if the defendant
were vicariously liable for
the delegate's
negligence.
[315]
The
provision applies in that manner whether the delegate's negligence consists
of intentional or unintentional conduct.
Second,
s 6F of the CL Act imposes a novel statutory duty on organisations for
child abuse by associated individuals that "forms
part of a cause of action in
negligence",
[316]
only
applies prospectively,
[317]
and only applies to organisations that are responsible for a
child.
[318]
Section 6F(3)
establishes a presumption that the organisation breached its duty unless
the organisation establishes that it took
reasonable precautions to prevent the
child abuse. Section 6F(3) speaks to the novel statutory duty and says
nothing about the common
law. The novel duty s 6F of the CL Act imposes is
distinct from, and not exclusive of, a non-delegable duty that may be breached
by the intentional conduct of the duty-holder's
delegate.
(2) AA's non-delegable duty claim against the
Diocese
(a) Duty
The
primary judge did not consider AA's claim of non‑delegable duty.
The Court of Appeal dismissed AA's non‑delegable
duty claim on the
basis that it was not available as a matter of law. It is necessary to address
the nature of that pleaded claim
in light of the agreed facts, the evidence and
the findings.
AA
pleaded that the "Duty of Care was non‑delegable". In light of
the applicable
law,
[319]
AA pleaded that
the Diocese owed AA, as a child in the care of one of its priests, a duty to
ensure that reasonable care was taken
to avoid AA suffering foreseeable and not
insignificant harm. AA relied upon the following particulars: that AA "was a
child in the
care of a priest of the Diocese", AA "was vulnerable and
entirely reliant upon the Diocese to protect him from sexual, and/or serious
physical, abuse" and "[t]he high degree of control over [AA] exercised by the
Diocese, through one of its priests who was invested
with the authority and
status proclaimed in canon law and Catholic teachings, together with [AA's]
vulnerability, gave rise to a
special relationship such as to sustain and
support the Duty of Care".
In
determining whether a non-delegable duty arose in the particular circumstances
of this case, it is necessary to ask: (1) Was AA,
as a child
parishioner, specially vulnerable or dependent, in the sense that child
parishioners were a class of persons who the Diocese
was aware were highly
likely to place a high degree of trust in a priest? (2) Did the
Diocese undertake the care of AA, as a child
parishioner; or, from the
perspective of AA, did AA's parents entrust the Diocese with the care of
AA? Then, in determining the scope
and content of any non-delegable duty, it is
necessary to ask: (3) What, if anything, did the Diocese
undertake to do or, from the
perspective of AA, what was it entrusted to do?
(4) Did the Diocese undertake to and was it entrusted to ensure that
reasonable care
was taken to avoid AA suffering the kind of harm that he
suffered?
As
will be seen, the facts and circumstances of the case as pleaded and proved gave
rise to the Diocese owing a non‑delegable
duty to ensure that reasonable
care was taken to avoid the risk of personal injury to child parishioners such
as AA in the care of
a priest of the Diocese at the presbytery. Consistent with
the incremental and analogical approach of the common
law,
[320]
the scope of
the duty is framed to reflect the facts in issue in this proceeding.
Whether the duty extended beyond the presbytery
or to children other than
parishioners is unnecessary to decide in the circumstances of this case. The
non-delegable duty existed
because: (1) AA, as a child parishioner who was
taught to respect and obey priests, was specially vulnerable; and (2) the
Diocese
undertook the care of child parishioners such as AA in circumstances
where it appointed priests to a parish and expected and required
them to engage
with young people as part of their ministry, the Diocese made the presbytery
available to priests such as Father Pickin
to perform that ministry, and
AA's parents entrusted the care of AA to Father
Pickin.
(i) Vulnerability of AA
AA
pleaded that he "was vulnerable and entirely reliant upon the Diocese to protect
him from sexual, and/or serious physical, abuse".
The respondent did not admit
that AA was vulnerable. And because the primary judge did not consider AA's
claim of non‑delegable
duty, her Honour made no direct findings in
relation to AA's vulnerability. Similarly, the Court of Appeal did not address
this question
because it concluded that the claim was not available as a matter
of law.
Notwithstanding
that the courts below did not address and make any direct findings about AA's
vulnerability, the findings that were
made in relation to other issues in the
proceeding, together with the evidence on which those findings were based,
provide a sufficient
and compelling basis to find that the relationship between
the Diocese and AA was marked by a "special dependence or vulnerability"
of AA
by reason of his relationship as a child parishioner with a parish priest
of the Diocese, a person whom he was taught to respect
and obey, consistent with
Catholic teaching at the time. That is, the findings that were made and the
evidence on which those findings
were based established that: at the time
of the abuse, AA was in Year 8, aged 13; AA was a practising Catholic,
although his family
did not attend Mass every Sunday; priests at that time
were given an exaggerated dignity and respect; and AA was taught that priests
were representatives of God and to obey them without question.
It
is necessary to set out, in some detail, the evidence that supports those
findings. AA was born on 25 November 1955. The sexual
abuse by Father
Pickin occurred when AA was in Year 8 when he was aged
13.
[321]
The
primary judge made a number of critical findings that directly concerned AA's
vulnerability and the nature of that vulnerability.
First,
the primary judge recorded that "[i]n his second statement AA described his
Catholic Italian father having traditional values
and having taught him to
respect adults, particularly those in positions of authority such as priests and
teachers. He was taught to believe that priests were representatives of God,
holy men who lived good lives, who could be trusted, respected
and obeyed
without question . He said that Father Pickin was no different before the
abuse and before that he would never have dared to question or disobey a
priest"
(emphasis added).
AA
also gave the following evidence which indicated his vulnerability:
"Because I hadn't told my parents what had happened to me, I continued going to
see Father Pickin at the residence on Friday nights.
I couldn't think of any way
that I could get out of doing that. I knew that my parents would have been very
angry with me if I had
refused to go because I would have been disobeying a
priest and that would have been very embarrassing for them. I kept going to
see
Father Pickin on Friday nights because he told me to. I kept going until I just
couldn't go any more. So I just stopped going.
I was surprised that nothing
happened."
Second,
the primary judge found that Father Dillon's uncontested evidence established
the nature of the position to which Father
Pickin was appointed and
the power, control and authority which he was able to exercise as a result.
The primary judge then listed
what that uncontested evidence established,
including the following:
(1) "[I]n 1969 the parish priest was the highest local Church authority for
members of the Church, answerable only to the Diocesan
Bishop,
parish councils, parishioner involvement and support having only begun then
to come into use. That priest was then the centre
and focus of parish
governance."
(2) "In 1965 Pope Paul VI proclaimed the Presbyterorum Ordinis ,
which included that priests were to apply, with special diligence,
attention to youth amongst others and that it was desirable to
join with
them in 'friendly meetings for mutual aid in leading more fully and in a
Christian manner a life that is often difficult'
and that Catholics should
follow priests as their pastors and fathers."
(3) "This was consistent with normal and traditional Church practice and
the expectations of the people of the parish, who gave priests
their trust,
loyalty and co-operation on many, if not all levels."
(4) "In the later 1960's priests were given an exaggerated dignity and respect,
which could and did become dangerous at times."
(5) "Priests, religious brothers and sisters were the recipients of trust and
respect from Catholic people and also held in high
regard by the vast majority
of the wider general community."
It
was against this background that the primary judge then observed that AA's
evidence about how he had been raised to regard priests
accorded with
Father Dillon's evidence and that AA's regard for Father Pickin was of the
kind Father Dillon described and reflected
what his parents had taught him,
which also accorded with the tenets and teachings of the Catholic faith Father
Dillon explained.
A
finding that the relationship between the Diocese and AA was marked by a
"special dependence or vulnerability" of AA by reason
of his relationship as
a child parishioner with a parish priest of the Diocese, a person whom he
was taught to respect and obey,
consistent with Catholic teaching at the time,
was further supported by evidence given by AA's brother as well as evidence
given
by Mr McClung and BB. In a statement by AA's brother tendered in
evidence, he said:
"Our family were Catholic, although they did not attend Mass every week. ... I
learned from my parents that priests were to be respected
because they devote
their lives to God and to doing good work. I understood from the way that
my parents acted, that priests were
to be shown respect. From the way that
I was brought up, I would never have rejected or disobeyed the guidance or
direction of a
priest."
Mr
McClung's evidence was to a similar effect: "Growing up as a Catholic I believed
that priests were holier than holy. Their word
was law because they were next to
God." BB also gave similar evidence: "At that time my general perception of
priests was that they
were authority figures who I was to always respect and
obey. I never questioned the authority of Priests. Priests were seen by me
and
my Mum as Pillars of society. My Mum always bloody worshipped the Priests."
In
sum, the relationship between the Diocese and AA was marked by a "special
dependence or vulnerability" of AA by reason of his
relationship as a child
parishioner with a parish priest of the Diocese, Father Pickin, a person whom he
was taught to respect and
obey, consistent with Catholic teaching at
the time.
(ii) Undertaking and assumption of care of AA by the
Diocese
The
next step is to address the relationship between the Diocese, Father Pickin
and AA. The agreed facts, the relevant findings and
the uncontested evidence are
set out in Sections A(1) and A(2) above. In sum, the agreed facts and findings,
proved by the evidence
adduced by AA, much of it uncontested, established that
Father Pickin was appointed by the Bishop, who had powers of direction and
control over Father Pickin, as an incardinated parish priest of
St Patrick's Church in the Diocese. That appointment was made in
accordance
with, and against the background of, Father Dillon's uncontested evidence
that the parish priest was the highest local
authority for the members of
the Catholic Church and the centre and focus of local governance of the parish
at its local level, answerable
only to the
bishop.
[322]
As
the primary judge explained it, it was the special role that the Diocese gave
Father Pickin which provided Father Pickin the opportunity
to abuse AA. That
special role in the late 1960s, consistent with the then canon law of
the Catholic Church and the Presbyterorum Ordinis proclaimed by Pope
Paul VI in 1965,
[323]
required priests to "apply, with special diligence, attention to youth amongst
others and that it was desirable to join with them
in 'friendly meetings for
mutual aid in leading more fully and in a Christian manner a life that is often
difficult' and that Catholics
should follow priests as their pastors and
fathers".
[324]
Put in
different terms, on appointment by the Diocese of a parish priest,
"[i]n the late 1960's a standard expectation was that priests'
engagement with the young people of the parish was a most important and
valued part of their ministry. It involved a range of activities
under the
Church banner including youth groups and movie nights and provided in most
cases, a positive connection with the majority
of the parishioner[s']
children."
Father
Dillon's evidence was telling:
"It was a standard expectation of all priests that their engagement with
the young people of the parish was a most important and
valued part of
their ministry. This would happen with youth groups, movie nights,
camps, sporting teams, Choirs and any number of other activities which
would bring people together under the banner of the Church . In addition, the
involvement of priests in the Parish School provided an effective and positive
(in most cases) connection with
the majority of the children of parishioners
– usually around 70%." (emphasis added)
The
evidence established that a parish priest was expected and required by the
Diocese, as a result of their appointment as parish
priest, to engage with young
people as part of their ministry and that the role delegated to priests –
of bringing children
under the Church banner consistent with the Church's laws
and teachings at the time – extended beyond engagement with children
in
scripture classes and formal Church services and included engagement in
activities like youth groups, movie nights, camps, sporting
teams and any number
of activities that would seek to achieve what was expected and required of the
parish priest.
In
the present case, the Diocese's expectation that Father Pickin would engage
with children in the parish was reflected in Father
Pickin's appointment to
teach the Catholic religion at Wallsend High School in classes that AA attended.
But the evidence also established
that, consistent with the Diocesan expectation
that Father Pickin would engage with children in the parish by other activities,
Father
Pickin invited children to go on holidays with him and to attend
the presbytery.
Two
further aspects of that evidence are important. First, Father Pickin was
conferred authority by the Bishop to control the use
of the presbytery and it
was common in the 1960s and the 1970s for presbyteries to be used for purposes
other than being solely the
priest's residence, including social gatherings
which formed part of the priest's pastoral
responsibilities.
[325]
That
evidence supports the finding that Father Pickin in hosting the Friday
nights at the presbytery was, at least ostensibly, performing
an aspect of the
pastoral role in respect of child parishioners expected and required of him by
the Diocese. Second, that the use
of the presbytery in that manner was common in
the 1960s and 1970s also supports the inference not only that the Diocese
expected
the parish priest to use the presbytery in that manner but also that
the members of the parish expected social events and gatherings
to be held at
the presbytery, including events as part of a parish priest's ministry involving
pastoral care in relation to young
people.
In
Section C,
[326]
the
findings by the primary judge that the Friday night gatherings were not "Church
events" and that there was no suggestion that
Father Pickin invited AA and
Mr Perry to the presbytery for religious instruction are addressed. It is not
entirely clear what her
Honour meant by referring to the Friday nights at
the presbytery not being "Church events". If this was intended to convey that
the
Friday nights were not, in fact, an event involving spiritual instruction or
a formal event such as a youth group, then that much
may be accepted and is
consistent with the evidence, particularly that the boys were supplied with
alcohol and cigarettes and allowed
to use a poker machine in the dressing
room adjacent to Father Pickin's bedroom. However, that finding does not require
rejecting
AA's evidence that he thought he was invited to the presbytery to
further his religious
instruction.
[327]
And, in
any event, the evidence indicates that parish priests also performed their
pastoral responsibilities in less formal contexts,
such as movie nights and
holidays.
What
is important is that the Diocese delegated to Father Pickin and required him to
perform a function of providing pastoral care
to child parishioners. The Diocese
also conferred control of the presbytery on Father Pickin,
and Father Pickin arranged events at
the presbytery at least
ostensibly in discharge of the delegated function and with the benefit of that
control. Father Pickin had
the care of AA on account of and in accordance
with the Church's teachings. And, as will be seen, it may be inferred that
AA's parents
entrusted the care of AA to Father Pickin on the basis that Father
Pickin's invitation related to an event at the presbytery in the
discharge of
Father Pickin's pastoral function.
(iii) Entrustment of AA's care to
the Diocese
The
evidence and findings on the role and standing of a parish priest at
the relevant time, which have been considered in the context
of discussing
the vulnerability of AA as well as the undertaking of care by the Diocese
for AA, also form part of the basis of the
primary judge's findings about AA's
stepmother's and father's relationship with and view of priests. Those findings
support a further
finding that AA's parents entrusted AA's care to Father Pickin
and, through him, to the Diocese.
AA
did not tell his parents the reason why he was going to meet with
Father Pickin but he did tell them that he was meeting Father Pickin. As AA
said in evidence, he told his
parents, "we were going up with the meeting with
Pickin" or "we were going to meet Pickin up at the church". And his
evidence was
that his parents did not ask why he was going to meet Father
Pickin, nor did they ask what AA had been doing at the presbytery. In
the
circumstances, that was unsurprising. Given the uncontested evidence that
priests' ministry extended to "youth groups [and] movie
nights" and "any number
of other activities which would bring people together under the banner of the
Church", it may be inferred
that AA's parents understood the event to be a part
of Father Pickin's ministry involving young people and that they entrusted
AA's
care to Father Pickin and, through him, to the Diocese.
As
the primary judge found, "that [AA's and Mr Perry's] parents held
Father Pickin in similar high regard, may sensibly be inferred,
given that
they allowed [AA and Mr Perry] to accept [Father Pickin's] invitations".
That finding must be understood in the context
of, and is reinforced by, the
interrelated, uncontested findings and evidence about the role and standing of a
parish priest from
the viewpoint not only of AA and his family but also of the
Diocese.
(iv) Scope and content of duty
It
may be inferred from the facts and circumstances that child parishioners were
taught to trust and obey priests; that the Diocese
expected and required priests
to engage with young people as part of their ministry, including through
activities at the church;
and that the Diocese conferred control over the
presbytery on priests such as Father Pickin, permitting its use for the
purposes
of that engagement. Those facts and circumstances provide an ample
basis to conclude that the Diocese came under a duty not just
to take reasonable
care, but to ensure that reasonable care was taken, to avoid the risk of
personal injury to child parishioners
such as AA while they remained in the care
of a priest of the Diocese at the presbytery.
(b) Breach
Adapting
the language of McHugh J in
Lepore ,
[328]
not
only did Father Pickin's assault of AA constitute a battery, but Father
Pickin's battery also constituted a breach of the Diocese's
non-delegable duty
to ensure that reasonable care was taken to avoid the risk of personal injury to
AA as a child parishioner in
the care of a priest of the Diocese at the
presbytery. The Diocese is liable for the manner in which a priest
"cares" for a child,
even if the priest misunderstood what taking reasonable
care of the child entailed. Where the Diocese owed a non‑delegable
duty to AA, the Diocese did not escape liability when Father Pickin failed
to take reasonable care of AA by his intentional act in
circumstances where
Father Pickin should have foreseen the likelihood of injury to
AA.
(c) Causation
The
Diocese's breach of its non-delegable duty caused the loss suffered by AA. As
the primary judge found, the psychiatric experts
agreed that the abuse committed
by Father Pickin, if it occurred, was consistent with causing or contributing to
various of AA's
injuries and disabilities. Ground 2(b) of the respondent's
notice of contention must be rejected.
(d) Loss
The
primary judge assessed damages in the sum of $636,480 on the basis that the
Diocese was vicariously liable for Father Pickin's
sexual abuse of AA
– that is, at common law and not subject to the caps on damages set by Pt
2 of the CL Act. The primary judge
accepted that, if liability and
damages had to be assessed under the CL Act on the basis that the Diocese had
breached an ordinary
duty of care, the damages would necessarily be lower,
including as to interest. Had s 16 of the CL Act applied, the primary
judge
would have awarded $245,480 for non-economic loss, being 34 per cent of
the maximum amount that may be awarded.
Her Honour also observed that the
application of Pt 2 of the CL Act would affect the calculation of interest.
AA
conceded on the appeal in the Court of Appeal that the primary judge's finding
of vicarious liability must be set aside following
Bird .
However, AA contended that s 3B(1)(a) of the CL Act applies to the
claim for breach of a non-delegable duty by the Diocese involving
the
intentional conduct of Father Pickin so that the caps on damages set by Pt
2 of the CL Act do not apply. The immediate obstacle
to that contention is
that, as has been explained, the civil liability of the Diocese is not in
respect of an intentional act that
is sexual assault committed by the
Diocese.
[329]
The Diocese
is liable for failing to ensure that reasonable care was taken. Its liability is
not simply derivative of the liability
of Father
Pickin.
[330]
AA sought to
overcome that obstacle by relying on the following two propositions: (1) In
Zorom Enterprises v Zabow , the Court of Appeal held that s 3B(1)(a)
operates in relation to the vicarious liability of an employer for intentional
wrongdoing
of an employee because the act and intent of the employee are taken
to be those of the
employer;
[331]
(2) Applying s 5Q, so that the claim against the duty-holder is treated as
if it were one of vicarious liability, s 3B(1)(a) is engaged
against the
duty-holder in a claim for breach of a non-delegable duty caused by the
intentional conduct of the delegate.
AA's
submission subverts the proper order of the analysis. Section 3B(1)(a)
determines whether "[t]he provisions of this Act" (including
s 5Q) apply.
Section 5A(2) confirms that Pt 1A (within which s 5Q falls) "does not apply
to civil liability that is excluded from
the operation of this Part by" s 3B.
Section 5Q cannot then determine whether s 3B(1)(a) applies. Put another
way, if, as AA contends,
s 5Q meant that s 3B(1)(a) applied in this case,
then s 3B(1)(a) would require that s 5Q not apply. The operation
of s 3B(1)(a) removes
the premise by which it is said to apply. The
argument is self-contradictory.
A
claim for breach of a non-delegable duty by the delegate's intentional act
therefore results in an award of "personal injury damages"
to which Pt 2 of
the CL Act
applies.
[332]
That outcome
reflects and is consistent with the fact that the duty-holder did not
engage in and is not liable for having itself
committed intentional wrongdoing.
AA accepts that, if Pt 2 of the CL Act applied to AA's claim, then the judgment
sum awarded by
the primary judge would have to be reduced to $335,960
(comprising damages for economic loss of $90,480 and for non-economic loss
of
$245,480, with the agreed amount of interest on non‑economic loss
precluded by s 18(1)(a) of the CL Act).
G. Orders
For
those reasons, the appeal must be allowed. I agree with the orders proposed by
Gageler CJ, Jagot and Beech-Jones JJ.
EDELMAN J.
Sexual abuse and tortious duties to ensure that reasonable care is
taken
AA
is 70 years old. He grew up in a poor family. His parents were practising
Catholics. Their local parish was the Wallsend parish
within what is now the
Diocese of Maitland-Newcastle, controlled by an association of persons ("the
Diocese")
[333]
in that
geographic area. Their local priest was Father Pickin. Like many others in
the congregation, AA's parents placed great trust
in priests and taught AA to do
so.
Fr Pickin
was accommodated by the Diocese in the presbytery of St Patrick's Catholic
Church. On numerous occasions, Fr Pickin enticed
AA into the presbytery,
where AA was given alcohol, cigarettes, and access to a poker machine. Although
the Diocese did not authorise
or encourage any of these activities, in
accordance with canon law the Diocese did expect priests to engage with children
in a wide
range of activities, some of which occurred in the presbyteries of the
churches.
In
1969, when AA was 13, AA was sexually abused by Fr Pickin on numerous
occasions in the presbytery. The central issue on this appeal
is whether the
Diocese is responsible for that abuse. The trial judge in the Supreme Court of
New South Wales held that the Diocese
was responsible but the Court of Appeal of
the Supreme Court of New South Wales held that the Diocese was not.
For
the reasons below: (i) in the circumstances of this case, the only duty of care
that could be owed by the Diocese was one based
upon an assumption of
responsibility; (ii) the Diocese objectively undertook, and assumed
responsibility, not merely that the Diocese
would take reasonable care to avoid
personal injury to child parishioners (including AA) who were invited onto
Diocesan premises
and in the care of the priest in control of that parish, but
to ensure that reasonable care to avoid personal injury would be taken
by
priests for child parishioners in those circumstances; and (iii) the decision in
New South Wales v
Lepore ,
[334]
which would deny liability of the Diocese in these circumstances where a
child is intentionally abused rather than carelessly injured,
is a decision that
is clearly unjustifiable as a matter of both precedent and principle and must be
re-opened and overruled. The
appeal must be allowed.
These
reasons commence with consideration of the decision in Lepore , since that
decision, if correct, would be a complete answer to this
appeal.
The erroneous turn in the common law and a partly
unnecessary legislative fix
In
the 1960s and 1970s, three young children, aged between seven and ten, were
sexually assaulted by teachers at their State primary
schools. Many years later,
in cases which reached this Court in
Lepore ,
[335]
they
brought claims against the States of New South Wales and Queensland
respectively, amongst others, for breach of a non-delegable
duty of care. A
school authority assumes responsibility to its students to ensure that
reasonable care is taken in the supervision
of the
students:
[336]
a necessary
inference of fact is that "the school authority undertakes not only to employ
proper staff but to give the child reasonable
care".
[337]
Where a
non-delegable duty requires a person to ensure that reasonable care is taken in
the possession of goods then the duty is breached if the goods are lost
or damaged by intentional
conduct.
[338]
The issue for
this Court in Lepore was whether a non-delegable duty could be breached
where the intentional injury was to children .
A
majority of this Court in Lepore held that the school authority's
non-delegable duty did not extend to such
injuries.
[339]
At the heart
of this appeal is the correctness of that decision. The respondent to this
appeal—an incorporated
trustee
[340]
which stands
in this case as the statutory representative of an unincorporated organisation,
the
Diocese
[341]
—submitted
that the decision in Lepore should not be re-opened because it is
longstanding and clear, and because overruling it would have significant
consequences since
the decision has been closely entwined with the statutory and
common law development of vicarious
liability.
[342]
Further,
the respondent submitted that to overrule Lepore would be contrary to
principle and incoherent with statutory amendments.
Any
suggestion that there would be significant consequences of overruling Lepore
might be doubted, especially because it is now recognised that liability for
breach of a non-delegable duty is fundamentally distinct
and different from
vicarious liability.
[343]
Some of the past reasoning in this Court must be understood in this light. For
instance, objective factors relevant to a non-delegable
duty, although
previously described as part of an enquiry into "vicarious
liability",
[344]
should be
understood as concerned with a non-delegable duty rather than (true) vicarious
liability.
[345]
In
any event, the consequences of upsetting any settled understandings by
overruling Lepore cannot withstand the extreme incoherence of the
majority reasoning in that case in two
respects.
[346]
First, the
effect of Lepore is that although a school authority with the care of
children can assume responsibility for intentional damage by any agent or
delegate
to goods entrusted by the children to the school, the authority
does not assume responsibility for intentional injury by an agent or delegate
to
the children themselves. Secondly, the effect of Lepore is that
although a school authority generally assumes responsibility to ensure that
children are not injured by careless conduct by an agent or delegate, the
school authority does not assume responsibility for intentional
conduct.
[347]
Whatever
might have been the position before the procedural reforms of the
19th century, part of the reasoning in Lepore is based upon a
procedural absurdity that cannot be justified in a modern system that
prioritises the substance of an action over
the formal procedure by which it is
initiated. It must be accepted today that a duty to take reasonable care can be
breached by conduct
involving the intentional infliction of
harm.
[348]
The treatment in
Lepore of the school authority's undertaking has thus rightly been
described as "indefensible": "[i]t is as if a seller of canned soup could
escape
liability for its defective quality if it could be shown that it had been
deliberately poisoned by the
manufacturer".
[349]
The
overruling of Lepore does, however, create the irony that a legislative
"fix" to expand vicarious liability, by amendments to the
Civil Liability Act
2002
(NSW),
[350]
fell
short of the broader liability established by the common law, as properly
understood, in respect of non-delegable duties. Nevertheless,
the legislative
amendments were intended to supplement the common law of non-delegable duties,
as it might develop, by expanding
what was understood to be vicarious liability
in the particular area of child
abuse.
[351]
Neither the
original form of the
Civil Liability Act , nor these amendments, were
intended by Parliament to stultify the development of non-delegable duties
assumed by a person in relation
to children, still less to stultify the
principles of non-delegable duties
generally.
[352]
Lepore
must be re-opened and overruled.
The
overruling of Lepore will have a significant effect upon the common law
in this country, including upon proceedings concerning historic sexual abuse,
such
as this case. Any legal entity—including any unincorporated
organisation like the Diocese that is required to be treated as
a legal
entity—which assumes responsibility to ensure that reasonable care is
taken of another's person or property (goods
or land) will be liable if a third
party intentionally causes injury to that other person or their property within
the scope of the
responsibility assumed. As will be explained in these reasons,
the consequence of this is that this appeal must be
allowed.
Fundamental propositions
Assumed duties and imposed duties
Like
Janus, the common law of torts has two faces. One face is concerned with duties
that the common law imposes on people, without
more, in order to protect the
rights of others, generally the rights of others to "person or
property".
[353]
The most
famous instance in English law where such a duty was recognised was in
Donoghue v
Stevenson ,
[354]
where a majority of the House of Lords recognised liability for careless
infringement of the plaintiff's right to her person. Although
that duty
concerned a liability based upon fault, namely carelessness, many torts,
including those where intention is an
element,
[355]
impose duties
upon people independently of fault. There is nothing unusual or anomalous about
the imposition of strict liability
(ie liability in the absence of fault) in the
law of torts for infringement of the rights of others.
The
other face of the law of torts concerns separate and additional (although
potentially overlapping) duties that arise when a person,
by their words or
conduct or the position in which they are placed, objectively assumes
responsibility such as by an undertaking
concerning the safety of another person
or their property. An undertaking in the law of torts might arise from a promise
or assurance
given without consideration to a person or persons (a private
undertaking)
[356]
or to the
public at large (a public
undertaking)
[357]
or by
embarking upon a course of conduct or
task.
[358]
In each case,
the duty arises because the circumstances of the undertaking involve the
inference that the person objectively assumed
responsibility to take reasonable
care or to ensure that reasonable care will be taken. This principle is
centuries old. As Cardozo
J said a century ago in Glanzer v
Shepard :
[359]
"There
is nothing new here in principle ... The surgeon who unskillfully sets the
wounded arm of a child is liable for his negligence,
though the father pays the
bill ... The bailee who is careless in the keeping of the goods which he
receives as those of A does not
escape liability though the deposit may have
been made by B. It is ancient learning that one who assumes to act, even though
gratuitously,
may thereby become subject to the duty of acting carefully, if he
acts at all ... The most common examples of such a duty are cases
where action
is directed toward the person of another or his property."
The
duties assumed, by undertakings, were historically forms of assumpsit (a
person "assumed" or
"undertook")
[360]
with
roots common to what are now seen as contractual
undertakings.
[361]
Although
it might be said that all legal duties are ultimately "imposed" by law in the
sense that they are legally recognised by
courts, the foundation of these
"assumpsit duties"
[362]
is
the construction of an undertaking given by a person rather than such duties
being imposed independently of anything that the
person has said or done or any
position that they have assumed. In this sense, these assumpsit duties can be
described as "assumed"
rather than imposed exclusively by law.
Although
there is no limit to the subject matter of duties that can be assumed by
undertakings, and although, as Cardozo J recognised,
these undertakings
most commonly arose historically in relation to person or property, the dominant
recognition of assumed duties
today is in the area of claims for "pure" economic
loss (that is, losses that are independent of any damage to a person or to their
property
[363]
). These
claims for "pure" economic loss are epitomised by the reasoning in Hedley
Byrne & Co Ltd v Heller & Partners
Ltd ,
[364]
as endorsed
in this Court,
[365]
particularly that of Lord Devlin, who analogised from the liability of
a bailee for responsibility assumed in relation to
goods
[366]
to liability for
carelessly given advice for which there had been an assumption of
responsibility.
Perhaps
due to a lack of appreciation of legal history, some scholars have had trouble
understanding this second face of tortious
duties.
[367]
Others, with a
keener understanding of legal history, have seen these duties as based upon a
separate foundation from imposed duties
and more closely associated with the law
of contract than with duties imposed purely by
law.
[368]
As Beever has
observed, the idea that the liability in a case like Hedley Byrne was a
species of the liability in a case like Donoghue v Stevenson "has done
considerable, perhaps irreparable, damage to both areas of the
law".
[369]
More than a
century ago, Beale observed
that:
[370]
"the violation of an undertaking is not a tort, properly so called. It is a
careful and exact use of legal language to call an undertaking
a consensual
obligation; it is a burden into which the obligor must voluntarily enter. One
has only to be born or to immigrate into
a society, in order to undergo the duty
of respecting the persons and property of his neighbo[u]rs; but in order to be
required to
exercise the active care required of an undertaker, the obligor must
'take the trust upon himself.'"
Beale's
reference to an assumption of responsibility by a person taking the trust upon
themself was an unattributed quotation from
Holt CJ in Coggs v
Bernard ,
[371]
who had concluded that "a breach of a trust undertaken voluntarily will be a
good ground for an action". As with cases of bailment,
in cases of an
undertaking where responsibility is assumed, the extent of the assumption of
responsibility can vary. In some cases,
the assumption might be merely that
reasonable skill and care will be taken. In other cases, the undertaking might
be "to see that
reasonable skill and care were exercised", with the effect that
a defendant "could not get rid of responsibility by delegating the
performance
of [the task] to a third
person".
[372]
The
duty that arises from an assumption of responsibility to ensure that reasonable
care is taken is commonly described as a non-delegable
duty. The only difference
between: (i) the assumption of responsibility that supports a non-delegable
duty, and (ii) the assumption
of responsibility that supports a (delegable) duty
of care which is assumed and not imposed, is the scope of the responsibility
assumed.
That scope is derived from objective interpretation of the undertaking.
As Mason J (with whom Deane and Dawson JJ agreed) said in
Kondis v
State Transport
Authority ,
[373]
in a
passage later quoted with approval by Lord Sumption (with whom the other
members of the court agreed) in the Supreme Court of
the United
Kingdom:
[374]
"In these situations the special duty arises because the person on whom it is
imposed has undertaken the care, supervision or control
of the person or
property of another or is so placed in relation to that person or his property
as to assume a particular responsibility
for his or its safety, in circumstances
where the person affected might reasonably expect that due care will be
exercised."
The
concept of a "non-delegable duty" is easily misunderstood and easily the subject
of confusion of thought. Two factors significantly
contribute to this
misunderstanding and confusion. First, the label "non-delegable duty" is a
misnomer. All duties recognised by
the law of torts to be owed by a person are
non-delegable.
[375]
It is
nonsense to refer to a person who "delegates ... some duty which [they are]
under [an] obligation to
discharge".
[376]
But the
label "non-delegable duty" does at least emphasise that personal liability for
an outcome can arise if the outcome was caused
by a carefully chosen delegate
and not merely by a carefully chosen agent.
An
agent is a person who acts on behalf of another. When a principal objectively
undertakes a task and assumes responsibility to
take reasonable care, the
principal cannot avoid liability if the lack of care occurred by an agent whose
actions are attributed
to the principal. By contrast, a delegate acts for
themself and generally in their own
name.
[377]
Their actions
are not attributed to the delegator so that a delegator is not generally liable
for the careless performance of acts
by a carefully chosen delegate. The label
"non-delegable duty" makes clear that the personal duty of the principal who
assumes responsibility
to ensure that reasonable care is taken cannot be avoided
if the carelessness arose from the acts of a carefully chosen delegate.
The
second source of misunderstanding and confusion concerning non-delegable duties
arises from the conflation of imposed duties
and assumed duties. These separate
categories are addressed below. Without a separation of those two fundamentally
different categories
of duty, non-delegable duties might be thought to involve
no more than a random collection of relationships which in other circumstances
might not give rise to non-delegable duties, and which share little in common.
And an immediate question would be: why confine non-delegable
duties to these
relationships? As Kirby J said of the collection of most well-recognised
instances where non-delegable duties arise,
"it would be surprising if this odd
collection of particular instances represented the entire class of relationships
in which a non-delegable
duty existed at common
law".
[378]
Non-delegable
duties can only be understood by appreciating the difference between a duty that
is imposed on a person by law independently
of any assumption of responsibility
by the person and a duty that is assumed by a person.
Fundamental differences between imposed duties and assumed
duties
There
are, relevantly to this appeal, two closely related respects in which tortious
duties arising from an assumption of responsibility
extend further than those
duties which are, without more, imposed by law to protect "person or property".
First, duties of care that
are "imposed" on a defendant by the common law (in
the sense discussed
above
[379]
) do not
generally require a defendant to take action to improve the plaintiff's
circumstances where those circumstances were not
created, or contributed to, by
the defendant.
[380]
Although there can be difficult questions concerning whether a defendant's
action is "unconnected" to the circumstances of
harm,
[381]
once that
conclusion of a lack of connection is reached the common law does not generally
impose liability for such omissions to
act. One instance of this principle,
recognised in this Court, is that the common law does not generally impose a
duty on a defendant
to take action to protect a plaintiff from injury by third
parties where the circumstances giving rise to the risk of that injury
were not
created or contributed to by the
defendant.
[382]
This
distinction between acts and omissions to act (where a defendant has not created
or contributed to the circumstances of a plaintiff)
has been understood for more
than a century as "fundamental to the common
law".
[383]
It has been said
that "[t]here is no distinction more deeply rooted in the common law and more
fundamental".
[384]
In
effect, although the common law and equity contain many rules of responsibility
"to avoid causing harm to
others",
[385]
neither the
common law nor equity imposes upon a person, without more, a general duty to
"extend a benefit to
another".
[386]
The
distinction has thus been described as a difference between "making things worse
and failing to make things
better"
[387]
or "doing an
act which causes harm to someone and failing to take steps to prevent
harm".
[388]
It
is unnecessary to address further the basal reasons for the common law's
reluctance to impose such duties to act, which have been
said to be "social,
political or economic" or "political, moral or
economic".
[389]
It is
enough to note that: (i) as McHugh J has said, the distinction is one that
the common law has maintained since the time of
the Year
Books;
[390]
and (ii) the
position is different where the duty arises from an assumption of responsibility
by an undertaking.
Once
an undertaking to take action is expressly or impliedly made by a defendant to a
plaintiff, the defendant is under a positive
duty to the plaintiff to fulfil the
undertaking even if the action undertaken is to "make things better" for
another. This positive
duty might therefore include protecting the plaintiff
from injury by third parties where the defendant has not created the risk of
that injury. Such positive duties might arise where an undertaking is made to
the public at large. For instance, a defendant who
expressly or impliedly
undertakes a service as a common calling is under a positive duty to perform the
service, if available, for
any person. Blackstone wrote that "if an inn-keeper
... hangs out a sign and opens his house for travellers, it is an implied
engagement
to entertain all persons who travel that way; and upon this universal
assumpsit an action on the case will lie against him for
damages".
[391]
And as
Dixon J said of the common carrier: "[t]he holding out or profession of the
character of common carrier may be expressed,
or it may be, and usually is,
implied by a course of business or other
conduct".
[392]
An
undertaking to take positive action might also be made privately between persons
rather than to the public at large. An undertaking
that is made to a particular
person or group of people for consideration might give rise to a contract. Where
the undertaking is
gratuitous it will not give rise to a contract but if
responsibility is assumed by a defendant, and the undertaking is breached,
the
law of torts holds the defendant liable, within the scope of the
undertaking,
[393]
to
compensate the plaintiff for losses caused by the breach of the undertaking.
A
private undertaking commonly arises as an implied incident of a relationship
formed by a person or an office or role accepted by
the
person.
[394]
In those
cases, the duty can comfortably be described as arising from the person being so
placed in relation to another person or
their property as to assume a particular
responsibility for the person or property. Hence, Lord Toulson described
typical "relationships
in which [there is] a duty to take positive action" under
the " Hedley Byrne principle" as including "contract, fiduciary
relationships, employer and employee, school and pupil, health professional and
patient".
[395]
A private
undertaking might also be inferred, as a matter of social convention based on
reasonable expectations, from all the circumstances.
For instance, an
undertaking giving rise to an assumption of responsibility can be inferred in
some circumstances, including control
of
property.
[396]
Or it might
simply be inferred from the circumstances of a particular task commenced by the
person:
[397]
"A falls senseless in the street; B, a passing physician, undertakes to cure
him. B might have passed by and left A to his fate;
but having undertaken the
work, he is liable for any negligence, either of commission or of omission."
As Holmes expressed the same point: "[a] carpenter need not go to work upon
another man's house at all, but if he accepts the other's
confidence and
intermeddles, he cannot stop at will and leave the roof open to the
weather".
[398]
Unlike
the duties not to interfere with the bodily integrity, liberty, or property of
another, an undertaking by which responsibility
is assumed can therefore easily
extend to positive action to benefit another. Whether the undertaking is public
or private, and whether
it arises from "a specific voluntary commitment" or as
"part of the duties of a role, function or position which one has voluntarily
assumed", an obligation derived from that undertaking "to take positive action"
needs "no justification in terms of the limitation
... on the freedom of action
of individuals".
[399]
These
principles do not differ when the task is one to take reasonable care for, or
ensure that reasonable care is taken of, children
rather than any other person
or another's property. The principles also do not differ according to whether
the failure to take reasonable
care, or to ensure that reasonable care is taken,
happens to involve a breach of some criminal law. Thus, in HXA v Surrey
County Council ,
[400]
Lord Burrows and Lord Stephens (with whom the other members of the Supreme Court
of the United Kingdom agreed), referring to abuse
of a child, gave an example
where a common law duty of care would arise from an assumption of
responsibility:
"if a private individual was requested by a parent to, then agreed to and did,
accommodate the parent's child. The assumption of
responsibility flows from the
fact that the private individual was entrusted by the parent with the child's
safety and accepted that
responsibility."
Ascertaining the existence and scope of assumed duties
Just
as disputes arise about the existence and scope of expressly assumed contractual
duties, so too can disputes arise about the
existence and scope of duties that
are said to arise from an undertaking that is inferred from a defendant's words
or conduct. The
scope of any assumed duty from an undertaking in the law of
torts is derived in the same way as the scope of any assumed duty is
derived
from an undertaking in the law of contract. In either case, an inference is
drawn of "the nature of liability that, in light
of the parties' agreement, the
parties might fairly be regarded as having contemplated and been 'willing to
accept'".
[401]
That
inference must be drawn from all the relevant circumstances.
In
many cases, including this case, the relevant undertaking is characterised as
one to take reasonable care to avoid reasonably
foreseeable injury or to ensure
that reasonable care is taken to avoid reasonably foreseeable injury. The
repetition of "reasonableness"
collapses the question of the breach of duty into
the question of the existence of the duty. The latter should be expressed at a
higher level of
generality.
[402]
As part of
the enquiry into breach of duty, an undertaking to take reasonable care to avoid
injury, or to ensure that reasonable
care is taken to avoid injury, will not be
breached if the injury is not reasonably foreseeable. Reasonable care does not
require
a person to take steps to prevent events that could not reasonably have
been foreseen. In short, foreseeability is relevant to breach
of the undertaken
duty rather than to the existence of the
duty.
[403]
It "adds
nothing" (but confusion) to an attempt to understand the
duty.
[404]
One
circumstance of great importance in ascertaining the existence and scope of an
undertaking is whether (and the extent to which)
the defendant has control over
the person or property of another. This circumstance is of particular importance
where the defendant
has exclusive control. A natural inference from the
existence of exclusive control can sometimes be that the person with the power
of control undertakes to exercise that control with reasonable care or to ensure
that reasonable care is taken within the scope of
that control. Hence, in
Burnie Port Authority v General Jones Pty
Ltd ,
[405]
a majority of
this Court held that an occupier of land had assumed responsibility to ensure
that reasonable care was taken in the
course of welding activities conducted by
an independent contractor on the land. After expressing the usual "common
element" in cases
of non-delegable duties as being an assumption of
responsibility for the safety of a person or property, the majority said that
"[i]t
will be convenient to refer to that common element as 'the central element
of control'".
[406]
Their
Honours considered that a defendant who allows another to undertake a dangerous
activity on premises which the defendant controls
is "so placed in relation to
[the other] person or his property as to assume a particular responsibility for
his or its
safety".
[407]
Again,
in Northern Sandblasting Pty Ltd v
Harris ,
[408]
the
element of control was central to the reasoning of
Brennan CJ
[409]
and
Gaudron J,
[410]
who
concluded that the landlord in that case had assumed a duty to take reasonable
care, described by Brennan CJ as having the content
of a contractual duty, at
least to safeguard the occupant against injury or loss from defects in the
property at the time it is let.
Control was also central to the reasoning of
Toohey J
[411]
and
McHugh J,
[412]
who
concluded that the landlord had assumed a (non-delegable) duty to ensure that
reasonable care was taken in respect of repairs
to the premises that the
landlord had undertaken to have completed. Although the content of the duty
differed between the judges
in Northern Sandblasting , the ratio
decidendi, at the appropriate level of
generality,
[413]
that
emerges is that a duty had been assumed by the undertaking of the landlord.
The
important element of control by a defendant is sometimes assessed from the
perspective of a plaintiff by reference to notions
of "vulnerability". But the
concept of vulnerability can be slippery and certainly should not be treated as
necessarily determinative
of, or a substitute for, an assumption of
responsibility.
[414]
In the
context of this appeal, where an issue is whether an assumption of
responsibility arises from an implied undertaking to ensure
that reasonable care
is taken of a class of people (child parishioners), references to the concept of
"vulnerability" should be understood
as concerned with the trust that child
parishioners place in parish priests and, correspondingly therefore, the control
that the
priest has over the child. For instance, a stranger does not undertake
any positive duty to a child crossing a road, no matter how
vulnerable the child
might be. But if the stranger knowing themself to be trusted by a very young
child, and thus with some control
over the actions of the child, calls to the
child from the other side of the road, then an undertaking that the call is made
with
care can readily be
inferred.
[415]
Although
the power of control over a person, property, or circumstance is an important
element in inferring the existence and scope
of an undertaking, the concept
should not be unduly stretched. For instance, a landlord who has done no more
than acquire a tenanted
property will not have any more control, nor assume any
more responsibility, than that provided for by the terms of a novated tenancy
agreement.
[416]
Further, as
this Court observed in Electricity Networks Corporation v Herridge
Parties ,
[417]
an
exclusive focus upon the existence of control can sometimes distract attention
from the broader question of whether responsibility
has been assumed. A case to
which this Court referred as a possible example of such distraction was
Brodie v Singleton Shire
Council ,
[418]
where a
majority of this Court treated a highway authority as though it had assumed
responsibility for repair by its control over
the situation with a statutory
power, but not a statutory duty, to repair: the focus ought not to have been
upon the power of control
but whether the exercise of the power, which had
"created a superficial appearance of
safety",
[419]
amounted to
an assumption of responsibility. In the minority in that case, Callinan J
held that the authority had not "undertake[n]
active measures of repair to
safeguard the
applicants".
[420]
The
element of control is also limited in the extent to which it can inform the
scope of an undertaking by which responsibility is
assumed. An example is the
duty that a school authority assumes to its pupils to ensure that reasonable
care will be taken of them.
In Ramsay v
Larsen ,
[421]
Kitto J spoke of "the necessary inference of fact from the acceptance of a
child as a pupil by a school authority ... that the school
authority undertakes
not only to employ proper staff but to give the child reasonable care". The
school authority will be personally
liable for any failure to take reasonable
care by its employees or delegates within the scope of the undertaking even if,
for example,
it "does not control and cannot direct the teaching staff in the
performance of its
duties".
[422]
The ultimate
question is the scope of the school authority's undertaking. Thus, in a case now
understood in this country to be a
case of a non-delegable
duty,
[423]
a company that
ran a school for children, and which therefore impliedly undertook to ensure
that reasonable care would be taken of
those children, was liable for the sexual
abuse of a child by the warden of a boarding house who was delegated the task of
caring
for the
children.
[424]
But the
company would not have been liable if, for instance, the assault had occurred
because of an opportunity taken by a person
employed or contracted to perform
gardening duties.
[425]
AA's formulations of the Diocese's duties
The
formulations by AA of the duty of care which he asserted was owed to him by the
Diocese evolved over the course of these proceedings.
It suffices for the
purposes of this appeal to focus upon the two ways in which AA expressed the
duty in this Court. Unfortunately,
it was not always clear whether those
asserted duties were said to be: (i) assumed; or (ii) imposed by law
independently of any assumption
of responsibility.
In
this Court, the first formulation by AA of the Diocese's duty was as "[a] duty
to take reasonable care to avoid reasonably [sic]
foreseeable [sic] personal
injury to children invited [by a person to whom the Diocese had given control of
the premises] onto Diocesan
premises caused by the conduct of Diocesan priests
at those premises".
That
duty could not
be the common law duty, imposed as a matter of law, not to
act in a way that might injure
another.
[426]
AA did not,
and could not, suggest that the criminal actions of Fr Pickin were
authorised, actually or ostensibly, by the then Bishop
of the Diocese,
Bishop Toohey, or any other person whose authorisation could be that of the
Diocese. Hence, the acts of Fr Pickin
could not be attributed to the
Diocese. The only positive action by the Diocese within AA's formulation of the
duty was therefore
the Diocese's grant of control to Fr Pickin over
Diocesan premises.
To
the extent that AA could be taken to suggest that the duty of care of the
Diocese was breached by giving a priest unconstrained
control of a presbytery or
other Diocesan premises, AA failed to point to any evidence led at trial that
could have supported a conclusion
that merely giving control of Diocesan
premises to a priest, by itself, was something that could give rise to any risk
of reasonably
foreseeable injury by the Diocese. Even if the knowledge of
priests (such as that which was the subject of Fr Dillon's evidence)
of the
(approximately) 55 parishes could be attributed to the Diocese (which it cannot
for reasons explained below), the trial judge
found that "[o]n
Father Dillon's evidence it must be accepted that at the time AA was
assaulted, while there was not a widespread
appreciation in the community of the
existence of the risk which priests such as Father Pickin posed as there is
now, the existence
of such risks was known to Bishops and other senior members
of the Church".
[427]
As
Gordon J expresses the point, the highest that the evidence rises is that
Bishop Toohey might have been aware of one allegation
of uncertain content in
relation to a different priest (Fr McAlinden) 15 years prior to 1969.
Further, as Leeming JA rightly concluded, "even
if Bishop Toohey knew or believed or suspected that Fr McAlinden preyed
upon children,
in 1969 he was no longer in the
Diocese".
[428]
At
trial, the content of AA's pleaded duty of care was explicitly expressed as a
duty for the Diocese to take positive action. AA
pleaded that the Diocese had a
duty "to maintain systems of care for the plaintiff, to protect him from sexual
or serious physical
abuse by its priests and to maintain oversight and control
of those systems". In other words, the pleaded case of a duty of care
was a duty
to protect AA from third parties. For the reasons explained earlier, even if it
were thought desirable to do so, it is
far too late in the development of the
common law for a radical change to be made to the common law to impose such a
generalised
positive duty to protect others. Duties to take positive action at
common law generally must be assumed by an undertaking.
For
these reasons, there is only one basis to recognise a duty, as asserted by AA in
this Court, for the Diocese to take reasonable
care to avoid personal injury to
children invited onto Diocesan premises. That duty could only arise from an
undertaking by which
the Diocese assumed such responsibility. As explained later
in these reasons, the formulation of the duty by AA was too broad in
extending
to children in general. The circumstances of this case, and the evidence from
which an undertaking can be inferred, are
concerned with those children who are
parishioners of the relevant parish.
The
second formulation of a duty by AA in this Court was that the Diocese assumed "a
duty to ensure that reasonable care was taken to avoid reasonably [sic]
foreseeable [sic] physical injury to children invited [by a person to whom
the
Diocese had given control of the premises] onto Diocesan premises caused by the
conduct of Diocesan priests [at] those premises"
(emphasis added). This second
duty was accepted to be a non-delegable duty based on an assumption of
responsibility.
The
two duties asserted by AA cannot co-exist. Either: (i) the Diocese assumed a
duty of positive action that the Diocese itself (or its agents whose
actions are attributed to it) would take reasonable care to avoid personal
injury to child parishioners in the
relevant circumstances; or (ii) the Diocese
assumed a duty of positive action to ensure
that the Diocese or its
agents or delegates would take such reasonable care. There was only one
undertaking by which responsibility was assumed. The content of that assumed
duty
depends on objective inferences to be drawn from all the circumstances,
particularly the control over, by the entrustment and dependence
of, the person
with respect to whom the duty is said to be assumed.
Confusion
is only heaped on confusion by suggestions that the existence of a non-delegable
duty of care based upon an assumption
of responsibility is dependent upon a duty
of care imposed by the common law or that the existence of a duty of care is a
"hurdle"
to surmount before establishing the existence of a non-delegable duty.
This case reduces to a simple question: What, if anything,
did the Diocese
undertake—for what did it assume responsibility—by the words or
conduct of the Bishop?
Applying principle to establish the duty
of the Diocese
Attribution
The
Diocese is an unincorporated association of people. The
Civil Liability Act
permits certain civil proceedings to be brought against the Diocese "as if
the organisation had legal
personality".
[429]
It was
not controversial that the conduct and knowledge of the Bishop could be
attributed to the Diocese. But, contrary to the submissions
of AA, the same is
not true of parish priests. Hence, even if the trial had not been conducted on
the basis that Fr Pickin was a
parish priest, it would make no difference to
issues of attribution whether Fr Pickin was a parish priest or an assistant
priest
or whether Fr Pickin had an immediate supervisor in Fr O'Dwyer.
The
Diocese contained around 55 different parishes across more than
12,000 square miles and including the entirety of one of Australia's
largest cities, each with parish priests. While a parish priest might have been
the highest "local" authority subject to the Bishop,
there was no evidence that
the relevant parish priests had authority beyond their local parishes. As senior
counsel for the respondent
said in oral submissions, in the hierarchy of the
entire Diocese, those dozens of parish priests effectively ranked below the
Diocesan
Consultors, the Diocesan Chancellor, and the members of a large number
of committees. AA's curious attribution submission sought
to treat those local
parish priests as "an
embodiment"
[430]
of the
entire Diocese "so that their state of mind can be treated as being the state of
mind of the
[Diocese]".
[431]
Leeming JA
did not consider that such a submission was (or could have been)
made.
[432]
That submission
should be given no more credibility in this Court.
The
questions on this appeal thus reduce to the content of any undertaking by which
the Diocese, by words and documents issued on
its behalf, and by conduct of the
Bishop, manifested an assumption of responsibility for AA. The facts are
addressed in the reasons
of Gageler CJ, Jagot and Beech-Jones JJ and the reasons
of Gordon J. It suffices merely to highlight the most salient
matters.
The existence and scope of the undertaking and
assumption of responsibility by the Diocese
The
trial in this case was conducted on the basis that, at the time of the abuse
around 1968-1970, Fr Pickin was a parish priest
over whom the Bishop
exercised control, including over aspects of his appointment, duties,
responsibilities, and priorities in the
parish. As the trial judge described the
evidence: "[t]he authority and direction of the Diocesan Bishop was paramount in
determining
a priest's duties, responsibilities and priorities. They had to go
where sent and do what a Bishop told
them."
[433]
The
trial was also conducted on the basis that the Diocese provided Fr Pickin
with accommodation in a presbytery where he was required
to live alone but with
the power to decide whom he would invite there. Presbyteries of churches were
often used for a range of activities.
The uncontradicted evidence on this point
included that:
"many parishes, particularly smaller parishes, did not have extensive social
facilities so if there was ... a large dining room or
lounge room facility ...
in the Presbytery, often that was used if the priest permitted, and wished it to
be".
There was also uncontradicted evidence that:
"Meeting rooms, kitchen facilities etc were used for committee meetings, social
gatherings, religious instruction of individuals
and groups etc when and as
required."
As
the trial judge also found, "[t]he Diocese did not require [the priest] to have
other adults present if he invited children to
the presbytery".
This
finding was supported by the evidence that adults were usually present at the
time of children's activities but that this was
not "for the sort of reason that
we might put these days because of the scandals that have emerged, but more from
the perspective
of just dealing with young kids, it's going to be a bit of a
handful". The presence of adults was not "an unwritten rule" but just
"common
sense and practicality". There was no evidence of any practice or requirement
that parish priests should not invite young
people to the presbyteries, even
when they lived there alone. Such decisions were left to the individual priests,
who were under
the control of the Bishop.
There
was evidence at trial that, at the relevant time, the Presbyterorum
Ordinis proclaimed by Pope Paul VI required priests to "apply, with special
diligence, attention to youth" and emphasised the desirability
of "friendly
meetings for mutual aid in leading more fully and in a Christian manner a life
that is often difficult". The "standard
expectation", fulfilled by the Diocese
through the priests, of engagement with children included "a range of activities
under the
Church banner including youth groups and movie nights". Some of those
activities occurred in the presbyteries of the churches, including
underage and
unsupervised events. The Diocese treated "priests' engagement with the young
people of the parish [as] a most important
and valued part of their
ministry".
As
the Bishop, and thus the Diocese, must have been aware, and as the evidence at
trial established, congregants such as AA's parents
held priests such as
Fr Pickin in high regard with "an exaggerated dignity and respect". The
trust in priests extended to a willingness
to allow priests such as Fr Pickin to
supervise their children, even to the extent of taking some children, including
child parishioners,
on holidays. In Fr Pickin's case, that parental trust
could only have been enhanced by Fr Pickin's position, arranged with the
authority
of the Diocese, to teach Christian Studies to the year eight
class at Wallsend High School, a class which included AA.
As
the Bishop, and thus the Diocese, must also have been aware, the trust of
parents was naturally reflected in the trust that their
children placed in the
priests. In other words, the trust that child parishioners placed in priests was
not only held by those children
who were aware of the position and authority of
priests. The child parishioners' trust was also derivative of the trust that the
child parishioners' parents placed in priests. Even a very young child
parishioner who might not know what a priest is would be capable
of
understanding an instruction by their parents that they should trust such a
person. The trial judge referred to AA's evidence
that he was taught to respect
adults in positions of authority such as priests and teachers, and that priests
were representatives
of God who could be trusted, respected, and obeyed without
question.
In
summary then, the objective circumstances from which any undertaking and
assumption of responsibility by the Diocese might be
inferred include:
(i) the Diocese delegating the control of the presbytery to a priest over
whom the Diocese exercised extreme control,
including over aspects of his
appointment, duties, responsibilities, and priorities; (ii) the Diocese inviting
the heightened trust
placed by child parishioners in priests, with corresponding
degrees of substantial control by priests over those children; (iii)
the
Diocese encouraging and expecting priests to engage with children in the
community; and (iv) the Diocese permitting the presbytery
to be used by a
priest for that engagement. These circumstances irresistibly invite the
inference that the Diocese objectively undertook
to ensure that reasonable care
for child parishioners would be taken, at least where those children entrusted
themselves to the care
and control of a priest—a delegate of the Diocese's
mission to engage with youth—with delegated control over the presbytery
and power to invite child parishioners into the presbytery and to exercise
control over them in that place.
This
non-delegable duty, in terms similar to those expressed by AA and as supported
by these facts, arose from an undertaking by
the Diocese to ensure that
reasonable care would be taken of child parishioners to avoid personal injury to
them at least in the
presbytery when invited by, and under the control of, a
priest. It was an undertaking, and an assumption of responsibility, at least
to
the youth in that section of the community who would engage with the Catholic
faith and might be invited into the presbytery.
The objective circumstances were
equivalent to an organisation that advertised to the parent members of the
organisation inviting
their children onto the organisation's premises: "Trust
us: we have highly trusted people who will ensure that reasonable care is
taken
of children in our control."
The
undertaking by the Diocese must be construed at a level of generality consistent
with the reasonable understanding that it would
have generated. For instance,
the focus is upon the type of injury—violation of the person—rather
than the extent of
the injury or the manner of its
occurrence.
[434]
And, as an
undertaking expressed to a section of the community at large rather than to a
particular individual,
[435]
the undertaking arose prior to Fr Pickin actually inviting any child
parishioner into the presbytery and independently of the precise
circumstances
in which any such invitation was given.
The
scope of this non-delegable duty is therefore unaffected by the manner in which
Fr Pickin used the presbytery in relation to
child parishioners, such as
AA, who were part of the religious community and who had an established trust
in Fr Pickin as a priest.
The non-delegable duty is anterior to the
circumstances of its breach. But the duty is not one of unlimited scope. If, for
example,
Fr Pickin had used the presbytery merely as the location for a
random act of sexual assault against a child to whom he was a stranger
then such
an act would have been beyond the scope of the non-delegable duty. By contrast,
Fr Pickin's sexual assaults on AA, a child
parishioner with a relationship
with Fr Pickin as one of his scripture students, were within the scope of
the non-delegable duty.
For
the same reason, although relevant to the credibility of AA's evidence, the
conduct of Fr Pickin remained within the scope of
the Diocese's duty
whether or not other boys might have been invited into the presbytery at the
same time as AA. So too, the conduct
of Fr Pickin remained within the scope
of the Diocese's duty: whether or not AA was legally required to attend the
presbytery; whether
or not AA had some subjective understanding about a
religious reason for his invitation to the presbytery; and whether or not the
invitation to AA to the presbytery was expressed as being for a "Church event".
Likewise, Fr Pickin's conduct within the presbytery
remained within the
scope of the Diocese's duty whatever the particular manner in which the
presbytery was misused, including whether
it was practical for "dealing with
young kids" for a priest to be alone there with children without assistance or
(what Fr Dillon
described in polite terms as) the "foolhardy and
irresponsible" supply of alcohol and cigarettes to children in the
presbytery.
The
sexual abuse by Fr Pickin of AA, as found by the trial judge to have
occurred, therefore fell within the scope of the Diocese's
non-delegable duty of
care.
Breach, causation, and damages
Breach and causation
Once
the existence and scope of the non-delegable duty owed by the Diocese is
understood, issues of breach and causation can easily
be resolved. AA's sexual
abuse by a priest, in the presbytery where AA had been invited by the priest,
plainly amounted to a failure
to ensure that reasonable care was taken of AA,
who had entrusted himself to the care of a priest with delegated control over
the
presbytery. The sexual abuse of AA caused by the failure of the Diocese to
take reasonable care was also plainly the cause of consequential
losses,
encompassed within general damages (including aggravated damages), consequent
upon the physical injury to (violation of)
AA. Those losses, the consequential
nature of which was the subject of expert psychiatric evidence, included
psychiatric conditions
and substance abuse that adversely affected AA's health,
employment, and relationships.
In
the Court of Appeal, however, Leeming JA rejected a number of the factual
strands that supported this conclusion about breach
and causation. Some of the
factual strands rejected by Leeming JA were peripheral to the questions of
breach and causation. In particular,
his Honour concluded that: (i)
Fr Pickin was not the priest of the parish but the assistant priest; the
parish priest was Fr O'Dwyer;
and (ii) Fr Pickin and Fr O'Dwyer
shared the presbytery accommodation. Although there appears to be considerable
evidence in support
of each of these conclusions, the trial was run on the basis
that Fr Pickin was the parish priest and lived alone in the presbytery
and
it is unclear the extent to which, in the Court of Appeal, AA was given the
opportunity to defend these assumptions made at trial.
Nevertheless, neither of
these alternative factual conclusions could negate a conclusion of breach and
causation, particularly since
even as an assistant priest Fr Pickin would
have been subject, directly or indirectly, to a high level of control by the
Bishop and
would have had the same decision-making capacity about invitees to
the presbytery where he lived.
More
fundamentally, however, Leeming JA concluded that the evidence did not
support an acceptance of AA's account that he was sexually
abused by
Fr Pickin. If that conclusion were upheld in this Court, as the respondent
submitted that it should be, then no breach
of the non-delegable duty of the
Diocese would be established. But, despite the detailed, thorough, and typically
learned reasons
given by his Honour including as to other respects in which AA's
evidence was unreliable, his Honour's conclusion should not be accepted
for four
reasons.
First,
the conclusion depended in part upon Leeming JA's assumption that AA had
not been cross-examined at trial about the sexual
assault, thus mitigating the
advantages of the trial
judge.
[436]
That assumption
was incorrect. AA was cross-examined in considerable detail. The trial judge
retained significant advantages, including
the assessment of credibility and the
feel of the whole case based upon the entirety of the
evidence.
[437]
Secondly,
the conclusion also depended upon Leeming JA's reasoning that "the tendency
evidence was not especially probative", essentially
because the tendency
evidence of Fr Pickin abusing young boys was at a level of generality much
higher than "accounts of making 13-year-old
boys drunk and then performing
penile–oral sexual intercourse upon
them".
[438]
That
description of the tendency did not correspond with the tendency notices of AA
at trial. The tendency evidence admitted at trial,
consistently with the
tendency notices, established that: Fr Pickin was a person who had a sexual
interest in boys; Fr Pickin sought
out opportunities to achieve intimacy
with boys, including by using Church premises for that purpose; Fr Pickin
had a tendency to
sexually abuse boys who were in his care when he was able to
do so; and Fr Pickin exploited his position as a priest by asserting
his
authority to enable him to act on his sexual interest in boys. At trial, the
Diocese did not dispute the tendency evidence of
those complainants upon which
the tendency notices were based. It was therefore undisputed at trial that
Fr Pickin had sexually abused
other teenage boys in his care, after seeking
opportunities to achieve intimacy with the boys and exploiting his position and
authority
as a priest to do so. Although Leeming JA was correct to assume
that the higher the level of generality of a tendency the less probative
the
tendency evidence will
be,
[439]
the tendency
evidence was significantly probative.
Thirdly,
some of the agreed and undisputed facts provided further support for AA's
evidence. In particular, it was an agreed fact
at trial that AA and his friend
Mr Perry were given beer and cigarettes by Fr Pickin in the presbytery
with no other adults present
and that, as AA had described, Fr Pickin had a
poker machine in the presbytery which he allowed boys to play.
Fourthly,
as Ball JA explained, there was no suggestion that AA had lied about the
abuse. The only possibilities were that the sexual
abuse occurred, even if not
in precisely the manner described by AA, or that AA was
mistaken.
[440]
Even
accepting Leeming JA's correct reasoning that memory is plastic, fluid and
malleable,
[441]
the gravity
of AA making such a mistake combined with the three matters already mentioned
meant that it was not open to disturb the
trial judge's finding of fact that AA
had not been mistaken about such a grave and consequential matter. Breach and
causation were
established.
Damages and the
Civil Liability
Act
The
trial judge assessed general and aggravated damages for non-economic loss at
$260,000 and, apparently by agreement of the parties,
quantified damages for
economic loss at $90,480.
The trial judge did not apply the limits on
damages for non-economic loss in s 16 of the
Civil Liability Act ,
nor did she apply the prohibition on interest on damages awarded for
non-economic loss in s 18(1).
The trial judge ultimately assessed the
total damages and interest at $636,480. If the limits on non-economic loss and
the prohibition
on interest had been applied, the award would have been
$335,960.
AA
submitted that the trial judge was correct to disregard the
Civil Liability
Act
caps on damages and the prohibition on interest on non-economic loss in
Pt 2 , Divs 3 and 4. The trial judge's finding had been one of
vicarious liability of the Diocese, a finding which is inconsistent with
the
decision of this Court in Bird v DP (a
pseudonym) ,
[442]
which reiterated that vicarious liability is confined to relationships of
employment. But the
Civil Liability Act
applies in the same way to breach
of a non-delegable duty as it does to vicarious liability; the
Civil
Liability Act
caps on damages and the prohibition on interest apply both to
liability which is based upon a non-delegable duty and to liability
which is
vicarious.
The
starting point is s 3B of the
Civil Liability Act ,
which limits
the application of the Act in some circumstances. One such circumstance, where
the limits in Pt 2 , Divs 3 and 4 do not apply, is referred to in
s 3B(1)(a):
"civil liability (and awards of damages in those proceedings) ... in respect of
... sexual assault or other sexual misconduct committed
by the person".
This
provision does not exclude civil liability based upon a failure by a person to
take reasonable care to ensure that another person does not engage in
sexual assault or other sexual misconduct. It precludes the reliance by a
perpetrator of sexual assault or other
sexual misconduct on provisions including
limits on damages and interest. It might be arguable that this provision also
excludes
reliance by those to whom a perpetrator's conduct is attributed by the
rules of agency, erroneously treated in Zorom Enterprises v
Zabow
[443]
as
equivalent in the Act to true "vicarious
liability".
[444]
But
whether or not s 3B(1)(a) extends to such cases of agency, it does not
preclude reliance upon those provisions by a person whose liability is truly
vicarious,
and based on the liability of another and not the acts of that
other. Nor does it preclude reliance upon those provisions by a person such as
the Diocese which
does not commit, or have attributed to it, the sexual
misconduct but is liable for breach of a non-delegable duty.
Section
11A provides that where s 3B is not engaged, the limits in Pt 2 ,
Divs 3 and 4 apply, "in respect of an award of personal injury
damages",
[445]
including
where the claim is one "brought in
tort".
[446]
The awards of
personal injury damages "in tort" include claims that are addressed in
Pt 1A ("Negligence"). Again, in Pt 1A , s 5A confirms that the
premise of the operation of that Part is that s 3B is not engaged. And, in
Pt 1A , s 5Q puts beyond doubt that liability for a non-delegable duty
falls within the claims "brought in tort" with which s 11A is concerned.
Section 5Q provides that "[t]he extent of liability in tort of a person
[('the defendant')] for breach of a non-delegable duty to ensure that
reasonable
care is taken by a person in the carrying out of any work or task delegated or
otherwise entrusted to the person by the
defendant is to be determined as if the
liability were the vicarious liability of the defendant for the negligence of
the person
in connection with the performance of the work or task". The "only
purpose" of s 5Q was "to prevent non-delegable duties (both those that
currently exist and any new duties that may be recognised in the future) being
used as a way of evading the provisions of the [ Civil Liability
Act ]".
[447]
The
effect of the reasoning above is that the trial judge should have applied the
caps on damages and the prohibition on ordering
the payment of interest on
damages awarded for non-economic loss in Pt 2 , Divs 3 and
4.
Conclusion
The
appeal should be allowed and orders made as proposed by Gageler CJ, Jagot
and Beech-Jones JJ.
STEWARD J.
The appellant claims that when he was a schoolboy in about the year 1969, he was
sexually abused by a Catholic priest (Fr
Pickin, who was at all material
times an assistant priest of what is now the Diocese of Maitland-Newcastle).
Over 50 years later,
the appellant sued the respondent in negligence and
alternatively for breach of a non-delegable duty said to have been owed to him.
There is no dispute that the respondent is the proper defendant for the purposes
of the
Civil Liability Act 2002
(NSW) ("the CL Act"), even though,
for the reasons given below, it was and is a corporation. The appellant
succeeded at first
instance,
[448]
but on
appeal a majority of the Court of Appeal of the Supreme Court of New South Wales
did not accept that the appellant had proven
that he had been
abused.
[449]
Moreover, and
in any event, all members of the Court of Appeal found that the respondent did
not owe a duty of care to prevent the
appellant from suffering foreseeable and
not insignificant harm, nor that it owed a non-delegable duty to ensure that
abuse, of the
kind said to have been inflicted, did not take place.
Before
this Court the appellant refined the scope of the duty of care alleged to
consist of "a duty to take reasonable care to avoid
reasonably foreseeable
personal injury to children invited onto diocesan premises caused by the conduct
of diocesan priests at those
premises". The appellant also refined the scope of
the non-delegable duty that the respondent was said to have owed in largely the
same terms, but instead of a duty to "take reasonable care" it was a duty to
"ensure that reasonable care was taken".
For
the reasons which follow, a majority of the Court of Appeal erred in setting
aside the finding of the trial judge that the appellant
had been abused. That
finding was correctly made. But the Court of Appeal did not err in finding that
no applicable duty of care
or non-delegable duty was owed to the appellant. This
appeal should be dismissed with costs.
I
gratefully adopt the description of the facts set out in the reasons of
Gordon J, which I need not repeat. Although I ultimately
disagree with her
Honour about the outcome of this appeal, I agree with her Honour's description
of the legal principles concerning
a non-delegable duty of care, as well as the
additional observations in the reasons of Edelman J, these having recently been
set
out by this Court in Bird v DP (a
pseudonym) .
[450]
As
explained below, I otherwise do not need to consider the correctness of the
decision of this Court in New South Wales v
Lepore .
[451]
Was
the appellant abused?
Most
of the appellant's evidence was taken on commission and recorded on video. The
video was viewed both by the trial judge and
in the Court of Appeal, at least by
Leeming JA. The appellant gave further evidence at trial and was
cross-examined before the trial
judge. The Court of Appeal referred to a
transcript of that evidence.
Without
rehearsing all of the reasoning of the trial judge, her Honour's acceptance of
the appellant's evidence about the abuse which
had occurred was based on broadly
two findings. The first was a finding that the appellant's memory of the abuse
was "vivid". That
was a finding based upon an assessment of the video evidence,
and also upon an appraisal of the evidence given directly by the appellant
before her Honour. It was a finding as to the creditworthiness of the
appellant's testimony before the trial judge. The second was
a finding, based on
the testimony of two witnesses, that the priest had a tendency to have a sexual
interest in boys and sought out
opportunities to establish intimacy with boys,
including by using Church premises for that purpose, and had a tendency to
sexually
abuse boys who were in his care when he was able to do so. As
Leeming JA pointed out, it is possible that the trial judge placed
only
little weight on this tendency evidence because it was based on abuse in
different circumstances. Notwithstanding the extent
of the reliance, the
tendency evidence did form part of the trial judge's reasoning.
In
accordance with s 75A of the
Supreme Court Act 1970
(NSW) ("the SC
Act"), Leeming JA reviewed all of the evidence and concluded that the
appellant had not proven that the abuse had
taken place. In summary form,
Leeming JA reasoned as
follows:
[452]
"In
the present case, my conclusion that the fact-finding process has miscarried is
based on (a) the suggestion by the primary judge
that the removal of
limitation periods affected the evaluation of evidence, (b) the failure
explicitly to have regard to all of the
inconsistencies in the plaintiff's
account, including those introduced by the findings made by her Honour,
(c) the reliance on the
plaintiff's account as 'vivid', which, although I
have seen the same recording as did her Honour, I am unable to perceive, and
(d)
the seeming acceptance that a 'vivid' recollection is sufficient to
exclude the possibility that the plaintiff was recounting a sincerely
held but
erroneous belief, the errors having come about through the effluxion of more
than half a century coupled with the plaintiff's
unwellness and sustained abuse
of licit and illicit drugs."
Leeming JA's
conclusion that he did not "perceive" the appellant's account of events to be
"vivid" was said by his Honour to be a
matter where the Court of Appeal was "in
a materially equivalent position" to that of the trial
judge.
[453]
That was said
to be because the evidence described as "vivid" was confined to what the
appellant said on commission and which was
received by the court as a video
recording and, according to Leeming JA, because the appellant "was not
cross-examined on the sexual
assaults when he was recalled at
trial".
[454]
Thus,
according to Leeming JA, his Honour had seen the relevant evidence "in
precisely the same form that it was available to the primary
judge".
[455]
With very
great respect, that is not so.
When
the appellant was cross-examined before the trial judge, the following exchange
took place:
"Q. What Mr Perry says in his statement about you and he visiting
Father Picken at Dudley is accurate, isn't it?
A. No, it's not true.
Your
version of events, which involved Mr Perry leaving you while you were at
the Presbytery, is not truthful, is it?
A. No, that's what I was told.
Your
version of events alleging the very serious abuse that you say you suffered at
the hands of Father Picken is not true, is it?
A. Pardon?
I'll
be clear about it. Your evidence asserting that you were the victim of sexual
abuse at the hands of Father Picken is not true.
That's what I'm putting to
you?
I'm
saying it is true, and I was the one that suffered. No one else. Not you or him,
it was me."
Contrary
to the conclusion of Leeming JA, and with respect, the foregoing did
constitute cross-examination about the alleged sexual
assault. It was an
orthodox and very proper application of the rule in Browne v
Dunn
[456]
by senior
counsel. As the trial judge observed, "[the appellant] was cross examined on the
basis that his evidence about the assaults
was not
true".
[457]
Unlike
Leeming JA, the trial judge thus had the benefit of observing the
appellant's reaction to the key propositions put to him
that Mr Perry's
evidence was, contrary to his own evidence, accurate, and that the appellant had
never been abused. It was open to
the trial judge to be persuaded, on the
balance of probabilities, and having regard to Briginshaw v
Briginshaw ,
[458]
that
the answers given by the appellant were both truthful and accurate in their
context. In that respect, in a case where the creditworthiness
of the appellant
was fundamental, it is noteworthy that Leeming JA only considered the
appellant's evidence to be "demonstrably unreliable"
in certain minor
respects
[459]
and did not
go so far as to conclude that the acceptance of his evidence, and the finding
that followed from it, was wrong by "incontrovertible
facts or uncontested
testimony", or that it was "glaringly improbable" or "contrary to compelling
inferences".
[460]
Moreover,
there was undisputed, objective evidence about the circumstances of the abuse
that had taken place which, in itself, was
sufficient to contradict any
suggestion that the trial judge's findings were "glaringly improbable". In that
respect, the reasons
of Ball JA in dissent on this issue are instructive.
His Honour
reasoned:
[461]
"It
is not in dispute that the plaintiff went to the presbytery with Mr Perry
on 10 to 12 occasions on Friday evenings after dinner.
The plaintiff says
and it seems likely that they went at Fr Pickin's invitation.
Fr Pickin had met the boys while teaching Christian
studies at their
school. While the boys were at the presbytery, Fr Pickin supplied them with
cigarettes and alcohol. He also had
a poker machine that was kept in a dressing
area off Fr Pickin's bedroom. The plaintiff, but not Mr Perry, spent
time in the bedroom
playing with the machine. The plaintiff was 13 at the
time."
Given
these objective circumstances, and given the lapse in time, the inconsistencies
in the appellant's evidence, referred to by
Leeming JA, are of no moment.
These discrepancies are what one would expect when a person tries to recall the
very distant incidents
of childhood. In that respect, I very respectfully agree
with Ball JA's observation that a distinction should be drawn between
recollections
of traumatic events, such as sexual abuse, and the circumstances
surrounding them. As Ball JA
said:
[462]
"it is necessary to draw a distinction between recollections of sexual abuse (or
other traumatic events) and the circumstances surrounding
them, particularly
when the relevant events occurred so long ago. It is not surprising that with
the passage of time the memory of
many details fades or becomes confused. As
Leeming JA points out, courts have often remarked on that phenomenon; and
the unreliability
of memory is part of everyday experience. So, frequently
people cannot recall when events occurred or who was present or, for example,
what was said. And there is a natural tendency for people subconsciously to
reconstruct those events in a way that is favourable
to them. However, the
processing of traumatic events, such as childhood sexual abuse, is not
necessarily the same. It is certainly
not part of everyday life to which courts
can reliably apply their own experiences."
Those
"surrounding" circumstances may nonetheless be critical to a finding that a duty
of care was or was not owed or that a non-delegable
duty existed or did not
exist; they may bear upon issues of reasonable foreseeability, in the case of a
duty of care, and the scope
of any assumed responsibility, in the case of a
non-delegable duty. But those circumstances may be difficult to prove when those
events are but a distant memory. I very respectfully agree with the following
observations made below by
Bell CJ:
[463]
"The degree of assurance that Briginshaw v Briginshaw ... and
s 140(2) of the
Evidence Act 1995
(NSW) ... requires in cases
involving serious allegations of what would amount to criminal or gravely
immoral conduct is not qualified
or modified in cases of historical sexual
assault by the abolition of the limitation period for common law claims based
upon such
conduct ... As a matter of practicality, Briginshaw and
s 140(2) of the
Evidence Act
present a forensic challenge to those
who seek to establish serious allegations, decades after the event.
...
Great care must also be taken to avoid the temptation to analyse both factual
and legal issues with the benefit of hindsight."
In
these circumstances, the findings by Leeming JA as to sexual abuse should
be rejected, and those of the trial judge should be
restored.
Assistant priest
It
was an agreed fact between the parties that the abusing priest, Fr Pickin,
was the parish priest of St Patrick's Church, Wallsend,
New South Wales.
However, Leeming JA discovered on appeal that the evidence plainly
demonstrated that Fr Pickin was not the parish
priest; he was the assistant
priest. The merits of Leeming JA's conclusion were not challenged by the
appellant. He did not contend
that Leeming JA was wrong. Instead, he
insisted that the Court of Appeal was bound by the agreement of the parties.
Alternatively,
the appellant contended that Leeming JA's finding was a
breach of procedural fairness. Neither proposition should be accepted.
First,
s 75A of the SC Act confers authority on the Court of Appeal to make its
own findings of fact – regardless of any agreement
of the parties. Thus,
s 75A(6) provides that the Court of Appeal has the same "powers and duties"
as the court from which the appeal
is brought concerning the finding of facts.
And s 75A(10) provides that the Court of Appeal "may make any finding or
assessment ...
which ought to have been given or made or which the nature of the
case requires". This power authorises the Court of Appeal both
to accept an
agreed fact and to reject an agreed fact. Where the evidence before the Court of
Appeal establishes that an agreed fact
is wrong, its duty is to apply the law to
that which is found, rather than to that which is not. The respondent may have
been "stuck"
with its admission at trial, but the Court of Appeal was not so
bound.
The
foregoing is supported by authority. In, for example, Minister for
Environment, Heritage and the Arts v PGP Developments Pty
Ltd ,
[464]
Stone J
said that when parties agree upon certain facts it is still the duty of the
court to determine if they are true. Her Honour
said:
[465]
"It still remains for the Court to determine whether the facts are to be
accepted as true and to determine what weight to attribute
to that evidence.
Whether the Court accepts the agreed facts, in whole or in part, may depend,
among other things, on the coherence
of the narrative created by the facts or
their inherent credibility. If, for example, a statement contained mutually
inconsistent
facts the Court would be obliged to take account of the
inconsistency."
The
foregoing reasoning was recently approved by the Full Court of the Federal Court
of Australia.
[466]
Given
that both decisions concerned the federal equivalent of s 191 of the
Evidence Act 1995
(NSW),
[467]
the reasoning
is applicable in New South Wales.
Second,
and concerning the procedural fairness contention, as senior counsel for the
respondent observed, Leeming JA raised the possibility
that Fr Pickin
was only an assistant priest four times during the hearing before the Court of
Appeal, and, as such, the appellant
had ample opportunity to respond on this
point. This contention has no force.
The
foregoing reasoning does not diminish my conclusion that the appellant had shown
he had been abused by Fr Pickin.
Duty of care: attribution
of knowledge and the evidence of Fr Dillon
It
was a foundational plank of the appellant's negligence case that the risk of him
being abused or otherwise harmed by a priest,
such as by Fr Pickin, was
reasonably foreseeable to the respondent when the abuse took place. This was not
a risk which was necessarily
confined to Fr Pickin; it extended to all
priests in the Diocese. To make good this contention, knowledge of two events
needed to
be attributed to all priests in the Diocese and/or to the Bishop of
Maitland-Newcastle. It was contended that such broadly held knowledge
would in
turn support the attribution of knowledge to the respondent of the general risk
of abuse by priests within the Diocese in
the late 1960s.
The appellant
also relied on a sentence (described below) contained in a report prepared by
Fr Dillon, a Victorian priest who was
ordained in 1969.
The
two events were:
(a) a discussion between Bishop Toohey (who was the Bishop of
Maitland‑Newcastle in 1969) and a Fr McAlinden in 1954 about
an
"issue", the "issue" being Fr McAlinden's "sexual activity involving
children". During that discussion Fr McAlinden denied that
any such
activity had taken place. The discussion was evidenced by it being referred to
in a letter written by a psychiatrist in
1987 to the then-Bishop of the Diocese.
It is not clear how this evidence was admitted before the trial judge, given
that it appears
to offend the rule against hearsay. However, that may be put to
one side; and
(b) a complaint by another victim of Fr Pickin. That witness said that he
disclosed his abuse to a Fr Doran before 1969. Importantly,
the appellant
led no evidence that Fr Doran was under an obligation, or otherwise subject
to some duty, to report the matter to the
Bishop or to anybody else in order to
take the matter further in some way.
The
unchallenged "expert" evidence of Fr Dillon was that whilst child sex abuse
by priests was in 1969 "virtually unknown", a "likely
exception" to this would
have been "the knowledge of some people in positions of high authority in the
Church, such as Bishops, Religious
Superiors and Provincials etc who would have
been aware of complaints and allegations made against other priests, brothers
and nuns".
It is difficult to accept that Fr Dillon's evidence took the
form of an expert opinion for the purposes of s 79 of the
Evidence Act
1995
(NSW). It appeared to be instead lay evidence concerning
Fr Dillon's personal experiences as a priest. Nonetheless, it was admitted
into evidence in the face of an objection to it by the respondent, and no
complaint was made about its admission into evidence on
appeal.
The
foregoing is, at best, a thin basis for attributing the type of knowledge to the
respondent that would ground a proposition that
in 1969 it was reasonably
foreseeable that Diocesan priests generally posed a risk of causing personal
injury to children on Diocesan
properties.
The
appellant submitted that knowledge of the two events should be attributed to the
Bishop and all the parish priests in the Diocese.
This was a consequence either
of an application of the general principles of attribution, discussed by
Lord Hoffmann in Meridian Global Funds Management Asia Ltd v Securities
Commission ,
[468]
or,
alternatively, of s 6O(b) of the CL Act. The latter submission had not
been put below, either before the trial judge or in the
Court of Appeal.
As
to the former, it is well established that the knowledge of every employee of a
company does not always become the knowledge of
the company
itself.
[469]
Whether the
knowledge of an employee is attributable to the company depends upon the
function and duties of the employee (including
reporting duties), his or her
authority to bind the company, the material context, and, where relevant, any
applicable statute.
[470]
The people whose knowledge may be attributed to a company are not confined to
those who comprise the controlling mind of the company.
As Callaway JA
observed in Director of Public Prosecutions Reference No 1 of
1996 :
[471]
"Sometimes only the board of directors acting as such or a person at or near the
top of a corporation's organisation will be identified
with the corporation
itself. On other occasions someone lower, and perhaps much lower, in the
hierarchy will suffice."
As
to the latter, s 6O of the CL Act addresses the effect of the
appointment of a proper defendant for an unincorporated organisation.
Section 6O
relevantly provides:
"On the appointment of a proper defendant for an unincorporated
organisation—
...
(b) anything done by the unincorporated organisation is taken to have been done
by the proper defendant and a duty or obligation
of the unincorporated
organisation in relation to the proceedings is a duty or obligation owed by the
proper defendant ..."
The
term "unincorporated organisation" is defined in s 6J to mean "an
organisation that is not incorporated". Division 4 of Pt 1B
of the
CL Act, which includes s 6O, "extends to child abuse proceedings in
respect of abuse perpetrated before the commencement of
that
Division".
[472]
It was
contended that the respondent comprised all of the parish priests and the Bishop
of the Diocese. It followed, the appellant
submitted, that all of the parish
priests and the Bishop of the Diocese had knowledge of the two events, being the
conversation Bishop
Toohey had with Fr McAlinden and the complaint
made to Fr Doran.
Both
contentions must be rejected.
Putting
aside the fact that no members of the clergy were employees, and applying the
ordinary rules of attribution, no evidence
was led concerning the function and
authority of Bishop Toohey to attribute his knowledge to the respondent.
And what would be attributed
in respect of the discussion between
Bishop Toohey and Fr McAlinden? It could be no more than that an
unspecified conversation took
place in 1954 about suggestions of child abuse by
Fr McAlinden, which Fr McAlinden denied ever taking place. Such
isolated and vague
information could not possibly support the proposition that
it was reasonably foreseeable that Diocesan priests generally in the
late 1960s
posed a risk of causing personal injury to children on Diocesan properties.
The
same observation must be made in respect of the disclosures about Fr Pickin
to Fr Doran. No evidence was led about Fr Doran's
function and
authority in the late 1960s that would attribute his knowledge – about
what was abuse in different circumstances
said to have been committed by
Fr Pickin – to the Bishop or to anyone else.
Nothing in the
report of Fr Dillon suggests otherwise.
In
that respect, the case may be distinguished from the decision in O'Connor v
Comensoli .
[473]
This
authority was heavily relied upon by the appellant. But the evidence led in it
differed significantly from the evidence here.
That evidence included a report
prepared by an expert in Canon Law. Keogh J (the trial judge) recorded that
the report contained
the following opinion about relevant Canon
Law:
[474]
"[The expert] said sexual abuse of a child by a priest is a canonical crime. The
Canon Law required that abuse be reported to the
Archbishop, who had ultimate
responsibility to ensure that priests fulfilled their obligations. A parish
priest who received a report
of sexual abuse of a minor had no discretion to
decide he did not believe the report, or that nothing should be done about it,
but
was obliged to refer the matter to the Archbishop. Canon Law required that
the Archbishop, or the Vicar-General on his behalf, conduct
a special
investigation into a report that a child had been abused by a priest."
The
foregoing evidence was pivotal to Keogh J's conclusion that knowledge of a
complaint made to a parish priest should be attributed
to the Archbishop and the
Archdiocese of Melbourne. Keogh J thus
reasoned:
[475]
"At the time of the ... complaint, Father Connellan was clearly acting in
the role of parish priest, filling a relatively senior
position within the
structure of the Archdiocese. The rules by which the Archdiocese operated
required that Father Connellan report
an allegation of abuse of a child to
the Archbishop. That obligation is to be understood in the context that there
was a degree of
supervision of assistant priests in the Archdiocese by parish
priests, and a requirement for an annual report to be made to the Archbishop.
In
other words, the Archdiocese had a structure and a system of rules in place to
supervise the performance of assistant priests,
who represented and conducted
the work of the Archdiocese. In this important respect, the Archdiocese gave
authority to and acted
through the parish priest. The parish priest was the
primary co-worker of the Archbishop and was given considerable authority in
relation to the operation and management of the parish, and the wellbeing of its
parishioners. He had authority to receive a complaint
of abuse by an assistant
priest from a parishioner, and responsibility on behalf of the Archdiocese to
report that complaint to the
Archbishop. Applying the usual rules of attribution
and agency, Father Connellan's knowledge of the complaint ... is the
knowledge
of the Archdiocese."
There
was no evidence of the foregoing kind before the trial judge here. To the extent
it had any bearing on the issue of attribution,
the Canon Law was not before the
court; nor was the Presbyterorum Ordinis: Decree on the Ministry and Life of
Priests . Any reliance upon such canonical texts would, with very great
respect, require the presence of expert testimony. No such expert
evidence was
led in this matter, and it would otherwise be dangerous for a judge to interpret
such works without such assistance.
This
leaves for consideration the appellant's alternative contention in reliance upon
s 6O of the CL Act. As set out above, anything
done by the
unincorporated organisation is taken to have been done by the proper defendant,
here the respondent. The problem, however,
is that, as Leeming JA
discovered, the respondent was and is a body corporate, and not an
unincorporated organisation. It became
incorporated in 1936 with the passing of
the
Roman Catholic Church Trust Property Act 1936
(NSW). Section 4
of that Act relevantly
provides:
[476]
"(1) The trustees of Church trust property for each Diocese shall, by virtue of
this Act, be a body corporate, having perpetual succession
and a common seal,
and being capable of acquiring, holding and disposing of any property, real or
personal, and of suing and being
sued in its corporate name, and of doing and
suffering all such acts and things as bodies corporate may by law do or suffer
...
(2) The corporate names of the trustees of Church trust property for the several
dioceses existing at the commencement of this Act
shall be—
...
(f) for the Diocese of Maitland, the trustees of the Roman Catholic Church for
the Diocese of Maitland ..."
It
is true that the parties agreed that the respondent was a proper defendant but
not that it was also, otherwise, an unincorporated
organisation. It was not. One
simply cannot ignore this legal reality. To pronounce judgment on a fundamental
basis known to the
court to be untrue is no part of the judicial function and
would involve the court in giving what would merely be an advisory opinion,
which this Court cannot
furnish.
[477]
That the
respondent was a body corporate makes it impossible to apply s 6O(b). It
makes no sense to deem that which is done by a
body corporate to be taken to be
done by the same body corporate. This legal reality also renders it impossible
to accept the premise
of the appellant's argument – that the
respondent is an unincorporated organisation comprised of all of its parish
priests
as well as the Bishop – as being correct.
But
even if it were accepted that the respondent was an unincorporated organisation,
it is doubtful that the word "organisation"
can be stretched so far as to
include everything done by every parish priest in the Diocese, relevantly, on
every day in the late
1960s. The word "organisation" is more likely to refer to
everything done by that organisation, as an identifiable unincorporated
association, as distinct from each of its individual members. It would refer to
things done that could be attributed to the respondent
as a functioning
institution, such as appointing new priests, acquiring land, or building a
church. It would not include the private
meeting between Bishop Toohey and
Fr McAlinden, nor the complaint made to Fr Doran.
Then
there is the evidence of Fr Dillon. Like Leeming JA, I consider
that the assertion – that it was "likely" that some individuals
in
positions of high authority would have been aware of complaints and allegations
made against other priests, brothers and nuns
– cannot be accepted as
evidence of what Bishop Toohey knew or ought to have known about complaints
within his Diocese in the
late
1960s.
[478]
Nor did
Fr Dillon give any reasons for this "opinion". Presumably he could not do
so, as his actual knowledge of what a generic Bishop
may or may not have known
in 1969 was based on his experience as a very recently ordained priest in the
State of Victoria.
As such, this aspect of his evidence is troubling. Nor
was it suggested, or explained, how this Victorian experience could have given
any insight into what Bishop Toohey – the Bishop of a Diocese in New
South Wales – knew or ought to have known, or what
a generic Bishop in
Australia in the late 1960s knew or might have known. In truth, as an
observation about the "likely" awareness
of complaints by only "some" Bishops,
and other senior clergy, in the late 1960s it is really no more than speculation
about a state
of knowledge – a state of knowledge that must depend upon
the individual experiences and history of those individual Bishops
and other
senior clergy, which no doubt varied from person to person. Like
Leeming JA, I consider that Fr Dillon's opinion evidence
on this
particular issue can be given only very little
weight.
[479]
That evidence
is insufficient to ground a finding that Fr Pickin, or Diocesan priests
generally, posed a reasonably foreseeable risk
of causing personal injury to
children on Diocesan properties in the late 1960s.
Fr Dillon
also referred to the "exaggerated dignity and respect" given to priests at the
time, although he made no mention of the
community exhibiting excessive
deference to priests. With respect, there was no evidence that supported the
suggestion of manifest
deference; nor could a conclusion of manifest deference
be inferred from what Fr Dillon said. He did, however, observe that the
dignity
and respect given to priests "clearly could and did become genuinely
dangerous – for the priest and for others – if the
priest took it
seriously, which was a not uncommon occurrence". I do not see, with respect, how
this generalised observation that
some priests might become "dangerous" could
justify a finding of reasonable foreseeability of the kind contended for. I
really have
no idea what type of danger Fr Dillon was referring to.
For
the foregoing reasons, the Court of Appeal was correct to conclude that the
respondent did not owe the duty of care contended
for by the
appellant.
Non-delegable duty
In
Bird , a majority of this Court explained when a non-delegable duty to
ensure that reasonable care is taken may be said to arise, and the
doctrinal
foundation of the duty. Gageler CJ, Gordon, Edelman and Beech-Jones JJ
and I said:
[480]
"Such a duty arises where the nature of the relationship between the defendant
and the other person to whom the duty is owed is one
where the defendant has
assumed particular responsibility to ensure that care is taken, rather than
merely to take reasonable care.
For example, where the defendant has 'undertaken
the care, supervision or control of the person or property of another or is so
placed
in relation to that person or [their] property as to assume a particular
responsibility for [their] or its safety, in circumstances
where the person
affected might reasonably expect that due care will be exercised'."
Recognised
categories where the duty arises include: a school and its pupils; a hospital
and its patients; and an employer and its
employees.
[481]
The
categories are not closed. "[T]he relationship of proximity giving rise to the
non-delegable duty of care ... is marked by special
dependence or vulnerability
on the part" of the person to whom the duty is
owed
[482]
and by an
assumption of responsibility to ensure care is taken by the person who owes the
duty.
[483]
Here, there was
no doubt that the appellant was vulnerable given that he was only 13 years
of age. But the necessary relationship
of proximity must be confined to
exceptional cases where there exists both the assumption of
responsibility, and the existence of special dependence or vulnerability. As
Lord Sumption has
observed:
[484]
"The
main problem about this area of the law is to prevent the exception from eating
up the rule. Non-delegable duties of care are
inconsistent with the fault-based
principles on which the law of negligence is based, and are therefore
exceptional."
The
duty to ensure that reasonable care is taken is a duty to avoid those risks
which fall within the responsibility assumed over
those who are, by class or
category, or for some other specific reason, vulnerable. Defining that
responsibility measures the scope
of the duty owed. That, in turn, is a
fact-intensive inquiry. Here, the evidence demonstrated a relevant assumption of
responsibility
by the respondent. In that respect, it may be accepted that the
respondent had a non-delegable duty to ensure that reasonable care
was taken to
prevent the abuse of children by priests within the Diocese. However, I differ
from Gordon J and Edelman J concerning
the scope of the duty. The evidence
plainly supports the proposition, as described below, that the scope of that
duty was confined
to those occasions when contact with children was authorised,
permitted or required by the Church. In other words, the duty was limited
to
caring for the safety of children where the Church assumed that responsibility,
such as at what was described by the respondent
as "Church events". But it did
not extend to occasions beyond that. On the facts, what Fr Pickin did was
beyond the scope of the
respondent's non-delegable duty.
There
is an analogy here with the non-delegable duty of care that a school owes to its
students. Plainly the scope of that duty extends
to the times when the school is
open and when students are in attendance, and that is so regardless of when
classes are scheduled
to start and then
finish.
[485]
Nor is the
duty confined to the grounds of a school; it would extend, for example, to
school camps and
excursions.
[486]
As
Stephen J observed in Geyer v
Downs :
[487]
"The temporal ambit of the duty will, therefore, depend not at all upon the
schoolmaster's ability, however derived, effectively
to perform the duty but,
rather, upon whether the particular circumstances of the occasion in question
reveal that the relationship
of schoolmaster and pupil was or was not then in
existence. If it was, the duty will apply. It will be for the schoolmaster and
those
standing behind him to cut their coats according to the cloth, not
assuming the relationship when unable to perform the duty which
goes with it."
In
contrast, a school will not owe a non-delegable duty of care outside of the
relationship of school and student. It will be a question
of fact to determine
whether that is so. But it is unlikely to be present when, for example, a
student is walking home from school;
when a student is playing at a classmate's
house after school; or when a student, whilst still in uniform, is at home.
Here,
the abuse fell outside the scope of the respondent's non‑delegable duty.
By the evidence led, unsurprisingly thin, of
events of over 50 years ago,
the appellant did not satisfy his burden of proving the scope for which he
contends. And what we do
know does not support the appellant's case. It was the
head of the local state school or the State itself that decided to have
Fr
Pickin conduct scripture classes at that school, not the Church.
The appellant was a pupil in that class. Fr Dillon (whose evidence
about the general role of a priest in Australia in the late 1960s,
including how
they used presbyteries and interacted with parishioners, may be accepted with
greater confidence than his "expert opinion"
about the likely knowledge of
"some" senior clergy) said that Church property, such as a presbytery, could not
be used for a purpose
in any way contrary to the wishes or direction of the
Bishop and that the Bishop had ultimate authority in relation to use of Church
properties. Whilst Fr Dillon accepted that the presbytery might be used for
certain social occasions, it did not include private
socialising with children.
That is because the authority of a priest was limited to using the presbytery,
to use the language of
Fr Dillon, "[f]or those activities and uses that are
directly part of the Church's mission".
In
the case of children, Fr Dillon said it was expected that a priest would
engage with young people using youth groups, movie nights,
camps, sporting
teams, choirs and any other activity "under the banner of the Church".
Fr Dillon, however, said that "'one-on-one'
instruction of young people was
not common" and that at the time it would have been seen as "unwise" or
"imprudent" for an adult,
even a respected and trusted adult, such as a priest,
to be alone with a child. Importantly, he said that the use of a priest's
personal
room or rooms for after-school classes or personal instruction was
"unheard of". Instead, parishioners were seen by the priest in
a front parlour
which was always near the front door of the presbytery.
Fr Dillon
was cross-examined. He explained that if there were children at the presbytery,
such as with youth groups, "there would
always be other people around" who were
"volunteer parents or others available to assist". He was asked about a
"scenario" in which
alcohol and cigarettes were supplied to children in the
presbytery. He responded by saying that this would have been "totally out
of
order in every way possible" and "totally foolhardy and irresponsible".
The
foregoing, together with the findings made about the knowledge of the respondent
set out above, unequivocally demonstrates that
Fr Pickin's invitation to
the appellant to socialise with him on a Friday night was fundamentally
unauthorised and foreign to his
duties and responsibilities as a priest. It had
nothing, whatsoever, to do with the "Church's mission". There was no evidence
that
these gatherings were "Church events" or that the appellant attended the
presbytery for any religious, or even any pastoral or cultural,
reason.
Moreover, it could not otherwise be said that the gatherings in any way more
generally related to Fr Pickin's duties and
functions as a priest. As such,
it cannot be said that the respondent assumed responsibility for the appellant's
welfare on such
occasions. On the contrary, had the Bishop been asked to give
permission for such events to be hosted at the presbytery, it would
have been
flatly refused. Inferentially, Fr Pickin knew this but nonetheless acted
contrary to his authority as a priest so that
he could contrive the opportunity
to abuse the appellant. Those opportunities had nothing to do with the Catholic
Church, the respondent
or the Bishop of Maitland-Newcastle. They were the
product alone of Fr Pickin's unspeakable criminal designs.
In
any event, it was accepted below that by reason of this Court's decision in
Lepore , the respondent could not be liable for breach of a non-delegable
duty based on an intentional wrong committed by a delegate. The
appellant, very
properly, sought leave to have the correctness of Lepore reviewed by this
Court. Because the appellant's case failed at an evidentiary level, it is not
appropriate to re-consider Lepore . As Gummow and Hayne JJ observed
in Re Patterson; Ex parte
Taylor :
[488]
"in addition to the criteria mentioned in John v Federal Commissioner of
Taxation , there is the prudential consideration that this Court should not
embark upon the reconsideration of an earlier decision where, for
the resolution
of the instant case, it is not necessary to do so".
This
prudential approach is consistent with the principle that when considering
whether to overrule previous decisions, this Court
should be "informed by a
strongly conservative cautionary principle, adopted in the interests of
continuity and consistency in the
law".
[489]
The overruling
of the precedents of this Court should only take place on exceptional occasions,
and then only as a matter of last
resort.
Having
said that, there is much to be said for Leeming JA's defence of
Lepore in the present
matter.
[490]
Moreover, I
respectfully agree, for the purposes of the fourth factor identified in John
v Federal Commissioner of
Taxation ,
[491]
that the
correctness of Lepore has been assumed by the Parliament of New South
Wales, in making amendments to the CL Act since the case was decided. The
non-delegable
duty suggested here would be inconsistent with those amendments.
As Leeming JA
observed:
[492]
"any such duty would be incoherent with statute. For conduct committed after
2018, the
Civil Liability Act
imposes vicarious liability for such
conduct upon a proper defendant, but subject to a presumption of breach if an
individual associated
with the organisation perpetrates child abuse, unless the
proper defendant establishes that it took reasonable precautions: s 6F(3).
That statutory response, and in particular the defence of reasonable
precautions, cannot be reconciled with a non-delegable duty
which of its nature
is strict. Axiomatically, if the common law recognises a non-delegable duty,
then it must apply at all times,
including after 2018 when s 6F(3)
commenced. In this country, judge-made law cannot be altered prospectively ...
To my mind, this consideration tells dispositively
against the existence of a
non-delegable duty."
I
very respectfully agree with the foregoing observations of Leeming JA.
With
knowledge of the principle for which Lepore stands, it is clear that the
Parliament of New South Wales, in enacting Pt 1B of the
CL Act,
[493]
also made
a choice that its reforms would apply with prospective force
only,
[494]
thus engaging
again the fourth factor identified in John . Overruling Lepore
would contradict that legislative choice.
That
the law should draw a distinction between taking reasonable care to ensure that
unintended conduct does not cause harm as against
preventing the occurrence of
intentional criminal conduct is both unsurprising and entirely logical.
Deliberate criminal behaviour
is not a case of merely failing to take reasonable
care. It is much more than that. As Gleeson CJ observed in
Lepore :
[495]
"although deliberately and criminally inflicting injury on another person
involves a failure to take care of that person, it involves
more. If a member of
a hospital's staff with homicidal propensities were to attack and injure a
patient, in circumstances where there
was no fault on the part of the hospital
authorities, or any other person for whose acts or omissions the hospital was
vicariously
responsible, the common law should not determine the question of the
hospital's liability to the patient on the footing that the
staff member had
neglected to take reasonable care of the patient. It should face up to the fact
that the staff member had criminally
assaulted the patient, and address the
problem of the circumstances in which an employer may be vicariously liable for
the criminal
acts of an employee. Intentional wrongdoing, especially intentional
criminality, introduces a factor of legal relevance beyond a
mere failure to
take care. Homicide, rape, and theft are all acts that are inconsistent with
care of person or property, but to characterise
them as failure to take care,
for the purpose of assigning tortious responsibility to a third party, would be
to evade an issue."
I
very respectfully agree with the foregoing.
Disposition
This
appeal should be dismissed with costs.
GLEESON J.
Introduction
This
appeal concerns whether the common law of Australia recognises a duty of
care owed by the Diocese of Maitland-Newcastle ("the
Diocese"),
[496]
a Diocese of the Roman Catholic Church,
to the appellant, "AA", who
in 1969 was a youth living in the Wallsend parish within the Diocese and who was
sexually abused by Fr
Ronald Pickin, a priest living and working in that parish.
The Diocese is an unincorporated
organisation
[497]
through
which the Catholic Church in the geographic area of the Diocese fulfilled its
religious mission. The Diocese and Fr Pickin
were found to be subject to
the power and control of the Bishop of the Diocese, who was, at the relevant
times, Bishop John
Toohey.
[498]
The
duty is alleged to have arisen out of the appointment by Bishop Toohey of Fr
Pickin as a priest in the Wallsend parish, living
in the parish presbytery, and
through the conferral upon Fr Pickin of roles and responsibilities consistent
with the pursuit of the
aims of the Catholic Church, especially teaching duties
at Wallsend High School. The parties agreed that Fr Pickin was given the
role of
parish priest in the Wallsend
parish.
[499]
Adopting
language used by five Justices of this Court in Prince Alfred College Inc v
ADC
[500]
to
analyse the scope of vicarious liability of a school employer for the wrongful
conduct of its employee boarding housemaster, the
primary judge found that the
Diocese (which I take to mean the Bishop acting on behalf of the Catholic Church
in the relevant geographic
area) conferred upon Fr Pickin a "special role" that
gave him access to children in the parish and required him to actively engage
with them;
[501]
and
that the Diocese gave Fr Pickin "the authority, power, trust, control and
ability to achieve the intimacy he had with his victim,
AA", and "enabled" Fr
Pickin to arrange the occasions that gave him the opportunities to assault AA as
he did.
[502]
Prince
Alfred College illustrates the important exception to the general tort rule
of "no liability without fault", namely that an employer's liability
extends to
vicarious liability for wrongs of an employee acting within the scope of their
employment.
[503]
Aspects of
the role the school conferred upon a boarding housemaster who sexually assaulted
a pupil were accordingly relevant to
the scope of the school's vicarious
liability.
[504]
The
Diocese and Fr Pickin are two separate entities. Father Pickin was not an
employee of the Diocese and, consequently, the Diocese
is not vicariously liable
for his torts.
[505]
Further, there is no legal basis to treat his acts or omissions, insofar as they
affected AA, as the acts of the Diocese. Father
Pickin's acts of sexual abuse of
AA were plainly not the acts of the Diocese. Father Pickin's conduct in sexually
abusing AA was
not authorised by the Diocese and was the antithesis of the role
that Fr Pickin was directed to perform for the Catholic Church in
the
Wallsend parish.
[506]
Accordingly,
AA did not contend that the Diocese is legally liable for the wrongful conduct
of Fr Pickin, without more, or that Fr
Pickin's wrongful conduct was also the
wrongful conduct of the Diocese. Instead, AA argued that the Diocese is liable
for failing
to ensure that Fr Pickin did not commit the sexual assaults that
occurred, or alternatively, for failing to take reasonable steps
to prevent
those assaults. If accepted, the former argument effectively involves the
imposition of strict liability, being tort liability
in the absence of fault on
the part of the liable party, because it would be imposed even though the
Diocese did not intend the wrongful
conduct and even if there was no failure by
the Diocese to do all that might have reasonably been expected to avoid the risk
of harm.
The common law of torts generally does not impose liability on a party
who is not at fault in this
sense.
[507]
The latter
argument, if accepted, involves the exceptional imposition of liability for
failing to prevent the criminal wrongdoing
of a third
party.
[508]
AA
framed his case by reference to the position in which the Diocese placed Fr
Pickin in relation to AA, arguing that the Diocese
thereby created a
relationship with AA by which the Diocese was directly liable to AA for Fr
Pickin's torts. AA proposed two alternative
formulations of a common law
duty of care owed to him by the Diocese. The more onerous formulation is a duty
to ensure that reasonable
care was taken of AA, as a child invited onto Diocesan
premises by a Diocesan priest, to avoid reasonably foreseeable personal injury
caused by the priest at those premises (the "non-delegable duty"). The less
onerous formulation is a duty to take reasonable care
to avoid reasonably
foreseeable personal injury to children invited onto Diocesan premises by a
Diocesan priest and caused by a Diocesan
priest at those premises (the
"affirmative duty").
In
my view, the common law does not recognise a duty owed by the Diocese in the
terms proposed by AA, or otherwise as found by other
members of
this Court.
[509]
Where
the harm suffered is caused by the criminal conduct of a third party, that fact
cannot be ignored in determining the existence
and nature or scope of a duty of
care.
[510]
Having regard to
the nature of the alleged harm and in the absence of findings by the primary
judge as to the foreseeability of a
risk of harm apart from sexual abuse, any
acceptable formulation of a duty of care in this case must refer to the
foreseeable risk
of sexual
abuse.
[511]
The alleged
duties should be understood as directed, not merely to personal injury caused by
Diocesan priests, but to sexual assault
by Diocesan
priests.
[512]
I
accept that the primary judge did not err in concluding that it was reasonably
foreseeable in 1969 that a parish priest might abuse
the trust and status
conferred upon him by his role as a priest, and his membership of the Catholic
clergy, to commit acts of sexual
abuse upon young people with whom he came into
contact. Reasonable foreseeability of that risk of harm is a necessary but not
sufficient
precondition to the recognition of either formulation of the common
law duty contended for by AA, in the absence of some pre-existing
relationship
from which the duty
arises.
[513]
However, none
of the propounded or recognised duties is justified by the required incremental
and analogical approach to the identification
of novel common law
duties.
[514]
In particular,
the relationship between AA and the Diocese is not relevantly analogous to any
of the "special
relationships"
[515]
that
involve a non-delegable duty upon one party to ensure that reasonable care is
taken for the other in certain circumstances.
Most particularly, the
relationship between school authorities and pupils is not relevantly analogous
to this case. Nor did the relationship
between the Diocese and AA give rise to a
lesser duty to protect AA from assaults by Fr Pickin, where the relationship did
not come
into being for that purpose and assaults of the kind that occurred were
not an expected (and not a merely foreseeable or foreseen)
risk of the Diocese's
activities.
No
relevant duty to AA arose from the Diocese's conferral upon Fr Pickin of the
role of priest or from his appointment to the Wallsend
parish with accommodation
at the parish presbytery and substantial control over the presbytery's use. In
particular, it is insufficient
that Fr Pickin was able to take advantage of
these circumstances to create opportunities to engage in sexual assaults to find
that
such a duty arose. Nor do the facts support an inference that the Diocese
assumed responsibility for the protection of youth whom
Fr Pickin invited into
the presbytery from sexual abuse by Fr Pickin. Nor do the facts support a
conclusion that the sexual assaults
occurred in the performance or purported or
ostensible performance by Fr Pickin of any aspect of the role that the Diocese
assigned
to Fr Pickin.
Common law duties arise out of the
relationship between the duty-holder and the obligee
Common
law duties of care arise in the context of a "sufficient relationship of
proximity" such that, in the case of an ordinary
duty to take reasonable care, a
reasonable person in the defendant's position would foresee that carelessness on
their part may be
likely to cause damage to the
plaintiff.
[516]
Salient
features of a relationship that gives rise to an ordinary duty of care include
the degree and nature of control able to be
exercised by the defendant to avoid
harm;
[517]
any assumption
of responsibility by the
defendant;
[518]
the nature
or the degree of the hazard or danger liable to be caused by the defendant's
conduct or the activity or substance controlled
by the
defendant;
[519]
and the
degree of vulnerability of the plaintiff to harm from the defendant's conduct or
from conduct of a third party that can be
controlled by the
defendant.
[520]
In
Kondis v State Transport Authority , Mason J did not refer to proximity,
but found that the cases in which a non-delegable duty had been recognised were
characterised
by "some element in the relationship between the parties that
makes it appropriate to impose on the defendant a duty to ensure that
reasonable
care and skill is taken for the safety of the persons to whom the duty is
owed".
[521]
The character of the duty as non-delegable meant that responsibility for
its due performance remained with the duty-holder. In Burnie Port Authority v
General Jones Pty Ltd , the "nature of the relationship of proximity" between
duty-holder and obligee was explained to give rise to a duty of care "of a
special and 'more stringent' kind, namely a 'duty to ensure that reasonable care
is taken'".
[522]
Notwithstanding that a relationship of sufficient proximity between duty-holder
and obligee was then the criterion for identifying
an ordinary duty of
care,
[523]
the majority
invoked proximity for the additional purpose of establishing "a special
'personal' or 'non-delegable' duty of care under
the ordinary law of
negligence".
[524]
The
relationship of proximity giving rise to a non-delegable duty of care was said
to be "marked by special dependence or vulnerability
on the part of [the
obligee]".
[525]
"Special
relations" had earlier been identified as the source of an affirmative duty to
take reasonable care to prevent harm to another
caused by a third
party.
[526]
The
concepts of "special dependence or vulnerability" and "special relations"
conform with the general principle of legal responsibility
that there is
"a duty to take reasonable care to avoid doing what might cause injury to
another, not a duty to act to prevent injury
being done to another by that
other, by a third person, or by circumstances for which nobody is
responsible".
[527]
That is,
in special cases, legal responsibility extends beyond the scope of an ordinary
duty of care.
[528]
The
critical question in this appeal is whether the features of the relationship
between AA and the Diocese justify its characterisation
as "special" for the
purpose of imposing a common law duty of one of the kinds for which
AA contends.
Non-delegable duties of care
As
a majority of this Court has found that the Diocese owed a non-delegable duty to
AA, it is appropriate to consider AA's case for
a non-delegable duty
first.
Non-delegable duties and the need for caution
It
should not be ignored that the concept of non-delegable duties has attracted
significant and sustained
criticism.
[529]
The
categories of relationships in which non-delegable duties are established have
been described as an "odd collection of particular
instances",
[530]
a "random
group of cases"
[531]
and
"remarkably
under-theorised".
[532]
Non-delegable duties were first explained in this Court, by Windeyer J in
Voli v Inglewood Shire Council ,
as "convenient headings" for those
cases in which defendants have been held liable for the negligence of their
independent
contractors.
[533]
When
Mason J addressed the concept of non-delegable duties in The Commonwealth v
Introvigne , his Honour acknowledged that the concept had been "strongly
criticised", referring in particular to the widely cited critique of
Professor
Glanville Williams.
[534]
In
Kondis ,
Mason J again adverted to Professor Williams' critique, as
well as other scholarly criticism of non-delegable duties, and noted the
contention that such duties impose liability by assertion rather than
reasoning.
[535]
The
criticisms that Mason J acknowledged were that no criteria had been offered for
distinguishing duties which are non-delegable
from duties which are not
(essentially the point made by Windeyer J in Voli ); that classification
of a duty as non-delegable rests on little more than assertion; and, that it
departs from the basic principles
of liability in
negligence.
[536]
As
Gummow J put it in Scott v Davis , the preferred criteria might be
historically descriptive but they are not normatively
predictive.
[537]
Hayne J
was equally sceptical in Leichhardt Municipal Council v Montgomery ,
suggesting that
the doctrinal roots of non-delegable duties are anything
but deep or
well-established.
[538]
His
Honour concluded that the identification of duties as non-delegable "should not
be done where there is no sound doctrinal basis
for the notion, and there is no
pressing practical reason for doing
so".
[539]
The
criticisms of non-delegable duties made by Gummow and Hayne JJ in New South
Wales v Lepore are of particular relevance to this case. Their Honours found
that a reading of the cases "suggests perhaps no more than pragmatic
responses
to perceived injustices or other shortcomings associated with the doctrine of
common employment, the rules respecting vicarious
liability and the rule in
Rylands v Fletcher [(1868) LR 3 HL
330]".
[540]
Their Honours
pointed to similarities in the justifications for imposing vicarious liability
and non-delegable duties, and expressed
concern to avoid the imposition of
duties that would render the duty-holder an insurer of the
obligee.
[541]
Gummow
and Hayne JJ conceived of non-delegable duties as "unusual principles intended
to be a particular extension of ordinary negligence
principles in certain
limited
circumstances".
[542]
That
characterisation accurately reflected their Honours' earlier observation that
there had been no instance of liability for a
non-delegable duty except where
the liability was the result of negligence of an independent contractor or other
third party, as
distinct from deliberate criminal
conduct.
[543]
For their
Honours, a non-delegable duty to prevent harm caused by the intentional default
of a delegate lacked any relevant relationship
with the law of negligence, with
which non-delegable duties had become associated. Such a duty would introduce a
new and wider form
of strict liability, inconsistently with the trend of
decisions rejecting the expansion of strict liability, and in a way that would
distort the proper development of the law of vicarious
liability.
[544]
Gummow and
Hayne JJ accordingly rejected, as anomalous, the imposition of a duty capable of
being breached by a third party's unlawful
conduct in the absence of fault on
the duty-holder's part.
The
Civil Liability Act 2002
(NSW), which makes detailed provision for "the
recovery of damages for ... personal injury caused by the fault of a
person",
[545]
reveals a distinct legislative preference, in the context of institutional
abuse cases, for the imposition of vicarious liability
instead of the
recognition of non-delegable duties. This can be seen particularly in s 5Q ,
which provides that the extent of liability in tort of a defendant for breach of
a non-delegable duty to ensure that reasonable
care is taken by a person in the
carrying out of any work or task delegated or otherwise entrusted to the person
by the defendant
is to be determined as if the liability were the vicarious
liability for the negligence of the person in connection with the performance
of
the work or task.
In
relation to sexual abuse specifically, the recommendation of the Royal
Commission into Institutional Responses to Child Sexual
Abuse to create a
statutory non-delegable duty was
adopted.
[546]
Section 6F
was enacted, imposing a statutory duty upon organisations having "responsibility
for a child" to take reasonable precautions to prevent
child abuse in connection
with that
responsibility.
[547]
Section 6F(3) provides for a presumption of breach of duty if there is a finding
of child abuse "in connection with the organisation's responsibility
for the
child, unless the organisation establishes that it took reasonable precautions
to prevent the child abuse". These statutory
provisions were explained by the
Attorney-General to the New South Wales Legislative Assembly as an explicit
legislative choice to
impose a statutory duty that "is fault based, not a strict
liability".
[548]
A
necessary corollary of the exception in s 6F(3) is that the statutory duty
does not extend to child abuse that occurred in circumstances that the
organisation could not have prevented
by taking reasonable precautions. The
imposition of a non-delegable duty that would defeat the intended scope of the
statutory duty
thereby raises a problem of coherence with the statutory
scheme.
[549]
Accepting
that the concept of non-delegable duties has been developed despite substantial
criticism, these matters justify caution
in expanding the scope of non-delegable
duties or expanding the categories of relationship in which non-delegable duties
are imposed,
caution that has been repeatedly
urged.
[550]
Categories
of non-delegable duties
The
relationships giving rise to non-delegable duties that have been acknowledged by
the common law of Australia are: (1)
adjoining
owners of land in relation to work threatening support or common
walls;
[551]
(2) employer
and employee;
[552]
(3)
school authority and
pupil;
[553]
(4) hospital
and patient;
[554]
and
(5) occupier and entrant in circumstances involving so-called
extra-hazardous activities.
[555]
The
first and fifth categories can be put aside as providing little or no useful
analogy to this case, and AA did not suggest otherwise.
The first has been
explained on the basis of correlative duties between adjoining landowners when
authorising works that might interfere
with the other's rights of
support.
[556]
The fifth
category arises in the circumstances of the defendant's occupation and control
over premises or activities on premises,
and the plaintiff's corresponding lack
of control to prevent harm resulting from a dangerous substance or dangerous
activity on the
defendant's
premises.
[557]
In each
case, the defendant can be seen to have placed the plaintiff at risk by doing
something that creates a concern to ensure
the safety of a person in physical
proximity to the defendant's activity.
The
second category, the employment relationship, has been explained by the
circumstance that, in relevant respects, "the employee's
safety is in the hands
of the employer; it is his
responsibility".
[558]
The
employer has exclusive responsibility for the safety of the appliances, premises
and system of work to which the employer subjects
their employees, and the
employee relies on the employer to discharge that responsibility. As noted by
Mason J in Introvigne ,
the non-delegable duty of employers to
provide a safe system of work for their employees was introduced to overcome the
consequences
of the doctrine of common employment (long since abrogated by
statute
[559]
), by which an
employee could not recover damages from their employer for an injury suffered as
a result of the negligence of a fellow
worker.
[560]
Having evolved
in this way, any extension of non-delegable duties must be justified by some
consideration other than that the relevant
relationship is akin to an employment
relationship.
That
leaves the categories of hospital and patient, and school authority and pupil.
The non-delegable duty of hospitals is referrable
to the particular
characteristics of the hospital and patient relationship in which a patient is
accepted by the hospital for treatment,
with a consequent relinquishing of
control to the hospital over the circumstances to which the patient is
exposed.
[561]
The duty was
first imposed to avoid difficulties in identifying the scope of vicarious
liability of
hospitals.
[562]
Thus,
"those conducting a hospital are under a direct duty of care to those admitted
as patients to the
hospital".
[563]
AA did not
suggest that his relationship with the Diocese was characterised by an event
analogous to the admission to hospital of
a patient for
treatment.
Non-delegable duty of a school authority
The
relationship of school authority and pupil is also markedly different from the
relationship between the Diocese and a young person
such as AA.
The relationship of school authority and pupil is created by an
enrolment.
[564]
Somewhat
like the relationship of hospital and patient, the school authority assumes a
degree of control over the pupil from the
enrolled pupil's parents or carers
while the pupil is in the care of the school.
The
characteristics of the school authority and pupil relationship have been
explored in several decisions of this Court. In Ramsay v Larsen , a case
involving a child injured by falling from a tree on school premises, Kitto J
reasoned, as a "necessary inference of fact
from the acceptance of a child as a
pupil by a school authority", that the authority "undertakes not only to employ
proper staff
but to give the child reasonable
care".
[565]
In
Introvigne ,
Mason J formulated the relevant duty as one "to ensure
that reasonable care is taken of them whilst they are on the school premises
during hours when the school is open for
attendance".
[566]
Apart
from the inferred undertaking referred to by Kitto J, other rationales for
imposition of the duty appear from the case law,
including the legal and factual
authority exercised by a school authority over pupils, and the degree of control
exercisable by a
school authority over school premises. In Ramsay ,
Taylor J explained a less onerous duty, namely, to take reasonable care for
the pupil's safety, by reference to the compulsory removal
of pupils from the
protection and control of their parents to schools established for their
reception and provided with teachers
to impart instruction and maintain
discipline.
[567]
This
source of the less onerous duty drew upon both the authority of a public
schoolteacher over the pupils delegated to that teacher
by the Crown "in respect
of obligations assumed by the Crown" and the nature of the activities performed
by those teachers, being
instruction and the maintenance of
discipline.
[568]
In
Geyer v
Downs ,
[569]
the
Court considered the liability of a headmaster for injuries sustained by an
eight-year-old pupil in the school playground before
the start of classes.
Stephen J noted that children stood in need of care, which could not be provided
effectively by their parents
while the children were at
school.
[570]
His Honour
noted that the "temporal ambit" of the duty would be determined by the
circumstances of the relationship on the particular
occasion, and adopted the
following reasoning of Winneke CJ of the Supreme Court of Victoria of the
relationship between schoolmaster
and
pupil:
[571]
"The reason underlying the imposition of the duty would appear to
be the need of a child of immature age for protection against the
conduct of
others, or indeed of himself, which may cause him injury coupled with the fact
that, during school hours the child is
beyond the control and protection of his
parent and is placed under the control of the schoolmaster who is in a position
to exercise
authority over him and afford him, in the exercise of reasonable
care, protection from injury."
In
the same case, Murphy and Aickin JJ considered that the nature of the duty owed
to pupils was governed by the relationship between
schoolmaster and school
authority on the one hand and pupils attending the school on the
other.
[572]
Their Honours
referred to the duty imposed on children and their parents by the system of
compulsory education, and adopted Kitto
J's statement in Ramsay as to the
relevant standard of
care.
[573]
Dissenting
in Lepore ,
McHugh J concluded that the school authority's duty
extended to taking reasonable care to ensure that a pupil is supervised so that
they do not suffer harm caused by a teacher in the employment of the relevant
school authority.
[574]
McHugh J's analysis commenced by reference to the source of the
duty – for a State authority, in the exercise of government
power and
the system of compulsory
education;
[575]
and for a
private school authority, from the contract between the school and the pupil's
parents or guardian.
[576]
That is, for McHugh J, the legal authority of a school authority over its pupils
was of primary significance. McHugh J next referred
to the control exercised by
schools over their pupils, who were placed beyond the care and protection of
their parents and "whose
immaturity is likely to lead to harm to the pupil
unless the authority exercises reasonable care in supervising him or
her",
[577]
as well as the
responsibility assumed by a school for its pupils' protection. For McHugh J, a
non-delegable duty arose "because the
defendant has expressly or impliedly
undertaken to have the duty
performed".
[578]
McHugh
J considered it "vital" to determine with precision "what the duty
is".
[579]
His Honour
rejected the formulation of the duty, by Mason P in the Court below in
Lepore , that the duty extended to ensuring that pupils were not injured
physically at the hands of an employed teacher whether negligently
or
intentionally, and confined the non-delegable duty by reference to the school
authority's supervisory role over its
pupils.
[580]
Thus, in the
case of Mr Lepore, the State owed a duty "to ensure that reasonable care
was taken in supervising the activities of
the plaintiff and protecting him from
harm while he was on the school premises during the times that students were
known to be on
school
grounds".
[581]
Finally,
the decision of the Supreme Court of the United Kingdom in Woodland v
Swimming Teachers
Association
[582]
considered the non-delegable duty owed by a school authority in connection with
personal injury suffered by a pupil at a swimming
lesson conducted off the
school premises and by an independent contractor. Lord Sumption found that the
relevant duty involved an
assumption by the defendant of "a liability analogous
to that assumed by a person who contracts to do work
carefully".
[583]
The duty
was "to ensure that the claimant's swimming lessons were carefully conducted and
supervised, by whomever [the education
authority] might get to perform these
functions".
[584]
His
Lordship identified the factors supporting the duty in English common law as
"the vulnerability of the claimant, the existence
of a relationship
between the claimant and the defendant by virtue of which the latter has a
degree of protective custody over him, and the delegation
of that custody to
another person".
[585]
His
Lordship noted that it is "characteristic of such relationships that they
involve an element of control over the claimant, which
varies in intensity from
one situation to another, but is clearly very substantial in the case of
schoolchildren".
[586]
Another defining feature of the relationship was said to be that the defendant
"has delegated to a third party some function which
is an integral part of the
positive duty which [they have] assumed towards the claimant; and the third
party is exercising, for the
purpose of the function thus delegated to [the
third party], the defendant's custody or care of the claimant and the element of
control
that goes with
it".
[587]
Lord
Sumption rationalised the imposition of the non-delegable duty in that case by
reference
to:
[588]
"the long-standing policy of the law, apparent notably in the employment cases,
to protect those who are both inherently vulnerable
and highly dependent on the
observance of proper standards of care by those with a significant degree of
control over their lives.
Schools are employed to educate children, which they
can do only if they are allowed authority over them. That authority confers
on
them a significant degree of control. When the school's own control is delegated
to someone else for the purpose of performing
part of the school's own
educational function, it is wholly reasonable that the school should be
answerable for the careful exercise
of its control by the delegate."
Among
other matters, Lord Sumption also relied upon the legal requirement imposed upon
parents to entrust their child to a school
and parental reliance on the school's
ability to look after them; the substantial control of the school over the
schoolchildren and
the children's lack of control over how the school chooses to
perform the assumed obligations (that is, whether through employees
or third
parties); the fact that swimming lessons were an integral part of the school's
teaching function and the alleged negligence
"occurred in the course of the very
functions which the school assumed an obligation to perform and delegated to its
contractors";
and that comparable contractual duties exist in the case of
fees-paying schools.
[589]
His Lordship contrasted the position of parents, whose custody and control "is
not only gratuitous, but based on an intimate relationship
not readily
analysable in legal terms"; while "[s]chools provide a service either by
contract or pursuant to a statutory obligation,
and while local education
authority schools do not receive fees, their staff and contractors are paid
professionals".
[590]
Undertaking
or assumption of responsibility as a common element in special
relationships?
The
concepts of "undertaking", "assumption of responsibility" and "control" have
been used to describe elements of the special relationships
that attract
non-delegable duties of care.
In
Kondis , Mason J identified the characteristics of relationships between
the parties that make it appropriate to impose on the defendant
a duty to ensure
that reasonable care and skill is taken for the safety of the persons to whom
the duty is owed by reference to the
language of undertaking and assumption of
responsibility. Thus, his Honour
said:
[591]
"The hospital undertakes the care, supervision and control of patients
who are in special need of care. The school authority undertakes like
special responsibilities in relation to the children whom it accepts into its
care. If the invitor be subject to a special duty,
it is because he assumes a
particular responsibility in relation to the safety of his premises and the
safety of his invitee by inviting him to enter them. And in Meyers v
Easton the undertaking of the landlord to renew the roof of the house
was seen as impliedly carrying with it an undertaking to exercise reasonable
care
to prevent damage to the tenant's property. In these situations the special
duty arises because the person on whom it is imposed
has undertaken the
care, supervision or control of the person or property of another or is so
placed in relation to that person or his property as to assume a particular
responsibility for his or its safety , in circumstances where the person
affected might reasonably expect that due care will be exercised."
This
language is imprecise and provides an uncertain basis for reasoning to the
imposition of a non-delegable duty in a new category
of
case.
[592]
Mason J's
explanation does not reveal the nature of the necessary undertaking or
assumption of responsibility, although it suggests
that the duty will arise out
of some defined task or job on the part of the defendant that places the
plaintiff's safety at
risk.
[593]
From Mason J's
description of the facts in Meyers v
Easton ,
[594]
it appears
that the relevant undertaking was "at the solicitation of" the landlord's
tenant.
[595]
The requirement of a consensual arrangement about the scope of the
undertaking is consistent with the analogy drawn by Lord Sumption
in
Woodland to contractual liability. In three of the categories of cases
identified by Mason J (hospital and patient, school authority and pupil,
and
landlord and tenant), the relationship of duty-holder and obligee involved the
performance by the duty-holder of some service
or activity for the obligee. In
the case of the invitor, Mason J identified the source of the duty as an
invitation to the invitee
to enter the invitor's premises, so that the scope of
the assumed responsibility was inferred from that
invitation.
[596]
Mason
J's conception of the "common element" of relationships involving a
non-delegable duty was accepted by the majority in Burnie Port
Authority .
[597]
In that case, property damage resulted from the negligence of an
independent contractor in starting a fire that spread to an area
occupied by a
licensee and caused damage to the licensee's stock. The majority considered that
"[i]n most, though conceivably not
all, of such categories of case", what
generates the "special responsibility or duty to see that care is taken" was
identified by
Mason J in Kondis ,
being (1) the duty-holder
undertaking the care, supervision or control of the person or property of
another; or (2) the duty-holder
being "so placed in relation to that person or
his property as to assume a particular responsibility for his or its safety",
both
in circumstances in which the obligee might reasonably expect that due care
will be exercised.
[598]
The
majority referred to this element as the "central element of control" on the
part of the
duty-holder.
[599]
The
majority in Burnie Port Authority found that the relationship between the
building owner and licensee corresponded with the second aspect of the central
element of
control, that
is:
[600]
"[T]he person who introduces (or allows another to introduce) the dangerous
substance or undertakes (or allows another to undertake)
the dangerous activity
on premises which he or she controls is 'so placed in relation to [the other]
person or his property as to
assume a particular responsibility for his or its
safety'."
The
majority later identified the relevant principle in the following
terms:
[601]
"[A] person who takes advantage of his or her control of premises to introduce a
dangerous substance, to carry on a dangerous activity,
or to allow another to do
one of those things, owes a duty of reasonable care to avoid a reasonably
foreseeable risk of injury or
damage to the person or property of another. In a
case where the person or property of the other person is lawfully in a place
outside
the premises that duty of care both varies in degree according to the
magnitude of the risk involved and extends to ensuring that
such care is taken."
The
concept of an "assumption of responsibility" was explained by the plurality in
Mallonland Pty Ltd v Advanta Seeds Pty Ltd as
" an undertaking (whether express or implied) by a
person to take on a task or job for another person or class of persons, from
which
it can be inferred that the first person accepted that he or she would
take reasonable care when engaging in that task or
job".
[602]
This explanation conforms with the idea that an assumption of
responsibility involves some positive act by the defendant to embark
upon a
defined task or job and implies a measure of control over the results of the
assumed task.
[603]
The
plurality in Mallonland accepted that a defendant's assumption of
responsibility is "a fact found from evidence relating to the relationship
between the
parties, their conduct, and the reliance of the other
party".
[604]
Identifying
a defendant's assumption of responsibility by reference to their promise to do
something for the plaintiff, or by the
defendant's conduct in embarking upon the
performance of a task for the plaintiff, or by accepting a task that is
"entrusted" by
the plaintiff to the
defendant,
[605]
may be
relatively straightforward. For example, in Cassidy v Ministry of Health ,
Denning LJ drew an analogy between hospital authorities who accept patients for
treatment and railway or shipping authorities who
accept passengers for
carriage, saying "[o]nce they undertake the task, they come under a duty to
use care in the doing of it, and
that is so whether they do it for reward or
not".
[606]
Similarly,
by reference to English cases, Professor Donal Nolan has concluded that "the
most plausible way of characterising the
conduct that, at least prima facie,
triggers [the judicial conclusion that an assumption of responsibility has taken
place] is that
A has taken on a task or job for
B ".
[607]
The
definition of the scope of the duty by reference to a particular task or job
appears in some of the earliest cases about non-delegable
duties. For example,
in Pickard v
Smith ,
[608]
which Mason J identified as the source of the concept of the non-delegable
duty as applied to a common law duty of
care,
[609]
Williams J
identified an employer's liability in cases "in which the act which occasions
the injury is one which the contractor was
employed to do" or "in which the
contractor is entrusted with the performance of a duty incumbent upon his
employer, and neglects
its fulfilment, whereby an injury is
occasioned".
[610]
In
Hughes v Percival ,
Lord Blackburn identified the non-delegable
duty by asking whether "the operation, during which the defendant's duty
required him
to see that reasonable care and skill should be used, [was] over at
the time when those engaged in the work cut into the
party-wall".
[611]
Lord
Watson identified a defence to liability that "it could not have been reasonably
anticipated that any workman of ordinary skill
in such operations, who was
neither insane nor dishonest, would have dreamt of cutting the
wall".
[612]
Lord FitzGerald considered that the defendant was not his neighbour's
insurer but was under a duty "to have used every reasonable
precaution that care
and skill might suggest in the execution of his
works".
[613]
More
recently, in Bryan v Maloney ,
Mason CJ, Deane and Gaudron JJ found
a builder's assumption of responsibility to future owners of a house in his
undertaking "the
responsibility of erecting a
structure".
[614]
In
Pyrenees Shire Council v Day ,
Gummow J stated that a public
authority which enters upon the exercise of statutory powers with respect to a
particular subject matter
may place itself in a relationship to others which
imports a common law duty to take care which is to be discharged by the
continuation
or additional exercise of those
powers.
[615]
Conversely, in
Hill v Van Erp ,
his Honour disapproved of a general notion of
"assumption of responsibility" without identification of those for whom or for
whose
benefit services are
performed.
[616]
An
assumption of responsibility arising from the duty-holder being "placed in
relation to" the obligee reflects the creation of a
substantial risk to the
obligee with which the duty-holder is relevantly connected. This explanation was
identified by Kirby J in
Montgomery ,
[617]
referring to an argument developed by Professor John Murphy. Professor Murphy
posited that the creation of a substantial risk "carries
with it a necessary
assumption (or imputation) of
responsibility",
[618]
and
concluded that a non-delegable duty "arises out of something the defendant has
done (or had done) to place the claimant at risk,
or heighten his or her
vulnerability".
[619]
Kirby
J considered that non-delegable duties apply in the context of "clear
affirmative duties to control either a dangerous person
or a dangerous thing and
to protect the claimant's person, property or legal affairs as a
result".
[620]
Substantial
risk and its obverse, "special dependence or
vulnerability",
[621]
were
grounds for the assumed responsibility identified in Burnie Port
Authority . These observations emphasise that the relevant vulnerability
is not simply the obvious vulnerability of a child to sexual abuse
by a person
who seeks to commit sexual acts upon that child. Rather, the relevant
vulnerability is the vulnerability of a child in
the Wallsend parish to sexual
abuse resulting from the Catholic Church's pursuit of its religious mission in
that parish through
the provision by priests of care for or supervision of
children.
The
existence or otherwise of a substantial risk is also material to the
non-delegable duty owed by a school authority. In Introvigne , Mason J
referred to the "immaturity and inexperience of the pupils and their propensity
for mischief" as one of the bases of the
special responsibility which founds the
non-delegable duty.
[622]
Authority as a basis for a non-delegable duty?
In
Burnie Port Authority , the majority identified the defendant's authority
over the plaintiff as a consideration supporting the non-delegable duty in that
case, because "it is the person in control who has authorized or allowed the
situation of foreseeable potential danger to be imposed
on the other person by
authorizing or allowing the dangerous use of the premises and who is likely to
be in a position to insist
upon the exercise of reasonable
care".
[623]
Similar
reasoning can be seen in McInnes v
Wardle ,
[624]
which held that an occupier owed a duty to take care that his land was so
used and the operations carried out upon it were so managed
that his neighbours
were not exposed to injury by exceptional dangers, such as fire. Gavan Duffy CJ
and Starke J found that an occupier
is liable for damage by fire lit in
dangerous circumstances by an authorised person, whether servant or contractor,
notwithstanding
that the conditions of authority have not all been complied with
or have been abused.
[625]
Dixon J found that the occupier "knew, or ought to have known, that in the
course of operations conducted for his benefit upon land
in his occupation, fire
would be employed if, as was likely, its use was found necessary or expedient in
the opinion of the person
whom he had authorized to be there for the execution
of the work".
[626]
Evatt J
found that the occupier must be taken to have expressly authorised the
independent contractor to burn for the intended
purpose.
[627]
McTiernan J
found that the "pivots" of the case were the duty of the defendant as occupier
of land where the fires were lit and the
fact that the fires were kindled in the
course of carrying on operations on the land which were authorised by the
defendant.
[628]
Quoting
Black v Christchurch Finance Co
Ltd ,
[629]
McTiernan J
considered it relevant that the defendant's independent contractor, who lit the
fire, did not do so "for amusement or
maliciously".
[630]
In
Black , the Privy Council also considered that authority was determinative
of liability. Lord Shand, for their Lordships, concluded that
"[h]aving
authorized and entrusted the operation of burning to another [the defendants]
must answer for his proceedings, however
much he may have violated their
instructions or the detailed conditions of his contract with them. ... There was
but one contract,
to fell and to burn, that is to clear the land, and though the
contractor disregarded the stipulation which the defendants made with
him as to
the time of burning, this cannot relieve them from
responsibility."
[631]
As
already noted, the duty-holder's authority is significant in the special
relationship between a school authority and a pupil.
A school is placed in a
position of significant power over its students. It has been argued that the
potential for abuse of authority
provides a justification for strict liability
for sexual abuse where authority is conferred upon a teacher or other educator
to direct
the conduct of a
student.
[632]
As Gummow and
Hayne JJ noted in Lepore , the opportunity for sexual assaults on young
people by a teacher is obviously provided by the role, central to the teacher's
task,
"of guiding and leading the child ... through the journey
of learning".
[633]
In
the employment context, vicarious liability has been imposed where the teacher
or other educator is purporting to exercise the
employer's authority by
performing their assigned role immediately before the abuse
occurred.
[634]
Conversely,
the absence of relevant authority over the plaintiff resulted in a conclusion
that a recreational club was not liable
for sexual abuse committed by the club's
employed program
director.
[635]
The club had
no power or authority over the
children.
[636]
Attendance
at the club was voluntary and children were free to come and go as they
pleased.
[637]
A
religious organisation such as the Diocese, while not vested with any statutory
or other legal authority, may be capable of conferring
moral authority on a
member of the organisation, such as a priest. In a case such as the present,
it would be necessary to identify
the nature and extent of such an
authority to determine its legal significance, and whether any wrongful conduct
occurred in the
purported exercise of the conferred moral authority. Conferral
of authority would not support a duty extending to conduct that is
not
relevantly connected to that authority.
Scope of
non-delegable duties
A
non-delegable duty is imposed "in relation to a particular kind of
activity – employing others in some business or other
venture,
conducting a school or hospital. The duty concerns the conduct of that
activity."
[638]
Thus, for
example, the scope of a non-delegable duty to provide medical care depends upon
what services the defendant has undertaken
to
supply.
[639]
The duty
extends only to negligence "in the performance of the very function assumed by
the defendant and delegated by the defendant
to [the third
party]".
[640]
Thus, an
employer's liability is for anything necessarily involved in the performance of
the task given to an independent contractor
but not for the contractor's
"collateral" or "casual"
negligence.
[641]
The latter
descriptions have been criticised as meaning no more than that the liability
extends only to acts within the scope of
the contractor's authority or within
the course of
employment.
[642]
A
suggested alternative formulation of the applicable limit is that the employer's
liability extends to risks inherent in the undertaking
– that is, risks
arising from how the undertaking will necessarily be performed or how the
employer directs the undertaking
to be
performed.
[643]
As already noted, other suggested limits include the "temporal ambit" of
the duty,
[644]
whether the
negligent conduct was not done out of amusement or
malice,
[645]
and the sanity
and honesty of the alleged
wrongdoer.
[646]
Each of
these limits serves to ensure that the wrongful conduct of the duty-holder's
delegate is sufficiently connected with the
relationship between the duty-holder
and obligee so as to fall within the scope of the duty.
No
non-delegable duty in this case
For
the following reasons, the relationship between the Diocese and AA was not
analogous to one of the "special relationships" in
which a non-delegable duty is
owed to ensure that reasonable care is taken of the obligee. The relationship
did not involve the Diocese
taking on a task or job for AA, or for a class of
persons of which AA was a member, by which the Diocese assumed a legal
responsibility
to exercise due care in the performance of that task or job. More
specifically, the Diocese did not take on any task or job for children
invited
onto Diocesan premises by a Diocesan priest. An appropriately cautious approach
to the development of the common law would
not impose a non-delegable duty of
the kind contended for by AA, or any broader non-delegable duty, on the Diocese.
General aspects of the relationship between AA and the
Diocese
As
the primary judge did not address AA's claim that he was owed a non-delegable
duty of care by the Diocese, her Honour's findings
did not focus attention on
features of the relationship between AA and the Diocese. Her Honour made no
findings that there were any
relevant dealings between AA's parents and any
person on behalf of the Diocese, let alone dealings that could be characterised
as
an entrustment of AA into the care of the Diocese. In contrast with the
relationship of school authority and pupil, any relationship
between AA and the
Diocese was entirely voluntary. The Diocese had no legal authority to require AA
to attend the presbytery and
otherwise exercised no legal control over AA. There
was no suggestion that AA was not free to leave the presbytery at any time on
the occasions that he visited it.
The
primary judge found that the Bishop's appointment of a priest to a parish
conferred a status which led to parishioners affording
that priest trust,
respect, loyalty and cooperation, and resulted in priests being held in high
regard by the vast majority of the
wider general community. While the primary
judge found that Fr Pickin had "authority, power, trust [and] control" in
relation to
AA,
[647]
she
did not explain the precise nature of those aspects of the relationship between
Fr Pickin and AA, or how those aspects of Fr
Pickin's situation were derived
from his role as a priest. For example, her Honour made no explicit findings
about Fr Pickin's authority
in relation to AA or when or how Fr Pickin
exercised that authority. Nor did the primary judge find that AA or his parents
trusted
Fr Pickin in any particular respect, including as a carer for or
educator of AA. In Prince Alfred College , these aspects of the
boarding housemaster's role were combined with "the ability to achieve intimacy"
with the plaintiff.
[648]
The primary judge made no findings that Fr Pickin's role required, or was even
likely to involve, Fr Pickin engaging with AA in any
intimate way such as having
access to his sleeping quarters. There was also no finding of any intimate
contact between Fr Pickin
and AA, except to the extent that the sexual
assaults themselves could be misdescribed as involving intimacy.
Creation of an opportunity for wrongdoing is
insufficient
The
primary judge found that Fr Pickin's role as a Diocesan priest afforded him the
opportunity to sexually abuse AA. Her Honour
explained the significance of that
role in terms of the "access" which it gave Fr Pickin to children and students,
and found that
the Diocese "enabled" Fr Pickin to arrange those
opportunities.
These
findings do not sufficiently connect Fr Pickin's role as a priest with the
occurrence of the sexual assaults to support the
imposition of a non-delegable
duty of care upon the Diocese. Her Honour found that the Friday night assaults
did not occur at "Church
events" and did not otherwise find any link between the
assaults and the discharge of Fr Pickin's role as a priest, including his
roles
in the provision of pastoral care or religious education. Her Honour made no
finding that the assaults occurred in the actual
or purported performance of any
task or job taken on by the Diocese in relation to AA and delegated by the
Diocese to Fr Pickin.
More broadly, the primary judge made no finding that
the assaults occurred in the actual or purported performance by Fr Pickin of
his
priestly role. There was no evidence capable of supporting any such
findings.
As
to the significance of the presbytery as the location of the abuse, although the
primary judge accepted the effect of Fr Dillon's
evidence that a priest had
broad, and generally unsupervised, authority to invite parishioners to the
presbytery, there was no finding
that the Bishop conferred any function upon
Fr Pickin that required him to invite youths like AA to the presbytery, or
that justified
the invitations that led to AA's visits. As Ball JA observed in
the Court of Appeal, it is difficult to conceive of a plausible explanation
for
Fr Pickin's supply of AA and other boys with alcohol at the presbytery except to
create the opportunity for the sexual abuse
that occurred.
Fr Dillon gave
evidence about the limits of Fr Pickin's authority and the primary judge found
no reason to doubt his evidence. That
evidence included that a Diocesan property
could not be used in any way contrary to the wishes or directions of the Bishop;
and while
the parish priest's authorisation and permission would normally be
sufficient for activities and uses that were directly part of
the Church's
mission, the Bishop could and usually would prohibit the use of premises for a
purpose of which he disapproved.
No entrustment of AA into the
care of the Diocese
In
written submissions, AA framed the issue in this appeal as being whether the
Diocese, in the 1960s, owed a non-delegable duty
to children "entrusted to the
pastoral care of a priest of the [D]iocese for religious education", to ensure
that the priest did
not commit an intentional criminal act, namely sexual abuse.
AA's submissions referred to young people "entrusted to [the Diocese's]
pastoral and educational care", and described AA as a young person "entrusted to
the care of an institution" or "entrusted to the
care of one of the Diocese's
priests".
The
language of entrustment is evocative of a bailment relationship, in which goods
are entrusted by the bailor to the custody of
the bailee; or the school
authority and pupil relationship, in which, as Lord Sumption said in
Woodland , parents are required to entrust their children into the
school's care, which has a degree of "protective
custody".
[649]
It is
inherent in the relationship of bailor and bailee that the bailee has a duty to
take reasonable care to keep the goods bailed
safe against third parties,
including criminal third parties, because the bailee, by reason of its control
of the goods, is in the
best position to fulfil
it.
[650]
AA's
written submissions obscured the identity of the person who was said to have
"entrusted" AA to the Diocese. AA acknowledged
that there was no act of
entrustment by AA's parents, analogous to enrolment of a child at a school.
There was no finding, and no
evidence, that AA was otherwise entrusted to the
care of the Diocese by either his parents, or the State, on any occasion. To the
extent that it might be said that AA entrusted himself to Fr Pickin's care by
accepting his invitations to the presbytery, there
was no finding that AA sought
Fr Pickin's care by, for example, seeking refuge at the presbytery from some
danger, or some form of
pastoral care. In any event the evidence was
inconsistent with any belief on AA's part that Fr Pickin offered or provided him
with
care. In those circumstances, there is no evidentiary basis for reasoning
from the primary judge's finding that AA was "in the care
of" Fr Pickin when Fr
Pickin sexually abused him to a finding that AA was in the care of the Diocese
on those occasions, and AA did
not submit to the contrary.
The
only explanations offered for why AA visited the presbytery on the occasions of
his abuse were that AA feared that he would anger
his parents if he did not make
those visits and because Fr Pickin told him to. AA submitted that the relevant
facts were that he
and other children went to the presbytery and that the
parents believed they were going to a religious class or something of that
nature. Unsurprisingly, the only available evidence about his parents' beliefs
was AA's evidence about what he told his parents.
This did not include an
explanation from AA to them about why he visited the presbytery. AA was
cross-examined as to what he had
told his parents. He gave evidence that he told
his father and stepmother that "we were going up with the meeting with [Fr
Pickin]"
and "we were going to meet [Fr Pickin] up at the church". In answer to
a question about whether they asked anything about what AA
had been doing up at
the presbytery, AA answered "[n]o, not really". This evidence does not provide a
solid basis to infer that AA's
parents believed
that AA went to meet Fr
Pickin, and the primary judge did not make a finding to that effect.
Consistently
with the limited available evidence, the primary judge made no finding that AA's
parents gave him permission to attend
the presbytery. Apparently to the
contrary, AA had told one of the expert psychiatrists, Dr Apler, that his father
was "a hard man,
he drank at the pub every night and he would come home feeling
merry, but sometimes he could come home and explode and hit
[AA's
stepmother] and throw things". Further, the primary judge found that,
on one occasion, AA and his friend Mr Perry returned from the
presbytery to AA's
home, where AA's father noticed that they had been drinking. AA's father
responded by forcing Mr Perry to drink
more alcohol, to the point that he became
drunk. Her Honour's finding raises doubt about the knowledge of AA's father
about AA's
visit to the presbytery on that occasion and, given his nightly
attendance at the pub, on other occasions. The evidence does not
support a
finding that AA's parents played any role in permitting his visits to the
presbytery.
No undertaking by the Diocese of AA's care,
supervision or control
Bishop
Toohey directed priests including Fr Pickin, whom he appointed to parishes
within the Diocese, to live and work in those parishes
and to engage in
religious education and pastoral care as part of their ordinary functions as a
priest of the Catholic Church. The
Bishop encouraged and expected parish priests
to "engage" with the youth of their parish and to give them religious education
and
pastoral care; and a priest was subject to the direction and control of the
Bishop in relation to the performance of his ministry.
Parish priests were
permitted to hold events "as they saw fit".
These
facts are insufficient to support a conclusion that the Diocese's activities
included the provision of care for or supervision
of children analogous to the
activities of a school authority. There was no finding by the primary judge that
the Diocese's activities
included the care for or supervision of children, aside
from occasions such as movie nights, camping trips and other parish community
activities which may have involved some incidental care or supervision.
The Bishop's expectation of priests to "engage" with youth
is too general
to describe an undertaking of the Diocese, and there was no suggestion that the
Catholic Church's expectation of priestly
engagement by priests with youth was
unqualified by an expectation of compliance with laws against sexual misconduct.
Further, any
such undertaking was confined by the purposes of the Diocese: it
did not extend to engagement for the personal gratification of a
priest.
The
primary judge found that there was no suggestion that Fr Pickin invited the boys
to the presbytery for religious instruction,
and that the Friday nights were not
"Church events". AA's evidence that AA thought he was invited to the presbytery
to further his
religious instruction, not explicitly rejected by the primary
judge, provides no additional support for a finding that the Diocese
undertook
to provide AA with care or supervision on the Friday nights when the sexual
assaults occurred. The primary judge did not
find that Fr Pickin was acting in
the purported performance of any function conferred upon him by the Diocese on
the occasions of
the sexual assaults, and there is no evidentiary basis for a
finding to that effect.
Diocese not placed so as to assume
responsibility for AA's safety
AA
argued that the Diocese assumed responsibility for his care, through its
educational and pastoral functions directed to the youth
of the Diocese, which
were delegated to Fr Pickin in the Wallsend parish. The Diocese, so the argument
went, knew that parishioners
would be likely to hold the parish priest in high
regard and would trust him not to harm children. AA argued that the scope of the
obligation assumed by the Diocese towards him was to be inferred from these
circumstances.
By
directing priests to undertake the role of a priest within a parish, the Diocese
can be taken to have assumed responsibility for
the careful and proper exercise
of the functions of a priest in the parish to which he was appointed, on
occasions when those functions
were exercised for lay people living in the
parish. The Diocese's assumption of responsibility therefore extended to the
conduct
of priests that was connected to their functions, most relevantly the
provision of religious education and pastoral care, and engagement
with local
youth. The assumption of responsibility extended to the avoidance of reasonably
foreseeable risks that inhered in the
performance of those functions.
The
functions conferred upon Fr Pickin by the Diocese did not extend to engaging
with youth by entertaining them at the presbytery
for his personal
gratification. Nor was there any finding that any relevant person on behalf of
the Diocese knew or believed that
it was an inherent risk of the performance of
the functions of a priest that he might arrange to sexually abuse a young person
in
the position of AA on some other occasion when those functions were not
being performed.
The
position can be compared with the assumption of responsibility of a school
authority. Accepting that a school authority can be
taken to know that its
teachers will be regarded as people who can be trusted to look after children
placed in the school's care,
in Lepore McHugh J confined the scope of the
school's duty to occasions when pupils were placed in that
care.
[651]
Similarly, in
Woodland , the relevant duty was found to arise only in relation to the
performance by an independent contractor of functions which "the school
has
assumed for itself a duty to perform, generally in school hours and on school
premises".
[652]
Finally,
AA did not demonstrate that the circumstances of his abuse were circumstances in
which he (or his parents) might reasonably
have expected that the Diocese would
exercise due care for his safety.
No other purported or
ostensible exercise of authority
The
primary judge did not find that the assaults occurred in the pursuit or
purported pursuit of any mission of the Catholic Church
conferred upon Fr Pickin
by Bishop Toohey. The Friday night occasions at which the assaults occurred were
not authorised by the Bishop
or anyone else on behalf of the Diocese, and it can
hardly be doubted that the events were unauthorised, at least to the extent that
they invariably involved the supply of alcohol and cigarettes to minors, as well
as, on six occasions, sexual assaults upon AA. As
Fr Dillon put it, providing
alcohol and cigarettes to minors was "just totally out of order in every way
possible". The primary judge
found that it was "not expected that priests would
have unsupervised children at the presbytery, or give them alcohol and
cigarettes";
that is, this conduct was not expected by anyone, including any
person with authority to act on behalf of the Diocese.
The
primary judge found that, as a parish priest, Fr Pickin was "entitled" to invite
boys from scripture class to the presbytery
on Friday nights and was "entitled"
to control who had access to the presbytery, which permitted him to invite those
boys to the
presbytery at night even though no other adult was present. These
findings do not entail that the Diocese gave Fr Pickin either unlimited
authority to invite children to the presbytery or authority to invite children
to the presbytery for social functions antithetical
to the aims and purposes of
the Catholic Church.
Finally,
there was no ostensible performance by Fr Pickin of a function conferred by the
Diocese in the absence of evidence that
the Diocese led AA or his parents to
believe that the Friday night events were authorised or permitted by
the Diocese.
No affirmative duty to take reasonable care in
this case
The
alternative duty proposed by AA was a duty to take reasonable care to avoid
reasonably foreseeable personal injury to children
invited onto Diocesan
premises by a Diocesan priest and caused by a Diocesan priest at those premises.
As explained above, that proposed
duty should be understood as a duty to take
reasonable care to avoid sexual abuse to children invited onto Diocesan premises
by a
Diocesan priest and caused by a Diocesan priest at those premises.
There
is no general duty of care to prevent third parties from causing damage by
sexual abuse.
[653]
As a
general rule, the law does not impose a duty to prevent harm to another from the
criminal behaviour of a third party, even if
the risk of such harm is
foreseeable.
[654]
Three
cases illustrate the exceptional nature of the duty and the absence of relevant
features to support the proposed duty in this
case.
First,
in Smith v Leurs ,
Dixon J noted that it is "exceptional" to find a
duty to control another's actions to prevent harm to strangers, but that
"special
relations" are the source of a duty of this
nature.
[655]
The example
Dixon J gave was the duty of a "parent who maintains control over a young child
to take reasonable care so to exercise
that control as to avoid conduct on his
part exposing the person or property of others to unreasonable
danger".
[656]
In that
relationship, exceptional circumstances might justify the imposition of a more
stringent duty than an ordinary duty of care,
including the identification of a
risk of "unreasonable danger" or an "unreasonable risk of injury to
others".
[657]
Dixon J
referred to examples given in Salmond's Law of Torts concerning the
personal negligence of a parent "in affording or allowing his child an
opportunity of doing mischief", particularly
by authorising or allowing the
child to use a dangerous horse or have access to a dangerous
weapon.
[658]
Second,
in Pitt Son & Badgery Ltd v Proulefco , where the bailee wool broker
owed a duty to take such care of goods in its custody as was reasonable in the
circumstances, that
duty required the broker to take reasonable care to keep out
intruders who might misappropriate or damage the
goods.
[659]
The factors
that explained the scope of the duty included that it was "foreseeable that,
under modern conditions, there might be
intruders who might, in one way or
another, cause damage to the
wool".
[660]
Rejecting a
submission that the bailee was not liable for the acts of an independent third
party, Gibbs CJ observed that "[t]he tortious
act of the intruder was of the
very kind which the appellant was obliged to take reasonable care to
prevent".
[661]
Subsequently, in March v E & M H Stramare Pty Ltd ,
Mason
CJ considered that intervening conduct of a third party would not negate
liability in negligence "if the intervening action
was in the ordinary course of
things the very kind of thing likely to happen as a result of the defendant's
negligence".
[662]
The Chief
Justice cited, with approval, Lord Reid's observation in Home Office v Dorset
Yacht Co Ltd that "tortious or criminal action by a third party is often the
'very kind of thing' which is likely to happen as a result of the
wrongful or
careless act of the
defendant".
[663]
Third,
in Chomentowski v Red Garter Restaurant Pty
Ltd ,
[664]
the plaintiff
employee was injured in a violent assault by robbers while engaged in depositing
the business takings of the defendant
employer in the night safe of a local bank
at an early hour of the morning. The risk of robbery with violence was
identified "according
to the evidence and probably as a matter of common
knowledge" as an "ever-present
risk".
[665]
Sugerman P
identified the case as "one of exposure of an employee to an enhanced risk
– a jury might well think a greatly enhanced
risk – peculiar to
himself as originating from the circumstances in which he was required to
perform his duties and readily
capable of
elimination".
[666]
Mason JA
considered that the occurrence of some such event as occurred "could be
reasonably foreseen as the likely result of sending
the plaintiff on the errand
on which he was sent in the absence of any protection designed to safeguard him
from the danger to which
he was
exposed".
[667]
The employer
was held to owe a duty of care to the employee to guard against the risk of
injury arising from robbery.
AA
did not suggest that the sexual assaults he endured were the "very kind of
thing" that was likely to happen as a result of placing
a priest in a parish and
conferring upon that priest functions including religious education, pastoral
care and engagement with local
youth. Nor was there a finding that a person
whose knowledge was attributable to the Diocese knew or suspected or believed
that Fr
Pickin might commit sexual assaults on youth in the Wallsend
parish. Without more, there is no basis for the imposition of an
exceptional
affirmative duty upon the Diocese to take reasonable care to prevent
Fr Pickin from causing AA harm by sexual
assault.
Conclusion
I
would dismiss the appeal with costs. Accordingly, it is unnecessary to consider
the Diocese's notice of contention concerning the
Court of Appeal's
consideration of alleged errors in the fact-finding process of the primary
judge, including her Honour's finding
that AA was sexually assaulted by Fr
Pickin. Nor is it necessary to determine whether this Court's judgment in
Lepore should be overruled.
[1]
(2003) 212 CLR 511.
[2]
AA v Trustees, Roman Catholic
Church, Diocese of Maitland-Newcastle (2024) 334 IR 70.
[3]
Trustees of the Roman Catholic
Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR 253.
[4]
Kondis v State Transport
Authority
[1984] HCA 61 ; (1984) 154 CLR 672 at 687. See our reasons at [13], [16], the
reasons of Gordon J at [271]-[273], Edelman J at [334], [343]-[345],
[348], and Steward J at [408].
[5]
See our reasons at [4], [15]-[51],
the reasons of Gordon J at [278]-[287], and Edelman J at [334],
[336]-[341].
[6]
Section 6O(b) and (e) of the NSW
Civil Liability Act . This section, which forms part of Div 4 of Pt 1B
of that Act, applies to child abuse proceedings in respect of abuse perpetrated
before the commencement of that Division by force
of cl 45 of Sch 1 of
that Act.
[7]
See Bouscaren, Ellis and North,
Canon Law: A Text and Commentary , 4th ed (1963) at 152-153.
[8]
See Hamilton v Whitehead
[1988] HCA 65 ; (1988) 166 CLR 121 at 127, approving Tesco Supermarkets Ltd v Nattrass
[1971] UKHL 1 ; [1972] AC 153 at 170.
[9]
AA v Trustees, Roman Catholic
Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 104-105
[210]-[219].
[10]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 105-112
[220]-[272].
[11]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 284-290 [131]-[152].
[12]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 310-314 [253]-[271].
[13]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 259-260 [16].
[14]
[2024] HCA 41 ; (2024) 98 ALJR 1349; 419 ALR
552.
[15]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 259 [13], 299 [196]-[197], 305-308 [228]-[241], 310 [253].
[16]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 260 [17], 290-294 [156]-[168], 310 [253].
[17]
(2003) 212 CLR 511.
[18]
(1982) 150 CLR 258.
[19]
(1982) 150 CLR 258 at 269,
Gibbs CJ agreeing at 260 and Murphy J reaching the same view at
274.
[20]
(1982) 150 CLR 258 at 270.
[21]
(1982) 150 CLR 258 at 271.
[22]
[1984] HCA 61 ; (1984) 154 CLR 672.
[23]
[1984] HCA 61 ; (1984) 154 CLR 672 at
679-686.
[24]
[1984] HCA 61 ; (1984) 154 CLR 672 at 687.
[25]
[1984] HCA 61 ; (1984) 154 CLR 672 at 687.
[26]
[1994] HCA 13 ; (1994) 179 CLR 520.
[27]
[1994] HCA 13 ; (1994) 179 CLR 520 at
550-551.
[28]
[1994] HCA 13 ; (1994) 179 CLR 520 at 544.
[29]
[1931] HCA 40 ; (1931) 45 CLR 548.
[30]
See Burnie Port
Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 553.
[31]
[1931] HCA 40 ; (1931) 45 CLR 548 at 553
(emphasis in original). See also at 556 per McTiernan J.
[32]
(1995) 185 CLR 307.
[33]
(1995) 185 CLR 307 at
341-342.
[34]
[1997] HCA 39 ; (1997) 188 CLR 313.
[35]
[1997] HCA 39 ; (1997) 188 CLR 313 at
330-332.
[36]
[2013] UKSC 66 ; [2014] AC 537 at 573
[5] .
[37]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 550, Hollis v Vabu Pty Ltd
[2001] HCA 44 ; (2001) 207 CLR 21 at 34
[27] and Jones v Bartlett (2000) 205 CLR 166 at 228 [217].
[38]
[1969] VR 136.
[39]
(2003) 212 CLR 511 at 564
[141], quoting [1969] VR 136 at 140.
[40]
(1970) 44 ALJR 174.
[41]
(2003) 212 CLR 511 at 564
[141].
[42]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 551.
[43]
(1970) 44 ALJR 174 at 175,
quoting [1969] VR 136 at 141.
[44]
(2003) 212 CLR 511.
[45]
(2003) 212 CLR 511 at 531
[31].
[46]
(2003) 212 CLR 511 at 532
[31].
[47]
(2003) 212 CLR 511 at 532
[32].
[48]
(2003) 212 CLR 511 at 532-533
[33].
[49]
(2003) 212 CLR 511 at 533-534
[35]-[36].
[50]
(2003) 212 CLR 511 at 533
[34].
[51]
(2003) 212 CLR 511 at 599
[256].
[52]
(2003) 212 CLR 511 at 599
[256].
[53]
(2003) 212 CLR 511 at 599
[257].
[54]
(2003) 212 CLR 511 at 601
[266].
[55]
(2003) 212 CLR 511 at 601
[266].
[56]
(2003) 212 CLR 511 at 601-602
[266].
[57]
(2003) 212 CLR 511 at 602
[267].
[58]
(2003) 212 CLR 511 at 602
[269].
[59]
(2003) 212 CLR 511 at 602-603
[270].
[60]
(2003) 212 CLR 511 at 551
[99].
[61]
(2003) 212 CLR 511 at 551
[100], quoting Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 551.
[62]
(2003) 212 CLR 511 at 552
[103].
[63]
(2003) 212 CLR 511 at 553
[105].
[64]
(2003) 212 CLR 511 at 553 [105]
(footnote omitted), quoting Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at
550.
[65]
(2003) 212 CLR 511 at 562
[136].
[66]
(2003) 212 CLR 511 at 564
[142].
[67]
(2003) 212 CLR 511 at 565
[143].
[68]
(2003) 212 CLR 511 at 566
[146].
[69]
(2003) 212 CLR 511 at 570
[158], referring to (1982) 150 CLR 258 at 271.
[70]
(2003) 212 CLR 511 at 571
[160].
[71]
(2003) 212 CLR 511 at 572
[161].
[72]
(2003) 212 CLR 511 at 572
[162].
[73]
(1989) 166 CLR 417 at
438-440.
[74]
John v Federal Commissioner
of Taxation (1989) 166 CLR 417 at 438.
[75]
(1982) 150 CLR 258.
[76]
[1984] HCA 61 ; (1984) 154 CLR 672.
[77]
[1994] HCA 13 ; (1994) 179 CLR 520.
[78]
See Sullivan v Moody
(2001) 207 CLR 562 at 581 [55].
[79]
eg, Leichhardt Municipal
Council v Montgomery (2007) 230 CLR 22 at 34-35 [23]-[24].
[80]
eg, (1982) 150 CLR 258 at 271;
[1984] HCA 61 ; (1984) 154 CLR 672 at 681, 686; [1994] HCA 13 ; (1994) 179 CLR 520 at 550.
[81]
eg, Modbury Triangle
Shopping Centre Pty Ltd v Anzil
[2000] HCA 61 ; (2000) 205 CLR 254 at 265-266
[26] ;
Lepore (2003) 212 CLR 511 at 522 [2], 571-573 [161]-[164], 615-616
[311]-[314]. See also Williams v Milotin
[1957] HCA 83 ; (1957) 97 CLR 465 at 470;
Gray v Motor Accident Commission (1998) 196 CLR 1 at 9-10 [22].
[82]
CCIG Investments Pty Ltd v
Schokman
[2023] HCA 21 ; (2023) 278 CLR 165 at 176-177
[16] .
[83]
Prince Alfred College Inc v
ADC
[2016] HCA 37 ; (2016) 258 CLR 134 at 150-153
[48] - [56] , 156 [68], 159-160 [80]-[81];
CCIG Investments Pty Ltd v Schokman
[2023] HCA 21 ; (2023) 278 CLR 165 at 176-177
[16] ;
Bird v DP (a pseudonym)
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1367
[64] ; [2024] HCA 41 ; 419 ALR 552 at
571.
[84]
(2003) 212 CLR 511 at 522 [2]
(footnote omitted), citing Modbury Triangle Shopping Centre Pty Ltd v Anzil
[2000] HCA 61 ; (2000) 205 CLR 254 at 265
[26] .
[85]
Sappideen et al, Fleming's
The Law of Torts , 11th ed (2024) at 143 [6.20].
[86]
Williams v Milotin
[1957] HCA 83 ; (1957) 97 CLR 465 at 470; Lepore (2003) 212 CLR 511 at 572 [162], 602-603
[270].
[87]
eg, Pafburn Pty Ltd v The
Owners – Strata Plan No 84674
[2024] HCA 49 ; (2024) 99 ALJR 148 at 154
[20] ; 421 ALR
133 at 138.
[88]
(2003) 212 CLR 511 at 572-573
[164].
[89]
[2016] HCA 37 ; (2016) 258 CLR 134.
[90]
[2016] HCA 37 ; (2016) 258 CLR 134 at 143
[10] .
See also at 141 [3], 148 [38], 158 [75].
[91]
[2016] HCA 37 ; (2016) 258 CLR 134 at 147
[36] .
[92]
[2016] HCA 37 ; (2016) 258 CLR 134 at 150-153
[48] - [56] , 156 [68], 159-160 [80]-[81].
[93]
[2016] HCA 37 ; (2016) 258 CLR 134 at 159-160
[80] - [81] .
[94]
eg, Santayana, "Vicarious
liability, non-delegable duties and the 'intentional wrongdoing problem'" (2019)
25 Torts Law Journal 152.
[95]
See [2023] HCA 21 ; (2023) 278 CLR 165 at
176-177
[16] .
[96]
eg, Lister v Hesley Hall
Ltd [2002] 1 AC 215; Various Claimants v Catholic Child Welfare
Society
[2012] UKSC 56 ; [2013] 2 AC 1; BXB v Trustees of the Barry Congregation of
Jehovah's Witnesses
[2023] UKSC 15 ; [2024] AC 567; Bazley v Curry
1999 CanLII 692 (SCC) ; [1999] 2 SCR
534.
[97]
See [2023] HCA 21 ; (2023) 278 CLR 165 at
197-200
[75] - [81] . See also Bird v DP (a pseudonym)
[2024] HCA 41 ; (2024) 98 ALJR 1349
at 1364
[52] ; [2024] HCA 41 ; 419 ALR 552 at 567.
[98]
See [2024] HCA 41 ; (2024) 98 ALJR 1349 at 1367
[64] ; [2024] HCA 41 ; 419 ALR 552 at 571.
[99]
See [2024] HCA 41 ; (2024) 98 ALJR 1349 at
1367-1368
[65] - [67] , see also at 1404 [250]; [2024] HCA 41 ; 419 ALR 552 at 571-572, see also at
620.
[100]
[2024] HCA 42 ; (2024) 98 ALJR 1407; 419 ALR
623.
[101]
[1966] 1 QB 716.
[102]
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1364
[52] ; [2024] HCA 41 ; 419 ALR 552 at 567.
[103]
[2024] HCA 42 ; (2024) 98 ALJR 1407 at 1424
[50] ; [2024] HCA 42 ; 419 ALR 623 at 638.
[104]
[2013] UKSC 66 ; [2014] AC 537 at 582
[22] .
[105]
(2003) 212 CLR 511 at 534
[36].
[106]
eg, Scott v Davis
(2000) 204 CLR 333 at 416-417 [246]-[248]; Lepore (2003) 212 CLR 511 at
601-602 [266].
[107]
Lepore (2003) 212 CLR
511 at 552 [103].
[108]
[2013] UKSC 66 ; [2014] AC 537.
[109]
[2013] UKSC 66 ; [2014] AC 537 at 579-583
[17] - [23] .
[110]
[2017] UKSC 60 ; [2018] AC 355.
[111]
[2017] UKSC 60 ; [2018] AC 355 at 375
[51] .
[112]
Adeels Palace Pty Ltd v
Moubarak
[2009] HCA 48 ; (2009) 239 CLR 420 at 432-433
[13] .
[113]
Civil Liability Act
1936
(SA), s 50G(3) ;
Wrongs Act 1958
(Vic), ss 44 and 47 ,
read with s 89(1) ;
Civil Liability Act 2002
(NSW), ss 6H(3) and
6J (definition of "child abuse proceedings");
Civil Liability Act 2002
(Tas), ss 49J(2) and 49L (definition of "child abuse proceedings");
Civil Liability Act 2002
(WA), Pt 2A ;
Civil Law (Wrongs) Act
2002
(ACT), Ch 8A;
Civil Liability Act 2003
(Qld), Sch 2
(definition of "claim");
Personal Injuries (Liabilities and Damages) Act
2003
(NT), ss 4(1) and 17G (3).
[114]
Civil Liability Amendment
(Organisational Child Abuse Liability) Act 2018
(NSW), s 2(2) and
Sch 1 [4]. Part 1B of the NSW Civil Liability Act commenced on the
date of assent to the Act, 26 October 2018, other than Pt 1B
Div 4, which commenced on 1 January 2019.
[115]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 260 [17], 290-294 [156]-[168], 310 [253].
[116]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 94-99
[139]-[182].
[117]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 77
[10].
[118]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 261 [24].
[119]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 267 [53].
[120]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 267 [54].
[121]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 268 [55].
[122]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 271 [75], [76].
[123]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 272 [79].
[124]
Banque Commerciale SA, en
Liquidation v Akhil Holdings Ltd (1990) 169 CLR 279 at 284, 286-287.
[125]
eg, Jeans v Commonwealth
Bank of Australia Ltd
[2003] FCAFC 309 ; (2003) 204 ALR 327 at 330-331
[17] - [20] .
[126]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 266-267 [50].
[127]
Bouscaren, Ellis and North,
Canon Law: A Text and Commentary , 4th ed (1963) at 202.
[128]
Bouscaren, Ellis and North,
Canon Law: A Text and Commentary , 4th ed (1963) at 214.
[129]
Bouscaren, Ellis and North,
Canon Law: A Text and Commentary , 4th ed (1963) at 214.
[130]
Bouscaren, Ellis and North,
Canon Law: A Text and Commentary , 4th ed (1963) at 223-224.
[131]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 272 [80].
[132]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 275 [92].
[133]
Trustees of the Roman Catholic Church for the
Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR 253 at 281 [119], 283
[124], referring to AA v Trustees, Roman Catholic Church, Diocese of
Maitland-Newcastle (2024) 334 IR 70 at 97 [164], 99 [177].
[134]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 281 [120].
[135]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 284 [131].
[136]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 285-286 [135]-[136], quoting Gestmin SGPS SA v Credit Suisse
(UK) Ltd [2020] 1 CLC 428 at 434 [15]-[17].
[137]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 286 [137].
[138]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 286 [136].
[139]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 277 [102].
[140]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 286-287 [138].
[141]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 286 [138].
[142]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 96
[157].
[143]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 96
[156].
[144]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 287 [138].
[145]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 98
[169].
[146]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 98 [167]
(emphasis added).
[147]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 283 [128].
[148]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 90
[108].
[149]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 92
[121].
[150]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 92
[121].
[151]
eg, AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 95 [140],
95 [142], 95 [144], 95-96 [145], 96 [146], 96 [153], 96 [154].
[152]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 92
[122]-[123], referring to Reed v The Queen
[2006] NSWCCA 314 at
[64] and
JL v The King
[2023] NSWCCA 99 at
[96] .
[153]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 288 [143].
[154]
eg, Tame v New South
Wales
[2002] HCA 35 ; (2002) 211 CLR 317 at 331
[12] , 386 [203], 401 [249]. See also
Lepore (2003) 212 CLR 511 at 552 [103].
[155]
Mount Isa Mines Ltd v
Pusey
[1970] HCA 60 ; (1970) 125 CLR 383 at 394; Baltic Shipping Co v Dillon
[1993] HCA 4 ; (1993)
176 CLR 344 at 405.
[156]
See Giles, "Duty of Care,
Scope and Breach" (2009) 9 The Judicial Review 165.
[157]
eg, Graham Barclay
Oysters Pty Ltd v Ryan (2002) 211 CLR 540 at 611-612 [192]; CAL No 14 Pty
Ltd v Motor Accidents Insurance Board (2009) 239 CLR 390 at 418 [68].
[158]
(1982) 150 CLR 258.
[159]
See fn 184 below.
[160]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 102-103
[204]-[207].
[161]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 104
[211]-[214].
[162]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 302 [210].
[163]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 303 [210].
[164]
Emphasis added.
[165]
Sullivan v Moody
(2001) 207 CLR 562 at 576 [42], 583 [64]; Sydney Water Corporation v
Turano
[2009] HCA 42 ; (2009) 239 CLR 51 at 70
[45] .
[166]
It is therefore unnecessary
to decide whether, as AA contended, the knowledge of another priest of the
Diocese of Fr Pickin sexually
assaulting a boy, before Fr Pickin's
sexual assault of AA, is attributable to the Bishop of the Diocese by reason of
the provisions
of Pt 1B of the NSW Civil Liability Act .
[167]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 308 [241].
[168]
Sullivan v Moody
(2001) 207 CLR 562 at 576 [42], 583 [64]; Sydney Water Corporation v
Turano
[2009] HCA 42 ; (2009) 239 CLR 51 at 70
[45] .
[169]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 105
[218].
[170]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 106
[231].
[171]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 303 [211]-[212].
[172]
(1982) 150 CLR 258 at
269.
[173]
[1964] HCA 40 ; (1964) 111 CLR 16.
[174]
[1964] HCA 40 ; (1964) 111 CLR 16 at
28-30.
[175]
[1977] HCA 64 ; (1977) 138 CLR 91 at
93-94.
[176]
[2013] UKSC 66 ; [2014] AC 537.
[177]
[2013] UKSC 66 ; [2014] AC 537 at 585
[25] .
[178]
[2013] UKSC 66 ; [2014] AC 537 at 585
[25] .
[179]
[1992] PIQR P101 at
P121.
[180]
Hahn v Conley
[1971] HCA 56 ; (1971)
126 CLR 276 at 283-284, referring to McCallion v Dodd [1966] NZLR 710.
See also Posthuma v Campbell (1984) 37 SASR 321 at 329-331.
[181]
(2003) 212 CLR 511.
[182]
Sutherland Shire Council
v Heyman
[1985] HCA 41 ; (1985) 157 CLR 424 at 481; Crimmins v Stevedoring Industry
Finance Committee
[1999] HCA 59 ; (1999) 200 CLR 1 at 32-33
[73] .
[183]
Lepore (2003) 212 CLR
511 at 564 [142].
[184]
eg, Geyer v Downs
[1977] HCA 64 ; (1977) 138 CLR 91 at 93; Ayoub v Trustees of the Roman Catholic Church for
the Diocese of Parramatta
[2001] NSWCA 361 ; (2001) 34 MVR 563 at 567
[18] ; Gugiatti v
Servite College Council Inc
[2004] WASCA 5 ; (2004) Aust Torts Reports 81-724 at 65,260
[19] ; New South Wales v T2
[2025] NSWCA 165 at
[60] , [63]-[77]. See also,
by analogy, Fitzgerald v Hill (2008) Aust Torts Reports 81-969 at
62,141 [76]-[77].
[185]
Reed v Warburton
[2011] NSWCA 98 at
[21] .
[186]
See fn 112 above.
[187]
As noted, Pt 1B
commenced on 26 October 2018, other than Pt 1B Div 4, which
commenced on 1 January 2019.
[188]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 112
[273].
[189]
eg, New South Wales v
Bujdoso
[2007] NSWCA 44 ; (2007) 69 NSWLR 302 at 304
[2] , 317 [66]; Zorom Enterprises v
Zabow (2007) 71 NSWLR 354 at 358-359 [13]; Dean v Phung
[2012] NSWCA 223 ; (2012) Aust
Torts Reports 82-111 at 66,341
[10] ; Croucher v Cachia
[2016] NSWCA 132 ; (2016) 95
NSWLR 117 at 125
[33] .
[190]
Moore v Scenic Tours Pty
Ltd
[2020] HCA 17 ; (2020) 268 CLR 326 at 352-353
[74] , referring to New South Wales,
Legislative Assembly, Parliamentary Debates (Hansard), 23 October
2002 at 5765.
[191]
cf Introvigne (1982)
150 CLR 258 at 270; Kondis
[1984] HCA 61 ; (1984) 154 CLR 672 at 686; Burnie Port
Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 550.
[192]
Review of the Law of
Negligence: Final Report (2002) at [11.10]-[11.11].
[193]
Review of the Law of
Negligence: Final Report (2002) at [11.16].
[194]
Brookfield Multiplex Ltd
v Owners Corporation Strata Plan 61288
[2014] HCA 36 ; (2014) 254 CLR 185 at 240
[169] .
[195]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 309 [243].
[196]
eg, AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 112-113
[277]-[288].
[197]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 113-114
[290], applying [2023] NSWSC 66 ; (2023) 321 IR 441 at 467-468
[170] - [172] .
[198]
Roman Catholic Church
Trust Property Act 1936
(NSW), ss 4(1) and (2)(f), 5A (3)‑(5).
[199]
CL Act, s 6J definition of
"child abuse proceedings".
[200]
CL Act, s 6O(b), (d),
(e).
[201]
[2024] HCA 41 ; (2024) 98 ALJR 1349; 419 ALR
552.
[202]
Hughes v The Queen
[2017] HCA 20 ; (2017) 263 CLR 338 at 356-357
[40] - [42] .
[203]
Evidence Act ,
Dictionary, Pt 1 definition of "probative value"; IMM v The Queen
[2016] HCA 14 ; (2016)
257 CLR 300 at 313
[43] - [44] .
[204]
See Section E(2) below.
[205]
Evidence Act ,
s 140(1).
[206]
Evidence Act ,
s 140(2)(c). See also Briginshaw v Briginshaw
[1938] HCA 34 ; (1938) 60 CLR 336
at 362; M v M (1988) 166 CLR 69 at 76-77; GLJ v Trustees of the
Roman Catholic Church for the Diocese of Lismore
[2023] HCA 32 ; (2023) 280 CLR 442 at 471
[57] .
[207]
Briginshaw
[1938] HCA 34 ; (1938) 60
CLR 336 at 362.
[208]
Effem Foods Pty Ltd v
Lake Cumbeline Pty Ltd (1999) 161 ALR 599 at 605 [30].
[209]
GLJ
[2023] HCA 32 ; (2023) 280 CLR
442 at 472
[58] , quoting Cross on Evidence , 13th Aust ed (2021) at 47
[1215], in turn quoting Ho v Powell
[2001] NSWCA 168 ; (2001) 51 NSWLR 572 at 576
[14] .
[210]
See Section F(2)(a)
below.
[211]
A video recording and
transcript of AA's evidence on commission were tendered in the trial before the
primary judge.
[212]
Robinson Helicopter Co
Inc v McDermott
[2016] HCA 22 ; (2016) 90 ALJR 679 at 687
[43] ; [2016] HCA 22 ; 331 ALR 550 at 558-559,
quoting Fox v Percy
[2003] HCA 22 ; (2003) 214 CLR 118 at 128
[28] - [29] .
[213]
Briginshaw
[1938] HCA 34 ; (1938) 60
CLR 336.
[214]
[1932] UKHL 100 ; [1932] AC 562.
[215]
[2024] HCA 41 ; (2024) 98 ALJR 1349 at
1359-1360
[36] ; [2024] HCA 41 ; 419 ALR 552 at 561-562.
[216]
See, eg, Smith v
Leurs
[1945] HCA 27 ; (1945) 70 CLR 256 at 262; Sutherland Shire Council v
Heyman
[1985] HCA 41 ; (1985) 157 CLR 424 at 502. See also Electricity Networks
Corporation v Herridge Parties
[2022] HCA 37 ; (2022) 276 CLR 271 at 283-284
[22] - [25] in
relation to public authorities.
[217]
Putting to one side any
relevant statutory obligations.
[218]
See Nolan, "Assumption of
Responsibility: Four Questions" (2019) 72 Current Legal Problems 123 at
140. See also Beale, "Gratuitous Undertakings" (1891) 5 Harvard Law
Review 222 at 223-224, 226-227, 231.
[219]
Australia, Review of the
Law of Negligence: Final Report (2002). See also New South Wales,
Legislative Assembly, Parliamentary Debates (Hansard), 23 October
2002 at 5765.
[220]
CL Act, s 5A(1).
[221]
CL Act, Sch 1, cl 6(1).
[222]
Adeels Palace
[2009] HCA 48 ; (2009)
239 CLR 420 at 432
[13] .
[223]
CL Act, Sch 1, cl 43.
[224]
CL Act, s 11A(1), read with
s 11 definition of "personal injury damages".
[225]
CL Act, Sch 1, cl 2.
[226]
[2016] HCA 37 ; (2016) 258 CLR 134 at 150
[45] .
[227]
Prince Alfred College
[2016] HCA 37 ; (2016) 258 CLR 134 at 150
[46] .
[228]
Mallonland Pty Ltd v
Advanta Seeds Pty Ltd
[2024] HCA 25 ; (2024) 98 ALJR 956 at 967
[37] ; [2024] HCA 25 ; 418 ALR 639 at 649
(footnote omitted).
[229]
[2000] HCA 61 ; (2000) 205 CLR 254 at
265-266
[26] .
[230]
Modbury
[2000] HCA 61 ; (2000) 205
CLR 254 at 262
[14] .
[231]
[2000] HCA 61 ; (2000) 205 CLR 254 at 266
[28] , citing Heyman
[1985] HCA 41 ; (1985) 157 CLR 424 at 478. See also Agar v
Hyde
[2000] HCA 41 ; (2000) 201 CLR 552 at 578
[68] .
[232]
[2000] HCA 61 ; (2000) 205 CLR 254 at 267
[30] .
[233]
Modbury
[2000] HCA 61 ; (2000) 205
CLR 254 at 267
[30] .
[234]
[1985] HCA 41 ; (1985) 157 CLR 424 at
479.
[235]
See, eg, Australia, Royal
Commission into Institutional Responses to Child Sexual Abuse, Final Report:
Volume 16, Religious institutions (2017), bk 2 at 246-257.
[236]
See Perre v Apand Pty
Ltd
[1999] HCA 36 ; (1999) 198 CLR 180 at 202
[42] .
[237]
See Wyong Shire Council v
Shirt
[1980] HCA 12 ; (1980) 146 CLR 40 at 46-47; Sullivan v Moody (2001) 207 CLR 562
at 576 [42].
[238]
See [222] above.
[239]
CL Act, s 5B(1)(a).
[240]
Modbury
[2000] HCA 61 ; (2000) 205
CLR 254 at 267
[30] .
[241]
See [244] above.
[242]
Roads and Traffic
Authority (NSW) v Dederer
[2007] HCA 42 ; (2007) 234 CLR 330 at 338
[18] ; see also 351
[59].
[243]
CL Act, s 5B(1)(c); see also
s 5B(2).
[244]
Graham Barclay Oysters
Pty Ltd v Ryan (2002) 211 CLR 540 at 611-612 [192].
[245]
Perisher Blue Pty Ltd v
Nair-Smith
[2015] NSWCA 90 ; (2015) 90 NSWLR 1 at 24
[106] .
[246]
See Section F(2) below.
[247]
See [168] above.
[248]
Lind, "Basic categories of
argumentation in legal reasoning" (2014) 11 The Judicial Review 429 at
446, also in Judicial Commission of New South Wales, Handbook for Judicial
Officers (2021) 417 at 431.
[249]
See [174]-[175] above.
[250]
The italicised portion of
this paragraph relied upon parts of Mr McClung's statement that were not
tendered in evidence.
[251]
See [157] above.
[252]
Bird
[2024] HCA 41 ; (2024) 98 ALJR
1349 at 1361
[40] ; [2024] HCA 41 ; 419 ALR 552 at 563, citing Suttor v Gundowda Pty Ltd
[1950] HCA 35 ; (1950) 81 CLR 418 at 438.
[253]
See [165] and [168]
above.
[254]
See Section E(2)(b)
above.
[255]
Burnie Port Authority v
General Jones Pty Ltd
[1994] HCA 13 ; (1994) 179 CLR 520 at 550, quoting Kondis v
State Transport Authority
[1984] HCA 61 ; (1984) 154 CLR 672 at 686. See also New South
Wales v Lepore (2003) 212 CLR 511 at 530 [25], 551 [101], 598 [254];
Leichhardt Municipal Council v Montgomery (2007) 230 CLR 22 at 27
[6]; Bird
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1359-1360
[36] ; [2024] HCA 41 ; 419 ALR 552 at
561-562.
[256]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 686. See also The
Commonwealth v Introvigne (1982) 150 CLR
258 at 270-271; Burnie
[1994] HCA 13 ; (1994) 179 CLR 520 at
550; Lepore
(2003) 212 CLR 511 at 530 [25], 551-552 [101], 565 [144], 598 [254];
Bird
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1360
[36] ; [2024] HCA 41 ; 419 ALR 552 at 562.
[257]
Burnie
[1994] HCA 13 ; (1994) 179 CLR
520 at 551-552; Northern Sandblasting Pty Ltd v Harris
[1997] HCA 39 ; (1997) 188 CLR 313
at 336, 339, 352-353, 363, 368-369; Woodland v Swimming Teachers Association
[2013] UKSC 66 ; [2014] AC 537 at 583
[23] .
[258]
Introvigne (1982) 150
CLR 258 at 271, 275, 279; Northern Sandblasting
[1997] HCA 39 ; (1997) 188 CLR 313 at
329-330; Lepore (2003) 212 CLR 511 at 562 [136]; CCIG Investments Pty
Ltd v Schokman
[2023] HCA 21 ; (2023) 278 CLR 165 at 195-196
[70] - [73] ; Bird
[2024] HCA 41 ; (2024)
98 ALJR 1349 at 1360
[36] ; [2024] HCA 41 ; 419 ALR 552 at 562.
[259]
McDermid v Nash Dredging
& Reclamation Co Ltd
[1986] UKHL 5 ; [1987] AC 906 at 910, quoted by McHugh J
in Lepore (2003) 212 CLR 511 at 566 [145].
[260]
See, eg, Kondis
[1984] HCA 61 ; (1984) 154 CLR 672.
[261]
See, eg, Introvigne
(1982) 150 CLR 258.
[262]
See, eg, Albrighton v
Royal Prince Alfred Hospital [1980] 2 NSWLR 542 at 561 [59]; Ellis v
Wallsend District Hospital (1989) 17 NSWLR 553 at 601-604. See also
Introvigne (1982) 150 CLR 258 at 270, 275.
[263]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 687, cited in Lepore (2003) 212 CLR 511 at 534 [35], 599 [255] and
Bird
[2024] HCA 41 ; (2024) 98 ALJR
1349 at 1360
[37] ; [2024] HCA 41 ; 419 ALR 552 at 562.
[264]
Bird
[2024] HCA 41 ; (2024) 98 ALJR
1349 at 1360
[37] , 1361 [41]; [2024] HCA 41 ; 419 ALR 552 at 562, 563. See also Woodland
[2013] UKSC 66 ; [2014] AC 537 at 583
[23] .
[265]
Burnie
[1994] HCA 13 ; (1994) 179 CLR
520 at 551; Lepore (2003) 212 CLR 511 at 551 [100]. See also
Woodland
[2013] UKSC 66 ; [2014] AC 537 at 552
[25] , 583 [23].
[266]
Lepore (2003) 212 CLR
511 at 570 [158].
[267]
Gold v Essex County
Council [1942] 2 KB 293 at 301-302; Albrighton [1980] 2 NSWLR 542 at
561 [56].
[268]
Elliott v Bickerstaff
[1999] NSWCA 453 ; (1999) 48 NSWLR 214 at 243
[89] .
[269]
(1866) LR 1 Ex 265; (1868)
LR 3 HL 330.
[270]
[1994] HCA 13 ; (1994) 179 CLR 520 at
555-557, cf 587-594.
[271]
[1994] HCA 13 ; (1994) 179 CLR 520 at 555,
557.
[272]
Lepore (2003) 212 CLR
511 at 564 [141], citing Richards v Victoria [1969] VR 136 at 140.
[273]
See Lepore (2003) 212
CLR 511 at 564 [141], citing Richards [1969] VR 136 at 139-140 and
Victoria v Bryar (1970) 44 ALJR 174.
[274]
See Lepore (2003) 212
CLR 511 at 570-571 [158], 571-572 [161]. See also Richards [1969] VR 136
at 140-141.
[275]
See Lepore (2003) 212
CLR 511 at 572 [161], [163].
[276]
[2001] HCA 44 ; (2001) 207 CLR 21 at 34
[27] .
[277]
[1984] HCA 61 ; (1984) 154 CLR 672 at 684.
See also Jones v Bartlett (2000) 205 CLR 166 at 228 [217].
[278]
[2001] HCA 44 ; (2001) 207 CLR 21 at 46
[61] - [62] .
[279]
See [275] above.
[280]
(2003) 212 CLR 511.
[281]
(2003) 212 CLR 511 at
522-523 [2]-[3], 531-532 [31], 535 [38], 601 [265], 624 [340]; cf 551-553
[99]-[105], 559-560 [123]-[126].
[282]
Lepore (2003) 212 CLR
511 at 562 [136].
[283]
Lepore (2003) 212 CLR
511 at 609 [293].
[284]
(1989) 166 CLR 417 at
438-439.
[285]
G Global 120E T2 Pty Ltd
v Commissioner of State Revenue (Qld) (2025) 99 ALJR 1465 at 1483 [76]; 425
ALR 443 at 465.
[286]
[1966] 1 QB 716 at 725, 728,
736-738, discussed in Bird
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1364
[52] ; [2024] HCA 41 ; 419 ALR 552
at 567. See also Woodland
[2013] UKSC 66 ; [2014] AC 537 at 574
[7] ; Armes v
Nottinghamshire County Council
[2017] UKSC 60 ; [2018] AC 355 at 375
[51] .
[287]
Lepore (2003) 212 CLR
511 at 531-532 [31], 602-603 [270], 624 [340].
[288]
Lepore (2003) 212 CLR
511 at 572 [162], citing Gray v Motor Accident Commission (1998) 196 CLR
1.
[289]
[2017] UKSC 60 ; [2018] AC 355 at 375
[51] .
[290]
Lepore (2003) 212 CLR
511 at 602 [269]; see also 532 [32].
[291]
Bird
[2024] HCA 41 ; (2024) 98 ALJR
1349 at 1359-1360
[36] , 1361-1362 [44]; [2024] HCA 41 ; 419 ALR 552 at 561-562, 564.
[292]
Lepore (2003)
212 CLR 511 at 533 [34].
[293]
Lepore (2003) 212 CLR
511 at 601 [265], 602 [267].
[294]
See [273] above.
[295]
Lepore (2003) 212 CLR
511 at 573 [164].
[296]
Lepore (2003) 212 CLR
511 at 573 [165].
[297]
Lepore (2003) 212 CLR
511 at 534 [36], 602 [267].
[298]
See Tame v New South
Wales
[2002] HCA 35 ; (2002) 211 CLR 317 at 394
[224] , citing Esso Australia Resources
Ltd v Federal Commissioner of Taxation
[1999] HCA 67 ; (1999) 201 CLR 49 at 60-63
[19] ‑[28]. See also R v Swaffield (1998) 192 CLR 159; PGA v The
Queen
[2012] HCA 21 ; (2012) 245 CLR 355.
[299]
See, eg, Construction,
Forestry, Mining and Energy Union v Boral Resources (Vic) Pty Ltd
[2014] VSCA 348 ; (2014) 45
VR 571 at 583
[57] .
[300]
See, eg, Esso
[1999] HCA 67 ; (1999)
201 CLR 49 at 61-62
[23] .
[301]
Australia, Review of the
Law of Negligence: Final Report (2002) at 165-169 [11.1]‑[11.19].
[302]
Australia, Review of the
Law of Negligence: Final Report (2002) at 167 [11.9].
[303]
Australia, Review of the
Law of Negligence: Final Report (2002) at 167 [11.10], citing Kondis
[1984] HCA 61 ; (1984) 154 CLR 672 at 687. See [271] above.
[304]
Australia, Review of the
Law of Negligence: Final Report (2002) at 167 [11.11]. See [271]
above.
[305]
Australia, Review of the
Law of Negligence: Final Report (2002) at 169 [11.17].
[306]
Australia, Review of the
Law of Negligence: Final Report (2002) at 169.
[307]
Australia, Review of the
Law of Negligence: Final Report (2002) at 169 [11.18].
[308]
Australia, Review of the
Law of Negligence: Final Report (2002) at 169 [11.19].
[309]
Australia, Review of the
Law of Negligence: Final Report (2002) at 169 [11.19].
[310]
[2024] HCA 49 ; (2024) 99 ALJR 148 at 154
[20] ; 421 ALR 133 at 138.
[311]
See New South Wales v
Bujdoso
[2007] NSWCA 44 ; (2007) 69 NSWLR 302 at 314
[54] , 317 [66]. See [327] below.
[312]
CL Act, s 5 definition of
"negligence".
[313]
See [282] above.
[314]
New South Wales v
Ouhammi
[2019] NSWCA 225 ; (2019) 101 NSWLR 160 at 172
[51] .
[315]
Pafburn
[2024] HCA 49 ; (2024) 99
ALJR 148 at 155
[29] ; 421 ALR 133 at 140.
[316]
CL Act, s 6F(1).
[317]
CL Act, Sch 1, cl 43.
[318]
See CL Act, s 6D.
[319]
See Section F(1) above.
[320]
Mallonland
[2024] HCA 25 ; (2024) 98
ALJR 956 at 967
[37] ; [2024] HCA 25 ; 418 ALR 639 at 649.
[321]
See Section C above.
[322]
See Section A(2) above,
especially at [168].
[323]
Specific extracts of the
1917 Code of Canon Law and the Presbyterorum Ordinis were tendered as
part of Father Dillon's report without objection: see Section A(2) above.
[324]
See Section A(2) above,
especially at [168].
[325]
See Section A(2) above,
especially at [168].
[326]
See especially at
[192]-[196] above.
[327]
See [195] above.
[328]
(2003) 212 CLR 511 at 572
[163].
[329]
See [293] above.
[330]
cf Zorom Enterprises v
Zabow (2007) 71 NSWLR 354 at 359 [13].
[331]
(2007) 71 NSWLR 354 at
358-359 [13].
[332]
CL Act, s 11A(1) read with s
11 definition of "personal injury damages".
[333]
Required to be treated for
child abuse proceedings as though it were a legal entity:
Civil Liability Act
2002
(NSW), s 6K(1).
[334]
(2003) 212 CLR 511.
[335]
(2003) 212 CLR 511.
[336]
The Commonwealth v
Introvigne (1982) 150 CLR 258 at 269, 271, 279.
[337]
Ramsay v Larsen
[1964] HCA 40 ; (1964) 111 CLR 16 at 28.
[338]
New South Wales v
Lepore (2003) 212 CLR 511 at 555-556 [112]-[113], 566-567 [147], 593 [236];
Sweeney v Boylan Nominees Pty Ltd
[2006] HCA 19 ; (2006) 226 CLR 161 at 171
[25] ; CCIG
Investments Pty Ltd v Schokman
[2023] HCA 21 ; (2023) 278 CLR 165 at 197-198
[74] - [77] ;
Bird v DP (a pseudonym)
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1364
[52] ; [2024] HCA 41 ; 419 ALR 552 at
567, discussing Morris v C W Martin & Sons Ltd [1966] 1 QB 716. See
also Beuermann, "Conferred Authority Strict Liability and Institutional Child
Sexual Abuse" [2015] SydLawRw 5 ; (2015) 37 Sydney Law Review 113 at 132.
[339]
New South Wales v
Lepore (2003) 212 CLR 511 at 522-523 [2]-[3], 531-532 [31], 535 [38]
(Gleeson CJ); 601 [265] (Gummow and Hayne JJ); 624 [340] (Callinan
J).
[340]
Roman Catholic Church
Trust Property Act 1936
(NSW), ss 3 , 4 (1), 4 (2)(f).
[341]
See
Civil Liability Act
2002
(NSW), ss 6K , 6L , 6M , 6O read with s 6J definitions of "child abuse
proceedings" and "entity".
[342]
See John v Federal
Commissioner of Taxation (1989) 166 CLR 417.
[343]
CCIG Investments Pty Ltd
v Schokman
[2023] HCA 21 ; (2023) 278 CLR 165 at 195-196
[70] - [73] ; Bird v DP (a
pseudonym)
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1359-1360
[36] - [37] ; [2024] HCA 41 ; 419 ALR 552 at
561-562.
[344]
Prince Alfred College Inc
v ADC
[2016] HCA 37 ; (2016) 258 CLR 134 at 159-160
[81] - [82] . Compare CCIG Investments
Pty Ltd v Schokman
[2023] HCA 21 ; (2023) 278 CLR 165 at 199-200
[80] - [81] .
[345]
Bird v DP (a pseudonym)
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1361
[44] ; [2024] HCA 41 ; 419 ALR 552 at 564.
[346]
See Vunilagi v The Queen
(2023) 279 CLR 259 at 310-311 [161]-[164].
[347]
New South Wales v
Lepore (2003) 212 CLR 511 at 533 [34], 535 [38], 601 [265], 624 [340].
[348]
See Wilson v Horne
[1999] TASSC 33 ; (1999) 8 Tas R 363; New South Wales v Lepore (2003) 212 CLR 511 at
572 [162], citing Gray v Motor Accident Commission (1998) 196 CLR 1;
Australian Securities and Investments Commission v Cassimatis [No 8]
[2016] FCA 1023 ; (2016) 336 ALR 209 at 306
[504] .
[349]
Stevens, Torts and
Rights (2007) at 271.
[350]
Civil Liability Amendment
(Organisational Child Abuse Liability)
Act 2018
(NSW).
[351]
New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 26 September 2018 at
21-22.
[352]
See Commonwealth of
Australia, Review of the Law of Negligence: Final Report (2002) at 169
[11.19]. See also Pafburn Pty Ltd v The Owners – Strata Plan
No 84674
[2024] HCA 49 ; (2024) 99 ALJR 148 at 154
[20] ; 421 ALR 133 at 138.
[353]
Mallonland Pty Ltd v
Advanta Seeds Pty Ltd
[2024] HCA 25 ; (2024) 98 ALJR 956 at 978
[90] ; [2024] HCA 25 ; 418 ALR 639 at 664,
citing Blackstone, Commentaries on the Laws of England (1765), bk 1, ch 1
at 125.
[354]
[1932] UKHL 100 ; [1932] AC 562.
[355]
Fairfax Media
Publications Pty Ltd v Voller
[2021] HCA 27 ; (2021) 273 CLR 346 at 381
[115] .
[356]
Hedley Byrne & Co Ltd
v Heller & Partners Ltd
[1963] UKHL 4 ; [1964] AC 465 at 526-527, referring to
Wilkinson v Coverdale (1793) 1 Esp 75 [170 ER 284].
[357]
Below at [355].
[358]
Nolan, "Assumption of
Responsibility: Four Questions" (2019) 72 Current Legal Problems 123 at
133.
[359]
(1922) 135 NE 275 at
276.
[360]
See Ibbetson, A
Historical Introduction to the Law of Obligations (1999) at 131; Simpson,
A History of the Common Law of Contract: The Rise of the Action of Assumpsit
(1975) at 215.
[361]
Swick Nominees Pty Ltd v
LeRoi International Inc [No 2]
[2015] WASCA 35 ; (2015) 48 WAR 376 at 443
[370] , discussing
Elsee v Gatward (1793) 5 Term Rep 143 at 150 [1793] EngR 1377 ; [101 ER 82 at 86].
[362]
General Accident Fire and
Life Assurance Corporation v Tanter (The "Zephyr") [1984] 1 Lloyd's Rep 58
at 85; General Accident Fire and Life Assurance Corporation v Tanter (The
"Zephyr") [1985] 2 Lloyd's Rep 529 at 534, 538.
[363]
Mallonland Pty Ltd v
Advanta Seeds Pty Ltd
[2024] HCA 25 ; (2024) 98 ALJR 956 at 965
[30] , 978 [89]-[90]; [2024] HCA 25 ; 418 ALR
639 at 647, 664-665.
[364]
[1963] UKHL 4 ; [1964] AC 465.
[365]
See Brookfield Multiplex
Ltd v Owners Corporation Strata Plan 61288
[2014] HCA 36 ; (2014) 254 CLR 185 at 226
[122] .
[366]
Hedley Byrne & Co Ltd
v Heller & Partners Ltd
[1963] UKHL 4 ; [1964] AC 465 at 526, referring to Coggs v
Bernard
[1790] EngR 371 ; (1703) 2 Ld Raym 909 [92 ER 107].
[367]
Weir, "Liability for Syntax"
[1963] Cambridge Law Journal 216; Weir, "Errare Humanum Est", in Birks
(ed), The Frontiers of Liability (1994), vol 2, 103.
[368]
See the thorough treatment
in Mitchell, " Hedley Byrne & Co Ltd v Heller & Partners Ltd
(1963)", in Mitchell and Mitchell (eds), Landmark Cases in the Law of
Tort (2010) 171.
[369]
Beever, "The Basis of the
Hedley Byrne Action", in Barker, Grantham and Swain (eds), The
Law of Misstatements: 50 Years on from Hedley Byrne v Heller (2015) 83 at
110.
[370]
Beale, "Gratuitous
Undertakings" (1891) 5 Harvard Law Review 222 at 224.
[371]
[1790] EngR 371 ; (1703) 2 Ld Raym 909 at 919
[92 ER 107 at 113].
[372]
Hughes v Percival
(1883) 8 App Cas 443 at 446.
[373]
[1984] HCA 61 ; (1984) 154 CLR 672 at
687.
[374]
Woodland v Swimming
Teachers Association
[2013] UKSC 66 ; [2014] AC 537 at 581
[19] .
[375]
Goudkamp and Nolan,
Winfield and Jolowicz on Tort , 21st ed
(2025) at 776 [24-042].
[376]
The Central Motors
(Glasgow) Ltd v The Cessnock Garage and Motor Co 1925 SC 796 at 802.
[377]
Northern Land Council v
Quall
[2020] HCA 33 ; (2020) 271 CLR 394 at 428
[77] , 430-431 [81]-[83]. See also
Minister for Immigration, Citizenship and Multicultural Affairs v McQueen
(2024) 98 ALJR 594 at 600 [17]; 418 ALR 133 at 140.
[378]
Leichhardt Municipal
Council v Montgomery (2007) 230 CLR 22 at 62 [111].
[379]
At [342].
[380]
Hargrave v Goldman
[1963] HCA 56 ; (1963) 110 CLR 40 at 65-66; Sutherland Shire Council v Heyman
[1985] HCA 41 ; (1985) 157
CLR 424 at 443-444, 502; Pyrenees Shire Council v Day
[1998] HCA 3 ; (1998) 192 CLR 330
at 368-369
[101] - [102] ; Graham Barclay Oysters Pty Ltd v Ryan (2002) 211
CLR 540 at 580 [91].
[381]
Gorringe v The Transport
Commission (Tas)
[1950] HCA 6 ; (1950) 80 CLR 357 at 371.
[382]
Smith v Leurs
[1945] HCA 27 ; (1945)
70 CLR 256 at 262; Stuart v Kirkland-Veenstra
[2009] HCA 15 ; (2009) 237 CLR 215 at 248
[88] .
And see especially Modbury Triangle Shopping Centre Pty Ltd v
Anzil
[2000] HCA 61 ; (2000) 205 CLR 254.
[383]
Weinrib, "The Case for a
Duty to Rescue"
(1980) 90 Yale Law Journal 247 at 247.
[384]
Bohlen, "The Moral Duty to
Aid Others as a Basis of Tort Liability" (1908) 56 University of Pennsylvania
Law Review 217 at 219.
[385]
Pollock, The Law of
Torts: A Treatise on the Principles of Obligations Arising from Civil Wrongs in
the Common Law (1887) at 22.
[386]
Weinrib, "Legal Formalism:
On the Immanent Rationality of Law" (1988) 97 Yale Law Journal 949 at
978.
[387]
Reed, "Foreword", in Steel,
Omissions in Tort Law (2024) at v. See also Steel, Omissions in Tort
Law (2024) at xxii; Jaffey, "Contract in tort's clothing" (1985) 5 Legal
Studies 77 at 77.
[388]
Brodie v Singleton Shire
Council
[2001] HCA 29 ; (2001) 206 CLR 512 at 528
[16] .
[389]
Stovin v Wise
[1996] UKHL 15 ; [1996]
AC 923 at 939, 943-944.
[390]
Pyrenees Shire Council v
Day
[1998] HCA 3 ; (1998) 192 CLR 330 at 368
[101] .
[391]
Blackstone, Commentaries
on the Laws of England (1768), bk 3, ch 9 at 164. See also Winfield, "The
History of Negligence in the Law of Torts" (1926) 42 Law Quarterly Review
184 at 188.
[392]
James v The Commonwealth
[1939] HCA 9 ; (1939) 62 CLR 339 at 368.
[393]
The Commonwealth v Sanofi
[2024] HCA 47 ; (2024) 99 ALJR 213 at 247-248
[164] - [168] ; [2024] HCA 47 ; 421 ALR 1 at 42-43.
[394]
See Cooley, A Treatise on
the Law of Torts or the Wrongs which Arise Independent of Contract (1879) at
628-648. See also Naaman v Jaken Properties Australia Pty Ltd
[2025] HCA 1 ; (2025) 281
CLR 635 at 661-665
[76] - [82] .
[395]
Michael v Chief Constable
of South Wales Police
[2015] UKSC 2 ; [2015] AC 1732 at 1761
[100] .
[396]
Holdsworth, A History of
English Law , 3rd ed (1923), vol 3 at 385-386 (innkeepers). See also
Northern Sandblasting Pty Ltd v Harris
[1997] HCA 39 ; (1997) 188 CLR 313.
[397]
Beale, "Gratuitous
Undertakings" (1891) 5 Harvard Law Review 222 at 223. See also Watson
v British Boxing Board
of Control Ltd
[2001] EWCA Civ 184 ; [2001] QB 1134 at 1152-1153
[57] .
[398]
Holmes, The Common Law
(1882)
at 278.
[399]
Smith and Burns, "Donoghue v
Stevenson—The Not So Golden Anniversary" (1983) 46 Modern Law
Review 147 at 157.
[400]
[2023] UKSC 52 ; [2024] 1 WLR 335 at 363
[107] ; [2024] 3 All ER 341 at 368.
[401]
Elisha v Vision Australia
Ltd
[2024] HCA 50 ; (2024) 99 ALJR 171 at 184
[48] ; [2024] HCA 50 ; 421 ALR 184 at 198.
[402]
Dovuro Pty Ltd v
Wilkins
[2003] HCA 51 ; (2003) 215 CLR 317 at 367
[157] .
[403]
New South Wales v
Lepore (2003) 212 CLR 511 at 564 [141].
[404]
Stevens, Torts and Rights
(2007) at 1.
[405]
[1994] HCA 13 ; (1994) 179 CLR 520 at
551-552.
[406]
Burnie Port Authority v
General Jones Pty Ltd
[1994] HCA 13 ; (1994) 179 CLR 520 at 551.
[407]
Burnie Port Authority v
General Jones Pty Ltd
[1994] HCA 13 ; (1994) 179 CLR 520 at 551-552, quoting Kondis v
State Transport Authority
[1984] HCA 61 ; (1984) 154 CLR 672 at 687.
[408]
[1997] HCA 39 ; (1997) 188 CLR 313.
[409]
Northern Sandblasting Pty
Ltd v Harris
[1997] HCA 39 ; (1997) 188 CLR 313 at 336, 339.
[410]
Northern Sandblasting Pty
Ltd v Harris
[1997] HCA 39 ; (1997) 188 CLR 313 at 360.
[411]
Northern Sandblasting Pty
Ltd v Harris
[1997] HCA 39 ; (1997) 188 CLR 313 at 352-353.
[412]
Northern Sandblasting Pty
Ltd v Harris
[1997] HCA 39 ; (1997) 188 CLR 313 at 363, 368-369.
[413]
Jones v Bartlett
(2000) 205 CLR 166 at 224 [205]. See also Garlett v Western Australia
[2022] HCA 30 ; (2022) 277 CLR 1 at 87
[239] - [240] ; MJZP v Director-General of Security
[2025] HCA 26 ; (2025) 99 ALJR 1108 at 1116-1118
[36] - [41] ; 423 ALR 378 at 388-390.
[414]
Mallonland Pty Ltd v
Advanta Seeds Pty Ltd
[2024] HCA 25 ; (2024) 98 ALJR 956 at 980-982
[96] - [103] ; [2024] HCA 25 ; 418 ALR 639
at 666-669.
[415]
Hahn v Conley
[1971] HCA 56 ; (1971)
126 CLR 276 at 288, 294.
[416]
Jones v Bartlett
(2000) 205 CLR 166 at 214 [170].
[417]
[2022] HCA 37 ; (2022) 276 CLR 271 at 283
[24] .
[418]
Electricity Networks
Corporation v Herridge Parties
[2022] HCA 37 ; (2022) 276 CLR 271 at 283
[24] , citing
Brodie v Singleton Shire Council
[2001] HCA 29 ; (2001) 206 CLR 512.
[419]
Brodie v Singleton Shire
Council
[2001] HCA 29 ; (2001) 206 CLR 512 at 584
[177] . See also at 605 [243].
[420]
Brodie v Singleton Shire
Council
[2001] HCA 29 ; (2001) 206 CLR 512 at 648
[380] .
[421]
[1964] HCA 40 ; (1964) 111 CLR 16 at 28. See
also The
Commonwealth v Introvigne (1982) 150 CLR 258 at 271.
[422]
The
Commonwealth v
Introvigne (1982) 150 CLR 258 at 272.
[423]
See CCIG Investments Pty
Ltd v Schokman
[2023] HCA 21 ; (2023) 278 CLR 165 at 197
[74] ; Bird v DP (a pseudonym)
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1364
[52] ; [2024] HCA 41 ; 419 ALR 552 at 567.
[424]
Lister v Hesley Hall Ltd
[2002] 1 AC 215.
[425]
Maga v Archbishop of
Birmingham
[2010] EWCA Civ 256 ; [2010] 1 WLR 1441 at 1461
[74] ; E v English Province of Our
Lady of Charity
[2012] EWCA Civ 938 ; [2013] QB 722 at 728
[13] .
[426]
Donoghue v Stevenson
[1932] UKHL 100 ; [1932] AC 562.
[427]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 107
[239].
[428]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 303 [216].
[429]
Civil Liability Act 2002
(NSW), s 6K(1).
[430]
Hamilton v Whitehead
[1988] HCA 65 ; (1988) 166 CLR 121 at 127, quoting Tesco Supermarkets Ltd v Nattrass
[1971] UKHL 1 ; [1972] AC 153 at 170.
[431]
Krakowski v Eurolynx
Properties Ltd (1995) 183 CLR 563 at 582-583, quoting Brambles Holdings
Ltd v Carey (1976) 15 SASR 270 at 279.
[432]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 306 [232].
[433]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 102
[204].
[434]
See Mount Isa Mines Ltd v
Pusey
[1970] HCA 60 ; (1970) 125 CLR 383 at 402, 413-414; Elisha v Vision Australia Ltd
[2024] HCA 50 ; (2024) 99 ALJR 171 at 188
[66] ; [2024] HCA 50 ; 421 ALR 184 at 204.
[435]
See above at [343].
[436]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 286 [137].
[437]
Fox v Percy
[2003] HCA 22 ; (2003)
214 CLR 118 at 125-126
[23] .
[438]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 284 [130].
[439]
McPhillamy v The
Queen
[2018] HCA 52 ; (2018) 92 ALJR 1045 at 1052
[36] - [38] ; [2018] HCA 52 ; 361 ALR 13 at 21; TL v The
King
[2022] HCA 35 ; (2022) 275 CLR 83 at 96-97
[31] - [32] .
[440]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 311 [255]-[256].
[441]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 284-286 [133]-[135]. See also Fennell v The Queen
[2019] HCA 37 ; (2019) 93 ALJR
1219 at 1233
[81] ; [2019] HCA 37 ; 373 ALR 433 at 452.
[442]
[2024] HCA 41 ; (2024) 98 ALJR 1349; 419 ALR
552.
[443]
(2007) 71 NSWLR 354 at
358-359 [13]-[14].
[444]
Compare CCIG Investments
Pty Ltd v Schokman
[2023] HCA 21 ; (2023) 278 CLR 165 at 187-189
[55] - [58] ; Bird v DP (a
pseudonym)
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1358
[31] , 1365 [56]; [2024] HCA 41 ; 419 ALR 552 at 560,
568.
[445]
Civil Liability Act 2002
(NSW), s 11A(1).
[446]
Civil Liability Act 2002
(NSW), s 11A(2).
[447]
Commonwealth of Australia,
Review of the Law of Negligence: Final Report (2002) at 169 [11.18].
[448]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70.
[449]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253.
[450]
[2024] HCA 41 ; (2024) 98 ALJR 1349; 419 ALR
552.
[451]
(2003) 212 CLR 511.
[452]
(2025) 117 NSWLR 253 at 290
[152].
[453]
(2025) 117 NSWLR 253 at 286
[137].
[454]
(2025) 117 NSWLR 253 at 286
[137].
[455]
(2025) 117 NSWLR 253 at 286
[137] (emphasis added).
[456]
(1893) 6 R 67 at 70-71.
[457]
(2024) 334 IR 70 at 89
[92].
[458]
[1938] HCA 34 ; (1938) 60 CLR 336.
[459]
(2025) 117 NSWLR 253 at
286-287 [138].
[460]
Fox v Percy
[2003] HCA 22 ; (2003)
214 CLR 118 at 128
[28] - [29] ; Robinson Helicopter Co Inc v McDermott
[2016] HCA 22 ; (2016) 90 ALJR 679 at 686-687
[43] ; [2016] HCA 22 ; 331 ALR 550 at 558-559; Aldi Foods Pty
Ltd v Moroccanoil Israel Ltd
[2018] FCAFC 93 ; (2018) 261 FCR 301 at 306-307
[3] .
[461]
(2025) 117 NSWLR 253 at 311
[255].
[462]
(2025) 117 NSWLR 253 at 313
[267].
[463]
(2025) 117 NSWLR 253 at 257
[3]-[5].
[464]
[2010] FCA 58 ; (2010) 183 FCR 10.
[465]
[2010] FCA 58 ; (2010) 183 FCR 10 at 20
[35] .
[466]
Australian Securities and
Investments Commission v BHF Solutions Pty Ltd
[2022] FCAFC 108 ; (2022) 293 FCR 330 at 336
[24] .
[467]
Evidence Act 1995
(Cth), s 191.
[468]
[1995] 2 AC 500 at 506.
[469]
See, eg, South Sydney
Junior Rugby League Club Ltd v Gazis
[2016] NSWCA 8 at
[112] .
[470]
Nationwide News Pty Ltd v
Naidu
[2007] NSWCA 377 ; (2007) 71 NSWLR 471 at 480-481
[40] - [41] .
[471]
[1998] 3 VR 352 at 355.
[472]
Civil Liability Act
2002
(NSW), Sch 1, cl 45.
[473]
[2022] VSC 313.
[474]
[2022] VSC 313 at
[235] .
[475]
[2022] VSC 313 at
[289] .
[476]
As Leeming JA observed,
the entity changed its name in 1995:
(2025) 117 NSWLR 253 at 261
[22].
[477]
In re Judiciary and
Navigation Acts
[1921] HCA 20 ; (1921) 29 CLR 257.
[478]
(2025) 117 NSWLR 253 at
302-303 [210].
[479]
(2025) 117 NSWLR 253 at
302-303 [210].
[480]
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1360
[37] ; [2024] HCA 41 ; 419 ALR 552 at 562, quoting Kondis v State Transport Authority
[1984] HCA 61 ; (1984) 154 CLR 672 at 687.
[481]
The Commonwealth v
Introvigne (1982) 150 CLR 258; Kondis v State Transport Authority
[1984] HCA 61 ; (1984) 154 CLR 672; Albrighton v Royal Prince Alfred Hospital [1980] 2
NSWLR 542.
[482]
Burnie Port Authority v
General Jones Pty Ltd
[1994] HCA 13 ; (1994) 179 CLR 520 at 551.
[483]
Kondis v State Transport
Authority
[1984] HCA 61 ; (1984) 154 CLR 672 at 687.
[484]
Woodland v Swimming
Teachers Association
[2013] UKSC 66 ; [2014] AC 537 at 582-583
[22] .
[485]
The
Commonwealth v
Introvigne (1982) 150 CLR 258 at 269.
[486]
See, eg, Harris v
Trustees of the Roman Catholic Church for the Archdiocese of Sydney
[2011]
NSWDC 172.
[487]
[1977] HCA 64 ; (1977) 138 CLR 91 at 94. See
also The
Commonwealth v Introvigne (1982) 150 CLR 258.
[488]
(2001) 207 CLR 391 at 473
[249] (footnote omitted).
[489]
Wurridjal v The
Commonwealth
[2009] HCA 2 ; (2009) 237 CLR 309 at 352
[70] .
[490]
(2025) 117 NSWLR 253 at
292-293 [164]-[167].
[491]
(1989) 166 CLR 417 at
438-439, citing The Commonwealth v Hospital Contribution Fund (1982) 150
CLR 49 at 57-58.
[492]
(2025) 117 NSWLR 253 at
293-294 [168].
[493]
New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 26 September 2018 at 22.
The second reading speech reported that Pt 1B (inserted by the
Civil
Liability Amendment (Organisational Child Abuse Liability) Act 2018
(NSW))
completed New South Wales's response to the Royal Commission into Institutional
Responses to Child Sexual Abuse, which in
turn referred to Lepore on a
number of occasions: see, eg, Royal Commission into Institutional Responses to
Child Sexual Abuse, Final Report: Volume 17, Beyond the Royal Commission
(2017) at 25.
[494]
Civil Liability Act
2002
(NSW), Sch 1, cll 43 and 44.
[495]
(2003) 212 CLR 511 at
531-532 [31] (footnote omitted).
[496]
The Diocese appointed the
respondent as its proper defendant for the purposes of Pt 1B of the
Civil Liability Act 2002
(NSW).
[497]
Within the meaning of Pt 1B
of the
Civil Liability Act 2002
(NSW).
[498]
Trustees of the Roman
Catholic Church for the Diocese of Maitland-Newcastle v AA (2025) 117 NSWLR
253 at 263 [34], 297 [187], 298 [193].
[499]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 77
[10].
[500]
[2016] HCA 37 ; (2016) 258 CLR 134 at
159-160
[81] .
[501]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 104
[210]-[211], 105 [218].
[502]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 104-105
[216]-[217].
[503]
Prince Alfred College
[2016] HCA 37 ; (2016) 258 CLR 134 at 148
[39] , 159-160 [80]-[81].
[504]
Prince Alfred College
[2016] HCA 37 ; (2016) 258 CLR 134 at 159-161
[80] - [85] .
[505]
Bird v DP (a
pseudonym)
[2024] HCA 41 ; (2024) 98 ALJR 1349; 419 ALR 552.
[506]
cf New South Wales v
Lepore (2003) 212 CLR 511 at 535-536 [41], 583 [204], 622 [330], 626
[345].
[507]
Sappideen et al,
Fleming's The Law of Torts , 11th ed (2024) at 447-451 [14.10]-[14.20];
Northern Territory v Mengel (1995) 185 CLR 307 at 341-342 .
[508]
Smith v Leurs
[1945] HCA 27 ; (1945)
70 CLR 256 at 261-262; Modbury Triangle Shopping Centre Pty Ltd v Anzil
[2000] HCA 61 ; (2000) 205 CLR 254 at 265-266
[26] .
[509]
Reasons of Gageler CJ, Jagot
and Beech-Jones JJ at [2]; reasons of Gordon J at [162]; reasons of Edelman J at
[334].
[510]
Modbury Triangle
[2000] HCA 61 ; (2000) 205 CLR 254 at 266-267
[29] ; Sullivan v Moody (2001) 207 CLR 562
at 576 [42]; Adeels Palace
Pty Ltd v Moubarak
[2009] HCA 48 ; (2009) 239 CLR 420
at 436
[24] .
[511]
cf Lepore (2003) 212
CLR 511 at 531-532 [31].
[512]
Metropolitan Gas Co v
Melbourne Corporation (1924) 35 CLR 186 at 194; Wyong Shire Council v
Shirt
[1980] HCA 12 ; (1980) 146 CLR 40 at 48; Romeo v Conservation Commission (NT)
[1998] HCA 5 ; (1998) 192 CLR 431 at 490-491
[163] - [164] ; Vairy v Wyong Shire Council
[2005] HCA 62 ; (2005) 223 CLR 422 at 433-434
[29] ; Mulligan v Coffs Harbour City Council
(2005) 223 CLR 486 at 501-502 [50]; Roads and Traffic Authority (NSW) v
Dederer
[2007] HCA 42 ; (2007) 234 CLR 330 at 353
[65] .
[513]
Kondis v State Transport
Authority
[1984] HCA 61 ; (1984) 154 CLR 672 at 687; Tame v New South Wales
[2002] HCA 35 ; (2002)
211 CLR 317 at 349
[89] ; Lepore (2003) 212 CLR 511 at 564 [141].
[514]
Mallonland Pty Ltd v
Advanta Seeds Pty Ltd
[2024] HCA 25 ; (2024) 98 ALJR 956 at 967
[37] ; [2024] HCA 25 ; 418 ALR 639 at 649,
citing Brookfield Multiplex Ltd v Owners Corporation Strata Plan 61288
[2014] HCA 36 ; (2014) 254 CLR 185 at 201-202
[25] , 214 [69], 230 [134]. See also Northern
Sandblasting Pty Ltd v Harris
[1997] HCA 39 ; (1997) 188 CLR 313 at 400; Jones v
Bartlett (2000) 205 CLR 166 at 239 [249].
[515]
Burnie Port Authority v
General Jones Pty Ltd
[1994] HCA 13 ; (1994) 179 CLR 520 at 551, 555; Northern
Sandblasting
[1997] HCA 39 ; (1997) 188 CLR 313 at 333, 345, 362.
[516]
Brookfield Multiplex
[2014] HCA 36 ; (2014) 254 CLR 185 at 199
[20] , quoting Wyong Shire Council
[1980] HCA 12 ; (1980) 146
CLR 40 at 44.
[517]
Howard v Jarvis
[1958] HCA 19 ; (1958) 98 CLR 177 at 183; Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at
550-552, 556-557; Hill v Van Erp (1997) 188 CLR 159 at 198-199, 234;
Graham Barclay Oysters Pty Ltd v Ryan (2002) 211 CLR 540 at 558-559 [20],
577 [83]-[84], 597 [149], 664 [321].
[518]
Bryan v Maloney
(1995) 182 CLR 609 at 627; Esanda Finance Corporation Ltd v Peat Marwick
Hungerfords (1997) 188 CLR 241 at 263; Perre v Apand Pty Ltd
[1999] HCA 36 ; (1999)
198 CLR 180 at 228
[124] .
[519]
Brodie v Singleton Shire
Council
[2001] HCA 29 ; (2001) 206 CLR 512 at 559
[102] ; Caltex Refineries (Qld) Pty Ltd
v Stavar
[2009] NSWCA 258 ; (2009) 75 NSWLR 649 at 676
[103] .
[520]
See, eg, Burnie
Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 551; Northern Sandblasting
[1997] HCA 39 ; (1997) 188 CLR 313 at 346, 353, 363; Perre
[1999] HCA 36 ; (1999) 198 CLR 180 at 220
[104] - [105] , 225 [118], 228-230 [125]-[129]; Crimmins v Stevedoring Industry
Finance Committee
[1999] HCA 59 ; (1999) 200 CLR 1 at 40-41
[100] ; Lepore (2003) 212
CLR 511 at 551 [100].
[521]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 687.
[522]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 550. See also Kondis
[1984] HCA 61 ; (1984) 154 CLR 672 at 686;
Lepore (2003) 212 CLR 511 at 598 [254]; CCIG Investments Pty Ltd v
Schokman
[2023] HCA 21 ; (2023) 278 CLR 165 at 195
[70] .
[523]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 541-544.
[524]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 552.
[525]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 551.
[526]
Smith
[1945] HCA 27 ; (1945) 70 CLR
256 at 262.
[527]
Sutherland Shire Council
v Heyman
[1985] HCA 41 ; (1985) 157 CLR 424 at 478.
[528]
Voli v Inglewood Shire
Council
[1963] HCA 15 ; (1963) 110 CLR 74 at 94-95; Kondis
[1984] HCA 61 ; (1984) 154 CLR 672 at 694;
Scott v Davis (2000) 204 CLR 333 at 416 [247]; Hollis v Vabu Pty
Ltd
[2001] HCA 44 ; (2001) 207 CLR 21 at 34
[27] .
[529]
See, eg, Williams,
"Liability for Independent Contractors" [1956] Cambridge Law Journal 180
at 186; Keeton et al, Prosser and Keeton on the Law of Torts , 5th ed
(1984) at 512; Deakin, Johnston and Markesinis, Markesinis and Deakin's Tort
Law , 5th ed (2003) at 597 fn 372; McIvor, "The Use and Abuse of the Doctrine
of Vicarious Liability" (2006) 35 Common Law World Review 268 at 290-296;
Stevens, "Non-Delegable Duties and Vicarious Liability", in Neyers, Chamberlain
and Pitel (eds), Emerging Issues in Tort Law (2007) 331 at 364; Murphy,
"The Liability Bases of Common Law Non-Delegable Duties – A Reply to
Christian Witting" [2007] UNSWLawJl 4 ; (2007) 30 University of New South Wales Law Journal
86.
[530]
Leichhardt Municipal
Council v Montgomery (2007) 230 CLR 22 at 62 [111].
[531]
Deakin, Johnston and
Markesinis, Markesinis and Deakin's Tort Law , 5th ed (2003) at 597 fn
372.
[532]
Murphy, "The Liability Bases
of Common Law Non-Delegable Duties – A Reply to Christian Witting" [2007] UNSWLawJl 4 ; (2007)
30 University of New South Wales Law Journal 86 at 101.
[533]
Voli
[1963] HCA 15 ; (1963) 110 CLR
74 at 95.
[534]
Introvigne (1982) 150
CLR 258 at 270, citing Williams, "Liability for Independent Contractors" [1956]
Cambridge Law Journal 180, see especially at 184.
[535]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 684.
[536]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 686.
[537]
Scott (2000) 204 CLR
333 at 416-417 [248].
[538]
Montgomery (2007) 230
CLR 22 at 76 [155].
[539]
Montgomery (2007) 230
CLR 22 at 76
[156].
[540]
Lepore (2003) 212 CLR
511 at 595-596 [246].
[541]
Lepore (2003) 212 CLR
511 at 600-601 [260]-[261]. See also Giliker, Vicarious Liability in Tort: A
Comparative Perspective (2010) at 117.
[542]
Lepore (2003) 212 CLR
511 at 602 [269].
[543]
Lepore (2003) 212 CLR
511 at 599 [256].
[544]
Lepore (2003) 212 CLR
511 at 601-602 [265]-[269].
[545]
Civil Liability Act ,
long title.
[546]
Australia, Royal Commission
into Institutional Responses to Child Sexual Abuse, Final Report:
Recommendations (2017) at 89 [89].
[547]
Civil Liability Act ,
s 6F(2).
[548]
New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 26 September 2018 at
22.
[549]
cf Sullivan (2001)
207 CLR 562 at 579-580 [50]. See also Hill (1997) 188 CLR 159 at 231.
[550]
See, eg, Hughes v
Percival (1883) 8 App Cas 443 at 447; Stoneman v Lyons
[1975] HCA 59 ; (1975) 133 CLR
550 at 574-576; Scott (2000) 204 CLR 333 at 417 [248]; Lepore
(2003) 212 CLR 511 at 569 [153], 596 [247], 601-602 [266], 608 [289];
Montgomery (2007) 230 CLR 22 at 88 [190]; Michael v Chief Constable of
South Wales Police
[2015] UKSC 2 ; [2015] AC 1732 at 1761
[100] ; Swanton, "Non-Delegable
Duties: Liability for the Negligence of Independent Contractors – Part I"
(1991) 4
Journal of Contract Law 183 at 183.
[551]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 681-682, 685; Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 550.
[552]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 687-688; Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 550.
[553]
Ramsay v Larsen
[1964] HCA 40 ; (1964) 111 CLR 16 at 27-28; Introvigne (1982) 150 CLR 258 at 271,
274-275, 279; Kondis
[1984] HCA 61 ; (1984) 154 CLR 672 at 685-686; Burnie Port
Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 550.
[554]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 685, citing Gold v Essex County Council [1942] 2 KB 293 at 304.
See also Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 550.
[555]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520.
[556]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 685.
[557]
Hazelwood v Webber
[1934] HCA 62 ; (1934) 52 CLR 268 at 278.
[558]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 688.
[559]
In New South Wales, see
Workers' Compensation Act 1926
(NSW), s 65. See now
Workers
Compensation Act 1987
(NSW), s 151AA.
[560]
Introvigne (1982) 150
CLR 258 at 270.
[561]
Gold [1942] 2 KB 293;
Cassidy v Ministry of Health [1951] 2 KB 343. cf Montgomery (2007)
230 CLR 22 at 74-75 [152]; Woodland
v Swimming Teachers
Association
[2013] UKSC 66 ; [2014] AC 537 at 583
[23] .
[562]
Lepore (2003) 212 CLR
511 at 598 [253].
[563]
X (Minors) v Bedfordshire
County Council
[1995] UKHL 9 ; [1995] 2 AC 633 at 740.
[564]
Introvigne (1982) 150
CLR 258 at 279; Lepore (2003) 212 CLR 511 at 564 [142].
[565]
Ramsay
[1964] HCA 40 ; (1964) 111 CLR
16 at 28.
[566]
Introvigne (1982) 150
CLR 258 at 269.
[567]
Ramsay
[1964] HCA 40 ; (1964) 111 CLR
16 at 37-38.
[568]
Ramsay
[1964] HCA 40 ; (1964) 111 CLR
16 at 37-38.
[569]
[1977] HCA 64 ; (1977) 138 CLR 91.
[570]
Geyer
[1977] HCA 64 ; (1977) 138 CLR
91 at 93.
[571]
Geyer
[1977] HCA 64 ; (1977) 138 CLR
91 at 93, quoting Richards v Victoria [1969] VR 136 at 138-139.
[572]
Geyer
[1977] HCA 64 ; (1977) 138 CLR
91 at 101.
[573]
Geyer
[1977] HCA 64 ; (1977) 138 CLR
91 at 101-102, quoting Ramsay
[1964] HCA 40 ; (1964) 111 CLR 16 at 27.
[574]
Lepore (2003) 212 CLR
511 at 571 [159].
[575]
Lepore (2003) 212 CLR
511 at 563 [139], 571-572 [161].
[576]
Lepore (2003) 212 CLR
511 at 563 [139].
[577]
Lepore (2003) 212 CLR
511 at 563 [139].
[578]
Lepore (2003) 212 CLR
511 at 566 [146].
[579]
Lepore (2003) 212 CLR
511 at 570 [158].
[580]
Lepore (2003) 212 CLR
511 at 571-572 [159]-[161].
[581]
Lepore (2003) 212 CLR
511 at 571 [161].
[582]
[2013] UKSC 66 ; [2014] AC 537.
[583]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 573
[7] .
[584]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 586
[26] .
[585]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 576
[12] . See also 583 [23].
[586]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 583
[23] .
[587]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 583
[23] .
[588]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 584
[25(1)] .
[589]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 584-586
[25] - [26] .
[590]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 585
[25(6)] .
[591]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 687 (emphasis added). See also Bird
[2024] HCA 41 ; (2024) 98 ALJR 1349 at 1360
[37] ; [2024] HCA 41 ; 419 ALR 552 at 562.
[592]
Barker, "Unreliable
Assumptions in the Modern Law of Negligence" (1993) 109 Law Quarterly
Review 461. See also HXA v Surrey County Council
[2023] UKSC 52 ; [2024] 1 WLR 335 at
359
[90] ; [2024] 3 All ER 341 at 363-364.
[593]
Murphy, "Juridical
Foundations of Common Law Non-Delegable Duties", in Neyers, Chamberlain and
Pitel (eds), Emerging Issues in Tort Law (2007) 369 at 383-387.
[594]
(1878) 4 VLR (L) 283.
[595]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 685, citing Meyers v Easton (1878) 4 VLR (L) 283 at 283.
[596]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 686.
[597]
[1994] HCA 13 ; (1994) 179 CLR 520 at
550-551.
[598]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 550-551, citing and quoting Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 687.
[599]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 551.
[600]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 551-552.
[601]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 556-557.
[602]
Mallonland
[2024] HCA 25 ; (2024) 98
ALJR 956 at 966
[33] ; [2024] HCA 25 ; 418 ALR 639 at 648. See also Bryan (1995) 182 CLR
609 at 624.
[603]
Nolan, "Assumption of
Responsibility: Four Questions" (2019) 72 Current Legal Problems 123 at
128.
[604]
Mallonland
[2024] HCA 25 ; (2024) 98
ALJR 956 at 964
[27] ; [2024] HCA 25 ; 418 ALR 639 at 646, citing Mallonland Pty Ltd v Advanta
Seeds Pty Ltd
[2023] QCA 24 ; (2023) 13 QR 492 at 527
[118] .
[605]
See, eg, Lloyd v Grace,
Smith & Co
[1912] UKHL 1 ; [1912] AC 716; Colonial Mutual Life Assurance Society Ltd
v Producers and Citizens Co-operative Assurance Co of Australia Ltd
[1931] HCA 53 ; (1931)
46 CLR 41; Morris v C W Martin & Sons Ltd [1966] 1 QB 716.
[606]
Cassidy [1951] 2 KB
343 at 360. See also Albrighton v Royal Prince Alfred Hospital [1980] 2
NSWLR 542 at 561 [55]-[56]; Elliott v Bickerstaff
[1999] NSWCA 453 ; (1999) 48 NSWLR 214 at
243
[89] .
[607]
Nolan, "Assumption of
Responsibility: Four Questions" (2019) 72 Current Legal Problems 123 at
128 (emphasis in original).
[608]
[1861] EngR 71 ; (1861) 10 CB (NS) 470 [142
ER 535].
[609]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 684.
[610]
Kondis
[1984] HCA 61 ; (1984) 154 CLR
672 at 684, quoting Pickard v Smith
[1861] EngR 71 ; (1861) 10 CB (NS) 470 at 480
[142 ER
535 at 539].
[611]
Hughes (1883) 8 App
Cas 443 at 447.
[612]
Hughes (1883) 8 App
Cas 443 at 451.
[613]
Hughes (1883) 8 App
Cas 443 at 455.
[614]
Bryan (1995) 182 CLR
609 at 627.
[615]
Pyrenees Shire Council v
Day
[1998] HCA 3 ; (1998) 192 CLR 330 at 391-392
[177] , citing Sutherland Shire
Council
[1985] HCA 41 ; (1985) 157 CLR 424 at 459-460.
[616]
Hill (1997) 188 CLR
159 at 231.
[617]
(2007) 230 CLR 22 at 64
[117].
[618]
Murphy, "Juridical
Foundations of Common Law Non-Delegable Duties", in Neyers, Chamberlain and
Pitel (eds), Emerging Issues in Tort Law (2007) 369 at 380.
[619]
Murphy, "Juridical
Foundations of Common Law Non-Delegable Duties", in Neyers, Chamberlain and
Pitel (eds), Emerging Issues in Tort Law (2007) 369 at 391.
[620]
Montgomery (2007) 230
CLR 22 at 65 [120].
[621]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 551.
[622]
Introvigne (1982) 150
CLR 258 at 271.
[623]
Burnie Port Authority
[1994] HCA 13 ; (1994) 179 CLR 520 at 552.
[624]
[1931] HCA 40 ; (1931) 45 CLR 548.
[625]
McInnes
[1931] HCA 40 ; (1931) 45 CLR
548 at 550.
[626]
McInnes
[1931] HCA 40 ; (1931) 45 CLR
548 at 551.
[627]
McInnes
[1931] HCA 40 ; (1931) 45 CLR
548 at 552.
[628]
McInnes
[1931] HCA 40 ; (1931) 45 CLR
548 at 553.
[629]
[1894] AC 48.
[630]
McInnes
[1931] HCA 40 ; (1931) 45 CLR
548 at 553, quoting Black [1894] AC 48 at 51.
[631]
Black [1894] AC 48 at
55-56.
[632]
See, eg, Beuermann,
Reconceptualising Strict Liability for the Tort of Another (2019), ch
5.
[633]
Lepore (2003) 212 CLR
511 at 587 [216].
[634]
Bazley v Curry
1999 CanLII 692 (SCC) ; [1999]
2 SCR 534; Lister v Hesley Hall Ltd [2002] 1 AC 215.
[635]
Jacobi v Griffiths
[1999] 2 SCR 570.
[636]
Jacobi
[1999] 2 SCR
570 at 595 [41], 597 [43].
[637]
Jacobi
[1999] 2 SCR
570 at 621 [83].
[638]
Lepore (2003) 212 CLR
511 at 600 [261] (emphasis in original).
[639]
Ellis v Wallsend District
Hospital (1989) 17 NSWLR 553 at 604; A (A Child) v Ministry of
Defence
[2004] EWCA Civ 641 ; [2005] QB 183.
[640]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 583
[23] .
[641]
Transfield Services
(Australia) Pty Ltd v Hall
[2008] NSWCA 294 ; (2008) 75 NSWLR 12 at 29-30
[88] - [89] . cf
McDermid v Nash Dredging & Reclamation Co Ltd
[1986] UKHL 5 ; [1987] AC 906 at
911-912, 919-920.
[642]
Swanton, "Non-Delegable
Duties: Liability for the Negligence of Independent Contractors – Part II"
(1992) 5
Journal of Contract Law 26 at 41-42.
[643]
Northern Sandblasting
[1997] HCA 39 ; (1997) 188 CLR 313 at 332-333; Sappideen et al, Fleming's The Law of
Torts , 11th ed (2024) at 533 [17.270].
[644]
Geyer
[1977] HCA 64 ; (1977) 138 CLR
91 at 93.
[645]
McInnes
[1931] HCA 40 ; (1931) 45 CLR
548 at 553.
[646]
Hughes (1883) 8 App
Cas 443 at 451.
[647]
AA v Trustees, Roman
Catholic Church, Diocese of Maitland-Newcastle (2024) 334 IR 70 at 104
[216].
[648]
Prince Alfred College
[2016] HCA 37 ; (2016) 258 CLR 134 at 160
[81] .
[649]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 576
[12] .
[650]
Ashrafi Persian Trading
Co Pty Ltd t/as Roslyn Gardens Motor Inn v Ashrafinia
[2001] NSWCA 243 ; (2002) Aust Torts
Reports 81-636 at 68,335-68,336
[65] .
[651]
Lepore (2003) 212 CLR
511 at 571 [159].
[652]
Woodland
[2013] UKSC 66 ; [2014] AC
537 at 585
[25(3)] .
[653]
Smith v Littlewoods
Organisation Ltd
[1987] UKHL 3 ; [1987] AC 241 at 270, quoted in Modbury Triangle
[2000] HCA 61 ; (2000) 205 CLR 254 at 266
[26] .
[654]
Modbury Triangle
[2000] HCA 61 ; (2000) 205 CLR 254 at 266-267
[29] ; HXA
[2023] UKSC 52 ; [2024] 1 WLR 335 at 359
[88] ;
[2024] 3 All ER 341 at 363.
[655]
Smith
[1945] HCA 27 ; (1945) 70 CLR
256 at 262.
[656]
Smith
[1945] HCA 27 ; (1945) 70 CLR
256 at 262.
[657]
Smith
[1945] HCA 27 ; (1945) 70 CLR
256 at 262.
[658]
Stallybrass, Salmond's
Law of Torts: A Treatise on the English Law of Liability for Civil Injuries ,
9th ed
(1936) at 69, cited in Smith
[1945] HCA 27 ; (1945) 70 CLR 256 at 262.
[659]
Pitt Son (1984) 153
CLR 644 at 647.
[660]
Pitt Son (1984) 153
CLR 644 at 647.
[661]
Pitt Son (1984) 153
CLR 644 at 648. See also Santayana, "Vicarious Liability, Non-Delegable Duties
and the 'Intentional Wrongdoing Problem'"
(2019) 25 Torts Law Journal 152
at 178.
[662]
March
[1991] HCA 12 ; (1991) 171 CLR
506 at 518.
[663]
March
[1991] HCA 12 ; (1991) 171 CLR
506 at 518, quoting Home Office v Dorset Yacht Co Ltd
[1970] UKHL 2 ; [1970] AC 1004 at
1030.
[664]
(1970) 92 WN (NSW) 1070.
[665]
Chomentowski (1970)
92 WN (NSW) 1070 at 1074.
[666]
Chomentowski (1970)
92 WN (NSW) 1070 at 1074-1075.
[667]
Chomentowski (1970)
92 WN (NSW) 1070 at 1084.
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