MORTON (A PSEUDONYM) v THE KING [2025] SASCA 29
On Appeal from DISTRICT COURT OF SOUTH AUSTRALIA (HIS HONOUR JUDGE DURRANT)
DCCRM-21-257
Appellant: MORTON (A PSEUDONYM) Counsel: MR D O’LEARY SC WITH MR B LODGE AND
MR J HENDERSON - Solicitor: SHAW LEGAL & ADVISORY
Respondent: THE KING Counsel: MR K LESSES WITH MS L KELLY - Solicitor: DIRECTOR OF
PUBLIC PROSECUTIONS (SA)
Interested Party: ATTORNEY-GENERAL OF SOUTH AUSTRALIA Counsel: MR M WAIT SC WITH
MR M LINDNER - Solicitor: CROWN SOLICITOR (SA)
Hearing Date/s: 24/10/2024
File No/s: SCCRM-24-006580; SCCRM-24-006582
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
any such order or provision. Further enquiries may be directed to the Registry of the Court in which it was generated.
MORTON (A PSEUDONYM) v THE KING
[2025] SASCA 29
Judgment of the Court of Appeal
(The Honourable Chief Justice Kourakis, the Honourable Justice S Doyle and the Honourable Justice
David)
20 March 2025
CRIMINAL LAW - APPEAL AND NEW TRIAL - APPEAL AGAINST
SENTENCE
CRIMINAL LAW - PARTICULAR OFFENCES - OFFENCES AGAINST THE
PERSON - SEXUAL OFFENCES - MAINTAINING SEXUAL RELATIONSHIP
WITH CHILD AND PERSISTENT SEXUAL ABUSE OF CHILD
CRIMINAL LAW - APPEAL AND NEW TRIAL - VERDICT UNREASONABLE
OR INSUPPORTABLE HAVING REGARD TO EVIDENCE - APPEAL
DISMISSED
STATUTES - ACTS OF PARLIAMENT - VALIDITY OF LEGISLATION
GENERALLY
CRIMINAL LAW - GENERAL MATTERS - OTHER GENERAL MATTERS -
CONSTRUCTION OF CRIMINAL CODES
CRIMINAL LAW - PARTICULAR OFFENCES - OFFENCES AGAINST THE
PERSON - SEXUAL OFFENCES - SENTENCE - PARTICULAR CASES -
MAINTAINING SEXUAL RELATIONSHIP WITH CHILD AND PERSISTENT
SEXUAL ABUSE OF CHILD
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APPEAL AND NEW TRIAL - NEW TRIAL - IN GENERAL AND PARTICULAR
GROUNDS - IN GENERAL - MISCARRIAGE OF JUSTICE - CIRCUMSTANCES
NOT INVOLVING MISCARRIAGE
CRIMINAL LAW - EVIDENCE - CHARACTER AND PRIOR CONVICTIONS -
EVIDENCE OF GOOD CHARACTER
This is an appeal against conviction and sentence.
The appellant was convicted of one count of sexual abuse of a child, C, by a trial by jury on 3
February 2022. The presiding Judge sentenced the applicant to 10 years imprisonment with a non-
parole period of five years. This conviction was set aside on appeal and a new trial ordered. The
applicant was again convicted in the second trial. The Judge presiding over the second trial sentenced
the applicant to 12 years imprisonment with a non-parole period of six years, eight months, and one
day.
The appellant was the stepfather of C. C was seven years and four months at the commencement of
the period of the alleged sexual abuse, and nine years and two months when that period came to an
end.
The particulars of the charge alleged that the appellant incited C to touch his penis on more than one
occasion, engaged in unlawful sexual acts in the nature of penetration on more than one occasion;
touched C’s genitalia on more than one occasion; caused C to perform an act of fellatio on more than
one occasion; and attempted to kiss C on more than one occasion.
The appellant appeals against conviction on the appeal relied on the following grounds:
1. The Judge erred in ruling that he would give permission to the prosecution to adduce evidence of
his bad character if he were to lead evidence of his good character;
2. A miscarriage of justice arose from the prosecutor inviting the jury to speculate that the victim
had no reason to make up the allegations;
3. The verdict was unreasonable, having regard to inconsistencies in the evidence;
4. Section 50(4)(c) of the Criminal Law Consolidation Act 1935 (SA) (‘the Act’) is unconstitutional
on the ground that, by allowing for minority verdicts, it impermissibly interferes with the
institutional integrity of the higher courts of this State in the exercise of their jurisdiction to hear
and determine charges of sexual abuse of a child.
The appellant appeals against sentence on the ground that the Judge was precluded from imposing a
higher sentence than that imposed on him at the conclusion of an earlier trial, on what has been
described as the ‘ceiling principle’.
Held, by the Court, dismissing the appeal against conviction granting permission to appeal against
sentence, dismissing the appeal against sentence:
1. The trial Judge did not err in ruling that he would give permission to the prosecution to adduce
evidence of the appellants bad character if he were to lead evidence of the appellants good
character. There is no statutory provision in this State limiting character evidence adduced in
rebuttal to the same or similar traits to those in respect of which the good character evidence was
adduced. The splitting of a person’s character in that way does not accord with common human
experience. It would mislead a jury to hear evidence of good character traits but to keep them in
ignorance of the bad character traits.
2. There was no miscarriage of justice. It was open to the jury to apply their understanding of human
affairs to evidence of the victim’s young age and limited understanding of sexual matters to infer
that it was more probable that the victim was able to describe the relevant features of sexual
behaviour because the offending happened.
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3. The verdict was not unreasonable. The evidence and the victims account necessarily proved the
offence. The relationship was admitted and notwithstanding the absence of particularity as to each
occasion on which the sexual offending was said to have occurred, the nature, range, and
frequency of the sexual abuse described by C, leaves no room for doubt that at least on two of the
occasions she described, the appellant sexually abused her.
4. On a proper construction of s 50 of the Act, the commission of two or more unlawful sexual acts
evidence the relationship proscribed by s 50, being an unlawful sexual relationship. A jury need
not be agreed on the evidential foundation that proves an element of the offence. Properly
construed, s 50 requires unanimity on the maintenance of a relationship which has the attribute
prescribed by s 50(2) of the Act. However, the subsection does not mandate that the jurors find
the relationship to have that attribute on the same evidence. Indeed, it follows from an
understanding of the subsequent provisions, and s 50(4)(c) in particular, that Parliament intended
that that attribute was evidential only and not elemental.
5. A sentence imposed on an offender after a new trial is not constrained within a limit fixed by an
earlier sentence imposed for the same offending which has been set aside. The earlier sentence
is a relevant consideration, but not a ceiling.
Criminal Law Consolidation Act 1935 (SA) ss 50, 50(4)(c); Criminal Code 1989 (Qld) ss 229B,
229B(3)-(4); Crimes Act 1958 (Vic) s 569(1); Companies Act 1958 (Vic) s 43; Sentencing Act 2017
(SA) ss 3, 4, 9, 10, 11, 68, referred to.
Cranssen v The King (1936) 55 CLR 509; Elias v The Queen (2013) 248 CLR 483; M v The Queen
(1994) 181 CLR 487; McL v The Queen (2000) 203 CLR 452; Melbourne v The Queen (1999) 198
CLR 1; R v Bonython-Wright (2013) 117 SASR 410; R v CAZ [2012] 1 Qd R 440; R v D (1997) 69
SASR 413; R v Hamilton (1993) 68 A Crim R 298; R v Trimboli (1979) 21 SASR 577; Rendic v The
Queen (2021) 138 SASR 214; Xerri v The King (2024) 98 ALJR 461, applied.
Montgomery v Stewart (1967) 116 CLR 220, distinguished.
Chiro v The Queen (2017) 260 CLR 425; DWG v State of Western Australia [2023] WASCA 133;
Harland-White v The Queen [1998] TASSC 1; House v King (1936) 55 CLR 499; R v Bedford (1986)
5 NSWLR 711; R v Gilmore (1979) 1 A Crim R 416; R v Little (2015) 123 SASR 414; R v [Morton
(A Pseudonym)]; [Morton (A Pseudonym)] v The King [2022] SASCA 141; S v The Queen (1989)
168 CLR 266, discussed.
ACE Demolition & Excavation Pty Ltd v Environment Protection Authority (2024) 260 LGERA 358;
Armstrong v R [2015] NSWCCA 273; Barbaro v The Queen (2014) 253 CLR 58; Byrne v The Queen
(2021) 97 MVR 85; Collins v Djunaedi [2023] SASCA 97; Dimech v Tasmania (2016) 30 Tas R
230; Dinsdale v The Queen (2000) 202 CLR 321; DPP (Vic) v Dalgleish (a Pseudonym) (2017) 262
CLR 428; Gronow v Gronow (1979) 144 CLR 513; Hanna v Flinders University [2024] SASCA
127; Kable v Director of Public Prosecutions (NSW) (1996) 189 CLR 51; Makarian v The Queen
(2005) 228 CLR 357; MK v The King (2023) 112 NSWLR 96; Nolan v The King [2024] NSWCCA
140 ; Parente v The Queen (2017) 96 NSWLR 633; R v ABS [2005] NSWCCA 255; R v BJW (2000)
112 A Crim R 1; R v Butler (a Pseudonym) (2022) 303 A Crim R 296 ; R v Gent (2005) 162 A Crim
R 29; R v Kennedy [2000] NSWCCA 527; R v PGM (2008) 187 A Crim R 152; Turner v The Queen
[2023] NTCCA 1; Veen v The Queen (No 2) (1988) 164 CLR 465; Warner v The King (2012) 142
SASR 275; Wilczynski v District Court of South Australia [2023] SASCA 82; Wong v The Queen
(2001) 207 CLR 584, considered.
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MORTON (A PSEUDONYM) v THE KING
[2025] SASCA 29
Court of Appeal – Criminal: Kourakis CJ, Doyle and David JJA
1 THE COURT: The appellant was convicted of a single offence of sexual abuse
of a child, C, during the period between 17 August 2018 and 31 May 2020
following a trial by jury on 3 February 2022 (‘the first Trial’). The presiding Judge
(‘the first Judge’) sentenced the appellant to 10 years imprisonment with a non-
parole period of five years. The conviction was set aside on appeal and a new trial
ordered. On that trial, the appellant was again convicted. The Judge presiding
over the second trial (‘the Judge’) sentenced the appellant to 12 years
imprisonment with a non-parole period of six years, eight months, and one day.
2 C was born on 25 March 2011. The appellant was C’s stepfather and,
therefore, he was necessarily in a relationship with her. The particulars of the
charge alleged that the appellant:
• incited C to touch his penis on more than one occasion;
• engaged in unlawful sexual acts in the nature of penetration on more
than one occasion;
• touched C’s genitalia on more than one occasion;
• caused C to perform an act of fellatio on more than one occasion; and
• attempted to kiss C on more than one occasion.
3 The appellant appeals on the following grounds.
4 By ground 1, the appellant contends that the Judge was wrong to rule that he
would give permission to the prosecution to adduce evidence of his bad character
if he were to lead evidence of his good character. The good character evidence the
appellant proposed to adduce comprised the absence of any convictions, his good
work ethic, and his reputation for honesty. We leave to one side the question
whether an absence of convictions, in contrast to a defendant’s testimonial
assertion never to have committed an offence, is evidence of good character. The
good character evidence adduced by the appellant could have no bearing on the
credibility of his oath because he did not give evidence on oath. His exculpatory
denials when questioned by police were in evidence but they were bare denials and
did not proffer an alternative innocent narrative of events. The primary utility of
the proposed good character evidence was therefore to attempt to raise a doubt that
he committed the offence. The prosecution sought an indication that if the
appellant adduced that good character evidence, it would be permitted to adduce
evidence of the appellant’s drunkenness, aggression, and infidelity. On the Judge’s
indication that he would permit the prosecution to adduce that evidence, the
appellant chose not to adduce any evidence of his good character. The Judge was
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[2025] SASCA 29 The Court
2
correct to so rule. The bad character traits, the subject of the foreshadowed
prosecution evidence, placed the proposed good character evidence in a context
which significantly undermined the inference that he was not a person who would
engage in the charged conduct.
5 Ground 2 of the conviction appeal was abandoned.
6 Ground 3 complains of a miscarriage of justice occasioned by arguments put
by the prosecutor in his closing address which reversed the onus of proof.
Ground 3 mischaracterises the prosecutor’s submissions which went no further
than to argue that some details of the appellant’s conduct given in C’s account
were, on the one hand, inherently probable ways in which an adult male might
engage in the alleged offending, but, on the other hand, were unlikely to have been
known to, or within the imagination of, a child of C’s age. The submission did not
invite the jury to reason to guilt by speculating that C did not have a motive to
fabricate her account. The prosecutor’s submission called on the jury to apply its
understanding of human affairs to conclude that fabrication, or imagination, of that
detail by a child of C’s age was unlikely.
7 The fourth ground is that the verdict was unreasonable. The jury’s verdict
shows that it accepted C’s evidence as credible and reliable. Given the frequency,
and range, of sexual offending described by C, the, relatively minor,
inconsistencies on which the appellant relied were not such as to demand a doubt
on the occurrence of, at least, any two of the many incidents she described in the
course of their familial relationship.
8 By ground 5, the appellant contends that s 50(4)(c) of the Criminal Law
Consolidation Act 1935 (SA) (‘the Act’) is unconstitutional on the ground that, by
allowing for minority verdicts, it impermissibly interfered with the institutional
integrity of the higher courts of this State in the exercise of their jurisdiction to
hear and determine charges of sexual abuse of a child. We would dismiss that
ground. It is not an element of an offence against s 50 of the Act that the jury
unanimously, or by majority, find that the accused committed the same two or
more sexual offences. Section 50 of the Act enacts an offence of maintaining a
relationship characterised by unlawful sexual conduct, but that characteristic is
established by proof of the commission of any two or more of the incidents of
sexual offending given in evidence.
9 Finally, the appellant appeals against his sentence on the ground that the
Judge was precluded from imposing a higher sentence than that imposed on him
at the conclusion of the first Trial. The appellant relied on what has been described
as the ‘ceiling principle’. We would dismiss the appeal against sentence. The
sentence imposed on an offender after a new trial is not constrained within a limit
fixed by an earlier sentence imposed for the same offending which has been set
aside. The earlier sentence is a relevant consideration, but not a ceiling.
10 We explicate our reasons for so holding below.
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[2025] SASCA 29 The Court
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The evidence
11 The appellant and C’s mother, KL, met in 2014 in a South Australian regional
centre. KL testified that she saw herself, C, and the appellant as a ‘family unit’
after about six months. However, her relationship with the appellant was unstable
and eventually came to an end in November 2019.
12 C was seven years and four months at the commencement of the period of
alleged sexual abuse, and nine years and two months when that period came to an
end. She was interviewed by the police soon thereafter. Relevantly to the detail
of the account of sexual conduct given to police, KL testified that her discussions
with C about sexual matters was very limited and was largely in the context of
breeding animals.
13 During his relationship with KL, the appellant primarily worked evening
shifts in a pork processing plant.
14 Over time, the appellant gradually spent more time at KL’s home in the
regional centre, A, in which they had met. The family moved between A and
several other regional centres during the course of the relationship. The first child
of their relationship, KR, was born on 8 June 2017 in a township in the Adelaide
Hills. Their second child, TR, was born in another regional town on 10 October
2018. The appellant stopped residing with the family from late 2019.
15 On Mother’s Day weekend in 2020, the appellant took all three children to
stay with him for a short time.
16 C’s evidence was received by way of prerecorded interviews conducted by
the police on 9 June 2020 (‘two interviews’) and 15 June 2021. In the first
interview, C denied any offending by the appellant. C was asked, ‘Has anyone
ever touched you in those parts’ and she responded, ‘No’.
17 In the second interview, C told the police that she had not told the truth in the
first interview because she ‘hadn’t told [her] mum yet’. She explained that she had
come back to say that her stepdad touched her. C gave an account of touching the
appellant’s genitals and an account, in the simplistic terms one would expect from
a child of her age, of penetrative sexual activity. C spoke of the appellant’s
attempts to have her kiss him. C explained that the first occasion of any sexual
conduct was in their home when KL was not there. She gave some detail about
the way in which the appellant engaged in the sexual activity, which a child of her
age would not be expected to relate unless she had seen conduct of that kind. C
related that the offending first occurred when she resided in the township of A.
The last occasion occurred in the residence into which the appellant had moved
after the relationship with KL came to an end. C said that the offending occurred
‘almost every day last year and last time I went down’.
18 C told the police that she reported the behaviour to her mother, who had
explained to her that the appellant ‘was actually raping’ her. C informed the police
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[2025] SASCA 29 The Court
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that the appellant had urged her not to tell her mother of his conduct but that she
had also disclosed the offending to her cousin.
19 The disclosure to C’s cousin was treated as the initial complaint. Evidence
of that complaint was given by C’s cousin by way of a video-recording of her
interview by police on 25 June 2020. C’s cousin said that C had confided in her
that ‘her old stepdad apparently … once she like woke with him licking one of her
rude parts’ and ‘he touched her private thing in the private part’.
20 In the third interview, after C was shown the recording of her second
interview, she elaborated on her account.
21 C also testified on the trial and was cross-examined. She was not able to say
exactly how many times the sexual offending occurred in each of the many homes
in which she had stayed with the appellant.
22 No genital abnormality was detected when C was examined at the Flinders
Medical Centre on 19 June 2020.
23 As we observed in our introductory observations, the appellant denied sexual
offending against C when interviewed by police but did not give evidence at trial.
Grounds of appeal
Ground 1 – ruling as to putting character in question
24 Towards the end of the prosecution case, counsel for the appellant informed
the Judge that she proposed to lead evidence of the appellant’s good character. The
evidence comprised the absence of any convictions, his good work record, and his
reputation for honesty. The prosecutor responded that if that evidence was led, the
prosecution would seek to adduce evidence from KL that the appellant:
• was bad-tempered;
• had engaged in extramarital affairs;
• gambled and engaged in drunken behaviour; and
• was possessive and controlling of KL and would push her around.
25 The Judge ruled that the prosecution would be given leave to adduce evidence
of the appellant’s character.
26 If the evidence of the appellant’s reputation for honesty had been adduced, it
could not have enhanced the credibility of his oath because he did not testify. It
could only have marginally, if at all, affected the weight to be given to the
appellant’s non-testimonial exculpatory statements which took the form of bare
denials. Exculpatory statements received into evidence may engender a reasonable
doubt by providing an innocent hypothesis or simply because an accused’s first
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[2025] SASCA 29 The Court
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reaction, when confronted with an allegation, was to deny it. However, the weight
of that evidence is not much enhanced by good character evidence.
27 In R v Trimboli,1 King CJ (with whom White and Mohr JJ agreed) explained
the proper use of good character evidence in this way:2
I think that it is possible to lay down some propositions which might be of assistance to the
judge at the new trial and to other trial judges.
1. It is desirable in all cases in which there is evidence as to the accused's good character
that a direction be given as to the use to which that evidence should be put.
2. No particular form of words is necessary, but the direction should convey to the jury
that they should bear in mind the accused's previous good character when
considering whether they are prepared to draw from the evidence the conclusion of
the accused's guilt. They should bear it in mind as a factor affecting the likelihood
of the accused committing the crime charged. The judge may add, if he thinks it
appropriate in the particular case, that the jury should consider the accused's previous
good character in assessing the credibility of any explanations given by him and,
when he has given evidence, his credibility as a witness.
3. The judge is, of course, at liberty to remind the jury that people do commit crimes
for the first time and that evidence of previous good character cannot prevail against
evidence of guilt which they find to be convincing notwithstanding the accused's
previous character. This last consideration may apply with particular force to certain
types of crime and the judge is, of course, free to point that out to the jury if he sees
fit.
28 In Melbourne v The Queen,3 McHugh J held that a trial judge is not obliged
to give a good character direction in every case that such evidence is given, but
has a discretion to do so which is to be exercised:4
… after evaluating its probative significance in relation to both (a) the accused's propensity
to commit the crime charged; and (b) the accused's credibility.
The judge may conclude that the good character evidence adduced is of probative
significance in relation to (a) only, (b) only, both (a) and (b) or neither (a) nor (b), and can
direct (or not direct) the jury accordingly.
29 We would treat McHugh J’s identification of the use of good character
evidence as bearing on an ‘accused’s propensity to commit the crime charged’ as
a shorthand reference to the fuller explanation given by King CJ in Trimboli.
Evidence of a reputation for honesty and diligence is not admitted on a trial of an
offence of sexual, or other, violence because it shows an aversion to committing
acts of violence. Rather, it is admitted because it may engender a doubt about an
1 (1979) 21 SASR 577 (‘Trimboli’).
2 Ibid 578.
3 (1999) 198 CLR 1.
4 Ibid [30]-[31].
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[2025] SASCA 29 The Court
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accused’s guilt because of the improbability that a right-thinking person would
engage in any serious wrongdoing.
30 In R v Hamilton,5 Hunt CJ at CL explained the common law position on the
rebuttal of evidence of good character in this way:6
Raising character does, however, involve an enormous risk for an accused. Character is
raised in the relevant sense only where the evidence is elicited or led by the accused with
the intention of putting his or her character in issue: Redd [1923] 1 KB 104 at 106-107;
(1922) 17 Cr App R 36 at 37-39; Winfield (1939) 27 Cr App R 139 at 141; Amoe v DPP
(Nauru) (1991) 57 A Crim R 244 at 251. But, once character has been so raised by the
accused, the Crown becomes entitled to elicit or to lead evidence of bad character (or bad
disposition) to rebut the evidence upon which the accused relies: Woolcott Forbes (1944)
44 SR (NSW) 333 at 340. The evidence of bad disposition which becomes admissible for
that purpose is not necessarily limited to the particular type of disposition raised by the
accused; the whole of the character of the accused may be exposed, provided that it tends
to disprove his or her assertion of good character: Stirland v DPP [1944] AC 315 at
326-327. Nor is the evidence which becomes admissible to rebut the claim by the accused
limited to his or her previous convictions; the Crown may seek to elicit or to lead evidence
of specific events which demonstrate a bad disposition, notwithstanding that they have not
been the subject of any charge or conviction: Stalder [1981] 2 NSWLR 9 at 19-20.
31 The bad character evidence foreshadowed by the prosecution in this case
does rebut the evidence of good character which the appellant proposed to lead. It
can be accepted that the evidence of bad character does not manifest offending of
a similar kind to that with which the appellant is charged. However, the evidence
of the appellant’s drunkenness, aggression, and infidelity shows that his character
traits include a bad temper, volatility, and self-indulgence. It shows that his
judgement and behaviour are sometimes flawed. It, therefore, detracts from the
probative force of his reputation as an honest person with a good work ethic as a
foundation for the inference that his character, viewed in the round, rendered it
doubtful that he would engage in the charged offending.
32 There is no statutory provision in this State limiting character evidence
adduced in rebuttal to the same or similar traits to those in respect of which the
good character evidence was adduced. The splitting of a person’s character in that
way does not accord with common human experience. It is precisely because most
people have a number of diverse character traits that an accused may have some
good character traits which, viewed in isolation, might raise a doubt as to guilt, but
have other bad traits which would render the commission of the offence quite
unsurprising. It would mislead a jury to hear evidence of the former but to keep
them in ignorance of the latter.
33 The policy rationale for statutory provisions limiting the admissibility of bad
character evidence to those character traits on which an accused has relied is to
avoid collateral unfairness to an accused, particularly if the bad character traits do
not manifest in similar offending. In jurisdictions which do not limit the nature of
5 (1993) 68 A Crim R 298.
6 Ibid 299.
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[2025] SASCA 29 The Court
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the bad character evidence which can be adduced in rebuttal, unfairness of that
kind can be addressed by the exercise of the discretion to exclude unduly
prejudicial evidence. The discretion must be exercised having regard to the nature
and use of the good character evidence on which the accused proposes to rely and
the permissible uses and adverse prejudicial effects of the rebuttal evidence.
34 In this case, the evidence of the appellant’s infidelity directly rebuts the
evidence of his honesty. The other bad character traits throw some light on why
the appellant may have offended despite his work ethic. However, the bad
character evidence is not of a kind which would encourage prejudicial speculation
that the appellant is the kind of person who would sexually abuse a child. There
was therefore no reason to exercise the discretion to exclude the evidence.
Ground 3 – carriage by reason of prosecutor’s submissions reversing the onus
of proof
35 In the course of submissions, the prosecutor referred to some seven aspects
of C’s account which described a feature of sexual behaviour with which an adult
might be familiar, but with which C, given her age and limited understanding of
sexual matters, was unlikely to be familiar. The prosecutor then submitted in
respect of those aspects of C’s account that it was unlikely that a child in her
position would invent or imagine that detail. At the end of the prosecutor’s address,
counsel for the appellant sought an order for a mistrial on the ground that the
prosecutor had invited the jury to speculate that C had no reason to make up those
allegations. The prosecutor’s submission to the jury was:
It contains detail which simply cannot have been invented, and it unfolds in a way which
is entirely consistent with her having been sexually abused in the way she describes.
36 Counsel’s submission misconstrued the arguments made in the prosecutor’s
closing address. The prosecutor was not calling on the jury to speculate in a
manner which reversed the onus of proof. The prosecutor’s argument was that the
jury should apply their understanding of human affairs. On that understanding and
on the evidence of C’s young age and limited understanding of sexual matters, they
could infer that it was more probable that C was able to describe those features of
sexual behaviour because the offending had happened. The prosecutor argued that
it was quite improbable that C either had learnt details of that kind from another
source or that she had imagined them. Those submissions do not rely in any way
on speculation about the absence of a motive to lie.
37 So much was made clear by the way in which the Judge framed the
prosecutor’s argument in summing up to the jury. The Judge reminded the jury
that the prosecutor had given them several examples of detail which ‘he suggested
a child of [C’s] age simply could not have invented’.
Ground 4 – unreasonable verdict
38 The appellant relies primarily on inconsistencies between the evidence of C
and KL on the number of times that C visited Naracoorte after he and KL
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[2025] SASCA 29 The Court
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separated. However, we accept the Director’s submission that the evidence does
not establish a clear inconsistency. Submissions were made to the jury on that
evidence. The topic was particularly suited to a jury assessment.
39 Reviewing the evidence more generally, the verdict shows that the jury
accepted C as a credible witness. Notwithstanding the absence of particularity as
to each occasion on which the sexual offending was said to have occurred, the
nature, range, and frequency of the sexual abuse described by C, leaves no room
for doubt that at least on two of the occasions she described, the appellant sexually
abused her.
40 On our independent assessment of the evidence, on the acceptance of C’s
evidence as credible and reliable, her account necessarily proved the offence. The
relationship was admitted. The inconsistencies on which the appellant relied on
appeal do not cause us doubt as to the jury’s assessment that C was credible. They
certainly did not require the jury to have entertained a doubt about the accused’s
guilt.7
Ground 5 – The validity of s 50(4)(c)
41 Ground 5 challenges the constitutional validity of s 50(4)(c) of the Act on the
ground that it impermissibly interferes with the institutional integrity of the higher
courts of this State in the exercise of their jurisdiction to conduct a trial by jury of
a charge of maintaining an unlawful sexual relationship with a child contrary to
that section. The appellant contends that the impugned provision has that effect
because it provides that a jury need not unanimously agree (or agree by statutory
majority) that an accused engaged in the same two unlawful sexual acts which
characterise the relationship as an unlawful one. It is contended that the
consequence of the invalidity of s 50(4)(c) of the Act is that the Judge erred by
failing to direct the jury that they were required to be agreed on the same two
unlawful sexual acts.
42 Section 50 provides:
50—Sexual abuse of a child
(1) An adult who maintains an unlawful sexual relationship with a child is guilty of an
offence.
Maximum penalty: Imprisonment for life.
(2) An unlawful sexual relationship is a relationship in which an adult engages in 2 or
more unlawful sexual acts with or towards a child over any period.
(3) For an adult to be convicted of an unlawful sexual relationship offence, the trier of
fact must be satisfied beyond reasonable doubt that the evidence establishes that an
unlawful sexual relationship existed.
7 M v The Queen (1994) 181 CLR 487, 492.
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(4) However—
(a) the prosecution is not required to allege the particulars of any unlawful sexual
act that would be necessary if the act were charged as a separate offence; and
(b) the trier of fact is not required to be satisfied of the particulars of any unlawful
sexual act that it would have to be satisfied of if the act were charged as a
separate offence, but must be satisfied as to the general nature or character of
those acts; and
(c) if the trier of fact is a jury, the members of the jury are not required to agree
on which unlawful sexual acts constitute the unlawful sexual relationship.
(5) The prosecution is required to allege the particulars of the period of time over which
the unlawful sexual relationship existed.
…
(7) A person may be charged on a single indictment with, and convicted of and punished
for, both—
(a) an offence of maintaining an unlawful sexual relationship with a child; and
(b) 1 or more sexual offences committed by the person against the same child
during the alleged period of the unlawful sexual relationship.
(8) Except as provided by subsection (7)—
(a) a person who has been convicted or acquitted of an unlawful sexual
relationship offence in relation to a child cannot be convicted of a sexual
offence in relation to the same child if the occasion on which the sexual
offence is alleged to have occurred is during the period over which the person
was alleged to have committed the unlawful sexual relationship offence; and
(b) a person who has been convicted or acquitted of a sexual offence in relation
to a child cannot be convicted of an unlawful sexual relationship offence in
relation to the same child if the sexual offence of which the person has been
convicted or acquitted is one of the unlawful sexual acts that are alleged to
constitute the unlawful sexual relationship.
…
(11) A court sentencing a person for an offence against this section is to sentence the
person consistently with the verdict of the trier of fact but having regard to the
general nature or character of the unlawful sexual acts determined by the sentencing
court to have been proved beyond a reasonable doubt (and, for the avoidance of
doubt, the sentencing court need not ask any question of the trier of fact directed to
ascertaining the general nature or character of the unlawful sexual acts determined
by the trier of fact found to be proved beyond a reasonable doubt).
(12) In this section—
…
sexual offence means—
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(a) an offence against Division 11 (other than sections 59 and 61) or sections 63B,
66, 69 or 72; or
(b) an attempt to commit, or assault with intent to commit, any of those offences;
or
(c) a substantially similar offence against a previous enactment;
unlawful sexual act means any act that constitutes, or would constitute (if particulars
of the time and place at which the act took place were sufficiently particularised), a
sexual offence;
unlawful sexual relationship offence means an offence against subsection (1).
…
43 It is necessary first to observe that the Parliament substantially amended an
earlier iteration of s 50 in response to the decision of the High Court in Chiro v
The Queen.8 From the time of its first enactment, s 50(1) had ameliorated the
relatively high level of particularity in the pleading of discrete sexual offences
required by the decision of the High Court in S v The Queen.9 In Chiro, the High
Court held that, as first enacted, s 50 ‘was not a course of conduct offence properly
so called, but one comprised of discrete underlying offences, … and therefore was
an offence that required unanimity by the jury as to each of the underlying offences
found to have been proved’. In that respect, the High Court approved an earlier
decision of the Full Court of South Australia in R v Little.10 The High Court in
Chiro concluded that the actus reus of the first iteration of s 50 of the Act
comprised discrete underlying acts of sexual offending and that it followed,
therefore, that an accused could only be convicted and sentenced in respect of those
acts of sexual exploitation on which the jury had, by their verdict, agreed.
44 The Criminal Justice Report of the National Royal Commission into
Institutional Responses to Child Sexual Abuse considered the efficacy of s 50(1)
as it was first enacted and the analogous provisions of the other States. It
concluded that, notwithstanding the abrogation of the common law’s strict
elements of particularity, the requirement of unanimity had frustrated the intended
objective of facilitating the prosecution of persistent sexual abuse of children. The
Royal Commission recommended that:11
… without undermining a fair trial for the accused, there must be offences in each
jurisdiction that allow for prosecutions – and convictions where the evidence warrants
convictions – that:
8 (2017) 260 CLR 425 (‘Chiro’).
9 (1989) 168 CLR 266.
10 (2015) 123 SASR 414.
11 Commonwealth, Royal Commission into Institutional Responses to Child Sexual Abuse, Final Report
(2017), 66 (Parts III-VI).
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• do not require particularisation in a manner inconsistent with the ways in which
complainants remember the child sexual abuse they suffered;
• allow for the effective charging and successful prosecution of repeated but largely
indistinguishable occasions of child sexual abuse.
45 The Royal Commission further recommended that s 229B of the Criminal
Code 1989 (Qld) be used as a template because the actus reus of that offence was
the maintenance of an ‘unlawful sexual relationship with a child’ which was
characterised by the adult engaging in one or more unlawful sexual acts, rather
than an actus reus which comprised discrete sexual offences against a child.12 The
current version of s 50 of the Act implements that recommendation.
46 The constitutionality of s 229B of the Criminal Code 1989 (Qld) was
considered in R v CAZ.13 The section provided:
Any adult who maintains an unlawful sexual relationship with a child under the prescribed
age commits a crime.
47 An ‘unlawful sexual relationship’ was defined as a relationship which
involves more than one unlawful sexual act over any period. Sexual acts were
defined by reference to conduct which if proved constituted the commission of an
offence. Section 229B(3) required that for an adult to be convicted, the jury must
be satisfied beyond reasonable doubt of the existence of an unlawful sexual
relationship but, by subsection (4), provided:
• that the prosecution was not required to particularise those acts as would
be necessary if the act were charged as separate offences;
• that the jury was not required to be satisfied of the particulars of any
unlawful sexual act in that way; and
• finally, that the members of the jury need not be satisfied of the
commission of the same unlawful sexual acts.
48 In CAZ, the validity of s 229B was challenged on two grounds. The first was
that the abrogation of the requirement to give particulars removed a level of
procedural fairness which was a necessary characteristic of the trial of a criminal
charge by a court. The Court dismissed that ground. Justice Fraser explained that
the rationale for the enactment of s 229B was an appreciation that child victims
may not be able to recall sufficient detail of specific offences to provide the
particulars required by the common law to charge a discrete offence. Nonetheless,
his Honour acknowledged that any adaption of the traditional requirements of
procedural fairness must not go so far as to preclude the ability to ensure a fair
trial. Justice Fraser held that the provision did not go that far. His Honour
emphasised that it was an element of the offence which must be proved beyond
12 Ibid.
13 [2012] 1 Qd R 440 (‘CAZ’).
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reasonable doubt that the relationship had sufficient continuity or habituality to
justify an inference that the defendant maintained a sexual relationship with a
child.
49 The second ground contended that the abrogation of the requirement that the
jury, unanimously or by statutory majority, agree on the same unlawful sexual acts
had the effect of requiring that the District Court to act ‘in a manner which is
incompatible with Chapter 3 of the Commonwealth Constitution’. The Court also
dismissed that ground.
50 As to the requirement of unanimity, Fraser JA commenced by observing that
the principle stated in Kable14 did not require the courts of the States to act in all
respects in the same way as federal courts must act. In particular, his Honour
emphasised that the express limitation in s 80 of the Constitution to offences
against a law of the Commonwealth precluded an implication that the trials of
offences against State laws were similarly governed. Justice Fraser continued:15
In any event, s 229B does not purport to dispense with trial by jury. Indeed, s 229B
expressly contemplates trial by jury and requires jury unanimity upon the essential
allegation that the defendant maintained a sexual relationship with a child that involved
more than one unlawful sexual act. The appellant argued that a direction to the jury (in
conformity with s 229B(3)) that all jurors must be satisfied beyond reasonable doubt of one
or more unlawful sexual acts, but (in conformity with s 229B(4)(c)) not necessarily of the
same acts, is inconsistent with the conventional directions that the prosecution must prove
each element of the offence beyond reasonable doubt before it may convict and that the
jury’s verdict in respect of each offence must be unanimous. There is no such conflict.
The jurors could be unanimously satisfied that the defendant maintained an unlawful sexual
relationship with the child involving more than one unlawful sexual act whilst at the same
time disagreeing about which two or more of numerous alleged unlawful sexual acts were
proved beyond reasonable doubt.
(Footnotes omitted)
51 We would emphasise the reasoning in the last sentence. It is premised on a
construction of s 229B which identifies the conduct element of the offence that
must be proved beyond reasonable doubt to the satisfaction of the jury, as an
institution, to be the maintenance of a relationship in the course of which any two
of a number of sexual offences was committed.
52 Justice Fraser acknowledged that on that construction there was a substantial
diminution of the fact-finding role of the jury, and that the function of the presiding
judge in fact-finding for the purposes of sentencing was augmented. His Honour
concluded that, nonetheless, s 229B did not compromise the defining
characteristics of courts nor their judicial function:16
Because jurors might differ about which unlawful sexual acts are proved and which are not,
a verdict that the defendant is guilty of an offence against s 229B may leave unresolved
14 Kable v Director of Public Prosecutions (NSW) (1976) 189 CLR 51.
15 CAZ [53].
16 Ibid [54]-[55].
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some matters that bear significantly upon the defendant’s culpability, such as the frequency
and seriousness of the unlawful sexual acts involved in the unlawful sexual relationship.
In the result, trial judges may be required to make significant findings of fact in the
sentencing process. In this respect s 229B, like some other provisions (such as those which
create the offence of trafficking in drugs) reduces the role of the jury in the fact-finding
process and to that extent erodes the safeguards traditionally associated with trial by jury
of more specific offences, but that is not an unconventional feature of trial by jury. These
results are necessary corollaries of the qualified dispensation from alleging particulars
given by s 229B(4)(a) and are justifiable by the considerations I have already discussed.
In my opinion, s 229B does not work such a serious diminution upon the necessary extent
of particularisation of the offence, the usual requirement for jury unanimity (or majority
verdicts in certain cases), or other procedures designed to ensure a fair trial, as to justify
the conclusion that the trial court no longer exhibits any of the defining characteristics
which mark it apart from other decision-making bodies. I would hold that s 229B of the
Code is not constitutionally invalid on any of the grounds argued by the appellant.
(Footnotes omitted)
53 The appellant’s first contention is that, contrary to the decision in CAZ, the
commission of two or more unlawful sexual acts, which by operation of s 50(2) of
the Act characterise an unlawful sexual relationship, comprise the conduct element
of the offence. We reject that contention. For the following reasons, on a proper
construction of s 50 of the Act, the commission of acts of that kind evidence the
relationship proscribed by s 50. A jury need not be agreed on the evidential
foundation that proves an element of the offence.17
54 First, it is to be noted that the only expressly articulated conduct element of
the offence in s 50(1) of the Act is the maintenance of the proscribed relationship.
We accept, of course, that the relationship which must not be maintained is one
characterised by engaging in two or more of the unlawful sexual acts prescribed
by s 50(2) and defined in s 50(12) of the Act. Nonetheless, there is necessarily
more to the maintenance of the relationship than the random commission of two
or more unlawful sexual acts. A relational context must also be proved. The ease
of proof of that relational context in most cases is not a reason to reject a
construction of s 50 which defines the offence as one of maintaining a relationship
which meets the description prescribed by s 50(2) of the Act.
55 That construction is supported by s 50(3) of the Act, which requires the trier
of fact to be satisfied beyond reasonable doubt that the evidence establishes the
existence of the unlawful sexual relationship but does not explicitly stipulate that
the jury must be satisfied of the commission of the same two particular sexual
offences.
56 The immediately following provisions of subsection (4) reflect the very
policy considerations referred to by the Royal Commission into Institutional
Responses to Child Sexual Abuse. Sub-paragraph (a) relieves the prosecution of
17 Xerri v The King (2024) 278 CLR 276, 295 [60] (Gordon, Steward and Gleeson JJ); see discussion in
Nolan v The King [2024] NSWCCA 140 [37].
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alleging the particulars of the unlawful sexual act that would be necessary if the
acts were charged as a separate offence, because, as the Royal Commission
explained, child victims are unlikely to be able to have the capacity to give an
account from which such particulars might be distilled.18
57 The amelioration of the requirement on the prosecution to provide particulars
is then mirrored by sub-paragraph (b) which provides, importantly, that the trier of
fact may be satisfied that an unlawful sexual act was committed even if the trier of
fact cannot be satisfied of the particulars which would otherwise be necessary to
identify the unlawful sexual act before a conviction could be returned. The
abrogation of the requirements to plead, or find proved, the particularity of the
sexual offences is closely connected to the abrogation of the requirement that the
jury agree on the sexual offences which give the relationship its defining
characteristic.
58 That connection can be illustrated by the following example. Consider a
charge of an offence against s 50(1) of the Act particularised as the maintenance
of an unlawful sexual relationship by a teacher over a period of five days when the
child victim was on a school camp. The sexual offences alleged are no less than
five offences of indecent assault committed in the same way in the same place at
about the same time on each day. The child’s testimony is that the offending
occurred every day at that time and place and that on some occasions more than
one such offence was committed, but the child is otherwise unable to particularise
the details. Nonetheless, all of the jurors may be satisfied beyond reasonable doubt
that the child was indecently assaulted and that it happened on more than one
occasion. The jury may be so satisfied even though it is problematic to identify
two or more occasions on which they agree because of the absence of any
meaningful particularity.
59 Sub-paragraph (c), which expressly provides that, if the trier of fact is a jury,
its members are not required to agree on which unlawful sexual acts constitute the
unlawful sexual relationship, reflects that the consequence of the abrogation of the
requirement to particularise to which we have referred. There can be no unanimity,
or majority agreement, on the commission of the same two, of the multiple sexual
offences of which evidence is given, when the absence of particulars practically
prevents the individual jurors identifying the two or more offences they are
satisfied were committed. Sub-paragraph (c) is also a clear statutory direction that
the commission of two sexual offences is not a defining element of the offence on
which the jury must be agreed, but is instead a statement of the kind of conduct
which evidences the proscribed relationship.
60 By contrast, s 50(5) of the Act requires a particularisation of the period of
time over which the unlawful sexual relationship existed. That provision, too,
18 Xerri v The King (2024) 278 CLR 276, 292 [51]-[55] (Gordon, Steward and Gleeson JJ); MK v The
King (2023) 112 NSWLR 96, 121 [96] (Beech-Jones CJ at CL, Ward P, Price, Wilson and Conergan JJ
agreeing).
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emphasises the centrality of the existence of the relationship and not the individual
sexual offences which characterise it. That provision and subsection (7) are
calculated to ensure sufficient certainty to preserve protections against persecution
afforded by the pleas of autrefois convict and autrefois acquit.
61 Section 50(11) of the Act constitutes the Judge as the final arbiter of the
culpability of the conduct for the purposes of sentencing and gives a statutory
foundation for the augmented fact-finding role of the judge explained by Fraser JA
in CAZ.
62 Subsection (12) of the Act defines ‘sexual offence’ by reference to offences
in Division 11 or certain other sections of the Act. ‘Unlawful sexual act’ means
any act that constitutes or would constitute (if particulars of the time and place at
which the act took place were sufficiently particularised), a sexual offence. It is
those definitions which identify the conduct which evidences the proscribed
relationship. So understood, that defining evidential characteristic need not be
conduct which is sufficiently particularised as to constitute an offence against any
of those provisions. It is merely conduct of a kind which if particularised would
constitute an offence against any of those provisions.
63 It is useful to consider the question of construction posed here in a different
context. In the formulation of an offence of providing a false report, whether the
report be a prospectus or a financial report which a regulated entity must make, or
a complaint of an offence or other misconduct, a policy choice is presented; should
the publication of a report which is false in one or any number of respects be
proscribed, or shall the making of each false statement in such a report be
proscribed. In Montgomery v Stewart,19 it was held that s 43 of the Companies Act
1958 (Vic) adopted the former approach and constituted an offence of issuing a
prospectus which contained one or more false statements. Accordingly, a charge
alleging a breach of the section by issuing a prospectus which included multiple
false statements was not bad for duplicity. Further, it was held that a defendant
was entitled to be acquitted if any one or more of the particularised statements
were shown to be immaterial or were believed by the maker to be true. The latter
consequence was a result of the particularisation required by the terms of s 43 of
the Companies Act. That reasoning cannot be applied to s 50 of the Act because it
abrogates the requirement to particularise the offending.
64 Accordingly, it cannot be said that the commission of each alleged sexual
offence, or engaging in conduct of that kind, is an element of the offence
constituted by s 50 of the Act. Rather, s 50(2) of the Act does no more than
prescribe a characteristic of an unlawful sexual relationship, the existence of which
might be proved by any two incidents of sexual offending. Properly construed,
s 50 requires unanimity on the maintenance of a relationship which has the
attribute prescribed by s 50(2) of the Act. However, the subsection does not
mandate that the jurors find the relationship to have that attribute on the same
19 (1967) 116 CLR 220 (‘Montgomery’).
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evidence. Indeed, it follows from an understanding of the subsequent provisions,
and s 50(4)(c) in particular, that the Parliament intended that that attribute was
evidential only and not elemental.
65 The description of the relationship by reference to conduct which, if
particularised, would constitute an offence brings to the minds of criminal lawyers
a presupposition that that attribute must also be a constituting element of the
offence. However, the essential nature of the offence is more readily understood
if a different drafting approach is postulated. ‘Unlawful sexual relationship’ might
have been defined as a relationship between an adult and child in the course of
which there is sexual activity on more than two occasions, giving the words ‘sexual
activity’ their ordinary meaning instead of one which limited the term to conduct
of a kind which would be an offence if particularised. So expressed, the provision
is readily understood as constituting a single offence, similar, in form, to the
provision considered in Montgomery. So construed, there is no constitutional
difficulty caused by the express statutory command that the jury need not agree on
the same two sexual acts.
66 The second premise on which the appellant’s contention rests is that it is an
integral and necessary quality of adjudication by a jury that its members agree, in
whatever number or by whatever majority, on the conduct which constitutes that
element. The appellant’s submission continues that sub-paragraph (c) of
subsection (4) is such a radical departure from that essential quality of jury
decision-making that the institutional integrity of the State’s higher court is
compromised. In that respect, it is to be observed that in a case in which very
many unlawful sexual offences are alleged, it would be quite possible for a jury so
directed to return a verdict of guilty even though only minority groupings of jurors
are agreed on the same two or more unlawful sexual acts.
67 If the appellant’s construction of s 50 of the Act were accepted, we
acknowledge that allowing a conviction based on minority findings as to an
essential element would radically change the nature of the jury function. It does
not follow, however, that it compromises the institutional integrity of the Courts.
The States retain legislative power to prescribe forms of criminal procedure which
provide procedural fairness, but which are substantially, even radically, different
from trial by jury. Most obviously, the States have the legislative power and have
exercised it to provide for trial by Judge alone even for the most serious of
offences. However, we accept that a question does arise as to whether a procedure,
which radically departs from the essential nature of the institution of the jury, that
a representative body of the community agree on the verdict, but retains the
appearance of that institution, compromises the institutional integrity of the courts
so constituted. The centuries old institution of the jury epitomises the common
law protections against persecution by executive. Arguably, unless the
requirement for unanimous or majority agreement is maintained, the institution of
trial by jury would become no more than a whited sepulchre.
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Sentence appeal
68 In the event that his appeal against conviction were to fail, the appellant also
sought an extension of time, and pursued an application for permission, to appeal
against the sentence imposed by the primary judge. That sentence, which the
Judge backdated to commence from the date upon which the jury’s verdict was
delivered,20 imposed a total term of imprisonment of 11 years, one month, and
12 days, with a non-parole period of six years, eight months, and one day.21 Neither
the extension of time sought by the appellant nor his application for permission to
appeal was opposed by the respondent.
69 The grounds upon which the appellant initially brought the appeal were:
• the sentence is manifestly excessive;
• the Judge erred in imposing a head sentence and non-parole period in
excess of the sentence imposed prior to the appellant’s successful
appeal; and
• the Judge erred in failing to have any or adequate regard to the
appellant’s relative youth at the time of the offending, his prospects of
rehabilitation and his positive work and family support.
70 Ultimately, the appellant pressed only the ground that, in imposing a sentence
higher than that imposed upon his original conviction, the Judge erroneously
departed from the ‘ceiling principle’.22
71 For the reasons which follow, we are satisfied that the appellant ought to be
granted permission to appeal against sentence, in light of the issue of principle and
question of general importance regarding the nature and status of the ‘ceiling
principle’.23 We would, however, dismiss the appeal against sentence. In our view,
the Judge’s imposition of a longer term of imprisonment than that formerly
imposed by the first Judge evinces no error of principle. We would reject the
appellant’s contention that, before the Judge could pass such a sentence, his
Honour had to be satisfied that the sentence passed by the first Judge was
manifestly inadequate. A sentence formerly imposed, but since quashed, is a
relevant consideration in the fresh exercise of the sentencing discretion but cannot
constrain it. Conditioning a proper exercise of the sentencing discretion, in cases
of this kind, on satisfaction of the threshold for appellate review of a sentence is
inconsistent with the statutory conferral of the sentencing power.
20 Namely, 16 October 2023.
21 Sentencing Remarks, R v TR (District Court of South Australia, DCCRM-21-257, Judge Durrant) 4.
22 See generally McL v The Queen (2000) 203 CLR 452, 459 [23] (Gleeson CJ, Gaudron and Callinan JJ).
23 See, Wilczynski v District Court of South Australia [2023] SASCA 82, [17] (Bleby and David JJA);
Collins v Djunaedi [2023] SASCA 97 [32] (Doyle and Bleby JJA); Hanna v Flinders University [2024]
SASCA 127, [13] (Livesey P and Bleby JA).
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Factual and procedural background to the sentence appeal
72 The conduct the subject of the charge has been outlined above at [16]-[21].
73 The appellant was first tried by a jury before Auxiliary Judge Barrett in
October 2021. That jury was unable to return a majority verdict and was
discharged. A second trial by jury was held before the first Judge in
February 2022. The jury in that trial returned a verdict of guilty on 3 February
2022. Sentencing submissions took place before the first Judge over 10 and
11 March 2022.
74 The first Judge imposed a sentence of 10 years with a non-parole period of
five years on 7 April 2022. As at that date, the appellant was 28 years old. Her
Honour’s remarks on sentencing referred to the seriousness and duration of the
appellant’s offending, its deleterious effects on the complainant, and the support
that the appellant still enjoyed from members of his family. On the question of the
proper sentence to be imposed, her Honour remarked that:24
I am guided … by the sentencing standards in the decision of R v D [(1997) 69 SASR 413]
and s 68 of the Sentencing Act 2017 … Offences such as this involving sexual conduct with
young children where there are multiple offences committed over a period of time by a
person in a position of trust and authority, attract a lengthy term of imprisonment. This
term of imprisonment is subject to many considerations and the facts of each case must be
assessed on their own merits.
In this case the complainant was aged between seven and nine, there were multiple sexual
acts over a lengthy period. This offending involved a serious breach of trust in the
relationship between you and the complainant, as well as your relationship with the
complainant’s mother. You took advantage of the opportunity to offend against the
complainant in circumstances where her mother trusted and relied upon you to assist in
caring for the child whilst she was out working to support the family or working with a not
for profit organisation.
Protection of the community is a paramount consideration in relation to sentences of this
type. Both general and personal deterrence are also very important. …
I take into account your previous good character, although this does not reduce the
seriousness of your offending. I consider that a term of imprisonment of 10 years is the
appropriate penalty. In setting your non-parole period I take into account your limited prior
history, that this is the first sentence you have served in custody and your strong family
support. I set a non-parole period of five years.
75 The term of imprisonment imposed by the first Judge was backdated to
commence from 3 February 2022 — being the date upon which the appellant’s bail
had been revoked and he had been taken into custody.
24 Sentencing Remarks, R v [Morton (A Pseudonym)] (District Court of South Australia, DCCRM-21-257,
Judge Davison), 8.
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76 The head sentence of imprisonment passed against the appellant fell below
the approximate starting point of 12 years identified by Doyle CJ in R v D.25
77 For reasons that are of no present relevance, the appellant’s conviction,
following the trial conducted before the first Judge, was quashed by this Court on
23 December 2022.26 The matter was remitted, on that date, for a retrial in the
District Court.
78 The jury in that retrial returned a unanimous verdict of guilty on 16 October
2023. The appellant’s bail was, once more, revoked and he was remanded in
custody on that date for sentencing submissions. Sentencing submissions took
place before the Judge on 27 November 2023.
79 During the course of those submissions, and after the appellant’s counsel had
addressed the Court on what were said to be mitigative factors on sentence, the
following exchange ensued, regarding the proper approach to calculating the term
of imprisonment to be imposed:27
HIS HONOUR: And then secondly, of course, the authority of R v D, Mr Walker might
have something to say about that, but her Honour on the last occasion
had regard to that authority. The jury were satisfied, as part of the
offending, that they were in the relationship of stepfather and
stepdaughter. There was no real contest about that, was there Mrs
Shaw?
MRS SHAW: No, your Honour.
HIS HONOUR: And that I heard lots of evidence about the time that they spent together.
MRS SHAW: Yes.
HIS HONOUR: And that not only was it a relationship of stepdaughter and stepfather,
but it was a trusted relationship. You wouldn’t try and disabuse me
from considering it in that light?
MRS SHAW: No, your Honour.
80 The Judge passed sentence on 12 December 2023. In his Honour’s remarks
on sentence, the Judge referred, similarly, to the seriousness and persistence of the
appellant’s offending, the effects of that offending on C’s physical and
psychological health, the appellant’s subjective circumstances, and the applicable
sentencing principles for crimes of the sort committed by the appellant. With
respect to those principles, the Judge remarked that:28
The paramount consideration is the protection of the safety of the community. The purpose
of the law is to protect children, the most vulnerable members of our society, from being
25 (1997) 69 SASR 413, 424 (Doyle CJ) (‘R v D’).
26 R v [Morton (A Pseudonym)]; [Morton (A Pseudonym)] v The King [2022] SASCA 141.
27 Transcript of Proceedings, R v [Morton (A Pseudonym)] (District Court of South Australia, DCCRM-
21-257, Judge Durrant), 8.
28 Ibid 2-3.
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preyed on by those who would subject them to sexual activity purely for their own
gratification.
That sentencing consideration is heightened in circumstances where the perpetrator is in a
position of trust or authority in relation to the child.
Your impact on C has been significant.
…
Personal and general deterrence also have a role to play in sentencing, you and others must
be deterred from this type of offending against children.
You do not accept the verdict of the jury, I therefore can give you no credit for remorse or
contrition. I have also accordingly not been provided with any information about any steps
you have taken to address your sexual interest in children, or of any rehabilitation you have
undertaken in that respect.
The devastating impact of this type of offending on victims is well recognised.
81 The Judge then proceeded to consider the sentence previously imposed and
to articulate his reasons for imposing a longer term of imprisonment than had been
imposed by the first Judge:29
I have considered whether the circumstances of this case should cause me to depart from
the 12 years so-called standard set out in R v D by the Court of Criminal Appeal. I have
also in doing so had regard to the sentence imposed by Judge Davison following a prior
trial and whether there is good reason to depart from her sentence of 10 years, and sentence
you today in a different manner.
Respectfully, I am unable to discern specifically why her Honour departed from the starting
point guidance of 12 years in R v D. In my assessment you are the type of offender the
Court of Criminal Appeal had in mind in setting out its guidance in that case.
Her Honour did remark about your relative youth at the time of the offending, the family
support you enjoy, and your lack of prior history. Particularly though, you were in a
longstanding and established position of trust, you regularly cared for [the complainant]
and were in a position to easily exploit the trusted position you held and were persistent in
your offending.
While every sentence depends on its facts, in contradistinction to the defendant in R v D
your abuse in this case continued over a longer period of time, you did not voluntarily cease
offending, and as I have mentioned, I can give you no credit for remorse or contrition.
As for your personal circumstances, it is not uncommon for offenders of your type to have
few or no antecedents, and otherwise be seen in the community as of good character, and
to have otherwise lived productive lives.
Given that, your relative youth at the time of this offending, your stated good character,
and work history, and the continuing family support you have, does not reduce the
seriousness of this offending. Mindful of your previous sentence, and for all the reasons
stated, I have decided to depart from the approach taken by her Honour Judge Davison.
29 Ibid 3-4.
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Having done so, and for all of the same reasons stated, I see no reason in your case to depart
from the guidance as to starting point provided in R v D.
82 At the outset, a number of matters relevant to the determination of the
appellant’s challenge to the sentence imposed by the Judge may be observed in the
passages extracted above. First, it is clear that the Judge approached the exercise
of the sentencing discretion with both the standard articulated by the Court of
Criminal Appeal in R v D and the sentence previously imposed in mind. In light
of counsel’s concession that the appellant’s offending rendered an analogy with
R v D apposite, that is unsurprising.
83 Secondly, the Judge’s departure from the sentence formerly passed was
expressed to be on the basis that, considering both the circumstances of the case
holistically and the guidance provided by the Court of Criminal Appeal, a longer
term of imprisonment was, in his Honour’s opinion, warranted. The Judge
expressly turned his mind to, but could not discern a reason to materially depart
from, the guidance given in R v D. Indeed, some of the appellant’s subjective
circumstances that appear to have informed the sentence imposed by the first Judge
were considered by the Judge to be of little relevance in characterising the
objective criminality of the offending.
84 The Judge was bound to exercise the statutory power to sentence, which was
enlivened by the conviction recorded on a trial over which his Honour presided, in
accordance with his Honour’s evaluation of the competing consideration. The
Judge was correct to approach the sentencing discretion in that way. There are
strong reasons to give relatively less weight to prior good character when
sentencing for offences of this kind. Almost invariably, the very commission of
offences of the kind with which the appellant stood charged is made possible by
the trustworthy and honest reputation priorly enjoyed by the offender.30
Accordingly, in ‘cases of this kind, little leniency can be expected for previous
good character’.31 The Judge was entitled to attach less weight to that consideration
than the first Judge appears to have done.
The parties’ submissions on sentence
85 In oral argument on the appeal, counsel for the appellant — by reference,
inter alia, to the decision of Buss P in DWG v Western Australia32 — contended
that the sentence imposed by the Judge evinced an erroneous departure from the
‘ceiling principle’ because the Judge could not impose a longer term of
imprisonment than the first Judge did, unless his Honour were satisfied that the
initial sentence was manifestly inadequate.33 Counsel for the appellant submitted
30 See R v Kennedy [2000] NSWCCA 527, [21] (Howie J, Simpson J agreeing); R v ABS [2005] NSWCCA
255, [25] (Buddin J, Brownie AJA and Latham J agreeing); R v Gent (2005) 162 A Crim R 29, 41-2
[51]-[57] (Johnson J, McClellan CJ at CL and Adams J agreeing); R v PGM (2008) 187 A Crim R 152,
162-3 [44] (Fullerton J, Spigelman CJ and Barr J agreeing).
31 R v BJW (2000) 112 A Crim R 1, 9 [34] (Sheller JA, James and Dowd JJ agreeing).
32 [2023] WASCA 133.
33 Transcript of Proceedings, [Morton (A Pseudonym)] v The King (Court of Appeal of South Australia,
SCCRM-24-006582, Kourakis CJ, Doyle and David JJA) 91-2 (Mr Lodge).
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that, if any increase to the sentence passed by the first Judge were permissible, it
must be on the basis that that sentence was so low as to bespeak an unidentified
error of principle, given that the factual basis upon which the appellant stood to be
sentenced was relevantly identical on each occasion.34 In response to a question
from the Bench as to whether a failure on the part of the Judge to pay sufficient
regard to the sentence imposed by the First Judge would amount to an error of the
kind enumerated in House v The King,35 the appellant’s counsel responded that a
failure to properly apply the ‘ceiling principle’ would at least result in a sentencing
judge acting on a wrong principle.36
86 In the appellant’s oral submissions, counsel articulated the ceiling principle
this way:37
But the point is that when they’re exercising that discretion afresh, the fact that a previous
sentence has been imposed is a matter that it is really the guiding factor in the exercise of
that discretion, it’s the significant factor. And where you have a sentence … that is not
manifestly inadequate; that is to say, a sentence has been passed on this person what was
within the permissible ranges of sentences available, then you should not depart from it
unless there’s another reason to do so. A change of circumstances, for example.
87 The primacy afforded to the ‘ceiling principle’ by the appellant’s counsel,
which has some support in the authorities,38 is said to be justified by two
considerations of public policy: first, that it is in the public interest that defects and
deficiencies in criminal trials are exposed on appeal;39 and secondly, and relatedly,
that an offender who succeeds in exposing such defects and deficiencies ought not
to be punished upon re-conviction by the imposition of a greater penalty than that
challenged on appeal.40 The first consideration can be accepted but appeals are
primarily brought because of the prospect of an acquittal on the appeal, or
following a retrial. It is not obvious to us that the safety net provided by the
‘ceiling principle’, in the form contended for here, materially facilitates the
correction of miscarriages of justice. The second consideration is misleadingly
framed. If a more severe penalty is imposed following the subsequent conviction,
it cannot be by way of punishment for bringing the appeal, because the sentence
must always be proportionate to the circumstances of the offence and the
offender.41
88 We also observe that the ‘ceiling principle’ as it has been expressed operates
asymmetrically. It has not been suggested that a judge is similarly constrained
34 Ibid 90 (Mr Lodge).
35 (1936) 55 CLR 499.
36 Ibid 91 (Mr Lodge).
37 Ibid 93 (Mr Lodge).
38 See, R v Gilmore (1979) 1 A Crim R 416, 419-20 (Street CJ, Lusher J agreeing); McL v The Queen
(2000) 203 CLR 452, 459 [23] (Gleeson CJ, Gaudron and Callinan JJ), 496 [135] (Kirby J); Armstrong
v R [2015] NSWCCA 273, [28] (Bathurst CJ, Price and Beech-Jones JJ agreeing).
39 See R v Gilmore (1979) 1 A Crim R 416, 419-20 (Street CJ, Lusher J agreeing) (‘R v Gilmore’).
40 See Turner v The Queen [2023] NTCCA 1, [20] (Grant CJ, Blokland and Brownhill JJ).
41 See Veen v The Queen (No 2) (1988) 164 CLR 465, 472-3 (Mason CJ, Brennan, Dawson and Toohey JJ).
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from imposing a lesser sentence. It is difficult to justify the imposition of a judicial
constraint on a statutory discretion which operates as a one-way street.
89 At the hearing of the appeal, the submissions of counsel for the Director on
whether the sentence imposed by the Judge was erroneous were rather laconic. In
essence, it was the Director’s position that the proper exercise of the Judge’s
sentencing discretion — exercised following a retrial, and not occurring in the
context of resentencing on appeal — called for the application of the standard
articulated in R v D. That is, indeed, the course that was taken by the Judge. In
this regard, counsel for the Director submitted:42
… the resentencing judge, so called, is not engaging any process review of the first
sentence, that’s the first point. Secondly, that dovetails with the submission that it’s not
strictly a matter for the resentencing judge to make some formal finding about manifest
inadequacy. All he’s doing is saying, ‘there’s an applicable sentencing standard on paying
due regard to the previous sentence of the other judge who also had regard to it but she
departed from it and she hadn’t said why. That is enough for me to go back and consider
my sentencing discretion afresh.’ So what his Honour, Judge Durrant, did in my submission
is entirely what the authorities contemplate, he should have done.
90 Laid out so, the real controversy between the parties revolves around the
significance, and deference, to be accorded to the sentence originally imposed (and
subsequently quashed) upon an offender in the position of the appellant by a
sentencing judge in the position of the Judge.
The ‘ceiling principle’
91 It is, perhaps, convenient to commence with some fundamental principles
underpinning the task of sentencing. Entrusted to each judge before whom an
offender stands to be sentenced is a discretion, exercisable judicially and with a
viewed toward attaining ‘individualised justice’43 in the administration of the
criminal law.44 In Harland-White v The Queen,45 Underwood J, with whose reasons
Wright and Crawford JJ agreed, remarked, in this regard, that:46
The only requirement of the common law governing the exercise of that discretion is that
all the relevant considerations must be taken into account and all irrelevant considerations
must be excluded.
92 The power to sentence for a statutory offence is a statutory, and not a
common law, power. The reference to the ‘requirement of the common law’ is an
elliptical reference to the common law’s statutory construction of the otherwise
unconstrained discretion which is conferred the penalty provision of a criminal
42 Transcript of Proceedings, [Morton (A Pseudonym)] v The King (Court of Appeal of South Australia,
SCCRM-24-006582, Kourakis CJ, Doyle and David JJA) 104-5.
43 Elias v The Queen (2013) 248 CLR 483, 495 [27] (French CJ, Hayne, Kiefel, Bell and Keane JJ).
44 See, eg, DPP (Vic) v Dalgleish (a Pseudonym) (2017) 262 CLR 428, 444-5 [49] (Kiefel CJ, Bell and
Keane JJ); Parente v The Queen (2017) 96 NSWLR 633, 651-2 [98]-[100] (Macfarlan JA, Hoeben CJ
at CL, Leeming JA, Johnson and RA Hulme JJ).
45 [1998] TASSC 1.
46 Ibid 3, quoted Dimech v Tasmania (2016) 30 Tas R 230, 244 [78] (Porter, Estcourt and Pearce JJ). See
also Barbaro v The Queen (2014) 253 CLR 58, 77 [52] (Gageler J).
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offence. The relevant considerations include the need to ensure both that a
sentence is proportionate to the offender’s criminality and that sentences imposed
for particular crimes are internally consistent.47 In this State, the judicial exercise
of the sentencing discretion is, further, guided by the sentencing purposes,
principles, and factors contained in ss 3, 4, 9, 10, and 11 of the Sentencing Act
2017 (SA). The interaction between these statutory principles and the body of
implied common law of sentencing was explained by Lovell JA, with whose
reasons Kelly P agreed, in the following terms:48
Traditionally, a court, when sentencing an offender, had regard to the protection of the
safety of the community when determining a proportionate sentence. The protection of
society was one factor, amongst many, that the court took into account. Sections 3, 4, 9,
10 and 11 of the Act impact on the sentencing task. The combination of ss 3, 4 and 9 directs
a sentencing court to treat the protection of the safety of the community as the primary
purpose (paramount consideration) of the sentence to be imposed. Other sentencing
purposes, namely to punish, to hold to account, to denounce, to deter specifically and
generally and to rehabilitate, remain relevant but are referred to as secondary purposes.
The sentencing discretion is broad. The sections mentioned do not direct the court as to
how it must reach its final sentence; the Act is silent in this regard. The direction is that
the sentence finally arrived at must achieve the protection of the safety of the community
as its primary purpose. As has been observed, the troublesome nature of the sentencing
discretion arises from the unavoidable difficulty in giving weight to the various factors to
which the court must have regard when determining sentence. Factors bearing on the
determination of a sentence frequently pull in different directions. The discretionary nature
of the task means that the process does not lead to a single correct answer. The extent to
which any factor bears upon the case is a matter of a value judgment. Administration of
the criminal law involves individualised justice. It is the obligation of the court to balance
the incommensurable factors and arrive at a just sentence which, in South Australia,
ultimately reflects the primary purpose, namely the protection of the safety of the
community.
93 It is a necessary consequence of the fact that the proper exercise of the
sentencing discretion admits a range of permissible outcomes, each as correct as
the others falling within the range, that an appellate court will not interfere with a
sentence unless ‘the sentence appears unreasonable, or has not been fixed in the
due and proper exercise of the court’s authority’.49
94 Where, then, an appellate court considers that a particular sentence under
review is not simply more lenient or harsh than that which its members would
impose, but rather is so lenient or harsh as to justify the conclusion that something
must have gone awry in the exercise of the sentencing judge’s discretion,50 then
47 See, eg, Makarian v The Queen (2005) 228 CLR 357, 389-90 [83] (McHugh J).
48 Rendic v The Queen (2021) 138 SASR 214, 215-16 [5]-[6].
49 Cranssen v The King (1936) 55 CLR 509, 520 (Dixon, Evatt and McTiernan JJ). See also House v The
King (1936) 55 CLR 499, 504-5 (Dixon, Evatt and McTiernan JJ); Gronow v Gronow (1979) 144 CLR
513, 519-20 (Stephen J); Byrne v The Queen (2021) 97 MVR 85, 88-9 [1] (Bell P, Button J agreeing).
50 See, eg, Wong v The Queen (2001) 207 CLR 584, 605-6 [58] (Gaudron, Gummow and Hayne JJ); ACE
Demolition & Excavation Pty Ltd v Environment Protection Authority (2024) 260 LGERA 358, 366
[12] (Leeming JA, Garling and Cavanagh JJ agreeing).
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appellate intervention will ordinarily be warranted.51 As much may be accepted as
an orthodox aspect of the jurisdiction conferred upon a Court of Criminal Appeal
hearing a challenge as to sentence.
95 As a lodestar of appeals against sentence, the concept of manifest
inadequacy — and its mirror, manifest excess — guides permissible interventions
upon exercises of a broad and relatively unconstrained discretion. It is, however,
a concept that is somewhat inapposite to the fresh exercise of the sentencing
discretion, following the entry of a conviction of the same kind as that formerly
quashed on appeal.
96 Of course, that is not to say that the sentence formerly imposed following the
earlier quashed conviction is irrelevant to the exercise of the sentencing discretion,
following conviction on retrial, but it is not the case that the former sentence must,
or even should as a matter of course, delimit the acceptable boundaries of the
subsequent sentence. To the extent that Street CJ might have suggested otherwise
in R v Gilmore, that was expressly recanted by his Honour in R v Bedford.52 In the
latter case, the Chief Justice remarked that:53
It is perhaps appropriate to make some reference to exactly what was decided in R v
Gilmore. There had in that case been a retrial ordered from a first trial in respect of which
there was no suggestion that the sentences passed were other than entirely appropriate for
the criminality involved. In the course of my judgment in that case I said (at 419):
‘It is a sound principle of sentencing that, on a new trial consequent upon the
quashing of a conviction by the Court of Criminal Appeal, the accused should
ordinarily not receive a longer sentence or non-parole period than those following
upon the first trial.’
Begg J dissented from the principle just stated; Lusher J expressed his agreement with it.
It is significant to emphasise that the enunciation of the principle includes ‘should
ordinarily not receive’. The word ‘ordinarily’ must be given full room to operate. It might
perhaps have been preferable to have expressed this as a prima facie approach rather than
elevating it to principle.
Where the judge at the new trial considers that the circumstances of the case do call for a
longer sentence he will not be absolutely fettered by the approach prima facie adopted. He
is both at liberty, and indeed obliged, to give effect to his own assessment. It could be
expected, however, that, if he did take the view that a longer sentence were called for than
that passed at the first trial, then there would be a specific indication of the reasons leading
him to this view.
(Emphasis added)
51 See Dinsdale v The Queen (2000) 202 CLR 321, 325-6 [6] (Gleeson CJ and Hayne J); R v Butler (a
Pseudonym) (2022) 303 A CrimR 296, [41] (David JA and Mazza AJA).
52 (1986) 5 NSWLR 711.
53 R v Bedford (1986) 5 NSWLR 711, 713-14 (Street CJ, Slattery CJ at CL and Brownie J agreeing).
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97 On this view, the sentence formerly imposed is not a ceiling and there is no
ceiling principle. Rather, the sentence formerly imposed is one of many
considerations governing the proper exercise of the sentencing discretion.
98 In McL v The Queen, Gleeson CJ, Gaudron and Callinan JJ observed:54
… in the absence of countervailing considerations, the sentences imposed following the
first trial should be regarded as the upper limit of the sentence to be imposed following the
second trial, otherwise an offender will be seen to have been worse off as a result of having
brought a successful appeal against a conviction. The weight to be given to that
consideration depends, of course, upon the circumstances of the individual case.
(Emphasis added)
99 Justices McHugh, Gummow and Hayne took the matter somewhat further,
observing that:55
… Ordinarily but not invariably, a successful appellant should not receive a longer sentence
after conviction on a re-trial than he or she received at the original trial. If the sentencing
judge at the re-trial thinks that the original sentence was manifestly inadequate, it is open
to that judge in the exercise of the sentencing discretion to give a sentence higher than that
imposed on the first occasion. But an exercise of discretion by a sentencing judge that
increases the original sentence given to the accused is necessarily rare.
100 That case concerned the substitution of sentence, formerly imposed by the
County Court of Victoria, by the Court of Appeal of Victoria, pursuant to s 569(1)
of the Crimes Act 1958 (Vic). Respectfully, the assimilation of the ‘ceiling
principle’ by Gleeson CJ, Gaudron and Callinan JJ as one of the relevant
sentencing considerations on a resentencing, and not as a superimposed threshold
before the discretion can be exercised differently, is more consistent with the
nature of the statutory sentencing power. Such difference as there may be in
practice between the two approaches can be seen as a matter of the weight which
is attached to the ‘ceiling’ consideration.
101 In DWG v State of Western Australia,56 after an extensive survey of the case
law on the ‘ceiling principle’, Buss P distilled a number of propositions regarding
the interaction of that principle with the fresh exercise of the sentencing discretion
on a retrial:57
In my opinion, a number of propositions, including the following, may be distilled from
the case law:
(a) A judge, who is sentencing an offender after a retrial following the offender’s
successful appeal against conviction at the original trial, is not ‘resentencing’ the
offender, but exercising an independent sentencing discretion in relation to the
offences of which the offender has been convicted at the retrial.
54 (2000) 203 CLR 452, 459 [23].
55 Ibid 475-6 [72].
56 [2023] WASCA 133 (‘DWG v State of Western Australia’).
57 Ibid [60].
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(b) The so-called principle of restraint or ceiling principle describes a consideration
which a judge, who is sentencing an offender after a retrial following the offender’s
successful appeal against conviction at the original trial, should take into account.
(c) The proper application of the so-called principle of restraint or ceiling principle
requires a consideration by the judge at the retrial of all the components of the
original sentence including (in the case of multiple offences) the total effective
sentence, the individual sentences, the orders for cumulacy or concurrency, any
backdating of the total effective sentence and any parole eligibility order.
(d) Ordinarily, absent countervailing considerations, the sentences imposed by the judge
at the original trial should be regarded as the upper limit of the sentences to be
imposed following the retrial, so that the offender will not be seen to have been in a
worse position as a consequence of the offender’s successful appeal against
conviction at the original trial.
(e) However, the judge at the retrial may impose sentences that are higher than those
imposed by the judge at the original trial for good reason; for example, if the
sentences imposed by the judge following the original trial were manifestly
inadequate or if the facts established at the time of sentencing following the retrial
are materially different from those that were established at the time of sentencing
following the original trial.
(f) An exercise of discretion by the judge at the retrial that increases the original
sentence given to the offender should be rare … Where an exercise of discretion by
the judge at the retrial increases the original sentence, good reason for the increase
should be identified by the judge.
(g) Where an offender is convicted at the retrial of fewer offences or less serious
offences than at the original trial, the so-called principle of restraint or ceiling
principle applies … The manner in which the totality principle was applied at the
original sentencing may be significant in the determination of the sentencing
outcome following the retrial … The sentencing outcome following the retrial must
be an appropriate reflection of the objective gravity of the overall offences, having
regard to all relevant facts and circumstances and all relevant sentencing factors. The
so-called principle of restraint or ceiling principle, as modified in the manner and to
the extent explained and illustrated in those cases, does not mandate that the judge
at the retrial make a proportionate reduction in the total effective sentence imposed
by the judge at the original trial.
(Citations omitted)
102 The propositions (a), (b) and (c) are plainly correct. Accepting the
correctness of those propositions the ‘ceiling principle’ is better named the ‘ceiling
consideration’. However, it seems to us, with respect, that there is some tension
between proposition (a) and propositions (d), (e) and (f), because acceptance of the
former implies that the relative weight of the competing considerations, including
the ‘ceiling consideration’, is a matter for the sentencing judge, subject only to
appellate control for manifest excess or inadequacy. To apply thresholds like
manifest inadequacy of the previous sentence is to constrain that individualised
statutory discretion by judicial fiat. The explanation for the phenomenon that
higher sentences are rarely to be imposed on sentencing following reconviction is
that a proper weighing of relevant sentencing considerations will not yield
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significantly different results. A judge who might otherwise have been minded to
impose a marginally higher sentence will generally refrain from tinkering with the
sentence formerly imposed, having regard to the sentence formerly imposed and
the perception of unfairness which it might engender. However, there will
undoubtedly be cases in which there is a material, or even substantial, difference
between the weighting given by the former and latter sentencing judge to the
competing sentencing considerations. In such cases, the judge sentencing on the
subsequent conviction is free, indeed, ‘obliged’ as Street CJ observed in R v
Gilmore, to impose a higher sentence, after having weighed the ‘ceiling
consideration’. That will be so even though both sentences properly fall within the
range of sentences which are proportionate to the offending.
103 If good reason, in the sense that Buss P appears to use that term in para (e),58
is a necessary condition for the imposition of a lengthier sentence, then that
condition was satisfied in this case.
104 As counsel for the Director correctly noted, in R v Bonython-Wright,59 with
the concurrences of Blue and Stanley JJ, Kourakis CJ stated that any departure
from the sentencing standard articulated by Doyle CJ in R v D acknowledging, of
course, the flexibility inherent in that standard — by a sentencing judge should be
‘supported by reference to circumstances which distinguish the case at bar from
the generality of cases’60 to which the Court of Criminal Appeal had referred. That
was, with respect, not done by the first Judge. Indeed, the considerations that her
Honour implicitly seems to have had regard to, namely, the appellant’s youth,
family support, positive work history, and lack of any relevant prior convictions
were, for the reasons expressed at [84] above, of limited weight in light of the
offending conduct. They were necessarily so because, quite apart from their role
in enabling offending of that kind to occur, they are ordinarily encountered in cases
of this kind.61
105 In those circumstances, the Judge, having correctly considered that the proper
exercise of his Honour’s sentencing discretion called for the imposition of a
sentence more approximate to that articulated in R v D, permissibly imposed a
lengthier term of imprisonment upon the appellant. While there is much to be said
for the view that, given the inherent characteristics of the sentencing discretion,
any formerly imposed, and later quashed, sentence ought to be seen as a mere
consideration in the imposition of a subsequent sentence following retrial, the first
Judge’s unexplained departure from the relevant sentencing standard constituted a
good reason for the Judge to exercise his discretion differently.
106 It follows that, while permission to appeal is granted with respect to sentence,
the appeal against sentence must be dismissed.
58 DWG v State of Western Australia, [60].
59 (2013) 117 SASR 410.
60 R v Bonython-Wright (2013) 117 SASR 410, 429 [98].
61 Warner v The King (2022) 142 SASR 275, 283 [20] (Kourakis CJ).
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Conclusion
107 The appeals against conviction and sentence are dismissed.
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