ETHAN SEAN HILLIARD v THE KING [2025] SASCA 91
On Appeal from DISTRICT COURT OF SOUTH AUSTRALIA (HIS HONOUR JUDGE DURRANT)
DCCRM-21-1097
Appellant: ETHAN SEAN HILLIARD Counsel: MR S HENCHLIFFE KC - Solicitor: EVANS
TESTA BARRISTERS & SOLICITORS
Respondent: THE KING Counsel: MR K DRAPER WITH MS S HENNIGS - Solicitor: DIRECTOR
OF PUBLIC PROSECUTIONS (SA)
Hearing Date/s: 20/05/2025, 17/06/2025
File No/s: SCCRM-24-041171
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
any such order or provision. Further enquiries may be directed to the Registry of the Court in which it was generated.
HILLIARD v THE KING
[2025] SASCA 91
Judgment of the Court of Appeal
(The Honourable President Livesey, the Honourable Justice Bleby and the Honourable Justice David)
21 August 2025
CRIMINAL LAW - APPEAL AND NEW TRIAL - MISCARRIAGE OF JUSTICE
- PARTICULAR CIRCUMSTANCES AMOUNTING TO MISCARRIAGE
CRIMINAL LAW - GENERAL MATTERS - CRIMINAL LIABILITY AND
CAPACITY - DOUBLE JEOPARDY
CRIMINAL LAW - APPEAL AND NEW TRIAL - PROCEDURE - POWERS OF
COURT ON APPEAL - POWER TO ORDER NEW TRIAL OR QUASH
CONVICTION AND DIRECT ENTRY OF VERDICT OF ACQUITTAL - WHERE
NEW TRIAL ORDERED
CRIMINAL LAW - PROCEDURE - INFORMATION, INDICTMENT OR
PRESENTMENT - AMENDMENT
Appeal against conviction.
The appellant was found guilty of two counts of rape contrary to s 48 of the Criminal Law
Consolidation Act 1935 (SA). The prosecution case was that the appellant committed the three
offences against the complainant in following her 18th birthday party at her unit in Elizabeth North.
Count 1 alleged that the appellant inserted an anal plug into the complainant’s anus while she was
asleep. Count 2 alleged the appellant commenced penile vaginal intercourse with the complainant
while she was asleep. Count 3 alleged that he continued to engage in sexual intercourse with the
complainant after she had woken up and said ‘no’. The appellant was found not guilty of Count 1 but
guilty of Counts 2 and 3.
The appellant raised several grounds of appeal, including whether:
-- 1 of 25 --
1. the judge erred in his directions about the evidence of the complainant’s distress;
3. the judge erred in his directions about the possible effect of the complainant’s intoxication on
her credibility and reliability;
4. Counts 2 and 3 of the information together alleged only a single offence, and his conviction
on both constituted a miscarriage of justice;
5. the judge’s direction that the jury could find the second element of Counts 1 and 2 proved on
the basis that the complainant did not consent to those acts of sexual intercourse, because of
her intoxication, caused a miscarriage of justice;
6. the judge’s direction that the jury could find the third element of Counts 1 and 2 proved on
the basis that the appellant knew the complainant was not consenting to those acts of sexual
intercourse, because of her intoxication, caused a miscarriage of justice;
7. the judge’s directions about proof of the third element of Counts 1 and 2, with respect to
whether the appellant knew the complainant was not consenting because of her intoxication,
were unclear and caused a miscarriage of justice; and
8. the judge’s failure to direct the jury that before the appellant could be convicted of any of the
counts, the prosecution must prove not only that the appellant had committed the acts of sexual
intercourse but that he had done so consciously and voluntarily and not whilst he was asleep,
or otherwise unconscious, caused a miscarriage of justice.
The appellant abandoned Ground 2 at the hearing. It is not necessary to address each of the grounds
of appeal.
Held (by the Court) granting permission to appeal and allowing the appeal:
1. The fact that Counts 2 and 3 charged the appellant in respect of the same offence
impermissibly breached the principle against double jeopardy and caused a miscarriage of
justice. The conviction of the appellant twice for the same offence was a fundamental
irregularity such that the appellant’s convictions on both counts must be quashed (Ground 4).
2. The error does not allow for the preference of one count over the other. The Court cannot
amend the information to remove one count and maintain the conviction on the other count.
3. In these circumstances, the Court quashes the convictions, amends the information by deleting
Count 3 and amending Count 2 to cure the defect and remits the matter for retrial.
Criminal Law Consolidation Act 1935 (SA) s 48; Criminal Procedure Act 1921 (SA) ss 102, 158,
160, 181; Crimes Act 1900 (NSW) ss 33, 102; Criminal Appeal Act 1912 (NSW) ss 6, 7, 8, referred
to.
R v Murphy (1988) 52 SASR 186; Pearce v The Queen (1998) 194 CLR 610; Green v United States
(1957) 355 US 184; Chia Gee v Martin (1905) 3 CLR 649; Li Wan Quai v Christie (1906) 3 CLR
1125; Wemyss v Hopkins (1875) LR 10 QB 378; Walsh v Tattersall (1996) 188 CLR 77; R v
Khouzame and Saliba (1999) 108 A Crim R 170; Wellington v Police (2009) 105 SASR 215; R v
Yankovski (2007) 17 VR 315; Ilich v The Queen [2021] SASCA 45; Wright v Police [2008] SASC
216; Robey v SA Police (1993) 18 MVR 121; Ireland v Police [2005] SASC 202; Brawn v The King
[2025] HCA 20; Huxley v The Queen [2023] HCA 40; Weiss v The Queen (2005) 224 CLR 300;
Kalbasi v Western Australia (2018) 264 CLR 62; Hofer v The Queen (2021) 274 CLR 351; Wilde v
The Queen (1988) 164 CLR 365; Baini v The Queen (2012) 246 CLR 469; WJG v The Queen [2020]
SASCFC 56; Spies v The Queen (2000) 201 CLR 603; Garrett v The Queen (1977) 139 CLR 437;
NH & Ors v DPP (SA) (2016) 260 CLR 546; R v A2 (2019) 269 CLR 507; Maher v The Queen (1987)
163 CLR 221; Gilham v The Queen [2012] NSWCCA 131, considered.
-- 2 of 25 --
HILLIARD v THE KING
[2025] SASCA 91
Court of Appeal – Criminal: Livesey P, Bleby and David JJA
1 THE COURT: The appellant was tried by jury on an information alleging three
counts of rape contrary to s 48 of the Criminal Law Consolidation Act 1935 (SA)
(‘CLCA’). The three offences were alleged to have been committed against the
complainant on 17 July 2020 in Elizabeth North. The prosecution case for Count
1 was that the appellant inserted an anal plug into the complainant’s anus while
she was asleep. In relation to Count 2, the prosecution case was that the appellant
commenced penile vaginal intercourse with the complainant, still while she was
asleep. Count 3 alleged that the appellant had continued to engage in sexual
intercourse with the complainant after she had woken up and after she had said
‘no’.
2 The jury found the appellant not guilty of Count 1. They found him guilty of
Counts 2 and 3. The appellant has appealed against his convictions on several
grounds. Broadly, the issues raised by the Notice of Appeal are whether:
• the trial judge erred in his directions about the evidence of the complainant’s
distress (Ground 1);
• the trial judge erred in his directions about the possible effect of the
complainant’s intoxication on her credibility and reliability (Ground 3);
• Counts 2 and 3 of the information together alleged only a single offence, and
his conviction on both constituted a miscarriage of justice (Ground 4);
• the trial judge’s direction that the jury could find the second element of
Counts 1 and 2 proved on the basis that RT did not consent to those acts of
sexual intercourse, because of her intoxication, caused a miscarriage of
justice (Ground 5);
• the trial judge’s direction that the jury could find the third element of Counts
1 and 2 proved on the basis that the appellant knew the complainant was not
consenting to those acts of sexual intercourse, because of her intoxication,
caused a miscarriage of justice (Ground 6);
• the trial judge’s directions about proof of the third element of Counts 1 and
2, with respect to whether the appellant knew the complainant was not
consenting because of her intoxication, were unclear and caused a
miscarriage of justice (Ground 7); and
• the trial judge’s failure to direct the jury that before the appellant could be
convicted of any of the counts, the prosecution must prove not only that the
appellant had committed the acts of sexual intercourse but that he had done
-- 3 of 25 --
[2025] SASCA 91 The Court
2
so consciously and voluntarily and not whilst he was asleep, or otherwise
unconscious, caused a miscarriage of justice (Ground 8).
3 The appellant abandoned Ground 2 at the hearing.
4 Following the hearing of the appeal on 20 May 2025, this Court invited the
appellant to apply for bail. On 22 May 2025, a judge of this Court granted the
appellant bail.
5 On 22 May 2025, the Court invited the parties to provide further written
submissions relating to Ground 4 of the appeal. The parties did so and on 17 June
2025, the Court heard further submissions and reserved judgment.
6 For the reasons that follow, we allow the appeal and remit the matter for
retrial. It is not necessary to address all grounds of appeal.
Background
7 The prosecution case was that the appellant raped the complainant after the
complainant’s 18th birthday party, at her unit in Elizabeth North, on 16 July 2020.
The appellant was 20 years old, and the complainant was 18. Four people attended
the party: the appellant, the complainant, Zara Dowsett and Shayne Phelan (‘the
group of four’). They all consumed alcohol. The complainant, Ms Dowsett and
Mr Phelan gave evidence at the trial. The prosecution also tendered evidence of
the appellant’s interview with police on 17 July 2020.
8 The complainant and Ms Dowsett became drunk. Mr Phelan also became
intoxicated but to a lesser degree than the complainant and Ms Dowsett. The
appellant consumed some alcohol, but there was little evidence as to his state of
intoxication. During the night, the four walked to a nearby park and then returned
to the unit. They eventually went to bed and to sleep.
Evidence of Mr Phelan
9 At the time of the party, Mr Phelan was in a relationship with Ms Dowsett.
The group of four started drinking at the complainant’s unit. By about 9:30pm,
Ms Dowsett and the complainant had about seven drinks each. Mr Phelan, the
complainant and Ms Dowsett were drunk when they all went for a walk to the park.
Mr Phelan said he stopped drinking at about 9:30pm.
10 Mr Phelan gave evidence that there were a few ‘sexual innuendoes’ as they
walked to the park. He said that there were ‘quite a couple of sexually charged
comments’ throughout the night. The complainant asked how big their penises
were. She also grabbed at their penises at the park. There was a kissing game on
the walk to and from the park. When they saw a car, they would kiss the person
next to them. Mr Phelan was next to Ms Dowsett. The appellant was next to the
complainant. Mr Phelan saw the complainant kiss the appellant twice during the
walk. He described this as a ‘peck on the cheek’. Mr Phelan said the complainant
‘basically almost passed out’ at the park. He described the complainant and
-- 4 of 25 --
[2025] SASCA 91 The Court
3
Ms Dowsett as being ‘sprawled out on the ground’ for the majority of the time they
were at the park.
11 On the way back to the unit, Mr Phelan said the complainant made some
comments about a threesome or foursome.
12 Everyone was tired when they returned to the unit. Ms Dowsett and the
complainant had a shower together. One of them opened the shower curtain and
they flashed Mr Phelan and the appellant. They exited the shower and dressed.
Soon after this, Ms Dowsett started to throw up in the toilet. The appellant got a
bucket for the complainant. The group of four sat in the bathroom and toilet for
about 10 to 15 minutes.
13 About two hours after everyone was in bed, Ms Dowsett and the complainant
tried to sleep in the same bed. Mr Phelan said they ‘bash[ed] into a wall and
knock[ed] out a power point socket’. He asked Ms Dowsett to come out because
they could not take care of each other given their level of intoxication. Ms Dowsett
went into the loungeroom. Mr Phelan stayed up for another hour or two to ensure
Ms Dowsett did not throw up in her sleep.
14 Mr Phelan left the complainant in her bedroom. He asked the appellant to
check on her to ensure she was okay. He last saw the complainant in her room at
about 1:30am or 2:00am. At that time, the appellant was in her room. This was the
last that Mr Phelan saw of the appellant that night. He eventually fell asleep in the
loungeroom with Ms Dowsett at around 3:30am or 4:00am.
15 Mr Phelan awoke at about 9:50am the next morning. Everyone was chatting
and ‘feeling sorry’ for themselves. Mr Phelan gave evidence that everyone was
‘very seedy’. Mr Phelan left the unit shortly after.
Evidence of the complainant
16 The complainant first met the appellant at high school. He had been in a
higher year. She reconnected with him in 2020. The complainant said she held the
party as she wanted to try alcohol for the first time.
17 On 16 July 2020, the complainant went with Ms Dowsett to get dinner at
KFC. The appellant picked the two of them up and drove them to Dan Murphys to
buy drinks. Mr Phelan was with them. The complainant said that after she had been
to KFC with Ms Dowsett, but before the appellant picked them up, they went
across the road from KFC to BWS and purchased a pack of Somersby apple cider.
18 After leaving Dan Murphy’s, they went back to the complainant’s unit. At
the unit, the complainant drank different alcoholic drinks. When asked in
examination if she had ever tried alcohol previously, she initially said she didn’t
remember. After the prosecutor rephrased the question, the complainant said that
she had consumed alcohol before that night.
-- 5 of 25 --
[2025] SASCA 91 The Court
4
19 The group of four walked to the park. The complainant’s legs were wobbly,
and she was struggling to stand. She was not able to walk by herself at that time.
They played on the swings at the park. The complainant said she and Ms Dowsett
slid down a hill on their bums.
20 When the group returned from the park, the complainant and Ms Dowsett
had a shower together as they were dirty from the mud. She said that her nightie
and knickers were handed to her, and she put them on. The complainant was then
sitting on the floor in the bathroom with a bucket in case she threw up. She could
not remember how long she was there or whether she threw up.
21 The next thing the complainant remembered was waking up in bed, on a
mattress in her room. She said she woke, on her back, with the appellant on top of
her. The appellant was having sex with her. His penis was in her vagina. She said
she had no clothes on, and her bottom was in pain. A butt plug was in her anus.
The appellant continued to have sex with her as he pulled the butt plug out. She
gave evidence that she said the word ‘no’ more than once because she wanted him
to stop. She didn’t know if that was before or after the butt plug was removed.
After she said no, the appellant continued to have sex with her. She said ‘no’ four
times. The appellant shushed her and didn’t stop. She could not remember how
long sex continued after that or when it stopped.
22 The next thing the complainant remembered was waking up in her bed. She
described that she felt gross. The appellant was next to her. She got up and had a
shower. She messaged Ms Dowsett on Snapchat and then went back to bed. The
appellant was still on the bed. She fell asleep again.
23 The complainant woke up in the early morning and had another shower. She
then woke Ms Dowsett, who was asleep next to Mr Phelan on a mattress in the
loungeroom. She asked Ms Dowsett to check her messages. She told Ms Dowsett,
‘[the appellant] had sex with me while I was drunk’. Ms Dowsett said that was
rape.
24 The complainant contacted the police later that day and was taken to the
Royal Adelaide Hospital for an examination. A doctor took some details from her,
asked her what happened, and took some swabs.
25 The complainant gave evidence that the appellant had driven her and
Ms Dowsett to a sex shop the day before the party. She purchased a butt plug. At
home she took it out of the box and looked at it. She could not remember what she
did with the butt plug after taking it out of the box.
26 The complainant accepted in cross examination that she had big gaps in her
memory of the night of the party. She could not remember a kissing game at the
park, asking Mr Phelan or the appellant how big their penises were, or grabbing at
the appellant’s crotch. She could not remember any suggestion of a threesome or
foursome.
-- 6 of 25 --
[2025] SASCA 91 The Court
5
27 The complainant did not know if any other sexual activity occurred. She
could not remember any kissing on the mouth, any cunnilingus or whether she told
the doctor on 17 July 2020 that these sexual activities had occurred.
28 Towards the end of cross examination, the complainant agreed with defence
counsel’s suggestion that she didn’t really remember anything at all about having
sex. However, she said that she did remember some things and she did not agree
with the suggestion that she was ‘looking back and trying to figure out why she
had sex with the appellant’.
Evidence of Ms Dowsett
29 Ms Dowsett gave evidence that she had more than 10 drinks. She was unable
to remember anything until about 1:00am the next morning. She could not recall
leaving the unit after she got there. The next thing Ms Dowsett remembered was
throwing up in the complainant’s bathroom. She remembered a brief moment
where the complainant was tripping over things in her hallway because she was
also ‘incredibly drunk’. Her next recollection was being put on a blow-up mattress
in the complainant’s living room.
30 The next morning, she went into the complainant’s bedroom. The
complainant was alone. The complainant asked her if she had checked her phone.
Ms Dowsett checked her Snapchat messages from the complainant but was unable
to understand them. She asked the complainant what they were about. Ms Dowsett
could not fully recall the conversation. She said that the complainant was
‘incredibly nervous and upset’. She was ‘fidgeting’ and looked ‘visibly upset’.
Ms Dowsett said, ‘she had tears in her eyes and she has a certain body language,
so she was, like, scratching her arm and picking at her hairs to show that she was
stressed out and upset’. Ms Dowsett gave evidence that the complainant told her
‘I said no, I said no’. She asked the complainant what she meant. Ms Dowsett said
the complainant responded but she could not recall any further conversation
between them that day.
The appellant’s interview with police
31 The appellant was asked to attend the Elizabeth Police Station on the night
of 17 July 2020. He was interviewed at the station. He confirmed in his interview
that he had been at the party with the complainant, Ms Dowsett and Mr Phelan the
night before. He said they had been drinking, listening to music and went for a
walk. The complainant and Ms Dowsett had started to get sick, and he and
Mr Phelan had to look after them. He said that he had been on the same bed as the
complainant. He told the police officer that throughout the night the complainant
and Ms Dowsett had been sexually touching him and Mr Phelan because they were
drunk.
32 The interviewer put to the appellant the complainant’s allegation that she had
woken up to the appellant having sex with her and that she told him to stop. He
said, ‘um I don’t recall that I um probably like blacked out or something because
-- 7 of 25 --
[2025] SASCA 91 The Court
6
I was asleep’. The appellant initially said in the interview that he did ‘not really’
recall if he had sex with the complainant. He then told the police officer that he did
not recall having sex with her at all.
33 The officer asked the appellant whether it could have happened. The
appellant replied, ‘Probably yeah throughout the night she was I said pretty much
both of them were sexually touching me and [Mr Phelan] but she was touching us,
[the complainant] was touching both of us the most, like she would come to us
grab our dicks and all that.’ When questioned whether anything happened while
they were in bed, the appellant replied, ‘we were trying to sleep she kept like
sexually touching me and all that and I don’t remember what happened afterwards
as I was asleep’. He said the complainant’s sexual touching was ‘grabbing and
fondling’. She moved his hand to her breast and ‘downstairs and upstairs to play
around’. He said he was so tired he fell asleep and didn’t really remember that
much.
34 When asked again if he remembered having sex with the complainant at any
stage during that evening, he said, ‘Not really because I was like that tired and
probably had not or had enough alcohol to not remember much at certain times’.
35 The appellant said the complainant had previously told him that she had
numerous sex toys and that she kept them in her side drawer. A couple of days
earlier, the complainant had wanted him to take her to a sex shop in Gawler. He
said that he saw the anal plug lying on the floor in the morning and guessed that
she might have used it during the night while he was asleep, but he was not sure.
36 At the conclusion of the interview, the appellant was asked again whether he
had done any of what the complainant alleged. He said, ‘Not that I can recall … I
can’t recall any of that, or doing any of those sexual acts to her’.
Other evidence
37 Police searched the complainant’s unit on 17 July 2020 and seized a sexual
aid (the anal plug) which was tendered at trial.
38 A statement of agreed facts was tendered at the trial. It included the results
of the DNA testing of swabs taken from the complainant’s labia and vagina and
the appellant’s penis.
39 The complainant was examined on 17 July 2020 at 8:45pm. The doctor
obtained a brief history of the complainant’s allegations. This included that the
appellant had performed cunnilingus on the complainant and had kissed her on the
mouth. Forensic examination showed sperm to be present in the tests relating to
the high vaginal, low vaginal and labial swabs, confirming the presence of semen.
The labial swab indicated the presence of saliva. DNA testing showed extremely
strong support for the proposition that the appellant was a contributor to DNA
detected on the low vaginal and labial swabs. There was extremely strong support
-- 8 of 25 --
[2025] SASCA 91 The Court
7
for the proposition that the complainant was a contributor to DNA detected on the
swabs of the appellant’s penis.
The defence case
40 The appellant did not give evidence at trial. The defence case was that the
complainant was a willing participant in the events that occurred, that she was
sober enough to engage in it and that the two of them had consensual sex. Defence
counsel submitted that the alleged sequence of events was very unlikely to have
occurred without active participation of the complainant. Defence counsel invited
the jury to infer that the complainant had later reconstructed events and come to
the view that she had said no, and that she was asleep, because she was unable to
remember things.
41 As noted earlier, the jury found the appellant not guilty of the first count of
rape (which particularised insertion of the anal plug into the complainant’s anus),
but guilty of the second and third counts.
The appeal
Whether Counts 2 and 3 charged the same offence twice (Ground 4)
42 It is convenient to start with Ground 4. Counts 2 and 3 particularised the
charges of rape as follows:
Second Count
…
[The appellant] on the 17th day of July 2020 at Elizabeth North, engaged or continued to
engage in sexual intercourse with [the complainant] by inserting his penis into her vagina,
without her consent to engaging in sexual intercourse, knowing or being recklessly
indifferent to the fact [the complainant] was not so consenting.
Third Count
…
[The appellant] on the 17th day of July 2020 at Elizabeth North, continued to engage in
sexual intercourse with [the complainant] by inserting his penis into her vagina, without
her consent to engaging in sexual intercourse, knowing or being recklessly indifferent to
the fact [the complainant] was not consenting.
43 The slight difference in wording of the counts reflects the fact that Count 2
concerned the appellant commencing sexual intercourse with the complainant
while she was asleep and that Count 3 concerned the appellant continuing the act
of sexual intercourse with the complainant, following the initial act of penetration
the subject of Count 2, after the complainant said ‘no’.
44 Section 48(1) of the CLCA relevantly defines the offence of rape as follows:
48—Rape
-- 9 of 25 --
[2025] SASCA 91 The Court
8
(1) A person (the offender) is guilty of the offence of rape if he or she engages, or
continues to engage, in sexual intercourse with another person who—
(a) does not consent to engaging in the sexual intercourse; or
(b) has withdrawn consent to the sexual intercourse,
and the offender knows, or is recklessly indifferent to, the fact that the other person does
not so consent or has so withdrawn consent (as the case may be).
45 The CLCA defines ‘sexual intercourse’ as follows:
sexual intercourse includes any activity (whether of a heterosexual or homosexual nature)
consisting of or involving—
(a) penetration of a person's vagina, labia majora or anus by any part of the body
of another person or by any object; or
(b) fellatio; or
(c) cunnilingus,
and includes a continuation of such activity;
46 The appellant did not challenge the formulation of the charges at or before
trial. Nonetheless, on appeal, he submitted that the conduct identified by Counts
2 and 3 involved the same continuing act of penetration. There only being one act,
there could only be one offence and one conviction for that act.
47 The appellant relied, in this regard, on R v Murphy.1 In that case, the appellant
had been charged with rape and unlawful sexual intercourse. He pleaded guilty to
unlawful sexual intercourse and the trial proceeded on the rape charge. The
appellant was found guilty. On appeal, he complained that the lesser verdict of
indecent assault had not been left to the jury. This was on the view of the evidence
that sexual penetration had occurred initially with the consent of the complainant
but was then withdrawn.
48 Justice White held that it would have been an abuse of process for the
appellant to require this as he had already pleaded guilty to unlawful sexual
intercourse. Justice Cox, however, considered that the asserted factual basis was
sufficient to constitute rape in any event. He said:2
In my opinion, the sexual intercourse that was the foundation of the charge of rape upon
which the appellant was tried was a continuing act. It began with his penetration of N’s
body and ended with his withdrawal. It follows in my judgment that, if the appellant, when
he penetrated N, erroneously believed that she was consenting, and if soon afterwards he
realised that he was mistaken about that but nevertheless continued having intercourse with
her, he was by his deliberate act of continuance guilty of rape.
1 (1988) 52 SASR 186.
2 R v Murphy (1988) 52 SASR 186 at 201.
-- 10 of 25 --
[2025] SASCA 91 The Court
9
49 At that time, neither the definition of rape nor of sexual intercourse included
the express specification of continuation of the activity to be included within the
definition. Justice Cox’s analysis was based on the recognition that sexual
intercourse is a continuing act. It followed that the offence of rape could be made
out at any point during the intercourse if the second and third elements of the
offence only became established part-way through (such as by the withdrawal of
consent).
50 The amendments to the definitions have long since made that understanding
commonplace. In this case, however, the appellant relied on this passage in Cox
J’s reasons for a different proposition, namely that where the foundation of the
charge of rape is a continuing act, there can only be one offence attaching to that
act.
51 The respondent, by contrast, submitted that the charging of the two counts of
rape was an appropriate approach that reflected the totality of the appellant’s
criminality. Section 102(1) of the Criminal Procedure Act 1921 (SA) (‘CPA’)
provides that charges for two or more offences may be joined in the same
information if they are founded on the same facts or form, or are a part of, a series
of offences of the same or a similar character. The respondent invoked Pearce v
The Queen3 in support of the appropriateness of so charging in this case:4
The short answer to the contention that the charging of both counts was an abuse of process
is that because the offences are different (and different in important respects) the laying of
both charges could not be said to be vexatious or oppressive or for some other improper or
ulterior purpose. To hold otherwise would be to preclude the laying of charges that,
together, reflect the whole criminality of the accused and, consonant with what was held in
R v De Simoni, would require the accused to be sentenced only for the offence or offences
charged, excluding consideration of any part of the accused’s conduct that could have been
charged separately.
(Footnotes omitted)
52 In Pearce, the accused was charged with maliciously inflicting grievous
bodily harm within intent to do the victim grievous bodily harm contrary to s 33
of the Crimes Act 1900 (NSW) and with breaking and entering the dwelling house
of the victim and while therein, inflicting grievous bodily harm on him, contrary
to s 110 of the same Act. The Court recognised that the elements of the offences
overlapped but were not identical. The first offence required specific intent, while
the second did not. The latter required the physical element of breaking and
entering.5
53 As is the case with the South Australian legislation, there was no legislative
provision addressing this potential question of double jeopardy. The Court adopted
3 (1998) 194 CLR 610.
4 Pearce v The Queen (1998) 194 CLR 610 at [31] (McHugh, Hayne and Callinan JJ).
5 Pearce v The Queen (1998) 194 CLR 610 at [7] (McHugh, Hayne and Callinan JJ).
-- 11 of 25 --
[2025] SASCA 91 The Court
10
the rationale for the principle against double jeopardy which had been stated by
Black J in Green v United States:6
The underlying idea, one that is deeply ingrained in at least the Anglo-American system of
jurisprudence, is that the State with all its resources and power should not be allowed to
make repeated attempts to convict an individual for an alleged offense, thereby subjecting
him to embarrassment, expense and ordeal and compelling him to live in a continuing state
of anxiety and insecurity, as well as enhancing the possibility that even though innocent he
may be found guilty.
54 The appellant in Pearce, while accepting that there were different elements
to the offence, argued that the principle protected him from being convicted of
different offences in respect of the same or substantially the same set of facts. He
had not had an opportunity to enter a plea in bar and the Court did not examine the
potential consequences of him not taking an opportunity to do so. It proceeded
simply to consider when a plea in bar would be available on account of
infringement of the rule against double jeopardy.
55 It is not necessary to rehearse the Court’s consideration of the question. There
are some important observations to be made from the analysis, however. The
plurality referred to the judgments of Griffith CJ in Chia Gee v Martin7 and Li Wan
Quai v Christie.8 A close examination of these authorities suggested, in the view
of the plurality, that the necessary inquiry was not about what witnesses would be
called and what they could say about the events, but:9
… about what evidence would be sufficient to procure a legal conviction. That invites
attention to what must be proved to establish commission of each of the offences. That is,
it invites attention to identifying the elements of the offences, not to identifying which
witnesses might be called or what they could say. It is only if attention is directed to what
evidence might be given, as opposed to what evidence was necessary, that the inquiry
begins to slide away from its proper focus upon identity of offence to focus upon whether
the charges arise out of the same transaction or course of events.
Further, when it is said that it is enough if the offences are “substantially” the same, this
should not be understood as inviting departure from an analysis of, and comparison
between, the elements of the two offences under consideration.
(Emphasis in original)
56 The Court explained that earlier authority, which had been thought to support
the proposition that a plea in bar was available when a person was charged with
different offences arising out of the same facts, did not do so.10 Rather, the
availability of a plea in bar was confined to cases in which the elements of the
6 (1957) 355 US 184 at 187-188.
7 (1905) 3 CLR 649.
8 (1906) 3 CLR 1125.
9 Pearce v The Queen (1998) 194 CLR 610 at [20]-[21].
10 Pearce v The Queen (1998) 194 CLR 610 at [24], referring to Wemyss v Hopkins (1875) LR 10 QB 378.
-- 12 of 25 --
[2025] SASCA 91 The Court
11
offence were identical or in which all the elements of one offence were wholly
included in the other.11
57 This focus on the identity or subsuming of the elements of the offence creates
a relatively narrow scope for operation of the double jeopardy rule in the present
context. The respondent nonetheless submitted that there was a degree of practical
judgment to be exercised. In this regard, counsel relied on statements as to when a
single charge is not to be regarded as duplicitous for disclosing more than one
offence within the charge.12
58 R v Khouzame and Saliba13 concerned a complaint of duplicity where several
acts of penetration in the course of the one encounter with the accused were alleged
but incorporated into a single count of aggravated sexual assault. Justice Kirby
identified several advantages to charging the separate offences separately:14
Here, if separate counts had been charged, each accused may have been prepared to plead
guilty to certain charges, but not others. The Crown, depending upon the concessions made,
may have accepted such pleas in satisfaction of the indictment. Specificity, in short, may
ultimately contribute to efficiency.
There are also the advantages, identified by Gaudron and McHugh JJ in respect of sentence.
Plainly, the trial judge would have been assisted by knowing whether the jury had regarded
each act of sexual intercourse as non-consensual. If, contrary to the trial judge’s surmise,
the jury believed that some, but not all, such acts were non-consensual, his Honour’s
assumption (and the sentences imposed upon the basis of that assumption) was unfair to
the accused.
Finally, the charges preferred should accurately reflect the criminality of the conduct
alleged. It is plainly worse to have non-consensual sexual intercourse three times, as alleged
against these appellants, than once.
59 The offending alleged in that case constituted three quite separate acts of
penetration comprising a course of conduct. They could not be characterised as a
continuous activity.15 They were separate and distinct. The charge against each
accused was held to be bad for duplicity.
60 The duplicity cases present the other side of the problem to that arising in the
present case.16 The complaint here is that only one offence was ever disclosed. The
inquiry is not simply whether it would be duplicitous to charge only one offence
incorporating all the allegations of fact, but whether, in accordance with the
reasoning in Pearce v The Queen,17 that was what was required.
11 Pearce v The Queen (1998) 194 CLR 610 at [24].
12 Walsh v Tattersall (1996) 188 CLR 77 at [6].
13 (1999) 108 A Crim R 170.
14 R v Khouzame and Saliba (1999) 108 A Crim R 170 at [61]-[63].
15 R v Khouzame and Saliba (1999) 108 A Crim R 170 at [82].
16 See, e.g., Wellington v Police (2009) 105 SASR 215.
17 (1998) 194 CLR 610.
-- 13 of 25 --
[2025] SASCA 91 The Court
12
61 The respondent accepted that there was ‘overlap’ between the counts but
submitted that there was ‘a clear temporal severance relevant to the appellant’s
culpability with respect to intent’. On Count 2 (as with Count 1), the prosecution
relied on two pathways to guilt. The first was that the complainant was asleep and
could not consent, and the appellant knew or was recklessly indifferent to that fact.
Alternatively, if the jury did not accept that the complainant was asleep, the
prosecution alleged that she was otherwise intoxicated to the point of being unable
freely and voluntarily to consent to the acts, and the appellant knew or was
recklessly indifferent to that fact.
62 With respect to Count 3, however, the prosecution disavowed reckless
indifference on the part of the appellant. Its case was that the appellant knew that
the complainant was not consenting.
63 The respondent submitted that by laying two counts, the Court did not need
to grapple with the differences in intent alleged with respect to each. Thus in
respect of Count 2, the appellant’s case was that the jury should reject the
complainant’s evidence that she was asleep and submitted that elements of her
pre-offence conduct were indicative of her capacity to give consent. As to Count
3, the appellant’s case was that the jury should not accept the complainant’s
account beyond reasonable doubt.
64 The respondent accepted that it was possible to have charged a single count,
but these matters demonstrated that there was no error in not doing so.
65 We are not persuaded that the respondent’s answer addressed the apparent
difficulty adequately. Neither are we persuaded that the question of the appropriate
charge or charges was merely a matter of practicality. Whether only one offence
was disclosed in the course of conduct alleged depends on the elements of the
offence.
66 The first question is how properly to characterise the actus reus of the
offending. Since R v Murphy, the relevant definitions have been clarified to include
in the definitions of sexual intercourse and rape, not just the act of penetration, but
the continuing of the activity. That reflects expressly the interpretation given by
Cox J. It addresses the situation where consent is withdrawn during sexual
intercourse. However, it also reinforces Cox J’s observation that an act of sexual
intercourse, from penetration to withdrawal, is one single act, be it momentary or
prolonged. Any other reading of the definition would be productive of unworkable
uncertainty.
67 The difficulty with the respondent’s submission lies in the attempt to divide
up a single continuing act of penetration by reference to the evidence on which the
prosecution relied in proving the third element of the offence in Counts 2 and 3,
respectively. The information described the third element in each count as
‘knowing or being recklessly indifferent to the fact [the complainant] was not
consenting’. To take up the reasoning in Pearce, it was sufficient in each case to
-- 14 of 25 --
[2025] SASCA 91 The Court
13
show that the appellant was recklessly indifferent to the complainant’s lack of
consent.
68 The respondent’s reliance on its ability to prove different mental states of the
appellant at different points of time during the single act of sexual intercourse
focused on the evidence that the complainant was first asleep, and then woke and
said no. However, that is precisely what the Court in Pearce warned against. The
prosecution relied on what the witnesses might (and did) say, not on the elements
of the offence. To restrict the mental element in Count 3 to ‘knowing’ was to focus
on what the evidence was capable of demonstrating at a particular point in time
during the single act of sexual intercourse. However, that evidential focus elides
the fact that this was a single act, throughout which, on the prosecution case:
• the appellant engaged one an act of sexual intercourse;
• with a complainant who did not consent to the sexual intercourse; and
• the appellant knew, or was recklessly indifferent to, the fact that the
complainant did not so consent.
69 The mere fact that the prosecution might prove different mental states of the
appellant at different points of time during the single act of sexual intercourse did
not turn the act into two offences. It was not necessary18 for the prosecution to
prove the higher state of ‘knowledge’ after the complainant said ‘no’. The evidence
was that throughout one act of sexual intercourse, the complainant was asleep,
woke and protested. This was all evidence in support of the third element of the
offence of rape, that the appellant knew or was recklessly indifferent to the fact
that the complainant did not consent to the act of sexual intercourse.
70 This conclusion is consistent with authority that has held that a single charge
of rape, alleging penetration when the complainant was asleep, and a continuation
after the complainant told the accused to stop, is not bad for latent duplicity. In R
v Yankovski, Chernov JA held:19
The two “incidents”, so characterised by the applicant, were but part of the one penetration
of the complainant and, as the jury found, there was absence of consent from the
complainant as to that. The situation here is, in this respect, materially different from that
which occurred in each of the cases to which reference has been made. Here, there were no
two discrete penetrations/offences. As was pointed out in argument by Vincent JA, if in the
course of sexual intercourse the offender stops momentarily and then continues, the
continued sexual intercourse does not constitute a new penetration. On the jury’s finding,
there was but one continuing penetration and it was in the course of it that the applicant
was told by the complainant to stop but he “kept going”. And assuming that the offender
had the requisite intent during the penetration, it is irrelevant at what point or points during
that period the various jurors considered there was lack of consent. Thus, lack of consent
could have been found to exist at the point the applicant commenced his offending act when
the complainant was asleep. It could also have been concluded, additionally or in the
18 Pearce v The Queen (1998) 194 CLR 610 at [20].
19 R v Yankovski (2007) 17 VR 315 at [23] (Chernov JA, Vincent and Redlich JJA agreeing).
-- 15 of 25 --
[2025] SASCA 91 The Court
14
alternative, that there was lack of consent when the complainant asked the applicant to stop
but he nevertheless continued. And it is irrelevant for present purposes at what point in time
the various members of the jury considered that there was absence of consent, providing
they were unanimous in the conclusion that during that act of penetration there was absence
of consent prior to its termination.
71 This case illustrates that a single charge encompassing the whole of the
allegations would not have been bad for duplicity. That only takes the matter so
far. For the reasons appearing above, we hold that the information, by charging the
appellant with Counts 2 and 3, impermissibly breached the principle against double
jeopardy. Counts 2 and 3 did not disclose separate offences.
72 In circumstances where this issue was not raised before or at trial, the
potential consequences of this conclusion taxed the parties and the Court. The
parties’ positions evolved with respect to both what the immediate legal effect of
this conclusion would be, and what statutory facility was available to address that
effect.
The consequence of finding a breach of the principle against double jeopardy
73 The appellant’s initial position was that his conviction on Count 2 raised a
plea in bar of autrefois convict to Count 3. However, following an invitation from
the Court for further submissions, he retreated from this position. That was
understandable, as the fundamental vice lay not in the conviction on Count 3, but
in the charging of both Counts 2 and 3. While Count 3 appeared after Count 2 on
the information, the difficulty lay in the fact that both were charged. There does
not appear to be any reason to prefer Count 2 as good, and then simply to dispose,
in some way, of Count 3.
74 The appropriate approach requires interrogation of the error. While it may
seem a fine distinction, the error lay in the fact that both counts were charged,
rather than the fact that one was charged in addition to the other. It was the fact of
the two counts that breached the principle against double jeopardy. The appellant
should not have been required to answer the information in that form.
75 It would follow that the information, insofar as it charged Counts 2 and 3,
caused a miscarriage of justice. On its face, that would suggest that the only option
open to this Court, in the first instance, is to quash the convictions. However, that
prima facie conclusion requires further consideration. So too does the course then
open to this Court if it were to quash the convictions.
76 The respondent submitted that if only one offence was disclosed, this did not
require both convictions to be set aside and a new trial ordered. Rather, the
respondent applied, on this alternative basis, to amend the information pursuant to
s 181 of the CPA. Section 181 provides:
181—Charges
(1) An information is not invalid because of a defect of substance or of form.
-- 16 of 25 --
[2025] SASCA 91 The Court
15
(2) A court may—
(a) amend an information to cure a defect of substance or form (but if the
defendant has been substantially prejudiced by the defect, no
amendment may be made); or
(b) dismiss an information if the defect cannot appropriately be cured by
amendment.
77 The respondent submitted that if it had been an error to charge the two counts
on the information, this was a defect capable of being cured by amendment on an
application pursuant to s 181. In Ilich v The Queen,20 this Court held that an
information can be amended on appeal:21
Section 181 does not refer to the “trial”. Nonetheless, we do not find that is of any particular
moment. On the face of it, and as with s 128, it is capable of applying at any stage of
criminal proceedings, subject of course to there being no substantial prejudice caused. That
is consistent with authorities such as Wright v Police, where the Court recognised that s 181
could be employed to permit an amendment during the course of an appeal in circumstances
where there was no prejudice to the appellant.22
(Footnote in original)
78 The respondent submitted that the defect in the information could be cured
by ‘removing’ Count 3 and maintaining Count 2 to encompass the facts originally
charged in both counts. This submission was on the basis that it could not be said
that the appellant had been substantially prejudiced by the defect, as there was no
suggestion that the appellant had not been properly put in jeopardy for the alleged
conduct itself.
79 While there is a degree of force in the respondent’s submission, it requires
testing against the statutory regime. First, we accept that the Court can amend the
information on appeal. Secondly, in circumstances where the appellant was found
guilty on both Counts 2 and 3, there is a superficial attraction to a resolution that
incorporates the findings of the jury into a single count.
80 However, the respondent’s submission does not address the gravamen of the
difficulty. The miscarriage of justice lay in the exposure of the appellant from the
outset to two charges in respect of the same offence. It would be insufficient simply
to amend the information in circumstances where the appellant has been convicted
of both charges. The convictions must be addressed. Even on the respondent’s
submission, it would be necessary to quash the conviction on Count 3. That then
raises the Court’s power under s 158(3) of the CPA:
20 [2021] SASCA 45.
21 Ilich v The Queen [2021] SASCA 45 at [71].
22 Wright v Police [2008] SASC 216, [29] (Anderson J), citing Robey v SA Police (1993) 18 MVR 121,
123 and Ireland v Police [2005] SASC 202, [13], [23] (Gray J).
-- 17 of 25 --
[2025] SASCA 91 The Court
16
(3) Subject to the special provisions of this Act, the Court of Appeal will, if it allows an
appeal against conviction, quash the conviction and either direct a judgment and
verdict of acquittal to be entered or direct a new trial.
81 Section 158(3) is presupposed by s 158(2), which provides that the Court
may dismiss the ground of appeal if it considers that no substantial miscarriage of
justice has occurred. The respondent’s application for the Court to amend the
information was premised, to some degree, on a submission that no substantial
miscarriage of justice had actually occurred. That is to say, this was an appropriate
case to apply the proviso and then amend the information to cure the defect.
82 This raised the question of whether the error identified amounted to a
‘fundamental irregularity’. The Court sought further submissions on this point.
83 In Brawn v The King,23 the High Court confirmed that if an error or
irregularity was ‘fundamental’ in the sense discussed in the authorities, there will
be a miscarriage of justice and no occasion to address the proviso.24 Thus, for
example, in Huxley v The Queen, the plurality explained:25
Sometimes a misdirection on a matter of law will prevent the application of the proviso
because it will be so serious that it will be a substantial miscarriage of justice irrespective
of whether it might have affected the outcome of the trial. Sometimes it will not. Not every
error of law, however trivial, will give rise to a substantial miscarriage of justice.26 If there
has been a misdirection or other error of law, the question is always whether there has been
a substantial miscarriage of justice, and the resolution of that question depends on the
particular misdirection and the context in which it occurred.27
(Footnotes in original)
84 The respondent pointed out that there is no rigid formula to determine
whether an error is a fundamental error. Counsel noted various formulations that
have been deployed in the authorities, such as an error ‘that goes to the root of the
proceedings’,28 a serious breach of the presuppositions of the trial’29 or a ‘serious
departure from the prescribed processes for trial’.30 Counsel submitted, however,
that in circumstances where the CPA contained a practical remedy for addressing
charging errors, the error in this case could not be said to be fundamental.
85 The respondent pointed, by way of illustration, to ss 160(1) and (2) of the
CPA:
23 [2025] HCA 20; (2025) 199 ALJR 872.
24 Brawn v The King [2025] HCA 20; (2025) 199 ALJR 872 at [9].
25 Huxley v The Queen [2023] HCA 40; (2023) 98 ALJR 62 at [40].
26 Weiss v The Queen (2005) 224 CLR 300 at [18]-[19]; Kalbasi v Western Australia (2018) 264 CLR 62
at 69-70 [12]; Hofer v The Queen (2021) 274 CLR 351 at [41], [106], [116], [123], [130].
27 Kalbasi v Western Australia (2018) 264 CLR 62 at [57].
28 Wilde v The Queen (1988) 164 CLR 365 at 373.
29 Weiss v The Queen (2005) 224 CLR 300 at [46].
30 Baini v The Queen (2012) 246 CLR 469 at [26].
-- 18 of 25 --
[2025] SASCA 91 The Court
17
160—Powers of Court in special cases
(1) If it appears to the Court of Appeal that an appellant, although not properly convicted
on some count or part of the information, has been properly convicted on some other
count or part of the information, the Court may either affirm the sentence passed on
the appellant at the trial or pass such other sentence in substitution or as it thinks
proper and as may be warranted in law by the verdict on the count or part of the
information on which the Court considers that the appellant has been properly
convicted.
(2) Where an appellant has been convicted of an offence and the jury could, on the
information, have found the appellant guilty of some other offence and, on the
finding of the jury, it appears to the Court of Appeal that the jury must have been
satisfied of facts which proved the appellant guilty of that other offence, the Court
may, instead of allowing or dismissing the appeal, substitute for the verdict found by
the jury a verdict of guilty of that other offence and pass such sentence in substitution
for the sentence passed at the trial as may be warranted in law for that other offence,
not being a sentence of greater severity.
86 The respondent did not invoke s 160 as applicable in this case. However, it
pointed to the decision of the Court of Criminal Appeal in WJG v The Queen,31
where s 160(2) had been used on appeal to transfer a verdict of guilty in respect of
an offence that was not known to law at the time to the correct statutory
alternative.32 Thus in Spies v The Queen,33 the High Court said of the equivalent
provision in New South Wales, s 7(2) of the Criminal Appeal Act 1912 (NSW):34
The power conferred by s 7(2) and its counterparts in other jurisdictions is a very useful
one which, in appropriate cases, will result in the saving of time and expense and avoid the
inconvenience and worry of victims and witnesses having to testify once again before a
jury. …
However, once the court finds that the jury must have been satisfied of the facts constituting
the other offence, there is no reason why the power under s 7(2) should be used sparingly.
The need for caution is directed to the issue whether it really does appear that the jury were
so satisfied. In some cases, it may be that, even though the court is so satisfied, the legal
error may have put the appellant at some forensic, as opposed to legal, disadvantage. In
such a case, it would be proper not to substitute a verdict.
(Footnote omitted)
87 The respondent did not suggest that it was open to use s 160(2) in this case.
There was no question of substituting a verdict. Rather, counsel submitted that this
statutory facility illustrated that the error of laying an erroneous count did not
amount to a fundamental error. Section 181 then provided the appropriate facility
of amendment that allowed correction in a case such as the present.
88 We do not accept this submission. Even on the respondent’s alternative case,
the conviction for Count 3 cannot stand. However, Count 3 cannot be substituted
31 [2020] SASCFC 56.
32 WJG v The Queen [2020] SASCFC 56 at [33]ff.
33 (2000) 201 CLR 603.
34 Spies v The Queen (2000) 201 CLR 603 at [47]-[48].
-- 19 of 25 --
[2025] SASCA 91 The Court
18
with another count. The nature of the error has resulted in the appellant being
convicted twice for the same offence. Even on the respondent’s argument, it is not
enough simply to amend the information so as to ‘remove’ Count 3. The conviction
must be quashed. There is no available statutory facility that performs a function
like that in s 160(2). Indeed, it is difficult to see that there could be.
89 The principle against double jeopardy is a fundamental tenet of the criminal
process. Where a person has been convicted twice for the same offence, we cannot
see that this is anything other than a fundamental irregularity. It is of no account
that the convictions represent the jury’s determination of guilt on each aspect of
the evidence (that the complainant had been asleep and had then woken and
protested). The very fact that the two convictions cannot stand together is sufficient
to show that the error is fundamental. The facility of amending an information,
even on appeal, cannot address this by itself.
90 Furthermore, the nature of the error does not allow a preference for one count
over the other. That is to say, there is no principled reason why, for example, the
conviction on Count 2 should be allowed to stand and the conviction on Count 3
quashed. The existence of each rendered the other an abuse. That conclusion can
be stated as a matter of principle. It is not necessary to consider the prejudice that
each count may have imposed on the other by its existence or by the separate
treatment of certain aspects of the evidence in support of one count or the other.
91 Having said that, there are also obvious practical difficulties. To take an
example, assume that this Court were to quash only Count 3. Section 158(3) of the
CPA requires that the Court must either direct a judgment and verdict of acquittal
or direct a new trial. The Court could not direct a new trial on Count 3. To direct
an acquittal on Count 3, on the other hand, while maintaining the conviction on
Count 2, would be arbitrary at best.
92 Then, if the appellant were successful on any of his other grounds of appeal
in respect of Count 2, that Count would be remitted for retrial. However, the
appellant would then have the benefit of an acquittal on Count 3, which could not
be called into question. The evidence relating to the complainant waking up and
saying, ‘no’ could not be led.35
93 These observations do no more than illustrate certain practical implications
of the point of principle that there is no basis for preferring one count over the
other when the breach of the double jeopardy principle is occasioned by the
existence of both. The fact that Counts 2 and 3 both charged the appellant in respect
of the same offence requires the convictions on both to be quashed.
94 That is not the end of the matter, however. The appellant submitted that the
necessary consequence was that acquittals on both counts should follow. The
Court’s powers on appeal are entirely statutory.36 The binary choice presented by
35 Garrett v The Queen (1977) 139 CLR 437.
36 NH & Ors v DPP (SA) (2016) 260 CLR 546 at [54]-[56]; [85].
-- 20 of 25 --
[2025] SASCA 91 The Court
19
s 158(3) is to acquit or direct a new trial. Obviously enough, this Court could not
direct a new trial on Counts 2 and 3.
95 In R v A2,37 the High Court considered the comparable New South Wales
provisions, ss 6(2) and 8(1) of the Criminal Appeal Act 1912 (NSW). In response
to a submission that it was open simply to quash the convictions and make no
further order, the Kiefel CJ and Keane J observed that the statutory scheme was
such that s 6(2) required an order for entry of acquittal, unless the power to order
a retrial in s 8(1) was exercised.38 They held that it was not open to construe these
sections as permitting anything other than an acquittal or an order for retrial.39
96 In so holding, their Honours addressed cases where orders were made simply
quashing the conviction. In Maher v The Queen,40 a jury returned a verdict of guilty
on a count in an indictment (Count 20) in respect of which it had not been sworn
to try. The Court considered that the failure to comply with the relevant provisions
of the Jury Act and the Code ‘may render a trial a nullity’, or at the very least
involved ‘such a miscarriage of justice as to require the conviction to be set aside’.41
It concluded:42
The need for an order for a new trial of the applicant on the present indictment depends on
the validity of the addition of count 20. As there was no power to order or permit count 20
to be added to the indictment, there should be no order for a new trial on that indictment.
The prosecuting authorities may be advised to present a new indictment charging the
offence alleged in count 20. Neither the verdict of the jury nor the order now pronounced
determines any issues which would arise on a plea to an indictment framed in the same
terms as count 20.
97 In R v A2, Kiefel CJ and Keane J explained Maher, and other cases to like
effect, as standing for the proposition ‘that there is no need to enter a verdict of
acquittal where it has been held that the trial itself is a nullity, or where the
indictment is invalid’.43 That did not address the position in that case, and a binary
statutory choice was required to be made.
98 Justice Edelman held that even where a trial was a nullity, a verdict of
acquittal was not meaningless. The trial is a ‘real event’, and the recorded
conviction was a fact providing a sufficient basis for an appeal. A recorded
acquittal was equally meaningful.44 It also carried the protection of a future plea of
autrefois acquit.45 However, Edelman J also considered that there was no barrier
to ordering a new trial in the event of a trial being a ‘nullity’:46
37 (2019) 269 CLR 507.
38 R v A2 & Ors (2019) 269 CLR 507 at [76].
39 R v A2 & Ors (2019) 269 CLR 507 at [83].
40 (1987) 163 CLR 221.
41 Maher v The Queen (1987) 163 CLR 221 at 233.
42 Maher v The Queen (1987) 163 CLR 221 at 234.
43 R v A2 & Ors (2019) 269 CLR 507 at [79].
44 R v A2 & Ors (2019) 269 CLR 507 at [183].
45 R v A2 & Ors (2019) 269 CLR 507 at [184].
46 R v A2 & Ors (2019) 269 CLR 507 at [185].
-- 21 of 25 --
[2025] SASCA 91 The Court
20
It is also neither meaningless nor senseless for an order for a new trial to be made even if
the first trial might be described as a “nullity”. The power in s 8(1) for the Court of Criminal
Appeal to order a new trial “in such manner as it thinks fit” might require particular orders
to be made such as that the trial be on a new indictment or before a different judge.
99 Section 158(3) of the CPA does not attach the words, ‘in such manner as it
thinks fit’ to the power to direct a new trial. However, at this point, it is necessary
to return to s 181 of the CPA. Section 181 provides that ‘an information is not
invalid because of a defect of substance or of form’. Section 181(2) then empowers
the Court (including, as discussed above, on appeal), to ‘amend an information to
cure a defect of substance or form’. However, that power does not extend to where
‘the defendant has been substantially prejudiced by the defect’.
100 Section 181(1) would appear to address any contention that the information,
insofar as it charged Counts 2 and 3, was invalid or a nullity. The possibility of
quashing the convictions and making no further order does not then arise, if it ever
could. We are left with the binary choice of directing acquittals or directing a new
trial.
101 In this regard, however, it would nonetheless appear to be open to the Court,
pursuant to s 181(2), to amend the information consequent on the quashing of both
convictions. This is not what the respondent submitted the Court should do, but for
the reasons given above, we have rejected the submission that the Court can simply
amend the information and ‘remove’ Count 3.
102 The only potential statutory barrier to amending the information to allege a
single count that incorporates all the facts as alleged by the prosecution is where
the defendant has been substantially prejudiced by the defect. There is one
identifiable element of prejudice. This is that the appellant having been acquitted
on Count 1, the prosecution may not now call that acquittal into question.
However, that acquittal suggests that the jury found aspects of the complainant’s
evidence to be unreliable. On a retrial, those aspects of unreliability would not be
available, on the prosecution case, to aid in impugning the balance of the
complainant’s evidence.
103 While this constitutes a prejudice of sorts, we are not satisfied that it
constitutes a substantial prejudice. First, notwithstanding the acquittal on Count 1,
the jury were prepared to convict on Counts 2 and 3. Secondly, if the appellant
regarded this aspect of the complainant’s allegations to be of real forensic moment
in his favour, it would be open to him to cross-examine them back in. That would
require a forensic judgment that he may be unlikely to take. However, even
accepting that prospect, we do not conclude that this would leave the appellant
substantially prejudiced by the course that had gone before.
104 Once it is established that it is open to this Court to amend the information,
whether to direct an acquittal or retrial is to be assessed in accordance with
ordinary principle. Generally, where a conviction has been set aside but there is
-- 22 of 25 --
[2025] SASCA 91 The Court
21
evidence to support the charge, the Court should order a retrial.47 In Gilham v The
Queen,48 the New South Wales Court of Criminal Appeal indicated the various
factors informing where the interests of justice lie as including:49
• the public interest in the due prosecution and conviction of offenders (R v Taufahema
[2007] HCA 11; (2007) 228 CLR 232 at [49]; Anderson at 453; Reid at 349);
• the seriousness of the alleged crimes (Anderson at 453; Reid at 350; Haoui v R [2008]
NSWCCA 209; (2008) 188 A Crim R 331 at [164] (Johnson J));
• the strength of the Crown case (Anderson at 453);
• the desirability, if possible, of having the guilt or innocence of the accused finally
determined by a jury, which, according to the constitutional arrangements applicable
in New South Wales, is the appropriate body to make such a decision (Taufahema at
[51]; Anderson at 453; Reid at 350);
• the length of time between the alleged offence and the new trial, and in particular
whether the delay will occasion prejudice to the accused (Taufahema at [55]; Parker
v The Queen [1997] HCA 15; (1997) 186 CLR 494 at 520 (Dawson, Toohey and
McHugh JJ); Anderson at 453);
• whether the grant of a new trial would impermissibly give the prosecution an
opportunity to supplement or “patch up” a defective case or to present a case
significantly different to that presented to the jury in the previous trial (R v Wilkes
[1948] HCA 22; (1948) 77 CLR 511 at 518; King v The Queen [1986] HCA 59;
(1986) 161 CLR 423 at 433 (Dawson J); Parker at 520 (Dawson, Toohey and
McHugh JJ); Reid at 350; Fowler at 630; Anderson at 453; Taufahema at [59]);
• the interests of the individual accused, and in particular whether it would be unduly
oppressive to put the accused to the expense and worry of a further trial (Spies at
[103]; Reid at 350);
• whether a significant part of the sentence imposed upon conviction has already been
served (Jiminez v The Queen [1992] HCA 14; (1992) 173 CLR 572 at 590 (McHugh
J));
• the expense and length of a further trial (Reid at 350);
• whether a successful appellant to the Court of Criminal Appeal has been released
from custody (Taufahema at [55]; Everett v The Queen [1994] HCA 49; (1994) 181
CLR 295 at 302 (Brennan, Deane, Dawson and Gaudron JJ); R v Wilton (1981) 28
SASR 362; (1981) A Crim R 5 at 367-68 (King CJ)); and
• whether an acquittal would usurp the functions of the properly constituted
prosecutorial authorities, which are entrusted with responsibilities and discretions to
act in the public interest in the initiation and conduct of criminal prosecutions (R v
Thomas (No 3) [2006] VSCA 300; (2006) 14 VR 512 at [27]).
47 Spies v The Queen (2000) 201 CLR 603 at [104].
48 [2012] NSWCCA 131.
49 Gilham v The Queen [2012] NSWCCA 131 at [649].
-- 23 of 25 --
[2025] SASCA 91 The Court
22
105 In arguing that this Court should enter acquittals, the appellant emphasised
the impact of the acquittal on Count 1, discussed above. For the reasons given
above, we give that factor some, but not decisive, weight. The appellant also
emphasised weaknesses in the prosecution case, pointing to issues of reliability
that attended on the complainant’s evidence, including lengthy gaps in her memory
about the events of the night and the following morning. Further, this Court has
released the appellant on bail pending determination of the appeal, the appellant
having served part of his sentence.
106 Against these factors, the charge is serious. While there are issues of
unreliability of the complainant’s account, the evidence of intoxication was also
relevant to her ability to consent voluntarily and freely. The gaps in the
complainant’s recollection work both ways. The forensic evidence was
corroborative of penetration.
107 The appellant has served just over three months of a four-year sentence. A
retrial, while inevitably delaying matters to some degree, will not extend the length
of time from the alleged offence unduly. There is no basis for thinking that the
prosecution could supplement its case in any way that is significantly different
from the case it ran originally.
108 In our view, the interests of justice favour directing a new trial. In the
circumstances of this case, it is appropriate that the Court quash the convictions,
amend the information to cure the defect presented by the charging of both Counts
2 and 3, and direct that the matter be remitted for retrial.
109 It is not necessary to determine the remaining grounds of appeal. However,
it should not be thought that this Court is thereby endorsing the directions that were
challenged on the appeal.
Conclusion
110 We order as follows:
1. The appeal is allowed.
2. The convictions on Counts 2 and 3 are quashed.
3. Pursuant to s 181(2) of the CPA, the information is amended by deleting
Count 3, and amending Count 2 such that it reads:
Second Count
Statement of Offence
Rape. (Section 48 of the Criminal Law Consolidation Act, 1935).
Particulars of Offence
-- 24 of 25 --
[2025] SASCA 91 The Court
23
Ethan Sean Hilliard on the 17th day of July 2020 at Elizabeth North, engaged or
continued to engage in sexual intercourse with [the complainant] by inserting his penis
into her vagina, without her consent to engaging in sexual intercourse, knowing or
being recklessly indifferent to the fact [the complainant] was not so consenting.
4. There is to be a new trial on the Second Count on the information as
amended.
111 For the sake of clarity, we reiterate that the information as amended is capable
of incorporating all allegations of fact that the prosecution indicated were
incorporated in the former Counts 2 and 3.
-- 25 of 25 --