AH v R [2020] NSWCCA 279
Catchwords: CRIME – appeals – appeal against sentence – 20 counts comprising 16 counts involving the sexual assault or indecent assault of two children under the age of 14 and 16 and 4 counts involving the use of a child for pornographic purposes or the production of child pornography – whether sentencing judge failed to take into account (properly or at all) mitigating factors – whether sentence breached totality principles – whether sentence manifestly excessive
Court of Criminal Appeal
Supreme Court
New South Wales
Medium Neutral Citation:
AH v R [2020] NSWCCA 279
Hearing dates:
7 August 2020
Date of orders:
2 November 2020
Decision date:
02 November 2020
Before:
Macfarlan JA at [1]
Fullerton J at [2]
Button J at [93]
Decision:
1.
Leave to appeal is granted.
2.
The appeal against sentence is upheld.
3.
Quash the aggregate sentence imposed in the District Court on 6 September 2019 and in lieu thereof impose an aggregate sentence of 11 years’ imprisonment commencing on 9 April 2015 and expiring on 8 April 2026 with a non-parole period of 7 years expiring on 8 April 2022.
Catchwords:
CRIME
–
appeals – appeal against
sentence
–
20
counts comprising
16
counts involving the sexual assault or indecent assault of two children under the age of 14 and 16 and
4
counts involving the use of a child for pornographic purposes or the production of child pornography
– whether sentencing judge failed to take into account (properly or at all) mitigating factors – whether sentence breached totality principles – whether sentence manifestly excessive
Legislation Cited:
Crimes Act
1900
(NSW)
Crimes (Sentencing Procedure) Act
1999
(NSW)
Criminal Appeal Act 1912
(NSW)
Cases Cited:
House v The King
(1936) 55 CLR 499; [1936] HCA 40
Imbornone
v R
[2017] NSWCCA 144
Kentwell
v The Queen
(2014) 88 ALJR 947; [2014] HCA 37
Porter v R
[2019] NSWCCA 117
Category:
Principal judgment
Parties:
AH (Applicant)
The Crown (Respondent)
Representation:
Counsel:
I McLachlan (Applicant)
D Patch (Crown)
Solicitors:
Watsons Solicitors (Applicant)
Solicitor for Public prosecutions (Crown)
File Number(s):
2008/8475
Decision under appeal
Court or tribunal:
District Court
Date of Decision:
6 September 2019
Before:
Hunt DCJ
File Number(s):
2008/8475
Judgment
MACFARLAN JA
:
I agree with Fullerton J.
FULLERTON J
:
The appl icant seeks leave pursuant to s
5(1)(c) of the
Criminal Appeal Act 1912
(NSW)
to appeal
the aggregate sentence imposed
by Hunt DCJ
on 6 September 2019 after pleas of guilty were entered on
14
August
2019
to an indictment containing 20 counts . Sixteen
counts were
laid contrary to
s s
61M( 1),
61O(1) and
66C(2)
of the
Crimes Act
1900
(NSW) ,
each involving the sexual assault or indecent assault of two children under the age of 14 and 16 ,
and four
counts involving either the use of a child for pornographic purposes or the production of child pornography contrary to
s s
91H(2) and
91G(1)(a)
of the
Crimes Act
.
The offences on the indictment comprehended events extending over a period of approximately twelve months between January and December 2006.
Some of the
offences
on the indictment had been committed
to the District Court
for trial prior to th e pleas of guilty being entered
while other
offences
were laid ex officio.
This accounts for the differences in the allowance made for the pleas of guilty. No issue was taken with that approach.
A Form 1 containing three offences pursuant to s
91G( 1) of the
Crimes Act
and three offences pursuant to s
91H(2) of the
Crimes Act
were taken into account in the sentence indicated for Count 6.
The offences, their respective maximum penalties and any applicable standard non-parole periods, the sentencing judge ’ s assessment of
the objective seriousness of each offence
and
the
sentence indicated
for
each count
are set out in the following
table:
Count
Offence
Maximum penalty and SNPP
Objective seriousness
Indicative sentence and discount for plea
1
Incite child under 16 years to commit act of indecency in circumstances of aggravation
s 61O(1)
Crimes Act
Complainant: WT
Imprisonment for 5 years
At the mid-range
21 months
10%
2
Aggravated indecent assault, child under 16 years
s 61M(1)
Crimes Act
Complainant: WT
Imprisonment for 7 years;
SNPP 5 years
At the mid-range
27 months with a non-parole period of 20 months
25%
3
Aggravated indecent assault, child under 16 years
s 61M(1)
Crimes Act
Complainant: WT
Imprisonment for 7 years;
SNPP 5 years
At the mid-range
27 months with a non-parole period of 20 months
25%
4
Aggravated indecent assault, child under 16 years
s 61M(1)
Crimes Act
Complainant: WT
Imprisonment for 7 years;
SNPP 5 years
At the mid-range
33 months with a non-parole period of 24 months
10%
5
Aggravated indecent assault, child under 16 years
s 61M(1)
Crimes Act
Complainant: WT
Imprisonment for 7 years;
SNPP 5 years
At the mid-range
27 months with a non-parole period of 20 months
25%
6
Aggravated sexual intercourse, child greater than ten and less than 14 years
s 66C(2)
Crimes Act
Complainant:
WT
Imprisonment for 20 years
Very slightly below mid-range but not low range
6 years (including matters on Form 1)
25%
7
Aggravated indecent assault, child under 16 years
s 61M(1)
Crimes Act
Complainant: WT
Imprisonment for 7 years;
SNPP 5 years
At the mid-range
27 months with a non-parole period of 20 months
25%
8
Aggravated indecent assault, child under 16 years
s 61M(1)
Crimes Act
Complainant: WT
Imprisonment for 7 years;
SNPP 5 years
Above the mid-range
30 months with a non-parole period of 24 months
25%
9
Incite child under 16 years to commit act of indecency in circumstances of aggravation
s 61O(1)
Crimes Act
Complainant: WT
Imprisonment for 5 years
At the mid-range
21 months
10%
10
Use child under 14 years for pornographic purposes
s 91G(1)(a)
Crimes Act
Complainant: WT
Imprisonment for 14 years
Mid-range
3 years and 6 months
10%
11
Produce child pornography
s 91H(2)
Crimes Act
Complainant: WT
Imprisonment for 10 years
Mid-range
2 years and 8 months
10%
12
Aggravated indecent assault, child under 16 years
s 61M(1)
Crimes Act
Complainant: WT
Imprisonment for 7 years;
SNPP 5 years
Above the mid-range
4 years with a non-parole period of 3 years
13
Aggravated
indecent assault, child under 16 years
s 61M(1)
Crimes Act
Complainant: WT
Imprisonment for
7 years;
SNPP 5 years
At the mid-range
33 months with a
non-parole period of 24 months
10%
14
Aggravated indecent assault, child under 16 years
s 61M(1)
Crimes Act
Complainant: WT
Imprisonment for 7 years;
SNPP 5 years
At the mid-range
33 months with a non-parole period of 24 months
10%
15
Incite child under 16 years to commit act of indecency in circumstances of aggravation
s 61O(1)
Crimes Act
Complainant: WT
Imprisonment for 5 years
At the mid-range
21 months
10%
16
Aggravated sexual intercourse, child greater than ten and less than 14 years
s 66C(2)
Crimes Act
Complainant: WT
Imprisonment for 20 years
Very slightly below the mid-range
5 years and 3 months
25%
17
Incite child under 16 years to commit act of indecency in circumstances of aggravation
s 61O(1)
Crimes Act
Complainant: WT
Imprisonment for 5 years
At the mid-range
21 months
10%
18
Aggravated indecent assault, child under 16 years
s 61M(1)
Crimes Act
Complainant: WT
Imprisonment for 7 years;
SNPP 5 years
At the mid-range
3 years with a non-parole period of 2 years
10%
19
Use child under 14 years for pornographic purposes
s 91G(1)(a)
Crimes Act
Complainant: LT
Imprisonment for 14 years
Above
mid-range
4 years and 6 months
10%
20
Produce child pornography
s 91H(2)
Crimes Act
Complainant: LT
Imprisonment for 10 years
Above mid-range
3 years
10%
The
sentencing judge ’ s
findings as to the objective seriousness of each count were not the subject of any challenge
on the appeal . They were informed by a range of related factual findings
made by the
sentencing judge , including
that the offences
reflected
a pattern of abuse and
were
not isolated acts of offending. As to the applicant ’ s offending generally, the sentencing judge
stated:
All of the offences have both aspects of planning and aspects of spontaneity and opportunism, but they were committed against the backdrop of the offender developing the trust of the T family generally and had the effect, over time, for WT in particular and LT to a lesser degree, simply because of the smaller number of offences, of normalising aberrant conduct. One of the distasteful features of the matter that has left a profound mark on WT is that he found himself acting in what at the time seemed to be a voluntary way because of the trust that he held in the offender and the way that the offender normalised the kind of behaviour to which he was subject.
His
Honour also found that the counts which involved physical sexual contact were objectively more serious that the offences which did not involve that degree of contact and, further, that the offences of indecent assault where ejaculation occurred (Counts 8 and 12) were objectively
more seriousness than those
where it
did not (being Counts 2-5, 7, 13, 14 and 18).
The most severe sentences were indicated for the aggravated sexual assaults committed against WT (Counts 6 and 16).
The applicant was
sentenced
to
an
aggregate
term
of
imprisonment
for
12
years,
backdated to
commence
on
9
April
2015
and
to
expire
on
8
April
2027.
After a finding of special circumstances,
a
non- parole period of 8 years was imposed. It is due to expire on 8 April
2023.
The history of the proceedings
T he applicant first came to the attention of police when a search warrant was executed on his
home in the ACT
and
a
voluminous
amount
of child pornogra phy was
seized
( “ the ACT offence ” ) . Some of the images related
to the child complainants
the
subject of the offences
on the indictment .
On 20 June 2007, t he applicant was granted bail by the ACT Magistrates Court . He entered
plea s
of not guilty on 20 July 2007.
Eight months later, and whilst the ACT proceedings were pending, the applicant was arrested by NSW police in respect of the greater number of the 20 counts on the indictment
to
which he ultimately pleaded guilty
on 19
August 2019
( “ the NSW offences ” ) .
On 22 May 2008, t his Court granted the applicant bail for those offences . The
grant of bail
permitted him
to return to reside with his mother
in the
ACT.
The NSW matters were before the District Court sitting at Queanbeyan on a number of occasions in 2008 but did not proceed to either trial or sentence before the applicant was arrested
in the ACT
on 13 May 2009 for further offences
committed
in
that jurisdiction
following the execution of a further search warrant.
Thereafter he was
detained in custody
in th e
ACT
pending the resolution of
all
the offences committed in that jurisdiction .
Although
a
warrant for
the applicant ’ s
arrest
was
issued by Bennett
SC
DCJ
in the
Queanbeyan District Court on 7 May 2010 for the NSW offences , that warrant
was not
e xecuted
until the ACT matters
were
finalised
and the applicant released from custody .
The applicant appeared
for sentence
in the Supreme Court of the ACT on 24 November 2010
after
pleading
guilty ,
inter alia ,
to committing an act of indecency on a per son under the age of 16 years; seven
counts of engaging in sexual intercourse with a person over the age of 10 years and under the age of 16 years ;
and
two
counts of intentionally possessing child pornography.
He was sentenced to an effective term of imprisonment of 16 years and
6
months to date from 9 April 2009
and
t o expire on 8 October 2025 . A
non- parole period of
7
years was
fix ed to expire on 8 April 2016.
On 13 July 2013 , following a successful
appeal to the Supreme Court of the ACT
against the severity of that sentence ,
the applicant was resentenced to 8 years ’
imprisonment to date from 9 April 2009 and to expire on
8
April 2017 with a non-parole period
of 5 years and 6 months
to expire on
8
October 2014 .
Prior to
the
expiration of the non-parole period ,
the applicant was charged with
attempting to
pervert the course of justice and two counts of incitement to kidnap . T he offence of
attempting to
pervert the course of justice concerned the applicant’s efforts, whilst in custody
in the ACT
, to have the complainants in the ACT matters retract their statements .
On
24
July 2015
(
whilst a serving prisoner)
t he
applicant
was sentenced
to
a further
effective term of
imprisonment for
30 months
for that offending
.
A further
effective non-
parole period of 15 months was ordered
to expire
on
8 January 2016.
The applicant
successfully
appealed
his
convictions for
both
incitement
to kidnap
offence s .
His
appeal
against conviction
for
attempting to
pervert
the
course of justice was
dismissed.
On resentence ,
the
further
effective
head sentence
of 30 months
was
reduced
to 18 months ; t he
15- month non-parole pe r iod was left unaltered .
T he non-parole peri od in respect of all offending
in the ACT
expired on 8 January 2016.
A t the expiration of the non-parole period
the applicant was refused parole. He
remained in custody in th e ACT
until 9 December 2017
when he was released into the custody of NSW police and extradited to NSW
pursuant to the
warrant that
had
issued in the
Queanbeyan
District Court on 7 May 2010 . The applicant did not seek a grant of bail upon his arrival in this jurisdiction.
Negotiations between the applicant and the Crown, including the laying of charges
ex officio
following a further complaint of sexual as sault by one of the complainant s ,
commenced in
December 2018 , culminating
in the applicant's arraignment on 14 August 2019
and his entering of guilty pleas on that date .
It was common ground at
the sentencing hearing that the delay
of more than ten years before
the
finalisation of the
NSW offences
was a matter that the appl icant was entitled to
have take n
into account on sentence ,
despite the fact that the delay was
solely
attributable to
his
conduct in committing offences in the ACT whilst on bail for
the
offences
committed
in this jurisdiction . T hat had the
effect of
effectively
put ting
on hold the resolution of the
NSW
offences
until
t he
applicant
was released to parole
in the ACT, despite the fact that the NSW offences
were committed
earlier in time.
T he aggregate sentence
imposed by Hunt DCJ
for the NSW offences
was backdate d to commence on 9 April 2015, six
years after the commencement date of the sentence
imposed in the Supr eme Court of the ACT
on 13 July 2013
following the applicant ’ s
successful appeal against the severity of a sentence imposed
in that court
at first instance.
The grounds of appeal
The applicant relies on
three grounds of appeal :
In
sentencing
the
applicant,
the sentencing judge
failed
to
take
into
account
(properly or at all) the following mitigating
factors:
Youth and d ysfunctional
background;
Good
character;
Remorse;
Delay; and
Prospects of
rehabilitation.
His Honour imposed a sentence which breached the principle of
totality.
The sentence imposed was otherwise manifestly
excessive.
The proceedings on sentence
T he Crown tendered
on sentence
the
Crown Sentence
Summary
comprising agreed facts;
the applicant ’ s
NSW
and ACT criminal records ;
the Victim Impact Statement written and read by
WT
( one of the children sexually abused by the applicant ) ; the Form 1;
and a Notice of Parole Order Not Made from the ACT.
The applicant did not give evidence. He relied
upon a report of Dr Wayne Reid, clinical
neuro psychologist
and clinical psychologist ,
dated
29 July 2019 ;
a letter of support from a registered psychologist,
Thabile
Twala ,
dated
9 August 2019 ;
hi s
submissions to the Royal Commission into Institutional
Responses to Child Sexual Abuse and to
the
ACT
Parole
Board;
testimonials from his parents ;
and
an
offer
of
employment
from
a
carpet
cleaning
company.
The applicant also tendered an
undated
ACT Corrective Services
Sentence
Information
Report .
The facts for sentencing purposes
The
facts found by the sentencing judge were consistent with the statement of agreed facts and may be summarised as follows.
The
complainants are brothers.
WT was born
in
July 1994 and his younger brother LT was born
in
April
1996.
The applicant was born
in
April
1986.
The applicant was introduced to the complainants ’
family at a family function in July 2003.
They met for
a second time in September 2005
and on this occasion the applicant befriended the complainants ’
older brother JT.
JT denied any sexual contact with the applicant. However he and the applicant put adult male homosexual pornography in WT ’ s bag when WT went on a school camp. It was discovered by a teacher and WT was disciplined.
In December 2005, the complainants ’
family moved from Queanbeyan to Orient Point.
Between January and May 2006, the applicant regularly travelled to their property and would often bring gifts for the
family.
Ultimately, t he
applicant
became
a
trusted
friend
of
the
complainants ’
parents.
He
told
them that
he
was
undertaking
a
Child
Psychology
Degree
at
Canberra
University,
and would often give them advice about their children ’ s behaviour.
The applicant was n ot enrolled in that
degree.
On 26 May 2006 ,
the family moved from Orient Point to a property at
“ The Angle ”
near
the
NSW/ACT
border.
The
applicant,
who
was
living
in
Canberra
at that time , visit ed
the family
weekly.
When he
visited,
he
would
go
walking
with
the
complainants
and
their siblings.
The
complainants ’
parents
recalled
that
the
applicant
nearly
always
had his camera with him.
The complainant WT
The
Crookhaven
Heads
offence: between 1 January 2006 and 26 May 2006:
Count 1
and offences on the Form 1
taken into account on Count 6
The
applicant would bring his pushbike with him when he came to visit WT and his family and would go on bike rides or walks with WT to the
Cr ookhaven
Heads Lighthouse. A round this time WT was being bullied at school and the applicant suggested to his parents that he take WT for a drive to counsel him.
WT ’ s parents agreed
to that suggestion .
The applicant drove WT to the
Crookhaven
Heads Lighthouse and asked WT
to remove
his
pants.
WT
did
so.
The
applicant
asked
WT
to
masturbate
himself
and WT complied ( Count 1 ).
As WT was masturbating
the applicant , the applicant took photos
of
WT ( Form
1
offences ).
The Mudflats
offences: between 1 January 2006 and 26 May 2006: Counts 2 and 3
“ The
Mudflats ”
is
an
area
near
WT ’ s
home
where
the
applicant and WT would visit, s pecifically an area called
“ the cubbyhouse ” .
At
the
cubbyhouse,
the
applicant
gave
WT
cigarettes
and
showed him
pornography.
On
occasions
the
applicant
asked
WT
to
watch pornography
while masturbating
him.
WT
described
two
separate
occasions
when
he
agreed
to
the
applicant ’ s request s .
On one occasion, WT was masturbating the applicant when they were interrupted by a young boy who approached the cubbyhouse ( Count 2 ).
WT recalled
another
occasion
because
he
had
been
smoking
the
cigarettes
given
to him by the applicant
and he was physically sick while he was masturbating the applicant ( Count 3 ).
The Kangaroo Valley
offences: betwe en 14 April and 17 April 2006: Counts 4-12
On this occasion WT and the applicant were taken to Kang aroo Valley by the complainant ’ s
mother at the suggestion of the applicant
after
the discovery of adult male
homosexual
pornography placed into WT ’ s bag by the applicant and JT. WT ’ s parents had agreed to the applicant ’ s proposal ,
believing that he would mentor and counsel WT.
After they were dropped off by WT ’ s mother, WT and the applicant hiked some distance into the bush and set up a two-man tent in an isolated
area.
On
the first night , while
the applicant and WT were sitting around a campfire , t he applicant asked WT to remove his pants , after which t he applicant
started
masturbating
WT
( Count
4 ).
The
applicant then
asked
WT
to
masturbate
him
( Count 5 ).
This continued for some time.
The applicant
then
spoke
to
WT
about
experimenting
with
new
sexual
techniques with male friends before trying them with females. The applicant asked WT to remove his pants and underwear .
WT
did so. The applicant performed fellatio on him for about 20 seconds before WT pushed the
applicant away ( Count 6 ). The applicant apologised to
WT
for making him feel uncomfortable.
After breakfast the following morning, the applicant asked WT if he
wanted
to
experiment
sexually
on
him.
At some point the applicant started masturbating WT with his hand ( Count 7 )
and WT masturbated the applicant with his hand ( Count 8 ).
This continued for some time until both the applicant and WT
ejaculated.
The following day , the applicant gave WT some cigarettes and alcohol and a pornographic magazine.
The applicant asked WT to masturbate himself.
WT
did so
whilst he smoked a cigarette ( Count 9 ).
The applicant filmed this as it was occurring.
This footage was later discovered by
ACT
police on a hard drive seized from the applicant ’ s house.
On the footage,
WT
appears to
become
light-headed
from
the
cigarettes,
and
the
applicant
asks the complainant to start masturbating.
WT is filmed looking at the pornographic magazine and
masturbating.
The applicant
filmed
W T masturbating
and urinating . This footage was
also
seized by police
( Counts 10 and
11 ).
Later that day, the applicant got onto his knees and started masturbating.
He asked WT to touch his penis but WT refused and walked
away.
When
WT
returned
a
short
time
later,
the
applicant
again
asked
him
to
touch
his penis and
promised WT a gift,
including a
CD.
WT agreed and started masturbating the applicant.
WT continued to do this until the applicant ejaculated ( Count
12 ).
The Angle offences:
between 26 May 2006 and
1 December 2006 : C ounts 13-18
On one occasion during this period the applicant and WT
had
gone
for
a
walk fro m the
complainant ’ s home.
They
located
a
small
cave
in
an
isolated
place on the property.
WT pulled down his pants and sat on a rock.
The applicant got on his knees and masturbated WT ( Count 13 ).
On another occasion during this period, the applicant was visiting WT ’ s home.
Just
prior
to
this
visit,
there
had
had
been
a
storm
that
had
left
the
paddocks
covered in rubbish.
The applicant suggested that he and
WT
collect the
rubbish , in the course of which
they
entered a disused chicken
coop.
The
applicant
started
talking
about
sexual
experimentation
and
pulled
WT ’ s
pants
down
and
started
masturbating
him.
He
continued to
do
this
until
they
heard
WT ’ s
mother
call
( Count
14 ).
On another occasion, the applicant visited WT ’ s house.
WT was involved in an argument with his siblings.
The applicant suggested to WT ’ s parents that he take WT for a walk.
The applicant and WT walked to a hill area adjacent to the house
where t he applicant asked WT to
remove his pants and masturbate.
WT complied ( Count 15 ).
The applicant took photographs of WT masturbating.
On another occasion when
the applicant was visiting WT and his family ,
WT and the applicant went for a walk to
an
old campsite
where
the applicant took a number of photographs of WT.
The applicant asked WT to remove his pants .
WT complied.
The applicant
held
WT ’ s penis and rolled
him
on to his stomach.
He then put his hand between WT ’ s legs and
inserted
two of his fingers into
hi s anus.
This caused WT pain and discomfort
( Count 16 ).
WT saw the applicant smell his two fingers.
WT said,
“ That ’ s fucked, don ’ t ever do that again ” .
The applicant laughed and said,
“ Come on, it was just a
joke ” .
The last occasion occurred when the applicant was at WT ’ s home and went for a walk to the hill adjacent to the property.
Once they were alone in an isolated area the applicant asked WT to remove his pants and masturbate himself.
WT complied
( Count
17 ).
At
some
point
the
applicant
took
WT ’ s
hand
and
put
it
onto his exposed penis.
WT masturbated the applicant ( Count 18 ).
During this incident the applicant took photographs of WT with his pants down while
he was masturbating ( Form 1
matters ).
The complainant LT
Offences at
The
Angle:
between 1 May 2006 and 31 December 2006: Counts 19 and 20
On
one
occasion,
LT
went
camping
with
a
number
of
his
siblings
and
a
younger cousin to an area on the family property at The Angle.
LT was aged 10 years.
The area where they were camping was some way from the family home and was a regular camping
location.
The applicant came to the complainants ’
home after speaking over the phone with their parents.
They told the applicant that the children were all out on the property
camping.
The
applicant
watched
a
movie
with
the
complainants ’
parents and
then
told
them
he
was
going
to
go
and
visit
the
children.
The
parents
tried
to persuade him not to go, but after some discussion he left and went to the camping area.
The complainants ’
parents watched him
go.
The following morning, LT
felt
unwell.
He went to the toilet in bushland near the campsite.
He defecated and used some leaves to wipe himself.
The applicant
was
nearby
and
took
photographs
of
LT.
These
images
show
LT ’ s
anus and genitals.
The applicant also took photographs of LT ’ s faeces.
Photographs located on the applicant ’ s computer hard drives included 25 photographs of LT, including
8
photographs
of
faeces
on
the
ground,
2
photographs
of
LT
wiping
his
backside with a leaf and
12 photographs of LT ’ s genitals and anus.
In these photographs,
LT
is
facing
forwards
and
holding
open
his
backside,
and
in
others he
is
pushing
his
scrotum
and
penis
backwards
away
from
his
body.
There
were also
3
photographs of LT leaning forward with his pants down and backside exposed.
One of the photographs shows LT looking towards the applicant and smiling ( Counts 19 and
20 ).
In December 2006, WT disclosed to his mother that the app licant had offended against him. S he contacted ACT
p olice.
The first ground of appeal
The first ground of appeal concerns what is said to be the failure of the sentencing
judge
to properly take into account a number of factors relied upon by the applicant in mitigation of sentence.
On the appeal, the applicant
accepted that there was a degree of overlap bet ween the first ground of appeal
which must be understood to allege a
series of
House v T
he
King
error s
((1936)
55 CLR 499 ;
[1936] HCA 40 )
since
the weight to be afforded any factor relied upon in mitigation of sentence
is
quintessentially
a
matter
calling for
the exercise of a sentencing discretion ,
and the third ground of appeal which contends that the aggregate sentence imposed was manifestly excessive ,
in large part because of what is said to be the combined
weight
of the
mitigating
factors.
The applicant’s youth and lack of criminal antecedents
The applicant was aged between 19 and 20 years at the time of the offending.
At the time of the offending he had no criminal
antecedents. He was aged
33
years at
the time of sentence. By that date, he had multiple criminal convictions for child sexual abuse and had served a lengthy period of imprisonment in the ACT for that offending .
Notwithstanding the applicant ’ s sexual abuse of
other child complainants
the subject of the ACT proceedings (offences which were committed after the
NSW
offences
and whilst the applicant was on bail
for those offences ),
t he sentencing judge expressly took into account the applicant ’ s age at the time of the offending
and
the
fact
that
he had
no
criminal
record
at
that
time.
His Honour
also observed , consistent with established sentencing
principles,
that
an offender ’ s good character is of less weight in a sentencing exercise
which involves the
sexual abuse of children.
I am unable to discern any error
in his Honour ’ s approach to the assessment of the weight to be afforded the applicant ’ s relative youth
at
the time of the offending
in 2006
and the fact that he did not have an antecedent criminal
record
at that time . They were matters ,
both in the appointment of indicative sentences and in the ultimate imposition of an aggregate sentence after application of the principles of totality,
to be afforded such weight as the sentencing judge considered that they deserved in the exercise of the sentencing discretion.
T
he applicant’
s dysfunctional background
The facts relevant to
an
assessment of the
applicant ’ s
contention that
the sentencing judge
failed to
adequately
take into account
hi s dysfunctional background
(or to take it into account at all)
include d, most relevantly, his
account,
given
in a range of forums, of the circumstances in which he was subjected to bullying and sustained sexual abuse by teachers and older students whilst
he was
a student at
a
boarding school
in Queensland between the ages of 9 and 16 .
His Honour
expressly took into account that material , noting
that
the
primary judge in the ACT sentence proceedings was satisfied
that
the applicant had been the subject of serious sexual abuse as a j uvenile. H is Honour
also took into account
the fact
that the applicant had furnished a detailed submission to the Royal Commission into Institutional Responses to Child Sexual Abuse concerning the abuse he was subjected to as
a school
student .
T h e
applicant ’ s account s
of sustained sexual abuse
were
also taken into account in the various psychological assessments
Dr Reid performed
for the purposes of his report . The applicant
reported
to Dr Reid
that he
had been
threatened
with harm
if he r eported the abuse and that , as a result,
he
was socia lly isolated at school and that
he
experienced
difficulties dealing with the residual effects of the sexual abuse he had endured
upon leaving school .
The sentencing judge took into account the views of Dr Reid extracted in
full in the sentencing reasons
as follows
:
From the history and from my examination it’s difficult to determine [the
applicant
’s] motivation for the sexual assaults when they occurred. Considering his alleged history of prolonged sex abuse during his childhood and the psychological trauma he describes from that abuse while he was at
boarding school, from the age of nine to 16, it is likely that this trauma affected the development of his own sexuality and forms a nexus to the offences that he has been charged with. It would appear at that time he has poorly developed social skills and difficulties in relating to similarly aged peers and his sexual orientation would appear at that time and appears to continue to be confused.
Ultimately, t he sentencing judge
was satisfied
that
the
abusive sexual experiences
the applicant was exposed to over
his formative years
informed
hi s sexuality in such a way that male children became a source of sexual attraction to him.
The sentencing judge
also expressly f ound a causal nexus between the
abuse
the applicant suffered
and
hi s
sexual offending against children , such that
ongoing psychological treatment
was necessary
to facilitate
the applicant ’ s
safe release into the community on parole.
I am not satisfied t he applicant has established
that the sentencing judge failed
to take either
hi s youth or his dysfunctional background into account
on sentence
o r to give those considerations
appropriate weight in the exercise.
Prospects of rehabilitation
The applicant ’ s prospects of rehabilitation were informed by the clinical assessment s
undertaken by Dr Reid and his analysis of the applicant ’ s responses
using a variety of clinical tools . Dr Reid assessed the applicant ’ s intellectual functioning using the Wechsler Adult Intellige nce Scale
–
IV, which revealed
he was of average to high average intellect, with his non-verbal perceptual reasoning abilities in the superior range and at the 92 nd
percentile. Dr Reid also administered the Personality Assessment Inventory to assess
issues
such as symptom exaggeration, malingering and defensiveness, as well as symptoms consistent with a psychological
disorder , as to which Dr Reid reported that the applicant:
…
was
inclined to portray himself in a more positive light being relatively free of common shortcomings and was reluctant
to
recognise
minor
faults
in
himself.
The
degree
to
which
this
factor
was elevated however was not sufficiently high to render the interpretation of the overall clinical profile
invalid.
The
applicant was also screened for anxiety, depression and stress, and reported no significant symptoms of any of these
matters.
The applicant
told Dr Reid
he had
a large number of
people
from whom he could obtain support when
needed.
Dr Reid was of the opinion that, from an overall analysis of the applicant ’ s
clinical
profile , it
appeared
likely
that
these
factors
were
“ a
favourable
prognostic
sign
for
[the applicant ’ s]
future adjustment on his release from
prison ” .
The sentencing judge placed
substantial
reliance
upon Dr Reid ’ s report and
gave
what
he described as
“ significant weight ”
to the opinion
of Ms
Twala ,
a registered psychologist who had been actively engaged
in
the applicant ’ s treatment
whilst he was in custody in the ACT ,
and
her
endorse ment of
what
she described as the
applicant ’ s
“ relentless commitme nt ”
towards his rehabilitation
as an inmate in the
NSW
correctional system . T he sentencing judge
also
endorsed Dr
Reid ’ s recommendation that the applicant receive
“ psychodynamic/psychoanalytically orientated psychotherapy ”
to assist him to resolve issues related to
his
stunted
psychosexual development and the prolonged psychological issues arising from childhood sexual abuse
and that he attend a
compulsory community -based
treatment program for sexual offenders .
I note that t he sentencing judge also
recommended that the
NSW
Parole A uthority
gi ve
careful consideration to that material
in considering the
conditions which it might impose when the applicant is
eventually released
to
parole .
Dr Reid considered that whilst it was difficult to determine whether the applicant would reoffend against male children in the future, having considered the extent of
the applicant ’ s
response to
therapy in custody, together with
hi s expressions of remorse,
Dr Reid
concluded that
t he
applicant
was at low risk of reoffending.
The sentencing judge
was unable to form the po sitive view that the applicant was
unlikely to reof fend. His Honour
described
the applicant ’ s prospects of rehabilitation as
“ guarded ” ,
in large part because of what h e
referred to
as a
level of
“ unresolved pathology ”
as revealed in Dr Reid ’ s clinical assessment and the
applicant ’ s
“ pattern of his offending ”
which his Honour understood as
“ manifest complications on his psychology
of the offending against him
[ as a school student ] ” .
While the sentencing judge accepted that the applicant had done all he could to rehabilitate himself whi l st in custody ,
the progress of his rehabilitation remained very much in issue. His Honour also noted that the ACT Parole Bo ard had refused a parole
application in December 2016 due to their concerns that
t he
applicant
“ requires further intensive treatment to be considered a suitable candidate for parole ” .
The sentencing judge
acknowledge d
that
as the applicant had
been in custody for an extended period of years as a relatively young man the re was a risk of
him
becoming ins titutionalised which his Honour treated as a factor that was
not
“ protective to
the community ” . While it is not
entirely clear what his Honour
meant by that remark ,
in the context in which it appear s in the sentencing reasons ,
the
risk of the applicant becoming institutionalised
appears to have been
treated as one of the
circumstances underpinning the
finding of special circumstances, as to which his Honour said:
…I find special circumstances because he needs an extended period of supervision in the community and he is effectively still serving his first period of imprisonment even though it will be a very lengthy one. Additionally, it is in the protection of the community to avoid him becoming institutionalised. What that means is that I propose to rearrange the relationship between the non-parole period and the head sentence.
His Honour’s assessment of the applicant’s prospects of rehabilitation as at the date of sentence as “guarded” was a finding open to him on the material. As I read the sentencing remarks, that finding was also informed by the fact that the applicant has not been at his liberty since his arrest in the ACT in
2009
. While the assessment of an offender’s future prospects of rehabilitation are necessarily prognostic, that assessment is
necessarily
qualified where
a young offender has been in custody for many years.
The issue of delay
The applicant ’ s counsel submitted that
the impact of delay
ought to have
“ dominated the sentencing exercise ”
and should have weighed more
significantly in the imposition of the aggregate sentence and/or the commencement date of that sentence . Counsel submitted that
the treatment
given
to it by
the sentencing judge
who
merely
took delay
into account
in
an
“ undiscounted fashion ”
has been to deprive the applicant of a
significant
factor in mitigation of sentence .
Counsel submitted that
in circumstances where
the NSW charges have
been
unresolved for over a d ecade ,
during which time the applicant had
shown
what
was
accepted
by the sentencing judge to be
a
demonstrated
commitment to
his rehabilitation ,
a greater degree of leniency
was warranted
than what was reflected in the ultimate sentencing order .
The sentencing judge correctly observed that the delay in the applicant being sentenced for the
course of
sexual offending in
NSW
in 2006 was because
he ha d been convicted and sentenced i n the ACT before the NSW offences could be finalised. His Honour also noted
the issue of
delay interacted ,
in a practical sense ,
with totality
considerations
in circumstances where ,
because the offences
were committed
in different jurisdictions,
the applicant has not been
in a position to invite one sentencing court to
take into account the totality of his offending
in
a single
sentencing exercise .
Delay
was , however,
ultimately
taken into account
by the sentencing judge back dating the aggregate sentence
to
commenc e
six years into the sentence
imposed in the ACT. The commencement date of 9 April 2015
also
had the effect of the sentence imposed in the ACT for
attempting to pervert the course of justice
being
entirely subsumed
in
the
aggregate
sentence
imposed for the NSW offences.
I am not persuaded that his Honour ’ s treatment of the fact of delay is indicative of error. Tha t is not to say that his Honour
might not
have afforded it greater weight; i t is merely to emphasise that the wei ght he gave it in the synthesis
of all relevant sentencing considerations was a matter for the exercise of discretion which has not been
shown
to
have miscarried .
Remorse
Although the applicant did not give evidence
on
sentenc e ,
hi s attitude to his past offending was the subject of repeated reference in the materials upon which he relied
on sentence , including
statements
to various people which
were said to be
eloquent of remorse.
In Dr Reid ’ s r eport ,
the following wa s recorded :
When asked about his sexual offending
he expressed great remorse and guilt over the hurt he caused his victims
and he said he is horrified by what he did to cause such pain and anguish to the boys he sexually assaulted. He could not clearly identify the precursors of the offending but stated in retrospect he felt there must have been some grooming. (Emphasis added.)
Dr Reid went further and regarded the applicant ’ s
“ expressed remorse and guilt over his past offending ”
as contributing to his assessment of the risk of him reoffending being low.
In the letter of support from Ms
Twala ,
she said:
[The applicant] for the years that I have known him in both group psychotherapy and in his individual therapy had been
his grief, shame and anger that he had put of his victims and his family [sic]. He appeared to be concerned about everyone but himself.
Finally, in a letter from the applicant ’ s father and a letter from his mother tendered before the sentencing judge , the y
said:
I have at all times fully supported my son during his years of incarceration both in the ACT and more recently NSW. From the many prison visits over the past decade I am fully aware of his charges and privy to his inner thoughts in regards to the charges, his regrets and remorse for his actions, his fear of return to prison life and not re-offending again in the future.
…
I fully understand [the applicant’s] current predicament … and know he deeply regrets his actions and also for not seeking assistance from family at the time. The serving of his full sentence in AMC, ACT has assisted him immensely in his rehabilitation and road to recovery.
I n oral submissions
at the sentence hearing ,
the applicant ’ s legal representative
referred
to
the evidence of remorse, albeit
in general terms , and to the applicant ’ s pleas of guilty which, in her submission, were also a strong indication of contrition and remorse.
In the Crown ’ s written submissions
on sentence ,
remorse was
accepted as
a matter
the applicant could rely upon
in mitigation
of sentence ,
as to which
it was said
oral submissions would be directed. The Crown ’ s oral submissions
did not address remorse.
No
reference was made to counsel ’ s
submissions or to the question of remorse more generally in the sentencing remarks.
I am unable to accept the C rown ’ s submission on the appeal
that there was an implied acknowledgement by the sentencing judge of the applicant ’ s remorse
in his
Honour ’ s
reference to Ms
Twala ’ s
letter of support
and Dr Reid ’ s evidence ,
and that
he
has
simply overlooked making express reference to
it
in the sentencing remarks .
In the context of the overall sentencing exercise, the applicant ’ s remorse, the genuineness of which the Crown did not chall enge in the sentencing hearing, was a matter
deserving of weight
in the sentencing exercise and a matter the applicant was entitled to have had expressly taken into account in his favour in mitigation of sentence.
T o that limited extent ,
I am satisfied
the first
ground of appeal has been made out
and
this Court is obliged to resentence the applicant in accordance with
Kentwell
v The Queen
(2014) 88 ALJR 947; [2014] HCA 37 .
That being the case, it is not necessary for this Court to consider the remaining grounds of appeal . In sofar as the second ground of appeal is concerned, it will be for this Court to apply totality principles in the resentencing exercise . A s concerns the complaint that the sentence was manifestly excessive,
since
the sentencing discretion is to be exercised fresh ,
complaint about the
severity of the
aggregate sentence imposed by the sentencing judge falls away.
Resentence
The Crown submitted that were the Court
to
find error in the failure of the sentencing judge to
expressly
take into account the
evidence of remorse, the evidence
avail able
to this Court in
assessing
remorse as a factor in mitigation
under s
21(3)( i ) of the
Crimes (Sentencing Procedure) Act
1999
(NSW)
on the balance of probabilities
is limited. T he applicant did not give evidence of his remorse before the sentencing judge
and
has
made no explicit reference to it
in
his affidavit sworn
on
8 June 2020
in the event of resentence. The Crown submitted that
such evid ence
on the question
of remorse that
is available
comes
from third
party sources
and
should be treated
by this Court
with circumspection .
In the result, t he Crown submitted
that this Court would either
give the applicant ’ s remorse
no weight ,
or attribute
to it only marginal weight , such that
this Court would conclude
there
sh ould be no
adjustment to the indicative sentences
and
no lesser aggregate sentence than that
which was
imposed by the
sentencing
judge .
While the applicant ’ s most recent affidavit did not refer expressly
to his
remorse, I am prepared to infer that the statements he made to both Dr Reid and Ms
Twala
and to his
parents
were
consistent
with
his
remorse
being genuine
and
reflecting
an acceptance of
his
responsibility for the sexual offences committed
by him in 2006 at a
time when he was a much younger man.
I note
that
in
Imbornone
v R
[2017] NSWCCA 144
at
[ 57 ],
Wilson J emphasised
the cautionary approach that a sentencing court should take to statements of remorse made to
third
parties . I also note that
in
Porter
v R
[2019] NSWCCA 117 ,
a case not dissimilar to the facts in this case and upon which the Crown
relied
in the
resentencing exercise ,
RA Hulme J (with whom Hoeben CJ at CL and Davies J agreed) adopted that
cautionary
approach and concluded that the untested evidence of remorse
in that case
was such that
RA Hulme J
was not able to reach the positive conclusion that the
applicant
was
“ probably ”
remorseful.
In th is
case ,
although
the applicant
did not
give evidence
before the sentencing judge, he did give evidence
of his remorse for
the
sexual offending
the subject of
the proceedings
before
the Supreme Court of the ACT
in
November 2010 .
After serving a lengthy sentence
in the ACT and
before being transferred into
the NSW
correctional
system ,
he has
also
committed himself to what I am prepared to accept is a determined resolve to maintain
and advance
his full rehabilitation.
I regard
as reliable
his consistent statements to various people that he is indeed remorseful .
On resentence I also take into account in the applic ant ’ s favour that he has been
a
productive
inmate
within a number of
NSW
correctional centres ,
including in the role of
Management of Security ,
sweeper to the kitchen clerk
at the South Coast Correctional Centre where he
has
managed the daily operation s
of the kitchen staff and 48 inmate workers. I also note
that
since
being
sentence d
in September 2019, the applicant
ha s been transferred to the
Kirkc onnell
Correctional Centre where he is a unit sweeper ,
having been reclassified to
allow for his
transfer .
I ac cept that in that correctional c entre he has maintained a proactive attitude and
that he is
a contributing member of the inmate community .
I note that he has enrolled in a small business
c ourse
and
in various manual skills
courses ,
including forklift
driving ,
chainsaw ,
test and tag
(electrical),
ground s
maintenance ,
food safety and
welding.
H e is currently under referral to both the
EQUIPS Foundation and CUBIT
program .
I
also
n ote his determination to resume
tertiary studies in
a Bachelor of Science and B achelor of
E ngineering
( majoring in Me chat ronics ),
having completed three of the seven
years
of that
course of
study which
was
interrupted following his transfer
from the ACT
to
NSW .
In circumstances where the applicant has been in continual custody for over a decade and where he is , even at the date of
resentence ,
a relatively young man
at
age
34,
it is difficult to treat the risk of his reoffending in other than the guarded terms expressed by the sentencing judge. I am, however, of the view that the passage of 12 months since the date of sentence ,
without anything to suggest any retardation in his progress towards rehabilitation or any interruption in that progress by in ternal disciplinary action ,
that
his
commitment to his rehabilitation is
entitled to weight in the resentencing exercise.
I accept his evidence
on resentence
that he remains
“ dedicated and committed to [his] positive rehabilitation ” .
The objective seriousne ss of the applicant ’ s
offen ding
cannot be understated .
For my purposes,
I would not propose any alteration to any of the 20 sentences indicated by the sentencing judge in the schedule inc orporated in this
judg ment at [ 6 ].
Neither would I propose any adjustment to his Honour ’ s
assessment
of the objective seriousness of any of the individual counts.
Notwithstanding the
gravity of the
totality of the
criminalit y comprehended by the applicant ’ s pleas of guilty to the 20 offences on the indictment
involving
the sustained sexual abuse of t wo young complainants over a 12- month period,
including
two counts of using one of those children for photographic purposes and the production of child pornography ,
after taking into accoun t the strength of the applicant ’ s subjective case on re sentence, inclusive
of his remorse and , perhaps most significantly ,
the fact that
as
a very young man
he
has been in continual detention for almost
ten
years for offending committed by him when he was a troubled and traumatised victim of sexual abuse ,
I
am of the view
that an
aggregate sentence of 1 1
years with a non-parole period of
7
years
should be imposed . I propose that sentence be
backdated to the same date appointed by the sentencing judge
to account for the delay in the proceedings in
NSW
ultimately being brought to finality .
Orders
The orders I propose are as follows:
Leave to appeal is granted.
The appeal against sentence is upheld.
Quash the
aggregate
sentence imposed
in the District Court
on 6 September 2019 and in lieu thereof impose an aggregate sentence of
11 years ’
imprisonment commencing on 9 April 2015 and expiring on 8 April 2026
with a non-parole period of
7
years expiring on 8 April 2022.
BUTTON J
:
I agree with Fullerton J .
**********
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated.
Decision last updated:
02 November 2020
Official source: https://www.caselaw.nsw.gov.au/decision/175675f36e3cfbf2d32177be