AK v Regina [2020] NSWCCA 194
Catchwords: CRIME — appeals — appeal against sentence — failure to take into account a relevant consideration — complaint that sentencing judge failed to properly consider the applicant’s mental health CRIME — appeals — appeal against sentence — m isapplication of principle — complaint that sentencing judge failed to appropriately take into account the special circumstances of the applicant — complaint that sentencing judge erred by failing to appropriately vary the statutory ratio in recognition of the special circumstances and the mental health of the applicant
Court of Criminal Appeal
Supreme Court
New South Wales
Medium Neutral Citation:
AK v Regina [2020] NSWCCA 194
Hearing dates:
10 June 2020
Date of orders:
5 August 2020
Decision date:
05 August 2020
Before:
Macfarlan JA at [1]
N Adams J at [2]
Lonergan J at [3]
Decision:
(1) Leave to appeal sentence granted
(2) Appeal dismissed
Catchwords:
CRIME — appeals — appeal against sentence — failure to take into account a relevant consideration
— complaint that sentencing judge failed to properly consider the applicant’s mental health
CRIME — appeals —
appeal against sentence — m isapplication of principle
— complaint that sentencing judge failed to appropriately take into account the special circumstances of the applicant — complaint that sentencing judge erred by failing to appropriately vary the statutory ratio in recognition of the special circumstances and the mental health of the applicant
Legislation Cited:
Crimes Act 1900
( NSW)
Crimes (Domestic and Personal Violence) Act 2007 (NSW)
Criminal Appeal Act 1912
(NSW)
Criminal Procedure Act 1986
(NSW)
Cases Cited:
Brennan v R [2018] NSWCCA 22
Briggs v R [2010] NSWCCA 250
DPP
( Cth) v De La Rosa
(2010) 79 NSWLR 1; [2010] NSWCCA 194
Etchell v R
( 2010) 205 A Crim R 138; [2010]
NSWCCA 262
Muldrock v The Queen
(2011) 244 CLR 120; [2011] HCA 39
Munda v Western Australia
(2013) 249 CLR 600; [2013] HCA 38
R v Baker [2000] NSWCCA 85
R v Cramp [2004] NSWCCA 264
R v Engert
(1995) 84 A Crim R 67
R v Fidow [2004] NSWCCA 172
R v GDR
(1994)
35 NSWLR 376
R v GWM [2012] NSWCCA 240
R v Simpson
(2000) 153 NSWLR 704; [2001] NSWCCA 534
The Queen v Kilic
(2016) 259 CLR 256; [2016] HCA 48
Wakefield v R [2010] NSWCCA 12
Category:
Principal judgment
Parties:
AK (Applicant)
Regina (Respondent)
Representation:
Counsel:
L Rowan (Applicant)
E Wilkins SC (Respondent)
Solicitors:
AC Law Group (Applicant)
Solicitor for Public Prosecutions (NSW) (Respondent)
File Number(s):
2016/147185
Publication restriction:
Nil
Decision under appeal
Court or tribunal:
District Court of New South Wales
Jurisdiction:
Criminal
Citation:
---
Date of Decision:
19 June 2019
Before:
Wilson SC DCJ
File Number(s):
2016/147185
Judgment
MACFARLAN J:
I agree with Lonergan J .
N
ADAMS J:
I agree with Lonergan J.
LONERGAN J
:
The applicant,
known as
‘ AK ’ , seeks leave to appeal
pursuant to s 5(1)(c) of the
Criminal Appeal Act 1912
(NSW)
against a sentence imposed by Wilson SC DCJ in the District Court at Sydney on 19 June 2019.
AK ’ s
trial ,
for a series of offences
i nvolving his wife and stepchild ,
commenced
on 12 March 20 18 . Two
days into
the
trial,
and whilst the main
victim, the
applicant ’ s wife
( known as
‘ SM ’ )
was giving evidence,
th e
applicant
entered pleas of guilty
to four offences, these being Counts 2, 3, 4 and 5 as charged on Indictment.
At the sentenc ing
proceedings,
an
additional
offence was taken into account on a Form 1 and four
additional
and
related offences were
taken into account pursuant to s 166 of the
Criminal Procedure Act 1986
(NSW).
The offences to which
t he
applicant
pleaded guilty were as follows:
Detain
SM (his wife)
with intent to obtain an
advantage
(psychological gratification)
contrary
to s 86(1)(b) of the
Crimes Act 1900
(NSW)
which carries a maximum
sentence
of 14 years imprisonment;
Detain
PC
(his step daughter)
with intent to obtain an advantage
( psychological
gratification)
contrary to s 86(1)(b)
of the
Crimes Act
;
Do an act intending to persuade a w itness in a judicial proceeding
to withhold true evidence with intent to procure an acquittal for a serious indicatable offence
(aggravated) , contrary to s s
323(a)
and 324
of the
Crimes Act
,
which carries
a maximum penalty of 14 years imprisonment ;
Sexual intercourse without consent, contrary to s 61I of the
Crimes Act
which carries a maximum penalty of 14 years imprisonment with a standard non-parole period of 7 years .
T a ken into account on the Form 1 wa s one
count
of enter dwelling house with intent to commit a serious
indictable
offence contrary
to s 111(1) of the
Crimes A
ct
which carries a maximum penalty of 10 years imprisonment.
The
four offences on
the s
166
C ertificate
comprised
one
count of
contravene restriction
of
appreh ended violence order (domestic), contrary to s 14 of the
Crimes (Domestic and Personal Violence) Act 2007
(NSW)
with a maximum penalty of 2 years imprisonmen t or 50 penalty units or both; two
counts of common assault
contrary to s 61 of the
Crimes Act
which carries
a maximum penalty of 2 years imprisonment , and one
count of intimidation ,
in contravention of s 13 of the
Crimes (Domestic and Personal Violence) Act
, which
carries a maximum penalty of 5 years imprisonment
or 50 penalty units or both.
The indicative sentences ,
with discount applied for the guilty plea, were as follows:
S equence 1 :
(contravention of ADVO): 10 months ;
S equence 2 :
(common assault): 10 months ;
S equence
3 :
(common assault): 10 months;
S equence 5 :
(stalk intimidate):12 months;
S equence
6 :
(take or detain person with intention of obtaining advantage -
AK ’ s wife SM): 6 years;
S equence 7 :
(take or detain person with intention of obtaining advantage
-
AK ’ s
stepdaughter) :
5 years;
S equence 8 :
(sexual intercourse without consent): 5 years with a non-parole period of 3 years and 8 months;
S equence 9 :
(acting with intent to influence to potentially procure an acquittal): 5 years
[1]
.
The applicant was sentenced to an aggregate term of imprisonment of 10 years, with a non-parole period of 7 years dating from 20 June 2016.
The applicant seeks leave to appeal against the aggregate sentence.
For the reasons that follow ,
I propose that leave to appeal should be granted but the appeal should be dismissed.
Facts
The facts were agreed between the parties and set out in the remarks on sentence as follows:
“…
[14] SM (the victim) and AK (the Offender) were married in 2013.
[15] Together they had a child NK in July 2013. That child was two years old at the time of the offences in May 2016. The victim had two children from a previous marriage, who will be referred to as NC and PC. NC was around 20 years of age and PC 15 years old at the time of the offences in May 2016.
[16] Around August/September 2014, the victim and NK moved to Australia to be with the Offender. They lived in a home in Bonnyrigg. NC lived with them for a time but moved out in April 2016. PC then moved separately from Fiji into the premises in or about April 2016.
[17] In December 2014, the Offender assaulted the victim and pleaded guilty such that he was convicted and fined in relation to that matter.
[18] In April 2016, the Offender assaulted the victim again causing actual bodily harm and also intimidated her. He was granted bail but obliged to abide by the terms of an AVO which included a condition that he not enter the premises to which I have previously referred. Following the incident, the victim did not remain at the premises during the evenings. She would attend the premises during the day but returned to stay at the home of a friend at night with NK and PC.
[19] In February 2017, the Offender pleaded guilty to the April 2016 assault and he was at that time sentenced to a short term of imprisonment.
[20] On 10 May 2016, three weeks after his release to bail for the April 2016 offences and three days before the matter was next due before the Court the Offender attended the premises contrary to the conditions of the AVO. Initially when he arrived NK and PC were not present. At around 7:30am, the victim arrived at the premises with NK and PC.
[21] A short time later, the victim was in the kitchen when she saw the Offender standing by the door in the nearby sunroom. She was scared when she saw him. The Offender entered the dwelling intending to intimidate the victim. That is the charge which forms the basis of the matter on the Form 1.
[22] The victim was scared and tried to run away from the Offender towards the front door of the property. She yelled to PC to open the door. The Offender caught up with the victim before she could leave and grabbed her by the back of the head around her hair so she could not run.
[23] The victim told PC again to open the door. The Offender told PC that if she opened the door he would kill her and grabbed PC by the hair as well. PC said to the Offender “don’t hurt us, don’t hurt us”.
[24] The Offender then walked the victim and PC into the dining room area of the property. The Offender sat the victim on a dining room chair and at the same time pushed PC into a wall causing a fingernail to break. The Offender told PC to sit on a chair. PC asked the Offender if she could go to the bathroom and after some time she was permitted to do so. She returned thereafter.
[25] Over the ensuing hours the Offender spoke further with the victim about the impending court case. The Offender said words to the effect of “save me from the Court, I will lose my licence, I will lose my job, if you call the Police I will suicide”. In fear, and feeling guilty, the victim said she would say whatever the Offender wanted her to say in court. Whilst the Offender was inside the premises he did not allow the victims to leave. Both SM and PC were detained without their consent for the Offender’s psychological gratification. That is the basis for Counts 2 and 3 on the original Indictment.
[26] By virtue of the conversations with the victim the Offender was intending to persuade SM, a witness in judicial proceedings, to withhold true evidence with intent to procure his acquittal for a serious indictable offence. That is Count 4 on the Indictment.
[27] During the time in the premises the Offender led the victim to a bedroom. He told her that he wanted to talk to her in private. NK followed them into the bedroom. The door was closed and locked for approximately two hours. Inside the bedroom the Offender said “I’m sorry I hit you, I love you.” He told he loved her and that he wanted to sleep with her. The Offender guided the victim’s body around so that she was facing away from him on the bed in the room. He pulled her pants and underpants down and inserted his penis into her vagina. The Offender had penile/vaginal sexual intercourse with the victim without her consent knowing that she was not consenting. During this incident the victim did not scream or make a lot of noise as her children were nearby. Those are the facts which pertain to Count 5.
[28] After the sexual act the Offender and the victim ended up back in the lounge room. The Offender continued to talk to the victim about the upcoming
court case and their relationship telling her to “please save me, I’ll be good to you, we won’t fight anymore”.
[29] During the day the Offender spoke to his brother over the telephone, then in Fiji. The Offender told his brother that he was going to send him $3,000. He then turned to the victim and said “I sent him $3,000, if anything happens to me that money is for you, for him to kill you.”
[30] The Offender asked PC what time her brother was coming home, she said “around 5:30”. The Offender waited until it was dark before leaving saying to the victim “if you report this to the Police I will suicide”. At around 5.50pm the victim contacted her friend who I will refer to by the initials AS. AS then collected the victim and PC, and I assume also the young child previously referred to as NK who at that time was just two years of age.
[31] AS took the victims to Green Valley Police Station where they spoke to Police. The victims went home with AS where the victim showered and the clothes she had been wearing at the time of the incident were washed. The following day at around 9:42am the victim spoke with her domestic violence social worker Melanie Thompson who took the victim to Fairfield Police Station.
[32] The victim then attended Liverpool Hospital where a SAIK was conducted. A medical forensic examination was conducted on the victim’s genital area and swabs were taken for analysis. Semen was detected on the high vaginal smear. A mixed DNA profile was recovered from the high vaginal swab. The major component of the mixture had the same DNA profile as the Offender. The minor component of the mixture is consistent with originating from SM, the victim. Police then took the victim back to the premises where they conducted a recorded walkthrough.
[33] At around 11:45am on 12 May 2016, Police attended the Offender’s workplace; they informed him of the allegations, cautioned him and placed him under arrest. The Offender was conveyed to Fairfield Police Station. During that journey the Offender told Police that he had attended the premises contrary to the AVO. He said he arrived at around 6am and had gone there to “see his boy”. He said he left at around 5:30pm and the victim had not wanted to let him go in case he was seen at the property. He agreed that he had breached the AVO by attending the premises but denied sexually assaulting the victim, stating “no, I did not rape her, my two ‑ year ‑ old boy was there, how could we have sex?”
[34] He told Police he entered the premises through the back sliding door of the property. Upon arrival at the Fairfield Police Station, the Offender was introduced to the Custody Manager and informed of his rights. He participated in a short recorded interview with the Police with the assistance of an interpreter. He told the Police that he did not want to answer questions about the allegations. Police asked him about the conversation with Police on the journey to the Police Station and the Offender adopted the content of that conversation”.
Findings
The sentencing judge made specific reference to the context of domestic violence and what the High Court had s aid about that in
Munda v Western
A
ustralia
( 2013 )
249 CLR 600 ; [2013] HCA 38
( “
Munda
” )
at
[ 54 ] - [ 55 ] , noting :
“…the long standing obligation of the state
to vindicate the dignity of each victim of violence ,
to express the community’s disapproval of that offending, and to afford such protection as can be afforded by the state to the vulnerable against repetition of violence…”.
R eference
was also made
to
T
he Queen v Kilic
( 2016 )
259 CLR 256 ; [2016] HCA 48
at [21] ,
recognising the societal shift in relation to domestic violence and that current sentencing practices for offences involving domestic violence depart from past sentencing practices for this category of offence ,
because of changes in societal attitudes to domestic relations.
His Honour
concluded that
counts 2, 3, and 4 were all in the mid-range of objective seriousness
for that type of offending and that c ount
5
was slightly above the mid-range ,
given the presence of the young child .
He placed
the objective seriousness of
the breach of the
AVO at
above th e mid-range
given
that
it involved de tention and sexual violence ,
the two counts of co mmon assault at the mid-range ,
and
the stalk and intimidate
at
about the mid-range. No
issue has been taken regarding any of those assessments.
His
H onour listed
the
aggravating features of the offending at [61] as follows:
“…[61]
Other considerations affecting the sentence to be imposed in this case include the following aggravating factors:
(a) the actual or threatened use of violence. I mention that only to the extent that it does not involve double counting in respect of the assault matters which include as an element of the offending an act of violence;
(b) the offences were committed in the presence of children, namely NK aged two and PC who was then aged around 15 years of age. Of most concern is the fact that not only was PC present but she was also the subject of violence, and also of concern to the Court and an aggravating factor in relation to the sexual intercourse count being count 5 on the Indictment, that offending occurred in the presence of the two year old child;
(c) it is also an aggravating factor that the offences were committed in the home of the victims, a place where they are entitled to expect to be safe and free from this type of conduct, particularly in view of the fact that an AVO had been taken out with conditions which precluded the attendance of the Offender at those premises; and
(d) the offending is aggravated further by the fact that the offences were committed whilst the Offender was the subject of conditional liberty”.
Subjective case
The applicant was 56 years old at the time of offending and is now 60. He has a criminal history whi ch includes previous assaults of
SM.
He was convicted of
assaul t involving slapping
SM
in the face
and pulling her by the hair on 26 December 2014. He was fined.
He was charged for assault occasioning actual bo dily harm and breach of an AVO
for his conduct on 21 April 2016.
The facts of that offending w ere
before the sentencing judge. Th e
applicant
was sentenced
in 2017
for the
April 2016 offending
to imprisonment for 2
months and 16 days commencing 22 February 2017 and ending on 7 May 2017.
The applicant chose not to give evidence but provided a letter stating
that
he
“ accepted responsibility ”
for his actions
and that
what he did
was
“ inappropriate ” .
The sentencing judge gave the letter very little weight ,
because
t he
applicant
was provided with the opportunity to give sworn evidence of remorse ,
but refused and
had
initially pleaded not guilty and in doing so ,
subjected his wife to giving evidence.
The sentencing judge noted the medical reports from Dr Adams and Dr Chew, both psychiatrists. Dr Adams was retained to assess the applicant ’ s fitness for trial. He assessed the ap plicant on 22 September
2016
and 21 October 2016. Dr Adams
stated that the applicant found it difficult to provide an accurate account of his mental health history and that the applicant reported to him that he was
“ worried ”
he was
“ losing his memory ” . He had no history of alcohol or drug abuse . He
had worked as a bus driver in Australia. Dr Adams concluded that at that point ,
the applican t did not satisfy the
Presser
minimum standards
and was not fit to plead.
Dr Adams
d iagnosed a neurocognitive disorder with possible dementia type illness and psychotic symptoms.
On
reassessment on 5
June 2017 ,
Dr Adams noted that the applicant ’ s mental state
had
improved with medication and tha t he
was fit for trial.
Dr Chew re viewed the applicant in March 2019
by
A VL . He took
the view that the applicant suffered a serious mental illness ,
likely major depression with psychotic features
and prominent cognitive features . He also
stated
that
in his view
it was likely that the applicant had suffered from that
condition
at the time of the offending.
The sentencing jud ge noted
that there
was
controversy as t o the source of
the
information Dr C hew has included in his repo rt regarding medical records and
medications ,
although this was clarified in a subsequent report
from Dr Chew
to indicate
that
the information ca me from
J ustice
H ealth
R ecords.
His Honour analysed the
effect of the medical reports at
[ 67 ] - [ 69 ]
of the remarks on sentence:
“[67] Given the medical conditions that have been referred to in the evidence the Offender’s mental condition could have the effect of reducing his moral culpability and matters such as general deterrence, retribution and denunciation may as a result have less weight in the sentencing process. This is especially the case where the mental condition, according to the evidence, contributed to the commission of the offending in a material way.
[68] Without going through the authority in detail I note the observations of the McClellan CJ at CL in the matter of
DPP (Cth) v De La Rosa
(2010) 79 NSWLR 1 at [177], where his Honour listed a number of propositions that may arise in circumstances such as these. I have had regard to those observations, and I find that, by reason of his mental condition, the Offender’s moral culpability is slightly reduced.
[69] I also find that by reason of his mental condition and the need for treatment a custodial sentence may weigh more heavily upon the Offender. I decline to find that it reduces the need for specific deterrence and I find that by reason of the mental condition from which the Offender suffers he may present more of a danger to the community than others who do not suffer from those conditions resulting in specific deterrence being a matter which looms large in the sentencing exercise”.
The
issue
of special circumstances was discussed
at
[ 74 ] - [ 76 ] . His Honour noted that issue was taken by the Crown as to whether
special circumstances exist ed
such as to justify a departure from
the statutory ratio for parole .
The
Crown argu ed
that the only
relevant
basis would be
that this is the applicant ’ s first time in custody for any lengthy custodial sentence,
however
the standard statutory ratio of parole to non-parole was sufficient to deal with any need for rehabilitation.
T he applicant
submitted that in addition to
this
being his first time in custody ,
the
C ourt should also consider his age and his health issues.
His Honour
approached the issue this way:
“[74] It is not agreed between the parties
that special circumstance exist so as to justify a departure from the statutory ratio for parole. As to non-parole the
Crown does not accept that special circumstances exist, this is based on the primary factor going to special circumstances in this case it is said it will be the Offender's
first time of any lengthy custodial sentence.
[75]
It was submitted on behalf of the Crown that due to the fact that he will face a
lengthy sentence even with the application of the standard statutory ratio of
parole to non-parole any need for rehabilitation
will be accommodated by the
standard period on parole.
The Offender submitted tha t special circumstances would be found on the basis
that it is the Offender's first time in custody,
his
age and also his health issues.
[76]
Whilst I accept the Crown's submission that the standard period on parole
would ordinarily be sufficient to address such issues I do find special
circumstances
such
that there will be a minor a
djustment to the statutory ratio.”
[2]
The application
The applicant raised
four
grounds of appeal:
The
sentencing judge erred by failing to properly consider the
mental health of the applicant;
The
sentencing judge erred by failing to appropriately take into account the special
circumstances of the applicant;
The sentencing judge erred by failing to appropriately vary the statutory ratio in recognition of the special circumstances and the mental health of the applicant ;
The sentence is manifestly excessive.
No written submission s
w ere
provided
on behalf of the applicant
in support of
ground 4.
I n oral
su bmissions ,
c ounsel for the applicant infor med the
C ourt that
ground
4
wa s only pressed to the extent it
“ embodies or encompasses ”
grounds 1 to 3 .
I t
was
not pressed
as a
separate
ground , and so is not dealt with as a separate ground in this judgment.
Ground 1 :
Failure to properly consider the
mental health of the applicant
(i) The Applicant’s submissions
C ou nsel
for the applicant
assert ed
that the conclusion that the sentencing judge
should have reached ,
given
the mental health evidence,
and
in particular Dr Chew ’ s 2019 report , was
t hat the
applicant ’ s
moral culpability
was
significantly
reduced ,
not , as his Honour found, only
slightly
reduced.
There was no apparent exercise of the necessary
“ sensitive discretionary decision ”
as required by
R v Engert
( 1995 )
84 A Crim R
67 a t [67]
that
explain ed
how his Honour applied the facts and circumstances of the case to the purposes of criminal punishment.
T here wa s inadequate explanation
for
the conclusion
that the applicant
“ may present more of a danger to the community than others who do not suffer from those conditions ” .
[3]
It was argued that t his approach led to an
increase
in sente nce ,
because
more weight was
placed on specific deterrence. T he factual basis for
that
conclusion should have been properly set out
in the ROS ,
but was not .
[4]
The evidence supports a finding that t his applicant was not an appropriate vehicle for the expression of the
full weight
of general deterrence ,
given his mental health problems
based on Dr Chew ’ s opinion that
t he
applicant
was suffering from a mental disorder or disability at the time of the commission of the offence.
The sentencing judge gave no consideration to the risk that imprisonment will have a significant adverse effect on the applicant ’ s mental health . ( I
interpolate however
that
no evidence
from the
expert psychiatrist s ’
evidence w as cited to support
this p roposition , and th e evidence tendered suggests the applicant ’ s
mental health has significantly improved
whilst in custody ) .
(ii) The Crown’s Submissions
The Crown submitted that it is apparent from
[ 67 ] - [ 69 ]
of the ROS that his
H onour expressly applied the relevant considerations
from the judgment of McClellan CJ at CL
in
DPP (Cth) v De La Rosa
(2010) 79 NSWLR 1 ; [2010] NSWCCA 194
( “
De La Rosa
” ) :
“…[177] Where an offender is suffering from a mental illness, intellectual handicap or other mental problems the courts have developed principles to be applied when sentencing: see, eg,
R v Engert
(1995) 84 A Crim R 67;
R v Tsiarias
[1996] 1 VR 398 at 400;
R v Fahda
[1999] NSWCCA 267 at [40]-[48];
Lauritsen v R
[2000] WASCA 203; (2000) 114 A Crim R 333 at [43]-[51];
R v Harb
[2001] NSWCCA 249 at [35]-[45];
R v Israil
[2002] NSWCCA 255;
R v Hemsley
[2004] NSWCCA 228 at [33]-[36];
R v Verdins
[2007] VSCA 102 at [32];
Courtney v R
[2007] NSWCCA 195 at [14]-[18]; and
R v Henry
[2007] NSWCCA 90 at [28]. They can be summarised in the following manner:
Where the state of a person ’ s mental health contributes to the commission of the offence in a material way, the offender ’ s moral culpability may be reduced. Consequently the need to denounce the crime may be reduced with a reduction in the sentence:
R v Henry
[1999] NSWCCA 111; 46 NSWLR 346 at [254];
Miller v R
[1999] WASCA 66 at [23];
R v Jiminez
[1999] WASCA 7 at [23], [25];
Tsiaras
at 400;
Lauritsen
at [51]; Israil at [23];
R v Pearson
[2004] NSWCCA 129 at [43];
Henry
[2007] NSWCCA 90 at [28].
It may also have the consequence that an offender is an inappropriate vehicle for general deterrence resulting in a reduction in the sentence which would otherwise have been imposed:
Engert
at
[ 71 ] ;
R v Wright
(1997) 93 A Crim R 48 at
[ 50 ]-[ 51 ] ;
Israil
at [22];
Pearson
at [42];
Henry
at [28].
It may mean that a custodial sentence may weigh more heavily on the person. Because the sentence will be more onerous for that person the length of the prison term or the conditions under which it is served may be reduced:
Tsiaris
at
[ 400 ] ;
Jiminez
at [25];
Israil
at [26]; Henry at [28].
It may reduce or eliminate the significance of specific deterrence:
Courtney
at [14];
Tsiaras
at
[ 400 ] ;
Israil
at [25];
JW
at [192].
Conversely, it may be that because of a person ’ s mental illness, they present more of a danger to the community. In those circumstances, considerations of specific deterrence may result in an increased sentence:
Israil
at [24];
Henry
at [28]. Where a person has been diagnosed with an Antisocial Personality Disorder there may be a particular need to give consideration to the protection of the public:
R v Lawrence
(2005) NSWCCA 91 per Spigelman CJ at [23]-[24].
The criticism made is ,
in effect ,
that
his
H onour should have given more weight to the mental health issue
in reducing moral culpability. T he question of weight is part of the instinctive synthesis
that has to be undertaken by the sentencing judge. As stated by Spigelman CJ in
R
v Baker
[ 2000 ]
NSWCCA 85
at [ 11 ]:
“Questions
of weight in the exercise of a discretion are
matters for the first instance judge. The circumstances in which matters of weight will justify intervention by an appellate court are
narrowly confined”.
Here the assessment of the applicant ’ s moral culpability had to be considered in the context of his history of domestic violence towards his wife ,
his ability to ente r
the home ,
forcibly detain
both victims ,
and keep control of them for
many hours
notwithstanding
h is asserted mental
condition . He
threaten ed his
wife ,
including a
threat
he would kill her
and
her daughter,
he
pressur ed h er in relation to the court case
-
the subject matter of which was previous serious
domestic violence on his part
-
in close proximity to the next listing of that case. The applicant
also
acknowledged to police
a few days later
that he
knew
that
he was in breach of the A V O that was in place at the time of this offending.
C ontrary to what was submitted on behalf of the applicant , his H onour in fact made a finding that a custodial sentence
“ may weigh more heavily ”
[5]
on the applicant ,
despite Dr Adams noting in
the
his second report that
the applicant ’ s
mental health
had
improved and that the applicant himself had commented that he was
“ fine ” ,
he was
“ very well ”
and that he
“ felt safe ” . The applicant told Dr Chew in March 2019 that he was now
“ all better ”
on treatment ,
and denied any mental health symptoms.
His Honour ’ s
finding was ,
in the
circumstances ,
a generous one .
The sentencing judge was obliged to carefully consider the applicant ’ s criminal record and prior behaviour towards his wife. The 10 May 2016 offences were not isolated . T here had been other incidents of violence during the relationship. The Court was required to take into account that the present offences were committed in breac h of bail and in breach of an AV O. Dr Adams referred specifically to the possible danger posed by the applicant to others
based on his assessments in 2017
[6]
before the improvement in
the applicant ’ s
condition
whilst
in custody
and on
medication.
(iii) Did the Sentencing Judge give proper consideration to the mental health of the applicant?
The c onclusion in
Dr Adams ’
first
report regarding the possible danger posed
by the applicant to others is
a significant consideration
that his
H onour was required to weigh
in
reaching an appropriate sentence to impose.
Contrary
to the submissions made on behalf of the applicant, t here is no evidence that
in taking that matter into account , his H onour increased the sentence because of potential dangers
presented
by the applicant. He clearly weighed up
the relevant factors as described in
De La Rosa
and gave some
weight to the issue of the futur e dangerousness of the applicant . This is not
at all
surprising against a background of repeated , violent offending ,
where an AV O
and bail conditions in place seem to have made
no difference to this
offender ’ s willingness to
attack,
detain, humiliate, terrorise and
rape
his partner
in the presence of
her
children .
In some respects the mental health evidence was incomplete ,
but
his H onour was required to take into account such ev idence as was before him. It
was open to
him to find that the applicant presented as a risk ,
despite some
demonstrated
improvement in custody
where he is
under medication ,
supervision and the
structured
circumstances of custody
away from his wife .
His H onour made a generous finding that the custodial sentence
may weigh more heavily upon the applicant. He
specifically declined to find that the applicant ’ s mental health
could underpin
a finding that
t he
applicant
was not an appropriate vehicle for the expression of
general and specific deterrence, as is well within his discretion to so find, particularly given the High Court ’ s observations in
Munda
, and the nature of the offending.
There is
no
requirement based on
De L
a
Rosa
,
that
where there is a finding by a court
that a person ’ s mental health contributed to the commission of the offence in a material way ,
that the offender ’ s culpability
must
be
reduced; only
that it
may
be reduced. Having considered the relevant evidence ,
the sentencing judge concluded that the evidence warranted a slight reduction in the applicant ’ s moral culpability.
Such a finding wa s clearly open to him and
was the result of
weighing the various
competing considerations,
which is
very much a matter within the province and discretion of the sentencing judge .
There is nothing in the sentence imposed that suggests no such reduction was applied. The offending was very serious, as reflected in the maximum sentences the legislature has chosen to impose for such offending.
His H onour ’ s approach was consistent with authority .
N o error has been demonstrated .
Ground 1 must be dismissed.
Grounds 2 and
3:
Special circumstances
(i) The Applicant’s Submissions
T he applicant submitted that the
R emarks o n
S entence betray a lack of any clear
finding o f special circumstances ,
and the
effect any such finding had upon the sentence imposed
is not evident. B ecause
of this approach , there
was error in setting an exces sive non-parole period. This had
the effect of depriving the applicant
of the
benefit of any
s pecial circumstances his Honour may
have
found.
A lternatively , his Honour
having made a finding of special circumstances
failed
to adequately alter the statutory ratio in a manner appro priately reflecting his finding.
A s stated in
R v
GDR
( 199 4 )
35 NSWLR 376 at 381,
an explicit addressing within the sentencing remarks of the length of the parole period as a proportion of the total ,
in circumstances where it is less than one third of the non-parole period ,
is required . Whilst it was acknowledged that there is no principle of law that requires that
a
parole period must not be less than one third of the non-parole period , it is desirable to address what
approach
has been applied,
lest it be considered that there
was an error of oversight or
omission. In support of this submission re liance was placed on
Wakefield v
R
[2010] NSWCCA 12
at
[ 26 ];
Briggs v R
[ 2010 ] NSW CCA 250
( “
Briggs
” )
at
[ 34 ];
Etchell v R
( 2010 ) 205 A
Crim R
1 38 ; [2010] NSWCCA 262
at
[ 49 ] - [ 50 ] and
Brennan v
R
[ 2018 ] NSW CCA 22
( “
Brennan
” )
at
[ 69 ] .
The sentencing
judge ’ s silence
on this aspect
is submitted to be something that leads to a
“ sense of disquiet that he may have overlooked giving appropriate focus to the statutory ratio ” ,
as was the case identified in
Briggs
per Fullerton J at [34].
G iven the findings
made about the applicant ’ s mental health and
ongoing risk to the community , there is a recognised
need for the applicant to undergo suitable rehabilitative treatment. That amounts to special
circumstances
which
ought to have resulted in a variation of the s tatutory ratio
to reflect that
the applicant would benefit from treatment while in full-time custody ,
but he may not receive it
due
to factors out of his control:
Muldrock v T
he Queen
( 2011 ) 2 44 CLR 120 ; [2011] HCA 39
at
[ 57 ]- [ 58 ].
(ii) The Crown’s Submissions
T he Crown submitted that it is well-established that a finding of special circumstances is discretionary in nature and the degree to which the ratio of the non-parole per iod to the head sentence is varied
is
also discretionary and very much a matter for the senten cing judge. As noted in
R v
Fido
w
[ 2004 ] NSW CCA
172
( “
Fidow
” )
at
[ 18 ]-[ 24 ],
particularly
at
[ 19 ] per Spigelman
CJ
( reiterating
his earlier statement in
R v
Simpson
( 2000 ) 153 NSW LR 704 ; [2001] NSWCCA 534
( “
Simpson
” )
at
[ 73 ]):
“As a practical matter,
there are unlikely to be many cases in which this Court will interfere unless the non-parole period is found to be manifestly inadequate or manifestly excessive ”.
As pointed out by Johnson J (with whom McClellan CJ at CL and Bellew J agreed) in
R v GWM
[ 2012 ]
NSWCCA 240
( “
GWM
” )
at
[ 118 ] :
“As the decision of this Court in
R v Simpson
[2001] NSWCCA 534; 53 NSWLR 704 (at 718 [65]) makes clear, the adjustment of the statutory ratio, after considering factors relevant to the fettered sentencing discretion, must lead to the imposition of a non-parole period which constitutes the minimum period which the offender should spend in custody having regard to all objective and subjective circumstances, including the objective gravity of the offence and the need for general deterrence. The non-parole period should constitute the least period which the Respondent ought be required to serve for his crime before being eligible for parole, having regard to all the purposes of punishment and not simply his rehabilitation:
Hejazi v R
[2009] NSWCCA 282 at [36].”
Sim ilar observations were made in
Simpson
at
[ 65 ] per Spigelman CJ:
“In addition to the need to identify and articulate "special circumstances", in order to overcome the statutory constraint on the exercise of the discretion to fix a non-parole period, the need to ensure that the time an offender must spend in prison reflects all of the circumstances of the offence and the offender - including the objective gravity of the offence and the need for general deterrence - operates to confine the proper range for the exercise of the discretion. (See
R v Maclay
(1990) 19 NSWLR 112 at 122G-123A;
R
v
Morrissey
(supra);
R v McDonald
(NSWCCA, 12 October 1998, unreported);
R v Henry & Barber
[1999] NSWCCA 107 at [76] per
Simpson
J.) As the High court said in
Power
(supra) at 628:
‘ To the extent to which deterrence is an object of imprisonment, then imprisonment without a chance of release for a longer time, rather than a shorter
time, is within that objective.’”
It is evident that
the sentencing judge
expressly considered the
submissions
made
about special circumstances and decided that there should be an adjustment made ,
as set out in his remarks at
[ 74 ]-[ 76 ] . Contrary to the applicant ’ s submissions ,
the length of the adjustment is clear ,
being a reduction
in the non-parole period of 6 months from the 7 years and 6
months that would have been 75% of the aggregate head sentence.
The Court was required to ensure
that
it did not
“ double count ”
m ental health considerations al ready taken into account
in
imposing the sente nce. As stated by Spigelman CJ in
Fido
w
at
[ 18 ]:
“In
R v Simpson
(2001) 53 NSWLR 704, this Court identified the wide range of factors capable of constituting special circumstances. Nevertheless, on each occasion in which s 44(2) of the Act is invoked, it is necessary for the sentencing judge to make a decision, as noted in
Simpson
at [68] that the circumstances are sufficiently special for the statutory proportion to be reduced. Section 44(2) requires the ‘decision' to be that the statutory proportion of one-third be “less”. ‘Double counting' for matters already taken into account in reducing the head sentence, and therefore already reflected in the non parole period, must be avoided. (See
Simpson
at [47]). Almost all matters capable of constituting special circumstances have usually been taken into account in determining the head sentence and sentencing judges should ensure that double counting does not occur. ”
(iii) Was there any error in the way the Sentencing Judge dealt with special
circumstances?
As
observed by Sp igel man CJ in
R v
C
ramp
[2004] NSWCCA 264
at
[ 31 ]:
“… the size of such an adjustment raises so many matters of a discretionary character that
this Court should be very slow to intervene.”
There are many obvious reasons why this must be so.
Aspects of the evidence
led in the applicant ’ s subjective case
had
countervailing
factors that had to be weighed.
T reatment in custody had brought about an acknowledged improvement in the applicant ’ s mental state ,
bo th objectively and subjectively
but he had been unwell in the community. He was not so unwell ,
however ,
that he could not plan and execute
his crimes
with some resourcefulness
to avoid detection. He arrived and left
in
darkness, capturing SM and her
children when he knew
that they w ould be at home, 3 days before his
previous domestic violence
matter was
listed before the c ourt.
All of these considerations
are relevant to the criminality, and thus need to be reflected in the minimum period in custody,
“ having regard to all the purposes of punishment and not simply his rehabilitation ”
as observed by Johnson J in
GWM
.
These are the
type of considerations that comprise
part of the required instinctive synthesis . They are
not matters capable of
specific ,
“ plus and minus ”
equations of the type
that seems to be implied
by the applicant ’ s submission
are required
to be
set out
in the ROS.
However, c ontrary to what was submitted by the applicant, his Honour ’ s approach to th is task
was clearly articulated. He accepted
the Crown ’ s submissions
and concluded that it
would be appropriate
to provide
a
“ minor adjustment ”
to the statutory ratio .
T here wa s no need
for him
to provide lengthy reasons
for doing so:
Brennan
at [40] .
It is simply not correct to argue, as the applicant does, that there was
“ no effective adjustment made to reflect his finding of special circumst ances ” .
There was clearly an adjustment of 6 months. Six months is a significant additional
period of time to add to the potential time in the community under the assistance of parole supervision.
There is no error, manifest or otherwise, in structuring the sentence as his Honour did.
Grounds 2 and 3 are not made out.
Orders
I propose the following orders:
L eave to appeal sentence granted
Appeal dismissed
**********
Endnotes
1.
Remarks on Sentence of Wilson SC DCJ, 19 June 2019, at [83]-[90].
2.
Remarks on Sentence of Wilson SC DCJ, 19 June 2019.
3.
Remarks on Sentence of Wilson SC DCJ, 19 June 2019, at [69].
4.
Applicant’s Written Submissions at [10].
5.
Remarks on Sentence of Wilson SC DCJ, 19 June 2019, at [69].
6.
Report of Dr Jonathon Adams, Forensic Psychiatrist, dated 11 November 2016, p. 11, [3].
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated.
Decision last updated:
05 August 2020
Official source: https://www.caselaw.nsw.gov.au/decision/173b80af5ffdcb04a8e4122b