AB v R [2020] NSWCCA 170
Catchwords: CRIMINAL LAW – Sentence – Appeal – Where applicant pleaded guilty to four counts of aggravated indecent assault of a person under 16 and one count of inciting a person under 16 to commit an act of indecency – Grounds of appeal drafted by self-represented applicant – Whether sentencing judge erred in assessing special circumstances – Whe ther sentencing judge intended a modest reduction in the non-parole period – Whether sentencing judge erred in assessing the applicant’s prospects of rehabilitation – Whether sentence was manifestly excessive – No error established – Leave to appeal granted – Appeal dismissed
Court of Criminal Appeal
Supreme Court
New South Wales
Summary available
Medium Neutral Citation:
AB v R [2020] NSWCCA 170
Hearing dates:
10 July 2020
Date of orders:
22 July 2020
Decision date:
22 July 2020
Before:
Hoeben CJ at CL at [1]
Adamson J at [2]
Bellew J at [3]
Decision:
(1)
Leave to appeal granted.
(2)
Appeal dismissed.
Catchwords:
CRIMINAL LAW – Sentence – Appeal – Where applicant pleaded guilty to four counts of aggravated indecent assault of a
person
under 16
and one count of inciting
a
person
under 16 to commit an act of indecency – Grounds of appeal drafted by self-represented applicant – Whether sentencing judge erred in assessing special circumstances –
Whe ther sentencing judge intended a modest reduction in the non-parole period –
Whether sentencing judge erred in assessing the applicant’s prospects of rehabilitation
– Whether sentence was manifestly excessive – No error established – Leave to appeal granted – Appeal dismissed
Legislation Cited:
C rimes
Act 1900
(NSW)
Cases Cited:
Bell v R
[2019] NSWCCA 271
Caristo
v R
[2011] NSWCCA 7
Gumbleton
v R
[2017] NSWCCA 314
Jiang v R
[2010] NSWCCA 277
Maglis
v R
[2010] NSWCCA 247
Park v R
[2020] NSWCCA 90
R v Cramp
[2004] NSWCCA 264
R v
Fidow
[2004] NSWCCA 172
R v Goodwin
(1990) 51 A Crim R 328
Category:
Principal judgment
Parties:
AB – Applicant
Regina – Respondent
Representation:
Counsel:
Applicant – Self-represented
M Kumar – Crown
Solicitors:
C Hyland Solicitor for Public Prosecutions - Crown
File Number(s):
2018/158916
Publication restriction:
Nil
Decision under appeal
Court or tribunal:
District Court of NSW
Jurisdiction:
Criminal
Date of Decision:
17 May 2019
Before:
Her Honour Judge Herbert
Judgment
HOEBEN CJ at CL
:
I agree with Bellew J and the orders which he proposes.
ADAMSON J
:
I agree with Bellew J.
B
ELLEW
J
:
INTRODUCTION
O n 11 April 2019 ,
AB
( the applicant )
appeared before her Honour Judge Herbert in the District Court
of NSW
and
pleaded guilty to the following offences:
B etween 1 January 1996 and 30 December 1996,
at Lismore
H eights in the State of New South Wales, did assault
( LC) and at the time of the assault committed an act of indecency
on
(LC) ,
in circumstances of aggravation, namely, that at the time of the offence
( LC) was aged under the age of 16 years, being in fact aged 11 or 12 years
(Count 1) .
B etween
1
June 19 97
and 1 June 1998, at Telopea in
the State
of New South Wales, did assault
( LC) and at the time of the assault committed an act of indecency on
( LC), in circumstances of aggravation, namely, that at the time of the offence
( LC) was aged under the age of 16 years, being in fact aged 13 or 14 years
(Count 2) .
B etween 1 June 1997 and 1 June 1998, at Telopea in the State of New South Wales, did assault
( LC) and at the time of the assault committed an act of indecency on
( LC), in circumstances of aggravation, namely, that at the time of the offence
( LC) was aged under the age of 16 years, being in fact aged 13 or 14 years
(Count 3) .
B etween 1 January 1998 and
30 December 1998, at Telopea in the
S tate of New South Wales, did assault
( LC) and at the time of the assault committed an act of indecency on
( LC), in circumstances of
aggravation, namely, that
at
the time of the offence
( LC) was aged under the age of 16 years, being in fact aged 13 or 14 years
(Count 4) .
B etween 10 February 1997 and 30 December 1997, at Eastwood in the State of New South Wales, did
incite
( TC), a person then under the age of 16 years, namely 11 years, to an act of indecency with
AB
(Count 5) .
In respect of
C ount
1
the applicant asked her H onour to take into account th ree further
offences
set out in
a
Form 1 ,
namely
offences of :
aggravated indecent assault committed on LC between 1 January 1997 and 30 December 1997 ;
inciting LC, a person under the age of 16 years, to commit an act of indecency; and
assaulting
TC.
The offending
in
each of
C ounts
1 - 4
was
contrary to s
61M ( 1 ) of the
C
rimes
A
ct 1900
( N SW)
(the Act)
and
carried a maximum penalty of
7
years ’
imprisonment.
The
offending
in C ount
5
was contrary to s
61N ( 1 ) of the
Act , the maximum penalty for which was
2
years ’
imprisonment.
The sentencing judge gave the following indicative sentences:
Count
1
–
3
years and
9
months ’
imprisonment;
C ount
2
–
2
years and
3
months ’
imprisonment;
C ount
3
–
3
years ’
imprisonment;
Count 4 - 2
years ’
imprisonment;
C ount
5
–
9
months ’
imprisonment.
Her H onour impose d
an aggregate sentence of
5
years ’
imprisonment with a non -parole period of
3
years and
6
months ’
imprisonment.
The applicant now seeks leave to appeal against that sentence on the grounds more fully set out below.
THE FACTS OF THE OFFENDING
Background
Her Honour set out the background to the offending as follows:
[1]
The facts in this are that the accused met
(VP)
in 1992 at a Jehovah's Witness congregation meeting in Bunbury, Western Australia. They formed a relationship later that year and the accused married
(VP) .
(VP)
had two children with a former husband, being the victims L and T. L was born on 29 April 1984. T was born on 10 February 1986. The accused became stepfather to the two victims when they all moved to New South Wales as a family.
In the year of 1996, the accused was 25 years old and the victim
L,
she was aged 11 or 12 years old. The
family were
living at Lismore Heights. Early in that year, a family holiday was planned to travel to Dreamworld in Queensland towards the middle of the year. Prior to the holiday, L was stealing money from her mother's handbag. On one occasion, she stole $5 or $10 from her mother's handbag.
Several days after taking the money, the accused called a family meeting after dinner. During this family meeting, the victims L and T were asked about the stolen money, but neither admitted taking the money. The accused told L and T if neither of them was going to admit it, the holiday to Dreamworld would be cancelled. Both kept quiet and were sent to bed.
Count 1 and the Form 1 Offences
In respect of C ount 1 her Honour found the following facts:
[2]
L had her own bedroom and slept on her own. After the family meeting, she was in bed when the offender entered her room to say good night. He sat beside her bed and she admitted to stealing the money. She became emotional, pleading with him not to cancel the holiday. The offender hugged her, telling her she did the right thing in telling the truth.
She lay back in the bed and as she did this, the offender put his hand underneath the bed sheet, underneath her top and started to rub her stomach in a circular motion. The offender remained silent as he ran his hands up the
victim's stomach, over her chest, before moving his hand down underneath her underwear, over her vagina where he continued to rub her.
L told the offender to stop. The offender stopped for a moment, telling L it was "ok". He ignored her request and continued to rub the outside of her vagina for several minutes. L lay there, believing this was the offender's way of forgiving her for what she had done.
The following day, things continued normally within the household. L did not speak with her brother or mother about what had happened.
Following this incident, the offender regularly entered L's bedroom in the
evening to say good night and would rub the outside of her vagina for a short time before leaving the room.
In relation to the Form 1 offence for common assault, in 1996, the victim T would wet the bed on occasions. The accused punished the victim for wetting the bed and on one occasion forcibly rubbed his face into the bed sheets where he had just wet the bed. The victim T was nine or ten years old
at the time.
In 1997, the accused was 26 and the victim L was 13 years old and T was 11. Toward the start of the year, the family moved to Sydney, as the offender was starting a new job. They moved to a three-bedroom home in
Eastwood.
The sexual abuse against L continued as it had in Lismore Heights on a regular and consistent basis. The offender would enter her bedroom of an
evening to say good night, he would place his hand in her underwear and rub her vagina.
Form 1 offence for aggravated indecent assault. At the home in Eastwood there was a pool and in the year 1997 during summer, the offender and L were at home. L was 12 or 13 years of age. L was in the backyard while the offender swam in the pool. The offender called out to her, telling her she should take her clothes off and go in for a swim. Initially, she ignored him. She did not wish to swim naked. The offender persisted, asking several more times, to the point where she felt she did not have a choice. She took off her
clothes and got into the pool naked.
After swimming for some time, the offender told L that it was time to get out of the pool. They got out of the pool, drying
themselves
before entering the house. The offender led L inside where they sat down together on the couch in the rumpus room. L was still undressed, while the offender wore
bathers. The offender put his arm around L, placing his hand on the inside of
her thigh next to her vagina. They both sat there as the offender watched television. As they sat on the couch, a car pulled into the carport, being her mother. Hearing the car, the offender told L to go and get dressed.
The offence on the Form 1 of incite person
under
16 years to commit an act of indecency. The facts for this offence are that between the middle of
1997 and the middle of 1998, the family moved from the Eastwood home to a home at
Telopea
where they stayed temporarily. This was the home of friends
of the accused.
Count 2
In respect of
C ount 2, her Honour found the following facts:
[3]
While staying at the
Telopea
unit, there was a time when the accused
was alone with L. She would have been 13 or 14 years of age. He took L into one of the bedrooms, told her to take all her clothes off and to
lay
on the bed, lying face down. The offender then rubbed her naked body and told her to turn over, which she did, rolling on to her back. For several minutes, he rubbed her stomach, legs and the outside of her vagina. After rubbing her vagina and her naked body with massage oil, he told her it was her turn to give him a massage. That is an aggravated, indecent assault of the victim.
The Form 1 offence is an incite offence. The facts of the incite offence are that the offender stood up, removed all his clothing, lay on the bed next to L, who was still naked. She saw that the offender had an erection. The offender got L to rub his stomach and chest with massage oil, saying to her, "You can touch it if you want to", referring to his erect penis. As she rubbed him, L did not want to, but as the offender persisted, insisting that she should touch his penis, because of his persistence, L used an open hand to stroke the erect penis of the offender.
Count 3
In respect of C ount 3, her Honour found the following facts:
[4]
The facts for count 3, an aggravated indecent assault.
After the offender had L rub his erect penis, they moved to the bathroom. The offender took her into the shower with him. He started to wash her body with soap to remove the oil from their bodies. The offender bumped into L with his erect penis which would touch the side of her hip. L felt so uncomfortable that she got out of the shower. She was petrified and physically shaking. She was 13 or 14 years old at the time.
The family later moved to a more permanent address in
Leeming
Road at
Telopea. The offender continued to sexually abuse L at this address in the same manner, by rubbing L's vagina while the accused and L were alone within the home.
Count 4
In respect of C ount 4, her Honour found the following facts:
[5]
The facts for count 4 in this matter are that between 1 January 1998 and 30 December 1998, the offender and his wife hosted a dinner party at home with people from their Jehovah's Witness congregation. The offender sat next to L
at the dining table. Whilst seated, the offender took hold of L's hand, placed it on to his penis on the outside of his pants under the dining table. The offender moved L's hand over his penis, forcing her to rub his penis and L could feel that he had an erection.
After dinner, L began clearing the dining table and went to the kitchen. The offender followed closely behind her. While alone in the kitchen he said to her, "I was trying to hide this", and showed her that he had an erection under his pants. He did not remove clothing. L felt ill and ran to her bedroom. She was 13 or 14 years old at the time of the offence.
From this incident onwards, L stood up to the accused, telling him, "No," as well as telling him that she had her period, in order to stop him from touching her.
Count 5
In respect of C ount 5, her Honour
found
the following facts:
[6]
Count 5 in the indictment relates to an incident between 10 February 1997 and 30 December 1997. The offender would walk around the house naked. The victim T saw him doing this on numerous occasions. On one occasion, T was standing in the lounge room. The offender walked out of the bathroom in the lounge where T was standing. The offender was naked and he had an erection. The offender walked up to T and said, "It's pretty normal to walk around your house naked." Referring to his penis, he added, "It's pretty big, isn't it? It gets bigger with age. You can touch it if you want." T did not touch the offender. There was wrestling and nudity between the offender and T which subsided between the offender and T. At the time of this offence, T was aged 11 years.
The
circumstances leading to the applicant’s arrest
Having
made
the findings
set out above,
her Honour
referred
to the circumstances leading up to the applicant ’ s arrest .
L C
did not report the abuse by the applicant until May 2017.
After she did so, police obtained a surveillance warrant and recorded a telephone call between
her
and the applicant .
D uring
that conversation,
they spoke about the period of time over which the applicant had been living with
LC
and the sexual abuse that had occurred during that time.
When
LC
told the applicant she was
ringing about her childhood and wanted to talk to him about the fact that he had sexually abused her, the applicant said:
[7]
"You've caught me by surprise here. Well, you haven't caught me by surprise, in a way, it had to be addressed. I had weaknesses and I didn't have control over my emotions and who I was, perhaps
not being loved as a child and then you became a victim of that."
W h en the conversation continued
the applicant was
asked if
he remembered about
what used to happen at
the first house in Telopea where he had lived with
LC .
H e responded:
[8]
"When I came to say good night, I used to touch you at night time. Yes, that used to happen, not every night, but it used to happen regularly. When we went swimming, I used to touch you as well. There was no sex, but there was touching on my part and you have no blame for that, you were a young person and I was a responsible adult. Honestly, all I remember was on one occasion I got you to touch me. L, it's not your fault. I've lived with this and the knowledge of this every day and I've often wondered how you've
gone."
In an apparent attempt to explain to
LC
why he had committed the offences, the applicant said:
[9]
"In life sometimes people take drugs, they drink alcohol to get high, they do things to sort of mask an unhappiness that's deep inside. I didn't know how to take those things. I was never into alcohol and I never had access to drugs and when it comes to sex,
(V)
and I
still had an active sex life. It wasn't like it wasn't happening, but I wanted more. I was unhappy and you were there and that was not
fair. It hurts me to recount it. Plus not having the control of my libido and not being taught the right things, to respect women, to respect young people, I was never given that."
On 16 April 2018 a second conversation between the applicant and
LC
was
recorded
in which the applicant made further admissions about his offending.
[10]
THE OBJECTIVE SERIOUSNESS OF THE OFFENDING
Her Honour
found
that
as the stepfather of
LC and TC ,
the applicant had abused his position of trust and authority ,
and that this
was a matter of significant weight.
[11]
H er
H onour
also
found that as young child ren
in a family situation,
both LC
and TC were helpless,
and had been
living in a home where they ought to have
felt
safe and protected from harm.
In these circumstances
her
H onour concluded that the fact that the offending was committed in the ir
home
was a circumstance of aggravation.
H er H onour
briefly summarised
the circumstances of each
individual
count
before
reach ing
the following conclusions as to objective seriousness:
[12]
Count
1
–
in the mid to high range;
Count
2
–
at least in the
mid- range ;
Count
3
–
in the high range;
Count 4
–
below the mid- range;
C ount
5
–
within the mid-range .
THE APPLICANT’S SUBJECTIVE CASE
T endered in the applicant's case before the sentencing judge was a report of Megan
Godbee , f orensic
p sychologist.
Having noted that the applicant agreed with
the facts
of the offending
as outlined, Ms
Godbee
reported:
[13]
H e presented with some distorted thinking about his behaviour, for example, stating that the reason he touched his stepdaughter was
“ to comfort her".
[The applicant]
also said that he
“let her" touch his penis, and emphasized
[sic] that he
“only touched
the outside" of his stepdaughter ’s
va gina. He acknowledged that his behaviour was entirely his responsibility, but also said that
“she participated in
it" and the blame laid
[sic]
with him for
“ allowing the situation". He suggested that his reason for the offending was because he
was feeling low and touching his stepdaughter was arousing, which made him feel better. He denied using the offending, or memories of it, to achieve sexual gratification beyond feelings of arousal.
Ms
Godb ee
concluded
that it appeared that the applicant
had
accepted
responsibility for
his behaviour , and
that he
had acknowledged that
such
behaviour
was wrong . However,
she also noted that he
p resented with
“ some minimisations and justifications" ,
and
concluded he had mixed insight into ways of reducing his risk of reoffending.
[14]
Ms
Godbee
assessed the applicant as falling within the average level in terms of
the risk of
further sexual offending.
[15]
In reaching that conclusion, Ms
Godb ee
cited a number of factors
which in her view,
had the capacity to increase the risk of the applicant sexually reoffending, namely that
he :
[16]
was in a position of psychological power over the victims in his role as the ir
stepfather;
reported having a controlling relationship with the victim's mother and appeared to have engaged in controlling behaviour towards his stepson;
presented with minimis ation s and justifications for his offending behaviour;
had some difficulties with his self-awareness related to his mental health and relationship issues at the time of the offending although
there were no
significant current concerns about his insight; and
described
a history
of
difficulties in intimate relationships.
Ms
Godb ee
concluded:
[17]
I n the 20 years since his index offending,
[the applicant]
appears to have developed some protective factors but also continues to hold some distorted beliefs and place himself in risk-situations
( such as coaching children's tennis). Positively, he appears to accept that he engaged in the abusive behaviour and that it was inappropriate. He also reported that he had developed more adaptive strategies to alleviate low mood and feelings of worthlessness.
I t is recommended that
[the applicant]
engages in offence-specific treatment to assist him in developing and maintaining appropriate intimate relationships, identifying what contact with children is appropriate
( and strategies to manage this with his daughters), challenging his distorted beliefs about victim blame and broadening his repertoire of adaptive coping strategies. Given the historical nature of his offending and his assessed level of risk,
[the applicant]
is unlikely to be prioritised for a group-based int ervention program in custody. It
is therefore recommended that he engages in individual psychological treatment with a Department of
C orrections
P sychologist, either in custody or in the community.
A part from two relatively minor
corrections
( neither of which is relevant for present purposes )
the applicant co nfirmed the accuracy of
the contents of
Ms
Godbee 's
report in his sworn evidence before the
sentencing
judge.
[18]
When asked about statements he had made
to Ms
Godb ee
in
which
he
may have
suggest ed
that
LC
was in some way responsible for his offending, the applicant said:
[19]
I definitely do not think that that is
true,
I am 100% responsible for what happened.
T he applicant told her
H onour that
since being interviewed by Ms
Godbee
he had changed his thinking about his offending:
[20]
J ust my focus being
a clarity
on the responsibility, 100% responsibility on the adult. When I was thinking when I was in the interview with Ms
Godbee , I was recalling days when
[the victim]
was not resisting
or
there was no push
back from her and that does not excuse my behaviour because I was in a position of trust and authority and I
abused
that trust.
The applicant
also
told her H onour that he felt
“ disgusted" about his offending ,
and acknowledged the hurt and
disgust
felt by the victims.
[21]
He also
acknowledged
the
need to undertake treatment to improve his insight into his offending .
[22]
W hen asked what he would say to the victims if he had the opportunity to speak with them, the applicant said:
[23]
[…]
I am extremely, very, very sorry for the events of the past and the impact that it has brought on your lives and I wish I could take back those years of that offending towards both of them , I can't and I would hope that they can continue in their lives – I don't know how to put that, just to – I'm just very sorry and just to be strong.
I n cross - examination, the applicant
expressly
acknowledged that
LC
was not a willing participant in any of his offending
[24]
and
specifically accepted that
s he did not initiate
any
contact.
[25]
W hen it was suggested that so me of his statements to Ms
Godbee
had
indicated an attempt
on his part
to minimise his responsibility for the offending, the applicant said:
[26]
That it’ s
possible that I might be trying to minimise, yes, that could be, and as I said to you, as I said before, this is been a part of a process for me to get clarity on my offending and my attitude towards my responsibility, it's not to cast blame on anyone else.
In the course of her remarks on sentence, t he sentencing judge summarised the report of Ms
Godb ee
at considerable length .
[27]
On the
whole of the evidence , her
H onour accepted
the applicant ’ s
expressions of remorse and contrition were genuine and that he appeared to be sorry
for what he had done .
[28]
Her
H onour made reference to testimonials which were
tendered
in the applicant ’ s case
and which were generally supportive of the applicant and his prior good character.
Her
H onour found that the applicant had prior convictions for two matters in Western Australia which post-dated the present
offending and concluded that in these circumstances, the applicant's criminal history di d not disentitle him to leniency.
[29]
She found that
the applicant's prospects of rehabilitation
were guarded.
[30]
H er Honour
concluded
that
t he
applicant
had engaged in a pattern of abuse over a four-year period.
[31]
W hilst
accepting
that some of the matters relating to
his
background
which had been
canvassed by Ms
Godb ee
explained
his conduct ,
her Honour
concluded that such matters
did not reduce
the applicant ’ s
moral culpability ,
and that Ms
Godb ee 's
report demonstrated that the applicant needed specific treatment which may only be available upon his release.
Her
H onour concluded that th is
was a proper basis for a finding of special circumstances.
[32]
H er
H onour noted that there had been a delay of about 20 years between the
time
of
the offending and the
time at
which the applicant was charged .
D uring
that
time
the applicant had made admissions to
those involved in the administration of
a
c hurch
of
which he was a member , but th ose admissions
were never acted upon .
[33]
Her Honour also
found that the fact that
t he
applicant
lacked the support of friends and family meant that there would be an additional degree of hardship in serving his sentence.
[34]
Finally, her H onour acknowledged
that the offences on the F orm
1
were
themselves serious .
[35]
She
concluded that considerations of general deterrence remained important ,
and that personal deterrence remained relevant along with
the need for
protection of the community.
[36]
evidence sought to be
relied upon by the applicant
B efore this
C ourt, the applicant sought to rely upon documentary evidence, in the form of
s tatutory
d eclarations , an affidavit,
and associated documents which were not before the sentencing judge.
The majority of that material attempted to address observations made by her
H onour in the course of
sentencing
the applicant
about
aspects of the report of Ms
Godb ee .
The Crown objected to that material but in the event that the
C ourt admitted it, sought to rely upon
affidavit material in reply.
At the time of hearing the application for leave to appeal, the
C ourt indicated to the applicant that it was not prepared to admit
this additional
material into evidence.
The entirety of the material
sought to be relied upon
was obviously known to the applicant at the time of his sentence . It
stemmed directly from the contents of the report of Ms
Godb ee
which was tendered in his case.
In
those
circumstances, the grounds for admission of the evidence were not established.
[37]
THE GROUNDS OF APPEAL
In addressing the grounds of appeal, and without intending any criticism whatsoever ,
it is necessary to note that the applicant
was self-represented before
this Court . It is
also
apparent that he drafted , without legal assistance,
the grounds of appeal upon which he relies , and the written submissions in support of them.
The grounds
of appeal
are in the following terms:
Error in assessment of special circumstances and rehabilitation.
Her Honour erred in her contradictory remarks regarding rehabilitation. Her Honour erred in allowing an expert's report to confirm bias in sentencing.
Obviously, grounds pleaded
in such terms
lack clarity.
However, h aving regard to the written and oral submissions advanced by the applicant before this Court, the application for leave to appeal proceeded upon the grounds set out below.
GROUND 1 – THE SENTENCING JUDGE ERRED IN HER ASSESSMENT OF SPECIAL CIRCUMSTANCES
The reasons of the sentencing judge
In the course of assessing the offender's moral culpability, the sentencing judge said:
[38]
The matters raised in Ms
Godbee's
report about the offender's up bringing
[sic]
resulting in controlling attitudes to women and an authoritarian approach do, to some extent, explain some of the offender's conduct, but cannot reduce the moral culpability. Ms
Godbee's
report demonstrates that the offender needs offence specific treatment which may only be available on his release. This is a basis for finding special circumstances.
Subsequently,
h er
Honour said:
[39]
I find special circumstances in this matter. The offender would benefit from an extended period of supervision to ensure that he has the opportunity to engage in offence
specific treatment while else [sic] in the community.
T he aggregate sentence imposed on the applicant reflected a ratio of 70% between the head sentence and the non-parole period , as opposed to the statutory ratio of 75% .
The reduction in the non-parole period was one of
three
months.
Submissions of the applicant
The applicant submitted that the aggregate sentence imposed
had
resulted
“ in a less than expected favourable outcome in time off
[his]
non-parole period"
and that this
reflected error on the part of the sentencing judge.
He
submitted
that the sole purpose of a finding of special circumstances is to expedite an offender's rehabilitation,
and that
such
a
purpose
is
best
served
by a
“ notable portion of time" being deducted from the non-parole period.
He
submitted that the sentence imposed by her
H onour reflected little in the way of any
such
re duction,
and brought no advantage to
him
in light of the fact that he would not be able to enter any relevant
educational
program until at least six months after his earliest possible release date.
The applicant
submitted that this
rendered her
Honour 's finding
of
special circumstances
“ practically
in effective and
of
little to no benefit ” .
F inally, the applicant submitted that the conclusions reached by the sentencing judge as to the
genuineness
of his contrition and remorse were not reflected in her
H onour's adjustment of the statutory ratio
following her finding of special circumstances .
Submissions of the Crown
The Crown submitted that having found special circumstances, the extent of any adjustment to the statutory ratio was a determination to be made in the exercise of the discretion of the sentencing judge.
It was
submitted that the adjustment made
in the present case was
open
to her Honour , and
was obviously
based upon
the
matters to which
her Honour
had referred in her reasons, including her assessment of the applicant ’ s prospect s
of rehabilitation and his risk of reoffending.
It was the Crown's submission that
in all of these circumstances
there had been no error demonstrated.
Consideration
In
Park v R
[40]
R
A
Hulme
J made the following observations regarding a finding of special circumstances:
[161] A finding of special circumstances is a discretionary finding of fact in respect of which this Court is slow to intervene:
R v El-Hayek
[2004] NSWCCA 25; (2004) 144 A Crim R 90 at [103];
R v Cramp
[2004] NSWCCA 264 at [31];
Clarke v R
[2009] NSWCCA 49 at [13];
Quayle v R
[2010] NSWCCA 16 at [41].
[162] It was observed in
Caristo
v R
[2011] NSWCCA 7 at [33] that this Court is more likely to intervene on a ground asserting insufficient weight was given to a finding of special circumstances where there has been inadvertence or miscalculation that led to a non-parole period exceeding, and the parole period being less than, that which was intended by the finding of special circumstances.
A
finding of special circumstances involv es the exercise of
a discretion .
P roviding a sentencing judge gives reasons for such a finding, and providing
that such
reasons are available on
the evidence, no error will be established.
[41]
Such a
discretionary finding
is
a matter
in respect of which
this
C ourt will be slow to intervene .
[42]
A s a practical matter, there are unlikely to be many cases in which
the
C ourt will intervene unless the non-parole period is found to be manifestly inadequate or manifestly excessive.
[43]
The starting point
for det ermining
whether there has been
an
error in the exercise of the discretion to find special circumstances is to ascertain what can be gleaned , in terms of
the intention of the sentencing judge ,
from the sentencing remarks.
[44]
In the present case, it is evident from what
her Honour
said that her finding of special circumstances was based upon
the opinion of Ms
Godbee
that there was
a need for the applicant to undertake specific
rehabilitative
treatment.
[45]
Although the
nature of the treatment which was recommended that the applicant undertake was not further explained ,
this was not a case in which
the applicant had a long standing history of offending which required him to address a number of matters related to his rehabilitation, nor was it
a case in which
there was evidence of a
lengthy and
complicated
rehabilitation
plan having been devised for him
which would need to be
administered
over a long period of time .
[46]
The inference to be drawn is that any treatment the applicant might undergo is limited.
Moreover, and contrary to the applicant ’ s submission, there was no evidence before her Honour that the applicant would not be able to enter any relevant program until at least six months after his earliest possible release date. The highest that Ms
Godbee
put it in her report was that given the historical nature
of his offending and his assessed level of risk, the applicant was unlikely to be prioritised for a group-based intervention program in custody.
[47]
In these circumstances
her Honour ’ s
finding does not bespeak error.
I t is wholly consistent with the
evidence, as well as with the
fact that a
finding of special circumstances i s directed towards assisting
an offender ’ s rehabilitation and reintegration into the community.
It is evident from what her Honour
said that she had those matters firmly in mind
when she sentenced the applicant.
I t is not to the point that the adjustment to the non-parole period was less favourable than the applicant had expected.
The extent of any
such
adjustment
is not determined according to an offender ’ s expectations.
Whilst t he reduction of 5%
may have been modest,
that
does not lead to a conclusion that
there was an error in the
exercise of the discretion of the sentencing judge.
R eading her Honour ’ s remarks as a whole, it is evident that
this is
what her Honour intended
having regard to the evidence.
Finally ,
and contrary to the submission of the applicant,
matters of contrition and remorse
have
little, if any, bearing on a finding of special circumstances.
For all of these reasons, this ground is not made out.
GROUND 2 – THE SENTENCING JUDGE ERRED IN HER ASSESSMENT OF THE APPLICANT’S PROSPECTS OF REHABILITATION
T he reasons of the sentencing judge
I n assessing the applicant's prospects of rehabilitation, the sentencing judge said the following:
[48]
I find that the offender's prospects of rehabilitation are guarded. He has been assessed as an average risk of reoffending. His offending was a long time ago, but it was over a three-year period and the offender still has some cognitive distortions in relation to child sexual abuse. Hopefully, this will be addressed with offence specific treatment which he has accepted as being needed. I am unable to find that he is unlikely to reoffend.
Her Honour
then said:
[49]
In this matter, there has been a delay of about 20 years. The offender made admissions to his
church which were
never acted upon. The offender did experience stress, seeing reports of the Royal Commission investigations in 2015, but he also had the stress of his second marriage failure at that time and he addressed both with two counselling sessions. Through the period of delay, the offender has not reoffended which enhances his prospects of rehabilitation.
S ubmissions of the applicant
A
number of the submissions in support of this ground were based upon the additional evidence which
the C ourt
refused
to admit.
Such matters aside, the grounds of appeal
asserted that her H onour had made contradictory statements when assessing the applican t 's prospects of rehabilitation.
It is to be inferred that such statements stem from
those
passage s
of her Honour ’ s sentencing remarks set out above.
Submissions of the respondent
The Crown submitted that her Honour's finding as to the applicant's
prospects of rehabilitation was
inextricably linked to
an assessment of
his risk of reoffending ,
and that the level of such risk was, in turn, dependent upon the applicant successfully undergoing and completing rehabilitative courses.
It was
the
Crown ’ s submission that
in these circumstances
no error had been made by her Honour in her assessment.
Consideration
The applicant's princip al
complaint
appears to be
that statements made by her Honour in the course of making
her
assessment
of his prospects of rehabilitation
were contradictory. Although not specifically stated, it is to be assumed that in advancing that submission,
the applicant
was referring to her Honour's conclusion that his prospects of rehabilitation were
“ guarded ” ,
[50]
which was followed by
the conclusion
that the fact that the applicant had not
reoffended in the 20 year period between his offending and his arrest
“ enhanced ”
his prospects of rehabilitation.
[51]
In my view, when the sentenc ing remarks are read as a whole
there is no inconsistency in these
two conclusions .
A lthough her Honour found that the applicant's prospects of rehabilitation were enhanced by the fact that he had not reoffended,
she took the view that
the nature of his offending ,
the assessment of his risk of reoffending ,
and the existence of cognitive distortions in relation to child sexual abuse ,
all pointed to a guarded assessment . It is
also
evident,
consistent with that
conclusion, that her Honour took the view that the applicant's successful rehabilitation was dependent, in large measure, upon receiving
“ offence specific treatment ” .
In these circumstances, this ground is not made out.
GROUND
3
– THE SENTENCING JUDGE ERRED IN ALLOWING AN EXPERT'S REPORT TO CONFIRM BIAS IN SENTENCING
Submissions of the applicant
The gravamen of the applicant ’ s complaint under this ground
appeared to be
that there were
a number of factors
arising from Ms
Godbee ’ s
report
which were not the subject of any evide nce before the sentencing judge,
and that if such
“ context and facts" had been considered
by her Honour
“ it would have assisted in extinguishing bias in sentencing".
He submitted that
in
these circumstances
the sentencing judge had e rred by allowing
“ bia s ”
to result in little weight being
given to various subjective factors.
All o f these
submissions were based largely upon the
additional
evidence which this C ourt refused to admit. To the extent that they
were
not, the applicant appeared to take
some
issue with the observation of the sentencing judge that
he
continued to hold distorted beliefs and place himself in high risk
situations.
[52]
The latter was a reference to the fact that the applicant had become a tennis coach and was thus
engaging with young
children.
S ubmissions of the Crown
The
Crown pointed out that the report of Ms
Godb ee
was tendered in the applicant's case on sentence , and
submitted that it had obviously been open to the applicant to adduce further evidence in relation to
any of
the matters contained in that report
had he wished to do so. The Crown submitted
that there was no evidence of any
“ bias ”
on the part of the sentencing judge.
Consideration
In
my view
this
ground has no merit. As the
Crown pointed out, the report of
Ms
Godbee
was tendered in the applicant's case.
It was open to the applicant to supplement the contents of the report
in his oral evidence
if he
wished
to do so.
There is certainly no evidence of
any
“ bias ”
on the part
of the
sentencing judge.
To the extent that the applicant's submissions suggested that her
H onour had placed
an in
appropriate
degree of
weight on the report of Ms
Godbee , there is nothing to suggest that this is so.
Her Honour’s finding that the applicant continued to hold distorted beliefs and place himself in high risk situations such as becoming
a
children’s tennis coach
was
properly based upon the report of Ms
Godbee .
For all of these reasons this ground is not made out.
ORDERS
In circumstances where
t he applicant was unrepresented , the Crown properly
addressed the question of manifest excess of the sentence , even though no specific complaint was made by the applicant in this regard .
To the extent that
any of the applicant’s submission
s
might be taken to
amount to
the proposition
that his sentence was manifestly exces
sive, I am not persuaded that this is so. His offending was objectively serious, it occurred over a lengthy period of time ,
it manifested itself
in a series of
different
ways, and
it was aggravated by the fact that it
involved a gross abuse of the applicant's position of trust towards two
young
victims
in their own home
.
Taking all
of these
factors into account, the sentence imposed was well within the range of discretion
available to the
sentencing judge.
I propose the following orders:
L eave to appeal granted.
Appeal dismissed.
**********
Endnotes
1.
ROS 1-2.
2.
ROS 2-3.
3.
ROS 4-5.
4.
ROS 5.
5.
ROS 5-6.
6.
ROS 6.
7.
ROS 8.
8.
ROS 8.
9.
ROS 8.
10.
ROS 8.
11.
ROS 9.
12.
ROS 10.
13.
At [34].
14.
At [35].
15.
At [39].
16.
At [41].
17.
At [45]-[46].
18.
T7.17-T7.19.
19.
T8.10-T8.11.
20.
Commencing at T8.22.
21.
T8.33-T8.44.
22.
T8.46-T9.1.
23.
T9.45-T9.49.
24.
T11.12-T11.14.
25.
T13.5-T13.8.
26.
T13.28-T13.31.
27.
ROS 11-17.
28.
ROS 18.
29.
ROS 11.
30.
ROS 19.
31.
ROS 19.
32.
ROS 19.
33.
ROS 19.
34.
ROS 20.
35.
ROS 20.
36.
ROS 20.
37.
R v Goodwin (1990) 51 A Crim R 328.
38.
ROS 19.
39.
ROS 20-21.
40.
[2020] NSWCCA 90 at [161]-[162].
41.
Bell v R [2019] NSWCCA 271 at [2] per Hoeben CJ at CL.
42.
Caristo v R [2011] NSWCCA 7 at [28] citing Jiang v R [2010] NSWCCA 277 at [83].
43.
Caristo at [29] citing R v Fidow [2004] NSWCCA 172 at [19]; R v Cramp [2004] NSWCCA 264 at [36].
44.
Maglis v R [2010] NSWCCA 247 at [24] per Howie AJ.
45.
ROS 19.
46.
Cf. Gumbleron v R [2017] NSWCCA 314 at [10].
47.
At [46].
48.
ROS 19.
49.
ROS 19.
50.
ROS 19.
51.
ROS 20.
52.
ROS 17.
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated.
Decision last updated:
22 July 2020
Official source: https://www.caselaw.nsw.gov.au/decision/17359c3a19e95cd8017747e1