VIPUL SONDHI v THE KING [2024] SASCA 7
On Appeal from DISTRICT COURT OF SOUTH AUSTRALIA (HIS HONOUR JUDGE MUSCAT)
DCCRM-21-1674
Appellant: VIPUL SONDHI Counsel: MRS M SHAW KC WITH MR W MICKAN - Solicitor:
CALDICOTT & ISAACS LAWYERS
Respondent: THE KING Counsel: MS L DUNLOP WITH MS M ROCCA - Solicitor: DIRECTOR OF
PUBLIC PROSECUTIONS (SA)
Hearing Date/s: 20/10/2023
File No/s: SCCRM-23-017948
B
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
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SONDHI v THE KING
[2024] SASCA 7
Judgment of the Court of Appeal
(The Honourable Justice Doyle, the Honourable Justice Blue and the Honourable Justice Kimber)
8 February 2024
CRIMINAL LAW - PARTICULAR OFFENCES - OFFENCES AGAINST THE
PERSON - SEXUAL OFFENCES - RAPE AND SEXUAL ASSAULT - EVIDENCE
CRIMINAL LAW - EVIDENCE - COMPLAINTS - OTHER MATTERS
CRIMINAL LAW - EVIDENCE - CREDIBILITY - GENERALLY
Following a trial by Judge alone, the applicant was found guilty of five counts of rape. The
complainant was the wife of the applicant. On the prosecution case, the five counts were committed
on separate occasions in the months shortly after the birth of the only child of the marriage. There
was evidence of an initial complaint with respect to Count 1, made to the brother of the complainant.
At trial, the applicant contended that both the complainant and her brother had fabricated that the
complaint had been made. The applicant did not give evidence. In submitting that the prosecution
had not proven guilt beyond a reasonable doubt, the applicant placed reliance in particular upon
inconsistencies in the accounts of the complainant, inconsistencies between her evidence and other
evidence and evidence of his good character.
The applicant appeals against his convictions on five grounds which advance several contentions.
Those contentions include, but are not limited to, the following: that the trial Judge erred in his
approach to the evidence of initial complaint, including failing to properly evaluate alleged
inconsistencies and failing to direct himself in terms consistent with s 34M(4)(c) of the Evidence Act
1929 (SA); that the trial Judge erred in his approach to the evaluation of the credibility and reliability
of the complainant; that the trial Judge engaging in preferential reasoning and misapplied the standard
of proof; that the trial Judge engaged in inadequate reasoning and, in the alternative, that his reasons
are inadequate.
Held per the Court, granting permission to appeal and dismissing the appeal:
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1. The trial judge did not err in his approach to the evidence of the initial complaint. The trial
Judge had regard to the inconsistencies between the evidence of the complainant and her
brother about the initial complaint. It was open to the trial Judge to find that the
inconsistencies did not affect the complainant’s credibility in a material way. In the
circumstances of this case, the trial Judge was not required to direct himself in terms consistent
with s 34M(4)(c).
2. The trial Judge did not err in his assessment of the credibility and reliability of the
complainant. The trial Judge did not overlook the reliability of the complainant. The extent
to which the trial Judge was required to engage with that issue must be considered bearing in
mind that the issue in each count was credibility.
3. The trial Judge directed himself appropriately with respect to the standard of proof and did
not engage in preferential reasoning.
4. The trial Judge did not engage in inadequate reasoning. The approach of the trial Judge to
each of the matters raised by the applicant was open. The trial Judge engaged with the whole
of the evidence before finding the counts proven beyond reasonable doubt. The reasons
support the ultimate findings of fact.
5. The reasons of the trial Judge are not inadequate.
Evidence Act 1929 (SA) s 34M; Juries Act 1927 (SA) s 7, referred to.
Baptiste v The Queen [2020] SASCA 70; DL v The Queen (2018) 266 CLR; Douglass v The Queen
(2012) 86 ALR 1086; Lloyd v The King [2023] SASCA 106; Murray v The Queen (2002) 211 CLR
193; R v Keyte (2000) 78 SASR 68; R v Rendell (2018) 131 SASR 201; R v Wickers (2019) 134
SASR 504; R v Sexton [2018] SASCFC 28, applied.
Kakule v The King [2023] SASCA 51, discussed.
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SONDHI v THE KING
[2024] SASCA 7
Court of Appeal — Criminal: Doyle JA, Blue and Kimber AJJA
THE COURT:
Introduction
1 This is an appeal against conviction. Following a trial by judge alone, the
applicant was found guilty of five counts of rape.
2 The complainant in each count was the then wife of the applicant and will be
referred to as ‘C’. Each count occurred on a separate occasion between January
and March 2021 shortly after the birth of the only child of the marriage. The
prosecution case necessitated the evidence of C on a count being accepted beyond
a reasonable doubt. An aspect of the evidence was evidence of an initial complaint
by C to her brother about Count 1.
3 The applicant did not give evidence. His case at trial included that the
evidence of initial complaint had been fabricated and that the evidence of C about
having been raped should not be accepted beyond a reasonable doubt.
Grounds
4 The applicant appeals, and seeks permission to appeal, on the following
grounds:
1. The trial judge erred in law by failing to give adequate reasons and, or alternatively,
by adopting an erroneous reasoning process, to explain how and/or why the
conflicting evidence and the matters raised by the applicant did not give rise to a
reasonable doubt or a reasonable possibility of innocence:
a. The trial judge’s reasons did not properly address how the inconsistencies,
defence criticisms and external conflicts with the complainant’s evidence
impacted upon the overall assessment of her truthfulness, credibility and
reliability;
b. The trial judge failed to conduct a global assessment of the complainant’s
credibility and reliability which brought to account the other evidence and the
defence criticisms impacting on her credibility and reliability;
c. The trial judge made findings which constituted an acceptance of the
truthfulness, credibility and reliability of the complainant prior to considering
and engaging with the evidence adduced by the applicant and the applicant’s
criticisms of the complainant’s evidence;
d. The trial judge engaged in preferential reasoning in relation to the complainant
and other witnesses;
e. The trial judge did not correctly apply the onus and burden of proof to the
conflicts between the complainant and other witnesses, and the defence
criticisms of her evidence;
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f. The trial judge erred in his reasoning in relation to the initial complaint
evidence.
2. The trial judge erred when considering the complainant’s credibility and reliability
by failing to properly evaluate the alleged inconsistencies, later inventions, conflicts,
and the inconsistent behaviour of the complainant.
3. The trial judge erred in his approach to the evaluation of the evidence of initial
complaint inter alia where there were claimed internal inconsistencies and
inconsistencies with the evidence of her brother ([219]-[237]).
4. The trial judge erred in his application of the burden and standard of proof, in that
his Honour:
a. Determined whether he accepted the complainant’s evidence ([141]-[168])
prior to his consideration of the criticisms relied upon by the defence and prior
to his evaluation of her brothers’ evidence and the defence witnesses
([170]-[210]);
b. Applied sequential and/or preferential reasoning, in that having accepted the
complainant’s evidence, his Honour thereby rejected the competing evidence
([170]-[210]);
c. Directed himself in terms of whether the matters relied upon by the applicant
caused him to doubt the finding he had already made to accept the
complainant’s evidence ([210]-[275]).
5. The trial judge failed to consider and have regard to, or adequately consider and have
regard to, the complainant’s reliability, as distinct from considering questions of
credibility (e.g., [190]; [192]-[195]; [210]; [213]; [219]; [233]):
a. The trial judge elided credibility and reliability when evaluating whether the
evidence of the complainant could be ‘accepted’ beyond reasonable doubt and
the evidence adduced on the defence case could be excluded;
b. The trial judge did not adequately consider the impact that the inconsistencies
relied upon by the applicant had on the complainant’s reliability, as distinct
from credibility;
c. It was incumbent upon the trial judge to consider the complainant’s reliability
in circumstances where a challenge was raised on the defence case.
5 The applicant acknowledges that there is considerable overlap in the grounds
of appeal. For the reasons which follow, we grant permission to appeal but dismiss
the appeal.
Background
6 The applicant and C met through an arranged marriage website and
commenced a relationship in October 2019. They were married in India in
February 2020. Prior to the marriage, C had been living and working in
Melbourne. On 29 November 2020, C gave birth to their child. Following that, C
said she was unwilling to engage in sexual intercourse for several weeks. It was
in that context that the five counts of rape were alleged to have been committed
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between 11 January 2021 and 21 March 2021. On 24 March 2021, the
complainant left the marital home.
7 The case of the applicant at trial was that there was no occasion on which he
raped C. It was put in cross-examination of C that there had been no sexual act on
the occasions the subject of Counts 2, 4 and 5. The position of the applicant about
whether there had been sexual activity on the occasions on which Counts 1 and 3
were alleged to have occurred was less clear. Credibility was also in issue with
respect to the alleged initial complaint about Count 1. The applicant put at trial
that the initial complaint was fabricated. The applicant did not give evidence, but
called his father and brother, an employer and a witness as to his good character.
8 What follows is a summary of the prosecution case on each count.
Count 1
9 Count 1 was an act of vaginal sexual intercourse said to have occurred on
11 January 2021. On that day, the applicant and the complainant attended an
appointment with a doctor for their child’s six-week check-up. At the time, the
brother of C was visiting from interstate and was in the apartment.
10 C gave evidence that the rape occurred after arriving home from the doctor
and before the applicant went to work. C said that she told the applicant that she
was not ready to have sex due to the birth of the child and referred to her brother
being present in the apartment but that the applicant said that he could ‘do
anything’ as he was her husband and placed his hand over her mouth whilst
engaging in vaginal intercourse.
11 On the prosecution case, after the applicant left for work, C told her brother
about being forced to engage in sex. This was the ‘initial complaint’ and was only
used by the trial Judge with respect to Count 1. The brother of C and the applicant
attended a cricket match at Adelaide Oval that evening but did not speak about
what the prosecution said had been disclosed.
Count 2
12 Count 2 was an act of anal intercourse said to have occurred in
mid-February 2021. C said that she was in the shower and the applicant penetrated
her anus with his penis. C said that she asked the applicant not to commit that act
but that he bent her down, placed his penis a ‘bit inside’ her anus and then
ejaculated in the shower.
Count 3
13 Count 3 was alleged to have occurred on 11 March 2021 at a time when C
was fasting and dressed in traditional Indian clothing. C said that the applicant
came into their room, lowered the curtains and had vaginal sexual intercourse with
her. C said that she was repeatedly refusing but the applicant held her hands next
to her head and used his body weight to hold her down.
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14 C said that the applicant’s father and mother were visiting and present in the
apartment. C described her relationship with her in-laws as being up and down. C
said that during this visit they did not speak to her despite her efforts to ‘talk to
them, to make them feel comfortable’.
Count 4
15 Count 4 was alleged to have occurred after C, the applicant, their child and
the parents-in-law of the complainant returned from a party together. C said that
the applicant and his father were intoxicated.
16 C said that after she went to bed, the applicant came into the bed with a
condom, began kissing her and penetrated her vagina with his finger. C said that
she said, ‘don’t do it’ and pushed at the applicant. C said that she turned away but
the applicant slightly penetrated her anus before placing the condom on his penis
and, in then penetrating her vagina, committed the act the subject of Count 4. C
said that act was painful and that she was telling the applicant not to do what he
was doing. C said that the applicant ejaculated in the condom which she removed
after he fell asleep.
Count 5
17 This was the last occasion on which C alleged that she was raped. C said that
the applicant came home from work after midnight on 21 March 2021. They had
dinner together and C went to bed. C said that she felt the applicant behind her
and she told him to keep his hands away, to ‘get off me’ and said ‘Do not do it, do
not do it’. C said that he said ‘No, no, I want to do it and it will take two, three
minutes’. C said that the applicant removed her pants and penetrated her anus
‘very slightly’ before ejaculating into a tissue.
The five issues in the appeal
18 Given the considerable overlap in the grounds of appeal, we deal with the
grounds under the following headings:
1. The approach to the initial complaint (Grounds 1(f) and Ground 3) (the
first issue);
2. Inadequate reasoning (Ground 1(a)–(d) and (f) and Ground 2) (the
second issue);
3. Inadequate reasons (Ground 1(a)–(c) and (f) and Ground 2) (the third
issue).
4. The approach to the burden and standard of proof (Ground 1(e) and
Ground 4) (the fourth issue); and
5. The approach to reliability as distinct from credibility (Ground 5) (the
fifth issue).
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The first issue — the initial complaint
19 The applicant submits that the trial Judge erred in his approach to the
evidence of initial complaint in more than one respect. First, he failed to have
adequate regard to inconsistencies in the evidence of the complainant and
inconsistencies between the evidence of the complainant and the evidence of her
brother. The applicant also submits that a proper resolution of the inconsistencies
would mean that the initial complaint was not open to be relied upon. Second, the
trial Judge reasoned on a basis which was not open on the evidence. Third, the
inconsistencies undermined the credibility and reliability of C more broadly.
Fourth, the trial Judge failed to direct himself in terms consistent with s 34M(4)(c)
of the Evidence Act 1929 (SA).
20 Before considering each submission, we summarise some of the evidence.
The day the complaint was made and the whereabouts of the applicant
21 As set out earlier, on the prosecution case, Count 1 took place after C and the
applicant returned home after attending a doctor’s appointment with the child.
There was no dispute that appointment was on 11 January 2021. On the
prosecution case, C made an initial complaint to her brother about Count 1 on the
same day and before the brother and the applicant went to a cricket match that
evening. C said she was to attend that match with her brother and the applicant
but she did not do so as the child was in pain after being inoculated that day. It
was an agreed fact that there was a cricket match at Adelaide Oval on
11 January 2021 which commenced at 6.45pm and the applicant had three tickets.
In evidence-in-chief, C said that she made the complaint in the evening but in
cross-examination, she said that it was in the afternoon.
22 C and her brother both said that the applicant was at work when the complaint
was made. It was put to C that the applicant had not worked that day, but she did
not agree.
23 The applicant worked at two nursing homes (Eldercare and Resthaven) and
at a Woolworths Service Station. As to which job the applicant was at when the
complaint was made, C initially said it was one of the nursing home jobs. C was
asked what the applicant was wearing when he left the house before the complaint;
she referred to his Eldercare uniform but said ‘I am not 100 per cent sure because
it is a long time now’ and expressed uncertainty about which job. At another point
in her evidence, C referred to the applicant possibly having worked at Woolworths
at the time of the complaint.
24 When asked about having said different things, C gave the following
evidence:
Q A moment ago you said that [the applicant] worked that day at one of his nursing
jobs.
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A So I, I am not sure about the jobs, because he had three jobs and without his rosters
I cannot remember now, it's like two years, nearly two years now, so I cannot recall
exactly what day he worked which job. And when Ms Luu, she was asking me
questions about all those conversations, then today only I recall that they went to the,
watch the cricket at Adelaide Oval.
Q So did [the applicant] go to work after you say that he raped you that afternoon.
A Yes.
25 When pressed on the uniform worn, C said:
Q I'm asking you about the uniform you saw him wear when he left the house.
A I cannot recall it, it is nearly two years, I cannot exactly recall, there is so many things
that have happened, I can't remember what he was wearing what day, I'm sorry.
The terms of the complaint — the evidence of C
26 C said that her brother asked her more than once why she was not happy. C
said that she complained to her brother in Punjabi and, in evidence, translated into
English what she said. Her evidence was that she said that the applicant was being
forceful and doing things she did not like. C said she used the word ‘zabardasdi’,
which she said was a reference to being forceful regarding a sexual act.
Some aspects of the cross-examination of C
27 In cross-examination, C agreed that she had said in a statement given on
11 April 2021 that the rape the subject of Count 1 had occurred on either 12 or
13 January 2021 and that the first record of her having said that it was
11 January 2021 was in a statement given on 29 March 2022. However, C said
that on 11 April 2021 she said that rape occurred on the day the child was taken to
see the doctor. The police officer who took both statements agreed that on
11 April 2021 C said that that incident occurred on the day the child was taken to
the doctor but he said that he did not include that in the statement given on that
day.
28 In cross-examination, C agreed that the first reference in a police statement
to the initial complaint was in a statement dated 29 March 2022. However, C said
that she had told the police officer about the complaint much earlier than that. The
police officer said that he did not specifically recall asking C on 11 April 2021 if
she had made any complaint. The police officer said that he believed that he would
have asked about that and, had it been mentioned, he would have recorded it in the
statement which was dated 11 April 2021. The police officer also said that he
learned of the complaint from C some time between 11 April 2021 and
10 August 2021.
The evidence of the brother
29 In January 2021, the brother was living in Melbourne but came to stay with
C and the applicant in Adelaide. The brother said that he could not recall the date
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on which he arrived but said that it was in the first week of January. He said that
he stayed ‘for almost two weeks’. He said that the initial complaint was made
three of four days into his visit.
30 The brother said there were occasions during the visit when the complainant
was not ‘connecting well’ with him and crying. The brother said he would ask C,
‘what happened?’. He said that on one occasion C told him that the applicant was
‘forcing’ and used the word ‘zabardasdi’, which he said meant forcing during sex.
The brother said that, when C said that, there was silence. He said that he did not
know how to address it because of a ‘culture barrier’ as he was the younger brother.
He said that C was crying, and he told her that she should talk to their mother. The
brother said that he felt helpless. The brother said that the applicant was not at
home but at work.
31 In cross-examination, it was put that the conversation did not take place. The
brother disagreed. In cross-examination, the brother was also asked when he
arrived in Adelaide. He said that he could not recall if it was 5 January 2021 or
not, but said that it was the first week of January. He said that he thought that he
and the applicant went to a cricket match on the day he arrived or the next day.
There does not appear to have been any dispute that was an earlier match than the
one attended on 11 January 2021.
The case of the applicant at trial
32 The case of the applicant at trial was that there was no complaint to the
brother and that he did not work on 11 January 2021.
33 The applicant called his manager at the Woolworths Service Station,
Mr Hrmo. Mr Hrmo said that 11 January 2021 was a Monday and that the
applicant generally worked Sunday and Monday evening shifts (commencing at
6pm) and occasionally shifts on Saturdays. Mr Hrmo said that the applicant was
rostered to work on 11 January 2021 but no later than about 11am on that day the
applicant advised that he could not attend work and Mr Hrmo arranged someone
else to do so. Mr Hrmo requested a certificate. During his evidence, a carer’s
certificate dated 11 January 2021was shown to Mr Hrmo and tendered.
34 No evidence was called from Eldercare or Resthaven.
The findings of the trial Judge
35 The trial Judge found that the visit to the doctor was confirmed by written
records and was on 11 January 2021. As to the evidence about the applicant being
at work, against the background of having earlier summarised the evidence of
Mr Hrmo, the trial Judge said:1
[221] I have already referred to the evidence of Matias Hrmo, who was the manager at the
Woolworths Petrol Station at Mitcham, where the defendant was rostered to work
1 R v Sondhi [2023] SADC 41, [221]–[224] (R v Sondhi).
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the evening shift on 11 January 2021. He said the defendant called him that day to
advise that he was unable to attend work. At the request of Mr Hrmo, the defendant
provided a medical certificate, dated 11 January 2021, stating the defendant was
unable to work as he had to care for his baby. In fact, the defendant went to the Big
Bash League cricket match at Adelaide Oval that evening.
[222] Insofar as C believed the defendant worked an afternoon shift at the Woolworths
Petrol Station before going to the cricket (when the defendant did not work at the
Woolworths Petrol Station that evening), I am of the view that this does not affect
C’s credibility or reliability in any material way. C said that her brother drove the
defendant to work that afternoon after he had raped her. At first, C believed that he
was going to work one of his nursing home jobs, likely at Elder Care, but then settled
on the Woolworths job. I consider this is of no consequence. C said that the
defendant went to work but, in my view, she was obviously mistaken that it was at
Woolworths. There is no evidence that the defendant did not attend work at one of
his two nursing home jobs that afternoon, as C initially suggested. As C stated in
her evidence, it had been arranged that she, her brother, and the defendant were
planning to go to the cricket that evening. However, as their child was in pain from
the vaccination he received earlier that day, C did not attend the cricket match and
her ticket was used by one of the defendant’s friends instead.
[223] In my view, none of these matters detract from C’s evidence that the incident, the
subject of this count, occurred on 11 January 2021 or that the defendant went to work
that afternoon as C said he did.
[224] C said, during her examination-in-chief, that she disclosed this incident to her brother
during the evening of 11 January 2021. However, during cross-examination C said
that she had made the disclosure to her brother in the afternoon, after he had returned
home from dropping the defendant at work. It was submitted that C’s change from
the evening to the afternoon was because C had realised during her cross-
examination that she could not have made the disclosure to her brother in the evening
because he had gone to the cricket with the defendant, and that this demonstrated she
had fabricated this conversation. It was submitted that this was ‘devastating to C’s
credibility’.
(footnotes omitted)
36 The trial Judge acknowledged that C’s brother placed the complaint as being
three or four days after he arrived in Adelaide (i.e. – before 11 January 2021) and
referred to the submission that this was said to undermine the credibility and
reliability of both the brother and C as to whether the complaint had occurred. The
trial Judge found:2
[228] I consider C’s brother was simply mistaken as to when he had the conversation with
his sister. Unlike C, who had every reason to remember the specific day by reference
to the doctor’s appointment (it being her son’s first six-weekly check-up after his
birth), her brother had no reason to recall the specific day when giving his statement
to the police about seven months later. My assessment of C and her brother’s
evidence of the conversation is not affected by these matters.
2 Ibid [228].
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37 The trial Judge acknowledged that it had been submitted that the making of
the complaint was not disclosed on 11 April 2021. The trial Judge also
acknowledged the evidence of C that the complaint was made in the evening before
later saying that it was made in the afternoon. The trial Judge said, ‘I do not
consider this difference to affect C’s credibility in any way’.
38 The trial Judge found that the complaint of Count 1 had not been fabricated.
The use of the initial complaint
39 The trial Judge directed himself that an initial complaint was ‘relevant as
informing’ how the allegations the subject of the complaint first came to light and
was not evidence of their truth. The trial Judge stated that he had used the initial
complaint ‘as enhancing C’s credibility through the consistency of conduct
demonstrated by this evidence’. The trial Judge also directed himself that the
initial complaint was not evidence on any count other than Count 1.
The first submission
40 We reject the submission that the trial Judge failed to have adequate regard
to the inconsistencies in the evidence of C and between the evidence of C and her
brother.
41 The inconsistencies in the evidence of C were: whether the complaint had
been made in the afternoon or evening; and a possible failure to refer to the
complaint when the making the statement on 11 April 2021.
42 As to whether the complaint was made in the afternoon or the evening, the
trial Judge acknowledged that difference and the submission of the applicant that
it was ‘devastating’ to credibility. The finding of the trial Judge that the difference
did not affect the credibility of the complainant ‘in a material way’ was open.
There was hardly a significant difference between the afternoon and the evening.
The real issue was whether the complaint had been made. As to that issue, the
making of the complaint was supported by the evidence of the brother.
43 As to the possible failure to disclose the complaint to the police officer on
11 April 2021, the trial Judge summarised the evidence on that issue3 and the
submission of the applicant that a failure to mention the complaint on
11 April 2021 was consistent with the complaint having been fabricated.4 Having
done so, the Judge nonetheless found that he was satisfied that the initial complaint
had been made on 11 January 2021.5 In doing so, the trial Judge did not determine
whether the complaint had been mentioned to the police officer on 11 April 2021
but the trial Judge was not obliged to do so. The issue was whether the complaint
3 Ibid [85].
4 Ibid [225].
5 Ibid [232].
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had been made. The making of the complaint was supported by the evidence of
the brother.
44 As for inconsistency between C and her brother, the relevant difference was
limited to when the complaint was made (i.e. – on what date). We have set out the
trial Judge’s approach to that difference at [228] of his reasons. The applicant
contends that the trial Judge failed to consider the possibility, that if the brother
was not mistaken, that would be a material inconsistency which went both to the
initial complaint evidence and the complainant’s credibility and reliability more
broadly. We reject this contention. Once the evidence of C was accepted as to the
day on which the complaint was made, the evidence of the brother on that topic
could not undermine her credibility or reliability.
45 For the reasons the trial Judge gave, it was open to prefer the evidence of C
on that issue.
46 It being open to the trial Judge to approach the inconsistencies in the way that
he did, the submission that it was not open to rely on the complaint given the
inconsistencies must be rejected.
The second submission
47 The applicant submits that, in finding the initial complaint had been made,
the trial Judge erred as he approached the evidence on a basis which was not open.
The applicant submits that in [222] of his reasons, the trial Judge considered that
the applicant might have worked at a nursing home on the afternoon of 11 January,
but that the evidence did not permit that approach.
48 We agree that the trial Judge reasoned in the way submitted, but reject the
submission it was not an approach open on the evidence.
49 The evidence of the working hours of the applicant at Eldercare and
Resthaven was limited and came only from C. C said the nursing home rosters
were ‘all over the place’; that Eldercare involved seven and a half hour shifts; and
‘with Resthaven it depended, like if because Resthaven he used to normally work
in the morning’.
50 The evidence was imprecise and it does not exclude the approach of the trial
Judge. It can also be observed that the applicant being at work was supported by
the evidence of the brother.
The third submission
51 The applicant submits that the inconsistencies identified above undermined
the credibility and reliability of C more broadly than just with respect to whether
a complaint had been made and the trial Judge failed to recognise that. We do not
agree.
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52 The starting point is that the issue at trial with respect to the evidence of
complaint was whether a complaint was made at all. The case of the applicant was
that it was a fabrication and that the inconsistencies in the evidence weighed
against the evidence of C and her brother being truthful. Once the trial Judge
determined that the complaint was not a fabrication, the alleged inconsistencies in
the evidence about the complaint were no longer relevant to a proper evaluation of
whether a count was proven beyond a reasonable doubt.
The fourth submission
53 The trial Judge did not direct himself in the terms set out in s 34M(4)(c) of
the Evidence Act 1929 (SA) which provides:
(4) If evidence referred to in subsection (3) is admitted in a trial, the judge must direct
the jury that—
…
(c) there may be varied reasons why the alleged victim of a sexual offence has
made a complaint of the offence at a particular time or to a particular person,
but that, otherwise, it is a matter for the jury to determine the significance (if any) of
the evidence in the circumstances of the particular case.
54 Properly, the applicant does not submit that a judge sitting alone is required
in every case to include in his or her reasons a direction of the kind prescribed by
s 34M(4)(c). That requirement is not consistent with the terms of the sub-section.
It is also not consistent with the approach taken in other parts of the Evidence Act
1929 (SA). For example, the terms of s 34M may be contrasted with s 34R which
mandates the approach to be taken when evidence of discreditable conduct is
admitted under s 34P and prescribes that certain directions must be given both to
a jury and in trial by judge alone.
55 The application of s 34M(4) to trial by judge alone has previously been
addressed in R v Wickers6 in which it was held:7
[186] Although a trial judge is required to consider the evidence of complaint if admitted
under s 34M(3) and to use it only for the purposes set out in s 34M(4), I do not
consider that, in a trial by judge alone, the judge is required to direct himself in the
precise terms set out by s 34M(4). I consider it is obvious on the face of s
34M(4) itself that the direction therein is mandated only in respect of a trial by jury.
[187] The substantive principles enacted by s 34M(3) apply in any trial. However, that
does not mean that the judge is required to give himself the same direction as would
be required in a jury trial.
56 That a judge sitting alone is not obliged to direct him or herself in terms
consistent with s 34M(4) does not mean that, in a given case, a trial judge will not
6 (2019) 134 SASR 504.
7 Ibid 537 [186]–[187] (Kelly J).
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need to show attention to the matters in s 34M(4). A judge is required to give
adequate reasons for the verdict. If an issue is raised in the trial that makes the
direction in s 34M(4)(c) material, the reasons of the trial judge will need to
demonstrate that the issue has been addressed.
57 The applicant submits that the direction has a protective purpose for a
defendant which he was denied by the absence of the direction. We turn to that
issue.
58 In Kakule v The King,8 the trial Judge had failed to give the direction to a
jury. The Court held:9
However, s 34M(4)(c) is not only concerned with delay. It is concerned with any
circumstance of timing and the identity of the recipient of the complaint. It leaves to the
jury whatever inference they may determine to draw on account of the complaint being
made at a particular time or to a particular person, without placing the imprimatur of the
court on any one such possible reason.
Where evidence of a complaint is admitted, it will generally be a feature of the defence case
that the complaint is untrue. The defence will often posit reasons for why that is so, by
reference to the timing of the complaint and the person to whom it is made. For example,
the defence may urge a thesis that the complainant is covering for conduct which the
complainant now regrets. In such a case, s 34M(4)(c) provides the court’s imprimatur to
the need for the jury to consider any reasons for these circumstances of the complaint
posited by the defence, without endorsing those reasons or the prohibited reasoning.
Thus, in addition to serving the primary statutory policy of s 34M, as recognised by the
Court of Criminal Appeal in R v Place, the direction required by s 34M(4)(c) also provides
a forensic protection to the defendant, at least where a defence is raised attacking the
veracity of the complaint. This aspect of s 34M(4)(c) did not require consideration in R v
Place.
…
… First, the directions required by s 34M(4) are required by statute, not the accrued
experience of the courts. Then, given that s 34M(3) permits the admission of evidence of
initial complaint, it is Parliament that has prescribed, specifically in ss 34M(4)(a) and (b),
the directions required to prevent misuse of that evidence.
The educative and protective purposes of s 34M(4)(c) are not of the same character, in that
they do not address directly the risk of misuse of the complaint evidence. Rather, s
34M(4)(c) places the imprimatur of the court on the general use of the complaint evidence
by guiding the jury away from prejudicial reasoning and then, in neutral terms, permitting
the jury to consider any (non-prohibited) defence thesis relating to the timing and
circumstances of the complaint. The court’s imprimatur to these ends cannot be said to be
of the same importance to the integrity of the trial as that which is required with respect to
identification evidence, or the directions required by ss 34M(4)(a) and (b). Nevertheless,
Parliament has determined that it is required.
8 [2023] SASCA 51 (Kakule).
9 Ibid, [29]–[31]; [34]–[35].
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(emphasis added)
59 In Baptiste v The Queen,10 this Court confirmed that s 34M(4)(c) provides a
forensic protection to a defendant ‘at least in circumstances where a defence is
raised that attacks the reasons for the timing of the complaint and the identity of a
person to whom the complaint is made’.11
60 The difficulty for the applicant is that the issue at trial was not why the
complaint was made, nor why it was made when it was. To adopt the approach of
the Court in Kakule v The King, the ‘defence thesis relating to the timing and
circumstances of the complaint’ was that the making of a complaint had been
fabricated. As set out above, the trial Judge found that it had not been. The
direction in s 34M(4)(c) could not shed light on that issue. The suggestion of
fabrication having been resolved in a way open to the trial Judge, in this case the
forensic protection which s 34M(4)(c) provides was not engaged and the trial
Judge did not err in failing to direct himself.
The second issue — inadequate reasoning
61 While the applicant submits both that the trial Judge engaged in inadequate
reasoning and that the reasons were inadequate, the focus of the submissions is on
the former. We deal with that contention first.
62 In R v Sexton,12 Kourakis CJ outlined the distinction between a complaint of
inadequate reasons and one of inadequate reasoning:13
The former is a complaint that it is not possible to discern how the judge rationally arrived
at the determinative conclusions, and the latter is a complaint, in an appeal against
conviction, that the reasons and intermediate findings of facts do not support a finding of
guilt beyond reasonable doubt. There is an understandable tendency to slip from a
complaint that the reasons are inadequate to a complaint that the Judge’s reasoning,
although apparent, does not rationally support their ultimate finding of fact and therefore
the verdict. In the context of a criminal appeal against conviction pursuant to s 353 of the
CLCA, the latter complaint may be an appeal on the ground that the verdict was
unreasonable or not supported by the evidence, in which case it will result in an acquittal.
Alternatively it may be an appeal on the ground that there has been a miscarriage of justice
because the reasoning actually employed does not support the conviction even though there
was another rational basis on which guilt might have been proved on the evidence. In such
a case, there will ordinarily be an order for a retrial. These grounds might be made good,
or shown to be unfounded, by reference to matters of evidence or law which are not dealt
with in the judge’s reasons.
63 The applicant makes several complaints about the approach of the trial Judge
to the credibility and reliability of C. The applicant contends that the overall
approach of the trial Judge to the credibility and reliability of C was attended by
error as it did not engage with the whole of the evidence. The applicant also
10 [2020] SASCA 70.
11 Ibid [18].
12 [2018] SASCFC 28.
13 Ibid [177].
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contends with respect to some specific aspects of the evidence, that the approach
of the trial Judge was not adequately exposed or was otherwise flawed. Before
turning to these contentions, it is necessary to set out the structure of the reasons
in some detail.
The structure of the reasons
64 Having directed himself on the onus of proof, the elements of the offence and
other matters, the trial Judge summarised the evidence of uncontroversial matters
of background. The trial Judge then set out the evidence of C about the birth of
the child, requests made for sexual intercourse, and other aspects of her evidence
about the relationship with the applicant.
65 The trial Judge set out the evidence of C about Count 1, and the evidence that
she and her brother gave of the initial complaint. This summary included
references to some of the cross-examination. The trial Judge summarised the
evidence of C about Counts 2–5 inclusive, again making references to the
cross-examination.
66 The trial Judge summarised the evidence in the defence case given by the
father and brother of the applicant; the evidence of Mr Hrmo; and evidence given
by a Mr Ash about the good character of the applicant. The trial Judge gave
himself a direction about good character evidence.
67 The trial Judge turned to the consideration of the evidence. The trial Judge
commenced that consideration by directing himself in the following terms:14
[139] Proof of all counts is totally dependent upon C’s evidence of the charged acts being
accepted as truthful and reliable. As such it is important that C’s evidence is
scrutinised with care when determining if any of the counts have been proved beyond
a reasonable doubt by the prosecution.
[140] Furthermore, I am to consider all of the evidence presented in the case, (including
the defence evidence) and decide whether on the whole of the evidence (and
notwithstanding the defence evidence and arguments) any of the charges have been
proved.
[141] I will first deal with C’s credibility and reliability generally, before discussing the
counts.
68 The trial Judge turned to consider several matters (or topics) raised during
the trial which related to evidence which was not about the conduct the subject of
a count. Each may be described as a matter of background which, consistent with
the description by the trial Judge in [141], was said by the applicant to undermine
C’s credibility and/or reliability generally but was not direct evidence in respect of
any count.
14 R v Sondhi (n 1) [139]–[141].
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69 There were nine such topics which may be described as: the evidence of C
about isolation or control; C having remained in contact with the applicant after
leaving the house; the reason for C leaving the home; differences in the evidence
of C on the one hand and the father and brother of the applicant on the other; the
evidence of how the complainant felt during the relationship; opportunities for C
to complain to police before she ultimately did; the failure of C to disclose to police
the approaches of the applicant for consensual sex; statements in a Family Court
affidavit; and possible motives raised in the cross-examination of C for her to make
a false allegation.
70 From paragraphs [142]–[209], the trial Judge dealt separately with these nine
topics. In doing so, the trial Judge set out the evidence directly relevant to the
topic and the contentions of the applicant. The trial Judge resolved each topic in a
way which was not adverse to the credibility and/or reliability of C and gave
reasons. As will be explored, some of those reasons are said to be examples of
inadequate reasoning.
71 Having undertaken the process in [142]–[209], and before making any
finding as to any count beyond a reasonable doubt, the trial Judge said:15
[210] I have had regard to the submissions advanced by the defence in considering C’s
overall credibility as a witness. I have already addressed those submissions. What
has been submitted or advanced has not caused me to doubt the truthfulness or
reliability of C’s evidence, either generally, or particularly as it relates to the counts.
[211] I have taken into consideration the evidence of the defendant’s good character as
outlined earlier in these reasons when considering whether any of the counts have
been proved.
[212] I found C to be a very impressive witness. She gave thoughtful and carefully
considered answers and provided significant detail of the sexual acts the subject of
the counts, as I have already set out in these reasons.
[213] I am satisfied that C gave truthful and reliable evidence in relation to the
circumstances of each count.
[214] I now set out my reasons for my assessment of C’s evidence and conclusions in
relation to each count.
72 The trial Judge then turned to consider each count separately. In doing so,
he summarised the submissions made by the applicant, gave reasons for rejecting
them as matters which undermined the credibility of C and, separately in respect
of each count, found the elements proven beyond a reasonable doubt. In
considering Count 1, the trial Judge also considered the evidence of initial
complaint. We have dealt with that above.
15 Ibid [210]–[214].
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73 The conclusion of the trial Judge with respect to each separate count can be
illustrated by the way in which he expressed his conclusion in Count 1.16
[240] Based on C’s evidence, I am satisfied beyond a reasonable doubt that the defendant
engaged in an act of penile/vaginal sexual intercourse in the circumstances as
described by C; that C was not consenting to this act and the defendant knew that C
was not consenting.
[241] I find the defendant guilty of this count.
74 The same conclusion was later separately expressed with respect to each of
Counts 2–5.
The contention of a failure to engage with the whole of the evidence
75 The applicant contends that, during his consideration of the general
credibility of C within [142]–[209] of his reasons, the trial Judge erred in making
findings about her credibility without evaluating the whole of the evidence and
every criticism which had been made. We do not agree.
76 As set out above, within [142]–[209], it is the case that the trial Judge dealt
with the nine topics individually. It is difficult to see that he could give reasons for
his approach to each matter without dealing with each in turn. Nevertheless, that
approach is not to be mistaken for the existence of a risk that the trial Judge
overlooked the need to consider the whole of the evidence. The reasons must be
read as a whole; not by isolating topics which the trial Judge needed to address for
his reasons to be adequate.
77 Read as a whole, the reasons demonstrate that the trial Judge was cognisant
of the need to consider the whole of the evidence, and submissions about that
evidence, before making any finding with respect to any count being proved
beyond a reasonable doubt.
78 As set out above, at [140] of his reasons, and before turning to consider any
of the nine topics said to be relevant to the general credibility and reliability of C,
the trial Judge acknowledged the need to consider the whole of the evidence.
Further, before drawing any conclusion as to whether any of the matters raised said
to be relevant to the credibility and/or reliability generally caused him to doubt C,
at [210] of his reasons, the trial Judge again referred to the submissions by the
applicant on the nine topics. The trial Judge stated they did not cause him to doubt
the credibility or reliability of C generally or in relation to the counts charged. The
first finding of guilt beyond a reasonable doubt was not made until [240]–[241] (in
respect of Count 1). The approach just outlined is not consistent with failing to
consider the combined force of the matters advanced by the applicant.
79 In advancing Ground 1, the applicant also directed attention to specific
aspects of the reasons which he says establish that the trial Judge accepted the
16 Ibid [240]–[241].
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credibility and reliability of C before engaging with the evidence led by the
applicant and his criticism of the evidence of C. We turn to each.
80 At [155] of his reasons the trial Judge identified that it had been submitted
by the applicant that C tended to make up non-sexual allegations against others
and identified the evidence of the applicant’s father and brother said to justify that
conclusion. At [156] the trial Judge said that he accepted the evidence of C over
that of the applicant’s father and brother. The applicant submits that the trial Judge
did so prior to considering and engaging with the evidence of the father and
brother. We do not agree. Earlier in his reasons, the trial Judge summarised the
evidence of the father and brother of the applicant and within [155] he set out the
topics on which the evidence of C differed to that of the applicant’s witnesses. The
reasons for rejecting the relevant aspects of the evidence of the brother were given
at [169]–[187]. The reasons of the trial Judge are not to be read as a ‘real time’
record of the sequential steps in reaching the conclusion expressed in [156].17
81 There was evidence that C had contact with the police on 8 March 2021 and
24 March 2021, made no complaint of having been raped on either occasion and
the reasons C did not do so. The trial Judge considered this evidence in detail at
[161]–[169]. The trial Judge accepted the evidence of C as to why no complaint
had been made and found C was ‘confronting some extremely difficult
circumstances in her life at that time’. The applicant submits that the conclusion
is ‘circular’ as it reflects a determination that C had been raped before all evidence
and submissions had been considered. Again, we do not agree for the same reasons
as with [156]. The reasons are not to be read as a ‘real time’ record of the
sequential steps in reaching any conclusion.18
Complaints about the approach to other specific aspects of the evidence
82 We turn to complaints about the reasoning of the trial Judge with respect to
other specific aspects of the evidence.
An approach for consensual sex
83 C gave evidence that the applicant had attempted to initiate sexual intercourse
in December 2020, but no intercourse had occurred. C agreed that this did not
appear in any statement given before trial but said that she had mentioned it to
police. The investigating officer said that he had no memory of that being
mentioned, and if it had been, he would have included it in a statement.
84 The trial Judge found that the non-disclosure by C of these attempts to the
police did not have an adverse impact on the credibility of C’s evidence of the
conduct the subject of any count:19
17 R v Rendell (2018) 131 SASR 201, [79].
18 Ibid.
19 R v Sondhi (n 1), [191]–[192].
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[191] It was submitted by defence counsel that C had failed to disclose to the police that
the defendant tried to initiate sex with her in December 2020. While C agreed that
this incident did not appear in any of her police statements, she claimed that she
mentioned it to Detective Ryan. However, Detective Ryan said that he had no
memory of her mentioning this incident to him on any occasion, and if C had
mentioned this to him, then it would have been included in a statement.
[192] It was submitted that C’s failure to have mentioned this incident to Detective Ryan
is demonstrative of C having made this incident up and that this must affect her
credibility. I do not accept this submission. On C’s evidence relating to this incident,
the defendant did not force her to engage in sex with him and, indeed, he stopped
asking her to have sex when she told him that she would not. C’s omission in
disclosing this incident to Detective Ryan does not, in my view, affect her credibility
in relation to her evidence concerning the conduct the subject of any of the counts.
What C said in evidence of this incident was not something directly related to the
counts and if she had failed to mention it to Detective Ryan, as he said, then there is
a natural explanation for that as I have indicated.
85 The applicant submits that, having accepted the evidence of the police officer
that C did not mentioned these approaches about intercourse, the trial Judge only
considered whether the failure to mention it before trial was significant. The
applicant submits that the trial Judge did not consider that C had been contradicted
by the police officer about it being mentioned.
86 We reject this criticism.
87 The criticism of C advanced at trial was that she was not to be believed as
she had given evidence of something which was not in a statement given before
trial. That criticism was dealt with in a way open to the trial Judge. As for the
submission on appeal, that was not raised at trial. It not having been raised, we are
not satisfied that there is inadequate reasoning, nor that the reasons are inadequate,
because it was not dealt with.
Approach to the evidence of the father and brother of the applicant
88 At trial evidence was given by C and by the applicant’s father and brother
about the relationship between C and the applicant and C and the family of the
applicant. Aspects of that evidence conflicted. The trial Judge summarised this
evidence in some detail. The trial Judge preferred the evidence of C and gave
reasons for doing so.
89 The applicant complains that the reasons given by the trial Judge for rejecting
the evidence of the father and brother are examples of inadequate reasoning. The
applicant highlights two aspects of the approach to the rejection of this aspect of
the defence evidence. The first is in the following passage:20
[180] Having considered all of the evidence, I am satisfied that the defendant’s brother did
not want the defendant to have a court marriage to C because he did not like C, and
he did not want her to be part of the family. I consider that he felt aggrieved that the
20 Ibid [180].
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defendant went against his advice and that this was the reason he did not want
anything further to do with the defendant thereafter.
90 That reasoning was not, in our view, inadequate. It was open on the evidence.
91 In any event, that reasoning was of no significance in the trial Judge’s later
acceptance of the evidence of C as to the conduct the subject of the counts.
Immediately after the passage above, the trial Judge said:21
[181] That said, I consider nothing turns on this evidence in proof of any of the counts.
The conduct the subject of the counts is quite distant from these early discussions
involving the court marriage, and by January 2021, C and the defendant had not had
anything to do with the defendant’s brother and his wife for many months. They
were no longer part of their lives.
92 The applicant also complains about the rejection of the evidence of his father.
The applicant submits that the trial Judge did not expose his reasoning. We reject
this criticism.
93 The trial Judge found that the father ‘displayed antipathy’ towards the
complainant and he said that he formed the ‘clear impression from the manner in
which he gave his evidence that he did not like C and would say anything to
support his son’.22 The applicant complains that this finding was based solely on
an inconsistency between the father’s evidence and that of C. We disagree. As
just mentioned, the trial Judge formed this impression based upon the manner in
which the father gave his evidence. As an observation based upon the manner in
which the father gave evidence, little more could be said.
94 In any event, the rejection of the evidence of the father and the brother was
not central to the assessment of the evidence of C as to the conduct the subject of
a count and whether the prosecution had proved that count beyond a reasonable
doubt. The trial Judge found:23
[189] Almost all the evidence given by the defendant’s brother and father was collateral to
the allegations the subject of the counts. I consider that the only relevance of this
evidence lies in its potential capacity to undermine C’s credibility of her description
of the relationship between herself and the defendant’s family. This was the
submission advanced on behalf of the defendant during his counsel’s closing address
and I have approached the evidence in this way.
95 This approach was open. The real issue in the trial was not the relationship
of C with the family of the applicant. The real issue was whether the charged
conduct had been proven beyond a reasonable doubt.
21 Ibid [181].
22 Ibid [187].
23 Ibid [189].
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Good character
96 The applicant complains about the approach to the evidence led of his good
character. The applicant accepts that the trial Judge accurately summarised that
evidence and directed himself appropriately as to its proper use but contends that
the reasons of the trial Judge do not reveal why that evidence did not prevent guilty
verdicts.
97 We reject this criticism. On two occasions, the trial Judge said that he had
considered the evidence of good character. One was immediately before he turned
to reach a conclusion on each of Counts 1–5 where he said:24
[211] I have taken into consideration the evidence of the defendant’s good character as
outlined earlier in these reasons when considering whether any of the counts have
been proved.
98 The evaluation of that evidence, and its rejection as an obstacle to proof
beyond a reasonable doubt, did not require a more detailed explanation.
The removal of the condom — Count 4
99 In his evaluation of Count 4, the trial Judge referred to the evidence of C that
she removed a condom worn by the applicant after the act of intercourse. The trial
Judge said:25
[265] In relation to C’s evidence, the prosecution submitted that what C did after the
defendant ejaculated and had fallen asleep, in removing the condom from her
husband’s penis, was so incredible that it must be true. I consider there is strength
in this submission. It is a detail that is simply inexplicable unless it happened.
100 The applicant submits that this reasoning was flawed as it imposed an
obligation upon him to provide another reason for the detail. We reject this
criticism. It was open to the trial Judge to consider whether that detail was the
hallmark of a true account or one invented and to treat it as the former for the
reasons the trial Judge gave. The approach of the trial Judge did not impose any
obligation on the applicant.
The third issue — inadequate reasons
101 In advancing this contention, the applicant relies upon the same matters as
relied upon when complaining that the trial judge engaged in inadequate reasoning.
102 A contention that reasons are inadequate is a contention that it is not possible
to discern how the Judge rationally arrived at the determinative conclusions.26 We
turn to that complaint.
103 Section 7(4) of the Juries Act 1927 (SA) provides:
24 Ibid [211].
25 Ibid [265].
26 R v Sexton [2018] SASCFC 28, [177].
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7—Trial without jury
…
(4) If a criminal trial proceeds without a jury under this section, the judge may make any
decision that could have been made by a jury and such a decision will, for all
purposes, have the same effect as a verdict of a jury.
104 In R v Keyte,27 Doyle CJ, with whom Williams and Wicks JJ agreed, held
that s 7(4) impliedly requires a judge to give reasons for a verdict following upon
the trial of a charge by judge alone.28
105 The principles applicable to the statutory obligation imposed on a judge to
provide reasons are well settled. In DL v The Queen,29 Kiefel CJ, Keane and
Edelman JJ, in considering an appeal from a criminal conviction, said that: 30
The content and detail of reasons ‘will vary according to the nature of the jurisdiction which
the court is exercising and the particular matter the subject of the decision’. In the absence
of an express statutory provision, ‘a judge returning a verdict following a trial without a
jury is obliged to give reasons sufficient to identify the principles of law applied by the
judge and the main factual findings on which the judge relied’. One reason for this
obligation is the need for adequate reasons in order for an appellate court to discharge its
statutory duty on an appeal from the decision and, correspondingly, for the parties to
understand the basis for the decision for purposes including the exercise of any rights to
appeal.
… Not every failure to resolve a dispute will render reasons for decision inadequate to
justify a verdict. At one extreme, reasons for decision will not be inadequate merely
because they fail to address an irrelevant dispute or one which is peripheral to the real
issues. Nor will they be inadequate merely because they fail to undertake ‘a minute
explanation of every step in the reasoning process that leads to the judge's conclusion’. At
the other extreme, reasons will often be inadequate if the trial judge fails to explain his or
her conclusion on a significant factual or evidential dispute that is a necessary step to the
final conclusion. In between these extremes, the adequacy of reasons will depend upon an
assessment of the issues in the case, including the extent to which they were relied upon by
counsel, their bearing upon the elements of the offence, and their significance to the course
of the trial. In particular:
Ordinarily it would be necessary for a trial judge to summarise the crucial arguments
of the parties, to formulate the issues for decision, to resolve any issues of law and
fact which needed to be determined before the verdict could be arrived at, in the
course of that resolution to explain how competing arguments of the parties were to
be dealt with and why the resolution arrived at was arrived at, to apply the law found
to the facts found, and to explain how the verdict followed.
(footnotes omitted)
106 Earlier we have set out the structure of the reasons of the trial Judge. The
reasons are detailed and deal with all relevant issues. As set out earlier, each of
27 (2000) 78 SASR 68.
28 Ibid 74 [26].
29 (2018) 266 CLR 1.
30 Ibid 12–13 quoted in Lloyd v The King [2023] SASCA 106, [29]–[33].
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the matters upon which the applicant relies were resolved by the trial Judge in a
way that was open.
107 The issue in each count was the credibility of C. The trial Judge set out the
relevant evidence, including cross-examination; the key arguments of the
applicant; and resolved the key issues. The trial Judge explained why the evidence
of C was accepted beyond a reasonable doubt on each count. Rather than being
inadequate, the approach of the trial Judge reflects the identification and
application of the relevant legal principles; a detailed consideration of the evidence
and resolution of the key criticisms of the evidence of C; and reasons which were
open for accepting that evidence and finding guilt proven beyond a reasonable
doubt.
The fourth issue — the approach to the burden and standard of proof
108 The applicant contends the trial Judge erred by engaging in ‘preferential
reasoning’ and misapplied the onus of proof. Attention is directed to specific
aspects of the reasons.
The directions
109 We commence with the directions the trial Judge gave himself. They are not
consistent with any misapplication of the burden of proof or a risk of finding guilt
merely because the evidence of the complainant was preferred.
110 At the commencement of his reasons, the trial Judge directed himself:31
[3] The defendant is presumed to be innocent of the charges. He is not required to prove
anything. The prosecution is required to prove the charges and to do so beyond a
reasonable doubt. The prosecution must also exclude any matter raised by the
defendant that might affect proof of the charges, as a reasonable possibility.
111 Before considering the general credibility and reliability of C, the trial Judge
gave himself the direction at [139] which we have earlier set out. As also set out
above, before finding the applicant guilty of a count, the trial Judge found each
element of that count established beyond a reasonable doubt.
Complaints about specific passages
112 We turn to specific passages relied upon by the applicant as demonstrating
error in approach to the onus. Attention is directed to passages in which the trial
Judge stated that he ‘accepted’ the evidence of the complainant; did not ‘accept’
evidence led by the applicant; and did not ‘accept’ submissions made by the
applicant.
113 No such reference reflects a misapplication of the burden of proof. To
explain why, it is helpful to give an example of where the trial Judge referred to
31 R v Sondhi (n 1) [3].
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‘accepting’ the evidence of C and an example of not accepting evidence given by
a witness called by the applicant.
114 The complainant gave evidence that she left the home on 24 March 2021 but
continued to have contact with the applicant. The applicant submitted that contact
was not consistent with C having been raped. The trial Judge referred to that
submission and set out relevant aspects of the evidence of the complainant. The
trial Judge then said:32
[151] I accept C’s explanations for communicating with the defendant after separating
from him. It has not caused me to doubt the truthfulness of her evidence in relation
to the allegations the subject of each count.
115 There is no error in the way the trial Judge expressed himself. The
requirement for satisfaction beyond a reasonable doubt did not apply to this aspect
of the evidence of C. It was not evidence of an element of any count.
116 There was a conflict between the evidence of C and the brother of the
applicant about whether the brother was supportive of the applicant marrying the
complainant. The trial Judge said that he did not ‘accept’ the evidence of the
brother. Again, there is no error. This aspect of the evidence was not one in respect
of which the prosecution bore an onus.
117 As for the trial Judge on occasions not ‘accepting’ a submission made on
behalf of the applicant, there is no onus upon the prosecution to disprove a
submission. The onus is to prove guilt beyond a reasonable doubt.
118 At [236] the trial Judge found that the complaint had not been fabricated.
The applicant submits that the trial Judge cast an onus on the applicant. We reject
that submission. It cannot be read into that finding. The applicant also submits
that the trial Judge had to exclude the fabrication of the complaint beyond a
reasonable doubt. That onus only applied to the elements of a count, not to whether
the complaint had been fabricated.
119 The applicant also complains about the trial Judge observing at [198] that
there was ‘no evidence that C consented to any of the sexual acts on the occasion
of each count’. This observation was in the context of the trial Judge evaluating
the significance of the evidence that the applicant refrained from engaging in
sexual activity on two occasions after his requests were refused. In that context,
the trial Judge observed that it had not been suggested in cross-examination that
the conduct the subject of any count was consensual. There is no error. The trial
Judge was not casting an onus on the applicant. The trial Judge was simply
observing what the evidence was in respect of each count which was relevant to
the significance of the applicant having respected the wishes of C about sex on two
occasions.
32 Ibid [151].
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120 The applicant makes a further complaint. At trial, the applicant suggested
possible motives for C to make a false allegation. The applicant submits that the
trial Judge misapplied the onus of proof in rejecting the possible motives.
121 It is necessary to set out this part of the reasons in full. The trial Judge said:33
[205] Consistent with the onus of proof in a criminal trial, a defendant is never under any
obligation to prove why a witness might be lying in their evidence.
[206] The rejection of a motive or motives advanced by the defence for a prosecution
witness to have lied in their evidence does not mean that the witness has been truthful
in their evidence or that it enhances that witness’s credibility. The rejection of a
motive to lie does not strengthen the prosecution case against a defendant. It simply
falls away and becomes a neutral consideration. The onus always remains upon the
prosecution to prove a charge beyond a reasonable doubt.
[207] I accept that C was jealous of the defendant’s relationship with Preeti. This was
conceded by C, who said she had looked through the defendant’s telephone and
noticed that he was communicating with Preeti, despite him having previously told
her that he was not. C said she suspected he was cheating on her and that this upset
her. Indeed, this is what led to the heated argument on 8 March 2021, that resulted
in the police attending the unit. C sent Preeti a text message on 13 March 2021,
telling Preeti that she did not want anyone interfering in her personal life and asking
Preeti to stop talking to the defendant.
[208] I have considered each of the motives suggested to C by the defence, individually
and in combination.
[209] I find that C did not make allegations about being raped because she was jealous of
the defendant’s relationship with Preeti, nor that she made up allegations of rape for
any of the other reasons suggested to her. I do not find that she was motivated to
make such serious false allegations against the defendant out of revenge against him
and his family, or as a means of remaining in Australia in the event the defendant
left her or divorced her.
(footnotes omitted, emphasis added)
122 The applicant directs attention to the second sentence in [209] and submits
that the trial Judge approached the issue on the basis that the applicant had to
establish the motive. Were that sentence viewed in isolation, there might be force
in that submission. However, that sentence must be read in the context of the trial
Judge having directed himself at [3] that the applicant ‘is not required to prove
anything’ and in the immediate context of [205], [206] and the first sentence in
[209]. Read in that context, the trial Judge did not approach this issue on the basis
that the applicant needed to persuade him that the complainant had a motive to lie.
Preferential reasoning
123 The applicant submits the trial Judge merely preferred the evidence of the
complainant over that of witnesses called by the applicant and, from that
33 Ibid [206]–[209].
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foundation, convicted without a correct application of the onus of proof. The
applicant directs attention to Douglass v The Queen,34 and a passage in that
judgment quoted from Murray v The Queen:35
The choice for the jury was not to prefer one version of events over another. The question
was whether the prosecution had proved the relevant elements of the offence beyond
reasonable doubt. This required no comparison between alternatives other than being
persuaded and not being persuaded beyond reasonable doubt of the guilt of the applicant.
124 It must be accepted that, on occasions, the trial Judge preferred the evidence
of C rather than the evidence of another witness. Most particularly, he preferred
the evidence of C rather than the evidence of the father and brother of the applicant
and preferred the evidence of C to that of her brother as to the day on which the
initial complaint was made.
125 However, these are not examples of the trial Judge engaging in preferential
reasoning. The trial Judge did not leave his analysis of whether any count had
been proven beyond a reasonable doubt at a preference for the evidence of C on
matters which did not have to be proven beyond a reasonable doubt. As set out
earlier, the trial Judge plainly understood that satisfaction beyond a reasonable
doubt was essential before guilt could be found and found each element of each
count proved to that standard.
The fifth issue — the approach to reliability as distinct from credibility
126 In this ground, the applicant makes a further complaint about the approach of
the trial Judge to the evidence of the complainant. The applicant contends that the
trial Judge limited his evaluation to credibility and did not deal adequately with
reliability. The applicant directs attention to certain passages in the reasons in
which the trial Judge considered criticisms of the evidence of the complainant but
only mentioned credibility (or truthfulness).
127 Before turning to the passages relied upon, we deal with the overall complaint
that the trial Judge did not have regard to reliability, or did not do so adequately.
We do not agree.
128 It is important to place the overall complaint in context. First, as the applicant
concedes, the trial Judge did not overlook the issue of reliability altogether. We
refer to, without repeating, the reasons at [139]–[141], [210] and [213] which
expressly refer to reliability. Second, the extent to which the trial Judge was
obliged to engage with the issue of reliability must be considered without
overlooking the issue in each count. Contrary to the submission of the applicant
on appeal, on the evidence at trial, a reasonable possibility of unreliability about
the conduct the subject of each count did not exist. The issue at trial on each count
was not reliability but credibility. It was not suggested at trial that C might have
been mistaken in her evidence the subject of any count (e.g. – might have mistaken
34 (2012) 86 ALJR 1086, 1089 [12].
35 (2002) 211 CLR 193, 213 [57] (Kirby J).
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the act; might have consented; or might have failed to communicate a lack of
consent). As set out above, the trial was conducted by the applicant on the basis
that C fabricated her evidence of the conduct the subject of each count.
129 The limits of the relevance of reliability to the issues in the trial is further
illustrated by the approach taken in the closing address of the applicant. During
that address, only two issues were relied upon as going to both credibility and
reliability. The first related to the evidence of the complainant with respect to
Count 3. Counsel for the applicant referred at trial to a failure by C to refer to
aspects of her clothing and appearance before Count 3 and a call for help during
the occasion the subject of that count. The clothing and appearance were not
referred to in a statement before trial and the call for help was not supported by the
evidence of the father of the applicant who was within the house. The trial Judge
did not overlook these matters but referred to them when discussing Count 3. The
trial Judge considered that failures of the complainant to refer to what she was
wearing, or doing, on the night of Count 3 did not diminish her credibility or
reliability. The trial Judge had earlier rejected the evidence of the father.
130 The second related to events said to precede Count 4. C gave evidence that,
upon returning home before the act the subject of that count, she had difficulty
parking the car. C said that the applicant then did so, accelerating quickly and
causing C to scream and the neighbours to ask if she was alright. The trial Judge
rejected that this was relevant to the credibility or reliability of C as to the conduct
the subject of Count 4.
131 Against the above background, we turn to the passages relied upon by the
applicant in which the trial Judge referred only to credibility. Each was one of the
background topics considered in [142]–[209] of the reasons. As will be seen, in
each instance, there was no error in limiting the consideration to credibility.
132 The first passage relates to the evidence of C about aspects of her behaviour
within the relationship and whether she was submissive or able to stand up for
herself. The trial Judge found that C stood up for herself from time to time but did
not consider that translated ‘to her not being a truthful witness’.36
133 There is no error in the absence of reference to reliability. The issue only had
relevance if it impacted upon the credibility of C about the conduct the subject of
a count. Put another way, the applicant’s contention at trial was that the ability of
C to stand up for herself was not consistent with her being a credible witness about
being raped.
134 We turn to the next passage. The police attended the family home on
8 March 2021 and 24 March 2021. As set out earlier, C did not complain on either
occasion. The trial Judge evaluated whether that adversely impacted credibility.
The trial Judge accepted the explanations given by C for not complaining and
36 R v Sondhi (n 1) [160].
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found those failures had not ‘affected my assessment of C’s truthfulness in relation
to her evidence concerning her allegations the subject of each count’.37 Again,
there is no error in failing to refer to reliability. The failure to complain was being
relied upon as undermining the credibility of the evidence of C that she had ever
been raped.
135 The next passage is within the discussion by the trial Judge of differences in
the evidence of C on the one hand and the father and brother of the applicant on
the other. The trial Judge found that ‘almost all’ the evidence of the brother and
father was collateral to the allegations the subject of the counts. The trial Judge
considered the only relevance was its potential capacity to undermine the
credibility of the descriptions by C of the relationship between her and the family
of the applicant. Again, there is no error. The evidence was being advanced as
examples of the complainant being prepared to be untruthful, and, in that event, as
being relevant to whether she was truthful about the conduct charged.
136 The next topic related to what was said to be a prior inconsistent statement
by C. The inconsistency asserted was a failure to refer to the applicant having tried
to initiate sex on a particular occasion. We have dealt with that at [83]–[87] above.
The trial Judge found that it did not affect the credibility of C about the conduct
the subject of any count. Again, there is no error. The inconsistency was being
relied upon by the applicant as an example of C not being truthful in her accounts
of her relationship with the applicant. It was not suggested that she was mistaken
in her evidence with respect to any count. As set out above, the issue the subject
of the counts was credibility, not reliability.
137 The applicant also draws attention to [219] of the reasons as an example of
the trial Judge failing to properly engage with the question of whether C was
reliable. This paragraph dealt with an inconsistency in C’s evidence as to the date
of Count 1. The trial Judge found that this did not affect C’s reliability or
credibility because she had been consistent that the incident had occurred on the
date of her child’s first doctor’s appointment. That finding was open. We reject
that this is an example of the trial Judge failing to engage with the question of
reliability.
Conclusion
138 We grant permission to appeal but dismiss the appeal.
37 R v Sondhi (n 1) [168].
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