JAKE FRANK THOMAS v THE KING [2024] SASCA 51
On Appeal from DISTRICT COURT OF SOUTH AUSTRALIA (HER HONOUR JUDGE TRACEY) [2023]
SADC 93
Appellant: JAKE FRANK THOMAS Counsel: MR P DAWES - Solicitor: MATTHEWS LAWYERS
Respondent: THE KING Counsel: MS L DUONG WITH MR G DUDZINSKI - Solicitor: DIRECTOR OF
PUBLIC PROSECUTIONS (SA)
Hearing Date/s: 20/02/2024
File No/s: SCCRM-23-041533; SCCRM-23-026637
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
any such order or provision. Further enquiries may be directed to the Registry of the Court in which it was generated.
THOMAS v THE KING
[2024] SASCA 51
Judgment of the Court of Appeal
(The Honourable President Livesey, the Honourable Justice Doyle and the Honourable Justice Bleby)
18 April 2024
CRIMINAL LAW - EVIDENCE - JUDICIAL DISCRETION TO ADMIT OR
EXCLUDE EVIDENCE - POLICE INTERROGATION - PROPRIETY OF
POLICE QUESTIONING AND OTHER CONDUCT BY POLICE -
ADMINISTERING CAUTION - PARTICULAR CASES
CRIMINAL LAW - EVIDENCE - CONFESSIONS AND ADMISSIONS -
STATEMENTS - VOLUNTARY STATEMENTS - INDUCEMENT - CAUTION AS
TO STATEMENT BEING USED FOR OR AGAINST ACCUSED
CRIMINAL LAW - APPEAL AND NEW TRIAL - PROCEDURE - POWERS OF
COURT ON APPEAL - POWER TO ORDER NEW TRIAL OR QUASH
CONVICTION AND DIRECT ENTRY OF VERDICT OF ACQUITTAL - WHERE
CONVICTION QUASHED AND VERDICT OF ACQUITTAL ENTERED
CRIMINAL LAW - PARTICULAR OFFENCES - OFFENCES AGAINST
DECENCY AND MORALITY - CHILD PORNOGRAPHY AND CHILD
EXPLOITATION MATERIAL OFFENCES
Appeal against conviction and sentence.
On 20 July 2023 the appellant was convicted on a trial by judge alone of four child exploitation
material (‘CEM’) offences contrary to ss 63(b) and 63A(1)(a) of the Criminal Law Consolidation
Act 1935 (SA).
On 12 March 2021 police attended at a fire at Flaxley. They suspected the appellant, a CFS volunteer,
had lit the fire.
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Police issued a general caution to the appellant prior to interviewing him at the scene, which included
that he was not required to answer questions and advising that the interview was being
video-recorded. Just after 3:50 am, the appellant asked if he would be required to attend at the police
station the following day. A police detective responded with ‘we’re going to deal with this now’, and
‘I need you to hand me your phone over’. The trial judge held that police had placed the appellant
under de facto arrest at this time. Following that exchange, an officer asked the appellant ‘what’s the
access code to get into the phone’. The appellant did not know the numbers and offered to de-activate
the phone. The appellant then showed the officers how to unlock the phone by pointing to the
numbers and the PIN was noted by them before the mobile phone was seized.
Police formally arrested the appellant shortly thereafter. The appellant was advised of his arrest rights
at that point. He requested a solicitor but was told that was not possible as it was the early hours of
the morning. He accepted a suggestion that he have a friend or relative present while they continued
the interview. The police took the appellant to the station where he was charged with arson. The
arson charges were subsequently discontinued. However, police then discovered CEM on the
appellant’s mobile phone. On 29 April 2021 the appellant was arrested in respect of the CEM
offences.
The issues arising on the first ground of appeal were whether the police were required to issue a
specific caution before requesting the PIN to the appellant’s mobile phone, and whether the primary
judge erred in concluding that the appellant had an informed choice not to provide his PIN in
circumstances where he was under de facto arrest, not given his arrest rights and did not have access
to legal advice regarding the privilege against self-incrimination.
Held (by the Court), granting leave to appeal on ground one, allowing the appeal, and setting aside
the convictions:
1. It is not always necessary to give a word-specific caution regarding the privilege against self-
incrimination on a request that a suspect disclose a PIN.
2. In the circumstances of the present case, the police having given a general caution at the outset
of the interview, they were not required to caution the appellant specifically before requesting
his PIN.
3. At the time the appellant gave access to his phone, he was subject to de facto arrest, the police
having communicated to him that he was not free to go home for the night. That being the
case, he was entitled to be advised of his rights under s 79A of the Summary Offences Act
1953 (SA).
4. Had the appellant been able to access a solicitor before being asked any further questions, a
solicitor would likely have advised of his right to refuse to provide the PIN and that he should
not provide it. The unfairness to the appellant, consequent on the failure to give him his arrest
rights, and in circumstances where police would not otherwise have been able to access the
contents of the appellant’s mobile phone, tips the balance in favour of the exclusion of the
evidence obtained therefrom.
5. The appeal against sentence is necessarily dismissed.
Criminal Law Consolidation Act 1935 (SA) ss 63, 63A(1)(a); Evidence Act 1929 (SA) s 34R(1);
Summary Offences Act 1953 (SA) (SA) s 68, referred to.
Bunning v Cross (1978) 141 CLR 54; R v Swaffield (1998) 192 CLR 159; Cleland v The Queen
(1982) 151 CLR 1; Ridgeway v The Queen (1995) 184 CLR 19; R v Lobban (2000) 77 SASR 24;
Question of Law Reserved (No 1 of 1998) (1998) 70 SASR 281; Director of Public Prosecutions v
Moore (2003) 6 VR 430; R v Rockford (2015) 122 SASR 391, discussed.
Middlin-Hannah v The Queen (2020) 137 SASR 366; R v Wilson (1987) 47 SASR 287; R v Andrews
& Ors [2005] SASC 15; Young v The King [2024] SASCA 47, considered.
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THOMAS v THE KING
[2024] SASCA 51
Court of Appeal – Criminal: Livesey P, Doyle and Bleby JJA
1 THE COURT: This is an appeal against conviction and sentence. On 20 July
2023, the appellant was convicted on a trial by judge alone of four child
exploitation material (‘CEM’) offences. On 12 October 2023, the judge sentenced
the appellant to a total head sentence of two years and eight months’ imprisonment.
She fixed a non-parole period of 18 months.
The appeal against conviction
2 The amended grounds of appeal asserted four grounds, two of which the
appellant has since abandoned. The issues arising on the remaining grounds are:
• whether police were required to caution the appellant specifically before
requesting the PIN of his mobile phone (Ground 1.1);
• whether the judge erred in concluding that the appellant had an informed
choice not to provide his PIN in circumstances where the appellant was found
to be under de facto arrest, was not given his arrest rights and did not have
legal advice regarding the privilege against self-incrimination (Ground 1.2);
and
• whether the judge erred in failing to direct herself in accordance with
s 34R(1) of the Evidence Act 1929 (SA) (‘Evidence Act’) with respect to
evidence of the appellant’s uncharged possession and dissemination of CEM
(Ground 4).
3 Ground 4 arises as of right. The Director conceded it was appropriate for the
question of leave to appeal on Ground 1 to be referred to the Court for argument
as on appeal.
Background
4 On 12 March 2021 at 1:33 am, police attended at a suspicious fire at Flaxley.
The appellant was present at the scene of the fire in his capacity as a volunteer of
the Country Fire Service (‘CFS’) of Macclesfield. Senior Constable Allen
Matthews (‘SC Matthews’) spoke to CFS officers and was advised that the
appellant had alerted authorities about the fire and that he was one of the crew who
had responded. However, when police spoke to the appellant, he denied he had
alerted authorities.
5 Detective Brevet Sergeant McClean (‘DBS McClean’) arrived at the scene at
3:25 am. SC Matthews advised him of the matters referred to above.
6 At 3:36 am, SC Matthews asked another CFS volunteer to get the appellant
to exit a CFS truck. The appellant exited the truck and approached the police
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officers, who moved a short distance away. SC Matthews video-recorded the
interview that followed.
7 DBS McClean introduced himself to the appellant as a police detective. He
said that he suspected that the appellant ‘may have some involvement in starting
this fire’. He cautioned the appellant verbally in an exchange which was
transcribed, accurately, in the following terms:
Q So before we go any further I’m going to ask you some further questions.
A Okay.
Q You’re not obliged to answer them…
A Yeah.
Q …but anything you say is being recorded on video…
A Okay, so it’s being recorded?
Q Yeah.
A Okay.
Q …and may be used in evidence.
A Okay?
Q Do you understand that?
A Yes.
8 DBS McClean continued to ask questions of the appellant about whether he
started the fire and in relation to his actions that evening. During the interview, the
appellant produced his phone from his pocket on two occasions and accessed its
contents. One of these occasions was to show the call log to DBS McClean. The
other was to obtain the name of a CFS colleague. These instances involved the
appellant unlocking his phone, handing it to DBS McClean and allowing DBS
McClean to look at it. DBS McClean then gave the phone back to the appellant.
9 At 3:50 am, the appellant asked, ‘Is there anything else you want to ask?’ The
following exchange then occurred:
Q Yeah, yeah, plenty, Jake.
A Um, do you want me to come to your station tomorrow? What’s the go?
Q No, no, no, no, mate, we’re going to deal with this now.
A Okay.
Q Okay?
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A Alright.
Q So I need you to hand me your phone over.
A Yeah.
Q Where’s your car at the moment?
A At the station.
Q So we’re going to search your car.
A Okay.
Q So…
A Hey?
Q Just hand…
A Hand the phone over?
Q Yeah.
MATTHEWS
Q What’s the access code to get in the phone?
A Um, I can deactivate it if you want.
Q No.
MCCLEAN
Q No, no, no, no.
MATTHEWS
Q Just tell us the access code please.
A Can you… Actually, sorry, if you, if you go out of it. I did it on an old friend’s name
‘cause, um…
Q What, what, just, just stop.
A I, I don’t, I don’t know what the numbers are. That’s my problem. I don’t know off…
Q Show me how you unlock it.
A Yeah, 047479.1
MCCLEAN
1 It is apparent from the audio-visual recording that this was in fact said by SC Matthews, reading out the
numbers that he appellant typed in.
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Q 047479.
A Yeah.
10 The last part of this exchange records the appellant showing the officers how
to unlock the phone and the officers noting the PIN. From this point, the appellant
did not receive his phone back from the officers. At 3:53 am, DBS McClean seized
the phone. The appellant accepted at trial, and accepts on appeal, that the seizure
of the phone was done lawfully pursuant to the power in s 68 of the Summary
Offences Act 1953 (SA).
11 Following the seizure of the phone, a further exchange occurred in which
DBS McClean expressed his disbelief in the appellant’s denials as to starting the
fire. He then arrested the appellant at 3:54 am. He advised the appellant of his
arrest rights. Having advised the appellant of his entitlement to have a solicitor,
relative or friend present during any interrogation or investigation while he
remained in custody, he asked the appellant if he wished to have somebody present.
The appellant said yes. When asked whom he would like, the appellant asked if it
was possible to get a solicitor. A discussion ensued about the inability to obtain a
solicitor at that time of the morning. The appellant asked if he could call his mum
in the meantime. He was told that he could call a solicitor from the police station
as well, if he wished.
12 The police took the appellant to a police station and formally charged him
with arson. They later discontinued that charge. Prior to that, however, when
conducting a more thorough inspection of the appellant’s phone, police discovered
evidence of possession and dissemination of CEM on the appellant’s phone. On
29 April 2021, the appellant was arrested in respect of the CEM related charges.
The voir dire hearing
13 The appellant contended on the voir dire that the circumstances in which the
police obtained the PIN to his mobile phone should lead to the discretionary
exclusion of the evidence gained by use of the PIN. He relied on the fact that he
had not been given any specific caution about not being obliged to provide the
PIN. He further submitted that, at the relevant time, he was in de facto custody and
was not given any of his arrest rights.
14 The prosecution conceded that the interrogation of the appellant’s mobile
phone could not have occurred, at the time that the CEM was discovered, without
police knowledge of the PIN.2
15 DBS McClean gave evidence that in circumstances where the person was a
suspect, and a caution had been given, his understanding at the time was that it was
appropriate to request the PIN. He accepted that if there had been a break in the
conversation, it would be appropriate to issue another caution before resuming the
2 Compare Middlin-Hannah v The Queen (2020) 137 SASR 366; [2020] SASCFC 112.
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interview. He also accepted that if a suspect had not been cautioned, a request for
a PIN would then require a caution.
16 As to SC Matthews’s statement, ‘Just tell us the access code please’, he
understood that to be a question, not a direction. He also said that he had the
impression that the appellant was acting voluntarily when he gave the PIN, as he
was very willing to cooperate and eager to assist.
17 In cross-examination on the voir dire, DBS McClean maintained that it was
sufficient in his view that the appellant had been cautioned from the outset. He said
that he had not been given any training to the effect that it would be ‘normal
procedure’ to administer an additional caution specifically on a request for a PIN.
18 SC Matthews did not give evidence on the voir dire. Two affidavits he
prepared were tendered. These included a statement that he understood that there
was no law compelling a person to provide a PIN to their mobile telephone, but
that doing so may reduce the amount of time the phone is kept in police property
and may assist police in the investigation of any offence.
19 The appellant gave evidence on the voir dire. He said that he understood from
the caution that he was not obliged to answer questions generally. However, he
said that the way that this request was put to him made him feel that he was not
being given an option. He said:
Because it wasn’t a question. He’s not asking me to – he’s – as I said, to me is that he hasn’t
asked if I can provide it, he’s asking – he’s said ‘What’s the access code’. It’s – he was
demanding the access code.
20 The appellant reiterated that this was not a question the way that previous
questions were asked. Based on the way it was said, this was SC Matthews telling
him that he had to give him the access code.
21 On ruling on the voir dire, the trial judge characterised the relevant question
as ‘whether the appellant was led to believe that he had no alternative but to
provide the PIN to police’. In this regard she referred to the statement by
Kourakis CJ in Middlin-Hannah v The Queen:3
I accept that there are grounds on which it could be concluded that Mr Middlin-Hannah did
not comprehend that he was entitled to refuse to facilitate access to his phone. The giving
of a caution would have afforded him an informed choice as to whether to waive his
privilege against self-incrimination.
22 The judge accepted that the appellant was not accustomed to police
procedures. However, she continued:4
He was no doubt stressed and nervous, particularly given he admitted to DBS McClean that
he had lied. His demeanour and responses to questions did not however demonstrate that
3 (2020) 137 SASR 366 at [95].
4 Reasons for Ruling, 25 May 2023 at [66].
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he was confused as to what was happening or what was being asked of him. I found DBS
McClean to be a careful and impressive witness who did not try and portray his conduct in
a more favourable light. He conceded he was ‘grumpy’ at the time he was speaking to
Mr Thomas at the scene, and he was certainly direct and challenged Mr Thomas with
respect to the answers that Mr Thomas gave. It cannot however be said that he was
overbearing such that Mr Thomas was confused or bullied into answering any of the
questions he was asked.
23 The judge found that against the background of the caution that was provided,
which the appellant had accepted he understood, and taking into account the
circumstances in which the questioning developed, it could not be said that the
appellant genuinely held a belief that he had no alternative other than to provide
his PIN. She placed emphasis on the appellant’s response to the first request, which
did take the form of a question, despite the appellant’s characterisation of it. This
was where, in response to the question, ‘What’s the access code to get in the
phone?’ the appellant said:
A Um, I can deactivate it if you want.
24 The judge accepted that the request then turned into more of a demand, but
considered that this was in response to the offer to deactivate the phone. She
observed that the response needed to be seen in a context where the officers were
‘no doubt’ concerned that the appellant’s interference with or control of the phone
was undesirable and potentially harmful to the investigation.
25 The judge concluded that the appellant, having been cautioned properly when
DBS McClean considered him to be a suspect, was given an informed choice to as
to whether to answer the request for the PIN. She held that his offer to deactivate
the phone when asked for the PIN clearly evidenced his willingness to comply.5
26 However, the judge also found that when the appellant asked whether police
wanted him to come to the station tomorrow and received the answer, ‘No, no, no,
no, mate, we’re going to deal with this now’, that response constituted a direction
that he was not free to leave. It followed that the appellant was entitled to be given
his arrest rights. The judge accepted that this may not have incorporated a specific
caution with respect to his PIN. However, he would have been advised of his right
with respect to a solicitor, which appeared attractive to him when he was formally
arrested. Advice from a solicitor ‘may have’ included his right to refuse to provide
the PIN.6
27 The judge then turned to whether it was appropriate to admit the evidence at
trial in the exercise of her discretion, despite the appellant not having been
cautioned when under de facto arrest and in the event that she was wrong in finding
that the appellant had an informed choice. She said:7
5 Reasons for Ruling, 25 May 2023 at [70].
6 Reasons for Ruling, 25 May 2023 at [71].
7 Reasons for Ruling, 25 May 2023 at [73].
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I accept that there was here no deliberate conduct on the part of police officers to
circumvent the law. There was no conscious impropriety or a reckless disregard for police
obligations. As I have said, the willingness and, indeed the enthusiasm shown by
Mr Thomas in answering police questions and his apparent desire to be helpful to them,
was no doubt a contributing factor in the way in which the interview and the events
unfolded. It is of note that after his arrest rights were given, Mr Thomas continued to answer
police questions and ultimately decided to proceed just as willingly without having received
the legal advice that was offered to him.
28 The judge also noted that the provision of the PIN did not affect the cogency
of the evidence contained on the phone. Having further regard to the seriousness
of the offences charged, and the consequences of excluding the evidence of the
contents of the phone, she dismissed the application to exclude the evidence.8
Were police obliged to give a specific caution before requesting the PIN?
29 In Middlin-Hannah v The Queen,9 police seized the appellant’s mobile phone,
which they suspected contained evidence of offending. One of the police officers
held a general search warrant. Police asked for the passcode to the phone to allow
them to review its contents. The appellant complied. Police had not cautioned the
appellant at all. The Full Court held that police should have cautioned the
appellant, the investigation having reached the accusatory stage. None of the
judgments suggested that a caution in anything other than general terms was
required, but that was in circumstances where no caution had been given at all.10
30 Kourakis CJ made the following observations:11
There is a final issue which should be noticed arising out of DBS Napper’s request for the
PIN. On the finding I would make - that DBS Napper was entitled to seize the smartphone
- there was no impropriety in giving Mr Middlin-Hannah the option of providing the PIN
to allow access to his smartphone. Indeed, there is much utility in adopting that procedure.
For those persons who are wrongly suspected, the option of avoiding the seizure of their
property, with all the inconvenience that entails, is a useful one. The issue is now most
likely to arise when seizing electronic devices, but the same principle would apply to the
safe or locked filing cabinet of earlier times. An occupant may choose to avoid the
potentially destructive forced opening, or removal, of a cabinet from his or her home by
providing the key or code to open it. As long as the power to seize is not deliberately
misrepresented, the giving of an option serves the public interest.
However, I would make one important qualification to the proposition just stated. The
privilege against self-incrimination is not limited to the right to refuse to answer questions.
The privilege extends to the handing over of documents which may incriminate. It may
undermine that privilege if a police officer were to seek assistance from a suspect to access
his or her documents, which the police officer believes may contain incriminatory evidence,
without informing the suspect of his or her privilege not to facilitate the seizure of that
documentary material if it may be incriminating. Of course, a failure to warn is only legally
significant if the request is made at a time, and in circumstances, which would so
8 Reasons for Ruling, 25 May 2023 at [75].
9 (2020) 137 SASR 366.
10 Middlin-Hannah v The Queen (2020) 137 SASR 366 at [149] (Livesey J); [176]-[177] (Bleby J); see
also at [95] (Kourakis CJ expressing a concurring view but not deciding).
11 Middlin-Hannah v The Queen (2020) 137 SASR 366 at [85]-[86].
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compromise the privilege that it would cause forensic unfairness in a subsequent criminal
trial.
31 In the present case, the appellant relied on the second of these paragraphs to
submit that there was, or should be understood to be, a delineation between a
caution that merely informs a suspect that they are not obliged to answer questions
on the one hand, and a caution that specifically informs the suspect that they are
not required to do an act, on the other. To fail to observe that delineation, and
caution the suspect against doing something, such as unlocking the phone when
requested, would undermine the privilege against self-incrimination. The appellant
submitted that viewed through this prism, a ‘generic’ caution issued at the outset
to the effect that he was not required to answer questions was inadequate.
32 In Middlin-Hannah, the Court’s conclusion as to the need for a caution
depended on the finding that it was sufficiently apparent that the police had not
given the appellant a genuine choice not to give the PIN.12 For present purposes,
that is the relevant inquiry. We accept the force of the appellant’s submission that
even where a person is cautioned about answering questions, an instruction to do
an act may well, in the particular context, warrant a conclusion that the person was
nevertheless given no real choice about doing that act.
33 Thus, to take a simplified example, a person might be cautioned in ordinary
terms against answering questions, and then have their phone seized lawfully but
with an accompanying peremptory demand to unlock the phone that could not be
interpreted as anything other than giving the person no choice but to do so. In such
a case, the circumstances might well dictate that the caution was insufficient as the
demand for the PIN had become effectively associated with the exercise of the
search power.
34 In this regard, we note that 74BR of the Summary Offences Act and the
surrounding provisions in Part 16A of that Act are designed to facilitate the
necessary access to computer data where there are reasonable grounds to suspect
that data held on a computer storage device may afford evidence of a child
exploitation offence. Those grounds did not exist in this case, as the appellant was
only suspected of arson at the relevant time. However, the existence of Part 16A
highlights the importance of police not conveying a request for a PIN in terms that
risk conflating that request with an exercise of the search power under, for
example, s 68 of the Summary Offences Act.
35 Recognising this possibility does not, however, recommend a hard rule that
a person must be cautioned specifically before being asked for a PIN. The
circumstances of the caution and ensuing exchange might well warrant the
conclusion that while the caution was in general terms, the person was given a
genuine choice. We do not accept that it is always necessary to give a word-specific
12 Middlin-Hannah v The Queen (2020) 137 SASR 366 at [94]; [149]; [176].
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caution regarding the privilege against self-incrimination when it comes to
disclosing a PIN.
36 The specific context of the request for the PIN in this case raises further
considerations, however. As the appellant submitted, the exchange occurred in the
early hours of the morning in a remote location. The appellant was being asked
questions by two police officers. DBS McClean admitted that he was ‘grumpy’.
He was direct and challenged the appellant. The trial judge accepted that the
appellant was not accustomed to police procedures and that he was stressed and
nervous, particularly given that he had admitted to lying about not being the person
who called in the fire.
37 The judge also found, however, that the appellant’s demeanour in the video
footage of the interview did not indicate confusion as to what was happening or
what was being asked. As noted above, she found DBS McClean to be an
impressive witness who did not attempt to portray his own conduct in a favourable
light. She found he was not so overbearing that the appellant was confused or
bullied.
38 In that context, the immediately relevant sequence of events was that DBS
McClean announced his seizure of the phone and then announced an intention to
search the appellant’s car. SC Matthews then said, ‘What’s the access code to get
in the phone?’ The appellant responded, ‘Um, I can deactivate it if you want.’
39 The questions became more peremptory once the appellant had offered to
deactivate the phone. In terms, they became demands. However, as the trial judge
observed, this part of the exchange commenced with SC Matthews’s request for
the PIN, followed by the appellant’s offer to deactivate. The police officers’
peremptory response was concerned with the appellant continuing to have control
over the phone once they had announced their seizure of it. By then, the appellant
had, consistently with his conduct throughout the interview, demonstrated a
willingness to provide the PIN. His offer to deactivate it instead was on account of
his not being able to remember the actual number and needing to deploy the
necessary action with his fingers.
40 That context indicates that the potential difference between a question and a
request to do a thing was not here significant. The police specifically did not want
the appellant to do a thing, that is, unlock the phone. They asked what his PIN was.
The sudden escalation in words and tone was otherwise explicable from the
appellant’s own actions in response to that request.
41 Police cautioned the appellant at the outset of the interview. The interview
was not interrupted. The appellant had, notwithstanding that caution, manifested a
willingness to talk from the outset, in circumstances where it could not be
concluded that he had not been given a genuine choice. The request for the PIN
was the next step in that interview, albeit that it came on the announcement of the
seizure of the phone. We are not satisfied that at the time SC Matthews made that
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request in the terms that he did, there had been any change in wording, manner or
action by the police that could be said to have rendered the initial caution
insufficient for its necessary purpose.
42 It follows that we reject the appellant’s contention that in the circumstances
of this case, the police were required to caution the appellant specifically before
requesting his PIN.
43 This question of the caution was argued independently of the consequence of
the appellant having been under de facto arrest, the caution having been given at
the outset. However, the second part of the appellant’s first ground of appeal, to
which we now turn, is not entirely unrelated, although it was agitated as a
standalone issue.
De facto arrest, failure to give arrest rights and absence of a solicitor
44 Critically, at the time the appellant gave access to his phone, he was subject
to a de facto arrest, the police having communicated to him that he was not free to
go home for the night. That being the case, he was entitled to be advised of his
rights under s 79A of the Summary Offences Act 1953 (SA). The police officers
did not give him the necessary advice before requesting his PIN.
45 The judge exercised the discretion to admit the evidence of the phone
contents notwithstanding this failure. In doing so, she noted expressly that the
advice, had it been given, would have included advice of the appellant’s right to a
solicitor. She also noted that this advice was attractive to him when his arrest rights
were finally given. The appellant’s complaint in this regard was that this did not
go far enough. He submitted that where a person requests a solicitor pursuant to
s 79A(1)(b), and a solicitor is not available or cannot be contacted, police should
wait until a solicitor is available and not give an inexperienced defendant the
choice of proceeding in any event.
46 In R v Wilson,13 an indigenous defendant, Weetra, who had reached the
accusatory stage in a rape investigation was advised of his rights and said that he
wished to see a solicitor. Weetra showed signs of shyness and a poor education. A
detective rang the Aboriginal Legal Rights Movement (‘ALRM’) at 7:50 am. That
office was not yet open and there was no answer. The detective told Weetra that
he had made arrangements for a solicitor from ALRM to be contacted at home and
ring the police station. He then asked if Weetra wished to speak to the solicitor or
continue with the interview. Weetra said, ‘Let’s get it over and done with’.
47 White J characterised this interaction as Weetra ‘succumb[ing] to an
invitation which should not have been extended to such a vulnerable person’.14
There was no urgency in the interview. Then, when a solicitor was contacted near
the end of the interview, the solicitor advised Weetra not to answer any more
13 (1987) 47 SASR 287.
14 R v Wilson (1987) 47 SASR 287 at 295.
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questions and told the detective he had given that advice. However the detective
again asked Weetra if he wished to continue or stop and Weetra agreed to go on if
it was not for too long. In excluding the evidence of the interview with Weetra
from the trial, White J said:15
When Weetra expressed a desire to exercise one of his rights under s 79a, that is, his desire
to see his solicitor before answering further questions, that request should have been
respected. Some persons are able to assert their rights more readily and forcibly than others.
Wilson, for example, did so. Weetra felt himself unable to hold out. It would have been
better if the option of going on had not been left to Weetra, at least until it became evident
that a solicitor was not available at all. The combined effect of the conduct of the detectives
was to question Weetra without a magistrate’s authorisation and to deprive Weetra of his
solicitor’s advice as contemplated by s 79a. Their conduct breached both the letter and the
spirit of ss 78 and 79a … the breach of both sections persuade me, in combination, that I
should exclude the evidence of answers at the interrogation. Notwithstanding the
seriousness of the charge of rape, the proper desire of the detectives to clear the matter up
and their honest belief that they did not need a magistrate’s authorisation, they knew that
Weetra did not wish to answer questions without seeing his solicitor and they acted in ways
which, in effect, denied him his rights.
48 The circumstances with respect to the defendant Weetra in Wilson were
relatively extreme. Nevertheless, as Debelle J said in R v Andrews & Ors:16
It is implicit in s 79A that a reasonable opportunity must be afforded to an arrested person
to exercise the rights being recited to him. If that were not so, the rights provided by s 79A
would be rendered nugatory. When an arrested person expresses a wish to have a solicitor,
relative or friend present while being questioned by police officers, the interviewing officer
should take reasonable steps to enable the arrested person to exercise that right. That
obligation is the greater if the arrested person has on a former occasion and in relation to
the same matter expressed a desire to have a solicitor present and has acted on advice given
by that solicitor. The officer is not discharged from that obligation by the arrested person
not promptly identifying who that person should be.
49 As the trial judge correctly observed, had the appellant been able to access a
solicitor before being asked any further questions, a solicitor’s advice may have
included his right to refuse to provide the PIN. By itself, that might not be thought
to take matters much further than the effect of the general caution as discussed
above. However, the de facto arrest takes things further. Advice from a solicitor
would likely not only have included that the appellant had the right to refuse to
provide the PIN but would likely have extended to advice that he should not do so.
The discretion to exclude the evidence of the contents of the phone
50 In Middlin-Hannah, Livesey J observed:17
By contrast, if the discretion recognised in Bunning v Cross should have been considered
regarding the exclusion of the evidence discovered on the mobile phone, found with the
15 R v Wilson (1987) 47 SASR 287 at 296.
16 [2005] SASC 15 at [58].
17 Middlin-Hannah v The Queen (2020) 137 SASR 366 at [155].
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benefit of a passcode obtained without giving the appellant a caution, the matters to be
considered when determining whether to exclude that evidence include the following:18
1. The nature of the offence charged.
2. The probative value of the evidence, and its importance in the proceedings.
3. Whether the police conduct involves illegality, impropriety,19 entrapment,20 or
unfairness.21
4. Whether the conduct by police was deliberate, or resulted from a mistake.
5. Whether the nature of the conduct affected the cogency of the evidence so obtained;
6. The ease with which those responsible might have complied with the law in
procuring the evidence in question.
7. The legislative intention (if any) in relation to the law that is said to have been
infringed.
8. Whether the conduct was encouraged or tolerated by those in higher authority in the
police force or, in the case of illegal conduct, by those responsible for the institution
of criminal proceedings.22
(Footnotes in original)
51 In Young v The King,23 Doyle JA discussed in detail the standard of appellate
review when considering the public policy discretion to exclude evidence. His
Honour expressed a view, without deciding, that the correctness standard applied,
rather than the principles of appellate restraint.24 That question was not agitated in
the present matter and there is no need here to rehearse Doyle JA’s analysis in
Young. In the present matter, we would review the exercise of the discretion on the
basis that even if the principles of appellate restraint apply in accordance with
House v The King,25 the trial judge failed to have regard to a material consideration.
That was the nature of the advice that a solicitor would likely have given the
appellant.
52 The offence of dissemination of CEM contrary to s 63 of the Criminal Law
Consolidation Act is a serious offence, demonstrated by the maximum penalty of
15 years. The offence of possession of CEM contrary to s 63A(1)(a) carries a
18 Bunning v Cross (1978) 141 CLR 54 at 74-75 (Stephen and Aickin JJ) and R v Swaffield (1998) 192
CLR 159 at [135] (Kirby J).
19 Cleland v The Queen (1982) 151 CLR 1 at 20 (Deane J).
20 Ridgeway v The Queen (1995) 184 CLR 19 at 31-32 (Mason CJ, Deane and Dawson JJ).
21 R v Lobban (2000) 77 SASR 24, cf Question of Law Reserved (No 1 of 1998) (1998) 70 SASR 281 at
288-289 (the discretion does not apply where police officers give false evidence as to how material was
obtained), Director of Public Prosecutions v Moore (2003) 6 VR 430 at [55] (the unlawful or improper
conduct must be the means by which the evidence was obtained).
22 Ridgeway v The Queen (1995) 184 CLR 19 at 31-32 (Mason CJ, Deane and Dawson JJ).
23 [2024] SASCA 47.
24 Young v The King [2024] SASCA 47 at [141].
25 (1936) 55 CLR 499 at 504; as to which see, e.g., R v Rockford (2015) 122 SASR 391 at [37]-[47]
(Stanley J, Kourakis CJ and Sulan J agreeing).
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maximum penalty of 12 years. The evidence of the CEM in the appellant’s phone
was both highly probative and of critical importance in the proceedings, such that
the offences could not have been charged without it.
53 We do not depart from the findings of the trial judge that there was no
deliberate conduct on the part of the police officers to circumvent the law,
conscious impropriety or reckless disregard for police obligations. There was no
suggestion that the failure to give the arrest rights was condoned by higher
authorities.
54 The failure to give the appellant his arrest rights was, in the circumstances of
the de facto arrest, significant. A solicitor would likely have advised the appellant
not just that he need not provide the PIN, but that he should not do so. This was in
circumstances where the phone had been seized and where it had been
communicated to the appellant that he was not free to leave. It was after 3:50 am
in a relatively remote location. The failure to give the arrest rights with the capacity
to alter the manifest power imbalance arising in the circumstances resulted in
significant practical unfairness to the appellant.
55 It is impossible to say how the advice of a solicitor would have affected the
appellant’s suggestibility in the circumstances. It is true that the appellant
continued to speak when he was later given his arrest rights. However, he did
express a wish for a solicitor once he was advised of that right. DBS McClean
suggested that while they could make a phone call, if the appellant wanted
somebody else present ‘while we speak to you’, such as a relative or friend, they
‘might be able to make that happen’. The appellant acquiesced to this suggestion,
saying he would call his mum.
56 While this exchange is not in issue, it was potentially problematic in
circumstances where the appellant had indicated a wish for a solicitor. That is, the
appellant’s willingness to continue talking manifested in a situation where the
police had suggested an alternative of a friend or relative, in the face of the
appellant’s expressed preference. For the reasons discussed above, that suggestion
was inappropriate. We therefore set little store by the appellant’s willingness to
continue after being given his arrest rights, and certainly less than the judge did,
when considering the exercise of the discretion.
57 It was agreed that at the time, police did not have the technology to bypass
the PIN. That is, it was only on the appellant’s provision of the PIN that the phone
could have been accessed and the CEM discovered. The resultant forensic
unfairness was genuine.26
58 That is now no longer the case. The following fact has been agreed as at
4 March 2024:
26 Cf. Middlin-Hannah v The Queen (2020) 137 SASR 366 at [96] (Kourakis CJ); [154] (Livesey J); [178]
(Bleby J).
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By use of technology such as Graykey SAPOL presently has the ability to access a
significant number of mobile devices seized in the course of investigations, where the PIN
code is not known. This includes most, but not every, model of iPhone. Companies which
provide this technology continually conduct research to attempt to exploit of ‘bypass’
security on mobile devices to gain this access, a process which also occurs on the release
of new models of mobile telephones and operating systems.
59 As the judge noted, the appellant’s provision of the PIN did not affect the
cogency of the evidence.
60 The question of the discretion to exclude the evidence is finely balanced.
However, in all the circumstances referred to above, in our view the unfairness to
the appellant consequent on the failure to give him his arrest rights on his de facto
arrest tips the balance in favour of exclusion of the evidence.
Conclusion
61 It is unnecessary to determine Ground 4 or merits of the appeal against
sentence. Absent the evidence of the contents of the appellant’s phone, the
convictions cannot stand. We grant leave to appeal on Ground 1, allow the appeal,
set aside the convictions and enter verdicts of acquittal. The appeal against
sentence is necessarily dismissed.
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