JAYDEN FERGUSSON v THE KING [2024] SASCA 63
On Appeal from DISTRICT COURT OF SOUTH AUSTRALIA (HIS HONOUR JUDGE BARKLAY)
DCCRM-22-373
Appellant: JAYDEN FERGUSSON Counsel: MR W MICKAN - Solicitor: SHAW & HENDERSON
Respondent: THE KING Counsel: MR D PETRACCARO SC WITH MR G DUDZINSKI - Solicitor:
DIRECTOR OF PUBLIC PROSECUTIONS (SA)
Hearing Date/s: 11/12/2023
File No/s: SCCRM-23-017785
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
any such order or provision. Further enquiries may be directed to the Registry of the Court in which it was generated.
FERGUSSON v THE KING
[2024] SASCA 63
Judgment of the Court of Appeal
(The Honourable President Livesey, the Honourable Justice Doyle and the Honourable Justice David)
22 May 2024
CRIMINAL LAW - APPEAL AND NEW TRIAL
CRIMINAL LAW - APPEAL AND NEW TRIAL - MISCARRIAGE OF JUSTICE
- GENERALLY
CRIMINAL LAW - APPEAL AND NEW TRIAL - MISCARRIAGE OF JUSTICE
- PARTICULAR CIRCUMSTANCES NOT AMOUNTING TO MISCARRIAGE -
MISDIRECTION OR NON-DIRECTION
CRIMINAL LAW - EVIDENCE - PROPENSITY, TENDENCY AND CO-
INCIDENCE - ADMISSIBILITY AND RELEVANCY
CRIMINAL LAW - EVIDENCE - PROPENSITY, TENDENCY AND CO-
INCIDENCE - ADMISSIBILITY AND RELEVANCY - FOR PARTICULAR
PURPOSE - SEXUAL OFFENCES
This is a conviction appeal.
The appellant was charged with the offence of maintaining an unlawful sexual relationship with a
child contrary to s 50(1) of the Criminal Law Consolidation Act 1935 (SA). Following a trial by
Judge alone, the appellant was found guilty of the offence.
The offending allegedly occurred between 19 December 2019 and 23 February 2021. At that time,
the appellant was between 21 and 23 years of age, and the complainant was between 11 and 13 years
of age. The appellant is the older brother of the complainant.
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Most of the particularised acts were alleged to have occurred at the complainant’s home in Morphett
Vale. Whilst the appellant did not live at the home, he would regularly stay there on weekends and
on his own account, would often sleep the night in the complainant’s bedroom.
The prosecution adduced evidence of an initial complaint to the complainant 's best friend and an
elaboration to her brother.
The appellant participated in a record of interview with police in May 2021, wherein he denied the
allegations. It was an agreed fact that the appellant has no prior convictions. The appellant gave
evidence in his own defence at trial and called good character evidence from two witnesses.
The appellant sought permission to appeal on three grounds relating to: first, the trial Judge’s use of
the complainant’s distress when elaborating on her complaint to her brother; second, the trial Judge’s
use of text messages sent by the complainant's mother to the appellant to rebut recent invention; and
third, the trial Judge’s use of evidence that the appellant regularly slept in the complainant’s bed to
prove that he was sexually attracted to her when it was only relied on by the prosecution as evidence
of his opportunity to commit the alleged unlawful sexual acts.
Held, by the Court, granting permission to appeal on Grounds 1 and 2, allowing the appeal, setting
aside the conviction and ordering a new trial.
1. The evidence of the complainant’s distress was not sufficiently temporally or causally
connected to the alleged sexual offending to be admissible to support the complainant’s
credibility, generally. The trial Judge's misuse of the evidence involved an error of law.
2. The trial Judge’s use of the text messages to rebut an imputation of recent invention put by
defence counsel to the complainant was an error of law. It involved an impermissible
testimonial use of text messages. There was in fact no admissible evidence before the trial Judge
capable of rebutting the allegation of recent invention. Furthermore, the trial Judge did not put
either party on notice that he intended to use the evidence for this purpose. Thus, there was a
breach of procedural fairness.
3. The evidence that the appellant regularly slept in the complainant’s bed was discreditable
conduct and engaged s 34P. The evidence was admissible under s 34P(2)(a) to prove that the
appellant had opportunity to commit the alleged unlawful sexual acts. However, it was not
admissible under s 34P(2)(b) for a propensity purpose. Given that the appeal must be allowed
on Grounds 1 and 2, it is not necessary to decide whether the trial Judge impermissibly used the
evidence for a propensity purpose, or whether there was a breach of procedural fairness.
4. It is not appropriate in the circumstances of this case to apply the proviso. It cannot be said there
was no substantial miscarriage of justice.
Criminal Law Consolidation Act 1935 (SA) s 50(1); Evidence Act 1929 (SA) ss 13BA, 34P(2)(a) and
(b), 34R, referred to.
Nominal Defendants v Clements [1960] HCA 39; (1960) 104 CLR 476; R v Baltensberger [2004]
SASC 392; (2004) 90 SASR 129; R v Flannery [1969] VR 586; R v Green [2001] SASC 25; R v
Pahuja (No 2) [1989] SASC 1434; (1989) 50 SASR 551; R v Schlaefer (1984) 37 SASR 207; Sadler
v The King [2023] SASCA 63, applied.
Flora v The Queen (2013) 233 A Crim R 320; Nimely v The King [2023] VSCA 20; Paull v The
Queen [2021] VSCA 339; R v Bristow [2020] SASCFC 91; R v Byczko (No 2) (1977) 17 SASR 460;
R v Dennis Bauer (A Pseudonym) (2018) 266 CLR 56; R v Dhir [2019] SASCFC 55; R v El Rifai
[2012] SASCFC 98; R v Meyer [2007] VSCA 115; R v Mitrovic [1999] SASC 478; R v Munro [2005]
VSCA 260; R v Rogers [2008] VSCA 125; Seccull v The King [2022] VSCA 219, considered.
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FERGUSSON v THE KING
[2024] SASCA 63
Court of Appeal – Criminal: Livesey P, Doyle and David JJA
1 THE COURT: Following a trial without a jury, the appellant was found guilty of
the offence of maintaining an unlawful sexual relationship with a child contrary to
s 50(1) of the Criminal Law Consolidation Act 1935 (SA) (‘the CLCA’). The
offending allegedly occurred between 19 December 2019 and 23 February 2021.
The appellant was between 21 and 23 years of age, and the complainant was
between 11 and 13 years of age at the time of the offending. The appellant is the
older brother of the complainant.
2 The prosecution case was that the appellant committed various sexual acts
with or upon the complainant including touching her on the bottom, breasts and
vagina, inserting his finger into her vagina, and on one occasion, placing her hand
on his penis. Most of the particularised acts were alleged to have occurred at the
complainant’s home in Morphett Vale. Whilst the appellant did not live at the
home, he would regularly stay there on weekends and on his own account, would
often sleep in the complainant’s bedroom.
3 During the trial, the complainant disclosed, apparently for the first time, that
the appellant had engaged in unlawful sexual acts with her on New Year’s Eve,
2020 at the home of her best friend.
4 The prosecution adduced evidence of an initial complaint made to her best
friend, and an elaboration made to her brother towards the end of February 2021.
The complainant’s brother gave evidence of the complainant’s distressed
appearance during the relevant conversation with him.
5 The appellant was interviewed by police in May 2021 wherein he denied the
allegations.
6 The appellant gave evidence in his own defence that he did not commit any
sexual acts upon or with the complainant. Defence counsel challenged the
reliability and credibility of her evidence. It was an agreed fact that he has no prior
convictions. The appellant also called good character evidence from two witnesses.
7 The appellant sought permission to appeal on three grounds relating to: first,
the trial Judge’s use of the complainant’s distress when elaborating on her
complaint to her brother; second, the trial Judge’s use of text messages sent by the
complainant’s mother to the appellant to rebut recent invention by the complainant
of the alleged unlawful sexual acts on New Year’s Eve at her best friend’s home;
and third, the trial Judge’s use of evidence that the appellant regularly slept in the
complainant’s bed to prove that he was sexually attracted to her when it was only
relied on by the prosecution as evidence of his opportunity to commit the alleged
unlawful sexual acts.
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[2024] SASCA 63 The Court
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8 At the conclusion of the appeal hearing, the Court was satisfied that appeal
grounds l and 2 must succeed. Accordingly, we granted permission to appeal
against conviction and allowed the appeal; set aside the convictions; and ordered
that there be a new trial. These are our reasons for those orders.
Ground 1 – distress evidence
9 The appellant complained that the trial Judge erred in using the evidence to
support the complainant’s credibility.
10 In order to properly outline the issues raised by this ground of appeal, it is
necessary to detail the relevant parts of the complainant’s evidence as to her
conversation with her brother and his observations of her distressed appearance.
11 As outlined earlier, the appellant’s alleged offending occurred between late
December 2019 and February 2021. The complainant was imprecise in her
evidence as to when the last sexual act occurred, but she believed it occurred in
2021 at her grandmother’s house.
12 The complainant gave evidence that she first disclosed the offending to her
best friend in late 2020 (perhaps November or December). She said she also spoke
to her brother about the alleged offending in February 2021. As to the
circumstances in which she disclosed the offending to her brother, the complainant
said that she had been fighting with her mother. As a result, she left home and
consumed a ‘bunch of pills trying to overdose’. She then walked to her best friend’s
house, who became concerned about her and called her mother. The complainant’s
mother and her brother collected her in a car from her best friend’s house and they
travelled to their home.
13 After they arrived home, the complainant’s mother went inside. The
complainant and her brother remained in the car. The complainant said that she
then disclosed to her brother that the appellant ‘had been touching her for a while’.
She said:
A I just stayed in the car, like in silence, and then mum ended up walking out, [the
complainant’s brother] came into the back seat and started talking to me, like trying
to ask why, and stuff, and I ended up telling him that [the appellant] had been
touching me for like months now. And I was just struggling with school, and I didn't
want to live, and I just told him all of that, and he gave me a hug, and I think we just
went back inside.
Q You've said something about [the appellant], I know this is difficult, but can you
remember the exact words that you used, what did you tell [the complainant’s
brother] about [the appellant].
A I don't remember. I wouldn't have told him in detail, so I would have just said '[the
appellant] was touching me'.
…
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Q Apart from what you've already told his Honour, do you remember anything else
about what you told [the complainant’s brother] about [the appellant].
A No.
14 The complainant’s brother also gave evidence about this conversation. He
said that the complainant did not want to tell him what was wrong and he ‘had to
keep like persisting to try and like figure out what was wrong because she had been
acting like this for four months, five months and [I] had to end up going like
climbing into the back seat and like giving her a hug and like letting her know that
she can tell [me] like how bad it is, like, even if it was like [my] uncle or kind of
thing she can tell [me] and then she just said that it was [the appellant]’.
15 The complainant’s brother said that he spoke with the complainant for about
40 minutes. He said that she did not tell him straight away what had happened; it
took time and direct questions for him to elicit what had occurred. He gave the
following evidence:
Q I was asking you about exactly what [the complainant] told you that [the appellant]
had done to her. If you could tell us in your best memory possible and using the exact
words if you can.
A Yeah, that was what I was just talking about was like in the bedroom only she said
because that was I was asking like 'Is this just happening in the bedroom?', and she
said 'No, it's not just in the bedroom either' like she said how it even happened in the
lounge room as well even when like because I asked is everyone asleep when it
happens or are we even home when it happens and she said 'Mum was literally
walking around one time like in the lounge room' and yes, like that was the only time
as from what I know that it happened during the day, but the other times I think
happened all during the night like when he thought she was asleep.
Q Did she tell you what he did to her in the lounge room.
A Yeah, she said that because she had like slept in the lounge room that night and then
like [the appellant] ended up going in the lounge room later and she said that his arm
was like on her back at first and then eventually like started creeping down to her
arse to the point where he was like basically fingering her and at that point mum was
literally like walking from her room like into the kitchen and stuff which goes
straight through the lounge room where they would have been. And yeah, she said
something about thinking how mum knew, but I don't know but yeah.
Q Did she tell you any more details about what happened in the lounge room.
A No, not really.
Q You mentioned about the bedroom, is that correct, what did she tell you about the
bedroom.
A That it would, like it would always happen when like she was like nearly asleep or
what she thinks as he maybe he thought she was asleep and it would always just start
slowly and become more from there, like because she thought like the cuddling was
not weird at first so she was like okay with that and then it would like extend further
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[2024] SASCA 63 The Court
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to things she wasn't okay with and that was just like things like touching her tits or
whatever like obvious things.
16 The complainant’s brother also gave evidence that he asked her ‘what the
most like that has happened’ to which she replied: ‘just his dick being on her arse
stuff and grabbing her tits and her just not being comfortable with it all’. He said
that the complainant told him it ‘happened all the time’ when she was in her
bedroom. She told him that it started happening about a week after his birthday
(19 June) and that it happened whenever the appellant was over, or most of the
time he was over.
17 Relevantly, the complainant’s brother described her presentation when she
elaborated on the sexual offending. He said:
She was like shrivelling up from how much she was crying, like it was - you couldn't even
hear what she was saying from - it's like that point of crying like when you can't even
breathe kind of thing, like you're struggling to breathe but you're trying to talk at the same
time. It was like really hard to hear what she was saying for the first 15, 20 minutes until
she's calmed down a little bit.
18 The complainant’s brother said that after the conversation finished, he went
inside. He thought the complainant may have gone into her bedroom. He went into
his room and ‘broke down crying for the rest of the next few days’.
19 When dealing with the evidence of complaint, the trial Judge set out the
evidence of the complainant’s elaboration in similar terms.
20 The trial Judge then made the following finding:
I found [the complainant’s brother’s] evidence about the complaint to be convincing. The
fact that he had to sit with [the complainant] for some time before she said anything, that
he prodded her for detail, his evidence that he initially thought it may have been an uncle
or her father, all had the ring of truth about it. [His] description of the distress he observed
on [the complainant] as she complained to him and his response (he cried for the next few
days) was compelling.
21 Later in his reasons for verdict, the trial Judge, with respect, correctly
identified that the evidence of complaint can provide evidence of consistency of
conduct. His Honour found that her complaint to her best friend and brother
‘enhances [the complainant’s] account as it demonstrates conduct that is consistent
with [the appellant] touching [the complainant] on her breasts, buttocks and
vagina.’
22 The trial Judge then addressed the evidence of the complainant’s distress and
said:
I turn to [the complainant’s brother’s] evidence of the complaint. I found [his] evidence
compelling. He gave evidence that [the complainant] was ‘shrivelling up from how much
she was crying’ as she was complaining to him; she was crying so hard that she was
‘struggling to breathe’. [His] evidence that he cried in his bedroom for the next few days
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[2024] SASCA 63 The Court
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after the complaint was made, leaves me in no doubt as to the credibility of his evidence
on that topic.
I accept that [the complainant] was genuinely distressed as she complained to [her brother]
and the measure of that distress was powerfully described by [him]. [The complainant’s]
distress is circumstantial evidence that supports [her] credibility. Here, I direct myself that
distress evidence is only relevant to whether the complainant has acted in a consistent
manner. It is not evidence that independently supports any unlawful sexual act. I have
considered whether the distress was feigned or whether it arose from such other cause. To
that end, I have considered whether [the complainant’s] distress was attributed to her being
in trouble with her mother due to her overdose attempt, and/or her running away from
home, and/or her mother admonishing her. In my view, in light of her detailed description
of events to [the complainant’s brother] (as powerfully described by [him]), together with
how the complaint was made, I do not consider her distress is explicable on any other basis,
other than the subject matter.
I accept that [the complainant] did complain to [her brother] in the circumstances and in
the terms he described. I am satisfied that the complaint was referrable to the unlawful
sexual acts in [the complainant’s] bedroom and in the loungeroom at the Kenneth Road
property. The complaint to [her brother] explains how the offending came to light and
established consistency of conduct and in that way buttresses her credibility. It is not
evidence of the truth of what occurred.
23 It is evident that the trial Judge accepted that the complainant disclosed the
offending to her brother in the terms described by him (about which there was no
real dispute at trial). His Honour was satisfied that the conversation was referable
to the particularised unlawful sexual acts the subject of the charge and the evidence
was relevant to explain how the offending came to light. His Honour was also
satisfied that the evidence revealed a consistency of conduct which bolstered the
complainant’s credibility.
24 As to the evidence of distress, the trial Judge found that the complainant was
genuinely distressed when she complained to her brother and that his description
of her distress was ‘powerful’. His Honour found that the complainant’s distress
was relevant as a piece of circumstantial evidence that supported her credibility.
His Honour determined that the evidence was only relevant to the question of
whether the complainant acted in a consistent manner, and it was not evidence that
was capable of independently supporting any unlawful sexual act. His Honour
considered whether there could be some other explanation for her distress and
found that it was only explicable on the basis of the alleged offending, and thus
relevant in support of her credibility.
25 The appellant contended that the trial Judge erred by using the evidence of
the complainant’s distress as circumstantial evidence which supported her
credibility as to the alleged offending. The appellant submitted that his
observations of the complainant’s distress were not made sufficiently
contemporaneously to the alleged offending to be used in support of her credibility.
For the respondent, it was contended that the complainant’s distress was part and
parcel of the complaint evidence, and that his Honour was entitled to use the
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[2024] SASCA 63 The Court
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evidence of distress as relevant to the complainant’s credibility given it was so
interconnected with the complaint evidence.
26 In a trial of a sexual offence, evidence of a person’s observations of a
complainant’s distressed appearance following an alleged offence can be
admissible for two purposes. First, it may be admissible to show consistency of
conduct on the part of the complainant. This is because there is a general
expectation that a victim of a sexual offence will exhibit signs of distress following
the commission of the offence. Therefore, observations of a complainant’s
distressed appearance may be considered consistent with an alleged victim’s
account that a sexual offence occurred. In this way, evidence of distress is relevant
to support a complainant’s credibility.1 Second, evidence of distress may, in some
cases, be used as independently supportive of guilt.2
27 The admissibility of evidence of distress does not extend to include a
narrative account given by a complainant from which distress may be inferred.3
28 At a time when a trial Judge was required to warn a jury that it was unsafe to
convict on the uncorroborated testimony of an alleged victim of a sexual offence,
evidence of distress was considered capable of amounting to corroboration (that
is, independent evidence that confirmed the testimony of a complainant in a
material particular). For distress to be corroborative of a complainant’s account, it
could not be reasonably explicable on any basis other than the commission of the
offence the subject of the charge. The fact there was another possible explanation
for the distress did not deprive the evidence of its admissibility.4 However, once
admitted, evidence of a complainant’s distressed appearance could only be used as
corroboration if it was only reasonably explicable on the basis of the alleged sexual
assault having occurred.
29 As King CJ explained in R v Schlaefer:5
The essence of the notion of corroboration is confirmation from an independent source of
the story of the person to be corroborated. There is an incongruity with this essential notion
in regarding actions or emotional manifestations emanating from the person to be
corroborated as capable of corroborating him. Such actions and manifestations may be
contrived or simulated. The considerations which have led to the rule requiring a warning
as to the need for corroboration of a complainant's story apply equally to the complainant's
actions and emotional manifestations. If a sexual allegation may be fabricated out of hidden
motives, so may actions and emotional manifestations which are consistent with it. If a
sexual allegation is the result of a disordered imagination, the accompanying actions and
appearances are likely to be consistent with the event having occurred as imagined.
Evidence of appearances of distress and the complainant's actions may have importance as
1 R v Baltsenberger (2004) 90 SASR 129; R v Green [2001] SASC 25 at [145].
2 R v Dhir [2019] SASCFC 55 at [61] per Kourakis CJ.
3 R v Bristow [2020] SASCFC 91 at [82] per Kourakis CJ; Seccull v The King [2022] VSCA 219 at [40]
per Priest AP citing R v Meyer [2007] VSCA 115 at [9] per Nettle JA (Vincent and Redlich JJA
agreeing).
4 R v Dhir [2019] SASCFC 55 at [68] per Kourakis CJ, citing R v Mitrovic [1999] SASC 478 at [27] per
Duggan J.
5 (1984) 37 SASR 207 at 215-217.
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[2024] SASCA 63 The Court
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being consistent or inconsistent with the allegations, just as before the intervention of the
legislature the words of complaint were admissible on that basis. But a complaint was never
capable of amounting to corroboration, however spontaneous it might appear, precisely
because it emanated from the complainant. For the same reason I think that the courts must
exercise particular caution as to the circumstances in which evidence of apparent distress
and accompanying actions may be treated as corroborative. I suppose that most false
complaints of sexual assault, whether fabricated or imagined, would be accompanied by
some manifestations of distress. To allow such manifestations to be treated as
corroborative, other than in exceptional and compelling circumstances, must have the effect
of eroding seriously the rule as to corroboration in sexual cases.
…
The role of the trial judge is to determine whether the evidence is capable in law of
amounting to corroboration. He must rule whether it is reasonably open to the jury to find
that the independently observed signs of distress are consistent only with having been
caused by the alleged sexual assault and are not consistent also with having been caused
by other events which may reasonably have occurred or by an imagined sexual assault or
by simulation. If it is reasonably open to the jury to draw that inference, the evidence should
be left as capable of amounting to corroboration. If not, to so leave it to the jury would be
appealable error.
In R v Flannery,6 the Victorian Court of Appeal held:
In our opinion, evidence of the distressed condition of a prosecutrix may or may not be
capable of amounting to corroboration according to the particular facts of each case. In
determining whether it is so capable, regard must be had to such factors as the age of the
prosecutrix, the time interval between the alleged assault and when she was observed in
distress, her conduct and appearance in the interim, and the circumstances existing when
she is observed in the distress condition.
30 Following the enactment of s 34L(5) of the Evidence Act 1929 (SA)
(‘the Evidence Act’) which abolished the common law requirement that the jury
must be warned that it is unsafe to convict on a complainant’s uncorroborated
evidence, observations of a complainant’s distress has been characterised as a
species of circumstantial evidence that may independently support the commission
of an alleged sexual offence.7 Evidence of the distressed condition of a complainant
may be admissible as evidence supportive of the commission of the offence if it is
reasonably open to infer that there was a causal connection between the distressed
condition of the complainant and the alleged sexual offence.8 Such evidence has,
however, always been received with some caution.9
31 Evidence of observations made of a complainant’s distress shortly after an
alleged offence has also been equated to post-offence conduct (albeit, on the part
6 [1969] VR 586 at 591 per the Court (Winneke CJ, Pape and Starke JJ).
7 Flora v The Queen (2013) 233 A Crim R 320.
8 Paull v The Queen [2021] VSCA 339 at [42] per Priest, Kaye and Niall JJA; R v Flora (2013) 233 A
Crim R 320 at [69]; R v Munro [2005] VSCA 260 at [49] per Nettle JA; Seccull v The King [2022]
VSCA 219 at [30] per Priest AP; Nimely v The King [2023] VSCA 20 at [26] per Priest, Taylor and
Kaye JJA.
9 R v Byczko (No 2) (1977) 17 SASR 460 at 462; Seccull v The King [2022] VSCA 219 per Priest AP at
[30] citing Paull v The Queen [2021] VSCA 339 at [40].
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[2024] SASCA 63 The Court
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of the victim) which is to be governed by the same rules that apply to post-offence
conduct of the accused.10 Accordingly, to be admissible as circumstantial evidence,
there must be a causal connection between the distressed condition of the
complainant and the alleged sexual offence;11 and the evidence of distress can only
be used for that purpose if the trier of fact is satisfied that all other competing
explanations for the distress have been excluded. 12 In addition, the force of that
piece of evidence needs to be considered against the totality of the evidence as a
whole. Thus, the trier of fact must not consider the circumstantial evidence of
distress in isolation, but against the evidence as a whole in determining whether it
is explicable only by reason of the alleged offence having occurred.13
32 Whilst a person’s observations of the distressed condition of a complainant
in a sexual case is capable of being used as independent evidence supportive of
guilt, the circumstances in which it could be used for that purpose will be relatively
rare and confined to those cases where the evidence of distress is unequivocal,
causally linked to the alleged offending, incapable of other explanation and
observed immediately after the alleged offence. A warning about the limited
weight of such evidence will usually be required.
33 In the present case, the trial Judge used the evidence of the complainant’s
distress as relevant only to her credibility. His Honour explicitly stated that it was
‘not evidence that independently supports any unlawful sexual act’.
34 In R v Green14 (‘Green’) Olsson J referred to R v Pahuja (No 2)15 and held
that evidence of distress may be admissible as evidence of consistency of
behaviour on the basis that a complainant’s distress observed immediately after an
alleged offence can be seen to be consistent with the allegation made by the
complainant of a sexual offence.
35 In R v Baltensberger16 (‘Baltsenberger’) the Court of Criminal Appeal
considered the issue of distress in the context of a challenge to the directions given
by the trial judge. In that matter, the appellant was found guilty of five counts of
rape. The complainant had attended various nightclubs, and after leaving the last
night club and whilst intoxicated, was picked up from a city street by the appellant
driving a vehicle. They had never met before. It was alleged that the incidents of
rape occurred from about 7.30am that morning and over the course of the following
hours. The appellant dropped her off in the city later that day at about 1pm.
Evidence was adduced from family members and the police as to their observations
of the complainant’s distressed appearance shortly after she parted from the
10 Flora v The Queen (2013) 233 A Crim R 320 at [72] per the Court (Redlich, Weinberg and Coghlan
JJA).
11 R v Dhir [2019] SASCFC 55 at [71] per Kourakis CJ; R v Rogers [2008] VSCA 125 at [18]-[20] per
Nettle J; see also Flora v The Queen (2013) 233 A Crim R 320.
12 R v Rogers [2008] VSCA 125 at [18]-[20] per Nettle J.
13 R v Flora (2013) 233 A Crim R 320 at [82] per the Court (Redlich, Weinberg and Coghlan JJA).
14 R v Green [2001] SASC 25 at [145].
15 See generally R v Pahuja (No 2) [1989] SASC 1434; (1989) 50 SASR 551.
16 [2004] SASC 392; (2004) 90 SASR 129.
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appellant. The trial Judge referred to the evidence of distress as relevant to the
complainant’s credibility as ‘you would expect that a person who has been through
the ordeal [the complainant] claims she had been through would be upset.’
36 On appeal, it was contended that the trial Judge erred by failing to direct the
jury to consider the possibility that the complainant’s distress might have been
attributable to something other than the commission of the offences.
37 In considering this ground of appeal, Gray J said:17
Similarly, evidence of the complainant’s distressed state immediately after an alleged
offence is admissible for the limited purpose of evidencing consistent behaviour and as part
of the whole circumstances surrounding an alleged offence. It may be used as evidence
relevant to a complainant’s credibility; however, it cannot be used as evidence of guilt. As
observed in Pahuja (No 2), evidence of complaint and distress is not probative but may
assist a jury in determining the credibility of the complainant. In the case of R v Knight,
referred to by Olsson J in R v Green, the court warned against over-emphasising the
probative value of evidence of distress, reiterating that evidence of distress will normally
only be admissible as evidence of consistency of behaviour.
38 The appeal was allowed inter alia on the basis that the trial Judge did not
correctly address the issue of intoxication in the context of his directions on
distress. It is clear from the authorities of Green and Baltsenberger that for the
evidence of a complainant’s distressed condition to be admissible for the purpose
of showing consistency of conduct, the observations of the complainant’s
distressed appearance must occur shortly after the alleged sexual offence.
Logically that must be so as the force of such evidence lies in the general
expectation that sexual offending will ordinarily result in a complainant suffering
from, and exhibiting, signs of distress. Thus, for the evidence to have any probative
force there must be a temporal and causal connection between the alleged sexual
offence and the evidence of distress.
39 The question of whether there is such a causal connection will depend on
several factors including, but not limited to, the age of the complainant, the
relationship between the offender and the complainant, whether the complainant
would be expected to exhibit signs of distress in the circumstances of the alleged
offending, the elapse of time between the alleged offending and the observations
made of the complainant’s distress, and the nature or extent of that distress. The
admissibility of the evidence, and the ultimate use which can be made of it by a
trier of fact, will obviously be fact sensitive and vary from case to case.
40 It is also important to acknowledge that the law relating to distress has not
developed in the same way as the law concerning evidence of complaint, bearing
in mind that the common law concerning recent complaint has been abrogated by
s 34M, which abolished the need for recency or spontaneity in the complaint.
17 R v Baltensperger [2004] SASC 392; (2004) 90 SASR 129 at [55].
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41 In the present case, the complainant’s distress occurred some considerable
time after the alleged sexual offending. The complainant’s evidence was imprecise
as to when the last sexual act occurred except that it took place at her
grandmother’s house after New Year’s Eve, 2020. The complainant’s brother’s
observations of her distress were not made until late February 2021, which could
have been up to two months later. Given the time that had elapsed after the alleged
offending, it was not sufficient that the complainant’s distress arose when she
recounted the alleged sexual abuse; there needed to be a temporal connection
between her distress and the occurrence of the charged offence itself for it to be
capable of evincing consistency of conduct.
42 The lack of a sufficiently close temporal connection between the
complainant’s distress and the alleged sexual offending meant that it was not
permissible to use the evidence of her distress of itself (and separate from the
complaint) as evidence of consistency of conduct relevant to bolster her credibility.
43 That is not to say that the evidence of the complainant’s demeanour, or the
way in which she elaborated on her complaint, including her distressed
appearance, was not relevant and admissible for other purposes. The trial judge
was entitled to take into account the evidence of her demeanour when assessing
the credibility and reliability of the complaint evidence.18 The observations by the
complainant’s brother as to her demeanour when she elaborated on her complaint
were an integral part of his narrative as to the relevant conversation. It explained
the length of time over which the conversation took place, and the circumstances
in which he effectively elicited the details from her. The complainant’s distressed
demeanour was also capable of providing an explanation for the generality of her
account of the allegations.
44 It should be noted that in this case, the terms of the complainant’s disclosure
to her brother was largely consistent with her evidence in court about the alleged
unlawful sexual acts. In other cases, evidence of a complainant’s distressed
demeanour while disclosing the allegations for the first time may provide an
explanation for any inconsistencies between the initial complaint, and his or her
evidence in court. It may also explain why the initial complaint may not contain as
complete an account of the alleged offending as the complainant’s evidence in
court.
45 In this case, the evidence of the complainant’s demeanour was relevant to the
trial Judge’s assessment of the complaint evidence and whether it could be used as
evidence of consistency of conduct. However, this is a distinct use from the way
in which his Honour deployed the evidence of distress. His Honour used the
evidence of the complainant’s distress, at the time of elaborating on her complaint
to her brother, as evidence directly supportive of her credibility more generally,
including, it would seem, as to the alleged offending. Given that the complainant’s
18 R v El Rifai [2012] SASCFC 98 at [91] per (David J); See also Seccull v The King [2022] VSCA 219 at
[87]-[89] per Niall JA and Kidd AJA.
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distress was not observed at a time temporal to the alleged offending, this was not
a permissible use of the evidence. His Honour erred in finding that the distress
evidence had, of itself, a sufficient causal and temporal connection to the alleged
offending, to be capable of directly bolstering the complainant’s credibility in this
more general way.
46 The appellant also complained under this ground of appeal that the trial Judge
erred in using the evidence of the complainant’s brother’s ‘distress’ to support his
credibility, and by extension the credibility of the complainant. The evidence of
the complainant’s brother’s reaction to the complainant’s disclosures was
self-serving and irrelevant to any issue in dispute. However, defence counsel did
not object to the admissibility of the evidence, and in any event, there was no
challenge to his account of what the complainant purportedly disclosed to him. It
is unfortunate that the trial Judge referred to this evidence as supporting the
brother’s credibility. Significantly, however, his Honour did not explicitly or
implicitly use the evidence of his reaction to the complainant’s disclosures to
bolster the complainant’s credibility. In those circumstances, we are not satisfied
that the trial Judge’s error was material to the verdict he ultimately reached.
47 We uphold this ground of appeal on the basis that the trial Judge’s use of the
evidence of the complainant’s distress involved an error of law, and in any event
gave rise to miscarriage of justice.
Ground 2 – recent invention
48 The appellant complained that the trial Judge erred by using two text
messages sent by the complainant’s mother to the appellant to infer that the
complainant had earlier disclosed the unlawful sexual acts which allegedly
occurred on New Year’s Eve to rebut an allegation that she fabricated this alleged
sexual incident whilst giving evidence. The appellant contended that the use of the
text messages constituted an inadmissible hearsay use, and, in any event, the
evidence could not answer the allegation of recent invention.
49 By way of background, the prosecution tendered two audio-visual records of
interview undertaken with the complainant mother. They were admitted pursuant
to s 13BA of the Evidence Act. The first interview was recorded on 6 May 2021,
when the complainant was 13 years of age, and the second interview was recorded
on 29 January 2022, when she was 14 years of age.
50 The complainant gave sworn evidence at the trial. In cross-examination,
defence counsel asked her about an occasion on New Year’s Eve when she ran
away from home and went to her best friend’s home. The complainant gave
evidence on this topic. She agreed that once she arrived at her best friend’s home,
she contacted the appellant because she was upset, and he then joined her there.
When it was suggested to the complainant that her best friend was in fact not there
that afternoon, she said, ‘yeah, she wasn’t ‘cos I remember stuff happening.’ She
clarified what she meant by ‘stuff happening’ as follows:
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Q. When you say you remember 'stuff happening' what do you mean.
A. [The appellant] ended up getting into bed with me and like cuddling and massaging
my arse and I think he tried to finger me and I may have got up or he left or
something.
Q. Is that on New Year's Eve.
A. Yes.
Q. At [her best friend’s] house.
A. Yep.
Q. … have you ever said that to anyone before today in the witness box.
A. I don't think so.
Q. And is that a memory that's just come back to you.
A. I've had it for a while.
Q. So you've never told anyone.
A. Yep. Am I allowed a break whenever I want?
…
Q. So [the complainant], I was just asking some questions about New Year's Eve 2020.
You said you had a memory of [the appellant] sexually abusing you on that night.
A. Yes.
Q. Do you agree that when you had your first recorded interview
A. I didn't say anything.
Q. You didn't say anything about that.
A. Yeah.
Q. And then when you had your second recorded interview you didn't say anything
about that.
A. No.
Q. Then when you had your first briefing at the offices of the DPP you didn't say
anything about that.
A. Yeah.
Q. When you had your second proofing at the offices of the DPP -
A. The first time I said it was today here, yes.
Q. You've given statements about this matter very recently, haven't you.
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A. Yeah.
Q. And they are not mentioned in any of those statements either, are they.
A. No.
Q. Can you say why you didn't mention that at any of those times.
A. There's a lot of other stuff to be thinking about.
Q. It's not the case that it didn't happen and that's why you didn't mention it. You
disagree with that.
A. Yes, I disagree.
51 Defence counsel, in his closing address, submitted that the alleged sexual
incident on New Years Eve was first raised by the complainant in
cross-examination and was a ‘recent invention’. Defence counsel emphasised that
the complainant said that her account was not the product of recently revived
memories, and she had always remembered the incident. It was submitted that ‘the
only logical inference is that they were being invented in the witness box’. Defence
counsel relied upon this recent invention to challenge the complainant’s credibility
and reliability.
52 The prosecutor agreed that the complainant’s evidence of the incident ‘came
out for the first time in evidence’ but submitted that the evidence should not
adversely affect the veracity of the complainant’s evidence given her explanation
that ‘there was a lot of other stuff to think about’ and this occasion involved
offending which was of a similar nature to the other alleged incidents.
Furthermore, the prosecutor noted that complainant’s evidence that she was alone
with the appellant on this occasion was supported by the evidence of her best friend
and indeed, the appellant’s account in his police interview. The prosecutor did not
challenge the defence submission that she disclosed the New Year’s Eve incident
for the first time while giving evidence.
53 The trial Judge dealt with the evidence, and the challenge to the
complainant’s credibility and reliability in the following way:
In relation to the occasion on New Year’s Eve, having regard to the text messages sent
between [the complainant’s mother] and [the appellant], I am of the view that it is clear that
[the complainant] had told her mother, prior to attending the police station, that something
had occurred on New Year’s Eve at [her best friend’s] house. That specific allegation was
made on 11 March 2021. It is for that reason, I reject counsel’s suggestion that what [the
complainant] said occurred on New Years Eve 2020 was a recent invention. I make clear
that I have not relied on the text messages sent to [the appellant] about what occurred for
the truth of what is contained in the messages, namely, that he ‘fingered’ his sister on New
Years Eve 2020. I have considered what, if any impact the failure to mention the offending
on New Years Eve in [the complainant’s] police interviews has on her credibility and
reliability. I am of the view, that [the complainant] was always a reluctant witness, not
because she was not telling the truth, but because she did not want to implicate her brother.
It is not surprising that she did not set out every single occasion that [the appellant] sexually
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abused her. The other reasonable explanation is that she thought she had said enough, or
when she spoke with the police she forgot about the time at [her best friend’s] house.
54 In relation to the text messages, there were two relevant messages from the
complainant’s mother to the appellant. First, on 4 March 2021 the complainant’s
mother sent a message to the appellant, which included the assertion ‘how
disgusting [she] had told me some things you did to her, going to … [the
complainant’s best friend’s] house you got no shame and getting her [drunk] so
you can do things to her’. Second, on 11 March 2021, the appellant sent a message
to the complainant’s mother which said: ‘Can you tell me what I did. I don’t
remember.’ She then responded by sending a second text message which said: ‘Are
you fuckin serious, you want me to tell you what she told us. You [put] your finger
inside her while you thought she was asleep. You got her drunk you touch her
titties. Disgusting.’
55 The text messages outlined above were tendered, with other messages, on the
prosecution case to establish that the appellant’s failure to respond to the messages
amounted to an implied admission by silence. Defence counsel had unsuccessfully
sought their exclusion. The trial Judge admitted the evidence but ultimately
declined to use the text messages for that purpose on the basis that they did ‘not
sufficiently disclose the allegations to be able to draw any inference from the
failure to respond.’
56 As set out earlier, the complainant gave evidence that she first disclosed the
unlawful sexual acts which allegedly occurred on New Year’s Eve at her best
friend’s house under cross-examination. She was not re-examined on the topic.
When the complainant’s mother was subsequently called as a witness, she gave
limited evidence about the text messages, presumably as they were adduced only
to prove an implied admission, and not for the truth of the assertions contained
therein.
57 The complainant’s mother was questioned about the text message sent on
4 March 2021 as follows:
Q. What was your reason for sending that message to [the appellant].
A. Because he sent something to [the complainant] on his phone to her phone and that's
why I wrote 'If you think saying sorry is good enough' because he wrote saying 'I'm
sorry', just like plain 'I'm sorry' and that was it and she's like 'Mum, look what he
wrote. What's he sorry for?' And I'm like 'Um I wonder' because he didn't write
anything else. It was just that.
Q. Was your message in response to that message.
A. To that, correct.
58 The complainant’s mother was not asked any questions whatsoever by either
counsel about the text message she sent to the appellant on 11 March 2021.
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59 There was no evidence from the complainant’s mother that the complainant
had disclosed the New Years Eve incident to her. Moreover, as set out earlier, the
complainant’s evidence was that the first time she had spoken about this incident
was during her evidence at trial and while under cross-examination and contrary
to any inference that she had earlier disclosed the incident to her mother or anyone
else.
60 It is well established that evidence of a prior consistent statement by a witness
is hearsay evidence and inadmissible for a testimonial purpose; that is, it is
inadmissible to establish the truth of the assertion contained therein. Generally, a
prior consistent statement is not admissible to bolster the credit of a witness, nor
indeed, to restore the credit of a witness. However, there is an exception to this
rule against the admission of prior consistent statements. If a witness’s credit is
challenged on the basis that his or her evidence is invented at a time after the
alleged incident, a statement by the witness to the same effect as his or her
impugned account, if made contemporaneously with the alleged incident, or at a
time sufficiently early to be inconsistent with the suggestion that the witness’s
evidence is a late invention, is admissible for the limited purpose of refuting an
allegation of recent invention or an allegation of fabrication subsequent to the
alleged incident.
61 In Nominal Defendants v Clements,19 Windeyer J considered that there are
two kinds of imputations that, if sufficiently clearly made, would permit the
admission of a prior consistent statement. Relevantly, the first is where it is alleged
that the evidence of a witness was invented at, or after a particular point in time.
Windeyer J explained:20
It is not enough that a witness has been cross-examined as to credit, however much his
credibility may appear to have been shaken. There must have been an imputation clearly
made, and not unequivocally disclaimed, that the witness is not speaking from his own
recollection of events but is recounting the story subsequently made up by him or for him.
Furthermore, the statement which it is sought to use to dispel this imputation must be made
in circumstances that it logically does so. For if evidence be attacked as a recent fabrication,
the attack is not repulsed by proving another statement, itself the product of pressure or of
a motive to falsify.
62 Of course, the evidence adduced to rebut an allegation of recent invention
must itself be admissible.
63 In the present case, the trial Judge used the two text messages sent by the
complainant’s mother to the appellant to infer that the complainant had disclosed
the unlawful sexual acts which allegedly occurred on New Year’s Eve to her, and
at a time prior to 11 March 2021 (and therefore before giving evidence at trial).
64 It was common ground between the parties at trial, and on appeal, that
defence counsel put to the complainant that she had invented the allegation while
19 [1960] HCA 39; (1960) 104 CLR 476 at 494.
20 Nominal Defendant v Clements [1960] HCA 39; (1960) 104 CLR 476 at 495 per Windeyer J.
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under cross-examination. Given the parties’ concession to that effect, we are
prepared to proceed on the basis that defence counsel put an imputation of recent
invention to the complainant, although we consider it finely balanced that he in
fact did so. It is also to be accepted that the allegation was ‘not unequivocally
disclaimed’ by defence counsel. To the contrary, he made a submission of recent
invention during his closing address.
65 In those circumstances, it was open for the prosecution to seek to refute the
imputation of recent invention. However, that could only be done by evidence
which was of itself admissible as probative of the allegation being made prior to
the time at which it was said to have been invented. In this case, the prosecution
did not adduce any admissible evidence capable of rebutting the imputation of
recent invention. While the text messages from the complainant’s mother to the
appellant were tendered for a non-hearsay purpose (that is, to establish an
admission by silence) and properly admitted into evidence for that purpose, they
were not admissible for a testimonial purpose. There was no evidence from the
complainant’s mother to the effect that the complainant had told her that the
appellant had sexually touched her on New Years Eve at the home of her best
friend. In addition, the complainant’s mother gave no evidence whatsoever about
the text message sent on 11 March 2021, nor did she affirm or adopt the assertions
contained therein. Furthermore, as set out earlier, the complainant’s evidence on
this topic was to the contrary – she said that the first time she disclosed these
allegations was in cross-examination.
66 In his reasons for verdict, the trial Judge relied upon the text message sent on
11 March 2021 for a testimonial purpose, namely, to prove the truth of the
complainant’s mother’s assertion that the complainant ‘told me some things you
did to her, going to [her best friend’s] house you got no shame and getting her
drunk so you can do things to her’. His Honour then relied upon the truth of the
assertion that the complainant had disclosed the relevant unlawful sexual incident
to rebut an allegation of recent invention, and to reject the concomitant challenge
to the complainant’s credibility. This was an impermissible hearsay use of the
evidence. There was in fact no admissible evidence capable of rebutting the
allegation of recent invention.
67 For those reasons, we are satisfied that the trial Judge’s use of the text
messages involved an error of law, and occasioned a miscarriage of justice. The
evidence was not admissible to rebut the imputation of recent invention.
68 There is also force in the appellant’s contention that he was denied procedural
fairness. As discussed, the prosecution did not rely on the text messages to rebut
the allegation of recent invention. There was no re-examination of the
complainant, nor was there any evidence adduced from the complainant’s mother
to that effect. Whilst the imputation of recent invention was addressed by both
counsel during their closing submissions, the topic of the relevance of the text
messages to rebut recent invention was not raised at all by counsel or the trial Judge
at that time. The first reference to the text messages being used for this purpose
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was in his Honour’s reasons for verdict. In those circumstances, defence counsel
was denied the opportunity to put submissions as to the capacity of the evidence
to refute the allegation. Bearing in mind the reliance placed by defence counsel on
the allegation of recent invention to impugn the complainant’s credibility, and
given her credibility was crucial to the central issue in dispute of whether the
unlawful sexual acts occurred, his Honour was obliged to put defence counsel on
notice of his intention to use the evidence to rebut recent invention. The failure to
do so resulted in a procedural unfairness to the appellant and a miscarriage of
justice.
Ground 3 – propensity reasoning
69 The appellant complained that the trial Judge erroneously used the evidence
that the appellant regularly slept in the complainant’s bed to support her account
that he was sexually attracted to her. The appellant contended that the premise
underpinning his Honour’s reasoning employed propensity reasoning and thus
engaged s 34P(2)(b) of the Evidence Act. The appellant’s complaint under this
ground of appeal has three limbs: first, that the evidence was not admissible for a
propensity purpose; second, his Honour erred in failing to give the mandatory
direction required pursuant to s 34R; and third, there was a breach of procedural
fairness.
70 There was no dispute at trial that when the appellant stayed overnight at his
family’s home, he would often sleep in the complainant’s bed. The prosecution
sought to rely on this evidence to establish that the appellant had opportunity to
offend against her.
71 In his reasons for verdict, the trial Judge accepted the evidence of the
complainant’s mother and her brother as to their observations of the appellant in
bed with the complainant. There was no dispute, on the defence case, that there
were numerous occasions when the appellant slept in the complainant’s bed.
Relevantly, his Honour made the following findings in relation to that evidence:
[The appellant] did not need to sleep with his sister in her bed. At one stage, there was a
mattress set up in the loungeroom, and when that was thrown out, [the appellant] had his
swag. If he had forgotten to bring that, there was the couch. The repetition of [the appellant]
sleeping in her bed when he did not need to, circumstantially supports [the complainant’s]
account that [the appellant] was regularly touching her sexually while in her bed.
Notwithstanding that they are siblings, regularly sleeping with a 12-year-old girl when [the
appellant] was 20 years of age is inherently unusual. On the odd occasion, it might be
explicable, but in my view, the fact that [the appellant] regularly slept in his sister’s bed is
consistent with [the complainant’s] account that [the appellant] was sexually attracted to
her.
72 There are two relevant aspects to the trial Judge’s findings: first, that the
appellant slept in the complainant’s bed when he did not need to do so; and second,
the fact he did so is consistent with the complainant’s account that the appellant
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was sexually attracted to her. The appellant contended that by reasoning in that
way, his Honour impermissibly used the evidence for a propensity use.
73 In considering this ground of appeal, the first issue to determine is whether
the conduct in question is discreditable conduct. In Sadler v The King,21 Doyle JA
explained that discreditable conduct ‘connotes conduct which is wrongful or
morally repugnant in some way, such that it reflects poorly on the offender’. The
terms of s 34P(1) make clear that the section is not confined to conduct that
constitutes a criminal offence.22 However, the conduct must be of ‘a level of
seriousness or consequence that it might cause a jury … to engage in some form
of impermissible ‘bad person’ reasoning’.23 The respondent contended that given
there was a familial connection between the appellant and the complainant, the
relevant conduct of them sharing a bed in the family home is not discreditable
conduct.
74 We do not agree. It may not be discreditable in the abstract, but in the context
in which it was raised in the present case it was plainly discreditable conduct. The
trial Judge did not refer to the conduct in neutral terms as two siblings sharing a
bed. Rather, his Honour characterised the relevant conduct as the appellant
repetitively and unnecessarily sleeping in the complainant’s bed and considered
that the conduct was consistent with the complainant’s account that he was
sexually attracted to her. To our mind, it is plain that conduct involving an adult
man repetitively sleeping in the bed of a 12-year-old girl, albeit his sister, without
any need to do so and consistent with a sexual attraction to her, constitutes
‘discreditable conduct’ for the purposes of s 34P.
75 The next issue to consider is whether the trial Judge relied upon the evidence
of the sleeping arrangements for a propensity use. As outlined earlier, the
prosecutor adduced the evidence only to establish the appellant’s opportunity to
commit the offence, and as part of the prosecution case that the complainant’s
mother and her brother had each independently observed the appellant in bed with
her and sleeping in a position consistent with her account. At trial, the prosecutor
disavowed any reliance on the evidence for a propensity purpose.
76 The appellant contended that the trial Judge’s findings that the evidence of
the appellant’s sleeping arrangements was consistent with the complainant’s
account that he was sexually attracted to her relied upon the evidence for a
propensity use. That is, his Honour relied on the evidence of the sleeping
arrangements to find that the appellant was sexually attracted to the complainant;
and used that finding as relevant to a fact in issue, namely, to prove that the
appellant engaged in the particularised unlawful sexual acts with her.
77 Evidence of discreditable conduct, whether it be of uncharged sexual acts or
other conduct that does not constitute a criminal offence, may be capable of
21 Sadler v The King [2023] SASCA 63 at [27].
22 Sadler v The King [2023] SASCA 63 at [27] per Doyle JA.
23 Sadler v The King [2023] SASCA 63 at [27] per Doyle JA.
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establishing the existence of a sexual attraction by the appellant to the complainant,
and a willingness to act upon it, which may render more probable the commission
of the charged offences.24 Pursuant to s 34P(2)(b), evidence admitted for a
permissible purpose that relies on a particular propensity or disposition of the
defendant, as circumstantial evidence of a fact in issue, is only admissible if the
evidence has strong probative value having regard to the particular issue or issues
arising at the trial. The fact of itself that evidence of uncharged acts or evidence of
discreditable conduct is given by a complainant does not mean that it lacks
significant probative value.25
78 In the present case, the evidence of the appellant’s repeated acts of sleeping
in the complainant’s bed (which was supported by the evidence of the
complainant’s mother and brother, as well as the appellant’s admissions in his
police interview) was capable of demonstrating his sexual attraction to her.
However, it did not have strong probative value in establishing a willingness by
the appellant to act on this sexual attraction to the complainant. It was not
admissible for a propensity purpose under s 34P(2)(b) of the Evidence Act.
79 The evidence was clearly admissible under s 34P(2)(a) for a non-propensity
purpose for the reasons advanced by the prosecutor at trial. It was relevant and
admissible to establish the appellant had the opportunity to commit the unlawful
sexual acts.
80 The question remains whether the trial Judge used the evidence for a
propensity purpose. While it is true that his Honour said ‘the fact that [the
appellant] regularly slept in his sister’s bed is consistent with [the complainant’s]
account that [the appellant] was sexually attracted to her’, we consider that his
Honour did not intend to convey that he used the evidence of the sleeping
arrangements as directly probative of the appellant having a sexual interest in the
complainant. Rather, we consider that his Honour was attempting to convey, albeit
imprecisely, that he considered the appellant’s proven acts of regularly sleeping in
the complainant’s bed was consistent with her account of the offending. Indeed,
the complainant only suggested that the appellant ‘was sexually attracted to her’,
by reference to his commission of the particularised unlawful sexual acts upon her.
We are fortified in this conclusion by the following matters: there was no notice
filed by the prosecution to adduce propensity evidence under s 34P(4); the
prosecutor did not advance a propensity use of the evidence; nor were there any
submissions to that effect made to his Honour during legal argument or the closing
addresses; and his Honour did not refer to the relevant legislative provisions in his
reasons for verdict.
81 Ultimately, it is not necessary to finally decide this point, nor the aligned
issue of whether the appellant was afforded procedural fairness, in respect of any
24 R v Dennis Bauer (A Pseudonym) (2018) 266 CLR 56 at [49] per the Court (Kiefel CJ, Bell, Gageler,
Keane, Nettle, Gordon and Edelman JJ).
25 R v Dennis Bauer (A Pseudonym) (2018) 266 CLR 56 at [51] per the Court (Kiefel CJ, Bell, Gageler,
Keane, Nettle, Gordon and Edelman JJ).
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propensity use that may have been made of that evidence, as the appeal must be
allowed on appeal grounds 1 and 2. It is enough to make clear that the impugned
evidence of the sleeping arrangements was not admissible under s 34P(2)(b) for a
propensity purpose, and given our conclusion that the evidence constituted
discreditable conduct and engaged s 34P(2), a direction as to the impermissible use
of the evidence was required under s 34R.
Proviso
82 In the circumstances of this case, we would not apply the proviso. The
evidence of distress was erroneously used by the trial Judge to bolster the
credibility of the complainant. The evidence of the text messages were
inadmissible for a testimonial purpose and yet they were used to restore the
complainant’s credibility after defence counsel put an imputation of recent
invention. In addition, there was no admissible evidence capable of refuting the
imputation of recent invention. The prosecution case relied entirely on the
complainant’s evidence. Given the challenges to the credibility of the complainant,
it is not possible to assess whether guilt was proved beyond reasonable doubt, and
it cannot be said no substantial miscarriage of justice has actually occurred.
83 For these reasons, we would not apply the proviso.
Orders
1. Permission to appeal against conviction is granted.
2. The appeal is allowed.
3. The conviction is set aside and a new trial is ordered.
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