KAREN MARIE SMITH v CHIEF EXECUTIVE, ATTORNEY-GENERAL’S DEPARTMENT [2024] SASCA 107
On Appeal from SOUTH AUSTRALIAN EMPLOYMENT TRIBUNAL (HIS HONOUR DEPUTY
PRESIDENT JUDGE CALLIGEROS, HIS HONOUR DEPUTY PRESIDENT JUDGE ROSSI, HIS
HONOUR AUXILIARY JUDGE HANNON) [2023] SAET 116
Applicant: KAREN MARIE SMITH Counsel: MR M RODER KC WITH MS K STEWART - Solicitor:
TINDALL GASK BENTLEY
Respondent: CHIEF EXECUTIVE, ATTORNEY-GENERAL’S DEPARTMENT Counsel: MR B
GARNAUT WITH MR T SIMPSON - Solicitor: CROWN SOLICITOR (SA)
Hearing Date/s: 04/05/2024
File No/s: CIV-24-000490
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Civil)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
any such order or provision. Further enquiries may be directed to the Registry of the Court in which it was generated.
SMITH v CHIEF EXECUTIVE, ATTORNEY-GENERAL’S
DEPARTMENT
[2024] SASCA 107
Judgment of the Court of Appeal
(The Honourable President Livesey, the Honourable Justice Bleby and the Honourable Justice David)
29 August 2024
WORKERS’ COMPENSATION - PROCEEDINGS TO OBTAIN
COMPENSATION - DETERMINATION OF CLAIMS - APPEALS, JUDICIAL
REVIEW AND STATED CASES - QUESTION OF LAW
Application for leave to appeal against a decision of the Full Bench of the South Australian
Employment Tribunal.
The applicant was a police officer who had sought an application for payment of income
compensation and medical expenses on the basis that she had suffered from an eligible injury under
the Police Officers Award. The applicant’s case was that her injury occurred as a direct and
immediate result of conduct that is, or appeared to be, a criminal offence. The South Australian
Employment Court held at first instance that the applicant was entitled to compensation.
A majority of the Full Bench allowed the respondent’s appeal and set aside the orders. The applicant
applied to this Court for leave to appeal, raising the following questions of law:
1. On the facts as found and undisputed, was the applicant’s psychiatric injury only capable of
being characterised as having occurred as ‘a direct and immediate result’ of the murder within
the meaning of cl S4.31.2 of the Police Officers Award? (Ground 1)
2. Whether it was open to construe the phrase ‘a direct and immediate result’ in cl S4.31.2 of the
Police Officers Award as ‘indicating that the injured police officer must be sufficiently
proximate to the conduct which causes the injury at the time the injury is sustained’? (Grounds
2a-c)
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3. Whether the reasons given by the majority of the Full Bench for their decision were inadequate
as a matter of law or demonstrate a failure to consider the case in accordance with the required
legal principles? (Ground 2d)
Held (by the Court), granting leave to appeal on Grounds 1 and 2d, refusing leave to appeal on
Grounds 2a-c and dismissing the appeal:
1. On the question raised by Ground 1, the reasoning of the majority was not precluded by the
words of cl S4.31.2.
2. The question raised by Grounds 2a-c does not arise, as the Full Bench did not construe cl
s4.31.2 in the manner submitted by the applicant.
3. On the question raised by Ground 2d, the Full Bench did not fail to give adequate reasons or
fail to address the applicant’s case.
Police Officers Award cll S4.30, S4.31, S4.32; Return to Work Act 2014 (SA); SA Ambulance Service
Award cl S6.35; South Australian Employment Tribunal Act 2014 (SA) s 67(4); Southern State
Superannuation Regulations 2009 (SA) reg 38A(1), referred to.
Beale v Government Insurance Office of NSW (1997) 48 NSWLR 430; Chief Executive, Department
of Premier and Cabinet, for Chief Executive, Department for Health and Wellbeing (SA Ambulance
Service) v Kimber [2021] SAET 71; DL v The Queen (2018) 266 CLR 1; Housing Commission (NSW)
v Tatmar Pastoral Co Pty Ltd [1983] 3 NSWLR 378; Insurance Commission of Western Australia v
Container Handlers Pty Ltd (2004) 218 CLR 89; Kimber v Chief Executive, Department of Treasury
and Finance [2021] SASCA 133; Lasermax Engineering Pty Ltd v QBE Insurance (Australia)
Limited [2005] NSWCA 66; Millman v South Australian Superannuation Board [2018] SADC 45;
Pettitt v Dunkley [1971] 1 NSWLR 376; Public Service Board of NSW v Osmond (1986) 159 CLR
656; Qube Ports v Maritime Union of Australia [2018] FCAFC 72; Smith v South Australia Police,
Department of Treasury and Finance [2023] SAET 52; Soulemezis v Dudley (Holdings) Pty Ltd
(1987) 10 NSWLR 247; State Government Insurance Commission v Sinfein Pty Ltd (1996) 15 WAR
434; Wainohu v New South Wales (2011) 243 CLR 181, considered.
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SMITH v CHIEF EXECUTIVE, ATTORNEY-GENERAL’S
DEPARTMENT
[2024] SASCA 107
Court of Appeal – Civil: Livesey P, Bleby and David JJA
1 THE COURT: This is an application for permission to appeal on questions of
law from a decision of the Full Bench of the South Australian Employment
Tribunal. The questions of law arising concern the interpretation and application
of cl S4.31.2 of the Police Officers Award (the ‘Award’). This clause falls within
Sch 4 of the Award. Schedule 4 makes provision for weekly payments of income
support and payment of medical expenses, beyond the limits that ordinarily apply
under the Return to Work Act 2014 (SA) (the ‘RTWA’), where a police officer is
injured in circumstances set out in the Schedule.
2 The underlying question is whether the applicant, who is a police officer,
sustained an ‘eligible injury’ within the meaning of Sch 4. Clause S4.29 provides
that an injury is not an eligible injury unless the injured officer is an eligible officer.
It was not in dispute that the applicant is an eligible officer. Relevantly, cll S4.30
and S4.31 then provide:
Temporal connection to employment
S4.30 An eligible injury arises out of or in the course of the eligible officer:
S4.30.1 being on duty; or
S4.30.2 lawfully exercising the powers of a police officer; or
S4.30.3 genuinely believing that they are exercising the powers of a police
officer.
Causal connection to the nature of policing
S4.31 To be an eligible injury the injury must have:
S4.31.1 resulted from conduct directed at the officer that is or appears to be a
criminal offence; and / or
S4.31.2 occurred as a direct and immediate result of conduct that is or appears
to be a criminal offence;
S4.31.3 occurred in other circumstances where the officer is placed in a
dangerous situation (however psychiatric injuries are only eligible
injuries pursuant to S4.31.3 if they are caused as a consequence of a
specific incident or incidents).
3 The questions of law arising concern the interpretation and application of cl
S4.31.2.
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[2024] SASCA 107 The Court
2
The undisputed facts and the decision at first instance
4 The circumstances giving rise to the application for an order that Ms Smith
suffered from an eligible injury, and for consequent orders for payment of income
compensation and medical expenses in accordance with the terms of Schedule 4,
are not contentious. They are set out in the reasons of the Auxiliary Deputy
President Magistrate (AUDPM) who heard the application at first instance. The
Full Bench adopted them. We reproduce the relevant passages here:1
Ms Smith has been employed by South Australia Police (SAPOL) since 2001. At the
relevant times, she held the rank of Senior Constable and worked as a traffic officer in the
Road Policing Section.
On 21 July 2009, Ms Smith was tasked with investigating a motor vehicle accident where
the driver was suspected of being under the influence of alcohol or drugs.
Ms Smith attended the home of a young female, approximately 20 years of age, who was
suspected of being the driver. As will be noted later, the female driver became the victim
of a more serious offence (the victim). Ms Smith found the victim present with her parents
and a brother. Ms Smith says she spoke with the victim’s parents and the victim before
conveying the victim to the Queen Elizabeth Hospital for drug and alcohol testing.
During the victim’s admission, Ms Smith remained at the hospital with her for
approximately three to four hours. Once she was cleared for discharge, Ms Smith
telephoned the victim’s home and spoke with her mother to arrange for her to be picked
up. A short time later, the victim’s parents arrived. Ms Smith had a conversation with them
with respect to the next steps in the investigation process, depending on the results of the
blood analysis taken from the victim. Ms Smith then returned to her work base and booked
the blood sample into evidence before completing her shift and going home.
The following day, Ms Smith commenced work on a day shift. During the shift, she
received a telephone call from a colleague, Scott Mitchell, in the Central Intelligence
Branch. Mr Mitchell advised her that on returning home from the hospital, the victim had
been brutally murdered by her father.
Ms Smith deposed that she ‘lost it’, was unable to stop crying and was very upset.
Mr Mitchell deposed that he had worked for SAPOL since 2001 and held the rank of
Detective Brevet Sergeant. Mr Mitchell has known Ms Smith for 20 years and considered
himself a friend as well as a colleague.
Mr Mitchell confirmed that on 22 July 2019, he was tasked with investigating the murder
that had occurred the night before. As per standard protocol, he reviewed material to contact
anyone who may be involved and noted Ms Smith had been involved with the victim the
night before. As such, he contacted Ms Smith by telephone.
Further, Mr Mitchell deposed that on being told that the young woman had been murdered,
Ms Smith sounded upset, so he decided to go to see her at the station in person. When
Mr Mitchell arrived at the station where Ms Smith worked, Mr Mitchell recalled her crying.
He was shocked to see Ms Smith so upset, because he had not seen that much emotion from
her in relation to a case before.
1 Smith v South Australia Police, Department of Treasury and Finance [2023] SAET 52 at [5]-[14],[17].
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[2024] SASCA 107 The Court
3
Ms Smith said that she felt distressed and responsible for the victim’s murder. Ms Smith
finished her shift early, following which she was rostered for four days off. She then
returned to work on a Saturday but could not cope and took sick leave for the day and the
following Sunday.
…
Ms Smith has returned to work. However, she is currently performing a role earning less
than in her pre-injury role. Work Capacity Certificates indicate that while Ms Smith is fit
for pre-injury hours, she is not fit to return to operational duties.
(Citations omitted)
5 The applicant’s case at first instance was that her injury occurred in
circumstances described in cl S4.31.2, that is, as a direct and immediate result of
conduct that is or appears to be a criminal offence. The AUDPM held that it did so
and made further findings, concluding that the applicant was entitled to weekly
payments of income support and payment of medical expenses as contemplated by
the Schedule.
6 On the construction of cl S4.31.2, the AUDPM said:2
In my view the use of the word ‘direct’ is intended to exclude remote or tenuous causes
and, noting that the drafters of the Award likely being of a practical bent of mind, means
that as a matter of common sense, the injury can be said to be caused by the criminal
offence.
Further, I find that the use of the word ‘immediate’ in the composite phrase ‘direct and
immediate’ does not introduce a time-based component to the test of causation.
Rather, I consider it likely that the requirement for the injury to occur as a direct and
‘immediate’ result of conduct that is a criminal offence, was intended to emphasise the
closeness of the causal connection required between the injury and the criminal offence in
a proximate sense, as held in Millman.
7 This last statement was a reference to the decision of Tilmouth DCJ in
Millman v South Australian Superannuation Board (‘Millman’).3 That case
concerned the interpretation of reg 38A(1) of the Southern State Superannuation
Regulations 2009 (SA). This provided for entitlement to a police disability pension
in the event of the officer being temporarily or permanently incapacitated for work,
as a result of a physical or psychological injury sustained when he or she was on
duty or lawfully exercising the powers of a police officer. For the entitlement to
arise, it was necessary that:
(b) the injury—
(i) resulted from conduct directed at the officer that constitutes a criminal
offence; or
2 [2023] SAET 52 at [76]-[78].
3 Millman v South Australian Superannuation Board [2018] SADC 45.
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[2024] SASCA 107 The Court
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(ii) occurred as a direct and immediate result of conduct that constitutes a criminal
offence in the course of the officer’s involvement in police operations directed
at the investigation of criminal conduct, or conduct that appears to be criminal;
or
(iii) occurred as a direct and immediate result of conduct that constitutes a criminal
offence by a person who has been apprehended or who the officer is
attempting to apprehend.
8 For present purposes, it suffices to observe that in Millman,4 Tilmouth DCJ
engaged in a close analysis of a number of instances of judicial treatment of the
words ‘direct’ and ‘immediate’ when used in a causal sense5 and held that:6
the expression ‘occurred as a direct and immediate result …’ is to be interpreted as meaning
the proximate result in the sense of the dominant, effective, or substantial cause of the
injury, although not necessarily the sole cause.
9 Applying that meaning to the phrase in cl S4.32.2 of the Award, the AUDPM
held that the closeness of the causal connection between the murder of the victim
and Ms Smith’s injury was sufficient to find that Ms Smith’s injury occurred as a
direct and immediate result of a criminal offence.7
The appeal to the Full Bench
10 Ms Smith’s designated employer, the Chief Executive of the
Attorney-General’s Department (the respondent to the present appeal), appealed
to the Full Bench of the Tribunal. Pursuant to s 67(3) of the South Australian
Employment Tribunal Act 2014 (SA) (the ‘SAET Act’), that appeal was by way of
rehearing. It was open for the Full Bench to draw inferences of fact from the
evidence,8 although the primary facts as related above were not in contest.
11 A majority of the Full Bench allowed the appeal, set aside the orders of the
AUDPM and dismissed the application for additional compensation.9 Each
member of the Full Bench delivered separate reasons. The complaints on appeal
to this Court focus on the reasons of Calligeros DPJ, which comprised the primary
analysis for the appeal being allowed. Hannon AUJ agreed with those reasons and
supplemented them with some further reasons of his own. As already noted, Rossi
DPJ dissented.
4 [2018] SADC 45.
5 State Government Insurance Commission v Sinfein Pty Ltd (1996) 15 WAR 434; Insurance Commission
of Western Australia v Container Handlers Pty Ltd (2004) 218 CLR 89; Lasermax Engineering Pty Ltd
v QBE Insurance (Australia) Limited [2005] NSWCA 66.
6 [2018] SADC 45 at [44].
7 [2023] SAET 52 at [80].
8 SAET Act, s 67(4).
9 CE, AGD v Smith [2023] SAET 116 (Calligeros DPJ and Hannon AUJ, Rossi DPJ dissenting).
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[2024] SASCA 107 The Court
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12 Calligeros DPJ noted the AUDPM’s acknowledgment of the principles of
interpretation of an industrial award as set out in the Full Federal Court decision
of Qube Ports v Maritime Union of Australia:10
There are well developed principles concerning the construction of industrial awards and
agreements, which take account of the fact that they are commonly drafted by lay persons
and lack the precision and clarity to be expected in commercial contracts.
The principles were reviewed recently by Tracey J in Transport Workers’ Union of
Australia v Linfox Australia Pty Ltd [2014] FCA 829; (2014) 318 ALR 54 at [29]-[41]. It
is not necessary to repeat the principles in detail in these reasons. It is sufficient to say that
the Court will seek to identify, in an objective way, the meaning intended by the parties to
the agreement having regard to the language they have used and, in doing so, avoid a
narrow or pedantic approach. In particular, the Court takes account of the circumstance
that the drafters of the agreement were likely of a “practical bent of mind” and likely to
have been concerned with expressing their intentions in ways understood in the context of
the relevant industry and industrial relations environment. As with commercial contracts,
the Court will prefer a construction which gives effect to the presumed purpose of the
parties.
13 Calligeros DPJ held that the AUDPM had erred in construing the phrase
‘direct and immediate result’. In critiquing the AUDPM’s adoption of the analysis
in Millman, he observed that there were a number of differences in the phrasing of
the regulation and that of cl S4.31.2. He noted that reg 38A(1)(b)(ii) specified that
the conduct must have occurred ‘in the course of the officer’s involvement in
police operations directed at the investigation of criminal conduct’ and expressed
the view that the phrase ‘in the course of’ denoted a temporal connection not found
in cl S4.31. He also noted that unlike cl S4.31.3, reg 38A(1)(b)(iii) did not refer to
a ‘dangerous situation’ and required the officer to be injured ‘as a direct and
immediate result’ of conduct by a person the officer has apprehended or tried to
apprehend for a criminal offence.
14 Calligeros DPJ noted that in Millman, Tilmouth DCJ had drawn on cases
concerning insurance policies in equating the concept of being ‘directly caused’
with that of ‘proximate cause’.11 He held that the construction exercise where an
industrial award was concerned was different and required an analysis in
accordance with the principles described in Qube Ports. He also observed that in
WorkCover Corporation v Sherriff,12 the Full Court had cautioned against using
the expression ‘the real or proximate cause’ to paraphrase the statutory expression,
‘arising out of or in the course of employment’.13
15 For these reasons, Calligeros DPJ did not take the language of cl S4.31.2 to
be referring to the proximate, real or effective cause of injury. However, he agreed
10 Qube Ports v Maritime Union of Australia [2018] FCAFC 72 at [64]-[65] (White J, Mortimer and
Bromwich JJ agreeing).
11 [2023] SAET 116 at [23]-[24], citing Millman v South Australian Superannuation Board [2018] SADC
45 at [38]; State Government Insurance Commission v Sinfein Pty Ltd (1996) 15 WAR 434; Lasermax
Engineering Pty Ltd v QBE Insurance (Australia) Limited [2005] NSWCA 66.
12 WorkCover Corporation v Sherriff, unreported, 1 October 1996, judgment no. S5831 (Lander J).
13 [2023] SAET 116 at [25].
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[2024] SASCA 107 The Court
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with the AUDPM’s rejection of the respondent’s case that the word ‘immediate’
imported a strict temporal requirement.14 In this regard he noted what he
characterised as the separating out of temporal (cl S4.30) and causal (cl S4.31)
elements in the Award. He also noted that the strict temporal requirement included
in reg 38A(1)(b) of the regulations considered in Millman had no counterpart in cl
S4.31.2.
16 Understandably, Calligeros DPJ focused a considerable part of his analysis
on the consideration by this Court of comparable clauses in the SA Ambulance
Service Award (the ‘SAAS Award’) in Kimber v Chief Executive, Department of
Treasury and Finance (‘Kimber’).15 Clause S6.35 of that Award provided for the
necessary causal connection to ambulance work for an injury to be an ‘eligible
injury’, with the same effect as cl S4.31 of the Award:
Causal connection to the nature of ambulance work
S6.35 To be an eligible injury the injury must have:
S6.35.1 resulted from conduct directed at the officer that is or appears to be a
criminal offence; and/or
S6.35.2 occurred as a direct and immediate result of conduct that is or appears
to be a criminal offence; and/or
S6.35.3 occurred while the officer was on active duty and suffered an injury as
a result of:
S6.35.3.1 the uncontrolled or unpredictable work environment; and
S6.35.3.2 having to engage in activity(s) which were inherently
unsafe; and/or
S6.35.4 occurred in other circumstances where the officer is placed in a
dangerous situation (however psychiatric injuries are only eligible
injuries pursuant to S6.35.4 if they are caused as a consequence of a
specific incident or incidents).
17 At issue in Kimber was the interpretation of cll S6.35.3 and S6.35.4. Clause
S6.35.3 has no counterpart in the Award, although cl S6.35.4 is reflected in
cl S4.31.3. Clause S6.35.2 is in the same terms as cl S4.31.2 of the Award.
18 In Kimber, this Court said of cl S6.35:16
Reading the clauses from a practical, industrial perspective in the context of the practice of
paramedicine, on the other hand, suggests that the drafters focused first on the prospect of
officers being placed directly in harm’s way by criminal conduct, and then being injured
on account of criminal conduct not necessarily directed at them. While there is a textual
redundancy inherent in the combination of these clauses, they together highlight an
14 [2023] SAET 116 at [26].
15 Kimber v Chief Executive, Department of Treasury and Finance [2021] SASCA 133.
16 [2021] SASCA 133 at [50].
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[2024] SASCA 107 The Court
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industrial purpose of providing heightened compensatory protection for the various
possibilities of exposure of an officer to injury by criminal conduct, starting with direct,
criminal threats.
19 The terms of cl S4.31 of the Award being the same as those of cl S6.35 (with
the exception of the inclusion of cl S6.35.3 in the SAAS Award), Calligeros DPJ
accepted that cl S4.32 should be read from a practical, industrial perspective in the
context of the performance of police work.17 He then said:18
Police officers are likely to be placed in harm’s way when dealing with criminal offences
and when placed in a dangerous situation. For additional compensation to be payable when
an injury occurs, cl S4.31 requires that a situation of heightened danger is present when the
officer is injured.
20 It will be necessary to return to this passage. For present purposes, Calligeros
DPJ explained this statement by reference to the cascading coverage of each of
cll S4.31.1, S4.31.2 and S4.31.3. The last of these clauses applies where the injury
‘occurred in other circumstances where the officer is placed in a dangerous
situation’, that is, circumstances other than circumstances of criminal conduct
covered by the previous two clauses. In respect of this clause, Calligeros DPJ
noted:19
In Kimber, the Court of Appeal held that this court was entitled to find that being ‘placed
in a dangerous situation’ required more than a situation where ‘there is a risk of harm or
injury to an officer’.20 The Court of Appeal observed that additional compensation is
payable because of ‘the particular character of the work undertaken by paramedics that
distinguishes the exigencies of their workplace from most others’.21
(Footnotes in original)
21 While this observation concerned a sub-clause not in contention here, it
clearly influenced the interpretation that Calligeros DPJ placed on cl S4.31.2.
Having made this observation, Calligeros DPJ expressed agreement with the view
expressed by the AUDPM that cl S4.31.2 was ‘intended to emphasise the closeness
of the causal connection required between the injury and the criminal offence in a
proximate sense’.22 However, he did not consider the requisite degree of
connection to be present in this case.
22 His Honour’s reasons for reaching that conclusion proceeded as follows.
First, he noted that cl S6.35 contains additional protections for ambulance officers
than are to be found for police in cl S4.31. This was a reference to the inclusion of
cl S6.35.3. He observed that it might be thought anomalous that ambulance
17 [2023] SAET 116 at [32].
18 [2023] SAET 116 at [33].
19 [2023] SAET 116 at [36].
20 [2021] SASCA 133 at [16] and [74]; Chief Executive, Department of Premier and Cabinet, for Chief
Executive, Department for Health and Wellbeing (SA Ambulance Service) v Kimber [2021] SAET 71
[93].
21 [2021] SASCA 133 [47].
22 [2023] SAET 116 at [38].
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[2024] SASCA 107 The Court
8
officers, who would likely have less exposure to crime, could receive
compensation in a broader set of circumstances than police officers.23 However, he
also observed that each of cll S4.31 and S6.35 was directed to situations difficult
to control and which carried a heightened risk of injury:24
That suggests that despite police and ambulance officers having quite different roles,
additional compensation is payable when an injury arises whilst dealing with criminal
conduct and other dangerous situations.
23 Against that broad, purposive observation, Calligeros DPJ then construed the
text in issue:25
One of the Macquarie Dictionary definitions of the word ‘direct’ cited in argument is:
‘without intervening agency; immediate; personal’. The definition treats the word
‘immediate’ as being in part synonymous with the word ‘direct’. In my view, the expression
‘occurred as a direct and immediate result of conduct that is or appears to be a criminal
offence’ uses the words ‘direct’ and ‘immediate’ to indicate that the injured police
officer must be sufficiently proximate to the conduct which causes the injury at the
time the injury is sustained. That view is consistent with the ‘industrial purpose of
providing heightened compensatory protection for the various possibilities of exposure of
an officer to injury by criminal conduct26 described in Kimber.
(Footnote in original, emphasis added)
24 In this regard, Calligeros DPJ noted the statement in Kimber that cl S6.35
was ‘concerned with compensation for injuries that occur in circumstances of risk
that go beyond those ordinary risks of employment that might reasonably be
ameliorated by policies and procedures’.27 He then determined the application of
cl S4.31.2 to Ms Smith’s injury as follows:28
While Ms Smith’s reaction to learning of the murder was immediate in the sense of having
a fast onset, it was not sufficiently proximate to the murder which caused the injury and
did not occur ‘as a direct and immediate result’ of the offence for the purposes of S4.31.2.
It is the nexus to the offence which cl S4.31.2 of the Award is directed to. Ms Smith did
not attend the murder scene. The injury occurred after Ms Smith learned of the murder from
a friend and fellow officer in a phone call not made for operational purposes but because
the friend and fellow officer knew that Ms Smith had dealings with the victim on the
preceding day. Ms Smith’s involvement with the victim was in relation to a traffic offence
and had ceased prior to the murder being committed. The criminal conduct which Ms Smith
was involved was concluded before the murder occurred. The police work performed by
Ms Smith in relation to the victim was not related to the murder in an operational sense.
25 Calligeros DPJ emphasised that the result would turn on all the facts. He gave
the example of where an officer investigating a crime is injured when they see a
deceased or badly injured person at a crime scene, after the crime has been
23 [2023] SAET 116 at [39].
24 [2023] SAET 116 at [40].
25 [2023] SAET 116 at [41].
26 [2021] SASCA 133 [50].
27 Kimber v Chief Executive, Department of Treasury and Finance [2021] SASCA 133 at [57]; cited in
Smith v South Australia Police, Department of Treasury and Finance [2023] SAET 52 at [41].
28 [2023] SAET 116 at [42].
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[2024] SASCA 107 The Court
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committed. He accepted that it was at least possible that cl S4.31.2 might be
satisfied in such a case.29 In that regard he emphasised the greater proximity to the
crime being investigated than in the present case and the fact of injury at the crime
scene.
26 As already noted, Hannon AUJ expressly agreed with the reasons of
Calligeros DPJ and added some further reasons of his own. He referred to the
approach of this Court in Kimber and said:30
Adopting the approach of the Court of Appeal in Kimber, the first two clauses of S4.31 of
the Award, when read with the ‘catch-all’ clause S4.31.3, identify anticipated
circumstances where officers can be ‘placed in a dangerous situation’, described by
circumstances of heightened risk. Thus the focus of the whole clause is on heightened risk
presented by the circumstances in question.
27 This was, clearly enough, a reference to the following observation by the
Court of Appeal in Kimber with respect to the comparable clause, cl S.6.35.4:31
Clause S6.35.4 is then concerned with where the injury ‘occurred in other circumstances
where the officer is placed in a dangerous situation’. A natural reading of the clause
suggests that this is a catch-all clause for dangerous situations other than the dangerous
situations described in the first three clauses. That is, the first three clauses identify
anticipated circumstances where officers can be placed in a ‘dangerous situation’, described
by reference to circumstances of heightened risk. Clause S6.35.4 covers other dangerous
situations not specified. A practical reading suggests that, in context, the focus of the whole
clause is on heightened risk presented by the circumstances in question.
28 Hannon AUJ observed that while cl S4.31.1 had a narrow operation in that it
required that criminal conduct be ‘directed at the officer’, it had a broader
causation test, in that the injury need only have ‘resulted from’ that conduct.32 It
was uncontroversial that under that clause, the officer need not be physically
present when the criminal conduct directed at the officer occurs. The ‘direct and
immediate result’ criterion in cl S4.31.2 imposed a much stricter causation test.33
29 Hannon AUJ considered that the reasons of the AUDPM implied that
Ms Smith’s injury occurred at some point before receiving the phone call from
Mr Mitchell. We do not read the reasons of the AUDPM in that way. In any event,
on the basis that the injury was sustained during the phone call, Hannon AUJ then
continued:34
The fact that Ms Smith suffered an immediate and severe psychiatric injury upon the
occurrence of the phone call from Mr Mitchell is understandable given her involvement
with the victim and her family the evening before and her feelings of distress as to whether
that involvement may have contributed to the occurrence of the tragic event.
29 [2023] SAET 116 at [43].
30 [2023] SAET 116 at [149].
31 [2021] SASCA 133 at [52].
32 [2023] SAET 116 at [151].
33 [2023] SAET 116 at [152].
34 [2023] SAET 116 at [156]-[157].
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However, the general nature of Ms Smith’s duties in the traffic policing division, and the
fact of her previous involvement with the victim and her family in the discharge of those
duties, and her understandable distress upon being informed of the murder, and that the
father’s criminal conduct may not have occurred but for her involvement, are not matters
which separately or together can elevate the closeness of the causal connection between the
injury and the criminal conduct to the extent that Ms Smith’s injury can be found to have
occurred as a ‘direct and immediate’ result of the criminal conduct. The words ‘direct and
immediate’, in the context of the contrast between the provisions of S4.31.1 and S4.31.2,
contemplate a close degree of physical and temporal proximity to the criminal conduct
from which the injury is said to result. I do not accept that the requirement in this respect
goes as far as contended by the Department, so as to necessarily exclude a claimant who is
not physically present and in sight of hearing of the criminal conduct, such as a first
responder, for example. That is a question best left for a case dealing with such
circumstances.
30 Hannon AUJ concluded that in circumstances where the injury occurred on
the day following the criminal conduct and was the result of a phone call, it was
an indirect result of the criminal conduct and was not sufficiently proximate to that
conduct to be a ‘direct and immediate result’ of that conduct within the meaning
of cl S4.31.2. That was notwithstanding that it could be said to have occurred
immediately on the occasion of the phone call.35
31 Rossi DPJ, in dissent, approved and adopted the approach of the AUDPM.
He said:36
The Auxiliary Deputy President was correct to find that the use of the word ‘direct’ in cl
S4.31.2, is intended to exclude remote or tenuous causes and does not exclude a finding of
a direct cause where there are unbroken steps of a causal chain between the criminal offence
and the injury. She was also correct to find that the word ‘immediate’, in context and taking
into account the purpose of the extended benefits, did not impose a temporal link
necessitating the psychiatric injury to manifest at the time of the actus reus of the criminal
offence. As with the analysis of the ordinary dictionary meaning of the words ‘direct’ and
‘immediate’ the approach in the judgments are also consistent with officer Smith’s
submission that the words should be construed as a composite phrase intended to emphasise
the closeness required between the event and the outcome.
32 On that approach, Rossi DPJ considered that the facts as found by the
AUDPM permitted a finding that the necessary causal connection to the nature of
the policing was proven. He set out, in an inclusive list, factors that permitted this
conclusion:37
(1) The emotional state of the father commencing with his initial appearance of being
pale and angry at his home and continuing at the hospital with an expression
indicating that his daughter’s conduct meant it was “the end of the world.”
(2) The observations of officer Smith that the young victim, at her home, appeared to be
under the influence of a drug or substance.
35 [2023] SAET 116 at [158].
36 [2023] SAET 116 at [111].
37 [2023] SAET 116 at [114].
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(3) Officer Smith’s observation of the victim at the hospital and her conclusion that the
victim was clearly affected by drugs. She noted that the victim appeared incapable
of conducting a conversation.
(4) At the hospital officer Smith noted, in the context of the victim’s father having been
pale and angry at the home earlier that day, that the father had taken his daughter’s
mobile phone away from her.
(5) All of officer Smith’s interactions with both the victim and her father, within hours
of the victim’s murder by her father, were in the exercise of officer Smith’s powers
as a police officer.
(6) Officer Smith became aware of the murder whilst working as a police officer and as
a result of being told by another police officer, the occurrence of the criminal offence.
(7) Officer Smith immediately began developing symptoms of her psychiatric work
injury upon being told the victim had been killed by her father.
(8) Officer Smith was told of the occurrence of the criminal offence because of her
involvement with both the victim and her killer, the previous day, in the discharge
of her duties as a police officer.
(9) The psychiatric injury was caused by the series of interactions between officer Smith
and the victim and her father in the discharge of her duties as a police officer. There
was a direct link between those interactions and being notified the next day, at work
of the commission of the criminal offence of murder. The crime was committed
within that period of a day or so overall.
33 Rossi DPJ emphasised the absence of any intervening event in this chain and
considered that Ms Smith was particularly vulnerable to psychiatric injury because
of her ‘close connection’ with the victim and the victim’s father. Ms Smith was
continually thinking about whether she could have done anything to prevent the
murder.38 On this basis, Rossi DPJ concluded, the evidence supported the
conclusion that there was a ‘strong connection’ between the injury Ms Smith
suffered, the discharge of her duties as a police officer, and the murder.
The appeal
34 Ms Smith’s appeal to this Court is subject to leave being granted to appeal
on a question of law. The questions of law arising from the grounds of appeal were
articulated in argument. It is convenient first to set out the grounds of appeal:
1. On the primary facts as found by the learned trial Deputy President, and the
undisputed facts, the case fell within the description in S4.31.2 of the Police Officers
Award (the Award) or alternatively that was the only available conclusion. (Rossi
[114])
2. Calligeros DPJ (with whom Hannon ADPJ comprised the majority position) erred in
law in that they:
38 [2023] SAET 116 at [116].
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a. Misconstrued S4.31.2 of the Award, in failing to construe the provision
according to the ordinary meaning of the words used in the provision
b. Misconstrued S4.31.2 of the Award in concluding that the expression
‘occurred as a direct and immediate result of conduct that is or appears to be
a criminal offence’ uses the words ‘direct’ and ‘immediate’ to indicate that the
police officer must be sufficiently proximate to the conduct which causes the
injury at the time the injury is sustained. (Reasons [41])
c. In concluding that the officer must be sufficiently proximate to the criminal
conduct misapplied the test contained in the Award which requires a direct
and immediate connection between the injury and the criminal conduct.
(Reasons [35])
d. In failing to have regard or refer to undisputed factual findings and evidence
regarding the Appellant’s interaction with both the murderer and the victim in
the immediate lead up to the murder. (Reasons [42])
35 There was no real dispute that separate questions of law were raised by each
of Ground 1, Grounds 2a-c (together) and Ground 2d. There was some difference
as to what those questions of law were. The applicant submitted, in effect, that
Ground 1 raised the following question:
Whether on the facts as found and undisputed the applicant’s psychiatric injury occurred
as a direct and immediate result of the murder or alternatively that this was the only
available conclusion on the correct construction of the provision.
36 The respondent contended that the only question of law raised was narrower
than this, effectively corresponding with the ‘alternative’ aspect of the applicant’s
formulation:
On the facts as found and undisputed, was the applicant’s psychiatric injury only capable
of being characterised as having occurred as ‘a direct and immediate result’ of the murder
within the meaning of clause S4.31.2 of the Award?
37 In Vetter v Lake Macquarie City Council,39 to which this Court referred in
Kimber40 when discussing the approach to formulating a question of law, the High
Court explained:41
Whether facts as found answer a statutory description or satisfy statutory criteria will very
frequently be exclusively a question of law. To put the matter another way, indeed, as it
was put by Priestley JA in his judgment, whether the facts found by the trial court can
support the legal description given to them by the trial court is a question of law42.
However, not all questions involving mixed questions of law and fact are, or need to be
susceptible of one correct answer only. Not infrequently, informed and experienced
lawyers will apply different descriptions to a factual situation. That is why the test whether
39 Vetter v Lake Macquarie City Council (2001) 202 CLR 439.
40 [2021] SASCA 133 at [25]-[28].
41 (2001) 202 CLR 439 at [24]-[25] (Gleeson CJ, Gummow and Callinan JJ).
42 Lake Macquarie City Council v Vetter (1999) 18 NSWCCR 34 at 48 [44]-[45].
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legal criteria have been met has been expressed in language of the kind used by Jordan CJ
in Australian Gas Light Co v Valuer-General43:
“[I]f the facts inferred … from the evidence … are necessarily within the description
of a word or phrase in a statute or necessarily outside that description, a contrary
decision is wrong in law”.
In his speech in Edwards (Inspector of Taxes) v Bairstow44 Lord Radcliffe identified an
error of law as arising if “the true and only reasonable conclusion contradicts the
determination”. Mason J (with whom Gibbs, Stephen, Murphy and Aickin JJ agreed)
discussed the matter comprehensively and stated the law on this topic in this country as
follows in Hope v Bathurst City Council45:
“Many authorities can be found to sustain the proposition that the question whether
facts fully found fall within the provisions of a statutory enactment properly
construed is a question of law. One example is the judgment of Fullagar J in Hayes
v Federal Commissioner of Taxation46, where his Honour quoted the comment of
Lord Parker of Waddington in Farmer v Cotton’s Trustees47, which was adopted by
Latham CJ in Commissioner of Taxation v Miller48, that where all the material facts
are fully found, and the only question is whether the facts are such as to bring the
case within the provisions properly construed of some statutory enactment, the
question is one of law only. Fullagar J then said49: ‘… this seems to me to be the
only reasonable view. The distinction between the two classes of question is, I think,
greatly simplified, if we bear in mind the distinction, so clearly drawn by Wigmore,
between the factum probandum (the ultimate fact in issue) and facta probantia (the
facts adduced to prove or disprove that ultimate fact). The “facts” referred to by
Lord Parker … are the facta probantia. Where the factum probandum involves a
term used in a statute, the question whether the accepted facta probantia establish
that factum probandum will generally – so far as I can see, always – be a question of
law.’
However, special considerations apply when we are confronted with a statute which
on examination is found to use words according to their common understanding and
the question is whether the facts as found fall within these words. Brutus v Cozens50
was just such a case. The only question raised was whether the appellant’s behaviour
was ‘insulting’. As it was not unreasonable to hold that his behaviour was insulting,
the question was one of fact.”
(Footnotes in original)
38 In the present case, as was the case in Kimber, the Court is concerned with
the application of an industrial award, rather than a statute, to factual
circumstances. That application is dependent on the anterior exercise of
construction of the relevant provision in the Award, an exercise undertaken in
43 (1940) 40 SR (NSW) 126 at 138.
44 [1956] AC 14 at 36.
45 (1980) 144 CLR 1 at 7.
46 (1956) 96 CLR 47 at 51.
47 [1915] AC 922 at 932.
48 (1946) 73 CLR 93 at 97.
49 (1956) 96 CLR 47 at 51.
50 [1973] AC 854.
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accordance with the principles explained in Qube Ports v Maritime Union of
Australia,51 discussed above.
39 It was not in dispute that cl S4.31.2 is required to be construed according to
the common or ordinary understanding of its words, and specifically, the words,
‘a direct and immediate result’. The parties did differ as to the scope of those
words, on their common or ordinary understanding. However, this uncontroversial
starting point impacts the question of law that can be said to arise on Ground 1.
Once the construction of the clause is accepted to be a matter of the common or
ordinary understanding of the words, the simple question whether the facts as
found fall within those words is a question of fact. A question of law will only
arise where the application of the clause to the facts is said to admit of only one
answer—either that the only reasonable characterisation is that the clause applies,
or that the only reasonable characterisation is that it does not apply.
40 For this reason, we accept the respondent’s articulation of the question of law
that arises on Ground 1 of the Appeal.
41 Ground 2a, by itself, does not raise a question of law that the Court would
decide. As already noted, it is not in contention that cl S4.31.2 is to be construed
according to the ordinary meaning of the words. Rather, and as the applicant
effectively accepted, a question of law arises on Grounds 2a-c considered together.
We accept the essence of the respondent’s formulation of this question, which can
be articulated as follows:
Whether it was open to construe the phrase ‘a direct and immediate result’ in cl S4.31.2 of
the Award as ‘indicating that the injured police officer must be sufficiently proximate to
the conduct which causes the injury at the time the injury is sustained’?
42 This question arises on the basis that the complaint raised by the three sub-
grounds is that Calligeros DPJ erroneously deployed this impugned construction
in concluding that the clause did not apply.
43 Ground 2d raises a separate complaint of inadequacy of reasons. Whether
reasons for judgment by a judicial tribunal are adequate is a question of law. In
this case, the respondent’s formulation of the question was accurate:
Whether the reasons given by the majority of the Full Bench for their decision were
inadequate as a matter of law or demonstrate a failure to consider the case in accordance
with the required legal principles?
44 The applicant characterised the question of law raised by Ground 1 as ‘the
most useful’ question of law, because if this Court upheld Ground 1, the decision
of the AUDPM would be restored. However, as a matter of logic, the question
raised by Ground 1 necessarily only arises once the question raised by Grounds
2a-c is answered. That is because this second question is a question of pure
construction. The first question assumes a settled construction and then asks
51 [2018] FCAFC 72 at [64]-[65] (White J, Mortimer and Bromwich JJ agreeing).
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whether, on the application of that construction to the facts, a particular conclusion
is required. We commence, then, with the question raised by Grounds 2a-c.
Whether it was open to construe the phrase ‘a direct and immediate result’ in
cl S4.31.2 of the Award as ‘indicating that the injured police officer must be
sufficiently proximate to the conduct which causes the injury at the time the
injury is sustained’? (Grounds 2a-c)
45 The applicant’s complaint is directed at the statement by Calligeros DPJ,
highlighted above, that the clause uses the words ‘direct’ and ‘immediate’, ‘to
indicate that the injured police officer must be sufficiently proximate to the
conduct which causes the injury at the time the injury is sustained’. This statement,
in the applicant’s submission, imported a requirement that is not present in the text,
namely physical proximity between the officer and the conduct. It constituted an
impermissible narrowing of the requirement. Rather, in the applicant’s submission,
the words ‘direct and immediate result’ identify and emphasise the need for a close
connection between the criminal conduct (in this case, the murder) and the injury.
46 The applicant illustrated the contention simply, by submitting that where the
clause is as much concerned with psychiatric injury as it is with physical injury,
an implication of a limit of physical proximity may be artificial and unrealistic. It
effectively forecloses incorporation of a chain of causation in cases of psychiatric
injury such that the matters relied upon by Rossi DPJ, set out above, could not be
brought to account. The applicant submitted that this construction effectively
meant that Calligeros DPJ did not take into account the requirement placed on her
the day after the murder to recount her interactions with the victim and the
murderer for the purpose of the murder investigation, before going home in
distress.52
47 This last submission is the focus of the third question. The present question
requires characterisation of the test that Calligeros DPJ articulated.
48 It is necessary to read this aspect of the reasons in context. Prior to making
this statement, Calligeros DPJ characterised the various subclauses of cl S4.31 by
comparison with the clause in issue in Kimber. Having noted that cl S4.31.1 is
concerned with criminal conduct directed at an officer that results in an injury, he
then turned to cl S4.31.2:53
Under cl S4.31.2, where the criminal conduct is not directed at the officer, the injury must
occur as a ‘direct and immediate result’ of the criminal conduct. That requirement is there
because the criminal conduct is not directed at the officer and lacks immediate direction
or proximity to the officer. In other words, the requirement is designed to ensure that there
is sufficient proximity between the criminal conduct and the injury.
(Emphasis added)
52 [2023] SAET 116 at [42].
53 [2023] SAET 116 at [35].
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49 The highlighted passages indicate first, that Calligeros DPJ acknowledged
expressly that cl S4.31.2 is not concerned with proximity between the criminal
conduct and the officer. Indeed, he attributed the existence of the ‘direct and
immediate’ requirement to a lack of such proximity. Secondly, his Honour
expressly articulated a concept of proximity between the criminal conduct and the
injury.
50 Next, and still before the passage the subject of complaint, Calligeros DPJ
expressly agreed with the statement of the AUDPM that cl S4.31.2 is ‘intended to
emphasise the closeness of the causal connection required between the injury and
the criminal offence in a proximate sense’.54 Two things may be drawn from this.
First, his Honour again referred to the causal connection between the criminal
conduct and the injury, not the officer. Secondly, as the respondent submitted, he
here used the term ‘proximate’ as a measure of ‘causal connection’. It is not
apparent that he was referring exclusively to physical proximity of the officer to
the criminal conduct. It was in this paragraph that he announced his conclusion,
for reasons that included the impugned passage, that he did not consider that the
requisite degree of connection was present.
51 We accept that if the impugned passage stood alone and was properly taken
to import a requirement that there must be physical proximity between the criminal
conduct and the officer, that would constitute an impermissible narrowing of the
clause. The passages preceding the impugned passage suggest strongly, however,
that this is not what Calligeros DPJ meant.
52 Ultimately, Calligeros DPJ’s reasons for concluding that cl S4.31.2 was not
satisfied in this case provide sufficient confidence that this is indeed not what he
meant. Those reasons are themselves the subject of complaint as to their adequacy.
However, in his Honour’s dispositive paragraph, quoted above,55 it can be seen that
he did not regard physical proximity of the officer as dispositive of the question,
albeit that he did consider it to be a relevant matter in his assessment. Thus, he
commenced this paragraph with the sentence:
‘While Ms Smith’s reaction to learning of the murder was immediate in the sense of having
a fast onset, it was not sufficiently proximate to the murder which caused the injury and
did not occur ‘as a direct and immediate result’ of the offence for the purposes of S4.31.2.
(Emphasis added)
53 The subject of this sentence is Ms Smith’s reaction, that is, her injury. It is
that to which his Honour applied the concept of proximity for the purposes of the
causation test in the clause. He then expressly brought to account the following:
• Ms Smith did not attend the murder scene;
54 [2023] SAET 116 at [38].
55 [2023] SAET 116 at [42].
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• the injury occurred after her operational involvement with the victim had
ceased;
• Ms Smith learned of the murder from a friend and fellow officer not made
for operational purposes, but because that officer knew of her dealings with
the victim the previous day;
• her involvement with the victim was in relation to a traffic offence and had
ceased;
• the criminal conduct with which Ms Smith had been concerned was
concluded before the murder occurred; and
• the police work performed by Ms Smith in relation to the victim was not
related to the murder in an operational sense.
54 Again, these reasons are the subject of their own complaint. However, they
show that Calligeros DPJ approached the phrase ‘direct and immediate’ as
requiring a connection that was not defined by physical proximity of the officer to
the crime. It must be accepted that Calligeros DPJ did regard the physical
proximity of the officer to the crime as relevant to whether the injury occurred as
a direct and immediate result of the criminal conduct. However we do not accept
that he narrowed the test in the manner submitted by the applicant.
55 This conclusion is supported by a hypothesis offered by his Honour in
rejecting the respondent’s (then) submission as to the strictness of the causation
requirement:
Without suggesting what the outcome of the following scenarios should be, it is at least
possible that cl S4.31.2 may be satisfied if an officer investigating a crime is injured when
they see a deceased or badly injured person at a crime scene after the crime has been
committed. While the result will turn on all the facts, there is a much closer proximity to a
crime which an officer is investigating and if they are injured at the crime scene than there
is on the present facts.
56 This hypothesis incorporated the physical proximity of an officer to the
aftermath of a crime in the case of psychiatric injury as a relevant matter, but again
focused on the proximity of the injury to the crime.
57 As noted above, Hannon AUJ added reasons of his own, in addition to
agreeing with those of Calligeros DPJ. We do not think that Hannon AUJ’s
reasons, the dispositive parts of which are quoted above, indicate that his Honour
separately indicated that he construed the clause in the manner of which the
applicant complains. Hannon AUJ engaged in an evaluative assessment of the
matters relied on and concluded that these were ‘not matters which separately or
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together can elevate the closeness of the causal connection between the injury and
the criminal conduct…’.56
58 Like Calligeros DPJ, Hannon AUJ deployed the concept of proximity in his
disposition of the appeal:57
The words ‘direct and immediate’, in the context of the contrast between the provisions of
S4.31.1 and S4.31.2, contemplate a close degree of physical and temporal proximity to the
criminal conduct from which the injury is said to result.
59 In the context of the reasons read as a whole, we do not read this passage as
impermissibly narrowing the scope of the clause. The words ‘direct and immediate
result’ do contemplate close physical and temporal proximity between the criminal
conduct and the injury. That does not mean that the absence of an immediate
physical proximity between the officer and the crime will inevitably mandate
non-application of the clause. We do not read Hannon AUJ’s reasons as saying
otherwise. However such an absence would often, perhaps even usually, be a
relevant matter to take into account.
60 It is important to note the dangers that can be associated with deploying
descriptive words to explain the meaning or reach of words used in the instrument.
To use the term ‘proximity’ when articulating the test required by cl S4.31.2 carries
a risk that this word will be taken as a substitute for the actual words used.
Calligeros DPJ was expressly aware of this risk.58 However, notwithstanding that
danger, it can be helpful and even necessary to deploy descriptive phrases to
explain words used in an instrument, at least where the words in the instrument are
characterised by abstraction or imprecision. Different descriptions might be
equally serviceable. As this Court said in Kimber:59
The difficulty is that it is one thing to say that a posited description or characterisation of a
phrase is available. Consistently with the High Court’s observation in Vetter, however,
more than one description may well be apposite in the construction of a phrase in an
instrument.
61 In such cases, a proffered descriptive word or phrase must not purport to
operate as a definitional substitute for the words used in the instrument. Similarly,
effectively exhausting the meaning of an abstract term with a substitute word
would likely occasion error. Clearly enough, so would using a term that is
manifestly not within the contemplation of the words used. However, a
decision-maker otherwise has scope to deploy descriptive words or phrases to
explain the content of an abstraction.60 Imprecise phrases in an instrument may
necessarily invite such efforts.
56 [2023] SASCA 116 at [157] (emphasis added).
57 [2023] SASCA 116 at [157].
58 [2023] SAET 116 at [25], citing WorkCover Corporation v Sherriff, unreported, 1 October 1996,
judgment no. S5381 (Lander J).
59 [2021] SASCA 133 at [38].
60 [2021] SASCA 133 at [63].
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62 On an appeal on a question of law, the complaint is available that a
decision-maker has erroneously substituted a definition or employed a description
that goes beyond the bounds of the definition. That is the applicant’s complaint
here. For the reasons given above, We do not accept that the majority of the Full
Bench did so.
63 Having found that the majority of the Full Bench did not construe cl S4.31.2
in the manner submitted by the applicant, the necessary question of law does not
arise. We would refuse leave to appeal on Grounds 2a-c.
On the facts as found and undisputed, was the applicant’s psychiatric injury
only capable of being characterised as having occurred as ‘a direct and
immediate result’ of the murder within the meaning of cl S4.31.2 of the
Award? (Ground 1)
64 The effect of the applicant’s submission in support of Ground 1, adopting the
approach taken by Rossi DPJ, was that the only conclusion reasonably open on a
proper construction of the Award was that her injury occurred as a direct and
immediate result of the murder within the meaning of cl S4.31.2. In this regard,
the applicant submitted that ‘in every sense’, her injury was sufficiently connected
to the conduct constituting the offence so as to fall within the terms of the Award.
She submitted that her psychiatric injury exemplified the heightened risk that
police officers face when dealing with volatile situations and people.
65 As discussed above, cl S4.31.2 is required to be construed according to the
common or ordinary understanding of the words, ‘a direct and immediate result’.
Whether the facts as found fall within those words is a question of fact, unless the
circumstances admit of only one answer. As the New South Wales Court of Appeal
observed in Williams v Bill Williams Pty Ltd:61
So also it may happen that the tribunal at first instance is confronted with the task of
applying the statutory expression to primary facts in such circumstances that it is
reasonably possible to arrive at different conclusions, the question being largely one of
degree upon which different minds may take different views. Here, again, it is not possible
to conclude that the decision appealed from is erroneous in point of law.
66 The application of the phrase, ‘direct and immediate result’, on its ordinary
construction, requires factual assessments of degree. Differing emphases may be
placed on the unbroken nature of a chain of causation or on the physical and
temporal proximity of an injury to the criminal conduct. We accept the
respondent’s submission that it was open to the majority of the Full Bench to give
less weight to the factual matters to which Rossi DPJ gave emphasis. By the same
token, it was open to the majority to place weight on the facts, for example, that
the applicant did not attend at the murder scene and that the police work she was
performing was not related to the investigation of the murder.
61 [1971] 1 NSWLR 547 at 557 (Mason JA).
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67 Whether this Court might have reached a different conclusion is, without
more, irrelevant. It was open to the members of the Full Bench, on an appeal by
way of rehearing, to draw inferences from the evidence and to give the weight that
they saw fit to various factual matters in assessing whether the facts answered the
phrase in the Award, ‘a direct and immediate result’.
68 In this regard, we would respectfully accept the characterisation of cl S4.31.2
given by Hannon AUJ as usefully descriptive, albeit not exhaustive:62
The words ‘direct and immediate’, in the context of the contrast between the provisions of
S4.31.1 and S4.31.2, contemplate a close degree of physical and temporal proximity to the
criminal conduct from which the injury is said to result. I do not accept that the requirement
in this respect goes as far as contended by the Department, so as to necessarily exclude a
claimant who is not physically present and in sight or hearing of the criminal conduct, such
as a first responder, for example. That is a question best left for a case dealing with such
circumstances.
69 There was clearly scope for the majority to emphasise the factors that they
did, having regard to that description, and to conclude that the applicant’s injury
was not the direct and immediate result of the murder. Again, and subject to
consideration of the Notice of Alternative Contention, that conclusion does not
show that the line of reasoning engaged in by Rossi DPJ was not open. For present
purposes, however, it is sufficient to conclude that the reasoning of the majority
was not precluded by the words of the clause.
70 We grant leave to appeal on Ground 1 but dismiss the ground.
Whether the reasons given by the majority of the Full Bench for their decision
were inadequate as a matter of law or demonstrate a failure to consider the
case in accordance with the required legal principles? (Ground 2d)
71 The applicant’s complaint of inadequacy of reasons is directed at the
dispositive paragraphs of the reasons of Calligeros DPJ and Hannon AUJ, which
are set out above. The specific complaint is that the majority failed to have regard
to undisputed factual findings and evidence regarding Ms Smith’s interaction with
the victim and the murder in the immediate lead up to the murder.
72 The applicant submitted that the reasons did not address the fact that she was
required to be contacted regarding the murder as part of the murder investigation
when she was at work, or that she was required to recount her dealings and
investigation that morning. She further complained that neither member of the
majority referred to the unchallenged expert evidence that there was no other cause
of her psychiatric injury, or of the evidence equating her injury with that of a first
responder.
73 With respect to Hannon AUJ’s separate reasons, the applicant complained
that his Honour did not refer to the matters relied on by Rossi DPJ or the
62 [2023] SAET 116 at [157].
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psychiatric evidence. She also criticised Hannon AUJ’s statement expressing the
view that the reasons of the AUDPM implied that Ms Smith’s injury occurred at
some point before receiving the phone call from Mr Mitchell. As indicated above,
we disagree with that characterisation of the AUDPM’s reasons. However, Hannon
AUJ clearly accepted that the injury occurred when the applicant was advised of
the murder by telephone on 22 July 2019.63 In this regard he did not misapprehend
the applicant’s case.
74 In DL v The Queen,64 the High Court explained some broad parameters for
assessing the adequacy of reasons, focusing on what has been put into issue by the
parties:65
Not every failure to resolve a dispute will render reasons for decision inadequate to justify
a verdict. At one extreme, reasons for decision will not be inadequate merely because they
fail to address an irrelevant dispute or one which is peripheral to the real issues. Nor will
they be inadequate merely because they fail to undertake “a minute explanation of every
step in the reasoning process that leads to the judge’s conclusion”.66 At the other extreme,
reasons will often be inadequate if the trial judge fails to explain his or her conclusion on a
significant factual or evidential dispute that is a necessary step to the final conclusion. In
between these extremes, the adequacy of reasons will depend upon an assessment of the
issues in the case, including the extent to which they were relied upon by counsel, their
bearing upon the elements of the offence, and their significance to the course of the trial.67
(Footnotes in original)
75 The respondent submitted that the adequacy of reasons can, to an extent, be
assessed by reference to whether an appeal lies from the decision and, if so, the
nature of that appeal. In Soulemezis v Dudley (Holdings) Pty Ltd,68 McHugh JA
reasoned:69
An erroneous or perverse finding of fact raises no question of law and cannot be challenged
by way of appeal. What is decisive is that his Honour’s judgment reveals the ground for,
although not the detailed reasoning in support of, his finding of fact. But that is enough in
a case where no appeal lies against the finding of fact. Accordingly there was no failure to
give reasons sufficient to constitute an error of law.
76 Since the early 1980s, the obligation to give reasons has been recognised as
a necessary incident of judicial power,70 rather than as just a facilitator of appellate
review.71 While detailed reasoning in support of a finding of fact may not be
63 [2023] SAET 116 at [155s].
64 (2018) 266 CLR 1.
65 DL v The Queen (2018) 266 CLR 1 at [33] (Kiefel CJ, Keane and Edelman JJ).
66 Soulemezis v Dudley (Holdings) Pty Ltd (1987) 10 NSWLR 247 at 259.
67 Beale v Government Insurance Office of NSW (1997) 48 NSWLR 430 at 443.
68 (1987) 10 NSWLR 247.
69 (1987) 10 NSWLR 247 at 282.
70 Housing Commission (NSW) v Tatmar Pastoral Co Pty Ltd [1983] 3 NSWLR 378 (Mahoney JA); Public
Service Board of NSW v Osmond (1986) 159 CLR 656 at 666-667 (Gibbs CJ); Soulemezis v Dudley
(Holdings) Pty Ltd (1987) 10 NSWLR 247 at 278 (McHugh JA); Wainohu v New South Wales (2011)
243 CLR 181 at [54]-[58] (French CJ and Kiefel J).
71 Cf Pettitt v Dunkley [1971] 1 NSWLR 376 at 388 (Moffitt JA).
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[2024] SASCA 107 The Court
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required where an appeal lies only on a question of law, a failure to address a
party’s substantial argument may nonetheless render the reasons inadequate and
thereby constitute an error law.72
77 In the present case, the facts were not contentious. Calligeros DPJ set out, at
the outset of his reasons, the findings of fact of the AUDPM, which he adopted. It
is apparent that what was centrally in issue was the construction of the Award. This
occupied the bulk of his Honour’s reasons. It is fair to say that the dispositive part
of his Honour’s reasons that followed was relatively brief. Those paragraphs did
identify, however, the matters that Calligeros DPJ considered prevented a finding
that the injury occurred as a direct and immediate result of the murder. The
determinative character accorded to these matters must be read in the context of
the descriptive features of the causation requirement that his Honour articulated,
discussed above.
78 The expert evidence as to the cause of the applicant’s psychiatric illness had
never been in issue. The AUDPM accepted the medical evidence ‘on the issue of
causation generally’.73 We do not accept that the failure to refer to this evidence in
the dispositive part of the reasons of the majority of the Full Bench rendered those
reasons inadequate. That evidence was not in dispute.
79 The fact that Calligeros DPJ did not mention some of the matters relied upon
by Rossi DPJ does not mean that the reasons were inadequate. Given that the focus
of the contest was the construction of the Award, it was sufficient for his Honour
to identify the matters that he considered together stood in the way of the requisite
finding of causation, given the construction he relied on. The chain of causation
that Rossi DPJ emphasised was comprised of accepted facts. Calligeros DPJ’s
necessary rejection of that chain as meeting the ‘direct and immediate’ requirement
is apparent on his Honour’s descriptive articulation of the test, discussed above,
together with his reliance on the matters that, in his view, stood in the way of the
clause being satisfied.
80 Hannon AUJ went further, in that he also addressed the immediacy and
severity of the psychiatric injury that Ms Smith suffered on the occurrence of the
phone call.74
81 Given the nature of the contest between the parties over the construction of
the Award and the fact that the material facts were not in contest, we do not think
that the applicant’s criticisms establish a failure to give adequate reasons or to
address the applicant’s case.
82 We grant leave to appeal on Ground 2d but dismiss the ground.
72 DL v The Queen (2018) 266 CLR 1 at [131] (Nettle J).
73 [2023] SAET 52 at [22].
74 [2023] SAET 116 at [156]-[157].
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[2024] SASCA 107 The Court
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The Notice of Alternative Contention
83 The respondent filed a Notice of Alternative Contention, the effect of which
was to advance a case the reverse of Ground 1 of the Notice of Appeal. Given our
answers to the questions of law raised on the Notice of Appeal and consequent
dismissal of the appeal, it is not necessary to address this. Essentially, the
respondent raises a question of law as to whether the injury suffered by Ms Smith
was incapable of being characterised as having ‘occurred as a direct and immediate
result of conduct that is or appears to be a criminal offence’ within the meaning of
cl S4.31.2. The raising of this question is premised on the respondent’s contentions
that the Full Bench should have concluded that:
a. the word ‘direct’ in the phrase ‘direct and immediate’ requires a physical
connection between the injury and the conduct that is or appears to be a
criminal offence; and
b. the word ‘immediate’ in the phrase ‘direct and immediate’ requires a
temporal connection between the injury and the conduct that is or appears to
be a criminal offence.
84 On dismissal of the appeal, the question of law raised by the Notice of
Alternative Contention does not arise. In any event, however, having regard to our
observations about the use of descriptive words to assist with the construction of
abstract and imprecise words and phrases in an instrument, we doubt that even
positive answers to the respondent’s two contentions would supply an answer to
the question of law. Given our acceptance of the general descriptive analysis
offered by Hannon AUJ,75 whether the putative requirements of physical and
temporal ‘connections’ were met would likely remain an assessment of fact and
degree.
Conclusion
85 We grant leave to appeal on Grounds 1 and 2d. We refuse leave to appeal on
Grounds 2a-c. We dismiss the appeal.
75 [2023] SAET 116 at [157].
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