POTTER (A PSEUDONYM) v THE KING [2024] SASCA 108
On Appeal from DISTRICT COURT OF SOUTH AUSTRALIA (HER HONOUR JUDGE KUDELKA)
DCCRM-21-274
Appellant: POTTER (A PSEUDONYM) Counsel: MRS M SHAW KC WITH MR N GRIFFIN -
Solicitor: CALDICOTT + ISAACS LAWYERS
Respondent: THE KING Counsel: MS S AGNEW WITH MS M ROCCA - Solicitor: DIRECTOR OF
PUBLIC PROSECUTIONS (SA)
Hearing Date/s: 21/02/2024
File No/s: SCCRM-23-034060; SCCRM-23-043559
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
any such order or provision. Further enquiries may be directed to the Registry of the Court in which it was generated.
POTTER (A PSEUDONYM) v THE KING
[2024] SASCA 108
Judgment of the Court of Appeal
(The Honourable Chief Justice Kourakis, the Honourable Justice S Doyle and the Honourable Justice
David)
5 September 2024
CRIMINAL LAW - PARTICULAR OFFENCES - OFFENCES AGAINST THE
PERSON - SEXUAL OFFENCES - RAPE AND SEXUAL ASSAULT - SEXUAL
INTERCOURSE
CRIMINAL LAW - PARTICULAR OFFENCES - OFFENCES AGAINST THE
PERSON - SEXUAL OFFENCES - SENTENCE - PARTICULAR CASES - RAPE
AND SEXUAL ASSAULT
CRIMINAL LAW - EVIDENCE - PROPENSITY, TENDENCY AND CO-
INCIDENCE - DIRECTIONS TO JURY
CRIMINAL LAW - APPEAL AND NEW TRIAL - MISCARRIAGE OF JUSTICE
- PARTICULAR CIRCUMSTANCES NOT AMOUNTING TO MISCARRIAGE
The appellant was charged with four counts of rape, contrary to s 48(1) of the Criminal Law
Consolidation Act 1935 (SA). Following a trial before a judge and jury, the appellant was convicted
of Counts 2 and 4. The jury were unable to reach a verdict in relation to Counts 1 and 3.
The complainant in each count was his wife. On the prosecution case, each of the alleged offences
occurred while the complainant was asleep in her bed. On each occasion, she awoke to find the
appellant having penile-vaginal sexual intercourse with her.
The appellant was sentenced to 12 years imprisonment, with a non-parole period of six years and six
months. The judge had identified notional sentences of seven years imprisonment and eight years
imprisonment respectively for the two offences and allowed for partial concurrency.
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The appellant appeals against both his convictions and his sentence.
The appeal against conviction relies upon six grounds. Grounds 1, 2 and 3 relate to the prosecution
evidence of suspicions, allegations and admissions of the various charged and uncharged occasions
upon which the appellant had engaged in sexual intercourse with the complainant while she was
asleep. The appellant’s complaints relate to the admissibility of this evidence for a propensity use
and the trial judge’s directions in relation to this evidence.
Ground 4 involves a complaint regarding the admissibility of a covert recording made by the
complainant of a conversation she had with the appellant. Ground 5 involves a complaint of a
miscarriage of justice by reason of the failure of the judge to adequately direct the jury in relation to
their use of the evidence of the complainant’s health and medication. Ground 6 involves a complaint
of a miscarriage of justice by reason of a submission by the prosecutor to the effect that the appellant
had invented a version of events to fit the evidence.
The appeal against sentence is confined to a complaint of manifest excess in the sentence imposed.
Held, per Doyle and David JJA (Kourakis CJ agreeing), granting permission to appeal against
conviction but dismissing the appeal on all grounds:
1. The evidence of the appellant’s charged and uncharged occasions of engaging in sexual
intercourse with the complainant while she was asleep was admissible for a propensity use
under s 34P of the Evidence Act 1929 (SA);
2. The trial judge did not err in her directions to the jury in relation to the evidence of the charged
and uncharged occasions upon which the appellant had engaged in sexual intercourse with the
complainant while she was asleep;
3. The covert recording was admissible:
i. per Doyle and David JJA, although the recording was unlawful under s 4(1) of the
Surveillance Devices Act 2016 (SA), after weighing the competing public policy
interests, it cannot be said that the recording should have been excluded under the
public policy discretion; and
ii. per Kourakis CJ, the recording was reasonably necessary for the protection of the
complainant’s lawful interest such that it was not unlawfully made under s 4 of the
Surveillance Devices Act 2016 (SA);
4. The trial judge’s directions in relation to the complainant’s health and medication were
adequate, such that no miscarriage of justice has been established; and
5. The submission made by the prosecutor in his closing address does not give rise to a
miscarriage of justice.
Held, per Doyle and David JJA (Kourakis CJ agreeing), granting permission to appeal against
sentence, allowing the appeal and resentencing the appellant:
1. The overall head sentence of 12 years imprisonment imposed by the sentencing judge was
manifestly excessive;
2. In resentencing the appellant, the appropriate notional sentences are six years imprisonment
for the first offence, and seven years imprisonment for the second offence; and
3. Utilising s 26 of the Sentencing Act 2017 (SA) and allowing for 50 per cent concurrency in
respect of the sentence for the second offence, the appellant is resentenced to nine years and
six months imprisonment for the two offences, with a non-parole period of five years,
backdated to commence from 8 August 2023.
Criminal Law Consolidation Act 1935 (SA) s 48(1); Criminal Procedure Act 1921 (SA) ss 158(1)(b),
158(1)(c); Evidence Act 1929 (SA) ss 34P(2), 34P(2)(a), 34P(2)(b); Jury Directions Act 2015 (Vic)
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s 27(3)(a); Sentencing Act 2017 (SA) s 26; Surveillance Devices Act 2016 (SA) ss 4, 4(1), 4(1)(b),
4(2), 4(2)(a)(ii), referred to.
AW v Rayney [2010] WASCA 161; Bromley v The Queen (1986) 161 CLR 315; Bunning v Cross
(1978) 141 CLR 54; Davies v The Queen (2021) 289 A Crim R 156; DPP v Roder (a pseudonym)
(2024) 98 ALJR 644; DW v The Queen (2014) 239 A Crim R 192; Edmonds (a pseudonym) v The
Queen [2022] SASCA 11; Groom v Police (SA) (2015) 252 A Crim R 332; HML v The Queen (2008)
235 CLR 334; Hughes v The Queen (2017) 263 CLR 338; JS v The Queen [2022] NSWCCA 145;
Phillips v The Queen (2006) 225 CLR 303; Pihema v Western Australia [2017] WASC 282; Marsden
v Amalgamated Television Services Pty Ltd [2000] NSWSC 465; McPhillamy v The Queen (2018)
92 ALJR 1045; Nanosecond Corporation Pty Ltd v Glen Carron Pty Ltd (2018) 132 SASR 63;
Ridgeway v The Queen (1995) 184 CLR 19; RRG Nominees Pty Ltd v Visible Temporary Fencing
Australia Pty Ltd (No 3) [2018] FCA 404; R v Bauer (a pseudonym) (2018) 266 CLR 56; R v C, CA
[2013] SASCFC 137; R v D, RHC [2011] SASCFC 31; R v DRF (2015) 263 A Crim R 573; R v Ford
(2009) 201 A Crim R 451; R v Knight [2016] SASCFC 40; R v Lindsay (2016) 126 SASR 362; R v
Ross (2018) 132 SASR 31; R v Swaffield (1998) 192 CLR 159; R v Tran (2009) 198 A Crim R 23; R
v W, PL [2017] SASCFC 119; Secretary, Department of Health and Community Services v JWB
(1992) 175 CLR 218; Sepulveda v The Queen (2006) 167 A Crim R 108; Thomas v Nash (2010) 107
SASR 309; TL v The King (2022) 275 CLR 83; Violi v Berrivale Orchards Ltd (2000) 99 FCR 580;
Warner v The King (2022) 142 SASR 275; White (a pseudonym) v The Queen (2022) 141 SASR 398;
Young v The King [2024] SASCA 47, considered.
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POTTER (A PSEUDONYM) v THE KING
[2024] SASCA 108
Court of Appeal – Criminal: Kourakis CJ, Doyle and David JJA
1 KOURAKIS CJ: I agree with the orders proposed by Doyle and David JJA,
and, save in respect of the following issues, with their Honours’ reasons.
2 First, it was not disputed that the appellant was sexually attracted to the
complainant but that she did not wish to engage in sexual intercourse with him, or,
at least, was very reluctant to do so. For those reasons, the appellant had a strong
motive to attempt sexual intercourse with the complainant whilst she slept. The
evidence of the appellant’s motive to attempt intercourse with the complainant
when she was asleep was strongly probative of the existence of a propensity to do
so. His motive supported a finding, based on the observations of the complainant
and his admissions, that he had a propensity to do so. The probative value of the
evidence of propensity, on the critical issue of whether he engaged in sexual
intercourse on the charged occasions, was strengthened by the evidence of that
motive. It should also be noted that the evidence that the appellant had engaged in
sexual intercourse whilst the complainant slept on another occasion was also
strongly probative, in a negative sense, in that it explained what might otherwise
be thought to be unusual, and, therefore, unlikely, behaviour by a romantic partner.
3 Secondly, I would hold that the complainant’s use of her phone to record the
conversation was a use that was reasonably necessary for the protection of her
lawful interests. On a proper construction of s 4(2)(a)(ii) of the Surveillance
Devices Act 2016 (SA) (the Act), the standard to be applied is objective.1 The
statutory justification is satisfied if a reasonable person in the circumstances of the
person recording the information would conclude that it was reasonably necessary,
in the sense of being reasonably appropriate or adapted to the situation at hand,2 to
do so to protect their lawful interests. Even if the subjective reasons for a particular
victim recording a conversation with the offender is the criterion, or an element of
the test, those reasons should not be too closely forensically and clinically
dissected.
4 In the absence of a statutory definition of ‘lawful interests’, it is necessary to
consider the statutory context, the purpose of the prohibition in s 4(1)(b) to record
a private conversation to which the recorder is a party, and its associated,
exemption, and the interests recognised, and given some level of protection, by
other statutes or the common law.
1 Cf Marsden v Amalgamated Television Services Pty Ltd [2000] NSWSC 465, [14] (Levine J); Sepulveda
v The Queen (2006) 167 A Crim R 108, 132 [116]-[118] (Johnson J, McClellan CJ at CL and Hislop J
agreeing); AW v Rayney [2010] WASCA 161, [257] (Buss JA, McLure P agreeing); Pihema v Western
Australia [2017] WASC 282, [21] (Jenkins J).
2 Cf AW v Rayney [2010] WASCA 161, [257] (Buss JA, McLure P).
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[2024] SASCA 108 Kourakis CJ
2
5 It follows from s 9(1)(c) and (d) of the Act that a lawful interest can consist
of the investigation and prosecution of an offence, at least in cases in which the
person making the recordings believes that he or she is a victim of the offending.
6 The interest of all human beings in their bodily autonomy and integrity is
recognised by statutory and common law offences such as the very offences with
which the appellant was charged and of which he was convicted. It is an interest
of the highest order recognised by the common law. As McHugh J observed, in an
admittedly different context, in Secretary, Department of Health and Community
Services v JWB:3
It is a central thesis of the common law doctrine of trespass to the person that the voluntary
choices and decisions of an adult person of sound mind concerning what is or is not done
to his or her body must be respected and accepted, irrespective of what others … may think
is in the best interests of that particular person … the common law respects and preserves
the autonomy of adult persons of sound mind with respect to their bodies. By doing so, the
common law accepts that a person has rights of control and self-determination in respect
of his or her body which other persons must respect. Those rights can only be altered with
the consent of the person concerned. Thus, the legal requirement of consent to bodily
interference protects the autonomy and dignity of the individual and limits the power of
others to interfere with that person’s body.
7 More broadly, it is a well-accepted human rights value, in liberal
democracies, that all persons are entitled to autonomy and self-determination over
their bodies. That entitlement includes the right to give, or withhold, consent, and
equal respect for physical and mental integrity. That entitlement necessarily
recognises and effectuates agency, choice, and dignity.4
8 Speaking generally, victims of sexual, or other violent, offending have an
interest in the protection of their wellbeing, peace of mind, human dignity, and
vindication. It is an understandable human response to trauma to seek to
understand the what, how, and why of the wrong suffered. Informed and sound
choices on how they will exercise their human right to bodily autonomy and
integrity, including how to best protect or vindicate their right to be kept safe from
harm, are best made when the answers to those questions are known.
9 A balancing of the interests in bodily integrity and autonomy of those persons
who genuinely believe they are the victims of crime, and the interest of those they
suspect of committing the crime, must undoubtedly be struck. In the privacy of
conversations about their conduct, that balance should favour the putative victim.
The interest of the accused person in confidentiality is sufficiently protected by s 9
of the Act, the rules of the criminal law which are calculated to ensure a fair trial,
3 (1992) 175 CLR 218, 309-10.
4 See, eg, Australian Human Rights Commission, Ensuring Health and Bodily Integrity: Towards a
Human Rights Approach for People Born with Variations in Sex Characteristics (Chapter, October
2021) 27-8; Natalia Kanem, ‘Bodily Autonomy: A Fundamental Right’ (Speech, United Nations
Population Fund, 16 March 2022).
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[2024] SASCA 108 Doyle and David JJA
3
and, in the civil context, by the law of tort and by the equitable obligation of
confidence .
10 DOYLE AND DAVID JJA: The appellant was charged with four counts of
rape, contrary to s 48(1) of the Criminal Law Consolidation Act 1935 (SA). The
complainant in each count was his wife. On the prosecution case, each of the
alleged offences occurred while the complainant was asleep in her bed. On each
occasion, she awoke to find the appellant having penile-vaginal sexual intercourse
with her.
11 Following a trial before a judge and jury, the appellant was convicted of
Counts 2 and 4. The jury were unable to reach a verdict in relation to Counts 1
and 3.
12 In sentencing the appellant, the judge identified notional sentences of seven
years imprisonment and eight years imprisonment respectively for the two
offences. After making some allowance for partial concurrency, her Honour
imposed a single penalty of 12 years imprisonment. Her Honour fixed a non-
parole period of six years and six months.
13 The appellant appeals against both his convictions and his sentence.
14 The appeal against conviction relies upon six grounds. Grounds 1, 2 and 3
relate to the prosecution evidence of suspicions, allegations and admissions of the
various charged and uncharged occasions upon which the appellant had engaged
in sexual intercourse with the complainant while she was asleep. Ground 1
involves a complaint about the admissibility of this evidence for a propensity
purpose. Grounds 2 and 3 involve a complaint about the trial judge’s directions in
relation to this evidence.
15 Ground 4 involves a complaint in relation to the admissibility of a covert
recording made by the complainant of a conversation she had with the appellant.
Ground 5 involves a complaint of a miscarriage of justice by reason of the failure
of the judge to adequately direct the jury in relation to their use of the evidence of
the complainant’s health and medication, including her history of hallucinations.
Ground 6 involves a complaint of a miscarriage of justice by reason of a
submission by the prosecutor to the effect that the appellant had invented a version
of events to fit the evidence.
16 The appeal against sentence is confined to a complaint of manifest excess in
the sentence imposed.
17 For the reasons which follow, none of the grounds in the appeal against
conviction have been made out. However, the sentence imposed upon the
appellant was manifestly excessive. The appeal against sentence should be
allowed, and the appellant resentenced as set out at the conclusion of these reasons.
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[2024] SASCA 108 Doyle and David JJA
4
Background
18 By way of overview, the appellant and complainant met in 2012, while they
were at high school. They commenced living together in 2014 and married in
November 2015. The have two daughters. The first (I) was born on 12 July 2015,
and the second (M) was born on 18 March 2017.
19 The family moved to a house in Christies Beach in early 2017, before the
birth of M. The complainant suffered from ill health following the birth of M. On
26 June 2017, she was diagnosed with postpartum thyroiditis and thyrotoxicosis.
She continued to feel very unwell. This included an occasion when she made a
call to a telehealth service late in the evening on 11 July 2017, complaining of
feeling anxious and dizzy. She was told to rest.
20 The family moved to a house in Middleton in early 2018, and stayed there
until they moved to Lightsview in early 2019. The appellant and complainant
separated in August 2019, but continued to live together in their Lightsview home.
21 On the prosecution case, the first count of rape occurred in the weeks after
M’s birth, in March or April 2017, while they were living at Christies Beach. The
second count occurred on 11 July 2017, being the occasion of the complainant’s
telehealth call. The third count occurred some time later, but while the appellant
and complainant were still living at their Christies Beach address. The fourth count
occurred on 26 January 2020, after they had separated but were still living together
at their Lightsview address.
22 As mentioned at the outset of these reasons, each allegation of rape involved
the appellant engaging in penile-vaginal intercourse with the complainant,
commencing while she was asleep. The prosecution case also included evidence
from the complainant of suspicions and allegations of other similar instances of
the appellant engaging in sexual intercourse with the complainant while she was
asleep, and evidence from the complainant and others of admissions by the
appellant that he had engaged in such conduct.
23 The appellant gave evidence in the defence case. He denied that Counts 1, 2
and 3 occurred. In the case of Count 4, he admitted that he engaged in sexual
intercourse with the complainant, but said it occurred while she was awake and
was consensual.
The prosecution case
24 Central to the prosecution case was, of course, the evidence of the
complainant. However, the prosecution also called evidence from the
complainant’s general practitioner, her father and three of her friends. It is
convenient to commence by summarising the complainant’s evidence, before
addressing the evidence of these other prosecution witnesses.
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[2024] SASCA 108 Doyle and David JJA
5
The complainant’s evidence
25 The complainant gave evidence that she suffered from significant health
difficulties following the birth of their second child, M. This included a
postpartum infection requiring a hospital admission and ongoing antibiotics.
During this period she suffered symptoms including blurry vision, a rapid heart-
rate, high blood pressure, fatigue, nausea and weakness. Her sleep was sporadic
and deep, and she sometimes had difficulty waking. She was prescribed a number
of medications.
26 In relation to the first incident of non-consensual sexual intercourse
(Count 1), which occurred about three weeks after the birth of their second
daughter, the complainant woke one night at about 2.00 am or 3.00 am. She was
positioned on her stomach, slightly to the side. The appellant was on top of her,
engaging in penile-vaginal sexual intercourse with her. The complainant told the
appellant to get off her, which he did. She told him that he was not to have sex
with her whilst she was sleeping and was healing from giving birth to M. The
appellant was apologetic.
27 The complainant gave evidence of what she suspected were further incidents
of non-consensual sexual intercourse that occurred between Counts 1 and 2. She
said that between the occasion of Count 1, and her diagnosis on 26 June 2017,
there were times when she would wake up with pain in her vagina, or with bleeding
from her vagina, which indicated to her that the accused had had sex with her. She
also said that there were times when the appellant would say to her during the day
‘Was it good?’, and a time when he mentioned the morning after pill. This led her
to suspect that there were occasions when the appellant had had sexual intercourse
with her while she was asleep and had not woken up. She said that between the
occasion of Count 1 and her diagnosis, she and the appellant had discussions about
not having sex with her while she was asleep; and that the appellant agreed not to,
and was apologetic for having done so.
28 The complainant’s symptoms in the period following the birth of their second
child included auditory hallucinations. In the week leading up to her 26 June 2017
diagnosis, she also experienced a visual hallucination in which she saw a red
demon. She reported the hallucinations to her doctor, Dr Altree. She presented at
a hospital on 26 June 2017, and was diagnosed with postpartum thyroiditis and
thyrotoxicosis.
29 The complainant also gave evidence that there was an occasion at Christies
Beach, separate from Counts 1 and 2, when she awoke startled in the night, told
the appellant not to touch her, and sat in the corner of the bedroom. When the
appellant followed her to the corner of the room, the complainant told him not to
hurt her.
30 Count 2 occurred on 11 July 2017, which was the evening that the
complainant contacted the telehealth service. She had been feeling quite anxious
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[2024] SASCA 108 Doyle and David JJA
6
and dizzy, and was having difficulty standing. She was on beta-blockers at the
time. When she made the telehealth call, she was advised to rest. Eventually she
felt that her heart rate was coming down. She took some Olanzapine and
Metoprolol. She put M in her basket next to their bed, and went to sleep. She
woke to find that the appellant was holding her down, with her hands pinned
alongside her head. The appellant was having penetrative penile-vaginal
intercourse with her as she lay on her back. She yelled at him to ‘get off’ and he
did. She crawled over and sat in a corner of the bedroom, and held her arm out to
block him coming closer. She was very distressed, and he was saying that he was
sorry. She cried as he sat by the base of their bed. The complainant eventually
took M downstairs and slept on the couch.
31 The complainant said that the following day she had a conversation with the
appellant at the kitchen table about consent, and the impact on her health of what
the appellant had been doing. She told the appellant that what had happened was
unfair and had left her in pain, and that she needed to heal. She told him that she
did not consent to him having sex with her while she was asleep, and that she
would not get better, or heal, if he kept doing it to her. He was apologetic, and
understood that she was unwell and that his behaviour was not okay. At some
point he sought to explain his behaviour, saying that he would black out, see red
and then not remember what he was doing. They decided that the appellant would
start sleeping in a room they called the office, which the appellant did for a couple
of weeks.
32 From this point, the complainant said she was just doing her best to get by,
given her health problems and the need to look after their two children. She loved
her husband, but things were no longer the same. She said that she was not in a
position to leave her husband given how unwell she was, and that she did not have
support structures in place. Her parents were not in a position to provide much
assistance. She came from a religious family and believed in the sanctity of
marriage. She also partly blamed herself and the fact that she was unwell.
33 Count 3 also occurred while the appellant and complainant were still living
at Christies Beach. While this incident occurred after both her diagnosis and
Count 2, the complainant could not say how long after Count 2 it occurred. It
occurred after she was starting to feel a bit stronger, and the appellant had resumed
sleeping in the same bed as her. She recalled going to sleep wearing a nightgown
which was a long T-shirt. She could not recall whether she had underwear on.
When she awoke, she was on her back, and the appellant was holding her arms by
her side and having sexual intercourse with her. Her nightgown had been hoisted
up. She was angry and told him to ‘get off’. He did not do so straightaway; he
continued having intercourse with her for what felt like a minute or two. She was
still waking up and coming to, and froze. When she woke up properly, she was
angry and pushed him off.
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[2024] SASCA 108 Doyle and David JJA
7
34 They had an argument at the time, and he left the room. However, the next
day they had a more significant argument over the incident, and the appellant
ended up going to his friend’s place. As the complainant described the argument,
she was crying and angry, and asking why he kept hurting her. The appellant was
apologetic, but at the same time dismissive, and insinuated that what had occurred
was not as significant or bad as she was suggesting.
35 Despite all of this, the complainant still wanted to try and make their marriage
work. While things were different, they continued to discuss what had happened
as time passed. But their relationship deteriorated further when the complainant
decided to go to university, and start working. The appellant told her that this was
taking her away from her responsibilities as a wife and mother.
36 There was a further incident in August 2019, by which time the appellant and
complainant were living together at Lightsview. The complainant awoke one
morning with the same pain in her vagina and some bleeding. She confronted the
appellant about what had happened, resulting in an exchange via Facebook
Messenger which became Exhibit P1. The exchange commenced with the
complainant asking ‘What did you do’, ‘it still hurts’. In the lengthy exchange that
followed, the appellant described having sexual intercourse with her during the
night, and the complainant made it clear that she had no recollection of what had
occurred and suggested she was asleep. At times the appellant appeared to
acknowledge as much, referring at one point to the complainant appearing to wake
up, and saying that ‘Well apparently you were asleep but it definitely didn’t seem
that way.’
37 Following this incident the appellant and complainant separated, although
they continued living under the same roof, with the appellant sleeping in the office.
38 There was an occasion in December 2019 when the complainant and the
appellant had consensual sexual intercourse, after spending the day together in
Hahndorf. But the complainant made it clear to the appellant at the time that it
was not going to happen again, and the appellant said he understood.
39 The complainant covertly recorded a conversation she had with the appellant
on 14 December 2019. The recording was received as Exhibit P2, and included,
in the course of a general argument about the state of their relationship, the
admissions in the following passage:
C What did you do to me in Christies Beach? I just want to know that you know. Can
you please tell me you know?
A I sexually assaulted you.
C Do you just assault me? What did you do in Christies Beach? What did you do to
me when I was really sick? I just need to know why I’m like the way I am.
A I know why you are the way you are.
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[2024] SASCA 108 Doyle and David JJA
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C Can you please tell me what you did?
A I moved on top of you when you were asleep.
C No you just straight out that you raped me.
A Let me finish, I’m sorry I can just walk upstairs right now, I’m sorry did you ask me
a question?
C Yeah I did.
A Are you going to wait for my answer?
C Yeah.
A That’s called patience.
C Ok.
A I started having sex with you when you were asleep and then I stopped.
C Did you use protection?
A No.
C Was it once? Did you make me do this once or did you push me to have sex? Ok was
I completely out of it?
A You were very …
C Was I responsive at all.
A Not really, no.
C Did I tell you very clearly when I started getting sick that I didn’t want any form of
sexual encounters until I was a bit better. Did I tell you very clearly that after we got
out of hospital the first time? Say it.
A What do you want me to say?
C I just want you to say it.
A Where’s your phone.
C Ah it’s just here. I just want you to say it.
A Can I see it?
C No.
40 As mentioned, the admissibility of the recording of this exchange is the
subject of Ground 4.
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[2024] SASCA 108 Doyle and David JJA
9
41 Turning to the circumstances of Count 4, on the evening of 25 January 2020,
M was unwell with a respiratory virus. The complainant and appellant had been
sitting on the couch together during the evening, watching television. Their
conversation was casual and friendly. The complainant decided to go to bed. The
appellant asked for a hug good night, which she declined. The complainant was
in her bedroom, attempting to settle her daughter. The appellant offered to keep
her company, saying that he would leave his underwear on. The complainant
agreed. They were lying on the bed with their daughter between them, and with
the appellant lying on top of the blankets. At some point the complainant fell
asleep.
42 The complainant woke at about 5.00 am. Their daughter was no longer in
the bed, and the appellant was on top of her having penile-vaginal sexual
intercourse with her. The appellant appeared startled, as was the complainant. The
complainant said words to the effect of ‘you might as fucking well’, and about a
minute later whilst the appellant continued to have sex with her, she said ‘please
don’t ejaculate in me’. The appellant pulled out and ejaculated onto the sheets.
The complainant left the room, and the appellant followed, saying that he was
sorry, that he was seeing red again, and that he didn’t know why it was happening.
He was pleading with her not to tell anyone.
43 The complainant gave evidence that the first person she told about this
incident was her friend, Mr C. She rang him the following morning. She said that
she was hysterical, and that she told him that the appellant had done it again,
referring to him having non-consensual sex with her while she was asleep, and
saying that he did not use protection.
44 A few days later, arrangements were made for the appellant to move out of
the family home, and they ceased living together.
45 On 8 February 2020, the complainant and appellant had a text message
exchange in relation to the incident on 26 January 2020 (Exhibit P3). It included
admissions by the appellant. For example, in response to the complainant’s
description of what occurred (including that the appellant was ‘balls deep’ when
she woke up and said that he ‘may as well fucking continue’, and that she had
previously told him to leave her alone while she healed), the appellant responded:
Appellant: Wow that’s most certainly not what happened. I had just put the tip in as you
‘woke up’ and then you looked at me funny and said ‘OK go on’.
You said you wanted to the night before but we both decided it would be better
if we didn’t.
And yes you literally said ‘OK go on’ after you opened your eyes.
…
Appellant: Which you did give me consent by saying OK go on. That’s consent …
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…
Appellant: I put the tip in then you ‘woke up’ so I pulled out. Then you said go on. Then
I continued.
46 During cross-examination, the complainant generally maintained her
evidence. She acknowledged that on occasions they had had consensual sex
following the birth of their second child. She agreed that in around June 2017 she
was suffering from hallucinations. She sometimes heard voices, and there were
occasions when she sat on the floor and cried.
Other prosecution witnesses
47 Dr Altree is a general practitioner, who the complainant first consulted on 29
March 2017. The complainant attended several medical appointments with her
during 2017 and 2018, and was prescribed several medications during that period.
On 29 March 2017, the complainant was suffering from an infection following the
birth of her second child, and on 28 April 2017 the complainant attended hospital
and was diagnosed as experiencing a panic attack. On 26 June 2017, the
complainant was diagnosed with postpartum thyroiditis. This caused
thyrotoxicosis, which is an elevation in the level of thyroid hormone. This is likely
to have caused the hallucinations which were reported on 26 June 2017. At the
time, the complainant was prescribed anti-anxiety, anti-psychotic and sleep
medication.
48 Ms P is a friend of the complainant. She lived with the complainant and the
appellant in their Christies Beach house for a month in 2017. She gave evidence
that she overheard a conversation during which the complainant said that the
appellant was ‘inside of her’ while she was asleep, and the appellant said that he
did not know that it was wrong. The conversation ended with the appellant
agreeing that he had done something wrong. Under cross-examination, Ms P
agreed that she could not remember the conversation verbatim, but disputed the
cross-examiner’s assertion that the conversation never occurred.
49 Mr C is a friend of the complainant. He gave evidence that he had a telephone
conversation with the complainant on the morning of 27 January 2020. He said
that she told him that on 26 January 2020, the appellant had had sex with her while
she was asleep and that she had woken to find him about to ejaculate.
50 Mr S is the complainant’s father. In his evidence, he said that on
24 December 2019, the appellant told him that he had sexual intercourse with the
complainant while she was asleep. He also gave evidence that in January 2020, he
confronted the appellant during a telephone conversation with what his daughter
had told him. He asked the appellant ‘what the fuck’ he had done to his daughter,
or words to that effect. The appellant said that he had made her a cup of tea, and
that she had then been tired and fallen asleep upstairs. The appellant said that they
had sex, saying that they were both consenting adults. Mr S said that when he
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interjected that ‘she was asleep’, the appellant said that when she woke up and
screamed, he immediately stopped.
51 Mr R is a friend of the complainant and appellant. He had text message
exchanges with the appellant in January 2020 and February 2020, during which
the appellant made various admissions. On 11 January 2020, Mr R messaged the
appellant, resulting in an exchange that included the following:5
Mr R: I want you to tell me straight
what the fuck did you do?
no fluffing around
no sugar coating
put it on the table
Appellant: I’m sorry I’ve caused you distress bud
[the complainant] and I had an incident in the bedroom, where consent was
not adhered to. There was no malicious intent on my behalf but [the
complainant] became quite uncomfortable with me after that
It’s something we weren’t able to work past – there is a bit more background
story to it but yeah that’s the primary issue we had
It’s something I’m seeing a psych about but ya
Mr R: Thank you, I know it’s a hard thing to talk about. I’m glad you are going to
see someone about it. I’m sorry to hear this, for both of you
Appellant: Yeah I am sorry – Its not something I am proud of at all
52 On 26 February 2020 the appellant and Mr R had a further text message
exchange which included further admissions by the appellant:6
Appellant: Telling my part of it will do nothing but make people dislike [the complainant]
and I will look like a bad guy – it brings nobody happiness it only brings
difficulties. And what [the complainant] told you is not how it played out. I
had verbal consent from [the complainant] prior to us engaging in acts that
day. I’m sure she conveniently didn’t tell you that
Mr R: What about when she was knocked out with meds?
Appellant: That was rape – well the brief 60s that it lasted comes under that category
anyway.
And that’s something I spent almost 3 years trying to fix
The defence case
53 As mentioned, the defence case in relation to Counts 1, 2 and 3 was that there
was no sexual intercourse on the described occasions. In relation to Count 4, the
defence case was that sexual intercourse occurred, but not in the circumstances the
complainant described.
5 Exhibit P6.
6 Exhibit P6.
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54 The appellant gave evidence. By way of general overview, the effect of his
evidence was that he never had sexual intercourse with his wife while she was
asleep. It did not happen on the charged occasions, and nor did it ever happen on
any of the uncharged occasions referred to in the evidence.
55 The appellant’s evidence was that the complainant never recovered from her
mistaken belief that he had had sex with her on the occasion, while they were living
at Christies Beach, when she had a panic attack. In describing that event, he
explained that, earlier that evening, they had both been sitting in bed on their
phones. She told him that her heart was racing, or beating heavily, and had asked
him to sit up with her for comfort and in case she had a panic attack. She fell
asleep, but then sat upright from her sleep in a very quick manner, and in a way
that she had not done previously. He went to touch her to ask her if she was okay,
and to hold her arm to comfort her. But she pulled away and kept saying ‘Don’t
touch me’. He moved away to try and make her feel more comfortable, but she
got out of bed and went to the bottom of their bed. She kept telling him not to
touch her, and to keep away. He kept his distance. She was shouting. Her arms
were flailing about, and she sat down in the corner of the room, screaming
hysterically, and telling him not to touch her, to stay away from her and not to hurt
her.
56 The appellant said that he could hear their daughters crying from the other
room, and so he went to attend to them, and to help them get back to sleep. When
he returned to their bedroom, the complainant was asleep, in the foetal position on
the ground. He picked her up, put her back in bed and placed the blanket over her.
57 The next morning she confronted him in the kitchen, asking ‘What did you
do to me last night’. She accused him of raping her and hurting her. The
accusations continued from that day onwards.
58 The appellant said that they had consensual sex twice after their late 2019
separation, referring to an occasion in December 2019 and a further occasion on
26 January 2020.
59 In relation to the latter, being the occasion of Count 4, the appellant said that
he arrived home that evening to find the appellant crying. He asked her whether
she wanted company, and she said yes. He joined her in bed, in his underwear,
and she kissed him. They continued to kiss until he said ‘I think we probably
shouldn’t do this’, and the complainant agreed. However, when they woke the
following morning, the complainant opened her nightgown and kissed the
appellant. He returned the intimacy. When he was on top of the complainant
engaging in sexual intercourse, the complainant made an unusual facial expression
involving closing her eyes, which caused him to stop and ask the complainant if
she was okay. The complainant said words to the effect of ‘okay, go on’, and they
continued to have penile-vaginal intercourse.
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60 In relation to the conversation that Ms P said she overheard, and the
conversations that Mr S said he had with the appellant, the appellant denied that
these occurred.
61 In relation to the messages between the appellant and the complainant in
August 2019, the appellant said that these related to sexual activity that they would
normally engage in. He knew the complainant was not asleep because she was
touching him. The intercourse happened in the morning. At times her eyes may
have been closed, but that was not unusual when they were having sexual
intercourse in the morning.
62 Addressing the messages exchanged with the complainant in relation to the
incident on 26 January 2020, he said he sent those messages to the complainant
because he had learnt that she was telling people that what had occurred was not
consensual. Despite saying in the message that he had ‘just put the tip in’ before
she woke and said that it was ‘okay’ for him to continue, he was actually referring
to placing his penis at the entrance of her vagina.
63 The appellant said that his communications with Mr R reminded him of
arguments with the complainant. He responded the way he did so he could ‘keep
the door somewhat open’ if Mr R was interested in hearing his side. But Mr R’s
language (such as the reference to ‘knocked out with meds’) reminded him of how
the complainant spoke to him. He formed the impression that Mr R did not want
to hear his side of the story, so he told Mr R what he believed he wanted to hear.
64 The appellant gave evidence that he had no prior convictions.
The trial judge’s summing up
65 As several of the appellant’s grounds of appeal involve complaints about the
directions given by the trial judge, it is convenient to provide an overview of the
critical aspects of her summing up.
66 After setting out various of the standard general directions, the trial judge set
out the elements of the charge of rape. The judge also provided the jury with an
aide memoire setting out the elements of that offence. The judge explained that
the prosecution case in relation to all four counts was that the complainant was
asleep at the time that the appellant initially penetrated her vagina with his penis;
and that the appellant must have known she was asleep and not consenting, or at
the very least was recklessly indifferent to the fact that she was asleep and not
consenting.
67 The trial judge provided an essentially chronological summary of the
prosecution evidence, including not only the complainant’s evidence of the various
charged and charged acts, but also the evidence from the other prosecution
witnesses outlined above.
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68 The trial judge reminded the jury that the defence case was that the first three
charged incidents did not occur, and that the sexual intercourse the subject of the
fourth count was consensual. Her Honour also summarised the appellant’s
evidence in terms similar to the summary set out above.
69 The trial judge then gave a number of directions intended to assist the jury in
their consideration of the evidence. Her Honour gave the following directions in
relation to the complainant’s evidence as to her suspicions that there had been other
(uncharged) occasions when the appellant had sexual intercourse with her while
she was asleep:7
[1] Can I then turn to give you a direction about how you may use the evidence about
the complainant’s suspicion that there were other acts that were committed when she
was asleep but did not wake up and how you must not use that evidence.
[2] I reminded you about her evidence that she believes that there were occasions when
the accused had sex with her when she was asleep based on the symptoms that she
had when she woke up. Her evidence was essentially that those occasions were
between count 1 and count 2 as well as leading up to August 2019 which led to the
text messages in P1.
[3] That evidence about her suspicions is only before you to give context for
conversations that she says that she had with the accused between counts 1 and 2 and
in August 2019 including the text messages that are in P1. If you did not have her
evidence about that then those conversations might not make sense, and indeed the
text messages in P1 might not make sense. So it was important that you know what
prompted her to write those text messages to the accused which you can see in
Exhibit P1.
[4] On the prosecution case her evidence about those suspicions gives that context of
their ongoing conversations about consent and explains the basis for what they are
talking about in P1.
[5] I direct you that you must not reason from her evidence of her suspicion that he had
sex with her on other occasions when she was asleep and did not wake up that the
accused is more likely to be guilty of one or more of the charged occasions. That
evidence about her suspicions is not given to simply blacken his character so as to
make you think that he is a bad person and therefore the sort of person who is more
likely to have committed one or more of the charged offences.
[6] It is before you for a limited purpose as I have described and you can only use that
evidence for that limited purpose.
70 The trial judge gave an orthodox ‘separate consideration’ direction,
emphasising that the jury should consider their verdict in relation to each count
separately. Her Honour then addressed the scope for the jury to engage in a form
of propensity reasoning. After mentioning the prosecutor’s reference to this
evidence, her Honour directed the jury as follows:
7 Numbering inserted for ease of later cross-reference.
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[7] The prosecution submits to you that the evidence of [the complainant] as a whole, if
you accept it, shows that the accused had a propensity to commence vaginal-penile
sexual intercourse with her when she was asleep. So I need to direct you about that.
[8] If you are satisfied from the evidence that the accused had such a propensity then
you must not reason simplistically that well he has got that propensity, he is a bad
person and more likely to have committed these crimes.
[9] The process of reasoning cannot be that he has raped his wife once when she was
asleep and that is enough to prove that he is more likely to have committed the other
rapes. You must not reason that he has a propensity for this and so is more likely to
have committed all of these offences.
[10] You may only use evidence of such a propensity, if you find that he had one, as one
piece of evidence when you come to consider a particular count. Let me try and
explain what I mean with an example.
[11] When you come to consider count 4 you will of course consider the evidence of what
[the complainant] said about that occasion, relevant text messages, the evidence from
the complainant’s father as to whether the accused made an admission and the
accused’s evidence as well.
[12] If you had also found that the accused has a propensity to commence sexual
intercourse with his wife when she was asleep, when considering count 4 you may
only use that evidence of propensity as one piece of evidence in conjunction with all
the other evidence and circumstances relating to that count.
[13] Evidence of propensity could not and does not prove count 4 on its own.
[14] Ultimately, as [the prosecutor] said, you do not have to make any findings about
propensity in order to convict the accused. If you are not satisfied that the accused
had a propensity then you would consider the evidence relating to each count in any
event and consider each count separately as you need to anyway.
[15] The prosecution says to you that you do not have to be satisfied about propensity in
order to be satisfied that the accused committed the offence under your
consideration.
71 The trial judge gave standard directions in relation to the assessment of
witnesses. Her Honour then addressed the complaint evidence given by Mr C, and
the use that might be made of that evidence in assessing the complainant’s
credibility in relation to Count 4. No challenge is made to these directions.
72 The trial judge next gave some relatively detailed directions in relation to the
evidence of admissions said to have been made by the appellant in conversations,
text messages and, in one case, a voice recording. The judge summarised the key
aspects of the evidence in relation to each, and the defence response to each. Her
Honour identified the counts or occasions to which each of the alleged admissions
related, and the matters the jury might consider in weighing that evidence. Again,
no complaint is made about these directions.
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73 The trial judge emphasised that there was no need for the defence to identify
any motive for the complainant to lie, or to demonstrate that she had lied. Rather,
it was for the prosecution to prove its case, and thus for the prosecution to satisfy
the jury that the complainant was a credible and reliable witness.
74 The trial judge concluded with summaries of the addresses of both the
prosecutor and defence counsel. This included reference to the prosecutor’s
submission to the effect that the evidence showed that the appellant ‘had a modus
operandi of engaging in sexual intercourse with the complainant when she was
asleep’, and to her earlier legal directions about propensity reasoning.
75 Neither counsel made any complaints about the directions given. The jury
ultimately returned verdicts of guilty on Counts 2 and 4, but were unable to reach
verdicts on Counts 1 and 3.
Ground 1: admissibility of the evidence of discreditable conduct
76 As summarised above, the prosecution case included evidence of not only the
four charged acts, but also other uncharged instances of the appellant engaging in
sexual intercourse with the complainant while she was asleep. This included
evidence from the complainant, as well as evidence of various admissions by the
appellant. There is no dispute that this was evidence of discreditable conduct for
the purposes of s 34P of the Evidence Act 1929 (SA).
77 The prosecution filed a notice of its intention to adduce this evidence, and to
rely upon it for two ‘specific propensity’ uses under s 34P(2)(b) of the Evidence
Act, namely as probative of:
1. a modus operandi of committing rape in a particular way (namely, while
the complainant was asleep, and not consenting, with the appellant
knowing (or being recklessly indifferent) of this lack of consent); and/or
2. the appellant having a sexual interest in the complainant and a
preparedness to act upon it while the complainant was asleep.
78 Each of these was said, in relation to each charged count, to be a piece of
circumstantial evidence which made it more likely that the appellant engaged in
the charged conduct.
79 Consistently with this, the prosecutor submitted, in both his opening and
closing address, that the evidence established that the appellant had a propensity
to commence penile-vaginal intercourse with the complainant while she was
asleep, and that this propensity was probative of whether (or made it more likely
that) the appellant engaged in each of the charged acts. As set out earlier, the trial
judge directed the jury in similar terms.
80 At trial, the appellant did not object to the admission of this evidence, or to
the submissions and directions in relation to this evidence.
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81 In Ground 1, the appellant now contends that the evidence of the charged and
uncharged instances of the appellant engaging in sexual intercourse with the
complainant while she was asleep was not admissible for a propensity purpose. As
no objection was taken to this evidence at trial, it cannot be said that that there was
a wrong decision on any question of law.8 However, the appellant contends that
the admission of this evidence nevertheless resulted in a miscarriage of justice.9
82 In order to be admissible for a propensity use under s 34P(2) of the Evidence
Act, it was necessary that the impugned evidence not only have a probative value
that outweighed any prejudicial effect it may have on the defendant (s 34P(2)(a)),
but also that it had a ‘strong probative value’ having regard to the issues arising at
trial (s 34P(2)(b)).
83 The respondent contends that the evidence of the appellant’s propensity to
engage in penile-vaginal intercourse with his wife while she was asleep was
admissible as a piece of circumstantial evidence that was not only more probative
than prejudicial, but also had strong probative value in the proof of each of the
charged acts. The appellant, on the other hand, disputes that the evidence revealed
any propensity with the requisite strong probative value.
84 In Hughes v The Queen,10 when considering the admissibility of tendency
evidence under the uniform evidence legislation, the plurality described the
probative value of such evidence in the following terms:11
The probative value of evidence is the extent to which the evidence could rationally affect
the assessment of the probability of the existence of a fact in issue. Tendency evidence
will have significant probative value if it could rationally affect the assessment of the
probability of the existence of a fact in issue to a significant extent. The trier of fact reasons
from satisfaction that a person has a tendency to have a particular state of mind, or to act
in a particular way, to the likelihood that the person had the particular state of mind, or
acted in the particular way, on the occasion in issue. The capacity of tendency evidence to
be influential to proof of an issue on the balance of probability in civil proceedings may
differ from the capacity of the same evidence to prove an issue beyond reasonable doubt in
criminal proceedings. The starting point in either case requires identifying the tendency
and the fact or facts in issue which it is adduced to prove. The facts in issue in a criminal
proceeding are those which establish the elements of the offence.
85 In applying this passage in TL v The King,12 the High Court emphasised that
the probative value of the evidence said to establish a propensity on the part of the
accused must be considered both having regard to the evidence taken at its highest,
and having regard to the other evidence in the case. Their Honours said:13
8 For the purposes of s 158(1)(b) of the Criminal Procedure Act 1921 (SA).
9 Criminal Procedure Act, s 158(1)(c).
10 Hughes v The Queen (2017) 263 CLR 338.
11 Hughes v The Queen (2017) 263 CLR 338 at [16] (Kiefel CJ, Bell, Keane and Edelman JJ) (omitting
citations).
12 TL v The King (2022) 275 CLR 83.
13 TL v The King (2022) 275 CLR 83 at [28] (the Court) (omitting citations).
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For evidence to have ‘significant probative value’, it ‘should make more likely, to a
significant extent, the facts that make up the elements of the offence charged’; in other
words, the evidence must be ‘important’ or ‘of consequence’ to the assessment of the
probability of the existence of a fact in issue. It is sufficient if the disputed evidence
together with other evidence makes significantly more likely any facts making up the
elements of the offence charged.
86 In determining whether evidence of a propensity to have a particular state of
mind, or to act in a particular way, has the requisite probative value, it is necessary
to consider two interrelated matters. First, the capacity for the evidence to support
or establish the propensity relied upon. And secondly, the capacity for that
propensity to be probative of (or make more likely) the charged conduct or a fact
in issue.14
87 As a general proposition, it may be said that, while a propensity expressed at
a high level of generality might be more easily established, a propensity expressed
at a level of particularity or specificity is more likely to have the requisite
significant probative value.15
88 However, the probative value of propensity evidence will depend to some
extent upon the issue it is adduced to prove. Where a propensity to act in a
particular way is adduced to prove the identity of the offender for a known offence,
the probative value of the propensity will generally depend upon a close similarity
between the conduct evidencing the propensity and the offence. However,
different considerations may inform the probative value of the propensity where
the fact in issue is the occurrence of the offence.16 In particular, there need not be
any striking pattern of similarity, or commonality of modus operandi, between the
incidents for the evidence to have the requisite probative value.17 An inclination
and preparedness to act in a manner which is unusual as a matter of human
experience may suffice to establish the requisite significant probative value.18 It
may suffice to make a complainant’s evidence as to the accused’s conduct, which
might otherwise appear improbable having regard to ordinary human experience,
significantly more likely to be truthful and reliable.19
89 For example, in R v Ford,20 the accused was charged with sexual intercourse
without consent. At trial the prosecution sought to lead evidence of indecent
14 Hughes v The Queen (2017) 263 CLR 338 at [41] (Kiefel CJ, Bell, Keane and Edelman JJ), [89]-[94]
Gageler J); McPhillamy v The Queen (2018) 92 ALJR 1045 at [26] (Kiefel CJ, Bell, Keane and
Nettle JJ); TL v The King (2022) 275 CLR 83 at [31] (the Court).
15 Hughes v The Queen (2017) 263 CLR 338 at [64] (Kiefel CJ, Bell, Keane and Edelman JJ), [93]-[94]
(Gageler J); TL v The King (2022) 275 CLR 83 at [29] (the Court).
16 Hughes v The Queen (2017) 263 CLR 338 at [39] (Kiefel CJ, Bell, Keane and Edelman JJ).
17 Hughes v The Queen (2017) 263 CLR 338 at [34], [37], [57] (Kiefel CJ, Bell, Keane and Edelman JJ),
[103]-[104] (Gageler J); as mentioned below, that is particularly so in the case of evidence of a sexual
interest or attraction, with a preparedness to act on it, in a single complainant case (R v Bauer (a
pseudonym) (2018) 266 CLR 56 at [48]-[51], [60], [62] (the Court)).
18 Hughes v The Queen (2017) 263 CLR 338 at [57] (Kiefel CJ, Bell, Keane and Edelman JJ).
19 Hughes v The Queen (2017) 263 CLR 338 at [60] (Kiefel CJ, Bell, Keane and Edelman JJ).
20 R v Ford (2009) 201 A Crim R 451.
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assaults committed by the accused against two other complainants, as evidence of
the accused’s tendency to sexually assault women who had fallen asleep at his
home after drinking. While the defence pointed to differences in the nature of the
sexual conduct on each occasion, it was held on appeal that this did not deprive the
evidence of the requisite significant probative value. Campbell JA, giving the
leading judgment in the New South Wales Court of Criminal Appeal, rejected the
suggested need to establish a tendency to commit acts closely similar to the acts
constituting the charged offence. Evidence that, on three occasions, the accused
had sexually assaulted an intoxicated woman who had fallen asleep at his home
demonstrated a tendency to act in a particular way which was ‘fairly unusual’,21
and had significant probative value in the context of the issues in the trial (namely,
the credibility and reliability of the complainant’s evidence to the effect that the
accused had sexual intercourse with her without her consent). It was not necessary
that there be a striking pattern of similarity between the incidents; or that there be
a tendency to act in a compellingly rare or exceptional manner.22
90 The plurality of the High Court in Hughes v The Queen expressly approved
this aspect of Campbell JA’s reasoning in R v Ford.23
91 Here, the trial judge articulated the propensity relied upon by the prosecution
as a propensity on the part of the appellant to commence penile-vaginal sexual
intercourse with the complainant, his wife, while she was asleep. The propensity
or disposition might equally have been described as a sexual interest in the
complainant, which he was prepared to act upon while she was asleep.24
92 Starting with the existence of the contended propensity, there was relatively
strong evidence in support of the alleged propensity. Not only did the complainant
give evidence of the four charged instances of the appellant commencing penile-
vaginal intercourse with her while she was asleep, she also gave evidence of at
least a couple of uncharged instances of such conduct. In addition to this evidence,
there was also evidence (oral and written, and from the complainant and others) of
various admissions by the appellant that he had engaged in such conduct. In
summary, there was a significant volume of evidence suggesting a number of
occasions, over a relatively lengthy period of time, of the appellant acting in
accordance with the contended propensity.
93 As to the capacity for the contended propensity to be probative of a fact in
issue, it has been held that, in a single complainant case, evidence of a sexual
interest and preparedness to act upon it, will generally have significant probative
21 R v Ford (2009) 201 A Crim R 451 at [44] (Campbell JA).
22 R v Ford (2009) 201 A Crim R 451 at [125]-[127] (Campbell JA).
23 Hughes v The Queen (2017) 263 CLR 338 at [25]-[26] (Kiefel CJ, Bell, Keane and Edelman JJ), [176]
(Nettle J).
24 Or, indeed, an interest in having sexual intercourse with the complainant while she was asleep, and a
preparedness to act on that interest.
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value, at least where the alleged incidents are close in time and involve sexual
offences which are generally similar in nature and gravity.25
94 However, these observations must be approached with caution in a case, such
as the present, where there is nothing unusual, let alone inappropriate, about the
accused having a sexual attraction to, or interest in, the complainant. Far from
being unusual, such attraction or interest, and a preparedness to act upon it, is
entirely to be expected in the case of an accused who is married to the complainant.
95 The critical aspect of the propensity relied upon in the present case was the
appellant’s preparedness to act upon his sexual interest in the complainant whilst
she was asleep. It would seem that the explanation for the appellant commencing
intercourse with the complainant while she was asleep was the likelihood that she
would refuse if he attempted while she was awake, particularly in the period when
the complainant was experiencing vaginal pain and bleeding, and difficulty
healing, following the birth of her second child. However, it is not necessary to
examine in any detail the reason for the accused acting in the manner alleged. It
is sufficient and appropriate to consider the propensity in the terms the trial judge
described it; namely, as a propensity to commence penile-vaginal sexual
intercourse with the complainant while she was asleep.
96 As described, this involves a propensity to act in a way which was not only
inappropriate, but also, as a matter of human experience, unusual. Regardless of
the explanation, it may be accepted that it is unusual for a person to engage in
sexual activity with their partner while that person is asleep. And in this case, the
evidence was to the effect that the appellant did so on a number of occasions, in
each case involving generally similar sexual acts (that is, penile-vaginal
intercourse).
97 In our view, the evidence of the appellant’s propensity had the requisite
strong probative value in respect of each of the charged acts of sexual intercourse.
In the case of each count, the evidence of the appellant’s propensity to engage in
penile-vaginal intercourse with the complainant while she was asleep made it
significantly more likely that the complainant’s evidence to the effect that this
occurred on each charged occasion was accurate. Indeed, in the course of his
submissions on appeal, the appellant effectively conceded that this was so in
relation to Counts 1, 2 and 3, but maintained that the requisite probative value did
not exist in relation to Count 4. The appellant focussed on Count 4 for two reasons;
because it was temporally removed from the earlier counts, and because the issue
in relation to that count was one of consent rather than whether the sexual
intercourse occurred at all.
98 As to the first of these reasons for focussing on Count 4, the earlier counts
each occurred in around mid 2017, whereas Count 4 did not occur until about two
25 R v Bauer (a pseudonym) (2018) 266 CLR 56 at [48]-[51], [60], [62] (the Court); HML v The Queen
(2008) 235 CLR 334 at [109] (Hayne J, Gummow and Kirby JJ agreeing), [272] (Heydon J).
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and a half years later, in January 2020. While this gap in the timing is relevant to
the probative value of the propensity in respect of Count 4, we do not think it is
sufficient to deny it the requisite strong probative value. That is particularly so in
circumstances where the evidence in support of the propensity included evidence
of at least some instances of the appellant acting in the relevant way in the
intervening period (including the evidence of admissions made by the appellant in
August 2019 and December 2019). Even though the complainant’s particular
difficulties with engaging in sexual intercourse following the birth of M had
presumably subsided, and there was evidence of at least two occasions of
consensual intercourse between the complainant and appellant in the intervening
period, it would seem that the complainant remained generally opposed to
engaging in sexual intercourse with the appellant. In our view, although the
appellant’s propensity to engage in sexual intercourse with the complainant while
she was asleep was most clearly demonstrated through the evidence of events that
occurred in mid 2017, its nature was such that it was still strongly probative of
what occurred in early 2020.
99 As to the second of the reasons for focussing on Count 4, Phillips v The
Queen26 is authority for the proposition that evidence of an accused’s propensity to
have a particular state of mind, or to act in a particular way, is most naturally
probative of an issue relating to the accused’s state of mind or behaviour on a
particular occasion. For that reason, in a multiple complainant sex case, when the
issue is whether one complainant consented to a sexual act, evidence that other
complainants did not consent on other occasions may not have the requisite
probative value.
100 It is true that in the present case, the defence case in relation to Count 4 was
confined to the issue of consent. The defence case accepted that the appellant
engaged in sexual intercourse with the complainant on the occasion described by
the complainant, but was to the effect that the prosecution had not proved that he
did so without the complainant’s consent. On the appellant’s evidence, the
complainant was awake, and consented to the sexual intercourse from its
commencement. However, properly understood, the issue in relation to Count 4
was not simply one turning exclusively upon an examination of consent, in the
sense of the complainant’s state of mind. The issue included – and, practically
speaking, turned upon – consideration of whether the complainant was awake at
the time the sexual intercourse commenced; and in circumstances where, even on
the appellant’s evidence, the complainant had been asleep immediately prior to the
sexual intercourse commencing. In other words, it can fairly be said that the issue
on Count 4 turned upon whether or not the prosecution had proved beyond
reasonable doubt that the complainant, as she alleged, was asleep at the time the
appellant commenced having sexual intercourse with her. The issue of whether
the complainant was asleep or awake was, in effect, a proxy for the issue of
consent. In these circumstances, the alleged propensity was probative of the fact
26 Phillips v The Queen (2006) 225 CLR 303 at [46]-[50] (the Court).
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in issue in relation to Count 4. The evidence that the appellant had a propensity to
commence sexual intercourse with the complainant while she was asleep was
probative of, and in our view strongly probative of, whether the complainant was
asleep at the commencement of the sexual intercourse the subject of Count 4.
101 The appellant also argues that because the evidence of the appellant’s
propensity was grounded in evidence given by the complainant, there was a
circularity in then relying upon this propensity as a circumstantial fact in support
of the complainant’s evidence in respect of the individual counts. The first point
to make in response to this argument is that the evidence of the propensity did not
emanate entirely from the complainant. Whilst it all related to incidents alleged
by the complainant, some of the evidence relied upon in support of the propensity
was in the form of admissions made by the appellant, both in writing and to
witnesses other than the complainant. Secondly, and in any event, whilst it is
relevant, when assessing the probative value of the evidence in support of a
propensity, that it is grounded largely in evidence emanating from the complainant,
this does not involve any impermissible circularity, or necessarily deprive the
evidence of the requisite probative value. Relying upon passages from their earlier
decision in HML v The Queen,27 the High Court confirmed as much in the following
passage from their reasons in R v Bauer (a pseudonym):28
And the fact of itself that the evidence of uncharged acts is given by a complainant does
not mean that it lacks significant probative value. Although there is a lack of independence
in the sense that the evidence of uncharged acts depends on the complainant’s account,
once the evidence is admitted, and assuming it is accepted, it adds a further element to the
process of reasoning to guilt29 and so, therefore, may be seen as significantly probative of
the accused’s guilt of the charged offences.
102 For the reasons set out, the evidence of the appellant’s propensity to
commence penile-vaginal sexual intercourse with the complainant while she was
asleep had strong probative value in respect of each of the charged counts.
103 As for the prejudice potentially associated with the admission of the evidence
of the appellant’s propensity, the plurality in Hughes v The Queen summarised the
potential sources of prejudice arising from such evidence as follows:30
The reception of tendency evidence in a criminal trial may occasion prejudice in a number
of ways. The jury may fail to allow that a person who has a tendency to have a particular
state of mind, or to act in a particular way, may not have had that state of mind, or may not
have acted in that way, on the occasion in issue. Or the jury may underestimate the number
of persons who share the tendency to have that state of mind or to act in that way. In either
case the tendency evidence may be given disproportionate weight. In addition to the risks
27 HML v The Queen (2008) 235 CLR 334.
28 R v Bauer (a pseudonym) (2018) 266 CLR 56 at [51] (the Court).
29 HML v The Queen (2008) 235 CLR 334 at 427 [280] (Heydon J). See also at 402 [182]-[184] per
Hayne J (Gummow J agreeing at 362 [41]). And necessarily implicit in reasons of Gleeson CJ, Kirby J
and Kiefel J.
30 Hughes v The Queen (2017) 263 CLR 338 at [17] (Kiefel CJ, Bell, Keane and Edelman JJ) (omitting
citations).
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arising from tendency reasoning, there is the risk that the assessment of whether the
prosecution has discharged its onus may be clouded by the jury’s emotional response to the
tendency evidence. And prejudice may be occasioned by requiring an accused to answer a
raft of uncharged conduct stretching back, perhaps, over many years.
104 The appellant did not challenge the capacity for the trial judge in the present
case to adequately address the potential prejudice through appropriate directions
to the jury. In our view, it was capable of being addressed in this way. Assuming
proper directions, the probative value of the evidence outweighed its potential
prejudice.
105 The evidence of the appellant’s discreditable propensity was admissible.
Ground 1 has not been made out.
Grounds 2 & 3: directions in relation to the evidence of discreditable conduct
106 Under Grounds 2 and 3 the appellant makes various challenges to the
directions given by the trial judge in relation to the evidence of the appellant’s
discreditable conduct.
107 It is appropriate to address each in turn, however, before doing so, it is useful
to refer back to the directions given by the trial judge. It will be recalled that in
paragraphs [1]-[6] of the directions extracted earlier, the trial judge made it plain
that the complainant’s evidence of her suspicions that the appellant had been
engaging in sexual intercourse with her while she was asleep was only to be used
for a limited purpose, namely in contextualising her conversations with the
appellant in mid 2017, in August 2019, and the exchange of messages in Exhibit
P1. This evidence was not to be used as directly probative of the charged acts.
108 Turning to the trial judge’s directions in paragraphs [7]-[15] as to the
evidence of the appellant’s propensity to commence penile-vaginal sexual
intercourse with the complainant while she was asleep, her Honour explained that
the prosecution relied upon the complainant’s evidence ‘as a whole’ in support of
this propensity (paragraph [7]). The trial judge warned against engaging in bad
person reasoning, or any other impermissibly simplistic propensity reasoning, in
respect of this evidence (paragraphs [8]-[9]). In paragraph [10], the trial judge
described the permissible form of propensity reasoning, explaining that the
propensity, if found, may be used as ‘one piece of evidence’ in support of a
particular count. In paragraphs [11]-[12], her Honour illustrated this permissible
reasoning process by reference to Count 4, explaining that if the jury found that
the appellant had the propensity, they could use it as one piece of evidence in
conjunction with all of the other evidence in relation to that count. The judge told
the jury that the evidence of the propensity could not prove a count on its own
(paragraph [13]). On the other hand, the existence of the propensity was not
necessary for the prosecution case to succeed (paragraphs [14]-[15]).
109 Speaking generally, the trial judge’s explanation of the permissible use to be
made of the evidence of the appellant’s propensity was consistent with the
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approach to propensity evidence recently explained by the High Court in DPP v
Roder (a pseudonym).31 In that case, the Court emphasised that propensity
evidence is a form of circumstantial evidence.32 The propensity itself is an
intermediate fact that the prosecution seeks to establish and rely on as
circumstantial proof of the elements of the relevant offence. Referring to the
reasons of the plurality in Hughes v The Queen,33 the High Court explained that the
trier of fact reasons from satisfaction that a person has a propensity to have a
particular state of mind, or to act in a particular way, to then determining the
likelihood that the accused had the particular state of mind, or acted in the
particular way, on the occasion in issue.
110 The Court later summarised the directions that should be given to a jury:34
… in a case where the prosecution relies on both uncharged and charged acts to establish
an alleged tendency of the kind under consideration here, a single separate tendency
direction should ordinarily be given. Such a direction should not direct or invite the jury
to make findings in respect of the charged conduct, but instead should indicate the evidence
relied on to support the alleged tendency,35 direct the jury to consider whether they are
satisfied of the alleged tendency and then advise the jury that, if they are so satisfied, they
can use that tendency in considering whether it is more likely that the accused committed
the specific offences with which he or she is charged.
111 The appellant complains that in directing the jury as to the evidence relevant
to establishing the appellant’s propensity, the trial judge directed them to have
regard to the evidence of the complainant ‘as a whole’. This was said to be
problematic for several reasons.
112 The first was because this included reference to the complainant’s evidence
in relation to her suspicions and in relation to her complaint to Mr C; and did not
provide any guidance in relation to the jury’s use of the complainant’s evidence in
relation to admissions (such as the count or counts to which each such admission
related). This concern is misplaced. The jury would have understood that in
considering the complainant’s evidence for the purpose of considering whether the
alleged propensity had been established, they should do so in accordance with the
balance of the judge’s directions. They would have understood that this included
the judge’s directions in relation to the limited use to which the complainant’s
evidence of her suspicions, and of her complaint to Mr C, could be used, and the
judge’s detailed directions in relation to each of the alleged admissions and the
counts or conduct to which they each related.
113 The second was a submission that, by the trial judge referring to the
complainant’s evidence, the jury may have understood that they should ignore the
appellant’s evidence in deciding whether the propensity was established. In our
31 DPP v Roder (a pseudonym) (2024) 98 ALJR 644.
32 DPP v Roder (a pseudonym) (2024) 98 ALJR 644 at [23]-[24] (the Court).
33 Hughes v The Queen (2017) 263 CLR 338 at [16] (Kiefel CJ, Bell, Keane and Edelman JJ).
34 DPP v Roder (a pseudonym) (2024) 98 ALJR 644 at [37] (the Court).
35 JS v The Queen [2022] NSWCCA 145 at [43]; see also Jury Directions Act 2015 (Vic), s 27(3)(a).
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view, this involves an artificial approach to the judge’s directions. While the
prosecution relied (primarily) upon the complainant’s evidence to establish the
propensity, the jury would have understood that in assessing whether that evidence
established the propensity, they should assess it in the context of the evidence in
the case as a whole, including not only the defence challenges to that evidence but
also the evidence of the appellant.
114 The third was that the judge erred in giving directions that encouraged, or at
least permitted, the jury, when considering each particular charge, to include the
evidence of that charge within the evidence said to support the existence of the
propensity relied upon in proof of that charge. However, directing the jury in this
way did not involve any error. To the contrary, it was consistent with the approach
required by the High Court in DPP v Roder (a pseudonym).36 In rejecting an
equivalent submission in that case, the High Court said that in considering the
significance of a propensity to a particular charged act, the jury should be told they
may have regard to all of the evidence in support of that propensity, including the
evidence of that charged act.
115 The fourth was a submission that, at least when relying upon the other
charged acts in support of the alleged propensity, the jury should have been
directed that they needed to be satisfied not only that those acts occurred, but also
satisfied beyond reasonable doubt that they occurred. However, the answer to
these submissions may again be found in the reasons of the High Court in DPP v
Roder (a pseudonym).37 As the High Court explained in that case, the
circumstantial fact relied upon by the prosecution in a case such as the present is
the propensity itself, and not any particular charged or uncharged act upon which
it is based. It follows that the jury need not – indeed should not – be told that they
must be satisfied of the commission of any particular act, let alone satisfied beyond
reasonable doubt of the commission of any such act, before they may rely upon
the propensity as an item of circumstantial evidence in support of the charged
conduct. To the extent that there is any tension between this approach, and what
fell from Kourakis CJ in R v C,CA,38 the more recent observations of the High
Court must be followed.
116 The fifth involved a complaint that the trial judge failed to identify the nature
of the issues in respect of each charge to which the propensity was relevant, and in
particular failed to explain the significance of the difference between the issue that
arose in respect of Counts 1, 2 and 3 (whether the charged conduct occurred at all),
and Count 4 (whether the complainant consented to the sexual intercourse). We
do not accept that there is merit in this complaint. The judge elsewhere explained
the different nature of the issues that arose in relation to each of the charges. We
do not think this required repetition or elaboration in the context of explaining the
jury’s use of the evidence of the alleged propensity. As the alleged propensity was
36 DPP v Roder (a pseudonym) (2024) 98 ALJR 644 at [32]-[35] (the Court).
37 DPP v Roder (a pseudonym) (2024) 98 ALJR 644 at [1]-[2], [24]-[28], [37] (the Court).
38 R v C, CA [2013] SASCFC 137 at [68]-[69] (Kourakis CJ).
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described in terms of the appellant’s propensity to commence penile-vaginal
sexual intercourse while the complainant was asleep, the jury would have
understood that, in relation to each count, the propensity was relevant to the jury’s
consideration of whether the appellant commenced the sexual intercourse
described by the complainant while she was asleep.
117 Finally, the appellant complained that the trial judge failed to give any
separate directions in relation to the use to be made of the uncharged acts. We do
not accept this complaint. The directions in paragraphs [7]-[15] were plainly
intended to address all of the evidence relied upon in support of the alleged
propensity; that is, the evidence of both the charged and uncharged acts relied upon
in support of that propensity.
118 For all of these reasons, the complaints made under Grounds 2 and 3 have
not been made out.
Ground 4: admissibility of the covert recording
119 In Ground 4, the appellant contends that the trial judge erred in admitting a
recording that the complainant covertly made of a conversation she had with the
appellant in which he made various admissions. The appellant contends that the
recording was unlawful because it was made in contravention of s 4(1) of the
Surveillance Devices Act 2016 (SA), and that the trial judge erred in concluding
otherwise on the basis that the recording was reasonably necessary for the
protection of the lawful interests of the complainant under s 4(2)(a)(ii) of that Act.
120 In our earlier summary of the complainant’s evidence, we mentioned that she
covertly recorded a conversation, or argument, she had with the appellant on 14
December 2019 about their relationship. The recording was received as Exhibit P2
and, as set out earlier, included admissions by the appellant, that while they were
living at Christies Beach, ‘I sexually assaulted you’, ‘I moved on top of you when
you were asleep’, and ‘I started having sex with you when you were asleep … and
then I stopped’.
121 The defence applied to exclude the recording on the basis that it was made
unlawfully under s 4(1) of the Surveillance Devices Act, and that her Honour
should exercise her discretion to exclude it. In arguing that the recording was not
unlawful, the prosecution contended that the recording was reasonably necessary
for the protection of the lawful interests of the complainant. In support of this
contention, the prosecution relied upon two affidavits from the complainant
describing the circumstances in which she made the recording. In the first
affidavit, she deposed:
I made a recording of a conversation I had with [the appellant] so that I could use it to
convince myself never to go back to him no matter what happened or how he tried to
convince me to. It was to be used as a reminder to myself not to go back. At the time I
had no intention of taking it further.
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122 In her second affidavit, the complainant elaborated:
In relation to the audio recording I made of a conversation with [the appellant], this was
made on the 14th of December 2019 at Lightsview. It was made in the kitchen / living area
of our house. At the time of the recording, [the appellant] and I were living together.
Although we were living together we had in fact separated. The reason for making the
recording I have described [in the paragraph from the first affidavit set out above].
123 In rejecting the defence objection to the recording, the trial judge delivered
the following ex tempore ruling:
The accused has applied for the evidence of a recorded conversation to be excluded.
In December 2019 the complainant recorded a conversation that she had with the accused
during their relationship. I have listened to the recording and read the transcript as part of
listening to that recording. She refers to the state of the relationship back in 2017 when
they lived at Christies Beach which is the relevant timeframe for counts 1-3. She indicates
to the accused that part of the reason for their relationship deteriorating is because he raped
her and she has never got over it. The accused makes a significant admission to her during
that recording.
I have been referred to s 4 of the Surveillance Devices Act 2016. The issue is whether the
use of the device at the time was reasonably necessary for the protection of her lawful
interests. She says in her affidavit of 8 July 2022 at para 10 that she made the recording so
she could use it to convince herself never to go back to the accused no matter what
happened or how he tried to convince her to. She says it was to be used as a reminder to
herself not to go back. At the time she had no intention of taking it any further.
I refer to the decision in Davies v The Queen [2021] SASCA 26. In that case the
admissibility of a pretext call was an issue. The court found that the recording was
reasonably necessary for the protection of the lawful interest of the complainant; that lawful
interest including the right to vindication through the criminal justice system.
At the time of this recording the complainant says that she had no intention of having
charges brought against the accused. Nevertheless in my view based upon her statement I
find that she did use the device in a way which was reasonably necessary to protect her
lawful interest, namely she had the right to protect herself from further crimes of rape by
the accused in the form of not resuming her relationship with him. The fact that she did
subsequently continue that relationship does not cause me to doubt her expressed genuine
intention at the time.
Accordingly I find that pursuant to s 4(2) of the Surveillance Devices Act sub-s (1) does
not apply. I do not consider that the recording was unlawful. I also do not consider it such
that I would exclude the evidence in an exercise of the unfairness discretion.
124 In considering the admissibility of the 14 December 2019 recording, the
starting point is s 4 of the Surveillance Devices Act. Under s 4(1)(b), it is an
offence for a person to knowingly install, use or cause to be used, or maintain, a
listening device to record a private conversation to which they are a party. While
there is no dispute that the complainant acted in contravention of this provision,
the Act provides various exceptions to this general prohibition. In particular,
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s 4(2)(a)(ii) provides that the prohibition does not apply if ‘the use of the device is
reasonably necessary for the protection of the lawful interests of that person’.
125 The term ‘lawful interests’ is not defined in the Act, however, the concept of
protection of lawful interests (under both the Surveillance Devices Act, and
equivalently worded provisions in predecessor and interstate legislation) has been
the subject of significant judicial consideration.
126 In Nanosecond Corporation Pty Ltd v Glen Carron Pty Ltd,39 Doyle J
surveyed the authorities in relation to ‘lawful interests’, including the decisions of
Doyle CJ in Thomas v Nash40 and Branson J in Violi v Berrivale Orchards Ltd.41
His Honour offered the following summary:42
Drawing all of the above threads together, it remains the case that the concept of “lawful
interests” is of uncertain content. While some general propositions hold true, and some
guidance may be gained from a consideration of the authorities, the issue of whether a
recording was made for the protection of a person’s lawful interests remains one very much
anchored in the facts of the particular case.
While the reasons of Branson J in Violi v Berrivale Orchards Limited, and several of the
interstate decisions that have applied her Honour’s articulation of “lawful interests”,
suggest a relatively broad view of that phrase, it is also important to bear in mind the need
to ensure that the phrase is construed in its statutory context. In particular, as a number of
decisions have emphasised,43 the exception in relation to “lawful interests” should not be
construed so widely as to undermine the protection intended to be afforded to private
conversations under s 4 of the legislation.
Based on my survey of the authorities, it would appear that a recording made merely
pursuant to a practice of doing so, for the purpose of having a reliable record or in case it
turns out to be advantageous in some future setting is not enough to warrant its
characterisation as a recording made to protect the person’s lawful interests. Further, this
will generally be so even if the recording occurs in a commercial setting where a person’s
business or legal interests are the subject of discussion, and may still be so even where the
person making the recording has concerns about the honesty or conduct of the other party
to the conversation, is in dispute with that party or is contemplating proceedings against
that party. In Violi v Berrivale Orchards Limited, the fact that the parties were in a
contractual dispute and that one party feared the other might not tell the truth was not
enough; in Thomas v Nash, the contemplation of future litigation was not enough; and in
RRG Nominees Pty Ltd v Visible Temporary Fencing Australia Pty Ltd (No 3), the existence
of concerns about the conduct of another in their commercial dealings was not enough.
In summary, while a threat to a person’s physical safety, or the desire to uncover a crime
or resist an allegation of crime, will often give rise to a lawful interest that would warrant
protection through the use of a listening device, not every commercial or legal interest, or
39 Nanosecond Corporation Pty Ltd v Glen Carron Pty Ltd (2018) 132 SASR 63.
40 Thomas v Nash (2010) 107 SASR 309.
41 Violi v Berrivale Orchards Ltd (2000) 99 FCR 580.
42 Nanosecond Corporation Pty Ltd v Glen Carron Pty Ltd (2018) 132 SASR 63 at [101]-[105].
43 For example, see Doyle CJ in Thomas v Nash (2010) 107 SASR 309 at [49]; and White J in RRG
Nominees Pty Ltd v Visible Temporary Fencing Australia Pty Ltd (No 3) [2018] FCA 404 at [29].
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dispute in relation to such an interest, will suffice to establish a lawful interest for the
purposes of the legislation.
However, it would seem that where a dispute has arisen, and has crystallised into a real and
identifiable concern about the imminent potential for significant harm to the commercial
or legal interests of a person, this may suffice to give rise to lawful interests warranting
protection through the use of a listening device. This was so in Chao v Chao and Metz
Holdings Pty Ltd v Simmac Pty Ltd (No 1). It was also so in Dong v Song, where
McWilliams AsJ considered it critical that the situation had moved from a general or
abstract concern to have a reliable record in the hope it might later be of some advantage,
into a particular concern about the honesty of the defendants and the significance of the
relevant conversation to imminent legal proceedings.
127 Narrowing the focus to cases involving the recording of private conversation
in relation to allegations of serious criminal wrongdoing, the survey of the
authorities in Nanosecond Corporation Pty Ltd v Glen Carron Pty Ltd included
reference to DW v The Queen44 and Groom v Police (SA).45
128 In DW v The Queen, Ward JA (with whom Harrison and Hulme JJ agreed)
upheld a trial judge’s decision to the effect that a recording made by a child
complainant of a conversation with the defendant was made for the purpose of
protecting the complainant’s lawful interest in protecting herself from continuing
abuse and exploitation. On this basis, her Honour considered the situation
distinguishable from the facts in Sepulveda v The Queen,46 where the complainant
was an adult who made a recording (in which general admissions of sexual
offending many years earlier were made) for the purpose of seeking to get ‘justice
for everyone’. Her Honour explained:47
In my opinion, it was open to the trial judge to infer that the recording was made for the
purpose of the protection of the complainant’s lawful interest in protecting herself from
continuing abuse and exploitation. As to whether it was reasonably necessary for that
purpose for the recording to be made, there is a clear distinction between the position in
Sepulveda and that in the present case.
In Sepulveda, the recording was made by an adult, some years after the alleged assaults.
Here, it was made by a child and it was made while the assaults were ongoing. The
recording was made prior to any investigation by the police of allegations of sexual
misconduct by the appellant. His Honour accepted that the complainant was frightened of
the appellant, with whom she was living, as a result of his violent behaviour and that the
only other adult in the house had been convinced by the appellant that she was lying.
129 In Groom v Police (SA), Nicholson J upheld a magistrate’s decision that a
recording made by a person who had a genuine concern for their safety, and with
a view to assisting in proving a contravention of an intervention order, was made
in protection of that person’s lawful interests.48 In so holding, his Honour accepted
44 DW v The Queen (2014) 239 A Crim R 192.
45 Groom v Police (SA) (2015) 252 A Crim R 332.
46 Sepulveda v The Queen (2006) 167 A Crim R 108.
47 DW v The Queen (2014) 239 A Crim R 192 at [49]-[50] (Ward JA, Harrison and Hulme JJ agreeing).
48 Groom v Police (SA) (2015) 252 A Crim R 332 at [43] (Nicholson J).
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that a court will more readily find that a recording was made in protection of a
person’s lawful interests in circumstances where the conversation relates to a
serious crime.49
130 In R v DRF,50 Simpson JA explained that, in cases involving allegations of
sexual offending, the recording of conversations so as to obtain confessional
material may be reasonably necessary for the protection of the complainant’s
lawful interests. A conclusion to this effect may be supported by the fact that such
offending usually occurs in private circumstances, where there is unlikely to be
any corroborating witnesses; and by the existence of historical concerns or
attitudes as to the reliability of complainants in such cases.
131 In Davies v The Queen,51 this Court recently upheld the lawfulness of a
pretext call by an adult complainant, made with the support of the investigating
police and in the course of the police investigation, in which the defendant made
some general admissions of the charged conduct. After referring to the authorities
mentioned above, the Court held that the recording was reasonably necessary for
the protection of the complainant’s lawful interests, including her right to
vindication through the criminal justice system:52
As in the case of DRF, here, the allegations of the complainant were serious. Absent the
admission into evidence of the recorded conversation, the complainant’s allegations were
largely uncorroborated. In those circumstances, we consider that the complainant had a
very real lawful interest in the recording of the conversation and it was reasonably
necessary on her part to protect her lawful interests by making the pretext call and recording
it. As submitted by the respondent, those lawful interests included the right to vindication
through the criminal justice system.
132 In the present case, even though there was subsequent offending, the
recording was made by the complainant at a time when the offending discussed
had occurred over two years earlier. Further, and in any event, the complainant
did not purport to make the recording with a view to gathering evidence in support
of her allegations of earlier offending, or to address any fear or risk of further or
ongoing offending. Rather, the complainant’s asserted rationale for making the
recording was connected with her ending her relationship with the appellant, and
in particular as a reminder to herself not to resume the relationship. Whilst the
difficulties in their relationship occurred in the context of serious sexual offending
against her, her focus was a concern with protecting herself from what she
considered was a harmful relationship, and not any intention to protect her lawful
interest in vindication through the criminal justice system.
133 We accept that the requirement in s 4(2)(a)(ii) of the Surveillance Devices
Act that the recording be ‘reasonably necessary’ to protect the relevant lawful
interest imports an objective standard. However, it must be assessed by reference
49 Groom v Police (SA) (2015) 252 A Crim R 332 at [35] (Nicholson J).
50 R v DRF (2015) 263 A Crim R 573 at [90].
51 Davies v The Queen (2021) 289 A Crim R 156.
52 Davies v The Queen (2021) 289 A Crim R 156 at [50] (Kelly P, Livesey and Bleby JJA).
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to the purpose or interest that in fact motivated the recording; not some purpose or
interest that might later be identified.53 Here, the complainant’s purpose, and
contended lawful interest, was to protect herself from what she considered a
harmful relationship.
134 Even accepting that she had a lawful interest in escaping from her
relationship with the appellant, and that ‘reasonably necessary’ requires only that
the recording be reasonably appropriate – as opposed to essential – for that
purpose, we do not consider that the recording was reasonably necessary for the
protection of the complainant’s lawful interests. We do not think it was reasonably
appropriate for the complainant to record the private conversation she had with the
appellant for the purpose of protecting her right to end their relationship. To hold
otherwise would be, in our view, to pay insufficient regard to the legislative
purpose underpinning the general prohibition against the recording of private
conversations under s 4(1) of the Surveillance Devices Act.
135 Having concluded that the recording was unlawful, it remains to consider
whether the recording ought to have been excluded in an exercise of the trial
judge’s public policy discretion to exclude unlawfully obtained evidence.54
Because she concluded that the conversation had been lawfully recorded, the trial
judge did not consider this issue. Her Honour only addressed the so-called
unfairness discretion, which is not pressed in this Court. The parties accepted that,
in order to determine whether the trial judge erred in admitting the recording, this
Court should exercise the discretion itself.
136 The public policy considerations underpinning the discretion to exclude
unlawfully obtained evidence were recently considered by this Court in Young v
The King.55 As summarised in that case, the courts have emphasised the competing
public policy interest in:
• on the one hand, protecting an accused person’s freedom from arbitrary
and unlawful intrusion upon their lives and rights; deterring police from
engaging in unlawful, improper and unfair treatment of an accused
person; and avoiding any diminishment of judicial integrity through the
appearance of curial approval or encouragement of police misconduct;
and
• on the other hand, ensuring that those who commit crimes are brought
to justice; and that the credibility and legitimacy of the criminal trial
process is maintained through trials which represent a genuine attempt
53 RRG Nominees Pty Ltd v Visible Temporary Fencing Australia Pty Ltd (No 3) [2018] FCA 404 at [32]
(White J); DW v The Queen (2014) 239 A Crim R 192 at [48]-[49] (Ward JA, Harrison and RA Hulme JJ
agreeing).
54 By reason of s 9(1)(d) of the Surveillance Devices Act, it would not have been unlawful to use the
recording at trial. However, because it had been unlawfully obtained, there remained a discretion to
exclude it.
55 Young v The King [2024] SASCA 47 at [88]ff (Doyle JA, Kourakis CJ and David JA agreeing).
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to establish the facts upon which a decision depends by reference to all
relevant evidence.
137 In considering and weighing the competing public policy interests, the Courts
in Bunning v Cross and subsequent decisions have identified several relevant
considerations:56
• the seriousness of the charged offending;
• whether the misconduct was deliberate or resulted from a mistake;
• whether the misconduct affected the cogency of the evidence so
obtained;
• the probative value of the evidence, and its importance in the
proceedings;
• the ease with which those responsible for the misconduct might have
complied with the law in procuring the evidence in question;
• the legislative intention (if any) in relation to the law said to have been
infringed; and
• whether such misconduct was encouraged or tolerated by those in
higher authority in the police force or, in the case of illegal conduct, by
those responsible for the institution of criminal proceedings.
138 The offending alleged in the present case was undoubtedly serious, being
four counts of rape. The recording was deliberate, and undertaken covertly, albeit
that the evidence does not reveal whether the complainant knew it was unlawful
for her to record the conversation. On the other hand, the complainant made the
recording for her own purposes, not intending or contemplating at the time that it
might be deployed in legal proceedings against the appellant. While the
complainant directed the conversation towards the allegations of rape with a view
to having the appellant make admissions, this was a natural part of their
conversation about the difficulties in their relationship. More importantly, there
does not seem to be anything about the nature or content of the conversation that
tended to undermine the cogency of the statements made by the appellant,
including the admissions made. The probative value of the recording was high,
involving relatively clear admissions by the appellant of his conduct in sexually
assaulting the complainant while she was asleep.
139 It is to be acknowledged that the recording was made in circumstances that
were contrary to the legislative protection intended for private conversations under
56 Bunning v Cross (1978) 141 CLR 54 at 78-80 (Stephen and Aickin JJ, Barwick CJ agreeing); Ridgeway
v The Queen (1995) 184 CLR 19 at 38 (Mason CJ, Deane and Dawson JJ); R v Swaffield (1998) 192
CLR 159 at [135] (Kirby J).
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s 4(1) of the Surveillance Devices Act. On the other hand, when considering the
Court’s discretion to exclude the evidence, it is significant that the recording was
made by an individual believing it was in her own interests to do so, rather than by
(or at the instigation of) some law enforcement authority for the purposes of
gathering evidence for use in criminal proceedings. Admission of the evidence
would assist in ensuring that the trial encompassed all relevant evidence, without
incentivising any misconduct by law enforcement authorities.
140 In our view, the balance fell in favour of receiving the evidence of the
admissions covertly recorded by the complainant. We would thus reject the
challenge to the admissibility of this evidence.57
141 It follows that the recording of the 14 December 2019 conversation between
the complainant and appellant, and in particular the admissions contained in that
conversation, was admissible. The error contended in Ground 4 has not been made
out.
Ground 5: directions in relation to the complainant’s health and medication
142 It will be recalled from the earlier summary of the prosecution evidence that
both the complainant, and her general practitioner (Dr Altree), gave evidence about
the difficulties the complainant experienced, and the medication she was
prescribed, in the period following the birth of her second daughter. As the
complainant explained, in the period from around March to June 2017, she was
experiencing symptoms including not only vaginal pain and bleeding, but also
blurry vision, a rapid heart-rate, high blood pressure, fatigue, nausea and weakness.
Her symptoms also included episodes of auditory hallucinations, and one occasion
when she experienced a visual hallucination (in which she saw a red demon). She
consulted Dr Altree, and attended hospital on two occasions, reporting the
symptoms just described, and was diagnosed as suffering from postpartum
thyroiditis and thyrotoxicosis. The latter involves an elevation in the level of
thyroid hormone, and according to Dr Altree was possibly the cause of the visual
hallucination reported on 26 June 2017. The complainant was prescribed anti-
anxiety, anti-psychotic and sleep medication.
143 Related to this evidence, the complainant acknowledged that there was an
occasion between Counts 1 and 2 when she awoke startled in the night. She was
apparently having some kind of panic attack, went and sat in the corner of the
bedroom, and told the appellant not to touch her, and to get away from her. On
her evidence, this panic attack had nothing to do with the occasions when she was
raped. On the appellant’s evidence, the complainant had panic attacks on more
than one occasion, and she had falsely accused him of raping her on one of these
occasions.
57 See, for example, the similar reasoning and conclusions in Sepulveda v The Queen (2006) 167 A Crim R
108 at [149] (Johnson J, McClellan CJ at CL and Hislop J agreeing), and DW v The Queen (2014) 239
A Crim R 192 at [62]-[67] (Ward JA, Harrison and RA Hulme JJ agreeing).
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144 In Ground 5, the appellant complains that the trial judge failed to adequately
direct the jury in relation to the evidence as to the complainant’s physical and
mental health, and medication, including her history of hallucinations; and, in
particular, failed to direct the jury as to the significance of this evidence in their
assessment of the complainant’s evidence to the effect that the appellant engaged
in sexual intercourse with her while she was asleep. Relying upon Bromley v The
Queen,58 the appellant argues that the trial judge ought to have given the jury some
kind of warning as to the potential unreliability of the complainant’s evidence.
145 In Bromley v The Queen, a critical witness was schizophrenic and was shown
to have had, on the night in question, an episode of the illness that required
admission to a mental hospital. In those circumstances, the Court held that the jury
should have been given a clear warning of the possible danger of basing a
conviction on the witness’ unconfirmed evidence. Gibbs CJ explained:59
What is required, in a case where the evidence of a witness may be potentially unreliable,
but which does not fall within one of the established categories in relation to which the full
warning as to the necessity of corroboration must be given, is that the jury must be made
aware, in words which meet the justice of the particular case, of the dangers of convicting
on such evidence. …
If it appears that a witness whose evidence is important has some mental disability which
may affect his or her capacity to give reliable evidence, common sense clearly dictates that
the jury should be given a warning, appropriate to the circumstances of the case, of the
possible danger of basing a conviction on the testimony of that witness unless it is
confirmed by other evidence. The warning should be clear and, in a case in which a lay
juror might not understand why the evidence of the witness was potentially unreliable, it
should be explained to the jury why that is so. There is no particular formula that must be
used; the words used must depend on the circumstances of the case.
146 In his separate reasons, Brennan J emphasised that a specific warning will
not usually be required if the danger is one equally obvious to the lay mind, and
not one in respect of which the Court has some special knowledge. Similarly, in
cases where the severity and significance of the witness’ disorder is apparent from
the evidence given by the witness (and a person qualified to explain the disorder),
then this may be sufficient to explain the danger to the jury. There is no fixed or
universal rule as to what, if anything, must be said to explain any danger of
unreliability in the witness’ evidence. The possibility of a miscarriage of justice
is both the occasion for giving a warning, and the determinant of its content.60
147 In some cases, a warning about the danger of unreliability in a witness’
evidence should be given in terms that the impugned evidence should be
scrutinised with care, and should be given judicial imprimatur. In other case, it
58 Bromley v The Queen (1986) 161 CLR 315.
59 Bromley v The Queen (1986) 161 CLR 315 at 319 (Gibbs CJ, Mason, Wilson and Dawson JJ agreeing).
60 Bromley v The Queen (1986) 161 CLR 315 at 324-325 (Brennan J).
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will be sufficient that the jury is reminded of the potential for unreliability by
reference to the evidence and submissions at trial.61
148 In the present case, both the complainant and Dr Altree gave clear and
consistent evidence about the health difficulties experienced, and medication
taken, by the complainant. The trial judge referred to that evidence in her summing
up. Her Honour also referred to the submissions made by the prosecutor and
defence counsel in relation to that evidence. The latter included a reminder of
defence counsel’s submissions to the effect that the jury must consider the
complainant’s credibility and reliability; that she might have looked like she was
trying to tell the truth, but that an important issue was whether she was reliable;
that there was evidence she was quite unwell in 2017 and had experienced
hallucinations; that she might have convinced herself that something happened
when in fact it did not; and that they should be careful about putting too much
weight on her demeanour.
149 In our view, the directions given were adequate to ensure that the jury
considered the complainant’s health and medication when assessing the credibility
and reliability of her evidence, and that the jury properly understood the
significance of this evidence. In circumstances where the complainant
demonstrated through her evidence an awareness of the symptoms she was
experiencing, and was able to separate the one episode of visual hallucinations
which she did experience, from the occasions on which she says she was raped,
the issue was one best left for the jury’s own consideration. The danger of
unreliability relied upon by defence counsel was obvious, and able to be assessed
by the jury. We do not think that any separate or more specific direction carrying
the imprimatur of the trial judge was required, or indeed appropriate.
150 We are satisfied that no miscarriage of justice has been established. We are
reinforced in this view by the fact that trial counsel did not seek any redirection,
or additional directions, in relation to the significance of the complainant’s health
and medication to the jury’s assessment of her evidence. Ground 5 has not been
made out.
Ground 6: prosecution submission of recent invention
151 In his closing address, the prosecutor challenged the credibility of the
appellant’s version of events. His submissions included:
Obviously I’ve suggested a number of times that you should reject certain pieces of his
evidence. Now, no doubt there will be some things that he said that you accept, some of
the background, some of the various topics of things that happened over the years that
simply weren’t in dispute, but I suggest that the accused has come up with a version of
events on all of the key points to fit the evidence to make it look like the complainant is
61 See, for example, R v Tran (2009) 198 A Crim R 23 at [23]-[26] (Bleby J, Anderson J agreeing), [102]
(White J); and R v Lindsay (2016) 126 SASR 362 at [21]-[30] (Vanstone J, Kelly and Blue JJ agreeing).
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just completely unreliable and that his denials are simply untrue, his denials of the charged
acts.
152 In Ground 6, the appellant complains that it was unfair and impermissible for
the prosecutor to suggest that the appellant had ‘come up with a version of events
… to fit the evidence’. The appellant contends that this was an allegation of recent
invention by the prosecutor, which had not been put to the appellant during cross-
examination, and which was therefore unfair and impermissible, and occasioned a
miscarriage of justice.
153 In our view, there is no merit in this complaint. The submission made, when
read in context, was no more than an aspect of the prosecutor’s general attack upon
the appellant’s credibility. An adequate foundation for that attack had been laid
through the prosecutor’s cross-examination of the appellant. There was nothing in
the nature or terms of the impugned submission which required any greater or more
specific foundation. The submission did not occasion any miscarriage of justice.
154 This ground of appeal has not been made out.
Conclusion on appeal against conviction
155 We grant permission to appeal against conviction, but for the reasons set out,
dismiss the appeal.
Appeal against sentence
156 The appellant was convicted of two counts of rape, being Counts 2 and 4 on
the Information. The maximum penalty for each was life imprisonment.
157 Consistently with the jury’s inability to reach verdicts on Counts 1 and 3, the
judge sentenced the appellant on the basis that there were no other charged or
uncharged occasions of sexual offending by the appellant. Having identified
notional head sentences of seven years imprisonment and eight years
imprisonment for the two offences, the judge imposed a single penalty under s 26
of the Sentencing Act 2017 (SA) of 12 years imprisonment. Her Honour fixed a
non-parole period of six years and six months.
158 As mentioned at the outset of these reasons, the appellant seeks permission
to appeal against sentence on the sole ground that the sentence imposed was
manifestly excessive.
159 The principles governing an appeal on this ground are well known and do not
need repeating. It is enough to observe that the appellant must establish that the
sentence was unreasonable or plainly unjust, in the sense that it was outside the
range of sentences that might reasonably have been imposed having regard to all
of the circumstances relevant to the offender and his offending.
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Circumstances of the offending
160 Although it involves some repetition of matters already addressed in these
reasons, it is convenient to commence consideration of the appeal against sentence
by addressing the judge’s account of the factual basis upon which the appellant
was sentenced.
161 By way of background and context, the appellant and complainant had met
at school, and married in 2015. They had a child that year, and then had their
second child in March 2017. Following the birth of that child, the complainant
became unwell with a postpartum infection. She attended hospital twice, and was
treated with antibiotics, as well as medication to help her sleep. She was told not
to have sexual intercourse for about two months to allow her body to heal. She
continued to feel unwell, and was ultimately diagnosed with thyrotoxicosis.
162 Turning to the first instance of offending, the judge explained that on 11 July
2017, the complainant called a telehealth service. She was feeling anxious, dizzy
and could not stand up. She was advised to rest. She took some Olanzapine and
Metoprolol. She put the baby in the basket next to the bed and went to sleep.
163 The complainant woke to find the appellant holding her down with her hands
pinned alongside her head. The appellant was engaging in penile-vaginal sexual
intercourse with her. She yelled and told him to get off, which he did. The
complainant got out of bed, and moved to the corner of the bedroom, very
distressed. The appellant was apologetic, saying he was sorry. The complainant
cried in the corner while the appellant sat on the bed. The complainant grabbed
her daughter, went downstairs and slept on the couch.
164 As the judge explained, the complainant spoke with the appellant the
following day about consent, and the impact of his behaviour on her health. The
appellant was again apologetic, and said that he understood she was not well and
that his behaviour was not okay. He sought to explain his behaviour by saying that
he would black out, see red and then not remember what he was doing. The
complainant said that she did not consent to him having sex with her while she was
asleep. For a couple of weeks following that, the complainant and appellant slept
in separate rooms of the house.
165 In about August 2019, the complainant and appellant separated, but
continued to live in the same house. There was an occasion in December 2019
when they had consensual sexual intercourse; however, they also had an argument
on 14 December 2019 in which they discussed (and the appellant admitted) his
2017 offending against the complainant.
166 The second offence occurred on 26 January 2020. The couple’s second child
was unwell, and was with the complainant in her bed. The appellant offered to
keep the complainant company, and she agreed on the basis that the appellant
would lie on top of the blankets with their daughter between them. The
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complainant fell asleep, but then woke up at about 5.00 am. Her child was no
longer in the bed, and the appellant was having penile-vaginal intercourse with her.
She froze for a second, was in shock, and said something like ‘you might as fucking
well’. The appellant continued, and when the complainant asked him not to
ejaculate, he pulled out and ejaculated on the sheets. The complainant ran
downstairs. The appellant followed her downstairs, saying that he was sorry and
that he was seeing red again and did not know why it was happening. He was
pleading with her not to tell anyone, however she told her friend the following day.
167 The judge mentioned the complainant’s evidence to the effect that there were
other occasions when the appellant had had sexual intercourse with her while she
was asleep, or that she suspected from her vaginal pain and bleeding that this had
occurred. However, because the jury had not been able to reach any verdict on
Counts 1 and 3, the judge decided not to sentence the appellant on the basis that
there were any other charged or uncharged occasions of non-consensual sexual
intercourse. Her Honour sentenced on the basis that the complainant believed that
there were other occasions, but that the only relevance of this was that it supported
and explained her evidence that she had made it very clear to the appellant prior to
26 January 2020 that she did not consent to the appellant having sexual intercourse
with her while she was asleep.
168 The judge mentioned the victim impact statements provided by the
complainant and her parents. The complainant described the profound impact the
offending had had on her, and her parents. Not only was she deeply disappointed
in the appellant, but also his conduct had prevented her fully recovering and had
put her at risk of further infection or pregnancy. It had resulted in her developing
a distrust and fear of men more generally, and to her not wanting to have men
around her when she was unwell. It had caused her to hate herself, and to question
her self-worth. It had caused her to struggle in her work and studies.
The appellant’s personal circumstances
169 The appellant was 27 years of age at the time of sentencing, and 21 and 23
years of age at the time of the two offences. He had no previous convictions.
170 The appellant considered that he had had an unstable childhood because of
his parents’ lower socioeconomic status and impoverished living conditions. His
parents separated when he was about 12 or 13 years of age. His mother later
remarried, and his mother and stepfather have been an important source of
emotional and practical support for him. His father had longstanding mental health
issues, and spent some time in prison. The appellant had only had sporadic contact
with his father, and he unfortunately committed suicide in 2023.
171 The appellant attended various schools, and completed Year 12. In 2014 he
commenced a computer science degree, but withdrew after two years and the birth
of his first child in order to start working full time. He subsequently worked in
several jobs in the IT industry. After the birth of his second child, he worked as a
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casual tiler with his wife’s father. He took this job because it enabled him to spend
more time at home to care for the complainant and their children. He supplemented
his income with additional casual jobs in the IT industry.
172 The judge was assisted by a psychological report from Dr Lim dated 8
October 2023, which was the source of much of the personal background set out
above. The appellant told Dr Lim that his mental health had deteriorated after the
birth of his second child and his wife became unwell. He felt financial pressure,
and stress associated with working multiple jobs to supplement his income. He
said that he put a lot of effort into his family but felt that he did not receive the
same care in return. He started to consult a psychologist to assist him with his
mental health difficulties in around 2018, after receiving a mental health plan from
a general practitioner. He had multiple appointments to address his stress and
anxiety, with those appointments continuing up to just prior to his trial. He
described his mental health to Dr Lim as ‘good enough to get by’.
173 The appellant told Dr Lim that he had been in a stable and supportive
relationship since mid-2021.
174 Dr Lim expressed the view that the appellant had been suffering from an
adjustment disorder with anxiety from early 2017 to early 2020 because of a range
of stressors, including marital problems, financial stress, extensive work hours and
limited access to his children. However, she did not consider that the appellant
was suffering from any diagnosable mental health condition as at the date of her
report. In her view, the appellant had adjusted relatively well to the prison
environment and his personal circumstances more generally – which, she
observed, was unusual given that the appellant had no criminal history, and so had
not previously spent any time in prison.
175 Dr Lim also expressed the view that the appellant had displayed minimal
compassion and empathy for his wife. She did not observe any insight or
appreciation by the appellant into how difficult and challenging the situation must
have been for his wife after the birth of their second child. Rather, the appellant’s
responses were largely ego driven, primarily focussed on his own stress levels, his
positive family values, and what a kind, responsible, caring spouse and father he
considered that he had been. In Dr Lim’s opinion, the appellant was yet to engage
in any form of deep and meaningful reflection on how his actions had affected his
marriage, or the underlying reasons for his wife’s emotional distress or
maladaptive coping and/or compensatory behaviours, irrespective of whether these
allegations are true or false. The appellant appeared to have formed a firmly
established opinion of himself as a victim. Dr Lim considered that the appellant’s
tendency to minimise or deflect personal responsibility represented his main
coping and problem-solving strategy in response to strong negative emotions.
Because of his poor capacity to tolerate intense distress, he either detached
emotionally or avoided engaging in deep and meaningful introspective reflection
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of his own emotional states in a way which would help him to understand their
genesis and how they drive his behaviours.
176 Dr Lim made various recommendations for treatment. She noted that the
appellant continued to deny his offending, but said that this was a treatment issue
rather than a criminogenic risk factor. In Dr Lim’s view, the appellant’s risk of
reoffending was in the low category.
177 The judge accepted Dr Lim’s opinions.
178 The appellant relied upon a number of letters of support from his family,
friends and work colleagues. They spoke of the appellant’s generally good
character, dedication as a father and willingness to help others.
The sentence imposed
179 The judge described the crime of rape as involving the physical and
emotional violation of another person, adding that it is often about power, control
and domination. It is a serious criminal offence, which is evident from the
maximum penalty of life imprisonment.
180 In explaining the sentence to be imposed, the judge commenced by observing
that the most important factor was the need to protect the safety of the community.
But general deterrence was also an important factor for this type of offending. Her
Honour referred to the work being done in the community to send and reinforce
the message that there is no tolerance for sexual violence against women, and the
need for the courts to reflect this message.
181 The judge described the appellant’s offending as involving a gross breach of
trust; that the appellant had violated his wife while she was asleep in her own bed.
On the first occasion, she was physically unwell and medicated. He repeated his
offending even after she had confronted him about his earlier offending.
182 The judge considered that personal deterrence was also an important factor.
In her Honour’s view, the appellant remained in denial about his offending. She
accepted what she described as Dr Lim’s opinions about the appellant’s
egocentricity and the operation of this trait in deflecting any meaningful
introspective reflection. Her Honour said this was consistent with how the
appellant had presented in the witness box.
183 As the judge explained, the appropriate sentence must seek to promote the
appellant’s rehabilitation. Her Honour accepted Dr Lim’s opinions as to the
appellant’s low risk of reoffending, and treatment recommendations.
184 In imposing sentence, the judge utilised s 26 of the Sentencing Act to fix one
sentence for both offences. Her Honour identified notional sentences of seven
years imprisonment for the first offence, and eight years imprisonment for the
second offence. The judge emphasised that the first offence was committed while
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the appellant’s wife was very unwell, and that the second offence was committed
after he had apologised for raping her on the first occasion. Her Honour said that
she would make the sentences partially concurrent to ensure a proportionate
sentence or, as her Honour described it, ‘to give effect to the principle of totality’.
She imposed a sentence of 12 years imprisonment.
185 The judge fixed a non-parole period of six years and six months, describing
it as intended to promote the appellant’s rehabilitation in the community while
under supervision. The sentence was backdated to commence from 8 August 2023,
being the date the appellant’s bail was revoked.
Analysis
186 In contending that the sentence imposed was manifestly excessive, the
appellant emphasises that, on the judge’s findings, which were consistent with the
jury’s verdicts, he fell to be sentenced on the basis that he committed two acts of
rape, and not any of the other charged or uncharged conduct which was the subject
of evidence at trial. While acknowledging the seriousness of his offending, and
that it was appropriate for some accumulation of the individual sentences for the
two offences, the appellant contends that, in light of his lack of previous offending
and prospects for rehabilitation, the judge imposed an overall sentence which was
disproportionately high.
187 We have had regard to a number of authorities in this Court considering
sentences imposed for the offence of rape, including White (a pseudonym) v The
Queen,62 R v Ross,63 R v D, RHC64 and R v Knight.65 Although the offence is always
a serious one, as reflected by the maximum penalty of life imprisonment, the wide
ranging circumstances in which it may be committed mean that there is no tariff.
Other cases are of limited assistance.
188 In the present case there were undoubtedly features of both offences which
made them serious instances of the offence. As the judge described, they both
involved gross breaches of trust, with the appellant violating his wife while she
was asleep in her own bed. In the case of the first offence, it occurred while his
wife was unwell and medicated. In the case of the second offence, it occurred after
the appellant had been confronted about his previous offence, had acknowledged
the wrongfulness of his conduct and had been told in clear terms that his wife did
not consent to sexual intercourse while she was asleep. Despite having had time
to reflect, he chose to offend again. While there had been intervening instances of
consensual sexual intercourse between them, the complainant had made it plain
that their relationship was over. Certainly the appellant understood that his wife
did not consent to sexual intercourse while she was asleep.
62 White (a pseudonym) v The Queen (2022) 141 SASR 398.
63 R v Ross (2018) 132 SASR 31.
64 R v D, RHC [2011] SASCFC 31.
65 R v Knight [2016] SASCFC 40.
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189 Unsurprisingly, the offending has had a deep and continuing impact upon the
complainant, across various aspects of her life.
190 Protection of the safety of the community and general deterrence were
significant considerations. The latter in particular required significant attention.
Men need to be deterred from sexual violence against women, and it needs to be
made clear that that includes sexual violence against women with whom they are,
or were, in relationships.
191 There were some concerning features of the appellant’s personal
circumstances, in particular his lack of compassion and empathy for his wife, and
corresponding lack of insight into her perspective and the impact of his offending
upon her. On the other hand, the appellant was relatively young, had not
previously offended, and fell to be sentenced on a factual basis that did not include
any other charged or uncharged offending. Further, despite his lack of emotional
resilience and maturity in dealing with the stressors in his life, the judge accepted
Dr Lim’s opinion that there was a low risk of the appellant reoffending.
192 In our view, the notional starting points identified by the judge of seven years
imprisonment and eight years imprisonment respectively for the two offences were
both high. Further, in our view, there was room for a significant level of
concurrency in arriving at a sentence which was proportionate to the overall
criminality of the offending and circumstances of the offender.
193 The two offences did not form part of a course of conduct. The separation in
the time and circumstances between the two offences means that it was appropriate
that there be some degree of cumulation between the sentences identified for each
offence. On the other hand, the overlap or connection between the offences in
terms of their similar nature, context and motivation, and between the
criminogenic factors contributing to their commission, meant that there was room
for a significant degree of partial concurrency. The imposition of a significant
sentence of imprisonment for one of the offences had a potential to assist in
achieving the sentencing objectives sought to be achieved by the sentence to be
imposed for the other.66
194 In all the circumstances, we are satisfied that the overall sentence imposed
by the sentencing judge was too high; that an overall head sentence of 12 years
imprisonment for the two offences was manifestly excessive. We would therefore
allow the appeal against sentence, and resentence the appellant.
66 See, for example, the discussion of the breadth of the scope for partial concurrency – even in cases,
which unlike the present case, involve multiple victims - in authorities such as Warner v The King
(2022) 142 SASR 275 at [21]-[29] (Kourakis CJ), [90]-[98] (Livesey P), [128] (Doyle JA); Edmonds (a
pseudonym) v The Queen [2022] SASCA 11 at [62]-[69] (Livesey P, Doyle and David JJA); R v W, PL
[2017] SASCFC 119 at [66]-[67] (Doyle J, Bampton and Lovell JJ agreeing); White (a pseudonym) v
The Queen (2022) 141 SASR 398 at [45]-[47] (Lovell, Bleby and David JJA) (single victim).
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[2024] SASCA 108 Doyle and David JJA
43
Resentencing
195 In resentencing the appellant, we bear in mind the various matters identified
by the judge and in our analysis above. We would approach the sentencing task in
a similar manner, but with lower starting points for the two offences and a greater
level of concurrency.
196 We would start with notional sentences of six years imprisonment for the first
offence, and seven years imprisonment for the second offence. For the reasons
explained, we consider that the need to ensure a proportionate sentence permits,
indeed requires, a significant measure of concurrency on the basis that, whilst the
two offences were separated in time and circumstances, the imposition of a
significant sentence of imprisonment for the one has the capacity to assist in
achieving the sentencing objectives required to be achieved by the other. Utilising
s 26 of the Sentencing Act, and allowing for 50 per cent concurrency in respect of
the sentence for the second offence, we would impose an overall sentence of nine
years and six months imprisonment for the two offences.
197 Like the sentencing judge, we consider that a relatively lenient non-parole
period is appropriate, given the appellant’s good record and scope for rehabilitation
with appropriate supervision. We would fix a non-parole period of 5 years.
198 We would backdate the appellant’s sentence to commence from 8 August
2023, the date his bail was revoked.
Conclusion and orders
199 In relation to the appeal against conviction, we grant permission to appeal
but dismiss the appeal.
200 In relation to the appeal against sentence, we grant permission to appeal and
allow the appeal. We set aside the sentence imposed below and resentence the
appellant to a sentence of nine years and six months imprisonment, with a non-
parole period of five years and backdated to commence from 8 August 2023. We
make an intervention order in the same terms as below.
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