AARON DAVID LADD v SERVICES AUSTRALIA [2024] SASC 63
On Appeal from MAGISTRATES COURT OF SOUTH AUSTRALIA (MAGISTRATE SOETRATMA)
AMC-21-12122; AMC-21-12123
First Appellant: AARON DAVID LADD Counsel: MR S NOTTLE - Solicitor: MANGAN EY
& ASSOCIATES
Second Appellant: STEPHANIE NOBLET Counsel: MR W MICKAN - Solicitor: CALDICOTT & ISAACS
Respondent: SERVICES AUSTRALIA Counsel: MS J DAVEY - Solicitor: DIRECTOR OF PUBLIC
PROSECUTIONS (CTH)
Hearing Date/s: 19/04/2024
File No/s: SCCRM-23-046891; SCCRM-23-046892
B
SUPREME COURT OF SOUTH AUSTRALIA
(Magistrates Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
any such order or provision. Further enquiries may be directed to the Registry of the Court in which it was generated.
LADD v SERVICES AUSTRALIA; NOBLET v SERVICES
AUSTRALIA
[2024] SASC 63
Judgment of the Honourable Justice Kimber
10 May 2024
MAGISTRATES - APPEAL AND REVIEW - SOUTH AUSTRALIA - APPEAL TO
SUPREME COURT
This is a judgment in relation to two separate appeals against sentences imposed by a Magistrate in
relation to dishonesty offences against the Department of Human Services (now Services Australia).
After making the allowances for the guilty pleas of each appellant, the Magistrate sentenced Mr Ladd
to six months imprisonment and Ms Noblet to 10 months imprisonment. The Magistrate made a
recognizance release order in relation to both appellants upon giving security by recognizance in the
sum of $1,000 that each be of good behaviour for a period of two years. Mr Ladd was ordered to
serve a period of four weeks imprisonment. Ms Noblet was ordered to serve a period of six weeks
imprisonment.
Both appellants contend that the Magistrate erred in failing to properly consider whether the sentence
ought to have been served subject to a home detention order. Both appellants also contend that the
sentences were manifestly excessive by virtue of failing to order immediate release on a recognizance
release order or alternatively, in failing to order that the sentence of imprisonment be served subject
to a home detention order.
Held, dismissing both appeals:
1. The Magistrate’s reasons for declining to order that the respective sentences be served on
home detention were brief but, in the circumstances, including the submissions of each
appellant before the Magistrate, those reasons were sufficient.
2. The sentences imposed were not manifestly excessive. While the sentence imposed on
Ms Noblet was a heavy one considering her personal circumstances, in the case of both
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appellants, given the offending and the importance of deterrence, neither sentence was outside
the permissible range of sentences for the relevant offending and relevant appellant.
Criminal Code Act 1995 (Cth) ss 134.2(1), 135.1(5); Social Security Act 1991 (Cth) s 4; Sentencing
Act 2017 (SA) s 71; Crimes Act 1914 (Cth) s 16A(1)–(2), referred to.
House v The King (1936) 55 CLR 499; Lowndes v The Queen (1999) 195 CLR 665; R v Wilton (1981)
28 SASR 362; Markarian v The Queen (2005) 228 CLR 357; Kentwell v The Queen (2014) 252 CLR
601; Hili v The Queen (2010) 242 CLR 520; The Queen v Pham (2015) 256 CLR 550; Kovacevic v
Mills (2000) 76 SASR 404; R v Cameron and Simounds (1993) 171 LSJS 305; Evdochim v The King
[2022] SASCA 140, applied.
R v Hevko (2018) 272 A Crim R 191; R v Hibjelic [2018] SASCFC 35; R v Dell (2016) 126 SASR
571; Laxton v Justice (1985) 38 SASR 376; Walsh and Another v Department of Social Security
(1996) 67 SASR 143, considered.
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LADD v SERVICES AUSTRALIA; NOBLET v SERVICES AUSTRALIA
[2024] SASC 63
Magistrates Appeal: Criminal
1 The appellants appeal against sentences imposed by a Magistrate on
19 December 2023.
2 Ms Noblet pleaded guilty to three offences. The first offence is a single count
of obtaining a financial advantage by deception contrary to s 134.2(1) of the
Criminal Code 1995 (Cth) (the Code) involving conduct between 23 March 2016
and 8 August 2018. The maximum penalty was 10 years imprisonment or a
pecuniary penalty not exceeding $108,000, or both. The second and third offences
are two counts of dishonestly causing risk of a loss contrary to s 135.1(5) of the
Code. The first count involves conduct between 23 January 2017 and 3 May 2017,
and the other involved conduct between 8 August 2017 and about
15 November 2017. The maximum penalty for the first count was five years
imprisonment, or a pecuniary penalty not exceeding $54,000, or both. The only
difference in the maximum penalty for the second such offence was that the
relevant pecuniary penalty was a sum not exceeding $63,000.
3 In the case of Ms Noblet, the Magistrate adopted a single starting point of
one year. After a reduction for the pleas of guilty, a sentence of 10 months was
imposed. The Magistrate ordered that there be release after six weeks upon giving
security by recognizance in the sum of $1,000 that Ms Noblet be of good behaviour
for two years.
4 Mr Ladd pleaded guilty to a single count of obtaining a financial advantage
by deception contrary to s 134.2(1) of the Code involving conduct between
30 August 2016 and 9 August 2018. The maximum penalty was the same as for
the same offence committed by Ms Noblet.
5 In the case of Mr Ladd, the Magistrate adopted a starting point of
eight months. After a reduction for the plea of guilty, a sentence of six months
was imposed. The Magistrate ordered that there be release after four weeks upon
giving surety by recognizance in the sum of $1,000 that Mr Ladd be of good
behaviour for two years.
6 For the reasons which follow, I dismiss both appeals.
The Notices of Appeal
7 The grounds of appeal for each appellant are identical and are as follows:
1. The sentencing discretion miscarried by virtue of the failure to properly
consider whether the sentence ought to have been served subject to a
home detention order.
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2
2. The sentencing discretion miscarried by virtue of the failure to order
immediate release on a recognizance release order.
3. In the alternative, the sentencing discretion miscarried by virtue of the
failure to order that the sentence of imprisonment be served subject to
a home detention order.
The offending
8 The conduct the subject of the offences and the circumstances in which it
occurred are not disputed. Before outlining the offending, it is necessary to say
something about ‘parenting payments’ as defined in the Social Security Act 1991
(Cth) (SS Act). A ‘parenting payment’ is payable to persons caring for dependent
children until the date of the youngest child’s eighth birthday. The ‘parenting
payment’ payable is affected by the recipient’s relationship status (i.e. - single or
partnered) and by other income received by the person (e.g. - from employment).
The amount payable to claimants with a partner is affected by income earned by
the partner. A ‘parenting payment single’ is payable to persons who are not
partnered (i.e. - not a ‘member of a couple’ as defined in s 4 of the SS Act).
9 In 2017, a review was commenced in relation to both Mr Ladd and
Ms Noblet. On 5 September 2018, search warrants were executed by the
Australian Federal Police. The next day, it was determined that Mr Ladd and
Ms Noblet were in a relationship, and that had been the case at the time of their
respective offences.
The offending of Mr Ladd
10 On 30 August 2016, Mr Ladd lodged an online claim form for parenting
payment single which contained false statements about his relationship with
Ms Noblet. Mr Ladd stated that he had separated from Ms Noblet on
9 August 2016; that while he lived with Ms Noblet, he did so only as a ‘friend or
housemate’; that he had not previously lived together with Ms Noblet as a couple;
that he and Ms Noblet did not have joint financial commitments; that others did
not regard them as a couple; and that he had three children in his care, including a
child with Ms Noblet, S.
11 On 13 September 2016, as a result of the information provided by Mr Ladd,
the claim was granted and payments of parenting payment single to which he was
not entitled were made between 22 August 2016 and 9 August 2018.
12 During the period of the offending, Mr Ladd was unemployed and was not
required to regularly report to continue to receive social security benefits.
However, Mr Ladd remained subject to an ongoing obligation to report an event
or change in circumstances, such as entering a relationship and being a member of
a couple. Despite numerous opportunities throughout the relevant period, Mr Ladd
failed to truthfully report his ongoing relationship with Ms Noblet.
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13 During the relevant period, Mr Ladd received $40,818.00 in social security
benefits. Of that sum, Mr Ladd was eligible to receive $25,270.78. Therefore, the
total overpayment obtained by Mr Ladd during the relevant period was
$15,547.22.
The offending of Ms Noblet
14 In 2013, Ms Noblet was granted a parenting payment single after she
separated from her then partner. On 5 December 2015, S, the child with Mr Ladd,
was born. By no later than March 2016, Ms Noblet and Mr Ladd were living
together and held a joint bank account. At all relevant times while in receipt of
parenting payment single, Ms Noblet remained subject to an ongoing obligation to
report an event or change in circumstances within 14 days, such as living with a
partner and changes in income.
15 Ms Noblet was employed by one employer from 23 January 2017 to
1 May 2017 and by another from 22 August 2017 to 15 November 2017. Those
periods of employment resulted in her committing the two offences contrary to
s 135.1(5). During each period of employment, Ms Noblet was required to report
employment income each fortnight. On 14 occasions via the Centrelink mobile
application and on one occasion via telephone, Ms Noblet falsely stated that she
had earned no income.
16 From 2 May 2017 to 7 August 2017, Ms Noblet’s parenting plan single
payments were cancelled because it became apparent that she was earning income
from the first of the above employers above the relevant threshold. On
2 August 2017, Ms Noblet submitted a further claim for parenting payment single,
falsely stating that she had separated from Mr Ladd on 28 November 2014 and that
she was sharing her accommodation with a friend. On 9 August 2017, parenting
payment single payments were resumed. Ms Noblet continued to receive those
payments until 8 August 2018. Ms Noblet ultimately received payments totalling
$16,363.68 to which she was not entitled.
Personal circumstances of the appellants
17 Ms Noblet and Mr Ladd are no longer in a relationship.
18 At the time of sentence, Ms Noblet was 29 years of age and had no prior
convictions. The Magistrate had before him letters from persons who supported
Ms Noblet. Ms Noblet has experienced significant physical and mental health
issues. She has had surgery for intracranial hypertension; has been diagnosed with
borderline personality disorder and complex post-traumatic stress disorder; and
reported being suicidal in 2021. By the time of sentencing, Ms Noblet had
re-partnered and has a daughter who is now about 10 months old. Ms Noblet also
has the care of the daughter of her new partner from another relationship. S was
born on 5 December 2015 and is now eight years of age. Ms Noblet and Mr Ladd
share custody of S with that child living with the appellants in alternate weeks.
S has been diagnosed with both attention deficit hyperactivity disorder (ADHD)
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[2024] SASC 63 Kimber J
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and autism spectrum disorder (ASD). Ms Noblet has another child to whom I will
later refer.
19 At the time of sentence, Mr Ladd was 46 years of age. Mr Ladd has some
prior convictions, primarily relating to driving offences. He has no history of
committing offences like that for which he was sentenced. At the time of sentence,
he had been employed since August 2022. Before the Magistrate, in a submission
repeated on the hearing of the appeal, it was submitted that Mr Ladd’s employment
would be at risk if a sentence involving imprisonment or home detention was
imposed. That submission does not find support in an email dated 9 August 2023
from Mr Ladd’s employer provided after the hearing of the appeal. That email sets
out that Mr Ladd had successfully completed a three-month review and had
performed extremely well. However, the email also sets out that ongoing
employment depended upon whether a conviction was recorded in this matter and
that ‘any conviction recorded will result in immediate termination of your
credentials and contract’. It follows it would be inappropriate to proceed on the
basis that Mr Ladd’s employment would be at risk if he is imprisoned or required
to serve a home detention sentence. The email from the employer is only
consistent with conviction alone being an obstacle to ongoing employment which
cannot be overcome. There is no question that a conviction is appropriate. This is
not to say that Mr Ladd’s positive performance while employed is a matter which
I will overlook.
20 Mr Ladd has also re-partnered. He shares the care of the two sons of his new
partner as well as custody of S on the basis set out above, and of another child to
whom I will later refer. Mr Ladd also relied upon material from four people who
were supportive of him.
Ground 1
21 As set out below, in Ground 1, the complaints of both appellants are that the
Magistrate ‘failed to properly consider a home detention order’. The appellants
submitted on appeal that it was incumbent upon the Magistrate to give ‘a fulsome
explanation’ of why that sentencing option was not appropriate and that what the
Magistrate did say was insufficient.
The submissions before the Magistrate
22 Before the Magistrate the prosecution submitted, with respect to both
appellants, that home detention was one of the sentencing options within a proper
exercise of the sentencing discretion. As I understand it, while neither appellant
addressed in any detailed way the discretion to impose a home detention sentence,
both appellants submitted that a non-custodial outcome was appropriate. It can be
accepted that such submissions encompassed the imposition of a home detention
sentence but: neither appellant made any submission about being an appropriate
person to serve a sentence in that way; neither appellant assisted the Magistrate by
providing the address at which they would reside; nor did either appellant submit
that a report might be ordered. The approach of both appellants reflects that the
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[2024] SASC 63 Kimber J
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primary submission was that a sentence with immediate release on a recognizance
release order was appropriate.
The approach of the Magistrate
23 It is necessary to outline some of what occurred when the sentences were
imposed.
24 The Magistrate gave separate sentencing remarks for each appellant but
sentenced both in the same hearing one after the other. In the sentencing remarks
for each appellant, the Magistrate set out in some detail the respective offending
of each appellant and their personal circumstances. It is not submitted that the
Magistrate misstated or overlooked any relevant matter.
25 Having determined in the case of each appellant that no sentence other than
imprisonment was appropriate and having arrived at the respective sentences of
six months and 10 months, the Magistrate said with respect to Mr Ladd:1
In deciding whether to require you to serve a term of imprisonment immediately prior to
release on recognizance, and if so how long any such period should be, I am required to set
the minimum time that justice requires you to serve. That is a decision informed by the
factors in section 16A(2) of the Crimes Act that I have mentioned already. it requires me to
balance general and personal deterrence against your personal circumstances and those of
your family and dependence [sic], and the scope that now exists for your rehabilitation in
the community.
26 With respect to Ms Noblet, the Magistrate said:2
That means that I must make a recognizance release order, and I will do so. In deciding
whether to require you to serve a term of imprisonment immediately, prior to release on
recognizance, and how long any such period should be, I am required to set the minimum
time that justice requires you to serve. As a decision informed by the factors in
section 16A(2) of the Crimes Act that I have mentioned already, it requires me to balance
general and personal deterrence against your personal circumstances, and those of your
family and dependents [sic] - particularly [S] - and the scope that now exists for your
rehabilitation in the community.
After considering all of those matters, I direct that you be released after serving a period of
6 weeks imprisonment upon you giving security by recognizance in the sum of $1000, that
you will be of good behaviour for a period of 2 years.
27 In the main body of the sentencing remarks for each appellant, the Magistrate
made no reference to having considered home detention. Nevertheless, the
appellants do not dispute the Magistrate considered that sentencing option given
what the Magistrate said immediately after sentencing Ms Noblet.
28 I turn to what the Magistrate said. Before the Magistrate, the appellants were
represented by the same counsel. At the end of the sentencing of Ms Noblet, that
counsel raised that the Magistrate had not mentioned home detention or the matters
1 Appeal Book p 38.
2 Appeal Book p 140.
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[2024] SASC 63 Kimber J
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in s 71 of the Sentencing Act 2017 (SA) (Sentencing Act) which deals with that
sentencing option. The Magistrate said that, in the case of both appellants, he had
considered, but rejected, that approach. The Magistrate said that it had been
rejected ‘as an appropriate course … bearing in mind the nature of the offending
… and what is required as minimum punishment’.3
29 On the hearing of the appeal, the complaint of both appellants in Ground 1
was that the Magistrate had not given an adequate explanation about why home
detention was not appropriate. The prosecution having submitted that home
detention was within the discretion of the Magistrate and both appellants having
submitted that a non-custodial outcome was appropriate, both appellants submitted
that what the Magistrate said was insufficient.
30 The appellants placed reliance upon R v Hevko.4 In R v Hevko, the appellant
was sentenced to two years and four months imprisonment with a non-parole
period of 15 months after pleading guilty to one count of trafficking in a controlled
drug. The sentencing Judge cited the seriousness of the offence, the importance of
general and personal deterrence and the appellant’s offending history in deciding
that ‘it is not appropriate to exercise the discretion to make a home detention
order’.5 The appellant appealed, arguing that the sentencing Judge erred in finding
that the seriousness of the offence and need for deterrence outweighed matters
personal to the appellant. The Full Court of the Supreme Court allowed the appeal.
31 The Chief Justice (Kelly J agreeing) held that in the generality of cases, brief
remarks such as those made by the sentencing Judge would sufficiently address
the question of home detention.6 Nevertheless, the Chief Justice held that the
sentencing Judge’s reasons failed to expressly address a salient feature of the
offence (its potentially isolated nature) nor the appellant’s circumstances which
militated strongly in favour of home detention.
32 Nicholson J (with whom Kelly J also agreed) stated:7
There will be cases where the basis upon which an order for home detention has been
refused is relatively straightforward. In such circumstances it may not be necessary for a
judge to set out detailed reasoning leading to that conclusion. However, there will be cases
where the discretion to order home detention is fairly open on the evidence in which cases
it usually will be incumbent on a judge to provide a more fulsome explanation as to why
the discretion has been exercised in the way it has been. In my view, this was a case where
such an order was fairly open on the evidence.
33 Nicholson J held that a sufficiently fulsome explanation had not been given.
34 In the submissions before me, the respondent submitted that neither appellant
had submitted that home detention should be imposed. Putting that aside, the
3 Sentencing Remarks for Ms Stefanie Noblet p 6.
4 (2018) 272 A Crim R 191.
5 Ibid 199 [38].
6 Ibid 193 [5].
7 Ibid 207 [62].
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[2024] SASC 63 Kimber J
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respondent emphasised that it was important to read the sentencing remarks as a
whole and that, once read in that way, all relevant matters were considered by the
Magistrate. The respondent relied upon the approach of Doyle J (Peek and Blue JJ
agreeing) in R v Hibjelic.8
35 In R v Hibjelic, it was held:9
It is true that R v Hevko emphasises the need to ensure that proper attention is paid to the
particular nature of the discretion to order that a sentence of imprisonment be served on
home detention. While the range of considerations relevant to that discretion reflects the
same matters relevant to the earlier exercises of discretion in arriving at an appropriate head
sentence, in fixing a non-parole period and in determining whether to suspend the sentence
of imprisonment, nevertheless the issues at each stage are different, and require a separate
and distinct weighing and synthesis of those factors.
At the same time, where the circumstances of the offending and of the offender have been
essayed in the sentencing remarks, it will not generally be necessary to repeat these matters
at each stage of the sentencing process. While the issues differ at each stage, there is often
little different that can usefully be said at each stage. Having at some point in the
sentencing remarks set out all relevant considerations, the conclusion at each stage
(including in relation to home detention) often admits of little by way of analysis, let alone
by way of detailed exposition of that analysis. While this Court needs to ensure that
adequate regard has been had to the differing discretions at each stage of the sentencing
exercise, it at the same time needs to be wary of mandating an approach that would require
that sentencing remarks include a detailed or exhaustive explication of every step in the
process. To do so would result in sentencing remarks becoming unnecessarily, and indeed
undesirably and artificially, long and would risk the resort to formulaic repetition in an
attempt to articulate what is, after all, meant to be the product of an instinctive synthesis
that is often not readily susceptible of detailed articulation.
It is also significant when considering R v Hevko that the Court held that the sentencing
judge in that case had failed in his sentencing remarks to identify a salient feature of the
offending, namely that it may have been an isolated incident and the defendant’s first
incursion into heroin trading. It was in this context that it was insufficient (and involved a
failure to address the home detention discretion against a critical factual feature of the
offence) for the sentencing judge to rely upon a reference to the importance of deterrence
in relation to “this category of offending generally” when declining to order home
detention.
There was no equivalent failure in this case to identify the relevant features of the
offending. To the contrary, the sentencing judge did so in detail and with clarity.
The Court in R v Hevko also criticised the sentencing judge’s remarks as failing to make it
plain that his Honour had appreciated the differences between the issues of suspension and
home detention. Indeed, the Court inferred from the similarities in the expression of the
judge’s reasoning in respect of each that he had, in effect, applied the same test to both
issues.
While the remarks of the sentencing judge in this case in relation to the issues of suspension
and home detention were brief, there is nothing in those remarks that suggests any
confusion between, or elision of, the differing issues relevant to suspension and home
8 [2018] SASCFC 35.
9 Ibid [74]–[79].
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[2024] SASC 63 Kimber J
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detention. Both options were the subject of different paragraphs and distinct (albeit
succinct and similar) reasons. There is no basis to infer such confusion or elision.
The discretion to order a sentence be served on home detention
36 Section 71 of the Sentencing Act relevantly provides:
71 – Home detention orders
(1) Subject to this section, if—
(a) a court has imposed a sentence of imprisonment on a defendant; and
(b) the court considers that the sentence should not be suspended under Part 4
Division 2; and
(c) the court considers that the defendant is a suitable person to serve the sentence
on home detention, the court may order that the defendant serve the sentence
on home detention (a home detention order).
(2) The following provisions apply to a home detention order:
(a) a home detention order must not be made if the court considers that the making
of such an order would, or may, affect public confidence in the administration
of justice;
(b) a home detention order must not be made if the defendant is being sentenced—
(i) as an adult to a period of imprisonment with a non-parole period of 2
years or more for a prescribed designated offence; or
(ii) as an adult for a serious sexual offence unless—
(A) the offence is a prescribed serious sexual offence that occurred
in prescribed circumstances; or
(B) if sub subparagraph (A) does not apply, the court is satisfied that
special reasons exist for the making of a home detention order;
or
(iii) as an adult for a serious and organised crime offence or
specified offence against police; or
(iv) as an adult for a designated offence and, during the 5 year
period immediately preceding the date on which the
relevant offence was committed, a court has sentenced the
defendant to imprisonment (other than where the sentence
is suspended), home detention or an intensive correction
order for a designated offence;
(c) a home detention order must not be made unless the court is satisfied that the
residence the court proposes to specify in its order is suitable and available for
the detention of the defendant and that the defendant will be properly
maintained and cared for while detained in that place;
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[2024] SASC 63 Kimber J
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(d) a home detention order must not be made if the home detention is to be served
cumulatively on another term of imprisonment (other than a term of
imprisonment to be served subject to a home detention order), or concurrently
with another term of imprisonment then being served, or about to be served,
by the defendant;
(e) a home detention order should not be made unless the court is satisfied that
adequate resources exist for the proper monitoring of the defendant while on
home detention by a home detention officer.
(3) The court must take the following matters into consideration when determining
whether to make a home detention order:
(a) the impact that the home detention order is likely to have on—
(i) any victim of the offence for which the defendant is being sentenced;
and
(ii) any spouse or domestic partner of the defendant; and
(iii) any person residing at the residence at which the prisoner would, if
released, be required to reside;
(b) the pre-sentence report (if any) ordered by the court;
(c) any other matter the court thinks relevant.
(4) The following provisions apply for the purposes of subsection (2)(b)(ii)(B):
(a) the court cannot be satisfied that special reasons exist for the purposes of
subsection (2)(b)(ii)(B) unless the court is satisfied that—
(i) the defendant’s advanced age or permanent infirmity means that the
defendant no longer presents an appreciable risk to the safety of the
community (whether as individuals or in general); and
(ii) the interest of the community as a whole would be better served by the
defendant serving the sentence on home detention rather than in
custody;
(b) the court must not have regard to any other matter in determining whether it
is satisfied that special reasons exist for the purposes of subsection
(2)(b)(ii)(B).
37 The matters in sub-s (2) are in the nature of preconditions to a home detention
order being made, preventing the Court from making a home detention order in
identified circumstances. The matters in sub-s (3) are in the nature of matters that
must be taken into account, but without necessarily being determinative of whether
a home detention order should be made.10
38 Consideration of whether the discretion to order that a sentence be served on
home detention involves a two-stage process. The first stage involves a narrower
10 R v Dell (2016) 126 SASR 571 [43].
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[2024] SASC 63 Kimber J
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inquiry under s 71(1)(c) as to whether the defendant is a suitable person to serve
the sentence on home detention. If so satisfied, the second stage involves
consideration of the broader discretion encompassed in the words ‘the Court may
order that the defendant serve the sentence on home detention’.11 At the second
stage, the full range of ordinary sentencing considerations will be relevant. Those
matters include, but are not limited to, the need for punishment and general
deterrence.12
Discussion
39 The submission of the respondent that neither appellant had submitted that
home detention was appropriate must be rejected. It can be accepted that
submission was not developed in any substantial fashion by either appellant, and,
for reasons to be given, that informs whether what the Magistrate said was
sufficient. Nevertheless, the prosecution had submitted, with respect to both
appellants, that a sentence on home detention was within the proper exercise of the
discretion of the Magistrate. The submissions of both appellants must be
considered in that context. Both appellants submitted that a sentence that did not
involve time in custody was appropriate. In my view, those submissions
encompassed orders for home detention, notwithstanding that was not the primary
submission of either appellant.
40 On the hearing of the appeal, there was no dispute that each appellant was a
suitable person to serve a sentence on home detention. The real issue is the second
stage and whether what the Magistrate said was, in the circumstances of each
respective appellant, sufficient.
41 With respect to the Magistrate, it would have been better if he had given more
detailed reasons for why home detention was not appropriate given: the offending;
the submission of the prosecution to the effect that it was within discretion; the
submissions of each appellant; and the personal circumstances of each appellant.
Nevertheless, given what occurred when submissions were made before the
Magistrate, and once the respective sentencing remarks are read as a whole, I am
not satisfied that more needed to be said. My reasons follow.
42 The adequacy of what the Magistrate said must be viewed considering two
matters. Firstly, what the Magistrate said in the balance of the respective
sentencing remarks. Secondly, the limited submissions of the appellants.
43 As to the first of the above matters, there is no doubt that the Magistrate was
cognisant of the offending and the personal circumstances of each appellant. In
the case of each appellant, those matters were set out in considerable detail. As I
have said, it is not submitted that any relevant matter was misstated or overlooked.
As to the second of the above matters, neither appellant assisted the Magistrate
with respect to the address at which the appellant would reside, nor as to why the
11 Ibid 580-581 [45]–[48].
12 Ibid 582 [55].
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[2024] SASC 63 Kimber J
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ordering of a report to address the relevant matters in s 71 was appropriate. As
I understand it, before the Magistrate, there was no request by either appellant that
a report which would have addressed the relevant matters in sub-ss (2)(c), (e) and
(3) of s 71 be ordered. I recognise that it was open to the Magistrate to be
proactive, to seek the relevant address from the respective appellants and to order
a report without the assistance to which I have referred. I do not discount that there
might be matters in which a Magistrate might be obliged to be proactive in that
respect nor that there may be matters in which a Magistrate will be obliged to give
adequate reasons for not seeking a report which might address the relevant matters
within s 71.
44 Nevertheless, in this case, the appellants were represented by a solicitor who
made detailed submissions on other matters relevant to sentence. I have no doubt
that solicitor was aware home detention could not be ordered in the absence of
information which addressed the relevant matters set out in s 71. In the
circumstances, I am not satisfied that, in this case, the Magistrate was obliged to
be proactive in seeking assistance in order that information relevant to the matters
in s 71 would be available to him.
45 Given that the Magistrate did not have any information about the matters in
s 71(2) and (3) and given that, in this particular case, I am not satisfied that he was
obliged to be more proactive than he was, I am satisfied that what the Magistrate
said as to why home detention was inappropriate was sufficient. In my view,
against the background of detailed remarks about the respective offending and the
respective personal circumstances, it was sufficient for the Magistrate to state, as
he did, that the nature of the offending and the need for punishment made home
detention inappropriate. I am not satisfied the Magistrate failed to properly
consider home detention in the case of either appellant.
46 Ground 1 must be dismissed.
Grounds 2 and 3
47 These grounds can be dealt with together as both involve a complaint that the
respective sentences were manifestly excessive.
48 The principles with respect to manifest excess are well known. A sentence
is only manifestly excessive if the sentence is plainly unjust.13 To be manifestly
excessive, the sentence must be ‘outside the permissible range of sentences for the
offender and the offence’.14 A sentence must not be interfered simply because an
appellate Court would have given a lesser sentence.15
13 House v The King (1936) 55 CLR 499, 505; Markarian v The Queen (2005) 228 CLR 357, 370–371.
14 Kentwell v The Queen (2014) 252 CLR 601 [35].
15 House v The King ((1936) 55 CLR 499, 505. See also Lowndes v The Queen (1999) 195 CLR 665, 671;
R v Wilton (1981) 28 SASR 362, 363.
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Approach to Commonwealth sentencing
49 As all offences were against Commonwealth law, sentencing was governed
by the Crimes Act 1914 (Cth) (the Crimes Act). The Magistrate was obliged to
impose a sentence or make an order of a severity which was appropriate in all the
circumstances of the offence.16 The Magistrate was required to have regard to the
matters in s 16A(2) of the Crimes Act known to the Court and any other matters
relevant to the sentencing task.17 That requirement applies in equal measure in
determining the minimum period of immediate imprisonment.18
Sentencing for fraud against the Commonwealth
50 In support of their respective positions about manifest excess, both the
appellants and the respondent referred to sentences imposed in a substantial
number of other cases. As is commonly the case, little, if anything, can be drawn
from the specific sentences imposed in other cases as no two cases are ever the
same. The differences include, among others: the number of offences; the period
of the offending; the monetary amount; the relevant maximum penalty; whether
there had been a guilty plea; whether offending ceased voluntarily; and whether
there has been restitution. There are then the personal circumstances of each
offender. In some cases, those circumstances are mitigatory. In other cases, they
are not.
51 Further, in considering the sentences imposed in other cases, it must also be
born in mind that the issue for both appellants is the order that a period be served.
Both appellants accept that a sentence of imprisonment was appropriate, and no
complaint is advanced about the respective periods of six months and 10 months.
The submission of both appellants was that a proper balancing of all relevant
sentencing considerations should have resulted in a recognizance release order
being imposed with no period being served in custody or, in the alternative, a home
detention sentence. Both appellants submit that a recognizance release order
would be a significant penalty for both appellants and would have met the need for
general and personal deterrence.
52 The consistency that is sought is not numerical consistency but in the
application of applicable legal principle.19
53 In Kovacevic v Mills, the Court set out the sentencing principles applicable
to cases of social security fraud:20
… [it is] the responsibility of the courts to protect the integrity of the social security
system … [there is] the need for a firm approach to offences involving sustained and
deliberate fraud. In particular, the Court must do what it can to deter such offending.
16 Crimes Act 1914 (Cth) s 16A(1).
17 Hili v The Queen (2010) 242 CLR 520, 528 [24].
18 Ibid [40]–[41].
19 The Queen v Pham (2015) 256 CLR 550, 559 [28] quoting Hili v The Queen (2010) 242 CLR 520, 535
[49].
20 Kovacevic v Mills (2000) 76 SASR 404, 411 [37], [43].
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Offences of the type in question are common. The fact that such offending occurs over a
longish period of time demonstrates that the offending is calculated, or at least not
committed on the spur of the moment. And it is true that sustained fraud against the social
security system tends to undermine it, and because of its widespread and insidious nature,
to impose substantial costs upon the community.
…
In our view in the more serious cases of sustained and deliberate fraud, deterrence is very
important, imprisonment is likely to be required, but all mitigating circumstances and the
rehabilitation of the offender must still be considered. Substantial mitigating
circumstances, and in some cases considerations of mercy and leniency may lead to the
conclusion that a sentence of imprisonment is inappropriate or that such a sentence is
appropriate, but that the imprisonment need not be served.
54 Abuse of the social security system puts at risk the integrity of that system.
Sentencing Courts have a responsibility to protect such schemes by imposing
punishments which are likely to act as a deterrent.21 Almost 40 years ago, in
Laxton v Justice,22 Olsson J described offending of this type as prevalent. There is
no reason to consider that is not still the case.
The other submissions of the appellants
55 Common to both appellants were submissions about the fact that they had
pleaded guilty and the impact upon dependants, particularly S. The appellants
submitted that the obligation to serve sentences immediately meant that S would
be separated from both her parents for four weeks given the sentence imposed
upon Mr Ladd, and from her mother for six weeks as a result of the sentence
imposed upon Ms Noblet. It was submitted that separation would occur when
S had health issues and the Magistrate had recognised that imprisonment of one,
or both, of the appellants was likely to have ‘a significantly adverse effect upon
her’.23 The appellants submitted that the Magistrate ‘failed to give sufficient
weight’ to the impact upon dependants.
56 In addition, Ms Noblet also emphasised that she: was a young woman at the
time of the offending; had grown up in a dysfunctional family; had been sexually
abused by her step-father; had been diagnosed with a borderline personality
disorder and a complex post-traumatic stress disorder; had sought assistance with
her mental health for the first time in 2018; and had been hospitalised on more than
one occasion, including an occasion when she had been experiencing suicidal
ideation.
57 For his part, Mr Ladd also emphasised the absence of relevant past offending
and his employment history.
21 R v Cameron and Simounds (1993) 171 LSJS 305, 307.
22 Laxton v Justice (1985) 38 SASR 376, 381.
23 Sentencing Remarks for Mr Aaron Ladd p 5; Sentencing Remarks for Ms Stephanie Noblet p 5. In one
set of sentencing remarks the Magistrate said ‘significant adverse effect’ in the other, the Magistrate
said ‘significantly adverse effect’.
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The issue of dependants
58 The impact of imprisonment upon dependants must not be ignored in
considering whether the respective sentences were manifestly excessive.
Section 16A(2)(p) of the Crimes Act demands that the Court take into account ‘the
probable effect any sentencing order would have on any of the person’s family or
dependants.’ Consistent with that demand, it is necessary to have regard to the
combined effect of the sentences imposed on the appellants, particularly the impact
upon S and Ms Noblet’s youngest child.
59 An example of the approach that may be taken when two parents are
sentenced to imprisonment at the same time is Walsh and Another v The
Department of Social Security (Walsh). 24
60 In Walsh, the appellants were husband and wife both of whom had pleaded
guilty for breaches of the SS Act. The wife pleaded guilty to three counts
committed over a period of about four and a half months resulting in her receiving
an overpayment of $4,668.63. The husband pleaded guilty to seven counts
committed over about two and a half months resulting in an overpayment of
$2,740.00. The Magistrate sentenced the wife to imprisonment for four months
and the husband to imprisonment for three months. The appellants had no prior
convictions. The appellants had three children aged from two to eight years of
age, each of whom was asthmatic. The asthma suffered by each child had required
hospitalisation and the medication taken by each child was administered by the
mother.
61 Perry J held that if the sentences were viewed discreetly, each sentence was
well within a proper exercise of the sentencing discretion. Nevertheless, Perry J
identified that it was important to have regard to the combined effect of the two
sentences upon the welfare of the three children. Perry J held that the Magistrate
had either failed to have sufficient regard to that effect, or, on the basis of
additional material that he received on the hearing of the appeal, ‘recognition of
the need to have regard to the dependent children should result in intervention by
way of appeal in a form appropriate to ensure that the welfare of the children is
adequately protected’.25 Perry J allowed the appeal of the mother and gave her the
benefit of conditional release. The appeal of the father was dismissed.
62 In so far as the appellants before me submit that the Magistrate failed to give
sufficient weight to the impact upon dependants, that must be rejected. As the
appellants conceded, a complaint about the weight given to a relevant sentencing
consideration does not enliven the authority of the appeal Court to intervene.26
63 In this appeal, it is not suggested that the Magistrate overlooked the combined
effect of both appellants being imprisoned. In the sentencing remarks for each
24 (1996) 67 SASR 143.
25 Ibid 147.
26 Evdochim v The King [2022] SASCA 140 [54].
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appellant, the Magistrate referred to all relevant children; the new partners; the
relevant care arrangements; and that S had been diagnosed with both ADHD and
ASD. In the case of both appellants, the Magistrate recognised that ‘the
imprisonment of one or both of [the appellants] is likely to have a significant[ly]
adverse effect upon [S]’.27
64 Nevertheless, the probable effect upon all dependants, but particularly S and
Ms Noblet’s youngest child, remains important in evaluating whether each
respective sentence was manifestly excessive. It is necessary to give that probable
effect some further context.
65 Ms Noblet lives with her new partner, Mr August, and his child, AR.
Ms Noblet and Mr August also have a child together who is now about 10 months
old, N. S also lives with Ms Noblet and Mr August but in alternate weeks.
Ms Noblet has another child, A, who is about 12 years old, and lives at both the
home of Ms Noblet and Mr Ladd in what the Magistrate described as in terms
consistent with an informal arrangement. Mr Ladd is not A’s father, but A has not
seen her father since she was about three years old and it appears that both
appellants believe it important that the bond between A on the one hand, and both
S and Mr Ladd on the other is maintained. In addition to the care of S in alternate
weeks and the informal arrangement with respect to A, Mr Ladd’s new partner,
with whom Mr Ladd lives, has two children, aged about five and 10 years.
66 The submissions on appeal about effect on dependants were almost solely
focussed upon S, given her ASD and ADHD. Nevertheless, in the case of both
appellants, it can be assumed that both appellants being imprisoned at the same
time will be distressing to A. In the case of Ms Noblet, it can be assumed that the
imprisonment will be distressing to N, and that the bond between a young child
and their mother is a significantly important one. In the case of Mr Ladd, I am
prepared to assume that his imprisonment might be distressing to the two children
of his partner, but not to the same extent were he their father.
67 In so far as S is concerned, in the case of both appellants, the Magistrate had
before him more than one report, including: opinions about that child’s difficulties
with social skills; that she finds unexpected change challenging and anxiety
provoking; and that she benefits from structured support. It is not necessary to
detail the content of those reports further, given that the respondent did not submit
that I might doubt the conclusion of the Magistrate that imprisonment of one or
both appellants is likely to have a significantly adverse effect upon S.
68 In the case of both appellants, while the probable effects upon dependants
may be characterised in the way set out above, at least two further matters must be
recognised. Firstly, the respective periods of separation are relatively brief. In the
case of Ms Noblet and the children in her care, a period of six weeks. In the case
of Mr Ladd and the children in his care, a period of four weeks. Secondly, both
27 Sentencing Remarks for Mr Aaron Ladd p 5; Sentencing Remarks for Ms Stefanie Noblet p 5.
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Ms Noblet and Mr Ladd have new partners. There is no suggestion that any child
would live with a person with whom they are not familiar or at a home which is
foreign.
Consideration – Ms Noblet
69 I turn to whether the sentences imposed were manifestly excessive, bearing
in mind all the matters emphasised by each appellant, including the probable effect
on all relevant dependants.
70 In the case of Ms Noblet, while it was not submitted that her personal
circumstances mitigated the offences and, as the Magistrate observed, her absence
of prior offending must be viewed in the context of the period over which she
offended, her personal circumstances remain relevant and excite considerable
sympathy. It can be noted that some of her offending occurred in 2018, around the
same time as she first sought assistance with her mental health. At the time of the
offending, Ms Noblet was a relatively young woman, aged between 21 and
23 years. While Ms Noblet did not cease the offending voluntarily, it ended almost
six years ago and there is no suggestion that she has returned to the conduct of the
past. Ms Noblet has the care of three children, one of whom, it is not disputed,
will be adversely impacted by her imprisonment in a significant way; another is
only about 10 months old.
71 In all the circumstances, the order that Ms Noblet serve a period of six weeks
has resulted in a sentence which may be described as a heavy one. This is
particularly so given her personal circumstances and the period since the offences.
I regard the question of whether the sentence is manifestly excessive finely
balanced.
72 The issue is not what sentence I might have imposed. It is whether the
sentence imposed is outside the permissible outcomes. Notwithstanding that it is
a heavy sentence and the personal circumstances of Ms Noblet, I am not satisfied
that it is outside the permissible outcomes for Ms Noblet and the offending.
Ms Noblet fell to be sentenced for three offences committed over more than
18 months and involving overpayment of $16,363.68. The dishonesty was
considered; offending of this type is prevalent; and deterrence has particular
importance.
73 I dismiss Ms Noblet’s appeal.
Consideration – Mr Ladd
74 At the time of his offence, Mr Ladd was between 39 and 40 years of age. The
letters provided on behalf of Mr Ladd suggest that, outside of this offending, he is
well regarded. As in the case of Ms Noblet, it is to be assumed that any
imprisonment will have a significantly adverse effect upon S. Mr Ladd’s
commitment to Ms Noblet’s child, A, reflects well on him, and it can be assumed
that she will be distressed by separation from him. Nevertheless, in the case of A,
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the period of four weeks is within the limits of separation commonly endured by
children without a significantly adverse effect. The offending came to an end
almost five years ago. Since that time, Mr Ladd has obtained employment with
more than one employer; has performed well; and has been well regarded in the
workplace.
75 At the same time, the offence committed by Mr Ladd involved deception
over a period of almost two years. It involved ongoing deliberate omissions and
false statements about the nature of the relationship with Ms Noblet, the only
obvious purpose of which was to secure a greater payment than that to which
Mr Ladd was entitled. The overpayment was $15,547.22, and the offending did
not cease voluntarily. While the impact upon S is to be assumed to be as
determined by the Magistrate, as I have already observed, it appears that child will
be cared for by a person with whom she is familiar and at a home(s) not foreign to
her.
76 The personal circumstances of Mr Ladd are not nearly as mitigatory as those
of Ms Noblet. Mr Ladd was much older when he offended and there is no
suggestion that he was suffering from mental health issues during any part of the
period of his offence. While Mr Ladd is involved in the care of children other than
S, he is not the only carer of those children. Further, unlike Ms Noblet, he does
not have an infant child in his care.
77 Given the conduct the subject of the offending occurred over about two years;
the amount of overpayment; and the importance of general deterrence, I am unable
to find that the sentence imposed upon Mr Ladd was not within the proper exercise
of the discretion. I dismiss the appeal of Mr Ladd.
Orders
1. The appeal of Ms Noblet is dismissed.
2. The appeal of Mr Ladd is dismissed.
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