LEWIS SCHINCKEL v RETURN TO WORK CORPORATION OF SOUTH AUSTRALIA [2023] SASCA 32
On Appeal from SOUTH AUSTRALIAN EMPLOYMENT TRIBUNAL (THE FULL BENCH) [2022] SAET
43
Applicant: LEWIS SCHINCKEL Counsel: MR M ROBERTS WITH MS C HARRIS - Solicitor:
TINDALL GASK BENTLEY
Respondent: RETURN TO WORK CORPORATION OF SOUTH AUSTRALIA Counsel: MR B
ROBERTS KC - Solicitor: SPARKE HELMORE LAWYERS
Hearing Date/s: 07/10/2022
File No/s: CIV-22-004245
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Civil)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
any such order or provision. Further enquiries may be directed to the Registry of the Court in which it was generated.
SCHINCKEL v RETURN TO WORK CORPORATION OF
SOUTH AUSTRALIA
[2023] SASCA 32
Judgment of the Court of Appeal
(The Honourable Justice Bleby, the Honourable Justice David and the Honourable Auxiliary Justice
Mazza)
30 March 2023
STATUTES - ACTS OF PARLIAMENT - INTERPRETATION - GENERAL
APPROACHES TO INTERPRETATION - GENERALLY
WORKERS' COMPENSATION - ENTITLEMENT TO COMPENSATION -
INJURY, DISEASE OR DISABILITY - WHAT CONSTITUTES INJURY
WORKERS' COMPENSATION - PROCEEDINGS TO OBTAIN
COMPENSATION - DETERMINATION OF CLAIMS - JURISDICTION OF
COURTS, TRIBUNALS, COMMISSIONS AND BOARDS
WORKERS' COMPENSATION - PROCEEDINGS TO OBTAIN
COMPENSATION - DETERMINATION OF CLAIMS - APPEALS, JUDICIAL
REVIEW AND STATED CASES - QUESTION OF LAW
Application for leave to appeal on a question of law from a decision of the Full Bench of the South
Australian Employment Tribunal.
The applicant was, at all relevant times, employed as a veterinarian surgeon, working in the southeast
of South Australia. He suffers from bilateral wrist scapholunate ligament injuries with secondary
arthritis. He contended at trial that these conditions were caused or aggravated by his work as a
veterinarian, in particular his work conducting pregnancy tests on cows. This involved inserting his
extended arm into a cow’s rectum to conduct an internal examination of the cow’s uterus.
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The applicant initially used his dominant, right hand to conduct the tests, but he subsequently learnt
to use his left arm. He preferred this as the internal layout of the cow made it easier.
The applicant first experienced pain in his left wrist in around 2008 or 2009. By the end of 2009, he
mentioned his pain to his general practitioner (‘GP’). The applicant suffered further injuries, which
he contended were due to his work as a veterinarian surgeon, until his retirement on 31 July 2020.
He made four claims for financial compensation under the Return to Work Act 2014 (SA) (‘RTWA’),
all of which were rejected.
The trial judge found the left wrist injury suffered by the applicant to be work-caused. Following
submissions by parties, the judge delivered a second judgment determining the dates of the injuries.
He found that by the time the applicant saw his GP on 1 December 2009, his capacity to sell his
labour as a veterinary surgeon performing pregnancy tests had been diminished. The judge concluded
that the applicant suffered an injury to his left wrist of gradual onset, which was deemed to have
occurred on 1 December 2009, pursuant to s 113 of the repealed Workers Rehabilitation and
Compensation Act 1986 (SA) (‘WRCA’).
On appeal to the Full Bench, the applicant contended that the date of injury to the left wrist was 24
April 2018, being the date of surgery, on the basis that the date was required to be determined
pursuant to s 118 of the RTWA, as qualified by s 4(11) and having regard to the transitional
provisions in cl 29 of sch 9.
The Full Bench dismissed the appeal by majority. Calligeros DPJ held that while it was an error to
have applied s 113 of the WRCA, the finding that the applicant first became incapacitated for work
on 1 December 2009, was a finding of fact which was open to make on the evidence. Rossi DPJ
considered it was reasonably open for the trial judge to have applied s 113(1) of the WRCA in
determining the date of injury, but held that it was not necessary to reach a concluded view. He held
that even if it was an error to rely on s 113(1), that did not of itself amount to an appealable error, in
that the date of injury was, in any event, 1 December 2009.
The substantive issue between the parties on appeal from the decision of the Full Bench was the date,
or deemed date, of the left wrist injury. Counsel framed the question of law raised in the following
terms:
• Was the tribunal required to determine the applicant’s deemed date of left wrist injury
pursuant to s 188(1) and s 4(11) of the RTWA by applying the statutory definition of partial
incapacity pursuant to ss 4(10) and 36 of the RTWA?
Held (by the Court), granting leave to appeal, allowing the appeal and remitting the matter to the Full
Bench of the South Australian Employment Tribunal:
1. The answer to the question of law raised on the appeal is ‘yes’.
2. Section 188(1), as qualified by s 4(11), governed the fixing of the date of injury to the
applicant’s left wrist. It did so by means of the transitional provision in cl 29(2) of sch 9 to
the RTWA.
3. The applicant is burdened with an order, made contrary to law, that the date of injury to the
left wrist was 1 December 2009. The dismissal of the appeal by the Full Bench, by majority,
occurred through two different processes of reasoning, both of which were tainted by error.
A grant of leave to appeal is required in the interests of justice.
Return to Work Act 2014 (SA) ss 4, 7, 22, 36, 39, 40-44, 56, 58,118, 188; sch 9, cl 29; South
Australian Employment Tribunal Act 2014 (SA) ss 26I, 68; Workers Rehabilitation and
Compensation Act (SA) s 113, referred to.
Kimber v Chief Executive, Department of Treasury and Finance, for Chief Executive, Department
for Health and Wellbeing (SA Ambulance Service) [2021] SASCA 133; Mills v Return to Work
Corporation [2019] SASC 56; Schinckel v Return to Work Corporation of South Australia [2021]
SAET 32; Schinckel v Return to Work Corporation of South Australia (No 2) [2021] SAET 96;
Schinckel v Return to Work Corporation of South Australia [2022] SAET 43, considered.
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SCHINCKEL v RETURN TO WORK CORPORATION OF SOUTH
AUSTRALIA
[2023] SASCA 32
Court of Appeal – Civil: Bleby and David JJA and Mazza AJA
1 THE COURT: This is an application for leave to appeal on a question of law
from a decision of the Full Bench of the South Australian Employment Tribunal.
The applicant suffered a left wrist injury, which the trial judge found to be
work-caused. The substantive issue now between the parties is the date, or deemed
date, of that injury. Counsel at the hearing of the appeal framed the question of law
in the following terms:
Was the tribunal required to determine the applicant’s deemed date of left wrist injury
pursuant to s 188(1) and s 4(11) of the Return to Work Act 2014 (SA) (‘RTWA’) by
applying the statutory definition of partial incapacity pursuant to ss 4(10) and 36 of the
RTWA?
2 The answer to this question is ‘yes’. Further, the applicant has established
that the disposition of the appeal by the Full Bench was affected by error. However,
the history of this matter is complex. It is necessary to traverse that history in some
detail, in order to explain how the question of law arises and to determine whether
this is an appropriate case for a grant of leave.
Background
3 The applicant was, at all relevant times, employed as a veterinarian surgeon,
working in the southeast of South Australia. He suffers from bilateral wrist
scapholunate ligament injuries with secondary arthritis. He contended at trial that
these conditions were caused or aggravated by his work as a veterinarian, in
particular his work conducting pregnancy tests on cows.
4 The respondent contended at trial that these conditions were a consequence
of a congenital or constitutional predisposition to progressive wrist ligament
failure and secondary arthritis. It contended that the applicant’s pregnancy testing
of cows resulted only in a temporary exacerbation or aggravation of symptoms
related to the arthritis.
5 The fact that this was the issue joined at trial is relevant to the disposition of
this appeal. The appeal being on a question of law, as was the appeal to the Full
Bench, it is first necessary to identify the factual findings made by the trial judge.
This is of particular importance in the present case, as one of the complaints on
appeal is that in dismissing the appeal from the single judge, one member of the
majority of the Full Bench made findings of fact that were not open on an appeal
on a question of law.
6 The trial judge accepted the applicant’s evidence, which was to the following
effect. The applicant started working as a veterinarian for the Kingston
Veterinarian Clinic in 1990. A significant portion of his work involved conducting
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[2023] SASCA 32 The Court
2
pregnancy tests on cows. This involved inserting his extended arm into a cow’s
rectum to conduct an internal examination of the cow’s uterus.
7 The applicant initially used his dominant, right hand to conduct the tests, but
he subsequently learnt to use his left arm. He preferred this as the internal layout
of the cow made it easier.
8 The applicant conducted about 25,000 pregnancy tests on average each year,
usually between the months of August and February. Over the course of his
professional life, he conducted over 750,000 tests, sometimes as many as 840 in a
day. He usually conducted them in a cattle crush, which is a strongly built narrow
metal corridor, or in a cattle race. A cow would be coaxed into the crush or race.
It would be released on completion and replaced with another. The trial judge
described the work as ‘plainly fast paced, repetitive work’.1 He accepted the
applicant’s evidence that inserting his arm into the rectum of a cow involved
considerable effort and considerable forces, especially when the cow resisted. He
further accepted that the gates of the crush were often heavy, difficult to
manoeuvre and would often jar the applicant’s hands and wrists.2
9 The applicant’s evidence, which the judge accepted, was that he first
experienced pain in his left wrist in around 2008 or 2009, but it may have been
earlier. By the end of 2009, he mentioned his pain to his general practitioner,
Dr Kalei. Records of the Limestone Coast Health Unit show that the applicant
attended the clinic on 1 December 2009 and complained of a painful left wrist.
10 The applicant was referred to an orthopaedic surgeon, Dr Saies, who first saw
him on 1 February 2010. In response to a question from Dr Saies, the applicant
said that he had hurt his left wrist playing football in the 1980s. He had strapped
his wrist when playing and taken pain killers. Dr Saies prescribed
anti-inflammatories and told him to try using his right arm, to give his left arm a
rest. The applicant followed this advice. By 2011, he began experiencing
symptoms in his right wrist.
11 In 2013, the applicant had both wrists x-rayed. The images showed advanced
scapholunate collapse with associated arthritis. He was offered and accepted
cortisone injections in both wrists, which provided temporary relief. Dr Saies
recommended surgery, as did Dr Sood, whom the applicant saw for a second
opinion.
12 The applicant began using an ultrasound probe at work instead of manual
testing but found this uncomfortable. He frequently reverted to conducting
pregnancy testing in the traditional way.
13 In September 2017, the applicant returned to Dr Saies and explained that the
pain in both wrists was becoming progressively worse. Dr Saies again
1 [2021] SAET 32 at [10].
2 [2021] SAET 32 at [69].
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[2023] SASCA 32 The Court
3
recommended surgery in the form of partial or total wrist fusions. The applicant
resisted surgery for a time. He began using his right arm to rest his left.
14 On 11 January 2018, the applicant hurt his left wrist when performing a
pregnancy test. The cow moved during the procedure, resulting in the applicant
injuring his left elbow and feeling increased pain in his left wrist. Dr Saies recorded
that he saw the applicant on 13 January 2018. Because of his increased pain, the
applicant decided to proceed with surgery to his left wrist.
The claims and application for review
15 On 28 February 2018, the applicant made a claim for financial compensation
under the RTWA, on the basis that his wrist pain was work related. The claim
identified chronic left wrist pain, secondary scapula collapse and early arthritic
joint arthritis. Relevantly for the consideration of the progression of the matter in
the Tribunal, the Injury Notification Summary by the claims agent, Employers
Mutual Limited (‘EML’), records the date of injury as 1 January 2009.
16 The applicant had surgery on 24 April 2018. Following surgery, he had to
wear a cast on his left arm and took a few months off work. He resumed work on
11 July 2018 with modified duties, before resuming full time hours on 11 August
2018. He resumed pregnancy testing within a few weeks, initially using his right
arm. Consequently, the pain in his right wrist increased.
17 On 23 August 2018, EML rejected the claim on the basis that it was not
satisfied that the claimed injury had arisen out of or in the course of the applicant’s
employment, or that the applicant’s employment was a significant contributing
cause of the claimed injury.
18 On 5 September 2018, the applicant filed an application for review in the
Tribunal.
19 On 7 June 2019, the applicant made a claim for compensation on account of
the pain in his right wrist. The claim asserted that the cause of the injury was the
result of ‘prolonged periods of repetitive natured heavy, physical work’, which
caused a progression of a degenerative condition in 2013 and onwards and was
further aggravated due to his left wrist injury in 2017/18 and surgery. EML rejected
the claim.
20 On the same day as making this claim in respect of his right wrist, the
applicant made a further claim in relation to his left wrist. The trial judge identified
the injury claimed as being to his left wrist, due to increased demands at the end
of 2017 involving prolonged periods of repetitive natured heavy, physical work as
well as an injury on 11 January 2018 while pregnancy testing cows. The claim
identified the dates of injury as November 2017 and 11 January 2018. It was
rejected.
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[2023] SASCA 32 The Court
4
21 On 11 June 2019, the applicant made a further claim, seeking pre-approval
for the cost of surgery for his right wrist and further surgery for his left wrist. That
claim was also rejected.
22 There were therefore four rejected claims in total before the Tribunal.
The first decision on the application for review
23 As identified above, the issue at trial was whether these conditions were
caused or aggravated by the applicant’s work as a veterinarian, in particular his
work conducting pregnancy tests on cows. The parties led competing evidence on
the question of whether the applicant’s bilateral wrist osteoarthritis arose from his
employment. It is not necessary to traverse that evidence. Relevantly for present
purposes, the trial judge concluded:3
Having reflected upon all of the evidence given in this case, I think it is more probable than
not that Mr Schinckel’s work as a veterinarian, and in particular his pregnancy testing of
cows, significantly contributed to the progression of his bilateral wrist scapholunate
ligament injuries with secondary arthritis and I so find.
… I find that but for work contribution, Mr Schinckel’s wrists would not be as arthritic as
they currently are. On balance, I think it likely that the work contribution hastened the need
to past surgery, and has accelerated the need for future surgery.
24 The judge then turned to the issue of dates of injury. He concluded his reasons
with the following observation:4
Clearly these were injuries that developed gradually. Findings as to the date of the
occurrence of the injuries might be important. Section 113 of the Workers Rehabilitation
and Compensation Act 1986 (the old Act) and s 188 of the current Act rely upon a deeming
provision to artificially fix the date of injury that develops gradually by reference to the
commencement of incapacity. It is not inconceivable that these are old Act injuries. Even
if these are current Act injuries, I am not sure that the fixing of the date of injuries is as
straightforward as [counsel for the applicant] suggested.
25 The judge therefore arranged to hear further submissions as to the dates of
the injuries, following which he delivered a judgment determining the dates of the
injuries (‘the second decision’).5
Determining the date of injury to the left wrist
26 The question of law raised on the present appeal is concerned only with the
trial judge’s finding, in the second decision, that the deemed date of injury to the
left wrist was 1 December 2009. The second decision is best approached by first
having regard to the legislative framework relevant to the determination of dates
of injury and the approaches taken by the parties as to the date of injury to the left
wrist.
3 [2021] SAET 32 at [81]-[82].
4 [2021] SAET 32 at [84].
5 [2021] SAET 96.
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[2023] SASCA 32 The Court
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The statutory framework
27 As the trial judge observed, fixing a date of injury can be important for a
number of reasons. Section 39(3) of the RTWA limits the entitlements of
non-seriously injured workers to weekly payments to a maximum of 104 weeks
‘from the date on which the incapacity for work first occurs’. The first day of
incapacity also has significance when fixing the date of a gradually developing
injury.
28 Section 4(10) of the RTWA defines ‘incapacity’:
(10) For the purposes of this Act –
(a) total incapacity for work is the incapacity for work that is represented by a
worker having no current work capacity within the meaning of this Act; and
(b) partial incapacity for work is the incapacity for work that is represented by a
worker having a current work capacity within the meaning of this Act.
29 Section 36 then addresses the concept of current work capacity:
36—Capacity to perform work
(1) For the purposes of this Act, the current work capacity of a worker is
constituted by a present inability arising from a work injury such that the
worker is not able to return to his or her employment at the time of the
occurrence of the injury but is able to return to work in suitable employment.
(2) For the purposes of this Act, a worker has no current work capacity if the
worker has a present inability arising from a work injury such that the worker
is not able to return to work, either in his or her employment at the time of the
occurrence of the injury or in suitable employment.
30 In the case of a gradually developing injury, s 188(1) of the RTWA deems
the date of injury to align with the commencement of total or partial incapacity:
(1) An injury (not being noise induced hearing loss) that develops gradually or is a
disease will be taken to have occurred when the worker first becomes totally or
partially incapacitated for work by the injury.
31 Section 188(1) is in the same terms as s 113(1) of Workers Rehabilitation
and Compensation Act 1986 (SA) (‘WRCA’). However, unlike s 113(1) of the
WRCA, s 188(1) is qualified by s 4(11) of the RTWA:
(11) For the purposes of this Act, the date on which an incapacity for work first occurs
will be taken to be the first day in respect of which the worker has an entitlement to
a payment under Part 4 Division 4 Subdivision 2 on account of that incapacity.
32 Part 4 Division 4 Subdivision 2, comprising ss 39–44, governs entitlement to
weekly payments. Staying with the situation of non-seriously injured workers by
way of example, s 39(1)(a) provides:
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[2023] SASCA 32 The Court
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39—Weekly payments over designated periods for workers other than seriously
injured workers
(1) Subject to this Act, if a worker, other than a seriously injured worker, suffers
a work injury that results in incapacity for work, the worker is entitled to
weekly payments in respect of that incapacity in accordance with the
following principles:
(a) if any period of incapacity for work occurs within the period of
52 weeks from the date on which the incapacity for work first occurs
(the first designated period)—
(i) for any period during the first designated period when the worker
has no current work capacity—the worker is entitled to weekly
payments equal to the worker's notional weekly earnings; and
(ii) for any period during the first designated period when the worker
has a current work capacity—the worker is entitled to weekly
payments equal to the difference between the worker's notional
weekly earnings and the worker's designated weekly earnings;
33 Thus, having regard to the entitlement in s 39(1)(b)(ii), s 4(11) operates to
fix the date of incapacity not simply to where a relevant incapacity has first been
identified, but to where s 39(1)(b)(ii) has operated to first provide for an
entitlement to weekly payments. It is that date on which s 188(1) then operates, in
the case of a gradually developing injury, to fix the date of injury.
34 As the applicant submitted, the RTWA by this means contemplates, in the
case of a gradually developing injury, the existence of a work caused injury where
there is no present entitlement to weekly payments. It seeks to avoid a situation
where a worker is deprived of any right to weekly payments by suffering a
work-caused injury of gradual onset, where they are able to continue to work
without reduced capacity for a period following the identified commencement of
development of the injury. That period might exceed 104 weeks.
35 In the present case, s 188(1), as qualified by s 4(11), governed the fixing of
the date of injury to the applicant’s left wrist. It did so by means of the transitional
provision in cl 29(2) of sch 9 to the RTWA. Clause 29 provides:
29—General provision
(1) Subject to the other provisions of this Part, this Act applies to and in relation
to—
(a) an injury that is attributable to a trauma that occurred before the
designated day and that is a compensable injury under the repealed Act
(an existing injury); and
(b) an injury that is attributable to a trauma that occurred on or after the
designated day (a new injury).
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(2) For the purposes of subclause (1), an injury that is partially attributable to a
trauma that occurred before the designated day and partially attributable to a
trauma that occurred on or after the designated day will be taken to be a new
injury within the ambit of subclause (1)(b).
(3) Subject to the other provisions of this Part—
(a) a reference in this Act to a work injury will be taken to include a
reference to a compensable injury under the repealed Act; and
(b) this Act will apply to a compensable injury under the repealed Act as if
this Act had been in operation before the injury occurred.
(4) Nothing in this Part is intended to give rise to an entitlement under this Act
and the repealed Act so as to give rise to double entitlements.
36 The significance of this observation for present purposes is that s 113 of the
WRCA, which was not qualified by an equivalent provision to s 4(11), did not
apply.
The approach taken by the parties to the dates of injury to the left wrist
37 The reasons given by EML on 23 August 2018 for rejecting liability recorded
that the applicant had stated that the injury occurred on 1 January 2009. However,
the reasons go on to record:
A deemed date of injury was set as 01/01/2009 based on the date of injury listed on the
Work Capacity Certificate.
38 This appears to refer to a Work Capacity Certificate completed by the
applicant’s general practitioner, Dr Kalei, on 20 February 2018. This document
contained a pro-forma passage which, as filled out by Dr Kalei, reads:
I examined you on 20/02/2018 for injury(s)/condition(s) you stated occurred/developed on
[blank]/[blank]/2009.
39 An Injury Notification Summary by EML dated 29 February 2018 records a
telephone conversation with the principal of the veterinary practice. The Date of
Injury is recorded as 1 January 2009. An Injury Notification Summary by EML
dated 6 March 2018 then records a telephone conversation with the applicant. This
contains greater detail and again records the Date of Injury as 1 January 2009.
40 It is apparent from the reasons for the rejection by EML that the date of
1 January 2009 was a deemed date of injury.
41 In his Application for Review filed on 5 September 2018, in the field reading
‘Date of injury – or when you first became aware of the injury’, the answer is
recorded: ‘Early 2018’. Obviously enough, this is substantially later than the
deemed date of injury of 1 January 2009 recorded by EML.
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[2023] SASCA 32 The Court
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42 The applicant disputed that the date of injury was 1 January 2009. He
submitted before the trial judge that by reference to s 188 of the RTWA, the date
of injury to the left wrist was 24 April 2018, being the date of the surgery,
following which he suffered a partial or complete incapacity for work. He further
submitted that there was no evidence of partial or complete incapacity for work
prior to the date of the surgery.
The second decision on the application for review
43 On 14 May 2021, the trial judge published the second decision, determining
the dates of injuries. He referred to the provision for fixing the date of injury in s
113 of the WRCA, and then noted that s 118 of the RTWA was in the same terms,
but subject to the deeming provision in s 4(11). He also identified the transitional
provisions in cl 29 of sch 9.
44 The judge accurately summarised the applicant’s submission that by
operation of ss 188 and 4(11), and cl 29, the date of injury to the left wrist was
24 April 2018. He summarised the respondent’s argument that, having regard to
the findings in the first decision that a series of micro traumas had significantly
contributed to the progression of the applicant’s bilateral wrist scapholunate
ligament injuries with secondary arthritis, he should find that the left wrist injury
occurred in 2009.
45 On the left wrist injury, the judge reasoned and found as follows:6
Mr Schinckel said that he noticed pain in his left wrist in around 2008 or 2009 or perhaps
earlier. He associated this with performing pregnancy tests and said that the pain had gotten
progressively worse and that he had lost a range of motion in his wrist. He said that he
consulted with his general practitioner, Dr Kalei, at the end of 2009. A report from Dr Kalei
records that Mr Schinckel presented with left wrist pain on 1 December 2009 and that he
referred Mr Schinckel to Dr Saies. At this time Mr Schinckel was regularly performing
pregnancy testing using his left arm. He said that Dr Saies told him that he should try
alternating arms when pregnancy testing cows so that he could rest his left wrist when it
was particularly sore and that he acted on that advice. I think it is reasonable to infer that
by the time he saw Dr Kalei on 1 December 2009, his capacity to sell his labour as a
veterinary surgeon performing pregnancy tests had been diminished. I find that this
was the date when he first became partially incapacitated for work on account of his
left wrist injury. Pursuant to s 113 of the WR&C Act this is the deemed date of this
injury.
(Footnotes omitted; emphasis added)
46 With respect to the further claims in respect of the left wrist, the judge found
as follows. He held that the traumatic event the applicant suffered on 11 January
2018 was no more than a temporary aggravation. He concluded that it was much
more likely that it was the generalised increase in pain that led him to proceed with
6 [2021] SAET 96 at [22].
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[2023] SASCA 32 The Court
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surgery to his left wrist in 2018, rather than the one-off incident on 11 January
2018.7
47 With respect to the surgery on 24 April 2018, the judge held that the surgery
was conducted with due care and skill by a person professing to have particular
skills. He therefore held, with reference to s 7(6), that the surgery was a
compensable injury, forming part of the original work injury.
48 Following the surgery on 24 April 2018, the applicant resumed work on
modified duties on 11 July 2018. He had resumed full time hours by 10 August
2018 and continued to do so despite increasing pain and loss of strength in his
hands. He was burnt out, physically and mentally. He retired on 31 July 2020. The
judge concluded that his continued work as a veterinarian from 10 August 2018
caused an increase in the symptoms in his left and right wrists over the period up
to his retirement. He found that the reduction in tasks that the applicant was able
to perform following his return to work after the 2018 surgery was significant,
being a new and different incapacity for work. He determined that pursuant to ss
4(11) and 188 of the RTWA, the deemed date of injury was 31 July 2020, being
the date on which an incapacity for work on account of this aggravation first
occurred.
49 The judge concluded:8
In summary, I find that Mr Schinckel suffered an injury to his left wrist of gradual onset,
which is deemed to have occurred on 1 December 2009. I find that Mr Schinckel suffered
a traumatic injury to his left wrist on 11 January 2018 that resulted in a temporary
aggravation. I find that he suffered a surgical injury to his left wrist on 24 April 2018 and
that the surgery was the result of the left wrist injury that was deemed to have occurred on
1 December 2009. I find that Mr Schinckel suffered an aggravation of injuries to his left
wrist and right wrist that were of gradual onset that are deemed to have occurred on 31 July
2020.
(Emphasis added)
Orders
50 The judge made the following orders on 29 June 2021:
With the consent of both parties I make the following orders:
1. The applicant sustained an injury to his left wrist on 1 December 2009
(scapholunate collapse and arthritic condition).
2. The applicant sustained an aggravation of his left wrist injury on 11 January
2018 which was temporary aggravation.
3. The applicant sustained an injury to his left wrist from surgery on 24 April
2018 which by reason of s7(6) has a date of injury 1 December 2009.
7 [2021] SAET 96 at [29].
8 [2021] SAET 96 at [39].
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4. The costs associated with the surgery for the applicant's left wrist injury on 24
April 2018 were reasonably incurred given the surgery constituted a
therapeutic appliance.
5. The applicant sustained an aggravation of his left wrist injury from 10 Aug
2018 to 31 July 2020 with a deemed date of injury of 31 July 2020 per s.188
RTWA.
6. The applicant sustained an injury to his right wrist from 10 August 2018 to 31
July 2020 with a deemed date of injury of 31 July 2020 per s.188 RTWA.
7. The applicant has an entitlement to weekly payments from 31 July 2020 in
relation to the injuries referred to in paras 5 and 6 and reasonably incurred
medical expenses.
8. The issues are expanded pursuant to section 69 of the SAET Act for a claim
for income support and medical expenses.
9. Costs and disbursements to be agreed.
The decision of the Full Bench
51 On appeal to the Full Bench, the applicant complained that the trial judge had
erred in:
failing to apply cl 29(2) of Schedule 9 to the RTWA;
finding that the applicant first became partially incapacitated for work on
account of his left wrist injury on 1 December 2009, when there was no
evidence to support that finding;
applying s 113 of the WRCA to deem the date of injury to the left wrist as
having occurred on 1 December 2009; and
failing to apply s 188 of the RTWA and deeming the date of the left wrist
injury to have occurred on 24 April 2018.
52 The Full Bench dismissed the appeal by majority. It is necessary to bear in
mind, when considering the various approaches of the members of the Full Bench,
that this appeal was limited to a question of law,9 as is the appeal to this Court.
That is a jurisdictional limit. Neither the Full Bench on an appeal under s 26I of
the South Australian Employment Tribunal Act 2014 (SA), nor this Court under
s 68 of that Act, is empowered to make findings of fact. In Kimber v Chief
Executive, Department of Treasury and Finance,10 this Court explained the
importance of articulating precisely the question of law raised on such an appeal.
53 It is a common practice not to articulate the question of law raised on an
appeal that is limited in this way, and simply to complain of an error of law in
9 South Australian Employment Tribunal Act 2014 (SA), s 26I.
10 [2021] SASCA 133 at [21]-[43].
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some respect or another. This failure is regrettable. As this Court explained in
Kimber, these are not the same things. The practice risks obscuring any question
of law properly raised or, worse, pursuing a complaint that invites the tribunal to
exceed its jurisdiction. In this Court, the applicant articulated the question of law
properly raised on the Notice of Appeal, on the invitation of this Court, towards
the end of his submissions. The fact that this question of law was apparently not
articulated before the Full Bench may have affected the approach taken by two of
its members.
Calligeros DPJ
54 Calligeros DPJ held that the finding that the applicant first became
incapacitated for work on 1 December 2009, was a finding of fact which was open
to make on the evidence. In this regard, he observed:11
The first finding made in paragraph [39] is that Mr Schinckel first became
incapacitated for work on 1 December 2009. The finding was based on a consultation
with Dr Saies on 1 February 2010. Mr Schinckel described a prior left wrist injury playing
football. He also described having increased symptoms in his left wrist when conducting
rectal examinations at work. Dr Saies prescribed anti-inflammatory medication. Mr
Schinckel started using his right arm and hand to conduct the examinations and experience
symptoms in his right wrist in 2011. The first finding is a finding of fact which was open
to make on the evidence. The first claim for compensation made by Mr Schinckel was
for a left wrist injury which occurred in 2009. The Judge found that the injury
asserted by or on behalf of Mr Schinckel had occurred. If that result was no longer
sought, the claim should have been withdrawn and conceded prior to judgment.
(Footnote omitted; emphases added)
55 Calligeros DPJ cited the Injury Notification Summary of EML dated
27 January 2018 in support of the proposition that the claim was for an injury that
occurred in 2009. However, as discussed above, this appears to have been a
deemed date recorded by EML. Moreover, as set out above, the applicant was clear
before the primary judge that he disputed that the date of injury was in 2009. We
respectfully disagree with Calligeros DPJ’s criticism of the conduct of the
proceedings before the trial judge.
56 Next, as set out above, the first finding the trial judge made at paragraph [39]
was that the applicant suffered an injury to his left wrist which was deemed to have
occurred on 1 December 2009. The trial judge reached this conclusion by
application of s 113 of the WRCA. For the reasons set out above, this was in error:
cl 29 of Schedule 9 to the RTWA rendered ss 118 and 4(11) the applicable
provisions.
57 Calligeros DPJ accepted that this was an error. However, he held that the
error was of no consequence:12
11 [2022] SAET 43 at [8].
12 [2022] SAET 43 at [9].
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Section 188(1) of the RTW Act is identical to s 113(1) of the repealed Act and cl 29(1)(a)
of Schedule 9 to Part 10 of the RTW Act provides that the RTW Act applies to compensable
injuries sustained under the repealed Act.
58 Calligeros DPJ then considered the effect of s 4(11). He considered that on
the facts, which he described as unusual, the combination of ss 188(1) and 4(11)
notionally entitled the applicant to two years of weekly payments from
9 December 2009. However, no claim for lost earnings had been advanced in
respect of that period. Had it been advanced, the delay in making the claim would
have been fatal.
59 The difficulty with this conclusion is that, as the respondent accepted, there
was no evidence supporting the inference that the applicant’s capacity to sell his
labour as a veterinary surgeon performing pregnancy tests had been diminished as
at 1 December 2009.13 That is, there was no evidence that he had a partial
incapacity from that date, based on the definition of ‘current work capacity’ within
the meaning of s 4(10).
60 The parties described the absence of evidence differently. The applicant
submitted that the evidence was that he continued pregnancy testing cows, without
absences from work, until the surgery on 24 April 2018. He submitted that the
evidence supported a finding that a statutory incapacity arose from 24 April 2018,
referring to the following finding by the trial judge in the first decision:14
Following the surgery, Mr Schinckel wore a cast on his left arm and he had a few months
off work. He resumed work on 11 July 2018 on modified duties. He resumed full time
hours on 11 August 2018. Within a few weeks of that he resumed pregnancy testing,
initially using his right arm.
61 The respondent submitted that there was an absence of evidence directed to
the first day of the incapacity to the left wrist that gave the applicant an entitlement
to weekly payments. This caused an insuperable barrier to the identification of any
date of injury. That is, there was no basis to make a finding that the date of injury
was 24 April 2018.
62 It is not possible, and it would not be appropriate, for this Court to attempt to
resolve the question of the date of injury. To do so would be to traverse outside of
the jurisdictional bounds of this appeal on a question of law. For present purposes,
it is sufficient to conclude that Calligeros DPJ erred in holding that it was of no
consequence that the trial judge determined the date of injury to the left wrist by
application of s 113 of the WRCA, rather than s 188 and 4(11) of the RTWA. The
latter test required a finding as to the date on which the applicant sustained an
incapacity for work within the meaning of s 4(10), being the date on which he had
an entitlement to a payment under Part 4 Division 4 Subdivision 2 on account of
that incapacity. The finding that the date was 1 December 2009 was not open.
13 Contra, [2021] SAET 96 at [22].
14 [2021] SAET 32 at [20].
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Rossi DPJ
63 Rossi DPJ considered it was reasonably open for the trial judge to have
applied s 113(1) of the WRCA in determining the date of injury, but held that it
was not necessary to reach a concluded view.15 He further held that even if it was
an error to rely on s 113(1), that did not of itself amount to an appealable error, in
that the date of injury was, in any event, 1 December 2009.16
64 The basis of this conclusion was his finding that the evidence demonstrated
that on the last day of work leading to the consultation 1 December 2009, the
applicant had suffered a loss, deterioration or impairment of a limb which
necessitated attendance on the general practitioner, referral to the orthopaedic
surgeon and the prescription of medication. That is, the evidence established a
physiological change.17 He held that in the absence of any challenge to the
reasonableness of the treatment, the medical expenses were reasonably incurred in
consequence of the applicant having suffered a work injury on the last day of work
prior to 1 December 2009. He concluded in this regard:18
In the circumstances, there was no need to have regard to a deeming provision in
determining whether Mr Schinckel had an entitlement to recover the cost of medical
expenses for the injury that he sustained at that time. To the extent that the trial judge
suggested a need to apply a deeming provision to ascertain a date of injury, I am unable to
agree.
65 The difficulty with this reasoning is that it relies on findings of fact that the
trial judge did not make. They are findings of fact by Rossi DPJ. The trial judge
applied the deeming provision. On an appeal limited to a question of law, for the
reasons explained above, it was not open for the Full Bench to make a finding, on
the basis of the evidence before the trial judge, that the date of injury was
1 December 2009. This finding exceeded the jurisdiction of the Full Bench on an
appeal on a question of law.
Lieschke DP
66 Lieschke DP dissented. He held that the judge erred in not applying cl 29(2)
to the medical evidence that he accepted, of a progressive condition contributed to
by trauma both before and following the commencement of the RTWA. He held,
correctly, that the judge was required to apply s 188 of the RTWA. He went further,
however, and concluded that on an application of that provision, the date of the
left wrist injury was 24 April 2018, being the first day of an entitlement to income
support under Part 4, Division 4, Subdivision 2 of the RTWA.
67 This conclusion reflected the argument of the applicant before the Full Bench
and on appeal to this Court. The difficulty again, however, as the respondent
pointed out, is that it was not for the Full Bench to make a finding as to the date of
15 [2022] SAET 43 at [118].
16 [2022] SAET 43 at [123]-[124].
17 [2022] SAET 43 at [119].
18 [2022] SAET 43 at [121].
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[2023] SASCA 32 The Court
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injury to the left wrist. Whether the evidence was sufficient to sustain a finding
that the date of injury was 24 April 2018 was contentious. The finding that this
was the date of injury exceeded the jurisdiction of the Full Bench on an appeal on
a question of law.
Conclusion on the question of law raised on appeal
68 As identified at the outset of these reasons, the answer to the question of law
raised on the appeal is ‘yes’. Whether leave to appeal should be granted raises
different considerations.
The application for leave to appeal
69 The respondent opposed a grant of leave. It is fair to say that this opposition
became more qualified during the course of the hearing of the appeal. Nonetheless,
it is necessary to address the question of leave.
70 The basis of the opposition to leave relied, first, on the proposition that the
appeal would not resolve any present dispute between the parties, in that there is
no outstanding claim lodged for weekly payments, or for medical expenses that
has been unresolved. On that basis, there was no need to make a declaratory-style
order as to the date of injury. Indeed, this appeal cannot result in a finding of a date
of injury.
71 The respondent submitted that the apparent motivation for the appeal is for
the applicant to be in a better position on a potential later whole person impairment
assessment for the purpose of lump sum compensation under s 56 or s 58. It
submitted that this appeal would not assist that goal. It has offered to preserve each
party’s position concerning the whole person impairment. In this regard, by way
of further observation following his conclusion that the appeal should be
dismissed, Rossi DPJ said:19
Ultimately, Mr Schinckel has failed to identify how the making of the orders would result
in a resolution of a controversy between the parties about a legal right or legal liability. In
the circumstances, the jurisdiction of the Full Bench has not been demonstrated to have
been invoked in accordance with accepted principle.
(Footnote omitted)
72 This observation is not, with respect, entirely consistent with Rossi DPJ’s
determination of the appeal. In any event, the respondent here invoked this passage
simply by way of example.
73 The offer made by the respondent to preserve the parties’ position is that there
be a notation made to the trial judge’s orders, by consent, as a means of finalising
the appeal, in the following terms:
19 [2022] SAET 43 at [134].
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A. The orders made by the learned Deputy President and this acknowledgement are
without prejudice to Mr Schinckel’s right, in the event of permanent impairment
assessment, to assert that the date of injury for the purpose of a permanent impairment
assessment is different from that contained in these orders.
B. The orders made by the learned [Deputy] President and this acknowledgement are
without prejudice to RTW’s right, in the event of a permanent impairment assessment,
to assert that there is to be a deduction fort a pre-existing impairment under either
s 22(8)(b) or s 22(8)(g) of the RTW Act.
74 The applicant has not accepted this offer. His position is that there is no
mechanism by which the parties could enter into an arrangement binding the
Tribunal in a matter permitting him to assert a different date of injury from that
contained in the orders. The notation would also require the applicant to
circumvent the factual findings of the trial judge. What is required, in the
applicant’s submission, is the capacity for a fresh hearing to determine the date of
the injury.
75 As to the question of utility of the appeal, the applicant submitted that the
respondent’s submissions misapprehended his position. As he described it, the
importance of the appeal is to prevent an injustice if the present orders were to
continue to stand. He identified two reasons for this.
76 First, with the dates of the left wrist injury identified, his ability to pursue
future entitlements have been defined. His appeal to the Full Bench being
unsuccessful, the orders of the trial judge have crystallised his entitlement to
non-economic loss and his ability to seek compensation for future economic loss.
As things stand, he is precluded from claiming future economic loss from
impairment arising from the injuries found to have occurred on 1 December 2009
and the surgery on 24 April 2018, when he comes to be assessed for whole person
impairment.
77 Secondly, he submitted that a successful appeal would entitle him to weekly
payments for the period of incapacity following the 24 April 2018 surgery.
78 The second reason can be put to one side. The applicant sought at one stage
to amend his Notice of Appeal to seek an order that he has an entitlement to weekly
payments from 24 April 2018. For the reasons given above, it would not
appropriate for this Court to make a finding of the date of injury to the left wrist.
In the event, the applicant appropriately did not press that application.
79 As to the first reason, the spectre of the hypothetical has always been present,
in the sense that the proceedings have not addressed whether any monetary
entitlement should flow. The original proceedings were concerned with the
question of causation. The judge then invited further submissions on the findings
he should make as to the dates of the injuries. Senior counsel for the respondent
on this appeal acknowledged that he could not give an assurance that the
respondent was ‘blame free’ in the proceedings taking the course they took.
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80 For better or worse, the proceedings before the trial judge crystallised a date
of injury for the left wrist. There is nothing to suggest that objection was taken to
the effect that this was a hypothetical exercise. The applicant’s submission that the
exercise was not purely hypothetical, in that it crystallised a condition for a further
step in the proceedings, has some force. In any event, without determining that
issue, we are not persuaded that this would be a persuasive consideration against a
grant of leave, given the history of the proceedings.
81 The respondent also observed that generally, leave to appeal will not be
granted unless the question of law raised is one of wider importance, concerns
conflicting authority, or it is otherwise in the interests of justice that it be
considered.20 It is a fair observation that the question of law raised on this appeal
concerns only the correct provision to be applied in determining the date of injury
to the applicant’s left wrist. That does not raise a question of wider importance.
However, it remains the case that the applicant is burdened with an order, made
contrary to law, that the date of injury to the left wrist was 1 December 2009.
82 The dismissal of the appeal by the Full Bench, by majority, occurred through
two different processes of reasoning. We have found that both were tainted by
error. One of these depended on reasoning that extended to findings of fact, in
excess of the jurisdiction of the Full Bench on an appeal confined to a question of
law, as did the dissenting decision.
83 In the circumstances of the history of this matter, this is an appropriate case
for this Court to grant leave to appeal on the ground that it is required in the
interests of justice. To its credit, the respondent was at pains to emphasise that it
had no desire to take advantage of the error, hence the open offer. However, we
are not satisfied that this would protect the interests of the applicant. We grant
leave to appeal.
Draft orders of the parties
84 Following oral argument, the parties provided written submissions
concerning appropriate orders for the disposition of the appeal on the assumption
that leave would be granted. The respondent submitted the following draft orders:
1. Leave to appeal be granted.
2. The appeal be allowed.
3. Order 1 made by the Full Bench of the South Australian Employment Tribunal on
5 May 2022 be set aside.
4. The matter be remitted to the Full Bench of the South Australian Employment
Tribunal for the purpose of the entry of orders setting aside orders 1 to 3 and 5 to 7
made by Gilchrist DPJ on 29 June 2021.
20 Mills v Return to Work Corporation [2019] SASC 56 at [21] (Hinton J).
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5. In respect of the costs of appeal, within 7 days of the making of these orders the
parties are to file submissions of not more than 3 pages together with any evidence
in respect of the issue of costs.
85 The applicant agreed with proposed orders 1, 2, 3 and 5. He agreed that the
matter should be remitted to the Full Bench to set aside orders 1, 2, 3 and 5 made
by the trial judge on 29 June 2021. He submitted that the orders should also
facilitate remittal to the trial judge to redetermine the date of the left wrist injury
and the applicant’s entitlements.
86 As to proposed order 4, the applicant submitted that order 6 made by the trial
judge on 29 June 2021 concerns the right wrist injury, which was not subject to the
appeal to the Full Bench or to this Court. He submitted that order 6 should be left
undisturbed to that extent. In the same vein, he submitted that order 7 made by the
trial judge on 29 June 2021 should be set aside only to the extent that it concerns
the left wrist, but otherwise left as is.
87 The history of this matter renders problematic the approach that this Court
should take with respect to the orders relating to the dates of injuries. The
respondent submitted, consistently with its attitude to the question of leave, that
the Tribunal’s findings were only hypothetical and failed to accord with the
approach that should have been taken under the RTWA. It is to be recalled that the
original proceedings challenged the determination that the injuries were not work
caused. However, it does not appear that the respondent argued before the trial
judge that the judge should not have proceeded to determine the dates of the
injuries.
88 Moreover, this is an appeal on a question of law in the terms already
identified. The finding of the date of injury to the right wrist was not challenged
on appeal by any party. It cannot be disturbed by the determination of this appeal.
This Court should not interfere with the orders relating to the right wrist.
89 It appears that the respondent’s view of the proper scope of the proceedings
has evolved since the trial. It also appears that the parties are now in dispute about
whether the Tribunal’s jurisdiction with respect to any claim for entitlements has
been engaged. However, notwithstanding the respondent’s (present) criticism that
the issue of the dates of injuries is hypothetical, it took the position that leave to
appeal should be refused.
90 This Court has granted leave to appeal and determined a question of law on
the basis that the interests of justice required answering the question and setting
aside the determination of the date of the left wrist injury. Ultimately, however,
there appears to be a dispute about whether the Tribunal would have jurisdiction
to redetermine the date of injury on a remittal. That question is not before this
Court on the appeal on the identified question of law.
91 It is necessary, then, to fashion an order that gives effect to the determination
of the question of law, but which does not invite further error. The parties
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previously acquiesced in the trial judge determining the dates of the injuries. The
respondent now disputes whether that course was correct and whether it can
continue to be pursued. The appropriate course now would be for the parties to
have the opportunity to make submissions to the trial judge as to the scope of the
proceedings following the appeal. It is for the Tribunal to determine its own
jurisdiction in the first instance.
92 In those circumstances, the matter should be remitted to the trial judge to
determine the scope and appropriate course of the proceedings following the
successful appeal. We propose to make the following orders:
1. Leave to appeal is granted.
2. The appeal is allowed.
3. Order 1 made by the Full Bench of the South Australian Employment
Tribunal on 5 May 2022 is set aside.
4. The matter is remitted to the Full Bench of the South Australian Employment
Tribunal for the purpose of:
4.a. the entry of orders setting aside the following orders made by Gilchrist
DPJ on 29 June 2021: orders 1 to 3, 5 and that part of order 7
incorporating reference to paragraph 5 of the orders of Gilchrist DPJ;
and
4.b. facilitating the remittal of the matter to the trial judge to determine the
remaining jurisdiction of the Tribunal on the application and to exercise
that jurisdiction according to law.
5. In respect of the costs of appeal, within 7 days of the making of these orders,
the parties are to file submissions of not more than 3 pages together with any
evidence in respect of the issue of costs.
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