ANDREW LYALL BATES v THE KING [2023] SASCA 65
On Appeal from DISTRICT COURT OF SOUTH AUSTRALIA (HER HONOUR JUDGE MCINTYRE)
DCCRM-21-1320
Appellant: ANDREW LYALL BATES Counsel: MR B DOYLE KC - Solicitor: TINDALL GASK
BENTLEY LAWYERS
Respondent: THE KING Counsel: MR R WILLIAMS WITH MS I KIMBER - Solicitor: DIRECTOR OF
PUBLIC PROSECUTIONS (SA)
Hearing Date/s: 07/12/2022
File No/s: SCCRM-22-002163
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
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BATES v THE KING
[2023] SASCA 65
Judgment of the Court of Appeal
(The Honourable President Livesey, the Honourable Justice Bleby and the Honourable Justice David)
15 June 2023
CRIMINAL LAW - PARTICULAR OFFENCES - OFFENCES AGAINST THE
PERSON - SEXUAL OFFENCES - MAINTAINING SEXUAL RELATIONSHIP
WITH CHILD AND PERSISTENT SEXUAL ABUSE OF CHILD
CRIMINAL LAW - APPEAL AND NEW TRIAL - VERDICT UNREASONABLE
OR INSUPPORTABLE HAVING REGARD TO EVIDENCE
CRIMINAL LAW - APPEAL AND NEW TRIAL - PARTICULAR GROUNDS OF
APPEAL - MISDIRECTION AND NON-DIRECTION - TAKING OBJECTION
TO SUMMING UP
CRIMINAL LAW - EVIDENCE - CORROBORATION - WARNING REQUIRED
OR ADVISABLE - SEXUAL OFFENCES - WHERE SUBSTANTIAL DELAY IN
COMPLAINT: LONGMAN WARNING
CRIMINAL LAW - EVIDENCE - JUDICIAL DISCRETION TO ADMIT OR
EXCLUDE EVIDENCE - PREJUDICIAL EVIDENCE
This is an appeal against conviction.
Following a trial by jury, the appellant was convicted of the offence of maintaining an unlawful
sexual relationship with a child, contrary to s 50(1) of the Criminal Law Consolidation Act 1935
(SA) (‘CLCA’). The particulars alleged that between 24 December 2010 and 30 November 2015, the
appellant maintained an unlawful sexual relationship with the complainant by engaging in two or
more sexual acts with her when she was between the age of five and 10 years old. At the time of the
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charged offence, the complainant was the daughter of the appellant’s former de-facto partner and
was living at the appellant’s farmhouse with her mother, older stepsister, and younger brother.
At trial, the only issue in dispute was whether the prosecution had proved that two or more of the
alleged sexual acts had occurred.
The prosecution also relied on evidence of an uncharged act which involved the appellant calling the
complainant into the kitchen while he stood at the kitchen table with his erect penis exposed and the
tip covered in icing (‘the uncharged act’). At trial, it was common ground that the uncharged act
constituted evidence of discreditable conduct such that ss 34P and 34R of the Evidence Act 1929
(SA) (‘the Evidence Act’) were engaged. The prosecution sought to rely on the evidence of the
uncharged act for a non-propensity purpose pursuant to s 34P(2)(a) of the Evidence Act to provide
the context in which the particularised sexual acts were alleged to have occurred.
The prosecution case relied almost entirely on the evidence of the complainant. On the defence case,
the complainant’s evidence could not be accepted on three premises: first, her demeanour and manner
of giving evidence was ‘monotonal’; secondly, the inconsistencies in her own account of events and
the fact that her evidence was without any material support; and thirdly, there were aspects of her
account that were implausible. The defence case also emphasised the appellant’s denials in his
interview with police on 25 November 2020 which, it was submitted, reflected his innocence.
The appellant now seeks permission to appeal against his conviction on four grounds of appeal,
namely that the trial Judge’s directions as to forensic disadvantage were inadequate and therefore
resulted in a miscarriage of justice (Ground 1); the trial Judge erred in admitting discreditable conduct
evidence or, alternatively, by failing to give appropriate directions concerning the permissible use of
the evidence (Ground 2); the trial Judge failed to properly summarise the defence case and evidence
to the jury (Ground 3); and the verdict is unreasonable and cannot be supported having regard to the
evidence (Ground 4).
Held, per the Court, granting permission to appeal on Grounds 1 to 4, and allowing the appeal on
Ground 1.
1. As to Ground 1, the trial Judge’s forensic disadvantage directions did not adequately discharge
the obligations under s 34CB of the Evidence Act and were productive of a miscarriage of
justice. The case being one dependent upon the jury’s assessment of the credibility and
reliability of the complainant, it is not appropriate to apply the proviso. The conviction must
be set aside, and the matter remitted to the District Court of South Australia for retrial.
2. As to Ground 2, the probative value of the evidence of discreditable conduct outweighed its
prejudicial effect and was admissible for a non-propensity purpose pursuant to s 34P(2)(a) of
the Evidence Act. The trial Judge’s directions as to the discreditable conduct evidence
complied with s 34R of the Evidence Act such that there was no error of law.
3. As to Ground 3, the trial Judge’s summing up was not unbalanced and adequately summarised
the evidence and issues at trial, including the defence case.
4. As to Ground 4, the difficulties with the complainant’s evidence were not such that a jury
ought to have experienced a reasonable doubt as to the appellant’s guilt. The verdict was not
unreasonable.
Criminal Law Consolidation Act 1935 (SA) ss 50(1), 50(12), 58; Evidence Act 1929 (SA) ss 34CB,
34CB(2), 34CB(2)(a), 34CB(3), 34P, 34P(2)(a), 34P(4), 34R, 34R(1), referred to.
M v The Queen (1994) 181 CLR 487; Patterson (A Pseudonym) v The Queen [2022] SASCA 57;
Roberts v The Queen [2022] SASCA 36; R v Cassebohm (2011) 109 SASR 465; R v GVV (2008) 20
VR 395; R v Maiolo (No 2) (2013) 117 SASR 1; R v Perks (1986) 43 SASR 112; R v Pringle [2017]
SASCFC 9; R v Singh [2019] SASCFC 51, discussed.
Dansie v The Queen (2022) 96 ALJR 728; DES v The Queen [2020] SASCFC 32; Domican v The
Queen (1992) 173 CLR 555; Healey v The Queen [2006] NSWCCA 235; Libke v The Queen (2007)
230 CLR 559; Longman v The Queen (1989) 168 CLR 79; Parker v The Queen [2022] SASCA 89;
Pell v The Queen (2020) 268 CLR 123; R v C, G (2013) 117 SASR 162; R v Folli [2001] NSWCCA
531; R v Jones (2018) 131 SASR 532; R v MWL (2002) 137 A Crim R 282; R v Roberts [2022]
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SASCA 36; R v S [2015] SASCFC 179; R v Taylor (No 2) (2008) 18 VR 613; R v W, PK [2016]
SASCFC 5; R v Web (2003) 7 VR 200; Weiss v The Queen (2005) 224 CLR 300, considered.
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BATES v THE KING
[2023] SASCA 65
Court of Appeal – Criminal: Livesey P, Bleby and David JJA
1 THE COURT: Following a trial by jury, the appellant was found guilty and
convicted of one count of maintaining an unlawful sexual relationship with a child,
contrary to s 50(1) of the Criminal Law Consolidation Act 1935 (SA) (‘CLCA’).
The particulars alleged that between 24 December 2010 and 30 November 2015 at
Verran, the appellant maintained an unlawful sexual relationship with the
complainant (MS), a person under the age of 17 years, by engaging in two or more
unlawful sexual acts with her, namely:
• touching the complainant’s vagina on more than one occasion;
• inserting an object, namely a led pencil, into the complainant’s vagina
on one occasion;
• causing the complainant to touch his penis on more than one occasion;
and
• rubbing his genital area against the complainant’s genital area on one
occasion.
2 The complainant, MS, was the daughter of the appellant’s former de-facto
partner. She was aged between five and 10 years at the time of the charged offence.
The unlawful sexual acts were alleged to have occurred in the appellant’s
farmhouse where she was living with the appellant, her mother, her older
stepsister, PS, and her younger brother, DS.
3 The appellant appeals against his conviction on the following (summarised)
grounds:
1. The trial Judge erred in law with respect to the forensic disadvantage
direction resulting in a miscarriage of justice.
2. The trial Judge erred in law in admitting evidence of an uncharged act
pursuant to s 34P of the Evidence Act 1929 (SA) (‘the Evidence Act’)
(Ground 2.1); and the trial Judge’s directions concerning the use of the
evidence did not comply with s 34R of the Evidence Act (Ground 2.2).
3. The trial Judge, in her summing up, failed to fairly put the substance of
the defence case resulting in a miscarriage of justice.
4. The verdict of the jury is unreasonable or cannot be supported having
regard to the evidence.
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4 Permission to appeal was granted in respect of Ground 4. The question of
permission to appeal with respect to Grounds 1, 2 and 3 were referred to this Court
for consideration.
The evidence
5 In order to properly consider the appeal grounds, it is necessary to outline in
some detail the evidence at trial.
6 In December 2010, MS commenced living at the appellant’s farm in Verran
with her mother, younger brother, DS, and older stepsister, PS. Between
24 December 2010 and 30 November 2015, MS alleged that nine unlawful sexual
incidents occurred at the appellant’s farm; eight were particularised as part of the
charged offence, and a further incident was alleged as an uncharged act. MS could
not specify when each incident took place, nor the complete chronological order
in which they occurred. Outside of the nine unlawful sexual acts, MS gave no
evidence of any other uncharged offending having occurred.
7 MS could only narrow the dates over which the alleged offending occurred
by reference to her older stepsister PS, who moved out in 2011 or 2012. MS said
that all of the unlawful sexual acts took place after PS left home.
8 The appellant worked on the farm whilst AS ran a hairdressing salon in
Cleve. MS and her brother DS caught the bus to school most days and would
arrive home at about 4:00pm, whereas their mother, AS, would arrive home from
work at about 5:30pm or 6:00pm. The appellant would generally commence
working before AS left for work and return after she got home from work, although
sometimes the appellant would be in the office when MS and DS returned from
school. There were also other occasions when their mother was out, such as a
sewing class on Wednesday night, or if she had to work on Saturday, and they
would be alone with the appellant.
Particularised unlawful sexual acts
9 MS was asked about the first instance of inappropriate touching by the
appellant. She described an incident which occurred while she was watching
television in the lounge room. MS said she was sitting on the appellant’s lap when
he put his hands down her pants and rubbed the outside of her vagina (‘the first
incident’). MS pushed the appellant’s arm away, but it had no effect. She could
not recall how old she was at the time, during what year this occurred, or what year
of school she was attending. MS agreed that in her police statement she did not
identify this incident as being the first occasion of inappropriate touching.
10 Next, MS described another incident in the lounge room which she said
occurred in the same manner as the first incident, except on this occasion the
appellant inserted the end of a lead pencil into her vagina (‘the pencil incident’).
She said it felt cold but not painful. She said there was a pencil pot positioned on
a table next to the recliner from where the appellant retrieved the pencil. Her
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mother, AS, also gave evidence that there was a pencil pot in that location. MS
said this incident occurred after the first incident but could not specify how long
later in terms of days, weeks or months. Nor could MS recall how she came to be
sitting on the appellant’s lap or whether he pulled her pants down or pushed them
to the side. She said it occurred during an afternoon but could not recall if her
mother or younger brother were home.
11 MS described a third incident in the lounge room. She said this occurred
when she and her brother, DS, were playfighting on the floor. The appellant was
not in the room initially, but after entering he stood over MS, who was lying on
her back on the ground. DS then mounted the appellant’s back playfully, and he
encouraged DS to press further into his back so that the appellant was pressing his
genital area against MS’ genital area (‘the playfighting incident’). MS said she
tried to get out from beneath the appellant, but it was too difficult. However, she
agreed that in her police statement she said, ‘I managed to crawl out from
underneath them’. MS clarified that her earlier evidence, that she had managed to
get out from beneath the appellant, was correct. MS could not recall when this
incident occurred in relation to the first lounge room incident and the pencil
incident.
12 MS described a fourth incident in the lounge room. She said that she was
sitting on the appellant’s lap in the lounge room one evening when he spat on his
fingers and began rubbing the outside of her vagina (‘the lounge room spitting
incident’). There was no penetration. MS could not recall how she came to be
sitting on the appellant’s lap or how the incident came to an end, nor could she
recall anyone else being around at the time.
13 Next, MS described an incident which occurred in her bedroom at about
7:30pm. On this occasion, MS said she was lying on her back on her bed when the
appellant came into her room and laid next to her. She gave evidence that the only
light source was the television which was coming from the lounge room. MS said
the appellant put his hands down her pants and began rubbing her vagina with his
fingers. She then got up to go to the bathroom. She said that after she left the
bedroom, she did not say anything to her mother (who was home, and in her
bedroom) because she was frightened of how the appellant would react. MS said
that after she returned to her bedroom, the appellant resumed touching her on the
vagina (‘the bedroom incident’). MS could not recall how long this incident lasted.
14 MS said that there were also two incidents that occurred in the master
bedroom (used by the appellant and her mother). On the first occasion, MS said
she had been watching television when the appellant called her into the room. He
asked her to lay down on the bed and put a pillow over her face, which she did. He
then rubbed the outside of her vagina with his finger and spat directly on her vagina
(‘the pillow incident’). She said DS would have been home at the time, and she
recalled the door to the bedroom being open.
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15 MS agreed that in her police statement she said the ‘[t]he rubbing of my
vagina normally always happened in the lounge room on his chair. The only other
place was the time on my bed, which I explained in my first statement.’ She agreed
that her evidence differed to what she told police and clarified that her police
statement was incorrect in this regard.
16 MS also described a second incident in the master bedroom. She said the
appellant called her into the ensuite, after he had showered, and asked her to touch
his penis. She said he grabbed her hand and put it on his penis and asked her to rub
it until he urinated a little bit. She then pulled her hand away (‘the shower
incident’). MS agreed that in her police statement she said this incident occurred
before the appellant had showered; and that she had only touched the appellant’s
penis before pulling her hand away (rather than having rubbed it until he urinated
a little bit). MS clarified that her police statement was incorrect in that regard.
17 MS also gave evidence about an uncharged act which occurred in the kitchen.
She said the appellant called her into the kitchen, where he had been making
biscuits, and after walking in, she observed him standing by the kitchen table with
his pants pulled down a little bit so that she could see his penis (‘the uncharged
act’). She said his penis was ‘erect and it had icing on the tip of it.’ She said that
when she saw the appellant’s erect penis, she ‘turned and walked out’. MS agreed
that in her police statement she said, ‘I saw that his penis was visible, it was erect,
and it was covered in icing which would normally go on biscuits’. MS clarified
that her evidence that the icing was only on the tip of the penis was correct.
18 Finally, MS described an incident which occurred in the appellant’s home
office, where he was working late at night. She said her brother would have been
home but could not recall whether her mother was home at the time. She said that
the appellant called her into the office and grabbed her hand and put it down his
pants so that it touched his penis. After a few seconds, she pulled her hand back
and walked out (‘the office incident’). MS agreed that in her police statement, she
did not mention an occasion where she was called into the office by the appellant.
She agreed that she was generally not permitted in the appellant’s office.
19 MS gave evidence that the office incident occurred before the uncharged act
but after the other sexual incidents. However, she could not specify which of the
sexual incidents (including the uncharged act) was the last occasion, nor whether
it occurred before or after her tenth birthday. MS agreed that at the time of all
alleged sexual incidents her brother, DS, would have been ‘around the house
somewhere’. As to the incidents which occurred in the lounge room, MS agreed
that the interior of the lounge room was visible from the hallway, and the only
barrier between the master bedroom and the loungeroom was the door to the master
bedroom, which could be opened at any time.
Complaint evidence
20 MS gave evidence that the first person she told about the inappropriate
touching was her friend, LP. She said this occurred on Australia Day in either 2014
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or 2015 when they were ‘down at the creek at one of the farms.’ When asked to
recount the conversation she said:
A: I can’t remember the exact conversation but I told her that [the appellant] had
touched me and she’d asked me to – told me I should have told her big sister, Grace
because she’d know what to do but I refused and just brushed it off.
Q: When you say you brushed it off, what do you mean by that.
A: I told her not to worry about it and just ignored it.
Q: Why did you refuse to tell [LP’s] older sister.
A: I guess after I told [LP] I just kind of panicked, I didn’t really want anybody to find
out and decided not to say anything else.
21 LP gave evidence that MS told her that the appellant ‘used to get into her
bed’ but when LP asked her if she was being serious, MS said she was ‘just joking’.
As for MS’ demeanour during this conversation, LP described her as being ‘very
serious’ and straight faced when she told her about the allegations, but then she
started smiling and laughing after she told LP it was just a joke.
22 In November 2015, MS spoke to her mother in relation to the allegations.
The prosecution did not lead evidence of the content of this conversation.
Subsequently, MS’ mother took her to see Dr Monique Kanters in Whyalla. As to
any disclosure that took place during this appointment, MS said:
A: I didn’t say anything to the doctor, I had introduced myself and then I sat in the room
next to mum and refused to say anything because I didn’t want to be there.
Q: Why did you not want to be there.
A: I’m not sure, I just felt uncomfortable.
Q: Can you remember what your doctor said to you.
A: No.
Q: Can you remember what your mother said while you were in the doctor’s room.
A: No. I remember the doctor had eventually asked me to leave the room so that she
could speak with mum but that’s all I remember her saying.
23 By contrast, Dr Kanters gave evidence that MS disclosed to her that the
appellant came into her room when her mother was not home and touched her
‘private parts’ indicating her lower abdomen between her legs and her chest. She
said that the appellant touched her with his fingers and on her private parts without
any penetration. Dr Kanters gave evidence that MS said the inappropriate touching
occurred on more than one occasion, when her mother was not home, and that he
told her not to tell anyone. Dr Kanters said that MS told her the touching had
stopped several months earlier.
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24 Dr Kanters recalled MS was ‘calm’ and ‘reasonable’ and did not exhibit any
degree of stress. She said MS appeared uncomfortable discussing the allegations
but was able to come forward with information without much prompting.
25 AS described MS’ disclosures to Dr Kanters differently. She said MS
complained that the appellant ‘touches me’ and ‘does to me what he does to
mummy.’ AS explained that she was ‘quite hysterical’ during the appointment and
AS said she ‘didn’t know what to believe’.
26 After the appointment with Dr Kanters, AS said that she took MS to her
oldest son’s house in Whyalla and returned alone to the farm. She did so because
she was concerned about the appellant’s health and wellbeing having texted him
about the allegations, which he denied. She said he was ‘panicked, nervous, scared.
I found him in the bedroom. He was a shaking mess, vomited. He was very angry
and very loud.’ She described his reaction as one of ‘disbelief’.
27 AS and MS returned to continue living with the appellant at his farm. It was
AS’ evidence that she did so because she was scared, and because MS had asked
to return home. MS said that she agreed to return because she felt overwhelmed
and did not want to ruin her mother’s relationship with the appellant. She said that
she ‘didn’t really want anything to change’ because they had lived with the
appellant for several years by that point and ‘it was easier just to go back’. MS said
there were no further incidents of sexual touching after she returned.
28 Dr Kanters submitted a mandated report to police about the disclosure.
However, the police did not contact AS until September 2017 due to an
‘administration error.’ When contacted by police, AS agreed that it was possible
that she told police that MS had made up the allegations. It was her evidence that
she said this because ‘[t]he house was calm at the time. I thought that the threat
had passed.’
Appellant’s record of interview
29 The appellant and AS ended their relationship in July 2018. In May 2020,
MS reported the allegations to police. The police interviewed the appellant on
25 November 2020. An audio-visual recording and transcript of that interview
were tendered at trial.1 During the interview, the appellant denied the allegations.
Defence case
30 The appellant did not give evidence. As part of the defence case, his daughter
Amber Bates gave evidence of having lived in a caravan in the front yard of his
home from March 2013 to August 2013 with her partner and his brother. Her
partner stayed living in the caravan until about December 2013. Ms Bates gave
evidence as to her observations of family dynamics and the appellant’s relationship
with MS. She said that her father treated MS in the same manner as he treated her.
Ms Bates said she never saw her father sexually abuse MS, nor did she see any sort
1 Trial Exhibits P2 and MFI-P3, respectively.
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of behaviour that caused her any concern that something untoward might be going
on.
The closing addresses
31 In support of their case, the prosecution relied almost entirely on the evidence
of MS. There was some support for her evidence in that the appellant conceded
there were opportunities for him to commit the unlawful sexual acts; and, in
relation to the pencil incident, AS gave evidence that there was a pot of pencils
and pens in the position nominated by MS (although Ms Bates could not recall it.)
32 The prosecutor, in his closing address, submitted that MS was a credible and
reliable witness and invited the jury to accept that any inconsistencies in her
evidence were explained by her young age at the time of the alleged offending and
the passage of time that had lapsed between the alleged offending and the trial.
Further, the prosecutor submitted that MS’ account of events was not implausible
and had a ‘ring of truth’ due to the ‘strange’ nature of the alleged offending.
33 Defence counsel submitted that MS’ evidence should not be accepted on
three premises: first, her demeanour and manner of giving evidence was
‘monotonal’; secondly, the inconsistencies in her own account of events and the
fact that her evidence was without any material support; and thirdly, there were
aspects of her account that were implausible. These matters form the basis of the
appellant’s ground of appeal that the verdict was unreasonable analysed later in
these reasons.
34 The defence case also emphasised the appellant’s denials in his interview
with police on 25 November 2020, and submitted that his responses were genuine
and reflected his innocence.
35 It is also to be noted that this was a short trial lasting three days with the only
issue in dispute being whether the prosecution had proved that two or more of the
alleged sexual acts occurred.
36 With that background in mind, we turn to consider the grounds of appeal.
Ground 1 – Forensic disadvantage
37 The appellant complains the trial Judge’s directions with respect to forensic
disadvantage were erroneous. Specifically, the appellant contends that the
directions suggested (or, alternatively, tended to proceed on the premise) that the
lack of detail or specificity in MS’ evidence was the result of the passage of time,
and that this was ‘understandable’, when the defence case was that the allegations
were simply untrue, thus tending to undermine the defence criticisms of the
credibility and reliability of her evidence. Further, the appellant submits that the
direction tended to excuse weaknesses in MS’ evidence and therefore diluted the
force of the forensic disadvantage direction.
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38 To that end, and bearing in mind that the defence case was predicated upon
the jury’s assessment of the credibility and reliability of MS, the appellant
contends that the impugned directions gave rise to a miscarriage of justice.
39 Section 34CB(2) of the Evidence Act provides:
(2) If, in a trial of a charge of an offence, the court is of the opinion that the period of
time that has elapsed between the alleged offending and the trial has resulted in a
significant forensic disadvantage to the defendant, the judge must—
(a) explain to the jury the nature of the forensic disadvantage; and
(b) direct that the jury must take the forensic disadvantage into account when
scrutinising the evidence.
40 The direction must be specific to the circumstances of the particular case but
should not take the form of a warning and must not include the phrase ‘dangerous
or unsafe to convict’ or similar words or phrases.2
41 Defence counsel, in answer to the trial Judge’s inquiry as to whether any
specific directions were required, sought a forensic disadvantage direction:
Forensic disadvantage is one that comes to mind, particularly given the vagaries of the
dates and sequence in the complainant’s evidence …
… It’s the inability to when confronted by only a broad date range rather than specific
dates. So it’s the inability to properly test and challenge the evidence, not the sort of loss
of DNA or loss of other evidence, but its more that in circumstances where much time has
passed and an account is given without any dates, whether specific or even a narrow date
range given, an inability for a person to be able to defend themselves by saying what they
were doing on any given day or any given week or any given month.
42 Noting that the appellant did not give evidence, it can be seen that the request
for a forensic disadvantage direction was premised on the appellant’s inability to
properly test and challenge the evidence given the lengthy period over which the
alleged offending occurred, and the complainant’s inability to narrow that time
period, or provide a complete sequence to the unlawful sexual acts. The
prosecution did not object to a forensic disadvantage direction and the trial Judge
formed the opinion that it was required.
43 There was no submission before this Court that a forensic disadvantage
direction should not have been given. Rather, the issue on appeal was whether the
directions were adequate in the circumstances of the case. Whilst not going so far
as to contend that the direction should not have been given, the respondent submits
that a specific and significant disadvantage was difficult to discern in this case, and
therefore inherently difficult to tie into the direction. According to the respondent,
that was so given the delay was not in the order of decades; the charge of
maintaining an unlawful sexual relationship with a child allows for dates and
2 Evidence Act 1929 (SA) s 34CB(3).
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details to be unspecific; his opportunity to commit the offence was not denied; the
appellant had been confronted with the allegations in 2015 (noting there was no
evidence that the detail of the allegations was made known to the appellant in
2015); and there was a blanket denial by the appellant then, and at trial.
44 Notwithstanding those matters, given the seven to 12 year delay between the
offending and the matter proceeding to trial, and the lack of specificity in the
evidence, we consider it was appropriate for the trial Judge to form the opinion
that a forensic disadvantage direction was required.
45 The trial Judge instructed the jury in the following terms:
As you are aware, ladies and gentlemen, this trial concerns events that are said to have
occurred between 24 December 2010 and 30 November 2015. That is the time from
when [MS] and her family moved into Mr Bates’ farmhouse to the day that [MS’]
mother took her to see Dr Kanters in Whyalla. That means that you are looking at
events that occurred seven to 12 years ago and delay has meant that a number of
witnesses who gave evidence here have difficulty remembering relevant events. That is
quite understandable, you might think, but the delay has had a significant impact on
Mr Bates’ ability to respond to the allegations and to test the case against him.
Due to the passage of time, witnesses do not have a good memory for detail. In
particular, [MS] was unable to tell you when these events that she described occurred
during that extended period of just under five years. She could not tell you in what
order the events occurred nor could she tell you the lapse of time between the events
that she described.
So this delay has impeded the ability of defence to challenge witnesses on matters of
detail or to expose where a witness might be inconsistent or even wrong. We cannot
know what evidence Mr Bates might have been able to call had this charge been laid
against him earlier and you should not speculate about what that evidence may or may
not have shown, but you must take these disadvantages into account when you are
scrutinising the evidence from all of the prosecution witnesses.
(emphasis added)
46 The operation of s 34CB has been considered in a number of decisions of this
Court.3 The rationale for a direction under s 34CB is to warn the jury of the forensic
disadvantage suffered by the defendant attributable to the passage of time between
the alleged offending and the trial. The direction is intended to operate as a
safeguard against a wrongful conviction of the defendant.4
3 See R v Cassebohm (2011) 109 SASR 465 at [14]-[32] per Doyle CJ (with whom White and Peek JJ
agreed); R v Maiolo (No 2) (2013) 117 SASR 1 at [172]-[201] per Peek J (with whom Kourakis CJ and
Stanley J agreed); R v S [2015] SASCFC 179 at [62]-[88] per Blue J (with whom Stanley and Kelly JJ
agreed); R v W, PK [2016] SASCFC 5 at [34]-[47] per Kourakis CJ (with whom Kelly and Nicholson
JJ agreed); Patterson (A Pseudonym) v The Queen [2022] SASCA 57 at [43]-[51] per Livesey P and
Lovell JA; [174]-[190] per Doyle JA; Parker v The Queen [2022] SASCA 89 at [78]-[82] per Livesey
P, Lovell and Doyle JJA.
4 R v Maiolo (No 2) (2013) 117 SASR 1 at [187], [192]-[201] per Peek J (with whom Kourakis CJ and
Stanley J agreed).
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47 In R v Maiolo (No 2)5 it was emphasised that the Longman direction6 (which
has been replaced by s 34CB of the Evidence Act) was ‘a direction in favour of
the defendant and was never a direction that was thought necessary or desirable to
somehow bolster a prosecution case.’7 In that matter, the trial Judge asked the jury
to assume ‘just for the moment’ that the witnesses were doing their best to tell the
truth (when the whole crux of the defence case was to the contrary) and noted the
difficulties for the prosecution witnesses caused by the delay in the allegations
proceeding to trial. That the direction referred to the impact of delay upon the
complainants’ memories was considered ‘an unnecessary tangential development’8
which had the effect of excusing significant inconsistencies in the complainants’
evidence, and of suggesting ‘that insofar as the defendant has suffered a significant
forensic disadvantage it is no worse than that suffered by the complainants.’9
48 Recent authorities of this Court have reiterated that any reference to the
impact of delay upon the prosecution case or prosecution witnesses, in the context
of a forensic disadvantage direction, may result in it becoming ‘skewed and
inadequate’ or otherwise productive of a miscarriage of justice.10 As Lasry AJA
explained in R v GVV11 (in the context of a Longman warning), the direction must
be unequivocally favourable to an accused, and it provides no occasion for balance
between the parties.12
49 Relevantly, in Patterson (A Pseudonym) v The Queen,13 Livesey P and Lovell
JA observed:14
As Peek J warned in R v Maiolo (No 2), when directing a jury the trial judge must be careful
not to suggest that inconsistences within a complainant’s evidence, apparently caused by
the deterioration of memory brought about by delay, results in both an accused and the
prosecution suffering a forensic disadvantage. To put that proposition another way, though
the jury should understand that delay may explain errors or inconsistencies in a
complainant’s evidence, when scrutinising the evidence the jury must take into account that
it is only the accused who has suffered a relevant forensic disadvantage caused by delay
which is recognised by s 34CB.
5 (2013) 117 SASR 1.
6 See Longman v The Queen (1989) 168 CLR 79.
7 R v Maiolo (No 2) (2013) 117 SASR 1 at [173] per Peek J (with whom Kourakis CJ and Stanley J
agreed).
8 R v Maiolo (No 2) (2013) 117 SASR 1 at [182] per Peek J (with whom Kourakis CJ and Stanley J
agreed).
9 R v Maiolo (No 2) (2013) 117 SASR 1 at [183] per Peek J (with whom Kourakis CJ and Stanley J
agreed).
10 R v Maiolo (No 2) (2013) 117 SASR 1 at [201] per Peek J (with whom Kourakis CJ and Stanley J
agreed) referring to a number of Victorian cases concerning the Longman warning: R v MWL (2002)
137 A Crim R 282; R v WEB (2003) 7 VR 200; R v Taylor (No 2) (2008) 18 VR 613; R v GVV (2008)
20 VR 395. See also R v Folli [2001] NSWCCA 531; Healey v The Queen [2006] NSWCCA 235;
Patterson v The Queen [2022] SASCA 57 at [179] per Doyle JA.
11 (2008) 20 VR 395.
12 R v GVV (2008) 20 VR 395 at [65] per Lasry AJA.
13 [2022] SASCA 57.
14 Patterson (A Pseudonym) v The Queen [2022] SASCA 57 at [50] per Livesey P and Lovell JA.
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50 Ultimately, what is required upon application of s 34CB is a direction that
explains to the jury the meaning and nature of the forensic disadvantage
attributable to the passage of time which is tailored to the facts and circumstances
of the particular case.15 It necessitates more than a general explanation of the
difficulties occasioned by delay and faced by an accused in defending allegations
of criminal conduct.16 The Judge should direct the jury that they must take the
accused’s forensic disadvantage into account when scrutinising the evidence.
51 The need for specificity in a direction pursuant to s 34CB was emphasised by
Doyle CJ in R v Cassebohm.17 His Honour said:18
The judge must explain to the jury the nature of the forensic disadvantage: s 34CB(2)(a).
The judge must do so making specific reference to the circumstances of the particular case:
s 34CB(3)(a). It will not be sufficient to talk about the effects of delay in general terms, nor
even about adverse effects on memory in general terms. The judge must tie the direction
carefully to the particular circumstances. The judge must avoid the phrase referred to in s
34CB(3)(b).
52 In the present case, the trial Judge told the jury that the trial involved events
that occurred seven to 12 years ago. Her Honour went on to say that the delay
meant that a number of witnesses who gave evidence may have difficulty
remembering relevant events, and that was ‘understandable’, before explaining
that the delay has had a significant impact on the appellant’s ability to respond to
the allegations and to test the case against him. It is to be immediately noted that
the witnesses called in this trial were predominately prosecution witnesses, with
the exception being Amber Bates. Her Honour then explained that due to the
passage of time, witnesses did not have a good memory for detail, and emphasised
that MS, in particular, was unable to say when the alleged sexual acts occurred nor
the order in which they occurred during the five years particularised. Her Honour
then instructed the jury that this has impeded the ability of defence to challenge
witnesses on matters of detail or to expose where a witness might be inconsistent
or even wrong, and that the jury must take these disadvantages into account when
scrutinising the evidence from all the prosecution witnesses.
53 In relation to the appellant’s contention that the direction lacked specificity
and failed to ‘tie the forensic disadvantage back to particular aspects of the
complainant’s evidence’, we consider that her Honour’s direction was sufficient in
this regard. Defence counsel, in his closing address, did not specify or highlight
any particular aspects of the forensic disadvantage suffered by the appellant
outside of those matters raised by her Honour when she explained that delay had
impeded the appellant’s ability to challenge witnesses on matters of detail and
15 R v W, PK [2016] SASCFC 5 at [42] per Kourakis CJ (with whom Kelly and Nicholson JJ agreed).
16 Patterson (A Pseudonym) v The Queen [2022] SASCA 57 at [178] per Doyle JA.
17 (2011) 109 SASR 465.
18 R v Cassebohm (2011) 109 SASR 465 at [32] per Doyle CJ (with whom White and Peek JJ agreed); see
also R v W, PK [2016] SASCFC 5 at [35]-[36] per Kourakis CJ (with whom Kelly and Nicholson JJ
agreed).
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expose where witnesses might be inconsistent or wrong in their evidence. Nor did
counsel at the appeal hearing.
54 However, there remains two significant difficulties with the forensic
disadvantage direction.
55 First, it was not necessary for the trial Judge, when instructing the jury as to
the forensic disadvantage suffered by the appellant, to refer to the potential impact
of delay on MS’ memory. The forensic disadvantage suffered by the appellant was
in respect of adequately testing the allegations and marshalling a defence up to
12 years after the alleged events compared with his position if there had been a
contemporaneous complaint. The forensic disadvantage was exacerbated in this
case by the lack of precision in MS’ evidence as to detail and sequence, and the
wide nature of the particularised dates; but it was not predicated on MS’ memory
having been affected by the delay.
56 Ordinarily, a trial judge’s directions on the impact of delay as a relevant
factor in assessing the evidence of witnesses (including a complainant’s evidence)
should be given separately, and in a different context, from a forensic disadvantage
direction so as not to dilute the force of the direction. The purpose of a direction
under s 34CB is to instruct the jury about the forensic disadvantage suffered by an
accused person not the prosecution. That must be kept steadily in mind.
57 Secondly, the trial Judge put to the jury, as a positive assertion, that it is ‘quite
understandable’ that a number of witnesses may have difficulty remembering
events, and the delay meant that MS, in particular, by reason of the delay was
unable to say when the alleged sexual acts occurred within the five-year period,
and in what sequence they occurred. The defence case was in fact to the contrary.
The defence case was that the lack of detail and precision in MS’ evidence was not
caused by delay but was attributable to the fact she was not telling the truth.
58 For the respondent it is contended that the trial Judge’s directions were
adequate; first, by explaining how the delay caused the relevant forensic
disadvantage (by impeding the ability of defence to challenge witnesses on matters
of detail); and, secondly, by pointing out that the relevant forensic disadvantage
was only suffered by the appellant. The respondent submits that her Honour drew
a necessary distinction between what is obvious, that is, the passing of time and
how the subsequent fading of memories impacts us all, and the fact that there was
a particular consequence in a forensic context which was only to the disadvantage
of the appellant.
59 It may be accepted that the trial Judge ultimately instructed the jury to take
the forensic disadvantage caused by delay into account only when scrutinising the
evidence from the prosecution witnesses. However, her Honour’s earlier
references to the impact of delay on MS were unnecessary; this was not a case
where the reference to the effect of delay on the memories of witnesses, including
MS, was necessary to make the point that delay had resulted in a forensic
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disadvantage to the appellant which was exacerbated or compounded by the
generality of the complainant’s evidence. The trial Judge’s statements to that
effect served to dilute the force of the direction by suggesting that both MS and
the appellant suffered a forensic disadvantage due to the delay. More significantly
they tended to undermine the defence case that the lack of detail and precision in
the complainant’s evidence was by reason of the fact she was not telling the truth.
60 The prosecution case rested almost entirely on the evidence of MS. Her
credibility and reliability were crucial in proof of the charge and were directly
under challenge as the focus of the defence case. For those reasons, we are satisfied
that the inadequacies in the forensic disadvantage directions, in the circumstances
of this case, gave rise to a miscarriage of justice. The case being one dependent
upon the jury’s assessment of the credibility and reliability of the complainant, it
is not appropriate to apply the proviso. Having regard to the natural limitations on
appeal, we are not satisfied of the negative criterion in Weiss v The Queen.19
61 We grant permission to appeal on Ground 1 and allow the appeal.
Ground 2 – discreditable conduct evidence
62 Under this ground of appeal, the appellant complains that the trial Judge erred
in admitting the evidence of the uncharged act or, alternatively, erred by failing to
give appropriate directions concerning the permissible use of the evidence.
63 There was no challenge to the admissibility of the evidence at trial. Defence
counsel did not object to its receipt. Accordingly, there was no error of law by the
trial Judge in not excluding the evidence.20 However, the appellant maintains that
the evidence was inadmissible, and the receipt of that evidence combined with
erroneous directions resulted in a miscarriage of justice.
64 It is important to emphasise at the outset that whilst the prosecution did not
allege that the evidence of the uncharged act was one of the unlawful sexual acts
that fell within the particulars on the information, the appellant’s conduct which
formed the basis of this incident (the appellant calling MS into the kitchen and
exposing his erect penis to her with icing on it), if accepted, constituted an act of
gross indecency contrary to s 58 of the CLCA. This offence is an unlawful sexual
act within the meaning of s 50(12) of the CLCA. It was open to the prosecution to
particularise the incident as forming part of the charge.
65 However, at trial both parties were content to treat the evidence of the
incident in the kitchen as an ‘uncharged act.’ It is common ground that the
uncharged act constituted evidence of ‘discreditable conduct’ and therefore ss 34P
and 34R were engaged. They relevantly provide:
19 (2005) 224 CLR 300 at [44] per Gleeson CJ, Gummow, Kirby, Hayne, Callinan and Heydon JJ.
20 R v C, G (2013) 117 SASR 162 at [43]-[53] per Gray, Sulan and Blue JJ; R v Jones (2018) 131 SASR
532 at [28] per Nicholson J (with whom Kourakis CJ and Hinton J agreed).
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34P – Evidence of discreditable conduct
(1) In the trial of a charge of an offence, evidence tending to suggest that a defendant
has engaged in discreditable conduct, whether or not constituting an offence,
other than conduct constituting the offence (discreditable conduct evidence)—
(a) cannot be used to suggest that the defendant is more likely to have
committed the offence because he or she has engaged in discreditable
conduct; and
(b) is inadmissible for that purpose (impermissible use); and
(c) subject to subsection (2), is inadmissible for any other purpose.
(2) Discreditable conduct evidence may be admitted for a use (the permissible use)
other than the impermissible use if, and only if—
(a) the judge is satisfied that the probative value of the evidence admitted for a
permissible use outweighs any prejudicial effect it may have on the
defendant; and
(b) in the case of evidence admitted for a permissible use that relies on a
particular propensity or disposition of the defendant as circumstantial
evidence of a fact in issue—the evidence has strong probative value having
regard to the particular issue or issues arising at trial.
(3) In the determination of the question in subsection (2)(a), the judge must have
regard to whether the permissible use is, and can be kept, sufficiently separate
and distinct from the impermissible use so as to remove any appreciable risk of
the evidence being used for that purpose.
(4) Subject to subsection (5), a party seeking to adduce evidence that relies on a
particular propensity or disposition of the defendant as circumstantial evidence
of a fact in issue under this section must give reasonable notice in writing to each
other party in the proceedings in accordance with the rules of court.
(5) The court may, if it thinks fit, dispense with the requirement in subsection (4).
34R – Trial directions
(1) If evidence is admitted under section 34P, the judge must (whether or not sitting
with a jury) identify and explain the purpose for which the evidence may, and
may not, be used.
(2) If evidence is admitted under section 34P and that evidence is essential to the
process of reasoning leading to a finding of guilt, the evidence cannot be used
unless on the whole of the evidence, the facts in proof of which the evidence was
admitted are established beyond reasonable doubt, and the judge must (whether
or not sitting with a jury) give a direction accordingly.
66 A mandatory s 34P(4) notice was not served. The prosecution relied on the
evidence of the uncharged act for a non-propensity purpose pursuant to
s 34P(2)(a). In response to an inquiry from the trial Judge as to the status of the
evidence, the prosecutor submitted that it was an uncharged act that ‘[had] a
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non-propensity use to complete the picture and allow the jury to understand how
the other acts occurred; why the complainant didn’t make a complaint at a
particular time, why she submitted to the ongoing abuse.’
67 The prosecution did not allege at any stage that the evidence was relevant for
a propensity purpose, that is, as evidence of sexual attraction and a willingness to
act upon it. The parties and the trial Judge proceeded on the basis that the evidence
was admissible for a non-propensity purpose in terms as outlined by the
prosecutor.
68 Both parties addressed the jury on the topic of the uncharged act. The
prosecutor urged the jury to consider that ‘this would be a particularly strange thing
to make up as a 15 year old girl reporting allegations to police.’ He explained
(in similar terms to his submission to the trial Judge) that the evidence ‘was led as
an uncharged act to allow [MS] to tell you the whole picture about how she
interacted with the accused, why the alleged abuse continued, and why [MS] did
not complain to anyone at the particular time.’
69 Defence counsel emphasised the alleged prior inconsistent statement to the
police that the appellant’s penis was entirely ‘covered in icing’ (as opposed to just
the tip) and submitted that it was a ‘bizarre’ allegation and ‘if it really happened
you’d remember it’.
70 In challenging the admissibility of the evidence on appeal, the appellant now
submits the evidence of the uncharged act lacked any meaningful non-propensity
relevance given this incident occurred after the other alleged incidents; and was of
a different, less serious character to the other allegations such that it did not cast
any relevant light on the relationship nor illustrate an escalation in the offending.
71 It is not entirely clear from the evidence whether the uncharged act is, in fact,
the last incident of unlawful sexual conduct by the appellant towards MS. When
asked about the sequence of events, MS said that the office incident occurred
before the uncharged act but after the other alleged incidents. This would put the
uncharged act last in time if there were no other sexual allegations. However, when
MS was explicitly asked in evidence whether she could identify the final sexual
incident, she said ‘no’.
72 Irrespective of whether the uncharged act was the last sexual incident, we are
satisfied that it was admissible for a non-propensity purpose. The issue in dispute
at trial was whether there was a relationship between the appellant and MS during
which he committed at least two unlawful sexual acts. The evidence of the
uncharged act was relevant to provide the complete picture of their relationship;
and potentially marked the end of the alleged sexual conduct within that
relationship. The evidence, if accepted, also revealed the full extent of the
sexualised nature of their relationship, and shed some light on the trajectory by
which the appellant had become emboldened to commit the offending in an
increasingly brazen manner (standing naked in the kitchen with icing on the tip of
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his penis) in the absence of any earlier complaints by MS. In that way, the
evidence was relevant in providing a context in which the particularised unlawful
sexual acts occurred.
73 On the question of admissibility, the appellant contends that the risk of
prejudice lay in this uncharged act, with little or no contextual or explanatory
value, becoming a ‘lightning rod’ for a contest between the credibility of the
complainant and the appellant’s denials. The appellant emphasises that the critical
detail of the allegation was never put to him for comment in his record of interview;
and thus to answer the allegation the appellant would have to go into evidence
tending to undermine his right to silence. This contention can be answered shortly.
In his interview, the appellant denied the uncharged incident by way of an
interjection as the allegation was being outlined to him and before the details of
the icing on his penis could be put. Further his denials of having exposed his penis
to MS (and all other sexual contact with her) were clear in the interview.
74 We are satisfied that the probative value of the evidence as outlined above
outweighed any prejudicial effect it may have had on the appellant; there was no
suggestion that, with appropriate directions, the permissible use of the evidence
could not be kept separate and distinct from the impermissible use so as to remove
any appreciable risk of the evidence being used for that purpose. The evidence of
the uncharged act was admissible for a non-propensity purpose pursuant to
s 34P(2)(a) of the Evidence Act.
75 Turning to the appellant’s contentions as to the directions on the uncharged
act, the trial Judge instructed the jury as follows:
Now, I have already reminded you about [MS’] evidence about the kitchen incident in
which she alleges Mr Bates called her into the kitchen and he exposed his erect penis to her
in the context of a direction about prior inconsistent statements. That, ladies and gentlemen,
is arguably a sexual act that might amount to gross indecency. It is not particularised on the
information and does not form part of the charged offence against Mr Bates. This is
evidence of an uncharged sexual act that is led in order to demonstrate the context in which
the charged sexual acts are alleged to have occurred. So it is important to understand the
use that you can make of this kitchen evidence and the use you may not make of it.
If you are satisfied that the incident in the kitchen actually occurred, you should not reason
therefore that it therefore follows Mr Bates is guilty of all or any of the other sexual acts
that have been alleged in the information. If you are satisfied that the kitchen incident did
occur, you may only use it as providing the context in which the charged sexual acts are
alleged to have occurred. For example, the prosecutor suggested that this would be a strange
thing to make up, whereas Mr Culshaw says that [MS’] inconsistency on this topic casts
doubt upon the credibility generally. Those are proper uses for that evidence.
However, you should not reason that because you might be satisfied Mr Bates behaved as
[MS] said he did in the kitchen, he is therefore guilty of all or any of the sexual acts with
which he has been charged.
76 The requirements of s 34R are mandatory. In order for a direction to comply
with s 34R(1) it must identify the permissible purpose for which the discreditable
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conduct evidence may be used and the impermissible purpose for which it may not
be used. However, it is not necessary for a direction to use the precise language of
the section.
77 The adequacy of the trial Judge’s directions must be assessed and determined
in light of the conduct of the trial, including the manner in which the parties invited
or encouraged the jury to use, or not use, the evidence of discreditable conduct.
The permissible use of the evidence must be clearly identified to reduce the risk of
a jury misusing the evidence for an impermissible purpose.
78 As Nicholson J explained in R v Pringle:21
It is important (and required by section 34R) that a Judge direct not just as to impermissible
uses but also as to the permissible uses of such evidence. Any failure to do so may well
increase the risk of its improper use by a jury. The failure to properly direct as to
permissible uses will be an error of law just as will be a failure to properly direct as to
impermissible uses. It is another question as to whether or not, in particular circumstances,
any such error of law will necessarily warrant the setting aside of a conviction.
(citations omitted)
79 The appellant criticises the discreditable conduct directions on the basis they
were ‘illogical and circular’ and ultimately did not identify a permissible use of
the evidence such that there was a failure to comply with s 34R.
80 The trial Judge instructed the jury that they may use the evidence ‘as
providing the context in which the charged sexual acts are alleged to have
occurred.’ That was the permissible non-propensity use of the evidence. Her
Honour went on to say that, for example, the prosecutor suggested ‘this would be
a strange thing to make up’. It is to be accepted that in providing this example, her
Honour confused the basis upon which the prosecution asked the jury to accept the
evidence (namely that it was so strange it was unlikely to have been fabricated by
MS) with its permissible use. It is also to be observed that her Honour did not set
out, with any specificity, the permissible use of the uncharged kitchen incident
beyond its relevance for ‘context’. It would have been a clearer direction and
preferable if her Honour had done so.
81 As Doyle J explained in R v Singh:22
When identifying the permissible use(s) of discreditable conduct evidence, precision and
specificity are generally desirable. This is so both so as to ensure that the jury are able to
properly understand and employ the permissible use of that evidence, and so as to reduce
the risk that they will stray into reasoning that involves an impermissible use of that
evidence. It is for this reason that (in different factual contexts) general descriptors of the
relevance of the evidence, such as “background”, “context” or “relationship” evidence,
have been deprecated as seldom illuminating.
21 [2017] SASCFC 9 at [74] per Nicholson J (with whom Kelly and Hinton JJ agreed).
22 [2019] SASCFC 51 at [69]-[70] per Doyle J (with whom Peek and Parker JJ agreed).
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It does not follow, however, that the articulation of the permissible use need be lengthy or
detailed. Further, as the extent of the trial judge’s obligation under s 34R(1) is to be
determined in the context of the conduct of the particular case, it does not extend to
identifying or explaining every conceivable or theoretical line of reasoning, or every aspect
of the permissible lines of reasoning. Nor does it extend to instructing the jury in logic, or
in what would otherwise be obvious to them. Often a quite simple and succinct
identification of the permissible and impermissible uses of the discreditable conduct
evidence will be appropriate and sufficient, leaving it to the jury to determine whether and
to what extent they are assisted by that evidence.
(citations omitted)
82 In the present case, the permissible use of the evidence was relatively
straightforward; it required little elaboration and the jury would have well
understood the relevance of the uncharged incident as providing the complete
picture of the sexualised relationship between the appellant and MS, and thus the
context in which the particularised sexual acts were alleged to have occurred.
Moreover, the trial Judge correctly identified the impermissible uses of the
evidence and gave orthodox non-propensity and non-substitution directions. This
was not a case where any lack of specificity or detail in the direction, as to the
permissible use of the evidence, would have increased the risk of its improper use
by a jury.
83 For those reasons, we are satisfied that the directions as to the discreditable
conduct evidence complied with s 34R, and there was no error of law.
84 We grant permission to appeal on Ground 2 but reject this ground of appeal.
Ground 3 – the trial Judge’s summing up
85 The appellant contends that the trial Judge failed fairly to put the substance
of the defence case. The appellant relies on the fact her Honour made no reference
to defence counsel’s submissions as to the demeanour of MS; and the inherent
implausibility in her account. The appellant contends the ‘net effect’ was an
imbalanced summing up which gave rise to a miscarriage of justice.
86 The principles governing a trial Judge’s obligations with regards to
adequately summarising the defence case were recently summarised by this Court
in Roberts v The Queen.23 As explained in that case, while a trial judge must
accurately and fairly summarise the cases for the prosecution and defence and
ensure an appropriate balance between the parties’ cases is struck, the trial Judge
is not required to address every aspect or detail raised by counsel.24
23 [2022] SASCA 36 at [212]-[217] per Doyle JA (with whom Livesey P and David JA agreed).
24 R v Roberts [2022] SASCA 36 at [215] per Doyle JA (with whom Livesey P and David JA agreed),
citing R v Perks (1986) 43 SASR 112 at 116-7 per King CJ; Domican v The Queen (1992) 173 CLR
555 at 561 per Mason CJ, Deane, Dawson, Toohey, Gaudron and McHugh JJ.
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87 It must also be kept in mind that a trial judge is to be afforded significant
flexibility as to the structure of the summing up. As King CJ explained in
R v Perks:25
Each judge has his own style of summing up. It is always possible to criticise the omission
of reference to some piece of evidence or argument relevant to a defence. But it is no part
of the duty of the trial judge to argue the case for the defence any more than it is his function
to argue the case for the prosecution. What is required is that the judge put the substance
of the defence to the jury and explain its bearing upon the elements of the charge. Generally
an adequate presentation of the defence will require some reference to the version of the
critical incidents given by an accused person who has given evidence. In the more complex
cases, it may also require some reference to other evidence and the bearing of that evidence
upon the issues of the case and the defence to the charge. Just how far it is necessary to go
must depend upon the circumstances of each case and upon the judgment of the trial judge.
88 As outlined earlier, the trial was a relatively short one. Evidence was heard
over the course of three days, and defence counsel’s closing address (after lunch
was taken) was immediately followed by the summing up. This was not a case
where the jury required extensive reminding of the evidence or the parties’
respective cases or arguments. Those matters would have been fresh in their mind
at the time of the summing up.
89 Further, the trial Judge commenced her charge to the jury by foreshadowing
that she would not repeat all of the arguments of counsel and explained that the
jury was bound to consider the arguments of both sides and reminded the jury that
if she did not comment on all facets of the arguments put by counsel, this did not
mean that they were not worthy of their consideration.
90 In her summing up, the trial Judge outlined the prosecution case and referred
to each of the prosecution witnesses, and the agreed facts. Her Honour expressly
referred to the appellant’s interview with police and defence counsel’s submission
that it was ‘an honest and open interview where his client made appropriate
concessions.’ Her Honour then turned to focus on the evidence of MS before
summarising the defence case and the evidence of Amber Bates. Her Honour then
set out the elements of the offence, including outlining the evidence of the
particularised unlawful sexual acts, and the uncharged act.
91 In summarising the evidence, the trial Judge reminded the jury of defence
counsel’s submissions in relation to the unlawful sexual acts. In particular, express
reference was made to defence counsel’s emphasis on prior inconsistent statements
purportedly made by MS, and the use that the jury could make of MS’ evidence
and the uncharged act.
92 It is to be accepted that the trial Judge did not make any distinct reference to
defence counsel’s submissions about the demeanour of MS. However, her Honour
directed the jury that in assessing the credibility of witnesses they ‘can have regard
to your own impression of the witness as you saw them in the witness box or on
25 (1986) 43 SASR 112 at 116-117 per King CJ.
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the screen.’ Her Honour went on to refer to MS and the ‘need to carefully consider
her evidence bearing in mind the detailed submissions that both counsel have made
to you this morning.’
93 It is also true that the trial Judge did not refer to defence counsel’s argument
as to the inherent unlikelihood of MS’ account. However, given the jury had just
heard defence counsel’s closing address on this topic, we do not consider it was
incumbent on her Honour to say anything directly on that point.
94 In considering this ground of appeal, it is also relevant (but not determinative)
that defence counsel did not make any contemporaneous complaint to the trial
Judge in this regard.
95 Bearing in mind that this was a short trial in which the issues in dispute were
sharply defined, and the subject of recent addresses by counsel, we are not satisfied
that the trial Judge’s summing up was unbalanced or failed to adequately
summarise the defence case.
96 We grant permission to appeal on Ground 3 but reject this ground of appeal.
Ground 4 – unreasonable verdict
97 The appellant complains that the verdict of guilty was unreasonable and
unable to be supported by the evidence. In support of this Ground, the appellant
relies on inadequacies in the complainant’s evidence which it is submitted gave
rise to an ineradicable doubt. They were as follows:
1. The evidence of MS was uncorroborated and allegedly occurred in a
household where there was a significant opportunity for observation yet
neither AS nor Amber Bates witnessed anything untoward, with AS
expressing the view when the allegations were later raised, by a police
officer in 2017, that MS had fabricated the allegations.
2. MS’ inability to precisely place the allegations within a five year time
frame, and the possibility that her evidence involved her giving
evidence of events occurring some twelve years earlier than the trial
when she was only five years old, was indicative of unreliability.
3. Inconsistencies in MS’ account of the particularised acts without
explanation.
4. MS’ account of her complaint was contradicted by both LP and
Dr Kanters.
5. The appellant’s forensic disadvantage attributable to the delay between
the alleged offending and the trial proceeding.
6. The appellant was forthright in his denials during the police interview.
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98 In determining an appeal on a ground of unreasonable verdict the required
approach for this Court is to ask itself whether it thinks that, on the whole of the
evidence, ‘it was open to the jury to be satisfied beyond reasonable doubt that the
accused was guilty.’26 This requires an independent assessment of the capacity of
the evidence to support the verdict, and, the reasonableness of the verdict having
regard to the whole of the evidence, making due allowance for the limitations
inherent in the nature of appellate proceedings.27 That is, the Court must ask itself
whether the jury must, as opposed to might, have entertained a doubt about the
appellant’s guilt.28
99 In M v The Queen, the plurality said:29
Where, notwithstanding as a matter of law there is evidence to sustain a verdict, a court of
criminal appeal is asked to conclude that the verdict is unsafe or unsatisfactory, the question
which the court must ask itself is whether it thinks that upon the whole of the evidence it
was open to the jury to be satisfied beyond reasonable doubt that the accused was guilty.
But in answering that question the court must not disregard or discount either the
consideration that the jury is the body entrusted with the primary responsibility of
determining guilt or innocence, or the consideration that the jury has had the benefit of
having seen and heard the witnesses. On the contrary, the court must pay full regard to
those considerations.
It was with those considerations in mind that some members of this Court have thought it
necessary to qualify the statement by Barwick C.J. in Ratten v The Queen that: “It is the
reasonable doubt in the mind of the court which is the operative factor.” Barwick C.J. went
on to say:
… To ask only whether the court has a doubt may place insufficient emphasis upon
the fact that the jury, having seen and heard the evidence given, was in a position to
evaluate that evidence in a manner in which a court of appeal cannot.
… In most cases a doubt experienced by an appellate court will be a doubt which a
jury ought also to have experienced. It is only where a jury's advantage in seeing and
hearing the evidence is capable of resolving a doubt experienced by a court of
criminal appeal that the court may conclude that no miscarriage of justice occurred.
That is to say, where the evidence lacks credibility for reasons which are not
explained by the manner in which it was given, a reasonable doubt experienced by
the court is a doubt which a reasonable jury ought to have experienced. If the
evidence, upon the record itself, contains discrepancies, displays inadequacies, is
tainted or otherwise lacks probative force in such a way as to lead the court of
criminal appeal to conclude that, even making full allowance for the advantages
enjoyed by the jury, there is a significant possibility that an innocent person has been
convicted, then the court is bound to act and to set aside a verdict based upon that
26 M v The Queen (1994) 181 CLR 487 at 493 per Mason CJ, Deane, Dawson and Toohey JJ, cited with
approval in Pell v The Queen (2020) 268 CLR 123 at [43] per Kiefel CJ, Bell, Gageler, Keane, Nettle,
Gordon and Edelman JJ.
27 Weiss v The Queen (2005) 224 CLR 300 at [41] per Gleeson CJ, Gummow, Kirby, Hayne, Callinan and
Heydon JJ.
28 Libke v The Queen (2007) 230 CLR 559 at [113] per Hayne J (with whom Gleeson CJ and Heydon J
agreed) (emphasis added); Pell v The Queen (2020) 268 CLR 123 at [44]-[45] per Kiefel CJ, Bell,
Gageler, Keane, Nettle, Gordon and Edelman JJ.
29 M v The Queen (1994) 181 CLR 487 at 493-495 per Mason CJ, Deane, Dawson and Toohey JJ, cited in
Patterson (A Pseudonym) v The Queen [2022] SASCA 57 at [95] per Doyle JA.
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evidence In doing so, the court is not substituting trial by a court of appeal for trial
by jury, for the ultimate question must always be whether the court thinks that
upon the whole of the evidence it was open to the jury to be satisfied beyond
reasonable doubt that the accused was guilty.
(citations omitted)
100 In the present case, the prosecution case rested almost entirely on the
complainant’s evidence. If the jury accepted beyond reasonable doubt the
credibility and reliability of her evidence and discounted the appellant’s denials in
his record of interview as a reasonable possibility, then there was a sufficient basis
for the guilty verdict.
101 In determining whether it was reasonably open to the jury to be satisfied
beyond reasonable doubt that the appellant was guilty of the offence charged, the
Court must not disregard or discount that the jury is the body entrusted with the
primary responsibility for determining whether the prosecution has established the
appellant’s guilt, or that the jury had the advantage of having seen and heard the
witness in the context of the evidence as a whole at trial.30 Nevertheless, it does not
follow that a jury’s apparent acceptance of the credibility and reliability of a
complainant, or any other witness, will be determinative.31
102 Ultimately, the question is whether this Court’s assessment of the totality of
the evidence leaves it with a reasonable doubt as to guilt which the Court cannot
assuage by having regard to such advantage as the jury can be taken to have had
by reason of having seen and heard the evidence at trial.32
103 We now turn to consider the matters relied upon by the appellant in support
of his contention that the guilty verdict was unreasonable.
Lack of material support for the allegations
104 The appellant contends that the evidence of MS was not only uncorroborated
but was also said to have occurred in a household where there was opportunity for
detection yet there were no observations of anything untoward. As discussed
earlier, there was however some modest support for the evidence of MS as to the
pencil incident (from AS in relation to the location of the pencil holder) and it was
accepted at trial that there was opportunity for the appellant to commit the
offences. Whilst there was a risk of detection, there was no suggestion on the
evidence of MS that any other person was present for the offending, with the
exception of DS for the playfighting incident, which was allegedly committed
under guise. It is to be accepted that there was little material support for the
evidence of MS, and the allegations involved brazen and inherently risky conduct
by the appellant. The trial Judge gave the jury clear directions that their assessment
30 Patterson (A Pseudonym) v The Queen [2022] SASCA 57 at [97] per Doyle JA.
31 DES v The Queen [2020] SASCFC 32 at [80]-[83] per Doyle J (with whom Kourakis CJ and Livesey J
agreed).
32 Dansie v The Queen (2022) 96 ALJR 728 at [16] per Gageler, Keane, Gordon, Steward and Gleeson JJ.
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of MS will be of critical importance. Her Honour said ‘[S]he is the key witness
for the prosecution. You will need to carefully consider her evidence bearing in
mind the detailed submissions that both counsel have made to you.’ Whilst the
absence of any material support for the evidence of MS, and the lack of observation
of any untoward behaviour, are relevant matters for this Court to take into account,
they did not of themselves render the verdict unreasonable.
Lack of specificity as to dates and sequence
105 As properly conceded by the appellant at the appeal hearing, MS was able to
provide some specificity as to when the offending occurred within the
particularised period of five years. She indicated that the offending occurred after
PS ceased living at the farm (in 2011 or 2012), and she was able to say that the
offending stopped a couple of months before she consulted Dr Kanters.
106 MS also provided some sequence to the alleged unlawful sexual acts: the
office incident occurred before the uncharged act and after the other incidents; and
the pencil incident occurred after the ‘first incident’. Notwithstanding those details,
it is to be accepted that there was a lack of precision in her evidence as to the timing
and sequence of the particularised unlawful sexual acts. However, those
shortcomings were consistent with her young age at the time of the alleged
offending, and the lapse of time before the matter proceeded to trial. It is also to
be remembered that she was still a teenager at the time of giving evidence. We are
satisfied that the lack of specificity in the evidence of MS as to when the offending
occurred and the sequence in which it occurred did not of itself mean that the
verdict was unreasonable.
Prior inconsistent statements
107 MS made various prior inconsistent statements in relation to the
particularised acts, most of which have been outlined earlier in these reasons. In
considering this aspect of the unreasonable verdict ground, it is necessary to set
out the more significant inconsistencies.
• In relation to the first incident, MS initially gave evidence that she did
not tell anyone about the conduct because the appellant had told her not
to. However, she later said she thought it might have been ‘at another
time’, possibly on another day.
• In relation to the playfighting incident, MS gave evidence that she tried
to get out from beneath the appellant, but it was too difficult. However,
in her police statement she said, ‘I managed to crawl out from
underneath them’. She agreed her initial statement in court was
incorrect, and she had in fact managed to get out from beneath the
appellant eventually.
• As to the bedroom incident, MS gave evidence that there was light
emanating from the television in the lounge room. However, in her
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police statement she described light coming from the television and the
lounge room lights. She agreed that her police statement differed to her
evidence but maintained that the only light emanating from the lounge
room was from the television.
• MS gave evidence that there were two incidents that occurred in the
master bedroom and another that occurred in the appellant’s office.
However, in her police statement she said that aside from the lounge
room ‘[t]he only other place was the time on my bed’.33 MS agreed that
this differed from her evidence and reiterated that sexual acts occurred
in the master bedroom on two occasions.
• In relation to the shower incident (being the second incident that
occurred in the master bedroom), MS gave evidence that the appellant
had just taken a shower when he called her into the room. However, in
her police statement she said that he was ‘just about to get into the
shower’. MS agreed this differed from her evidence but maintained that
she was ‘pretty sure he had already had a shower’.
• In relation to the shower incident, MS also gave evidence that the
appellant grabbed her hand and put it on his penis so that she was
touching it for a little bit before pulling her hand away and exiting the
room. In her police statement she said: ‘I touched his penis with my
hand but I pulled my hand and walked out.’ MS reiterated that she
touched the appellant’s penis for a little bit before pulling her hand
away, as opposed to pulling her hand away immediately.
• As to the uncharged act, MS gave evidence that the appellant’s penis
was erect and had icing on the tip. However, in her statement to police
she said the appellant’s penis was ‘covered in icing’.34 She agreed there
was a difference between the appellant’s penis being covered in icing
and there being icing only on the tip; and reiterated that the icing was
on the tip of his penis.
• In relation to the office incident, MS gave evidence that the appellant
called her into his office. She agreed that in her police statement she did
not say the appellant called her into his office.
108 Despite acknowledging the inconsistencies in her evidence, MS gave no
express reason for them. However, it was open to a jury to find they were
attributable to her young age; the passage of time that had lapsed since the
offending; and that the offending occurred over multiple occasions in a broadly
similar manner. Moreover, the inconsistencies in relation to: the playfighting
incident; the light emanating from the living room during the bedroom incident;
33 Emphasis added.
34 Emphasis added.
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being called into the office relative to the office incident; whether the appellant’s
penis was covered in icing (as opposed to just the tip); and whether or not the
appellant had just taken a shower or was about to get into the shower, related to
largely peripheral matters which were of no particular significance. That being so,
we are satisfied that the inconsistencies raised on the evidence did not, either
individually or cumulatively, render the verdict unreasonable.
Initial complaint
109 The appellant also relies on the inconsistencies between the evidence of MS
on the one hand, and LP on the other, as to MS’ initial complaint; and the evidence
of MS as to her lack of disclosure to Dr Kanters when compared to the evidence
of Dr Kanters and AS that she did also complain to Dr Kanters.
110 There is an inconsistency between the evidence of MS and LP regarding her
complaint. In evidence, MS said she told LP the appellant had touched her.
However, LP said that MS told her that the appellant ‘used to get into her bed’.
The appellant also relies on the purported inconsistency of LP’s account
(which it is suggested implies it occurred on more than one occasion) with MS’
evidence that there was only one instance where the appellant allegedly got into
her bed.
111 Further, MS’ evidence that she did not disclose the alleged offending to
Dr Kanters is directly contradicted by the evidence of Dr Kanters, who had the
benefit of contemporaneous notes, and the evidence of AS (who was present at the
appointment).
112 The inconsistencies in the complainant’s evidence need to be considered in
its complete context. MS was a teenager at the time, she was unaware that her
mother was taking her to see a medical practitioner until she arrived, and she was
unprepared for the appointment. She ultimately wanted to return ‘home’ to the
farm as she did not want to upset her mother’s relationship with the appellant. She
did not have the benefit of notes or any other material to jog her memory as to what
occurred in the consultation. Those matters combined with the passage of time
provided some explanation as to why she believed she did not disclose the
allegations to Dr Kanters. We do not consider that the evidence of MS in this
regard substantially undermined her credibility or reliability to the extent that it
required a verdict of not guilty.
Forensic disadvantage
113 The appellant contends this was a case where the forensic disadvantage was
potentially great in that the appellant could have potentially pointed to other
inaccuracies or inconsistencies in MS’ account but for the delay.
114 In determining whether the verdict is unreasonable, and in making an
independent assessment of the record, the extent to which the appellant was under
a forensic disadvantage due to the passage of time is a relevant consideration. In
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this case, it is also relevant that, for the reasons outlined in relation to Ground 1,
the forensic disadvantage direction did not comply with s 34CB of the Evidence
Act when considering the extent of any advantage enjoyed by the jury.
115 The forensic disadvantage to the appellant was, however, confined to a
diminution of his capacity to challenge the evidence of MS. He did not give
evidence, nor was there any suggestion that the delay resulted in a loss of records
or the unavailability of witnesses. Whilst the lapse of time between the alleged
offending and the trial certainly resulted in a significant forensic disadvantage to
the appellant, to the extent that it adversely affected his ability to challenge the
reliability and credibility of MS, we are not satisfied that this matter alone,
rendered the verdict unreasonable.
The appellant’s police interview
116 The appellant gave a police interview in November 2020 during which he
denied the allegations and protested his innocence. We were urged to watch the
video. It was submitted that the appellant’s answers were compelling. Senior
counsel described his demeanour as exhibiting a ‘sad disbelief’ when emphatically
denying the allegations which it was said was strongly supportive of his innocence.
117 In SKA v The Queen,35 (‘SKA’) the High Court considered whether the Court
of Criminal Appeal (NSW) had erred in its consideration of an appeal ground
alleging that the verdict was unreasonable and could not be supported having
regard to the evidence by reason of their failure to watch a video recording of the
complainant’s evidence in chief.36 A significant concern in SKA was the potential
for an ‘undue focus’ on the complainant’s evidence.37 It was also emphasised that
it was a recording of only part of the complainant’s evidence, her evidence in chief,
and thus may not have been a fair representation of her evidence as a whole.38 The
High Court considered that there was no error by declining to watch the video
recording of the complainant’s evidence in chief. The High Court explained:39
The account given and the language used by witnesses, which are available by way of
transcript, are usually sufficient for a review of evidence. It is to be expected that if there
is something which may affect a court's view of the evidence, which can only be discerned
visually or by sound, it can and will be identified. Absent this purpose it is not possible to
conclude that a court is obliged to go further and view a recording of evidence. There must
be something in the circumstances of the case which necessitates such an approach.
118 In the present case, the appellant’s police interview is not a recording of the
evidence, rather it is the evidence itself. To that extent, there is a distinction to be
drawn between the video recording of part of a witness’s testimony which is
35 (2011) 243 CLR 400.
36 SKA v The Queen (2011) 243 CLR 400 at [29]-[33] per French CJ, Gummow and Kiefel JJ; see also
Pell v The Queen (2020) 268 CLR 123 at [32]-[39] per Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon
and Edelman JJ.
37 SKA v The Queen (2011) 243 CLR 400 at [29] per French CJ, Gummow and Kiefel JJ.
38 SKA v The Queen (2011) 243 CLR 400 at [29] per French CJ, Gummow and Kiefel JJ.
39 SKA v The Queen (2011) 243 CLR 400 at [31] per French CJ, Gummow and Kiefel JJ.
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admitted as that person’s evidence in a trial, and an out of court police interview
with an accused person which is admitted as a statement against interest. Further,
in this matter, the appellant articulated a specific reason for this Court to view the
police interview, namely to observe the appellant’s response when he was first
tested with the specific allegations. For those reasons, we considered it appropriate
to view the appellant’s police interview. During the police interview, the appellant
is clearly distressed and adamant in his denials.
119 In undertaking an independent assessment of the evidence, we have taken
into account: the appellant’s denials in his record of interview; the inconsistencies
and purported implausibility of MS’ account; the fact there is no independent
material support for her evidence; and the appellant’s forensic disadvantage.
However, upon an independent review of the evidence, MS remained clear on the
central aspects of the particularised unlawful sexual acts. It was open to the jury to
find some of the more unusual aspects of her evidence (such as the pencil incident,
and the pillow incident) as convincing. Ultimately, notwithstanding those matters
relied upon by the appellant considered either individually, or in combination, we
are satisfied on an independent assessment of the whole of the evidence, that it was
open to the jury to be satisfied beyond reasonable doubt that the appellant was
guilty of the offence.
120 For these reasons, we dismiss Ground 4.
Orders:
1. The appeal is allowed.
2. The conviction is set aside.
3. The matter is remitted to the District Court for a retrial.
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