THE KING v COLIN DAVID MARSHALL [2023] SASCA 105
On Appeal from DISTRICT COURT OF SOUTH AUSTRALIA (HER HONOUR JUDGE SUTCLIFFE)
[2023] SADC 30
Appellant: THE KING Counsel: MR M HINTON KC WITH MR W SCOBIE - Solicitor: DIRECTOR
OF PUBLIC PROSECUTIONS (SA)
Respondent: COLIN DAVID MARSHALL Counsel: MR G LANG - Solicitor: MATTHEW MITCHELL
SOLICITORS
Hearing Date/s: 25/08/2023
File No/s: SCCRM-23-015254; CIV-23-004812
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
any such order or provision. Further enquiries may be directed to the Registry of the Court in which it was generated.
R v MARSHALL
[2023] SASCA 105
Judgment of the Court of Appeal
(The Honourable President Livesey, the Honourable Justice David and the Honourable Justice Kimber)
27 September 2023
APPEAL AND NEW TRIAL - APPEAL - GENERAL PRINCIPLES -
INTERFERENCE WITH DISCRETION OF COURT BELOW - IN GENERAL -
GENERAL PRINCIPLES - FUNCTIONS OF APPELLATE COURT -
SUBSTANTIVE RIGHT OR MATTER OF PROCEDURE - MATTERS OF
PROCEDURE - OTHER CASES
CRIMINAL LAW - EVIDENCE - PROPENSITY, TENDENCY AND CO-
INCIDENCE - ADMISSIBILITY AND RELEVANCY - FOR PARTICULAR
PURPOSE - SEXUAL OFFENCES
The accused is charged with two counts of maintaining an unlawful sexual relationship with two
children under s 50 of the Criminal Law Consolidation Act 1935 (SA).
On a hearing conducted pursuant to s 131 of the Criminal Procedure Act 1921 (SA) (CPA), the
primary judge ruled that the accounts of the two complainants were not cross-admissible and ordered
that each count be separately tried pursuant to s 102 of the CPA.
The Director of Public Prosecutions (SA) seeks permission to pursue an interlocutory appeal against
the ruling pursuant to ss 157(1)(e) and 157(3) of the CPA.
As an alternative, the Director sought judicial review of the primary judge’s order.
HELD (the Court) granting permission to appeal and allowing the appeal:
1. Section 157(1)(e) must be seen as an important new right of appeal concerning interlocutory
judgments made in a criminal proceeding that can only be exercised by the DPP with
permission granted pursuant to s 157(3) of the CPA.
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2. The order that there be separate trials is an “interlocutory judgment” within the meaning of
s 157(1)(e) of the CPA, with the result that the Director’s appeal is competent.
3. The case concerns serious charges, each carrying maximum penalties of life imprisonment.
The order is of real importance to the prosecution of these charges. If there should be one
trial rather than two it is in the public interest to order one trial. It is preferable that the charges
be prosecuted with the benefit of rulings on cross-admissibility and severance which are free
from error and in accord with the law. On balance, it is “otherwise in the interests of justice”
to entertain the DPP appeal in this matter pursuant to s 157(3)(b) of the CPA.
4. The primary judge erred in finding that the probative value of the evidence did not outweigh
its prejudicial effect on a similarity of account basis pursuant to s 34P(2)(a) of the Evidence
Act 1929 (SA). The charges should be tried together.
5. Observations made about what kinds of decisions comprise an “interlocutory judgment”, as
distinct from incidental rulings about evidence or procedure, and about the requirements for
permission to appeal.
6. Consideration given to the Criminal Justice Report produced by the Royal Commission into
Institutional Responses to Child Sexual Abuse and interstate interlocutory appeal provisions.
7. Observations made about the effect of the removal of the word “substantially” from
s 34P(2)(a) of the Evidence Act 1929 (SA).
8. The Director’s application for judicial review is dismissed.
Criminal Appeal Act 1912 (NSW) (NSW) s 5F; Criminal Procedure Act 2009 (Vic) (Vic) s 295;
Criminal Appeals Act 2004 (WA) (WA) s 26; Criminal Code Act 1899 (Qld) (Qld) s 590AA, 668A;
Criminal Law Consolidation Act 1935 (SA) s 50; Criminal Procedure Act 1921 (SA) s 157; Evidence
Act 1929 (SA) s 34P; Joint Criminal Rules 2022 (SA) r 204.2; Legislation Interpretation Act 2021
(SA) s 16; Statutes Amendment (Attorney-General's Portfolio) Act 2012 (SA) s 23; Statutes
Amendment (Child Sexual Abuse) Act 2021 (SA), referred to.
AEU v Department of Education and Children’s Services (2012) 248 CLR 1; AF v R [2015]
NSWCCA 35; Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue (2009) 239 CLR
27; Ames v The King [2023] SASCA 85; Application for Reservation of Questions of Law (No 1 of
2017) [2017] SASCFC 90; Attorney-General’s Reference No. 1 of 1988 (1988) 49 SASR 1; Bell v
The King [2023] SASCA 86; BHP Billiton Ltd v Schulz (2004) 221 CLR 400; BHP Group Ltd v
Impiombato (2022) 96 ALJR 956; Bozatsis and Spanakakis (1997) 97 A Crim R 296; BRK (No 2) v
Police (No 2) [2020] SASC 151; Carr v Finance Corp of Australia (1981) 55 ALJR 397; Certain
Lloyd’s Underwriters v Cross [2012] 248 CLR 378; CGL v DPP (No 2) (2010) 24 VR 482; CIC
Insurance Ltd v Bankstown Football Club Ltd (1997) 187 CLR 384; De Jesus v The Queen (1986)
61 ALJR 1; DES v The Queen [2020] SASCFC 32; Director of Public Prosecutions v Paulino (2017)
54 VR 109; ENT19 v Minister for Home Affairs [2023] HCA 18; FCT v Consolidated Media
Holdings (2012) 250 CLR 503; Federal Commissioner of Taxation v Consolidated Media Holdings
Ltd (2012) 250 CLR 503; Fox v Percy (2003) 214 CLR 118; George (a pseudonym) v The Queen
[2022] SASCA 66; Graziano v Graziano [2008] SASC 142; Harris Scarfe Ltd (In Liq) v Ernst &
Young (No 2) [2005] SASC 168; Hoch v The Queen (1998) 165 CLR 292; Holder v Lewis (2003)
231 LSJS 431; Holder v Lewis [2003] SASC 397; House v The King (1936) 55 CLR 499; Ibrahim v
Medical Board of Australia [2015] NSWCA 207; K-Generation Pty Ltd. v Liquor Licensing Court
(2009) 237 CLR 501; Legal Practitioners Complaints Committee v A Practitioner (1987) 46 SASR
126; Martin v Employers Mutual Ltd (2012) 112 SASR 436; McDonald v Attorney-General for the
State of South Australia [2022] SASCA 43; McIlvar v Szwarcbord (2008) 186 A Crim R 106;
McLeod v Legal Profession Conduct Commissioner [2016] SASC 151; MDM v R (2020) 136 SASR
360; Mickelberg v The Queen (No 3) (1992) 8 WAR 236; NH v Director of Public Prosecutions (SA)
(2016) 260 CLR 546; Owners of “Shin Kobe Maru” v Empire Shipping Co Inc (1994) 181 CLR 404;
Phillips v The Queen (2006) 225 CLR 303; PJ v R [2023] NSWCCA 105; Police v Dorizzi (2002)
84 SASR 416; Project Blue Sky Inc v ABA (1998) 194 CLR 355; Question of Law Reserved (No 1 of
2018) (2018) 275 A Crim R 400; Question of Law Reserved (No 1 of 2021) (2021) 140 SASR 135;
R v Armistead [2019] SASCFC 85; R v C, CA [2013] SASCFC 137; R v Fitzgerald & Fleming [2023]
SASCA 34; R v Henderson [2023] SASCA 42; R v Inland Revenue Commissioners; Ex parte Preston
[1985] AC 835; R v Lambeth Metropolitan Stipendiary Magistrate; Ex Parte McComb [1983] QB
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551; R v Maiolo (No 2) (2013) 117 SASR 1; R v N, SH [2010] SASCFC 74; R v Nieterink (1999) 76
SASR 56; R v Pacitti [2022] SASCA 108; R v PRM (No 2) [2022] SADC 91; R v PV; Ex parte
Attorney-General (Qld) [2005] 2 Qd R 325; R v PWD (2010) 205 A Crim R 75; R v RAG [2006]
NSWCCA 343; R v S, NH [2010] SASCFC 74; R v Steffan (1993) 30 NSWLR 633; Re Bonny [1986]
2 Qd R 80; Redman v Return to Work Corporation of South Australia (2021) 139 SASR 131; Sankey
v Whitlam (1978) 142 CLR 1; SC v R (2020) 104 NSWLR 257; Sexton v The Queen [2022] SASCA
73; Slape v The Queen [2022] SASCA 91; Smith v The Queen (2001) 206 CLR 593; State of Western
Australia v JHN [2021] WASCA 225; Stokes v Samuels (1973) 5 SASR 18; Taylor v Attorney-
General for the Commonwealth (2019) 268 CLR 224; Taylor v Owners-Strata Plan 11564 (2014)
253 CLR 531; The King v Snow (1915) 20 CLR 315; The Queen v A2 (2019) 269 CLR 507; The
Queen v Denis Bauer (A Pseudonym) (2018) 266 CLR 56; The Queen v Elliott (1996) 185 CLR 250;
WCM v Western Australia [2015] WASCA 55; Wells v The Queen (No 2) [2010] VSCA 294; ZL v
The Queen (2010) 208 A Crim R 325, considered.
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R v MARSHALL
[2023] SASCA 105
Court of Appeal - Criminal: Livesey P, David JA and Kimber AJA
THE COURT:
Introduction
1 The respondent has been charged with two counts of maintaining an unlawful
sexual relationship with a child, contrary to s 50(1) of the Criminal Law
Consolidation Act 1935 (SA) (the CLCA). Each count relates to a different girl,
each a daughter of a woman with whom the respondent was in an intimate
relationship during each period of alleged offending.
2 On 31 March 2023, a District Court judge ruled that the evidence of each
complainant was not cross-admissible and did not have a permissible use under
s 34P of the Evidence Act 1929 (SA) (the Evidence Act). In consequence, the
primary judge ordered that each count be separately tried.
3 By a notice of appeal dated 21 April 2023, the Director of Public Prosecutions
(SA) (DPP or Director) seeks permission to appeal that order. The appeal is not
competent unless the order made on 31 March 2023 comprised an “interlocutory
judgment” within the meaning of s 157(1)(e) of the Criminal Procedure Act 1921
(SA) (the CPA). Whether permission to appeal should be granted depends upon
whether the Court of Appeal is satisfied that the case comes within one of the two
limbs of s 157(3) of the CPA, failing which permission to appeal cannot be granted.
4 As will be seen, the order that there be separate trials is an “interlocutory
judgment” within the meaning of s 157(1)(e) of the CPA.
5 This Court is usually reluctant to entertain any interlocutory appeal or
reservation of a question in a criminal case, whether by the prosecution or by the
defence, particularly where it challenges an incidental evidentiary or procedural
ruling and entertaining the appeal has the effect of delaying and fragmenting the
criminal proceeding.1 Nonetheless in the particular circumstances of this case it
is, on balance, “otherwise in the interests of justice” under s 157(3)(b) of the CPA
to entertain this interlocutory appeal against the order that there be separate trials.
Permission to appeal should be granted.
1 In Sankey v Whitlam (1978) 142 CLR 1, 25-26 Gibbs ACJ referred to a “regrettable example of the
delay that can be caused by departures from the normal course of procedure”. See also The Queen v
Elliott (1996) 185 CLR 250; Police v Dorizzi (2002) 84 SASR 416; Holder v Lewis (2003) 231 LSJS
431; Application for Reservation of Questions of Law (No 1 of 2017) [2017] SASCFC 90, [9]
(Nicholson, Parker and Lovell JJ), “… the power to direct a judge to reserve a question of law during
the course of a criminal trial is only to be exercised in unusual or exceptional circumstances. Undue
fragmentation of or interference with the conduct of a criminal trial is to be avoided”; and Bell v The
King [2023] SASCA 86, [24] (Lovell, David JJA and Stanley AJA), regarding the power to refer
questions for consideration and determination by the Court of Appeal under s 153 of the CPA.
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6 For the reasons that follow, the appeal should be allowed. The evidence of
each complainant was cross-admissible under s 34P(2)(a) of the Evidence Act on
the ground of improbability or similarity of account reasoning.2 There should be
an order that the counts be tried together.
7 The DPP made an application for judicial review, which was pressed only as
an alternative to the interlocutory appeal. As will be seen, it is appropriate to
dismiss that application.
8 These reasons are set out as follows:
Introduction .................................................................................................................................... 1
The circumstances of the alleged offending .................................................................................. 2
The reasons of the primary judge................................................................................................... 4
The Director’s power to pursue an interlocutory appeal.............................................................. 10
The extrinsic material – the Second Reading speech and the Royal Commission Report .......... 13
The text of the DPP’s interlocutory appeal power ....................................................................... 22
The meaning of “interlocutory judgment” – competence of this appeal ..................................... 23
Some South Australian authorities on “judgment” ................................................................. 26
Some interstate provisions ....................................................................................................... 27
Conclusions on competency ..................................................................................................... 33
The question of permission to appeal under s 157(3) of the CPA ............................................... 34
The appeal in this case – whether the charges should be separately tried ................................... 38
The orders that should be made ................................................................................................... 42
The application for judicial review .............................................................................................. 42
Conclusion ................................................................................................................................... 43
The circumstances of the alleged offending
9 Each count of maintaining an unlawful sexual relationship with a child
carries a maximum penalty of life imprisonment. On an ex officio Information
dated 23 March 2022, the particulars of count 1 are as follows:
Colin David Marshall between the 8th day of April 2000 and the 30th day of September
2005 at Burton, Wingfield, and Riverton, maintained an unlawful sexual relationship with
[the first complainant], a person under the age of 17 years, by engaging in two or more
unlawful sexual acts with or towards her, namely:
(a) Kissing her on the mouth on more than one occasion;
(b) Touching her vagina on more than one occasion;
(c) Inserting a finger into her vagina;
2 That is, what might be described as “coincidence” reasoning under the Uniform Evidence Acts.
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(d) Inserting his penis into her vagina on more than one occasion;
(e) Attempting to cause her to touch his penis on more than one occasion; and
(f) Causing her to touch his penis on more than one occasion.
This is a “prescribed offence” within the meaning and for the purposes of section 38 of the
Child Safety (Prohibited Persons) Act 2016.
10 Between 8 April 2000 and 30 September 2005, the first complainant was
between seven and 12 years.
11 The particulars of count 2 are as follows:
Colin David Marshall between the 1st day of May 2006 and the 31st day of October 2013
at Rosewater, Taperoo, Wingfield, Port Hughes, Port Broughton, Semaphore, or other
places, maintained an unlawful sexual relationship with [the second complainant], a
person under the age of 17 years, by engaging in two or more unlawful sexual acts with or
towards her, namely:
(a) Touching her vagina on more than one occasion;
(b) Inserting a finger into her vagina on more than one occasion;
(c) Causing her to perform an act of fellatio upon him on more than one occasion;
(d) Performing an act of cunnilingus upon her on more than one occasion;
(e) Using a vibrator on her vagina on more than one occasion;
(f) Showing pornographic material to her on more than one occasion; and
(g) Attempting to insert his penis into her vagina
This is a “prescribed offence” within the meaning and for the purposes of section 38 of the
Child Safety (Prohibited Persons) Act 2016.
12 Between 1 May 2006 and 31 October 2013, the second complainant was
between six and 13 years.
13 The primary judge summarised the evidence of each complainant in the
following way:3
In summary, [the first complainant] alleges the accused offended against her frequently and
recalls individual occasions of abuse including instances when the accused kissed her on
the mouth, touched her vagina area on many occasions, digitally penetrated her vagina on
one occasion, attempted to insert his penis into her vagina on more than one occasion, and
did so on one occasion, and an occasion when he caused her to masturbate him. The
offending occurred in the parental bed, her own bed, on the couch in a lounge room, and at
the accused's workplace in an office and in a toilet area. Further, there was an occasion
when the accused attempted to put his hands down her pants at his workplace stopping only
when a customer entered. At times the alleged offending took place at home when other
3 R v Marshall [2023] SADC 30, [25]-[26].
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persons were in the house and in the same room. The accused told [the first complainant]
not to tell anyone about the offending. The offending occurred as much as two to three
times a week with the frequency depending on opportunity.
[The second complainant] alleges the accused offended against her frequently. The
offending included occasions when the accused digitally penetrated her vagina, including
while he watched pornographic videos on a computer. It is alleged that he caused [the
second complainant] to perform fellatio on him, that he performed cunnilingus on her and
that he used sex toys on her. [The second complainant] described the offending occurring
in the parental bed, loungeroom, bedroom, laundry, bathroom, in the accused’s workplace
office, a caravan and a van. [The second complainant] alleged that at times the offending
occurred when other people were in the house, including an occasion when the offending
occurred in her parents' bedroom, while her mother was having a bath. [The second
complainant] described the offending to have occurred about twice a week while they lived
at one address.
14 At the time of the hearing before the primary judge, only the second
complainant suggested that the respondent’s offending involved the use of a “sex
toy”. During the hearing before this Court, it was accepted that the prosecution
proposed to lead evidence of an occasion when the respondent allegedly showed
the first complainant a sex toy.
15 As mentioned, the mother of each complainant was, at the time of the alleged
offending, in an intimate relationship with the respondent. The respondent was
described as the step-father of each complainant. The periods of the alleged
offending are sequential. They equate to the periods of the successive
relationships. The complainants were known to each other, having met during the
latter period of alleged offending. On occasions during that period, the
respondent’s son, the younger brother of the first complainant, visited the
respondent. The first complainant accompanied her brother on some of those
visits.
16 Before considering whether the appeal is competent, and the question
whether permission to appeal should be granted, it is first necessary to address the
reasons of the primary judge and the legislation relevant to her ruling.
The reasons of the primary judge
17 In careful, detailed reasons delivered promptly following argument, the
primary judge determined that the evidence of each complainant was not
cross-admissible. Accordingly, although the matter was “not without difficulty”,
her Honour concluded that there should be separate trials:4
I have considered each of the matters advanced by the prosecution in favour of cross
admissibility, both individually and collectively. The matter is not without difficulty. While
there are a few relevant parallels, I am ultimately not satisfied that those similarities render
the hypothesis that the complainants independently fabricated, imagined or were otherwise
4 R v Marshall [2023] SADC 30, [55]-[56].
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mistaken about the offences so improbable, that the probative value of the evidence
outweighs its prejudicial effect.
The discretion to order a separate trial of the charges arises as the evidence related to each
count is not admissible in relation to the other. As there is a risk of impermissible prejudice
to the accused if the charges remained joined, I order that the charges be severed and there
be separate trials.
18 This ruling was made in a context where the prosecution had submitted that
the common features of the accounts of the complainants demonstrated the
improbability that the conduct about which they complained was concocted or
imagined independently of each other and was, accordingly, “cross-admissible”
pursuant to s 34P(2)(a) of the Evidence Act.
19 By contrast, the respondent had sought separate trials, submitting that the
asserted similarities in the accounts of each complainant were not “sufficiently
remarkable to justify cross-admissibility” under s 34P(2)(a). Section 34P
provides:
34P—Evidence of discreditable conduct
(1) In the trial of a charge of an offence, evidence tending to suggest that a defendant
has engaged in discreditable conduct, whether or not constituting an offence, other
than conduct constituting the offence (discreditable conduct evidence)—
(a) cannot be used to suggest that the defendant is more likely to have committed
the offence because he or she has engaged in discreditable conduct; and
(b) is inadmissible for that purpose (impermissible use); and
(c) subject to subsection (2), is inadmissible for any other purpose.
(2) Discreditable conduct evidence may be admitted for a use (the permissible use) other
than the impermissible use if, and only if—
(a) the judge is satisfied that the probative value of the evidence admitted for a
permissible use outweighs any prejudicial effect it may have on the defendant;
and
(b) in the case of evidence admitted for a permissible use that relies on a particular
propensity or disposition of the defendant as circumstantial evidence of a fact
in issue—the evidence has strong probative value having regard to the
particular issue or issues arising at trial.
(3) In the determination of the question in subsection (2)(a), the judge must have regard
to whether the permissible use is, and can be kept, sufficiently separate and distinct
from the impermissible use so as to remove any appreciable risk of the evidence
being used for that purpose.
(4) Subject to subsection (5), a party seeking to adduce evidence that relies on a
particular propensity or disposition of the defendant as circumstantial evidence of a
fact in issue under this section must give reasonable notice in writing to each other
party in the proceedings in accordance with the rules of court.
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(5) The court may, if it thinks fit, dispense with the requirement in subsection (4).
20 As is well-known, a trial judge must, whether or not sitting with a jury,
identify and explain the purpose for which evidence may, and may not, be used if
it is admitted under s 34P; see s 34R:
34R—Trial directions
(1) If evidence is admitted under section 34P, the judge must (whether or not sitting with
a jury) identify and explain the purpose for which the evidence may, and may not,
be used.
(2) If evidence is admitted under section 34P and that evidence is essential to the process
of reasoning leading to a finding of guilt, the evidence cannot be used unless on the
whole of the evidence, the facts in proof of which the evidence was admitted are
established beyond reasonable doubt, and the judge must (whether or not sitting with
a jury) give a direction accordingly.
21 This case is not concerned with the directions or warnings that must be given
at trial under s 34R of the Evidence Act.
22 The joinder or separation of charges is addressed by s 102 of the CPA. By
s 102(1), joinder on the same information is permitted where the charges are or
form part of “a series of offences of the same or a similar character”:
Subject to this Act, charges for 2 or more offences may be joined in the same information
if those charges are founded on the same facts or form, or are a part of, a series of offences
of the same or a similar character.
23 There was no issue about the propriety of initial joinder in this case. The
court’s power to order that charges contained in a single information be dealt with
in separate proceedings, or that charges in separate informations be dealt with in
the same proceedings, is addressed by s 102(5):
A court may direct that—
(a) charges contained in a single information be dealt with in separate proceedings; or
(b) charges contained in separate informations be dealt with together in the same
proceedings (provided that a court may only direct that charges contained in separate
informations be tried together if the charges could, in accordance with
subsection (1), have been joined together in the same information).
24 Relevantly for present purposes, the requirement that sexual offences
involving different alleged victims be tried together is contained in s 102(6):
Despite subsection (5) and any rule of law to the contrary, if 2 or more counts charging
sexual offences involving different alleged victims are joined in the same information, the
following provisions apply:
(a) subject to paragraph (b), those counts are to be tried together;
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(b) the judge may order a separate trial of a count relating to a particular alleged victim
if (and only if) evidence relating to that count is not admissible in relation to each
other count relating to a different alleged victim.
25 The term “sexual offence” is defined by s 102(9) in a way that includes an
offence against s 50 of the Criminal Law Consolidation Act 1935 (SA).
26 The primary judge commenced with the proposition that where sexual
offences are charged on one information, and they concern different complainants,
the general rule is that they ought not be tried together if the evidence on one count
is not admissible on another.5 Her Honour held that it followed that, if the evidence
was not cross-admissible, an accused may be very likely to succeed with an
application for severance under s 102(6) of the CPA.6
27 That in any event is the effect of s 102(6)(b) of the CPA.7
28 As the primary judge observed, the version of s 34P(2)(a) that she was
required to address no longer contained the word “substantially”, with the result
that the court was required to be satisfied that the probative force of the evidence
outweighed its prejudicial effect. The court is no longer required to consider
whether the probative force of the evidence substantially outweighs its prejudicial
effect.8 It will be necessary to return to that issue.
29 It was accepted that the prejudicial effect of evidence in cases such as these
primarily lay in the antipathy that multiple allegations of sexual wrongdoing may
engender, with the associated potential for the finder of fact to be distracted from
any defects or frailties otherwise contained in the evidence.9
30 The focus of the Director’s challenge was on the analysis undertaken by the
primary judge concerning the probative value of the evidence, together with its
permissible use. The primary judge explained that the requisite approach to the
admissibility of “similarity of account evidence” had been summarised by the
Chief Justice in R v C, CA in the following terms:10
The question governing the admissibility of similarity of account evidence is therefore
whether the accounts of the complainants have such a degree of similarity that the
hypothesis that they independently fabricated, imagined or otherwise were mistaken about
the offences, for reasons peculiar to each of them, is so improbable that the probative value
5 De Jesus v The Queen (1986) 61 ALJR 1, 7 (Brennan J); R v Maiolo (No 2) (2013) 117 SASR 1,
[42]-[43] (Peek J, with whom Kourakis CJ and Stanley J agreed).
6 MDM v R (2020) 136 SASR 360, [64] (Peek J).
7 But see R v S, NH [2010] SASCFC 74, [44] (Sulan, Anderson and David JJ), “the insertion of [the]
subsection … does not alter the general proposition that if the evidence on one count is not admissible
on the other count or counts, the Court will usually exercise its discretion to order separate trials,
particularly in sexual cases”.
8 R v Marshall [2023] SADC 30, [16].
9 R v C, CA [2013] SASCFC 137, [61] (Kourakis CJ, with whom Anderson J agreed).
10 R v C, CA [2013] SASCFC 137, [61], [65] (Kourakis CJ, with whom Anderson J agreed). See also DES
v The Queen [2020] SASCFC 32 (Kourakis CJ, Doyle and Livesey JJ) and Slape v The Queen [2022]
SASCA 91, [67] (Doyle, Bleby and David JJA).
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[2023] SASCA 105 The Court
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of the evidence substantially outweighs its prejudicial effect. The prejudice lies primarily
in the antipathy to the accused which the multiple allegations will engender. That prejudice
may distract a jury from any defects and frailties in the evidence directly bearing on the
offences charged and predispose them to convict irrespective of the strength of that
evidence. It is important therefore that the similarity of the accounts very strongly exclude
the possibility of independent concoction so as to minimise the risk of a miscarriage of
justice on that score. The prejudice engendered by multiple counts relating to different
complainants poses less risk on the issue of collusion. A defence of collusion undermines
the very similarity on which the prosecution relies. The question of collusion can be
evaluated relatively free of the prejudice engendered by the allegations.
…
The question is not whether the accounts establish a unique modus operandi, nor is the
assessment of the similarities to be approached in the abstract by counting and comparing
points of similarity and dissimilarity which have no bearing on the improbability of
independent fabrication like the fact that the complainants did not live with their fathers.
The question is whether as a matter of human experience the levels of similarity between
the complaints might be expected if the complainants for reasons, conscious or sub-
conscious, which are peculiar to them, had independently concocted or imagined the
offending which they alleged.
31 The primary judge explained her approach to the evidence of each
complainant as follows:11
In comparing the accounts, the focus must be upon the degree of similarity between the
complainants’ allegations of abuse, rather than the number or regularity of the instances of
alleged abuse or characteristics of the complainants, and the focus must be upon the
similarity (or dissimilarity) that bears upon the improbability of fabrication, coincidence or
collusion.12
In the circumstances of R v C, CA13 for example, the fact that the three complainant boys
were of a similar age, did not have a father figure in their lives, were all acquaintances of
the accused’s foster son, and all accompanied the accused on outings, were held not to be
probative similarities relevant to improbability reasoning and so on.14
The focus must be on the “peculiarity and detail” of the narrative accounts, rather than
features that are commonplace and unremarkable.15
32 It will be necessary to return to aspects of this reasoning in so far as it was
challenged by the Director.
33 After identifying the similarities relied on by the prosecution, particularly
that allegations of sexual abuse were being made by young female complainants
against their step-father, the primary judge again explained that her approach
11 R v Marshall [2023] SADC 30, [18]-[20].
12 R v C, CA [2013] SASCFC 137, [93]. See also DES v R [2020] SASCFC 32.
13 R v C, CA [2013] SASCFC 137, [61].
14 R v C, CA [2013] SASCFC 137, [61].
15 R v N, SH [2010] SASCFC 74, [54].
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concentrated on the accounts of each complainant, and not the frequency of the
offending:16
Those matters are similarities, but none relate to a similarity in the accounts of the alleged
offending that bears on improbability reasoning.
The relevant similarities are only those appearing within the narrative of allegations made
by each of the relevant complainants that make it improbable that each complainant would
have independently falsified to that same level of detail.17
The prosecution submitted that a similarity between the accounts was found in the
frequency of the alleged offending. The accounts were similar in this regard however, the
focus must be upon the degree of similarity between the allegations of abuse, rather than
the number of regularity of the instances of alleged abuse and be on the similarity that bears
upon the improbability of fabrication, coincidence or collusion.18
34 Her Honour found, in addition, that the allegation that the offending occurred
in each family home was “not a feature that bears upon the improbability of
fabrication, coincidence or collusion”.19 Her Honour then concluded her analysis
with the following list of similarities:20
The matters that might be said to make it improbable that each complainant has falsified
the account include the following similarities in the accounts which alleged:
1. The accused orchestrated opportunities to offend
2. The similar nature of alleged touching
3. That offending occurring at the accused's workplace, and
4. That the conduct was brazen and involved a high risk of discovery.
35 Thereafter, the primary judge undertook a careful and detailed analysis of
each listed issue, addressing the similarities and differences arising on each
complainant’s account before reaching her conclusion in the terms earlier set out.21
36 The trials in these matters have been delayed until next year. Whether they
were deferred because of the Director’s application for permission to appeal is not
known, but that seems likely.
16 R v Marshall [2023] SADC 30, [29]-[31].
17 MDM v R (2020) 136 SASR 360.
18 DES v The Queen [2020] SASCFC 32, [70].
19 R v Marshall [2023] SADC 30, [32].
20 R v Marshall [2023] SADC 30, [33].
21 R v Marshall [2023] SADC 30, [55]-[56].
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The Director’s power to pursue an interlocutory appeal
37 The Director’s new right of appeal was introduced as part of the Statutes
Amendment (Child Sexual Abuse) Act 2021 (SA).22 Sections 157(1)(e) and 157(3)
of the CPA came into operation on 1 June 2022:23
(e) subject to subsection (3), the Director of Public Prosecutions may, with the
permission of the [Court of Appeal]24, appeal against an interlocutory
judgment.
…
(3) The [Court of Appeal] may only grant permission for an appeal under
subsection (1)(e) if satisfied that—
(a) the interlocutory judgment destroys or substantially weakens the prosecution
case in respect of any charge and, if correct, is likely to lead to abandonment
of that charge; or
(b) it is otherwise in the interests of justice to do so.
38 By the same Act, the word “substantially” was deleted from s 34P(2)(a) of
the Evidence Act.25
39 Although the title of the amending legislation and the Second Reading speech
emphasise the prosecution of child sexual abuse offences, the provisions are not
confined in that way. They are capable of applying to any criminal prosecution.
40 Though the provisions are concerned with criminal appeal litigation, they
must be construed by reference to the ordinary principles of statutory
construction.26
41 The task for this Court is to attribute legal meaning to statutory text, read in
context.27 Section 14 of the Legislation Interpretation Act 2021 (SA) requires that
“the interpretation that best achieves the purpose of the Act … is to be preferred
to any other interpretation”. The best guide to a statute’s purpose and the
legislative intention it reflects resides in its text and structure, read in context.28
42 The first stage is a consideration of the context.29 In that connection, a
reference to context must be understood in its wider sense, embracing any relevant
legislative history, the purpose and policy of the provisions, the mischief they are
22 The Statutes Amendment (Child Sexual Abuse) Act 2021 (SA) received assent on 9 Dec 2021, s 11.
23 Government Gazette (SA) 17 February 2022, p 490.
24 Although these provisions refer to the Full Court, they must be taken to mean the Court of Appeal in
which the appellate jurisdiction of the Supreme Court in criminal cases is generally now reposed, see ss
19B and 50 of the Supreme Court Act 1935 (SA), s 43 of the District Court Act 1991 (SA) and r 192.2
of the Joint Criminal Rules 2022 (SA).
25 Statutes Amendment (Child Sexual Abuse) Act 2021 (SA), s 17.
26 The Queen v A2 (2019) 269 CLR 507, [52].
27 Taylor v Owners-Strata Plan 11564 (2014) 253 CLR 531, [65].
28 Certain Lloyd’s Underwriters v Cross [2012] 248 CLR 378, [25]-[26].
29 Project Blue Sky Inc v ABA (1998) 194 CLR 355, [69]; The Queen v A2 (2019) 269 CLR 507, [33].
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intended to remedy, any relevant surrounding statutory provisions as well as a
reading of the statute as a whole.30
43 An understanding of the context of the new provisions will accordingly assist
in fixing meaning to the statutory text.31 Indeed, in some cases, a consideration of
the statutory context as well as the ordinary principles of statutory construction
may require a court to adopt a construction that departs from the literal meaning
of the words used.32
44 The new provisions are concerned with a right of appeal. Rights of appeal
are creatures of statute. Their scope must be determined by the provisions
enlivening and governing the jurisdiction of the appeal court, together with any
relevant rules of court.33 The analysis of the statutory context must commence with
recognition of the limited opportunities available to litigants to pursue
interlocutory appeal rights under the CPA.
45 The general policy is that a criminal proceeding, once commenced, should
ordinarily proceed to verdict. A convicted person may then appeal as of right on
any ground involving a question of law alone, s 157(1)(a)(i), or with permission
on any other ground, s 157(1)(a)(ii) of the CPA. By recourse to these provisions,
a convicted person can challenge orders, rulings and other decisions made before
or during the trial where material error or a miscarriage of justice can be shown:
see the common form criminal appeal provision, s 158(1) of the CPA.
46 In South Australia, the DPP was only relatively recently granted the right to
appeal an acquittal, with permission, following a trial by judge alone, or where the
judge directed the jury to acquit, s 157(1)(b) of the CPA.34 Ancillary to this is the
right of the Attorney-General or the DPP to ask a court before which a person has
been acquitted to reserve for consideration by the Court of Appeal a “question
antecedent to trial” or, a question “arising in the course of the trial”, s 153(4) of
the CPA.
47 A convicted person or the DPP may, with permission, also appeal against
sentence, see 157(1)(a)(iii) and 157(2) of the CPA.
30 CIC Insurance Ltd v Bankstown Football Club Ltd (1997) 187 CLR 384, 408; Alcan (NT) Alumina Pty
Ltd v Commissioner of Territory Revenue (2009) 239 CLR 27, [47]; The Queen v A2 (2019) 269 CLR
507, [33], [124].
31 FCT v Consolidated Media Holdings (2012) 250 CLR 503, [39].
32 ENT19 v Minister for Home Affairs [2023] HCA 18, [86]-[87].
33 Fox v Percy (2003) 214 CLR 118, [20].
34 Overcoming The King v Snow (1915) 20 CLR 315, 324 (Griffith CJ) to the effect that the judge’s
directions on a directed acquittal could not be appealed as an error on a question of law. Before the
Criminal Law Consolidation (Appeals) Amendment Act 2000 (SA) introduced s 352(1)(ab) (the counter-
part to s 157(1)(b) of the CPA), Lander J explained in Police v Cadd (1997) 69 SASR 150, 185, “The
Crown, and more lately the Director of Public Prosecutions, has never had a right in this State to appeal
against a verdict of acquittal in the Supreme Court and District Court and has only ever had a limited
right to seek leave to appeal against a sentence consequent upon a conviction in those courts.”
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48 The scope for the DPP to pursue an appeal following conviction or sentence
is, however, tempered by the need to address double jeopardy considerations
associated with the public interest in ensuring that a defendant is not twice vexed
by the State.35
49 Within this context it can be seen that there are only a handful of provisions
which permit the prosecution to challenge interlocutory decisions, including by
way of an appeal or the reservation of relevant questions. It should be noted that
despite the apparent breadth of the term “issue antecedent to trial”, it is confined
by s 151 to stays by reason of an abuse of process:36
1. By s 132 of the CPA, a “determination or order” made by a judge of a superior
court in proceedings dealing with charges laid by information pursuant to
s 131 is binding on the judge presiding at the trial unless the trial judge
considers that it would not be in the interests of justice for the determination
or order to be binding, or the determination or order is inconsistent with an
order previously made on appeal.37
2. A court by which a person “has been or is being tried, or is to be tried or
sentenced” for an indictable offence may ask the court to reserve for
consideration and determination by the Court of Appeal “a relevant question”
on an “issue antecedent to trial” or, on an issue “relevant to the trial or
sentencing of the defendant”, ss 153(2) and 153(5). Unless required to do so
by the Court of Appeal, a court must not reserve a question if it “would
unduly delay the trial or sentencing of the defendant”, s 153(3) of the CPA.
The procedure for the presiding judge to state a case and the powers available
to the Court of Appeal on a case stated are addressed by ss 154 to 156 of the
CPA.38
3. Where a court makes a decision on “an issue antecedent to trial” the DPP’s
appeal is available as of right on any ground that involves “a question of law
alone” or on any other ground with the permission of the Court of Appeal,
ss 157(1)(c) and 158(6) of the CPA.39
4. By contrast, the defendant may only appeal a decision on an “issue
antecedent to trial” before the commencement or completion of the trial with
permission of the court of trial, which is only to be granted if it appears there
are “special reasons why it would be in the interests of the administration of
35 For example, as to acquittals, see R v Fitzgerald & Fleming [2023] SASCA 34, [54] (and the authorities
cited) and, as to sentence, see R v Henderson [2023] SASCA 42, [34]-[46] (and the authorities cited).
36 By s 151 of the CPA the term “issue antecedent to trial” is defined as a question as to whether
proceedings on an information, or a count on an information, “should be stayed on the ground that the
proceedings are an abuse of process of the court”.
37 R v Armistead [2019] SASCFC 85, [65]; R v PRM (No 2) [2022] SADC 91, [18]-[20]; R v Pacitti [2022]
SASCA 108.
38 See, for example, George (a pseudonym) v The Queen [2022] SASCA 66 and Bell v The King [2023]
SASCA 86.
39 R v Clark [2023] SASCA 15, is a recent example of a case where the trial judge ordered a stay of various
counts of theft which was overturned on appeal.
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justice” to have the appeal determined before the trial is commenced or
completed, s 157(d) of the CPA.
50 Unless the Director is able to challenge a determination or order under s 132,
or to exercise the power to reserve a relevant question under s 153, there is limited
scope for the Director to challenge rulings, orders or judgments that may have the
effect of destroying or substantially weakening the prosecution case. The “case
stated” procedure has, apart from cases involving stays, been confined to questions
of law with widespread implications for the administration of criminal justice in
South Australia.40
51 In that context, s 157(1)(e) must be seen as an important new right of appeal
concerning interlocutory judgments made in a criminal proceeding that can,
however, only be exercised by the DPP with permission granted pursuant to
s 157(3) of the CPA.
52 The Director submitted that this Court should be slow to give effect to any
interpretation of s 157(1)(e) that had the effect of reading down the provision and
unduly confining the jurisdiction Parliament intended to confer.41 The assessment
of that submission inevitably turns on the ordinary meaning of the provision,
informed by the extrinsic material which may be reviewed and relied on for the
purposes permitted by s 16 of the Legislation Interpretation Act 2021 (SA).
The extrinsic material – the Second Reading speech and the Royal
Commission Report
53 Pursuant to s 16 of the Legislation Interpretation Act 2021 (SA), material not
forming part of the Act may be considered if it is capable of assisting in the
ascertainment of the meaning of a provision. That is to say, that material may be
considered to confirm that the meaning of the provision is the ordinary meaning
(s 16(1)(a)) or to determine the meaning if the provision is ambiguous or obscure,
or if the ordinary meaning leads to a result that is manifestly absurd or is
unreasonable (s 16(1)(b)).
54 The material that may be considered in accordance with s 16(1) includes,
among other things, any relevant report of a Royal Commission (s 16(2)(b)) and a
second reading speech (s 16(2)(f)). Section 16 of the Legislation Interpretation
Act 2021 is in the following terms:
16—Use of extrinsic material in interpretation
(1) In the interpretation of a provision of an Act or a legislative instrument, if any
material not forming part of the Act or instrument is capable of assisting in the
40 See, for example, Question of Law Reserved (No 1 of 2018) (2018) 275 A Crim R 400; Question of Law
Reserved (No 1 of 2021) (2021) 140 SASR 135. As for s 49 of the Supreme Court Act 1935 (SA), see
R v Millhouse (1980) 24 SASR 555, 556; Martin v Employers Mutual Ltd (2012) 112 SASR 436; BRK
(No 2) v Police (No 2) [2020] SASC 151, [9]-[14].
41 Cf Owners of “Shin Kobe Maru” v Empire Shipping Co Inc (1994) 181 CLR 404, 421; BHP Group Ltd
v Impiombato (2022) 96 ALJR 956, [29]ff.
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ascertainment of the meaning of the provision, consideration may be given to that
material—
(a) to confirm that the meaning of the provision is the ordinary meaning conveyed
by the text of the provision (taking into account its context in the Act or
instrument and the purpose or object underlying the Act or instrument and, in
the case of a legislative instrument, the purpose or object underlying the Act
under which the instrument was made); or
(b) to determine the meaning of the provision—
(i) if the provision is ambiguous or obscure; or
(ii) if the ordinary meaning conveyed by the text of the provision (taking
into account its context in the Act or instrument and the purpose or
object underlying the Act or instrument and, in the case of a legislative
instrument, the purpose or object underlying the Act under which the
instrument was made) leads to a result that is manifestly absurd or is
unreasonable.
(2) Without limiting the effect of subsection (1), the material that may be considered in
accordance with that subsection in the interpretation of a provision includes the
following:
(a) all matters not forming part of the Act or instrument that are set out in the
document containing the text of the Act or instrument as printed or published
by the Government Printer or as published under the Legislation Revision and
Publication Act 2002;
(b) any relevant report of a Royal Commission, Law Reform Commission,
committee of inquiry or other similar body that was laid before either House
of the Parliament before the provision was enacted or made;
(c) any relevant report of a committee of the Parliament or of either House of the
Parliament before the provision was enacted or made;
(d) any treaty or other international agreement that is referred to in the Act;
(e) any explanatory memorandum relating to the Bill for the Act, or any other
relevant document, that was laid before, or furnished to the members of, either
House of the Parliament by a Minister or other member of Parliament
introducing the Bill before the provision was enacted or made;
(f) the speech made to a House of Parliament by a Minister or other member of
Parliament on the occasion of the moving by that Minister or member of a
motion that the Bill for the Act be read a second time in that House;
(g) any document (whether or not a document to which a preceding paragraph
applies) that is declared by the Act to be a relevant document for the purposes
of this section;
(h) any relevant material in the Minutes of Proceedings or the Votes and
Proceedings of either House of Parliament or in any official record of debates
in Parliament or either House of Parliament.
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(3) In determining whether consideration should be given to any material, or in
considering the weight to be given to any material, regard must be had, in addition
to any other relevant matters, to—
(a) the desirability of persons being able to rely on the ordinary meaning
conveyed by the text of the provision (taking into account its context in the
Act or instrument and the purpose or object underlying the Act or instrument
and, in the case of a legislative instrument, the purpose or object underlying
the Act under which the instrument was made); and
(b) the need to avoid prolonging legal or other proceedings without compensating
advantage.
55 While s 16 arguably permits greater access to extrinsic materials than was
permitted at common law,42 perhaps with somewhat greater scope for their use in
connection with the determination of the meaning of a provision, it remains the
case that neither the second reading speech nor the extrinsic materials can be used
as a substitute for the ordinary meaning conveyed by the text of the provision.43
As Nettle and Gordon JJ explained in Taylor v Attorney-General for the
Commonwealth:44
And, although this Court has acknowledged45 a role for context in the first instance, it has
also steadfastly maintained46 that the meaning of the statutory text cannot be displaced by
legislative history and extrinsic materials, much less one without the other. The function
of the Court is to give effect to the will of the Parliament as expressed in the law, not to
bend it to accord to what an officer of the executive may have conjectured to be its
meaning.47
56 In the course of his Second Reading Speech, the Treasurer explained that the
reforms were proposed by the Royal Commission into Institutional Responses to
Child Sexual Abuse (the Royal Commission):48
The government is pleased to introduce the Statutes Amendment (Child Sexual Abuse) Bill
2021. The bill introduces a number of important reforms proposed by the Royal
Commission into Institutional Responses to Child Sexual Abuse. The royal commission
was established in 2013 and undertook five years of inquiry into institutional responses and
instances and allegations of child sexual abuse. The royal commission delivered four sets
42 K-Generation Pty Ltd. v Liquor Licensing Court (2009) 237 CLR 501, [50]-[51]; AEU v Department of
Education and Children’s Services (2012) 248 CLR 1, [33].
43 Redman v Return to Work Corporation of South Australia (2021) 139 SASR 131, [103]-[109]
(Livesey JA, with whom Bleby JA agreed). See also Re Australian Federation of Construction
Contractors; Ex parte Billing (1986) 68 ALR 416, 420 and Catlow v Accident Compensation
Commission (1989) 167 CLR 543, [6] “if the meaning which would otherwise be attributed to the
statutory text is plain, extrinsic material cannot alter it”.
44 Taylor v Attorney-General for the Commonwealth (2019) 268 CLR 224, [87] (Nettle and Gordon JJ).
45 CIC Insurance Ltd v Bankstown Football Club Ltd (1997) 187 CLR 384, 408 (Brennan CJ, Dawson,
Toohey and Gummow JJ).
46 Federal Commissioner of Taxation v Consolidated Media Holdings Ltd (2012) 250 CLR 503, 519 [39]
(French CJ, Hayne, Crennan, Bell and Gageler JJ).
47 Re Bolton; Ex parte Beane (1987) 162 CLR 514, 518 (Mason CJ, Wilson and Dawson JJ); Singh v The
Commonwealth (2004) 222 CLR 322, 336 [19] (Gleeson CJ). See also Frankfurter, “Some Reflections
on the Reading of Statutes” (1947) 47 Columbia Law Review 527, 533.
48 Legislative Counsel, Hansard, Tuesday, 24 August 2021, the Hon R I Lucas, page 3955.
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of recommendations, one of which was contained in the Criminal Justice Report tabled in
federal parliament on 14 August 2017.
Many of the report’s recommendations are already in place in South Australia; however, a
number still require legislative reform to be implemented. The bill amends various acts to
implement the required legislative reforms recommended by the report …
57 In relation to the DPP’s right to seek permission to appeal an interlocutory
judgment, the Treasurer explained:49
In line with recommendation 79 [of the Royal Commission] … the bill amends section 157
of the Criminal Procedure Act to give the DPP the right to bring an interlocutory appeal
against a pre-trial ruling that has the effect of terminating or substantially weakening the
prosecution’s case. This clause can apply to other situations in the interests of justice. The
DPP’s current right of appeal is very limited, and the absence of such a right has led to
unfavourable outcomes in the Courts. The defendant already has a right to appeal
interlocutory decisions at the completion of the trial under the Criminal Procedure Act.
58 As for the amendment to s 34P, the Treasurer said:50
… the bill amends section 34P of the Evidence Act to increase the admissibility of
discreditable conduct evidence. Discreditable conduct composes a propensity and
similarity of account evidence. The royal commission recommended reform to the law
governing the admissibility of discreditable conduct evidence. However, the South
Australian law in this area is well settled and [it] is not necessary to adopt major reform.
Instead, a minor amendment has been made, encouraging greater admission of this
evidence. In order to admit this kind of evidence, section 34P(2) of the Evidence Act
requires that its probative value substantially outweighs the prejudicial effect that it may
have on the accused. Clause 17 of the bill removes the word “substantially”.
59 Insofar as is relevant, the Criminal Justice Report produced by the Royal
Commission addressed both tendency and coincidence evidence, joint trials and
interlocutory appeals by the prosecution.
60 For the purposes of determining the present appeal, it is not necessary to do
other than identify the approach taken by the Royal Commission to these issues,
together with the reasons it gave and the recommendations for reform it made,
which influenced the approach taken by the South Australian Parliament.
61 At times, the submissions of the Director suggested that this Court should
have regard to the Criminal Justice Report of the Royal Commission to
demonstrate that certain assumptions often made in connection with the common
law were no longer well-founded. Whether or not that is so, it suggests a use for
extrinsic materials well beyond the confirmation or determination of the meaning
of the statutory provision insofar as that is permitted by s 16(1) of the Legislation
Interpretation Act 2021 (SA).
49 Legislative Counsel, Hansard, Tuesday, 24 August 2021, the Hon R I Lucas, page 3956.
50 Legislative Counsel, Hansard, Tuesday, 24 August 2021, the Hon R I Lucas, page 3957.
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62 The Royal Commission considered in some detail tendency and coincidence
evidence, as well as joint trials.51 The Commission explained that the way the
criminal justice system deals with allegations against one individual of sexual
offending against more than one child is one of the most significant issues
identified in connection with its criminal justice work.
63 As the Royal Commission also explained,52 where the only evidence of the
abuse is the complainant’s evidence, it can be difficult for the jury to be satisfied
beyond reasonable doubt that the alleged offence occurred. Though there may be
evidence that confirms some of the surrounding circumstances, or evidence of the
first complaint, the jury must, effectively, consider the account of one person
against the account of another.
64 The Royal Commission considered the then recent ruling of the High Court
in Hughes v The Queen,53 finding that it addressed some but not all problematic
issues. The Commission also considered that a number of case studies and “Jury
Reasoning Research” supported various propositions, including the absence of
unfair prejudice to an accused in joint trials or where tendency evidence was
admitted. In particular, the Commission was satisfied that concerns about
tendency or coincidence evidence carrying a high risk of unfair prejudice are
misplaced and that the current law relating to tendency and coincidence evidence,
as well as joint trials, should change to facilitate greater cross-admissibility of
evidence and more joint trials in child sexual abuse matters.54
65 In connection with tendency and coincidence evidence, as well as joint trials,
the Royal Commission described what were said to be unjust outcomes:55
We are satisfied that there have been unjust outcomes in the form of unwarranted acquittals
in institutional child sexual abuse prosecutions as a consequence of the exclusion of
relevant evidence in the form of tendency and coincidence evidence, we are also satisfied
that these unjust outcomes are not limited to prosecutions in relation to child sexual abuse
in an institutional context. The data we discussed above in relation to convictions and
acquittals gives us good reason to be confident that this problem extends beyond the
particular examples of prosecutions of child sexual abuse offences in institutional contexts
that we have examined.
66 As the Commission’s summary explained in connection with
Recommendation 44:56
Tendency or coincidence evidence is particularly important in child sexual abuse
prosecutions which are, typically, ‘word against word’ cases. We have examined a number
of cases in which juries have been denied the opportunity to hear accounts that give the
true picture of what is alleged to have happened. We are satisfied that there have been
51 Royal Commission into Institutional Reponses to Child Sexual Abuse, (Criminal Justice Report, August
2017) Executive Summary, p 65ff (Criminal Justice Report).
52 Criminal Justice Report, Executive Summary, p 65ff.
53 (2017) 263 CLR 338.
54 Criminal Justice Report, Executive Summary, p 70.
55 Criminal Justice Report, p 629.
56 Criminal Justice Report, Executive Summary, p 71.
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unjust outcomes in the form of unwarranted acquittals because of the exclusion of tendency
or coincidence evidence.
Recommendation
44. In order to ensure justice for complainants and the community, the laws governing
the admissibility of tendency and coincidence evidence in prosecutions for child
sexual abuse offences should be reformed to facilitate greater admissibility and
cross-admissibility of tendency and coincidence evidence and joint trials.
We are satisfied that legislative reform is required.
Although the High Court’s decision in the Hughes appeal addresses the meaning of
‘significant probative value’ and resolves the difference between New South Wales and
Victoria in how it is applied, we do not consider that it has resolved all the difficulties we
have identified … .
67 The Royal Commission regarded it as “necessary to expressly exclude the
common law” and, in addition, it was recommended that the statutory test
contained in the Uniform Evidence Act should not require that the evidence
“substantially outweigh” the risk of unfair prejudice. A different approach was
suggested, whereby a judge could exclude tendency or coincidence evidence if it
was more likely than not to result in the trial being unfair in a manner that could
not be cured by directions.57
68 The Royal Commission addressed the vital role played by appeals in the
criminal justice system.58 As the Commission explained, appeals provide parties
with an avenue to correct errors in individual matters as well as enabling appeal
courts to provide guidance to trial courts, improving consistency across the
criminal justice system.
69 The Royal Commission regarded interlocutory appeals as particularly
important, because a trial judge may make orders that could have a significant
impact on the prosecution case. Only New South Wales, Victoria, the Australian
Capital Territory and the Commonwealth provide a general right of appeal by the
prosecution against interlocutory decisions made during the course of a trial.
70 In the course of its substantive discussion, the Royal Commission explained
that the prosecution was most likely to bring an interlocutory appeal if the
judgment or order is likely to have a significant adverse effect on the prosecution
case. The example given was of an interlocutory appeal against a ruling that
“tendency or coincidence evidence is inadmissible” and a “joint trial should be
severed so that separate trials are required”.59
57 Criminal Justice Report, Executive Summary, pp 71-73.
58 Criminal Justice Report, Executive Summary, p 103.
59 Criminal Justice Report, p 336.
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71 The Commission discussed R v PWD, where the accused was charged with
ten offences against four boys.60 The accused was the principal, and the boys were
students and boarders of a Catholic college in Bathurst, New South Wales. In
pre-trial rulings, the trial judge excluded asserted tendency evidence and ordered
separate trials. Before the trials commenced, around a month after the ruling, the
Court of Criminal Appeal heard argument. The Court later allowed the
interlocutory appeal by the DPP, overturning the evidentiary rulings and ordering
a joint trial (at which the accused was acquitted).
72 The Royal Commission reviewed the practices concerning interlocutory
appeals across Australia:61
The provision in New South Wales is a general right of appeal, but, to appeal any decision
or ruling on the admissibility of evidence, the DPP must show that the ruling eliminates or
substantially weakens the prosecution’s case.62
In its submission in response to the Consultation Paper, the Victorian Government stated
that interlocutory appeals in Victoria require leave and that more stringent rules apply to
making interlocutory appeals after a trial has commenced to try to encourage issues to be
resolved as early as possible and avoid disrupting a trial.63
The Victorian Government identified three features of the New South Wales approach that
have not been followed in Victoria:
• In New South Wales, appeals are restricted to judgments or orders, whereas the
Victorian system takes a very broad approach to the definition of interlocutory
decision. This avoids arguments regarding whether a decision is a ‘judgment or
order’, and hence whether it can be appealed.
• In New South Wales, the accused and the prosecution are treated differently as to
whether leave to appeal is required and as to the ability to appeal against key
evidential points. In Victoria, the parties have equal statutory access to appeals, and
leave is required in all cases to allow the Court of Appeal to control the use of
interlocutory appeals on a consistent basis.
• In New South Wales, the judge may certify that a judgment or order is suitable for
an interlocutory appeal. In Victoria, certification is a necessary precondition to the
grant of leave to appeal but is limited to specific threshold issues which the certifying
judge is best placed to decide.64
In his submission in response to the Consultation Paper, the DPP for the Australian Capital
Territory stated that the right of appeal in the Australian Capital Territory is limited to
60 R v PWD (2010) 205 A Crim R 75 (Beazley JA, Buddin J and Barr AJ).
61 Criminal Justice Report, pp 336-337.
62 Criminal Appeal Act 1912 (NSW), s 5F(3A).
63 Victorian Government, Submission to the Royal Commission into Institutional Responses to Child
Sexual Abuse, Consultation paper: Criminal justice, 2016, p 25.
64 Victorian Government, Submission to the Royal Commission into Institutional Responses to Child
Sexual Abuse, Consultation paper: Criminal justice, 2016, p 25.
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interlocutory orders or judgments and that there is probably no right to appeal rulings on
evidence.65
Queensland’s appeal provision is limited to the Attorney-General referring a point of law
that has arisen under a ruling in relation to specific matters, including the quashing or
staying of the indictment, the joinder of accused or joinder of charges and the deciding of
questions of law, including the admissibility of evidence.66
Western Australia has a specific provision relating to separate trial decisions, allowing both
the prosecution and the defence to appeal orders either joining or refusing to join two or
more matters in a single trial.67 The provision provides that, if an accused unsuccessfully
appeals an order for a joint trial, the joinder cannot then be a ground of appeal if the accused
is convicted at the joint trial.
In South Australia, the DPP may appeal an adverse pre-trial decision on any ground that
involves a question of law alone or on any other ground with the permission of the Full
Court of the Supreme Court.68
73 The Royal Commission recommended that State and Territory governments
introduce legislation to expand the right of the DPP to bring an interlocutory appeal
in prosecutions involving child sexual abuse offences. That issue was developed
in its substantive analysis:69
Given the significant role that interlocutory appeals have in correcting errors of law before
trial, it is important that the DPP in each jurisdiction has adequate rights of interlocutory
appeal to reduce the possibility of error in the trial. Given the right of appeal that a
convicted person has after a conviction, there is less justification for such rights to be
extended to accused persons.
Interlocutory decisions may significantly reduce, and in some cases even destroy, the
prosecution’s prospects of success in the prosecution. We consider that the prosecution’s
interlocutory appeal rights should not be subject to a requirement for leave. We note that
the New South Wales DPP appears to have exercised his interlocutory appeal rights, which
do not require leave, with appropriate restraint.
We received submissions suggesting that, despite certain differences in operation, the
interlocutory appeal provisions in New South Wales and Victoria were working well. As
such, we do not recommend that one jurisdiction’s provisions be used in preference to the
other’s.
However, we are satisfied that states and territories should, where necessary, expand the
DPP’s right to bring an interlocutory appeal to a broad general right, with the following
features. The DPP’s interlocutory appeal right should:
65 Director of Public Prosecutions, Australian Capital Territory, Submission to the Royal Commission into
Institutional Responses to Child Sexual Abuse, Consultation paper: Criminal justice, 2016, p 16.
66 Criminal Code (Qld), s 668A(1).
67 Criminal Appeals Act 2004 (WA), s 26.
68 Criminal Law Consolidation Act 1935 (SA), s 352(1)(b). This is a reference to the precursor to s
157(1)(c) of the CPA which, as has been seen, is concerned with issues antecedent to trial, or stays on
the ground of abuse of process, see s 151.
69 Criminal Justice Report, p 341.
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• apply to pre-trial judgments or orders and decisions or rulings on the admissibility
of evidence, but only if the decision or ruling eliminates or substantially weakens
the prosecution’s case
• not be subject to a requirement for leave
• extend to ‘no case’ rulings at trial.
74 Importantly, the Commission also recommended that State and Territory
governments work with their appellate courts and the Director of Public
Prosecutions to ensure that those courts were sufficiently well-resourced to hear
and determine interlocutory appeals in prosecutions involving child sexual abuse
offences in a timely manner.
75 These became Recommendations 79 and 80.
76 The Director urged the Court to consider the work of the Royal Commission
concerning the probative value of tendency and coincidence evidence, especially
a large number of case studies and the work of Dr Gelb, who had undertaken a
statistical analysis of 283 cases of institutional child sexual abuse. This material,
including the conclusions reached by Professor Hamer, were said to demonstrate
that child sex offenders are what may be described as ‘specialised generalists’ who
commit a range of offences but are more likely to commit their specialist offence,
namely, a child sexual offence.70
77 The Director submitted that this material demonstrated that offending against
children comprised a variety of offending behaviours and was not typified by any
particular pattern or modus operandi.
78 Whilst the work of the Royal Commission was self-evidently important and
wide-ranging, its use as extrinsic material is necessarily confined.
79 Parliament’s reliance on the Commission’s Criminal Justice Report reveals
that it informed the enlargement of the Director’s capacity to challenge judgments
made on an interlocutory basis and to ease the admissibility of what may be
described as similarity of account or coincidence evidence. However, it is notable
that the South Australian Parliament did not simply adopt the recommendations
which were made.
80 Notwithstanding the attention devoted in the Royal Commission to tendency
and coincidence evidence, as well as to joint trials, the only response was the
removal of the word ‘substantially’ in s 34P(2)(a). No change was made to
s 34P(2)(b) and what may be described as propensity or disposition evidence,
being tendency evidence of the kind addressed in Hughes v The Queen.71
70 Criminal Justice Report, p 603.
71 Hughes v The Queen (2017) 263 CLR 338, in the context of the Uniform Evidence Acts. See Bektasovski
v R (2022) 407 ALR 125 regarding the recent amendments made to s 101 of the Evidence Act 1995
(NSW).
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81 For reasons that the Treasurer did not explain in the course of his Second
Reading Speech, the South Australian Parliament did not ensure that the Director’s
power to pursue an interlocutory appeal applied broadly to “pre-trial judgments or
orders and decisions or rulings on the admissibility of evidence”.72 The South
Australian amendment applies only to “interlocutory judgments”. It was not
specifically extended to incorporate ‘no case’ rulings made at trial. And, as is
obvious, the new power conferred on the Director is, contrary to the
recommendation made by the Royal Commission, explicitly made subject to a
requirement to obtain permission to appeal.
82 Whilst the power in s 157(1)(e) does target an interlocutory judgment which
destroys or substantially weakens the prosecution case, it adds the words “and, if
correct, is likely to lead to abandonment of that charge”. The addition of these
words is, to say the least, curious. It will be necessary to return to them.
83 Finally, and perhaps paradoxically, there is no hint in the Treasurer’s Second
Reading Speech that additional resources were to be made available to the appeal
court and the DPP to ensure sufficient resourcing to hear and determine
interlocutory appeals in a timely manner before any trial is scheduled to start. As
the interstate cases demonstrate, interlocutory appeals come on with some urgency
and not infrequently. It will be difficult to accommodate these ad hoc, urgent
hearings within the ordinary listing practices of the Court of Appeal, where lists
and hearing dates are finalised months ahead at fortnightly callovers.73 Whether
additional resources will be allocated to meet these difficulties remains to be seen.
The text of the DPP’s interlocutory appeal power
84 There are four components to the new appeal power conferred by ss 157(1)(e)
and 157(3) of the CPA:
1. The Director’s right of appeal is confined to “an interlocutory judgment”.
2. The appeal is only available where permission to appeal has been granted by
the Court of Appeal.
3. The Court of Appeal may only grant permission if it is satisfied that one of
the two limbs of s 157(3) has been established:
a. The interlocutory judgment destroys or substantially weakens the
prosecution case and, if correct, is likely to lead to abandonment of that
charge; or
b. It is otherwise in the interests of justice to grant permission to appeal
the interlocutory judgment.
72 Recommendation 79, see for example, Criminal Justice Report, p 342.
73 See, for example, r 200.1ff of the Joint Criminal Rules 2022 (SA).
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85 Although the Director ultimately only relied only on the second limb,
s 157(3)(b), it is necessary to consider the meaning and content of the first limb,
s 157(3)(a), as part of the process of construing the scope and operation of the
provision as a whole.
The meaning of “interlocutory judgment” – competence of this appeal
86 It is first necessary to address whether the ruling made by the primary judge
can properly be described as an “interlocutory judgment” and, in consequence,
whether the Director’s appeal is competent.
87 The composite term “interlocutory judgment” is not defined in the CPA. The
term is new to the CPA. It has no “established legal meaning” in this context which
must be applied or displaced when determining its meaning according to orthodox
principles of statutory construction.74 Those principles require that consideration
be given to the operation of this term as part of the whole provision, which extends
to the scope for granting permission.
88 For the purposes of determining this appeal, it is not necessary to reach any
final conclusion on what is, or is not, an “interlocutory judgment” within the
meaning of s 157(1)(e). It will be necessary to address the meaning of that term
on a case-by-case basis as cases arise for decision. Nonetheless, some general
observations should be made.
89 The ordinary meaning of the word “judgment” embraces a judicial decision
on a substantive question or issue in contest between the parties and which
concludes a proceeding or some identifiable part of it. It is difficult indeed to
distinguish between a judgment and an order. In most contexts, they will carry the
same meaning. Both a judgment and an order are capable of being seen as a
judicial decision on a substantive question or issue which concludes at least a part
of a proceeding.
90 There is a well-recognised distinction between a judgment or order that
finally resolves a substantive question or issue and a merely incidental decision or
ruling which is made in the course of, and ancillary to, the making of a judgment
or order.75
91 The typical conclusion to a criminal proceeding is the entry of a final
judgment or order, such as a conviction or acquittal, following a verdict of guilty
or not guilty.76 Once a criminal trial is concluded, the trial court usually has no
further role to play in the determination of guilt.77 Short of a final judgment, a
range of rulings may result in orders which determine substantive questions or
issues in litigation. By contrast, examples of merely incidental rulings include
74 Cf Baini v The Queen (2012) 246 CLR 469, [43].
75 Legal Practitioners Complaints Committee v A Practitioner (1987) 46 SASR 126, 127 (King CJ).
76 It is the trial judge who must enter a judgment for conviction or acquittal following the verdict of the
jury, NH v Director of Public Prosecutions (SA) (2016) 260 CLR 546, [76]-[78]; [99]-[100].
77 R v Pacitti [2022] SASCA 108, [8]-[18].
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rulings made about an adjournment, about objections to questions asked in the
course of evidence, and about the admissibility of a document or other evidence.
What should or should not be included in a charge to the jury provides another
example. Many of these could be described as decisions relating to incidental legal,
evidentiary or procedural matters.
92 Whilst the distinction is usually clear, it is not always easy to draw.
93 The clearest example of a ruling that may not necessarily be clear is provided
by an evidentiary ruling. At one level, all evidentiary rulings decide something
which is in contest. However, some may be so routine and, relatively speaking,
unimportant that they are unlikely to have any real influence on the conduct of the
prosecution or the defence. They do not decide substantive questions or issues.
They do not have the character of a judgment or order. They are properly regarded
as incidental, akin to rulings on practice and procedure. By contrast, other
evidentiary rulings may have a very important bearing on the conduct of the
prosecution or the defence. This latter kind of evidentiary ruling may, and often
will, be the subject of a formal hearing devoted to the argument and judicial
determination of the substantive evidentiary question which is in contest. The
pronouncement made by the court may result in a ruling which is, or is at least akin
to, a formal order.
94 The ordinary meaning of the word “interlocutory” refers to something which
is not, in any legal sense, “final”.78 Typically, but not always, it will occur before
the conclusion to the proceeding, often before the trial commences. In South
Australia, a criminal trial may start some considerable time before a jury is
empanelled when the accused is first arraigned.79 It is now usual for a range of
evidentiary and other rulings to be made by the trial court pursuant to s 131 of the
CPA, on the voir dire, during the period between the first arraignment and the
empanelling of the jury so as to avoid delays once the jury is empanelled.80
95 An important feature of many interlocutory decisions is that, theoretically at
least, they are reviewable after they are made and until the proceeding is
concluded. In part, this may be because interlocutory decisions are often made on
the basis of facts or evidence which has yet to be led and tested at trial. The court
is required to make its decision on what amounts to a preliminary or contingent
factual basis.
78 ‘Does the judgment or order, as made, finally dispose of the rights of the parties?’, see Licul v Corney
(1976) 50 ALJR 439, 444 (Gibbs J); Carr v Finance Corp of Australia (1981) 55 ALJR 397.
79 Attorney-General’s Reference No. 1 of 1988 (1988) 49 SASR 1, 5 (King CJ, with whom Millhouse J
agreed); R v Pacitti [2022] SASCA 108 (Livesey P, Doyle and David JJA).
80 Section 131 of the CPA was designed to avoid the “notorious mischief” that unless questions relating
to the admissibility of evidence or the conduct of the trial could be determined before the jury is
empanelled, the jury might otherwise be kept waiting until these matters are addressed: Attorney-
General’s Reference No. 1 of 1988 (1988) 49 SASR 1, 5 (King CJ, with whom Millhouse J agreed); R
v Pacitti [2022] SASCA 108, [26] (Livesey P), [120]-[124] (Doyle and David JJA).
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96 In the criminal court, there is a well-recognised reluctance to fragment a
criminal proceeding, recognising that if an interlocutory ruling is material and
wrong, a defendant can usually challenge it on appeal in the event of a conviction:81
Once criminal proceedings have begun they should be allowed to follow their ordinary
course unless it appears that for some special reason it is necessary in the interests of justice
…
97 In both civil and criminal litigation, interlocutory decisions relating to
matters of practice and procedure can be revisited where there is a material change
in relevant circumstances, such as where it is shown that the facts are different than
what was earlier put before the court. In other cases, the court may simply reflect
on its ruling and change course. For these and other reasons, there is a marked
reluctance to entertain appeals against interlocutory decisions concerning matters
of evidence, practice and procedure.82
98 With these general observations in mind, the composite term “interlocutory
judgment” may be taken to refer to a judicial decision made on a substantive
question or issue before the conclusion to the criminal proceeding. The use of the
word “judgment” in the term “interlocutory judgment” tends to suggest that it will
usually be necessary to point to an order, or at the least, a judicial decision having
the effect of an order. Accordingly, it does not appear that the term was intended
to extend to a merely incidental evidentiary or procedural ruling which does not
determine a substantive question or issue in contest between the parties.
99 The use of the term “interlocutory judgment” in connection with a new right
of appeal demonstrates that it is intended to permit the correction of material error
by the Court of Appeal on an appeal by way of rehearing,83 so that the prosecution
can proceed with the benefit of any correction made pursuant to r 204.3 of the Joint
Criminal Rules 2022 (SA):
204.3—Determination
(1) Subject to any statutory provision to the contrary, on an appeal the Court may—
(a) set aside or amend the judgment or order the subject of the appellate
proceeding;
(b) substitute the Court’s own judgment or order;
(c) remit the matter for rehearing or reconsideration;
81 Sankey v Whitlam (1978) 142 CLR 1, 26 (Gibbs ACJ) citing Shapowloff v Dunn [1973] 2 NSWLR 468,
470 (Jacobs P, as he then was). See also WCM v Western Australia [2015] WASCA 55, [11].
82 See Director of Public Prosecutions v Paulino (2017) 54 VR 109, [7] (Weinberg JA, with whom
Ferguson JA agreed); Harris Scarfe Ltd (In Liq) v Ernst & Young (No 2) [2005] SASC 168, [14]
(Bleby J); McDonald v Attorney-General for the State of South Australia [2022] SASCA 43, [21]-[23]
(Livesey P and Bleby JA).
83 See r 204.2 of the Joint Criminal Rules 2022 (SA).
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(d) dismiss the appeal;
(e) make orders for the costs of the appeal or costs at first instance; or
(f) make such other or further order for the disposition of the appeal as it thinks
fit.
100 The new right of appeal is intended to enable the Court of Appeal to correct
error without needing to have regard to considerations of double jeopardy.
101 When considering the breadth of the term, it is necessary to consider the
statutory context in which it is intended to operate. It is also necessary to keep
distinct what the term “interlocutory judgment” means and the circumstances in
which permission to appeal may be granted. Even if a decision can properly be
described as an interlocutory judgment, that does not mean that the Court of
Appeal should grant permission to appeal it.
102 Nonetheless, at least in a general way, it can be seen that the term
“interlocutory judgment” when used in s 157(1)(e) was intended to extend to an
interlocutory judgment or order on a substantive question or issue that could have
an important bearing on the prosecution case, see s 157(3)(a) of the CPA. By
contrast, it will usually be difficult to describe incidental rulings about procedure
or the admissibility of isolated or discrete pieces of evidence as “interlocutory
judgment[s]” for the purposes of s 157(1)(e).
Some South Australian authorities on “judgment”
103 Whilst there is some support for these views on the authorities which have in
this State considered the meaning of the word “judgment”, they were decided in
different statutory contexts and the legislation with which they were concerned has
since been amended. For example, when considering the scope for the operation
of the appeal power in s 50 of the Supreme Court Act 1935 (SA), in Legal
Practitioners Complaints Committee v A Practitioner King CJ drew a distinction
between judgments, orders or directions which determined substantive questions
raised in the action or in interlocutory proceedings, and incidental rulings given in
the course of hearing and determining those questions.84 King CJ held that there
was no difference between an order and a direction. The former Chief Justice gave
as examples of incidental rulings that fell outside the scope of the appeal power
decisions relating to adjournments, the time and place of a hearing, the
admissibility of evidence, the exclusion or otherwise of witnesses and decisions
made about submissions on matters of fact, law or procedure made during the
course of a hearing.
104 Since that decision, s 50 has been amended and by s 50(6) the word
“judgment” is now defined to mean “an order or direction”.85 It is not necessary to
84 Legal Practitioners Complaints Committee v A Practitioner (1987) 46 SASR 126, 127.
85 Section 11 of the Statutes Amendment (New Rules of Civil Procedure) Act 2006 (SA) deleted s 50 of
the Supreme Court Act and inserted a new section in a form similar to that which now appears, including
sub-s (6). The amendments were introduced following the introduction of new civil procedure rules,
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decide whether, as a result, any change was made to the substance and effect of
s 50.
105 The approach taken by King CJ was later applied by Duggan J in Police v
Dorizzi in the context of an appeal against a decision by a magistrate to exclude
evidence when determining whether that decision was amenable to appeal pursuant
to the Magistrates Court Act 1991 (SA).86 It is, however, noteworthy that there
was a definition of the term “judgment” which did not extend to exclusionary
rulings.87 The legislation was later amended but the same approach was again
taken in McIlvar v Szwarcbord when dealing with the admissibility of evidence.88
In that case, White J had regard to a number of authorities, together with the
subsequent amendment, before concluding that there was no right of appeal to a
single judge of the Supreme Court concerning the admissibility of evidence
because that kind of ruling could not properly be described as a “judgment” within
the statutory definition.89 Following that decision, s 3 was again amended so that
the word “judgment” was defined to mean “an interlocutory order” which in turn
was defined to include “an order or ruling relating to the admissibility or giving of
evidence”.90
106 These cases on the meaning of the words “judgment or order or direction” in
s 50 of the Supreme Court Act 1935 (SA) or on the defined word “judgment” in
the Magistrates Court Act 1991 (SA) assist with, but do not determine, the
meaning of the term “interlocutory judgment” used in s 157(1)(e) of the CPA.
Some interstate provisions
107 The authorities on the counter-part provisions that apply interstate are
differently worded but contain some similar elements. Some are of assistance when
determining the meaning of the term “interlocutory judgment” used in s 157(1)(e)
of the CPA. It is important to recognise that, unlike s 157(1)(e) of the CPA, these
interstate provisions are often available to both the prosecution and the defence.
108 In New South Wales, s 5F(3) of the Criminal Appeal Act 1912 (NSW) refers
to an “interlocutory judgment or order”. The authorities demonstrate scope for
considerable uncertainty about whether rulings on evidence come within the
provision. For example, in R v Steffan, the Court addressed the meaning of a
“judgment or order” in ss 3 and 5F in a manner similar to the way in which King CJ
being the Supreme Court Civil Rules 2006 (SA), to “ensure that the statute book does not refer to
discontinued practices or archaic terms” (Hansard, House of Assembly, Thursday 22 June 2006), p 635.
86 Police v Dorizzi (2002) 84 SASR 416.
87 Police v Dorizzi (2002) 84 SASR 416, [20] (Duggan J, with whom Debelle and Williams JJ agreed).
88 McIlvar v Szwarcbord (2008) 186 A Crim R 106.
89 McIlvar v Szwarcbord (2008) 186 A Crim R 106, [22]-[23] (White J, citing Police v Dorizzi (2002) 84
SASR 416; Holder v Lewis [2003] SASC 397; cf R v Edwards [2007] SASC 289; see also Graziano v
Graziano [2008] SASC 142).
90 Section 23 of the Statutes Amendment (Attorney-General's Portfolio) Act 2012 (SA) assented to 24 May
2012 amending s 3 of the Magistrates Court Act 1991 (SA), see the second reading speech (The Hon
GE Gago, Thursday 15 March 2012) pp 590-592.
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had addressed them in Legal Practitioners Complaints Committee v A
Practitioner,91 excluding a ruling on the admissibility of evidence:92
A judgment is the decision of a court which determines the proceedings (or an identifiable
or separate part of them) and which is entered in the records of the court. An order is a
command by a court that something be done (or not done) …. If the ruling on evidence in
this case was either a judgment or order, it was clearly interlocutory in nature. It is not
immediately self-evident as a matter of ordinary usage how a ruling on the admissibility of
evidence could be entered in the records of the court as a judgment, or how it commands
that anything be done (or not done) in the sense of an order of the court.
109 In R v Steffan, the Court held that a ruling as to the admissibility of illegally
obtained evidence was like any other evidentiary ruling; it could not be entered as
an order, and it was reviewable by the trial court, whether “because the
circumstances in which the ruling was first made have altered, or simply because
the judge has had a change of mind”.93 Nonetheless, some evidentiary rulings have
been regarded as coming within s 5F, for example where they have the “character
and effect” of ending the proceedings or determining whether there should be
separate trials.94
110 The Court in R v Steffan doubted whether it was always accurate to suggest
that a “ruling on a procedural matter” did not come within s 5F, although that had
been the reasoning given in R v Powch for why a refusal to direct the recall of a
prosecution witness did not come within s 5F.95
111 Later, in R v RAG, the Court held that a ruling that a complainant was not
competent to give unsworn evidence was capable of coming within s 5F.96 In
SC v R, the Court held that the refusal to revoke the appointment of a witness
intermediary also came within s 5F.97
112 By contrast, in AF v R, it was held that a finding that a witness was a
“vulnerable person” who could give evidence by recorded interview under s 306S
of the Criminal Procedure Act did not come within s 5F.98 The reasoning was that
there was a difference between a finding about whether a witness was competent
to give evidence and one addressing the manner of giving evidence. The latter was
91 Legal Practitioners Complaints Committee v A Practitioner (1987) 46 SASR 126, 127 (King CJ).
92 R v Steffan (1993) 30 NSWLR 633, 636A (Hunt CJ at CL, Grove and Sharpe JJ). See also Turnbull v
The Queen [2016] NSWCCA 109. Further, on s 5F(3A) of the Criminal Appeals Act 1912 (NSW) see
R v Rapoli & Ors (2016) 317 FLR 79, [91]-[92].
93 R v Steffan (1993) 30 NSWLR 633, 639C (Hunt CJ at CL, Grove and Sharpe JJ).
94 Bozatsis and Spanakakis (1997) 97 A Crim R 296, 303-304 (Gleeson CJ, Meagher JA and Bruce J
agreeing); R v F (2002) 129 A Crim R 126, [17] (Wood CJ at CL, Meagher JA and Bell J agreeing).
94 R v RAG [2006] NSWCCA 343 (Latham J, McClellan CJ at CL and Johnson J agreeing).
95 R v Steffan (1993) 30 NSWLR 633, 636A (Hunt CJ at CL, Grove and Sharpe JJ), referring to R v Powch
(1988) 14 NSWLR 136, 138 (Yeldham J, with whom Carruthers and Wood JJ agreed).
96 R v RAG [2006] NSWCCA 343 (Latham J, with whom McClellan CJ at CL and Johnson J agreed).
97 SC v R (2020) 104 NSWLR 257, [39]-[44] (Meagher JA, Walton and Beech-Jones JJ).
98 AF v R [2015] NSWCCA 35.
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equated with evidentiary rulings which could later be reviewed in the trial, and
which did not come within s 5F.99
113 Recently, Basten AJA and Hamill J reviewed these authorities in PJ v R.100
Basten AJA doubted that entry on the record determined whether a judgment or
order had been made, because “other rulings which are not as a matter of practice
entered in any record, are treated as interlocutory orders”.101 Basten AJA pointed
out that, since a number of the authorities were decided, the practice of determining
matters before the jury is empanelled had been introduced, as had changes which
increased the “regulation of the trial process” such as taking “the evidence of
children … in relation to sexual offences”.102 Changes such as these meant
“pre-trial rulings are apt to be attended by a greater level of formality than those
made in the course of a trial”:103
The range of matters which may therefore be treated as subject to appeal under s 5F has
thus potentially expanded.
114 In PJ v R, the Court, by a majority, ruled that a refusal to give leave for the
recalling of infant witnesses whose evidence had been taken at a pre-recorded
evidence hearing did not come within s 5F.104 As Basten AJA frankly explained:105
It may appear that the Court has been more ready to find that s 5F is engaged in
circumstances where error is discerned and where intervention would not fragment the
conduct of a criminal trial, both of which are no doubt also important considerations in
relation to a grant of leave, where leave is required under s 5F(3). However, it may be
accepted that the decisions can be reconciled by reference to the form of the statutory
procedure involved. As counsel for the Director fairly noted, the refusal to have the children
recalled to give further evidence was not in the same category as a finding that the witnesses
were not competent, and bore some similarity to a ruling on the admissibility of evidence
…
115 In Victoria, s 295 of the Criminal Procedure Act 2009 (Vic) refers to “an
interlocutory decision”. That is defined by s 3 very broadly to mean “a decision
made by a judge in a proceeding referred to in section 295(1), whether before or
during the trial, including a decision to grant or refuse to grant a permanent stay of
the proceeding”.
116 Despite the breadth of the term used in Victoria, and the fact that incidental
evidentiary or procedural rulings are captured, it is apparent that the right of appeal
is in practice limited by two matters. The first is that the trial judge must certify
that a ruling to exclude evidence will “eliminate or substantially weaken” the
99 AF v R [2015] NSWCCA 35, [29] (R A Hulme J, with whom Hoeben CJ at CL and Harrison J agreed).
100 PJ v R [2023] NSWCCA 105, [15]-[30] (Basten AJA), [92]-[96] (Hamill J).
101 PJ v R [2023] NSWCCA 105, [22] (Basten AJA, with whom Walton J agreed), pointing out that only
the verdict is entered on the record.
102 PJ v R [2023] NSWCCA 105, [23] (Bastan AJA, with whom Walton J agreed).
103 PJ v R [2023] NSWCCA 105, [23]-[24] (Bastan AJA, with whom Walton J agreed).
104 PJ v R [2023] NSWCCA 105 (Bastan AJA, with whom Walton J agreed, Hamill J dissenting).
105 PJ v R [2023] NSWCCA 105, [30] (Bastan AJA, with whom Walton J agreed, Hamill J dissenting).
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prosecution case.106 As to this requirement, in DPP v Paulino Weinberg JA
explained:107
It is important to emphasise the significance of that distinction. It is worth repeating that,
before certifying, a trial judge must be satisfied that the exclusion of the evidence would
‘eliminate or substantially weaken the prosecution case’. The word ‘eliminate’ has only
one possible meaning. It connotes that there must be no case at all without that evidence.
The alternative limb, namely ‘substantially weaken’, clearly involves questions of degree,
and matters of discretion. The word ‘substantial’ is not a word with fixed meaning in all
contexts. It is susceptible of ambiguity, and can conceal a lack of precision.108 On any
view, it should be read in context and, in accordance with the Latin maxim, noscitur a
sociis.109 Thus, ‘substantially weaken’, in the context in which that expression is used,
suggests something not very far short of elimination, rather than merely significant, or
important.110
(emphasis in original)
117 In the same case, Priest JA said that the use of the adverb “substantially”
suggests something more than “significantly”:111
… it should be observed that, in order for it to be concluded that the exclusion of evidence
will substantially weaken the prosecution’s case, it is not enough that the exclusion of the
evidence may ‘significantly’ weaken the case, since in context, the use of the adverb
‘substantially’ suggests something more than ‘significantly’. In context, the adverb
‘substantially’ connotes evidence which is of ‘major importance’, or, at least, ‘very
important’ to the prosecution case.112
118 Whilst certification is a matter for the trial judge, where the Court of Appeal
disagrees, that will significantly influence the exercise of discretion as to whether
to grant or refuse leave to appeal.113
119 The second limiting matter comprises the grounds upon which the Court of
Appeal is permitted to give leave to appeal under s 297 of the Criminal Procedure
Act 2009 (Vic). The Court may give leave “only if satisfied that it is in the interests
of justice to do so” having regard to the matters specified:
106 A distinction is drawn between evidentiary rulings and non-evidentiary decisions: Director of Public
Prosecutions v Paulino (2017) 54 VR 109, [8] (Weinberg JA, with whom Ferguson JA agreed).
107 Director of Public Prosecutions v Paulino (2017) 54 VR 109, [9] (Weinberg JA, with whom
Ferguson JA agreed).
108 In Re Bonny [1986] 2 Qd R 80, Ambrose J said at 82: “In my view, when considered in the context of
a definition that talks of a person who is ‘wholly or substantially dependent on’ another, the term
‘substantially’ connotes ‘in the main’ or ‘essentially’.”
109 The meaning of a word is known from the accompanying words.
110 See the passage from the reasons of Priest JA below and footnotes contained therein.
111 Director of Public Prosecutions v Paulino (2017) 54 VR 109, [51] (Priest JA).
112 ZL v The Queen (2010) 208 A Crim R 325, 329 [20] (Nettle JA); DPP v Wise [2016] VSCA 173, [11]
(Warren CJ, Weinberg and Priest JJA). See also Greg Taylor, Interlocutory Criminal Appeals in
Australia (Lawbook Co, 2016), [4.20]-[4.40].
113 CGL v DPP (No 2) (2010) 24 VR 482, 484 [13] (Maxwell P, Buchanan and Bongiorno JJA).
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When leave to appeal may be given
(1) Subject to subsection (2), the Court of Appeal may give leave to appeal against an
interlocutory decision only if the court is satisfied that it is in the interests of justice
to do so, having regard to —
(a) the extent of any disruption or delay to the trial process that may arise if leave
is given; and
(b) whether the determination of the appeal against the interlocutory decision may
—
(i) render the trial unnecessary; or
(ii) substantially reduce the time required for the trial; or
(iii) resolve an issue of law, evidence or procedure that is necessary for the
proper conduct of the trial; or
(iv) reduce the likelihood of a successful appeal against conviction in the
event that the accused is convicted at trial; and
(c) any other matter that the court considers relevant.
(2) The Court of Appeal must not give leave to appeal after the trial has commenced,
unless the reasons for doing so clearly outweigh any disruption to the trial.
(3) If the Court of Appeal refuses leave to appeal under this section, the refusal does not
preclude any other appeal on the issue that was the subject of the proposed appeal.
120 The matters specified are typical of the considerations addressed when
evaluating whether permission to appeal an interlocutory judgment should be
granted. The matters specified are not the only considerations, for the Court may
consider “any other matter” that it considers is relevant, see s 297(1)(c).
Nonetheless, the grounds upon which certification can be given, combined with
the requirement for leave, ensure that interlocutory appeals on evidentiary
questions, being “evidentiary rulings of a kind which are routinely made every
day”,114 are discouraged.115
121 The provisions applicable in Western Australia and Queensland are quite
different and are of limited assistance.
122 In Western Australia, where an accused is charged in one indictment with
two or more offences, under s 26 of the Criminal Appeals Act 2004 (WA) the
prosecutor may appeal to the Court of Appeal against any order made by a judge
of a superior court that there be a separate trial, and the accused may appeal to the
114 Wells v The Queen (No 2) [2010] VSCA 294 (Weinberg JA).
115 Director of Public Prosecutions v Paulino (2017) 54 VR 109, [7] (Weinberg JA, with whom
Ferguson JA agreed).
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Court of Appeal against a refusal by a judge of a superior court to order that there
be a separate trial.116
123 In Queensland, under s 590AA of the Criminal Code Act 1899 (Qld), pre-trial
rulings may be given on a range of issues, such as stays or joinder, but these may
not to be made subject to an interlocutory appeal but may be raised on an appeal
against conviction or sentence:
Section 590AA Pre-trial directions and rulings
(1) If the Crown has presented an indictment before a court against a person, a party
may apply for a direction or ruling, or a judge of the court may on his or her initiative
direct the parties to attend before the court for directions or rulings, as to the conduct
of the trial or any pre-trial hearing.
(2) Without limiting subsection (1) a direction or ruling may be given in relation to—
(a) the quashing or staying of the indictment; or
(b) the joinder of accused or joinder of charges; or
…
(4) A direction or ruling must not be subject to interlocutory appeal but may be raised
as a ground of appeal against conviction or sentence.
124 Nonetheless, by s 668A a Crown Law Officer, which is now defined in a way
that includes the DPP,117 may refer for the opinion of the Court of Appeal a point
of law arising under a direction or ruling made under s 590AA as to the conduct
of a trial or pre-trial hearing:118
668A Reference by Crown Law Officer of pre-trial direction or ruling
(1) A Crown Law Officer may refer to the Court for its consideration and opinion a point
of law that has arisen in relation to a direction or ruling under section 590AA given
by another court as to the conduct of a trial or pre-trial hearing.
(2) If a reference is made—
(a) the Crown Law Officer must give notice of the reference to the other court
and the accused person; and
(b) the other court—
116 WCM v Western Australia [2015] WASCA 55, [18] (Buss, Newnes and Mazza JJA); State of Western
Australia v JHN [2021] WASCA 225, [78]-[81] (Buss P, Mazza and Vaughan JJA).
117 When s 668A was inserted in 2003 by s 30 of the Evidence (Protection of Children) Amendment Act
2003 (Qld), the right to refer a point of law was restricted to the Attorney-General. Recent amendments
have permitted the DPP to exercise that right: see the Criminal Code (Child Sexual Offences Reform)
and Other Legislation Amendment Act 2020 (Qld), which amended ss 668A and 669A, see s 750 of the
Code.
118 R v PV; Ex parte Attorney-General (Qld) [2005] 2 Qd R 325.
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(i) must adjourn the trial until the Court has given its opinion on the point;
and
(ii) may make the other orders it considers appropriate, including an order
about remanding the accused person; and
(c) the Court must hear argument on the reference—
(i) by the Crown Law Officer; and
(ii) by the accused person if the accused person wishes; and
(d) after hearing argument on the reference, the Court—
(i) must consider the point referred and give the Crown Law Officer its
opinion on the point; and
(ii) may make the orders it considers appropriate, including the directions
or rulings it considers appropriate to give effect to its opinion.
(3) In this section—
adjourn, for a trial where the accused person has not been called on to plead to the
indictment, includes postpone the trial.
125 Accordingly, by a combination of ss 668A and 750 of the Code, before the
trial the DPP may refer a point of law arising in connection with a pre-trial
direction or ruling made in connection with s 590AA of the Code, whereas an
accused person must await conviction or sentence.119
Conclusions on competency
126 As has been seen, it is permissible to have regard to the extrinsic material
when determining the meaning of the provision, at least where it is ambiguous:
s 15(1)(b)(i) of the Legislation Interpretation Act 2021 (SA). When one has regard
to the extrinsic material to which reference has already been made, it is apparent
that the power to appeal an interlocutory judgment was intended to provide a right
of redress against judgments or orders that have an important bearing on the
prosecution case.
127 For the purposes of this appeal, it is not necessary to finally determine
whether or to what extent incidental evidentiary or procedural rulings are capable
of being regarded as an interlocutory judgment within the meaning of s 157(1)(e)
of the CPA. That will be addressed in the cases as they arise. However, as will be
seen, permission to appeal will rarely be granted to appeal most of these kinds of
rulings, whether because they are not capable of destroying or substantially
119 See, for example, R v Moti [2010] QCA 178, [43]-[44] (Holmes JA, as she then was), referring to s 669A
by which the Attorney-General or a Crown Law Officer may appeal, amongst other matters, an acquittal
or sentence. See also R v Pridgeon [2022] QCA 210 (Mullins P).
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weakening the prosecution case (s 157(3)(a)), or because it will not otherwise be
in the interests of justice to entertain an appeal from them (s 157(3)(b) of the CPA).
128 An evidentiary ruling on cross-admissibility, conducted as part of a formal
hearing before trial and resulting in considered, detailed reasons for decision,
cannot properly be regarded as a merely incidental evidentiary or procedural
ruling. Indeed, whatever might be said about a ruling on the cross-admissibility of
evidence, a ruling and an order that there should be separate trials are each capable
of being regarded as an “interlocutory judgment” for the purposes of s 157(1)(e)
of the CPA.
129 It follows that the Director’s appeal is competent.
The question of permission to appeal under s 157(3) of the CPA
130 In this case, the question of permission was argued at the same time as the
substantive appeal argument. Whilst there will usually be advantages in
proceeding in that way,120 it will be a matter for the Court to determine whether
permission should be addressed separately having regard to the particular facts and
circumstances of the case before the Court.
131 The relevant circumstances are likely to include whether the trial is imminent,
when a hearing before the Court of Appeal can be listed, and the merit, clarity and
complexity of the points raised by the Director’s application.
132 As has been explained, the requirements for permission to appeal an
interlocutory judgment in South Australia do not follow the form of words used
elsewhere. In particular, in s 157(3)(a) additional words were used, as emphasised
below:
(3) The [Court of Appeal] may only grant permission for an appeal under subsection
(1)(e) if satisfied that—
(a) the interlocutory judgment destroys or substantially weakens the prosecution
case in respect of any charge and, if correct, is likely to lead to abandonment
of that charge; or
(b) it is otherwise in the interests of justice to do so.
133 The meaning of the first part of s 157(3)(a) is clear enough. There can be no
doubt about the meaning of the word “destroys” when referring to the effect of the
interlocutory judgment on the prosecution case. Interlocutory judgments or orders
which could result in orders that may destroy the prosecution case include:
1. Decisions made about whether there is a case to answer.
120 As was recently explained in the different context of second or subsequent appeals under s 159 of the
CPA in Ames v The King [2023] SASCA 85, [50]-[51].
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2. Decisions made about whether a search warrant is valid, at least where the
prosecution depends upon the evidence obtained pursuant to the exercise of
the search warrant.
3. Decisions made about the admissibility of what is alleged to be an admission
or a voluntary confession, again where the prosecution depends upon the
admission of the evidence.
134 This list is not exhaustive. It merely serves to demonstrate the range of
decisions that may be made by a trial judge on an interlocutory basis which may
result in orders that are capable of destroying the prosecution case.
135 As for the phrase “substantially weakens”, in DPP v Paulino, the members
of the Court described the word “substantially” as suggesting “something not very
far short of elimination”, and something which is at least “very important” or of
“major importance”.121
136 Regrettably, by selecting the word “substantially”, Parliament used a word
that is well-recognised as protean in nature, taking its colour from the context in
which it appears.122 In this case, the word is preceded by the word “destroys” and
it is followed by the phrase “and, if correct, is likely to lead to abandonment of that
charge”. The use of the word in this context demonstrates that it is intended to
refer to an interlocutory judgment that is of major or critical importance, for if the
judgment is correct, it is likely to lead to the abandonment of the charge.
137 Whether the interlocutory judgment is likely to lead to abandonment of the
charge does not turn on any subjective belief or intention, still less a positive
statement made by the DPP. It is an evaluative question, being one which must be
answered by the Court of Appeal having regard to the particular facts and
circumstances of the case before it.
138 Needless to say, very few incidental evidentiary or procedural rulings will be
of such critical importance to a prosecution case that they are likely to lead to the
abandonment of the prosecution. Some examples have, however, earlier been
given of interlocutory decisions that might be described as an “interlocutory
judgment” which may have that effect.
139 In this case, the Director’s written submissions suggested reliance on both
limbs of s 157(3). In argument, however, the Director relied only on s 157(3)(b).
That was appropriate. Whatever the importance that might be attached to a ruling
on cross-admissibility and the consequential order for separate trials, it cannot be
121 Director of Public Prosecutions v Paulino (2017) 54 VR 109, [9] (Weinberg JA), [50] (Priest JA). One
may add to the analysis undertaken by the Victorian Court of Appeal in DPP v Paulino a reference to
the recent decision of this Court where the meaning of the word “substantially” was addressed in the
context of s 269C of the CLCA: Question of Law Reserved (No 1 of 2021) (2021) 140 SASR 135, [284]
(Livesey JA, with whom Kourakis CJ [2] and Lovell JA [266] agreed). The Court held that in the phrase
‘substantially caused by self-induced intoxication’ the word did not mean “primary”.
122 Question of Law Reserved (No 1 of 2021) (2021) 140 SASR 135, [249] (Livesey JA).
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said that, if correct, that ruling is of such critical importance that it is likely to lead
to the abandonment of the prosecution of the charges. Nothing in the materials
suggests that there would be any difficulty with separately prosecuting the charge
relating to each complainant. The cases may conceivably be weaker if prosecuted
separately, but there is no reason to think that they ought not or cannot be
separately prosecuted.
140 That then leaves the second limb to s 157(3) and the considerations relevant
to whether “it is otherwise in the interests of justice” to grant permission to appeal
an interlocutory judgment, s 157(3)(b).
141 It would be wrong to view this limb as a free-standing provision, enabling
permission to be granted whenever the interlocutory point raised by the DPP could
be regarded as reasonably arguable. Quite apart from whether the relevant decision
is properly to be described as an “interlocutory judgment” within s 157(1)(e), the
provision must be viewed in its statutory context. That context suggests that if the
judgment or order is not of critical importance to the prosecution case (s 157(3)(a)),
the DPP must be able to demonstrate why it is otherwise in the interests of justice
to entertain it (s 157(3)(b)).
142 It has long been recognised that a consideration of the interests of justice will
require the judicial evaluation of a broad range of factors, having regard to the
particular statutory context in which the inquiry must be undertaken.123 In
connection with the cognate phrase “purposes of justice”, Lord Donaldson MR has
said these “are to ensure that the accused is convicted if guilty and acquitted if
innocent”.124 Drawing on these, in Mickelberg (No 3) Malcolm CJ said:125
The interests of justice in a particular criminal case are to ensure that a person who is
accused of a crime is convicted if guilty and acquitted if innocent after he has received a
fair trial. The interests of justice also extend to the public interest in the due administration
of justice.
143 Merely incidental evidentiary or procedural rulings will rarely warrant the
time, cost and trouble associated with an interlocutory appeal. Rather, the
judgment or order must be one that is ordinarily capable of being viewed as
important to the conduct of the prosecution.
144 The seriousness of the charges may be a relevant consideration. In addition,
the merit, clarity and nature of the asserted error will be important. So too will be
the likely effect of entertaining the appeal and correcting the error. It is difficult
to see why it would otherwise be in the interests of justice to entertain a point that
appears, at best, contestable or barely arguable. That is especially so where the
charges are not serious, and whether or not the error is corrected is of no real
importance to the prosecution.
123 BHP Billiton Ltd v Schulz (2004) 221 CLR 400, [172] (Gummow J).
124 R v Lambeth Metropolitan Stipendiary Magistrate; Ex Parte McComb [1983] QB 551, 564.
125 Mickelberg v The Queen (No 3) (1992) 8 WAR 236, 251.
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145 The Court of Appeal will usually also be mindful of the traditional reluctance
to entertain an interlocutory appeal in a criminal case, particularly where
entertaining the appeal has the effect of delaying and fragmenting the criminal
proceeding.126 The extent of the delay and fragmentation to the trial associated
with an interlocutory appeal are likely to be both relevant and important matters.
These may be particularly important where the trial has commenced or is nearing
completion. The same might be said about the capacity of the defence to
accommodate and fund what may be an unexpected disruption to the anticipated
course and length of the trial process.
146 Nonetheless, there may be cases where the ruling addresses a substantive
question or issue of law, evidence or procedure that is important to the conduct of
the particular case or to the administration and practice of criminal law in South
Australia. Deciding questions such as these may address controversies that have
developed but not previously been addressed, or which concern the operation of
new legislation, or which affect the conduct of the trial or the likelihood of an
appeal following the trial. Accordingly, it may be relevant to show that the point
is one which is likely to quell an important controversy or which is likely to reduce
the time associated with a trial, or a significant portion of it, or indeed trials of a
particular kind generally.
147 However, where the point raised by the DPP depends on the evidence which
might ultimately be led at the trial, or where the ruling is capable of being reviewed
by the trial court, it may often be the case that it will not otherwise be in the
interests of justice to entertain it.
148 These considerations are not exhaustive. Whether they arise will depend on
the particular facts and circumstances of any case. They are merely examples of
issues that may be thought relevant to whether it will otherwise be in the interests
of justice for the Court of Appeal to exercise its discretion to entertain an appeal
against an interlocutory judgment under s 157(3)(b) of the CPA.
149 In this case, the Director relied on the fact that this is the first occasion the
Court has had to consider ss 157(1)(e) and 157(3) of the CPA. Respectfully, it is
doubtful whether that is a matter of any great weight. More important is the fact
that the trials in these matters have already been adjourned to next year. Whilst
lodging the appeal has apparently caused delay, granting permission will not add
to it.
150 It is relevant that the appeal concerns serious charges, carrying maximum
penalties of life imprisonment. As a corollary, the prosecution and defence of these
charges is important to the prosecution, the defendant and the community,
including the complainants.
126 The Queen v Elliott (1996) 185 CLR 250; Police v Dorizzi (2002) 84 SASR 416; Holder v Lewis [2003]
SASC 397; Application for Reservation of Questions of Law (No 1 of 2017) [2017] SASCFC 90; Bell v
The King [2023] SASCA 86.
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151 In addition, whilst it cannot be said that the order for separate trials is of
critical importance to the prosecution of these charges, whether there is a joint trial
is a matter of real importance to the prosecution of these charges. If there should
be one trial rather than two, it will be in the public interest to order that there be
one trial as it is, at least, likely that one trial rather than two trials will entail some
saving in the time and cost associated with the prosecution of these charges,
without any relevant prejudice to the defence.
152 Finally, and as will be seen, the asserted error is readily apparent from the
reasons reviewed earlier. The point raised by the DPP is meritorious. It is
preferable that serious charges be prosecuted with the benefit of rulings on cross-
admissibility and severance that are free from error and in accord with the law.
153 On balance, it is otherwise in the interests of justice to entertain the DPP
appeal in this matter. Permission to appeal should be granted.
The appeal in this case – whether the charges should be separately tried
154 The DPP’s contention was that the evidence of each complainant is cross-
admissible and has a permissible use under s 34P of the Evidence Act because the
evidence is relevant to improbability or coincidence reasoning, otherwise
described as similarity of account reasoning.
155 The defence contended that the ruling made by the primary judge fell within
her discretion. It was contended that her decision was reasonable and demonstrated
no misapprehension regarding the evidence proposed to be led.
156 The parties were content to argue the case on the basis that whether there has
been an error made by the primary judge in connection with her rulings on
cross-admissibility and separate trials must be determined according to the
principles described in House v The King.127
157 In the course of the argument, the Director tended to deprecate the use of a
list of issues by which the issue of similarity of account was evaluated. It is,
respectfully, difficult to see why that method of analysis should be criticised. It is
not the fact of a list but what is listed and how the list is used that is important.
158 One may start, at least in a general way, with the approach taken at common
law to the similarity of account reasoning in Hoch v The Queen:128
Assuming similar fact evidence to be relevant to some issue in the trial, the criterion of its
admissibility is the strength of its probative force. See Perry v. The Queen; Sutton v. The
Queen; Reg. v. Boardman. That strength lies in it raises, as a matter of common sense and
experience, the objective improbability of some event having occurred other than as alleged
by the prosecution.
127 House v The King (1936) 55 CLR 499, 504-505 (Dixon, Evatt and McTiernan JJ). See also Director of
Public Prosecutions v Paulino (2017) 54 VR 109, [51] (Priest JA) and the cases cited.
128 Hoch v The Queen (1998) 165 CLR 292, 294-295 (Mason CJ, Wilson and Gaudron JJ).
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…
Where, as here, an accused person disputes the happenings which are said to bear a
sufficient similarity to each other as to make evidence on one happening admissible in
proof of the others, similar fact evidence bears a different complexion for the issue is
whether the acts which are said to be similar occurred at all. In such a case the evidence
has variously been said to be relevant to negative innocent association (R. v. Sims) or as
corroboration (Reg. v. Kilbourne) but the better view would seem to be that it is relevant to
prove the commission of the disputed acts. See Boardman, per Lord Hailsham and Lord
Cross; Sutton, per Deane J. Certainly that is the thrust of its probative value. That value lies
in the improbability of the witnesses giving accounts of happenings having the requisite
degree of similarity unless the happenings occurred. So much is clear from the well-known
passage in the speech of Lord Wilberforce in Boardman:
This probative force is derived, if at all, from the circumstance that the facts testified
to by the several witnesses bear to each other such a striking similarity that they
must, when judged by experience and common sense, either all be true, or have
arisen from a cause common to the witnesses or from pure coincidence.
Similar fact evidence which does not raise a question of improbability lacks the requisite
probative value that renders it admissible. When the happenings which are said to bear to
each other the requisite degree of similarity are themselves in issue the central question is
that of the improbability of similar lies: see Sims; Boardman. See also Rupert Cross, "R. v.
Sims in England and the Commonwealth", Law Quarterly Review; Piragoff, Similar Fact
Evidence.
(Citations omitted.)
159 It is necessary to consider the admissibility and probative value of the
evidence.129 The probative value of evidence ordinarily rests on whether its
admission is capable of rationally affecting, whether directly or indirectly, the
assessment of the probability of the existence of a fact in issue in the proceedings.130
The probative value of the evidence must be assessed having regard to the likely
use to be made of it. That is, by having regard to the purpose for which the
prosecution proposes to adduce the evidence.
160 The probative value of the evidence in this case lies in the improbability of
the complainants giving accounts of what occurred to them with the requisite
degree of similarity unless what they are describing happened to them.131 That is,
whether:132
… the level of similarity between the accounts of the … complainants has such a degree of
similarity to give rise to only two possible hypotheses; collusion and concoction, or, that
the accounts are true because it is so improbable that independent of one another they could
129 R v Nieterink (1999) 76 SASR 56, [30]-[35] (Doyle CJ).
130 Stokes v Samuels (1973) 5 SASR 18, 48; Re Van Beelen (1974) 9 SASR 163, 193; Palmer v The Queen
(1998) 193 CLR 1, [55] (McHugh J); Smith v The Queen (2001) 206 CLR 593, [14]; Day v The Queen
(2021) 289 A Crim R 346, [43].
131 Hoch v The Queen (1998) 165 CLR 292, 295 (Mason CJ, Wilson and Gaudron JJ).
132 Sexton v The Queen [2022] SASCA 73, [138] (Livesey P, David JA and Stanley AJA).
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have, as a matter of coincidence, been independently fabricated, imagined or otherwise
mistaken.
161 When looking to the requisite points of similarity between the accounts of
these complainants, the inquiry is therefore concerned with the extent to which the
similarities (or otherwise) bear on the improbability of collusion, concoction or
coincidence by the complainants. That is to say, the court must consider as a matter
of common human experience the inherent unlikelihood that two children, with
different mothers, would both happen to fabricate or imagine that they had been
sexually abused by the same man. That each complainant was describing the
corruption of an otherwise ordinary relationship by the same person was relevant
to the determination of the relevance, admissibility, and probative value of their
accounts.133 Indeed, the requisite analysis must recognise that allegations of sexual
abuse against children are well outside ordinary human experience.134
162 Whilst what each complainant described by way of the particular offending
is relevant, it is necessary to look to the whole of their accounts, in context. No
longer is it necessary to point to “special”, “particular” or “unusual” features to
establish admissibility.135 Rather, one may commence with the fact that the
complainants were both female children, describing allegations of sexual abuse
committed by their step-father, during the period he was in a relationship with their
mothers. Contrary to the Director’s submission, however, that alone is not
necessarily sufficient to justify cross-admissibility on the basis of similarity of
account reasoning.
163 In this case, one may also bring to account that both girls were describing as
part of their accounts that they were pre-pubescent, and that the alleged offending
was preceded by what may be described as a period of grooming. The offending
against each girl involved a number of similarities, and was associated with, at the
least, showing a sex toy. Each was rendered submissive by a combination of
intimacy and warnings not to tell anyone. In addition, in the circumstances of this
case, the number and regularity of the alleged incidents each week, when combined
with the similar locations selected (home and office), often orchestrated in brazen
circumstances, were capable of bearing on the improbability of coincidence unless
what the complainants were describing had occurred to them.
164 The rejection by the primary judge of a number of these features as relevant
to the requisite inquiry reveals error in that, respectfully, her Honour failed to have
regard to relevant considerations.
165 When undertaking the evaluation required by s 34P(2)(a) the court must
address any prejudicial effect on the defendant and whether the probative value of
the evidence outweighs that prejudicial effect.
133 Sexton v The Queen [2022] SASCA 73, [121]-[139].
134 Slape v The Queen [2022] SASCA 91, [58].
135 The Queen v Denis Bauer (A Pseudonym) (2018) 266 CLR 56, [48].
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166 De Jesus v The Queen concerned charges of rape against two women.
Gibbs CJ, Brennan and Dawson JJ endorsed the approach taken by Brennan J
in Sutton v The Queen:136
When two or more counts constituting a series of offences of a similar character are joined
in the same information, a real risk of prejudice to an accused person may arise from the
adverse effect which evidence of his implication in one of the offences charged in the
indictment is likely to have upon the jury’s mind in deciding whether he is guilty of another
of those offences. Where that evidence is not admissible towards proof of his guilt of the
other offence, some step must be taken to protect the accused person against the risk of
impermissible prejudice. Sometimes a direction to the jury is sufficient to guard against
such a risk; sometimes it is not. Where a direction to the jury is not sufficient to guard
against such a risk, an application for separate trials should generally be granted…
… Where the evidence admissible on one count is not admissible on another, and in
consequence there is a real risk of impermissible prejudice to the accused, the sound
exercise of the discretion generally (if not universally) requires a direction for separate
trials …
167 That approach was again reaffirmed by Brennan and Dawson JJ in R v
Hoch:137
If the evidence admissible on each count is not admissible on the other counts and there is
a consequent risk of impermissible prejudice to an accused in the conduct of a single trial
on all counts — and there usually is such a risk in sexual cases — separate trials should be
ordered: De Jesus v. The Queen.
168 Drawing on the findings of the Royal Commission,138 the Director submitted
that the risk of unfair prejudice has been overstated. This case is not the occasion
to resolve that question. Regardless, the probative value of the proposed evidence
clearly outweighs its prejudicial effect in this case.
169 It is difficult to determine with any precision what practical difference the
removal of the word “substantially” has on the application of s 34P(2)(a) of the
Evidence Act. Apart from the obvious point that the removal of this word was
intended to ease the admissibility of evidence, in accordance with the
recommendation made by the Royal Commission, the difference is clearly one of
degree.
170 Whereas formerly, the probative value of the proposed evidence was required
to substantially outweigh any prejudicial effect, it must now simply outweigh any
prejudicial effect. It is, for example, not necessary to demonstrate that the evidence
has a “strong degree of probative force” or that the probative force “clearly
transcends its merely prejudicial effect”.139 The evaluation now required by
s 34P(2)(a) is likely to come down in favour of admissibility whenever the
136 De Jesus v The Queen (1986) 61 ALJR 1, 7 citing R v Sutton (1984) 152 CLR 528, 541.
137 R v Hoch (1988) 165 CLR 292, 298.
138 Criminal Justice Report, p 634.
139 Phillips v The Queen (2006) 225 CLR 303, [54], admittedly addressing “similar fact” evidence.
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evidence going to similarity of account can be identified as having real probative
value notwithstanding that there may also be an identifiable prejudicial effect.
171 It is, as a result, necessary to review earlier authorities on s 34P(2)(a) with
this qualification in mind.140
172 In the circumstances of this case, there was a sufficient similarity in the
accounts of each complainant, viewed in their proper context, to warrant the
conclusion that they had a probative value that outweighed any prejudicial effect
they had in connection with the prosecution of each charge for the purposes of
s 34P(2)(a) of the Evidence Act. Indeed, the probative value of each account
substantially outweighed any prejudicial effect it may have had.
173 The outcome of undertaking the analysis required by s 34P(2)(a) of the
Evidence Act should have resulted in the conclusion that the accounts of each
complainant were cross-admissible. Accordingly, s 102(6)(a) of the CPA required
that the charges be tried together.
174 The appeal should be allowed.
The orders that should be made
175 The Court has power under r 204.3 of the Joint Criminal Rules 2022 (SA) to
set aside the order the subject of this appeal and substitute its own order. The
orders that should be made are:
1. The order for separate trials made in the District Court on 31 March 2023 is
set aside.
2. The Rule 49 application dated 6 June 2022 seeking severance of counts is
dismissed.
3. The charges on the Information dated 23 March 2022 will be tried together.
The application for judicial review
176 As the appeal has been allowed, it is not necessary to determine whether or
to what extent judicial review should have been refused because the alternative
remedy of an interlocutory appeal was available:141
Where Parliament has provided by statute appeal procedures, it will only be very rarely that
the courts will allow the collateral process of judicial review to be used to attack an
appealable decision.
140 For example, MDM v R (2020) 136 SASR 360, [63]-[82] (Peek J).
141 R v Inland Revenue Commissioners; Ex parte Preston [1985] AC 835, 852 (Lord Scarman), cited with
approval by the Western Australian Court of Appeal in Re Carey; Ex parte Exclude Holdings Pty Ltd
(2006) 32 WAR 501, [135].
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177 The cases demonstrate that, depending on the statutory context, this may be
an issue of some complexity:142
The obvious case in which the discretion might be exercised against a plaintiff seeking
judicial review is where that plaintiff has a statutory right of appeal against the relevant
decision, but seeks instead to judicially review that decision. Depending upon limitations
that might exist in relation to the right of appeal, an appeal may be just as efficacious as
judicial review proceedings in addressing the plaintiff’s concerns. Indeed, given that
appeals generally extend to merits based challenges to a decision, they are often more
efficacious than judicial review.
178 The Director’s application for judicial review must be dismissed.
Conclusion
179 The DPP should be granted permission to appeal, the appeal should be
allowed, and orders made as indicated.
180 The parties must be heard on whether any order for costs should be made in
connection with the dismissal of the application for judicial review.
142 McLeod v Legal Profession Conduct Commissioner [2016] SASC 151, [81] (Doyle J). See [79]-[82]
and the cases there cited. See also Ibrahim v Medical Board of Australia [2015] NSWCA 207, [75]
referring to “the well-established principle that relief of the kind available under s 69 of the Supreme
Court Act 1970 (NSW) will not generally be granted if there is another equally effective and convenient
remedy, such as here, the right of appeal from a decision of the Board to the Tribunal…”; Victorian
Workcover Authority v BSA Limited & Ors [2017] VSCA 276, [10].
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