THE KING v THIAN RO LIAN [2023] SASCA 122
On Appeal from DISTRICT COURT OF SOUTH AUSTRALIA (HER HONOUR JUDGE FULLER)
DCCRM-21-1521
Appellant: THE KING Counsel: MR M HINTON KC WITH MS N SLATER - Solicitor: DIRECTOR
OF PUBLIC PROSECUTIONS (SA)
Respondent: THIAN RO LIAN Counsel: MS J POWELL - Solicitor: DIXON GALLASCH LAWYERS
Hearing Date/s: 12/09/2023
File No/s: SCCRM-23-024279
A
SUPREME COURT OF SOUTH AUSTRALIA
(Court of Appeal: Criminal)
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply
to this judgment. The onus remains on any person using material in the judgment to ensure that the intended use of that material does not breach
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R v LIAN
[2023] SASCA 122
Judgment of the Court of Appeal
(The Honourable Chief Justice Kourakis, the Honourable Justice Lovell and the Honourable Justice
Doyle)
10 November 2023
CRIMINAL LAW - APPEAL AND NEW TRIAL - APPEAL AGAINST
SENTENCE - APPEALS BY CROWN - PRINCIPLES APPLIED BY APPELLATE
COURT TO CROWN APPEALS
CRIMINAL LAW - APPEAL AND NEW TRIAL - APPEAL AGAINST
SENTENCE - GROUNDS FOR INTERFERENCE - SENTENCE MANIFESTLY
EXCESSIVE OR INADEQUATE
CRIMINAL LAW - PARTICULAR OFFENCES - OFFENCES AGAINST THE
PERSON - SEXUAL OFFENCES - SENTENCE - PARTICULAR CASES -
MAINTAINING SEXUAL RELATIONSHIP WITH CHILD AND PERSISTENT
SEXUAL ABUSE OF CHILD
Crown appeal against sentence.
The respondent pleaded guilty to one count of maintaining an unlawful sexual relationship with a
child. From a starting point of 14 months, the sentencing Judge imposed a term of imprisonment of
one year and 18 days with a non-parole period of five months.
The Director of Public Prosecutions (SA) sought permission to appeal on the following grounds:
1. The Judge erred in reducing the sentence which would have otherwise been appropriate
because of the risk that the respondent would be targeted by homosexual paedophiles.
2. Further or in the alternative to ground 1, the Judge erred in taking into account the opinion of
Mr Balfour subject of ground 1 where that aspect of his evidence went beyond the bounds of
his expertise.
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3. The Judge erred in taking into account the risk of the respondent’s deportation in
circumstances where the manifestation of that risk was dependent on the future exercise of a
Ministerial discretion.
4. The Judge erred in finding that in the circumstances of this case imprisonment would impair
the prospects of Mr Lian’s rehabilitation.
5. The sentence imposed was manifestly inadequate.
Held per Kourakis CJ (Lovell and Doyle JJA agreeing), granting permission to appeal and allowing
the appeal:
1. The appellant has established the errors complained of in grounds 1, 2, 4 and 5.
2. The third ground is not made out.
3. The sentence is manifestly inadequate.
4. The sentence imposed in the District Court is set aside and the respondent is resentenced to
five years and six months imprisonment reduced on account of his guilty plea to five years,
with a non-parole period of two years and six months.
Criminal Law (Sentencing) Act 1988 (SA); Migration Act 1958 (Cth) ss 195A, 501(3A); Sentencing
Act 2017 (SA) ss 12, 71, 96, 68; Criminal Procedure Act 1921 (SA) s 157, referred to.
Barry v Western Australia [2012] WASCA 175; Clinton v R [2009] NSWCCA 276; Arnold v
Samuels (1972) 3 SASR 585; Geddes v The Queen [2012] NSWCCA 94; R v McGaffin (2010) 206
A Crim R 188; AB v The Queen (1999) 198 CLR 111; Milenkovski v Western Australia (2014) 238
A Crim R 535; R v Davies (1978) 68 Cr App R 319; House v The King (1936) 55 CLR 499; New
South Wales v Bujdoso (2005) 227 CLR 1; R v D (1997) 69 SASR 413; R v Cartwright (1989) 17
NSWLR 243; Mooney v Western Australia [2007] WASCA 54; R v Dyett [2023] SASCA 41; R v
Friesen [2020] 1 S.C.R. 424; R v Kelly [2023] SASCA 22; R v Laws (No 2) (2000) 116 A Crim R
70; R v Osenkowski (1982) 30 SASR 212; R v Harkin (2011) 109 SASR 334; R v Males [2007] VSCA
302; R v Mostyn (2004) 145 A Crim R 304; R v Partridge (2008) 102 SASR 233; Richardson v R
[2021] NSWCCA 304; R v Weaver (1973) 6 SASR 265; Western Australia v Richards (2008) 37
WAR 229; R v Liddy (No 2) (2002) 84 SASR 231; R v Williams [2018] SASCFC 14; R v Smith
(1987) 44 SASR 587; Warner v The King [2022] SASCA 142; The Queen v Smith (1975) 12 SASR
8; York v The Queen (2005) 225 CLR 466; R v Bahrami (2020) 137 SASR 327; Qantas Airways Ltd
v Gubbins (1992) 28 NSWLR 26; Ex parte Herman; Re Mathieson (No 1) [1961] NSWR 1139; Wong
v The Queen (2001) 207 CLR 584 ; Rendic v The Queen (2021) 138 SASR 214; Muldrock v The
Queen (2011) 244 CLR 120 ; R v Stevens [2009] VSCA 81; R v Monks (2019) 133 SASR 182; The
Queen v Constant (2016) 126 SASR 1; Markovic v The Queen (2010) 30 VR 589; Kroni v The Queen
(2021) 138 SASR 37; Zahab v R [2021] NSWCCA 7; R v Perez-Vargas (1986) 8 NSWLR 559;
Western Australia v O’Kane [2011] WASCA 24; R v Rostom [1996] 2 VR 97; R v ZMN (2002) 4 VR
537; Adams v Western Australia (2014) 245 A Crim R 351; R v Burchell (1987) 34 A Crim R 148;
R v Brady (2005) 92 SASR 135; R v Bessim [2016] VSC 537; R v Fattal [2011] VSC 681; R v Totten
[2003] NSWCCA 207; Houghton v Western Australia (2006) 163 A Crim R 226; R v AB (No 2)
(2000) 117 A Crim R 473; Al Maouie v R [2022] NSWCCA 30; R v Gooley (1996) 66 SASR 380; R
v Priestley (2002) 137 A Crim R 289, considered.
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R v LIAN
[2023] SASCA 122
Court of Appeal - Criminal: Kourakis CJ, Lovell and Doyle JJA
1 KOURAKIS CJ: This is an application by the Director of Public Prosecutions
(the Director) for permission to appeal against the sentence of one year and
18 days, with a non-parole period of five months, imposed on the respondent,
Thian Ro Lian, on his conviction of the offence of maintaining an unlawful sexual
relationship with a child. The maximum penalty for the offence is life
imprisonment.
2 The unlawful sexual relationship persisted from 1 July 2019 until
10 September 2020. It comprised about five or six occasions of penile-vaginal
sexual intercourse. The victim of the offence, RM, was 14 when the unlawful
relationship commenced and 15 years of age when it came to an end. The
respondent turned 24 in the course of the relationship.
3 Both the respondent and RM are members of the ethnic Chin community who
have settled in Adelaide. The Chin people are a persecuted Christian minority in
Myanmar. They have been accepted in Australia, and many other countries around
the world, as refugees genuinely fearing persecution.
4 The Director appeals on the following grounds:
1 The Judge erred in taking into account an irrelevant consideration, namely the
opinion of Mr Balfour that whilst in custody the respondent would be targeted by
homosexual paedophiles.
2 Further or in the alternative to ground 1, the Judge erred in taking into account the
opinion of Mr Balfour subject of ground 1 where that aspect of his evidence went
beyond the bounds of his expertise.
3 The Judge erred in taking into account the risk of the respondent’s deportation in
circumstances where the manifestation of that risk was dependent on the future
exercise of a Ministerial discretion.
4 The Judge erred in finding that in the circumstances of this case the prospect of a
custodial sentence for this respondent was a basis to extend leniency as it would
impair his prospects of rehabilitation.
5 The sentence imposed was manifestly inadequate.
5 All the grounds of appeal, save for ground 3, are made out. Grounds 1, and
4 allege errors of sentencing principle which are of general application and public
importance. The sentence is so egregiously inadequate and lacking in any
reasoned foundation that it can only be described as idiosyncratic.
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[2023] SASCA 122 Kourakis CJ
2
6 I would therefore grant permission to appeal, allow the appeal and set aside
the sentence. I would re-sentence the respondent to imprisonment for five years.
I would fix a non-parole period of two years and six months.
The offending
7 The respondent and RM met in mid-2019 through a Church group. Within a
short time, and certainly before August 2019, RM and the respondent joined some
friends at the Salisbury Train Station. From there, the respondent drove RM to a
nearby park where they drank alcohol and kissed. Whilst sitting on play
equipment, the respondent asked RM to have sex with him.
8 The sentencing Judge’s remarks record only that the respondent and RM had
sexual intercourse in a unisex toilet at the playground and that he then drove her
to the Salisbury train station from where she caught a bus home. However, the
circumstances of that occasion warrant a little more elaboration. When the
respondent first asked RM to have sex with him she declined and told the
respondent she had not had sex before. The respondent reassured her that it would
be ‘okay’. Sexual intercourse took place with the respondent sitting on the toilet
and pulling RM onto him after she had removed her pants. During intercourse,
RM told the respondent that she did not want to go on with it, but the respondent
urged her to do so. The intercourse continued causing RM to bleed.
9 In August or September, RM skipped school and went with the respondent
to a friend’s house where they all smoked cannabis. RM and the respondent were
left alone in the house and they had sexual intercourse. About four weeks later, a
blood test showed that RM was pregnant. Her pregnancy was reported to police
but no charges were laid. The families of RM and the respondent decided that RM
should have the child and that she and the respondent would live together and
eventually marry when RM had attained the legal capacity to do so.
The respondent and RM had sexual intercourse on another three or four occasions
thereafter at the home of one or other of their parents.
10 RM gave birth to a daughter on 11 June 2020. DNA testing confirmed that
the respondent was the father.
11 Just three months later, the respondent and RM separated after an argument
in which RM alleges (but the respondent denies) that the respondent pulled her
hair and punched her to the face while she was holding her daughter. The
following day RM spoke to a social worker and moved into a residential home for
young mothers. Since that time, RM has had no contact with the respondent and
very little contact with her parents who were unhappy that she had cooperated with
the police in the prosecution of RM. In her victim impact statement, RM reported
having difficulty with sleeping and that she suffered from intrusive, repetitive and
upsetting recollections of sexual intercourse with the respondent.
12 It was accepted by the sentencing Judge that on the first occasion of sexual
intercourse, the respondent thought that RM was 17 but later learned that she was
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3
only 14 years of age. At that time, he was unaware of the legal age of consent in
Australia. The sentencing Judge conducted her own research and discovered that
the age of consent in Myanmar is 14. The respondent was as ignorant of the age
of consent in Myanmar as he was of the law in that respect in Australia.
The respondent’s personal circumstances
13 The respondent was born on 2 February 1996. He was 27 years of age when
sentenced. He has no criminal history.
14 The respondent and his family fled Myanmar when he was 12 and took refuge
in India. In 2018, when aged 22, he moved to Australia where he was granted a
Global Special Humanitarian Visa.
15 He has only very poor English. He falls within the low-average range of
intellectual functioning but does not suffer from a psychiatric or personality
disorder. The respondent looks much younger than his chronological age; his
appearance is that of an older teenager. He is likely to be held in protective
custody. A psychologist, Mr Balfour, opined that by reason of the respondent’s
appearance, poor English and low intellectual functioning he was vulnerable to
predatory sexual attacks whilst in prison.
16 It was accepted for the purposes of the sentencing that sexual assaults are not
infrequently committed in prison and that persons sexually assaulted in prison
often suffer long term post-traumatic stress disorder. Mr Balfour noted that the
respondent is not physically equipped by reason of his stature to stave off sexual
assaults made against him. Mr Balfour has treated, or seen, prisoners who have
been sexually assaulted whilst in protective custody. He suggested that prisoners
undergoing indefinite sentences, by reason of their inability to control their sexual
urges, who are also detained in protective custody, may be more likely to sexually
assault other protectors because if they were ever convicted any sentence imposed
would be served concurrently with their indefinite detention.
17 Mr Balfour’s opinion may be doubted for several reasons. First, if reported,
incidents of such offending are likely to cruel any prospect that such prisoners
might have had of release on licence. Secondly, the paedophile inclination of most
offenders detained indefinitely is towards adolescent or early teenage children.
Thirdly, the reports provided by the Department for Correctional Services
disclosed that sexual offending, by prisoners against prisoners, may sometimes
occur in any part or division of a prison.
18 Be that as it may, an assessment of the probability that a particular prisoner
will be sexually assaulted by a particular class of prisoners whilst in custody is, in
its very nature, a highly speculative task, because it necessarily entails an attempt
to predict the criminal behaviour of unknown individuals. It is not a generally
accepted area of expertise. It is a sphere of prognostication in which the Courts
will generally not engage. At most, Dr Balfour could do no more than to compare
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[2023] SASCA 122 Kourakis CJ
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the characteristics of known victims of sexual assault with the characteristics of
Mr Lian.
19 The respondent has no family in Myanmar and is fearful of being returned
there. The following expert legal opinion of a specialist immigration solicitor was
put before the Judge:
1. The respondent would be an Australian permanent resident by the time
he was sentenced.
2. By reason of his conviction of a sexual offence involving a child, or if
he were sentenced to imprisonment for 12 months or more, his visa and
his permanent residence status must be cancelled pursuant to s 501(3A)
of the Migration Act 1958 (Cth).
3. In that event, the respondent would become an unlawful non-citizen
who must be detained in immigration detention unless serving a
sentence of imprisonment in which event a visa allowing him to remain
in Australia until the completion of his sentence would be granted.
4. The mandatory statutory cancellation may be revoked by the exercise
of a Ministerial discretion.
5. In the absence of the Ministerial revocation of the statutory visa
cancellation, the respondent is not eligible for pre-release home
detention and would be placed in immigration detention on any release
on parole most probably for a significant period of time.
6. If the Minister declined to revoke the visa cancellation, the respondent
would be removed from Australia, unless it was determined that he fell
within Australia’s protection obligations. In that event, or if he could
not otherwise be removed from Australia, he faced prolonged or
indefinite detention.
7. Whether the respondent would be found to fall within Australia’s
protection obligations was speculative. Even if found to fall within the
protection obligations he would remain in immigration detention unless
and until the Minister personally exercised a power pursuant to s 195A
of the Migration Act 1958 to allow his release into the community.
Ground 1 – Hardship in prison
20 The Judge mitigated the sentence that would otherwise have been imposed
on Mr Lian because of the real risk that Mr Lian would be sexually assaulted in
prison:
Whilst it is a matter for the prison authorities to make the necessary arrangements to ensure
that you are protected whilst in custody, the information before me reveals that the prison
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[2023] SASCA 122 Kourakis CJ
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authorities have frankly accepted that they have not been able to protect all prisoners from
sexual assaults whilst in custody, including in protective custody.
I accept the opinion of Mr Balfour that you will be a vulnerable prisoner for the reasons he
has identified. Accordingly, yours is a case where I should take into account the hardship
that you may suffer if incarcerated. It would be contrary to the evidence before me to
proceed on the basis that the risk of you being sexually assaulted whilst in custody is a
theoretical and not a real one.
Imprisonment is intended to serve a punitive and rehabilitative purpose. It is punitive
because it is a deprivation of liberty and a removal of an offender from society and the
imposition upon that person of the strictures and discipline of the prison environment.
Imprisonment also gives effect to the principle of denunciation. … Imprisonment is not
intended to include punishment by way of the perpetration of crimes, including sexual
crimes, upon prisoners. The prison authorities have a duty and a responsibility to protect
prisoners from harm.
However, where the evidence before a sentencing court reveals that imprisonment involves
the real risk of the infliction of sexual violence, and a risk that the authorities are unable to
effectively guard against, it would be an affront to ignore such a matter on sentence. In
such a situation, quoting parrot-like the mantra that the protection of prisoners from such
assaults is the responsibility of the prison authorities would be an abdication of the
responsibility of the sentencing Judge to take into account circumstances personal to an
accused and to act according to good conscience. In the administration of justice, a Judge
should not turn a blind eye to evidence placed before him or her of the realities of prison
life and the risks to a vulnerable prisoner.
…
Further, you will be placed in protective custody in the company of other convicted sex
offenders. It is acknowledged by the prison authorities that sexual assaults do occur in
prison. I accept Mr Balfour’s assessment of your youthful boyish appearance and slight
build and a potential for you to be targeted by sex offenders in the same prison as you who
have been declared unwilling to control or incapable of controlling their sexual instincts
should you be housed in the same unit as such offenders. Given the acknowledgement by
prison authorities that sexual assaults occur in prison the risk of this happening, as I have
said, is not a theoretical one.
(Emphasis added)
21 As can be seen, the Judge’s concern was not the additional burden of the
regime of protective detention on Mr Lian, or his level of anxiety about the risk of
assault. No material supporting either of those considerations was put before the
Judge by Mr Lian who carried the onus of proving the factual foundation for them.1
Nonetheless, it is appropriate to first consider the authorities on the way in which
the additional hardship of protective detention may be taken into account before
dealing directly with the proper approach to the question of risk of harm while in
prison.
1 R v Mostyn (2004) 145 A Crim R 304; Geddes v The Queen [2012] NSWCCA 94 at [44].
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22 In R v Partridge,2 the appellant appealed against the length of the sentence
imposed for the criminal neglect of a child on the ground, amongst others, that the
Judge had declined to reduce the sentence on account of the risk that he would be
detained in protective custody to safeguard him from assaults by other prisoners.
The Full Court of this Court identified what it described as a special category of
cases in which a sentencing court may have regard to the hardship that a prisoner
may suffer if isolated, within a prison, for his or her own protection, after providing
information to law enforcement authorities. It was so described because it was an
exception to the general rule that sentencing courts do not have regard to the
peculiar hardships which a particular prisoner may have to endure. In practice,
provision for the hardship of informers is usually encompassed in the overall
reduction of what would, otherwise, be a proper sentence for their cooperation with
the authorities. The reduction in sentence is given primarily for public policy
purposes to encourage offenders to facilitate the administration of justice. The
Court also recognised a second exception for that category of case in which the
offender will suffer substantially greater hardship by reason of the exacerbation of
his or her physiological or psychological infirmities caused by the inherent
elements of the prison regime.
23 Some authorities have also exempted from the general rule prisoners who are
detained in protective custody for other reasons, and those prisoners who have
endured lockdown regimes.3 In R v Males,4 a question arose as to whether
protective custody necessitated by the prisoner’s own conduct in prison was
mitigatory, but the issue was not resolved.
24 In Mooney v Western Australia,5 the Court of Appeal held that the sentencing
Judge was entitled to take into account in mitigation of sentence, the circumstance
that the offender, who had been convicted of aggravated armed robbery, would
remain a high security prisoner throughout his sentence because he was to be
deported on completion of his sentence.
25 In R v Liddy (No 2),6 the Full Court of this Court recognised that the detention
of a former Magistrate in protective custody in order to guard against violence by
other prisoners who were outraged by the abhorrent nature of his sexual offending
and/or simply because he was a former Magistrate, may not be mitigatory. In that
case, Mullighan J said:7
2 (2008) 102 SASR 233.
3 DPP (Vic) v Faure (2005) 12 VR 115 Faure suffered from very poor health and the judgments do not
disclose whether the lockdowns were prison wide or limited to divisions in which Faure was held. A
prosecution appeal was dismissed in part by reason of Faure’s ill health and the lockdown; Tognolini v
The Queen [2012] VSCA 311 The appellant was a sexual offender who was associated with an outlaw
motorcycle gang. The lockdown were a feature of his protective custody. The extremely onerous
conditions of his imprisonment were taken to mitigate sentence.
4 [2007] VSCA 302.
5 [2007] WASCA 54.
6 (2002) 84 SASR 231.
7 (2002) 84 SASR 231 at [117].
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The Court of Criminal Appeal of New South Wales reconsidered the sentence in R v AB
(No 2) (2000) 117 A Crim R 473. Barr J, with whom Spigelman CJ agreed, noted the
danger that the offender would face in prison, that he would have to be kept away from the
ordinary prison population and that his movements would be restricted. He acknowledged
that the offender is entitled to additional consideration because he will find his sentence
harder to serve than would otherwise be the case: at 495. He included that consideration
along with the consideration for other matters such as the plea of guilty and the attitude to
extradition in the 25 per cent discount which he allowed. He did not specify what
proportion of the discount he applied for the hardship ground. O’Keefe J, who was in the
minority, referred to cases where sentences were reduced for informers or others who had
cooperated with the authorities and went on to say (at 479):
“In the light of these decisions the appellant is entitled, in addition to other discounts
that may be applicable and appropriate, to a further discount on the basis of his
cooperation with the authorities in revealing offences which would not otherwise
have come to notice and because of the circumstances of his incarceration. As Kirby
J indicated, this last-mentioned matter is one which might not have been given as
much weight as it deserved, suggesting that of itself it calls for some real and
measurable weight to be given to it.”
And later (at 483):
“There is then the further factor identified by Kirby J and dealt with both in the
English and Australian cases, namely, the character of the incarceration of the
appellant because of the problems he is likely to encounter within the prison system.
Whether the prisoner be an informer, or a sexual offender against young children, is
not to the point. The end situation is the same for each category. Each category of
prisoner requires special circumstances of imprisonment. The offenders have to be
isolated, kept in circumstances of virtual solitary confinement. If the offenders are
not so kept (and perhaps even if they are) they will be subjected to threats against
their lives, with consequent fear that such threats will be implemented. That fear
will not of necessity be removed entirely by special circumstances of imprisonment.
This is a factor for which, in accordance with the authorities referred to above and
the reasons of the majority of the High Court which this Court is directed to apply,
an additional discount should be made.”
I regret that I am unable to accept the proposition that the reason for the harsh conditions
in custody is not to the point. Informers and others who cooperate with the police usually
provide benefits to the community in that offenders may be brought to justice and that is
often, although not always, cogent evidence of remorse and contrition. However, there are
no such benefits to society in the circumstances of cases such as the present case.
26 In Liddy Gray J observed:8
Making an allowance for an unduly harsh prison regime creates considerable difficulty.
Such an approach may lead to a court participating in both law enforcement and the
administration of prisons. The latter is traditionally a matter for a different arm of
government. A consideration of the doctrine of the separation of powers suggests that
involvement of this kind by the courts is inappropriate.
8 (2002) 84 SASR 231 at [207].
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[2023] SASCA 122 Kourakis CJ
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27 Gray J did not go so far as to hold that the hardship suffered by the appellant
could have no mitigatory effect saying only that it was much less than in the case
of an informer or a prisoner who was substantially disabled by a medical condition.
28 Gray J observed that prisoners in protective custody can not expect to receive
privileges enjoyed by other prisoners.9 Put in another way the executive
government cannot be expected to build and manage prisons in which all prisoners
can enjoy the same privileges irrespective of the challenges in maintaining
appropriate security. It is difficult to see a principled foundation on which
sentencing courts could generally reduce sentences which would otherwise be
appropriate because the executive government does not operate prisons which both
maintain the required levels of security and provide the same privileges to all
prisoners.
29 Williams J held that a paedophile is not entitled to a reduction because of the
attitude of other prisoners to his crime, but that there may be ‘an extreme point’
where hardship will attract some discount.10 His Honour also observed that the
appellant could expect no reduction insofar as protection was necessary, he was
formerly a Magistrate because he abused that office to create the opportunity to
commit the offences.
30 I make this further observation. It is an important sentencing purpose to
isolate an offender from the community for a period of time in order to protect the
community from re-offending. However, if the exception from the general rule
identified in Partridge is extended to prisoners in protective custody because of
the nature of their crime, it would seem to follow that the more abhorrent the crime
the greater will be the necessary protective measures and therefore the hardship of
imprisonment. It is an unacceptable paradox arising from such an extension that
the more dangerous perpetrators of such crimes would receive proportionately
greater reductions in their sentences.
31 In AB v The Queen, Kirby J observed:11
[I]t is well recognised in England and in Australia that every year in protective custody is
equivalent to a significantly longer loss of liberty under the ordinary conditions of prison.
(Footnote omitted)
32 Those remarks were referred to with approval in Milenkovski v Western
Australia.12 However, an examination of the authorities referred to by Kirby J
shows that the conversion is not evidence based. In R v Davies13 the English Court
of Appeal observed that we ‘are told … it is perfectly good sense’ that every year
in protection custody is the equivalent to some eighteen months or two years a
9 (2002) 84 SASR 231 at [197].
10 (2002) 84 SASR 231 at [146].
11 (1999) 198 CLR 111.
12 (2014) 238 A Crim R 535 at [109].
13 R v Davies (1978) 68 Cr App R 319.
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9
happier atmosphere. The nature of the conditions of custody of the informer in
that case were solitary confinement. What is meant by happier conditions is not
revealed, nor is the matrix by which the conversion rate is calculated.
33 The decision in R v Davies was referred to in R v Cartwright,14 on an appeal
against sentence imposed by a drug trafficker who had assisted police, in which
Hunt and Badgery-Parker JJ observed:
In R v Davies (at 322) the English Court of Appeal suggested that every year which the
appellant was to serve his sentence under conditions of solitary confinement (described as
being ‘intense severity’) was the equivalent of eighteen months to two years under normal
discipline in gaol. That gives some idea of the discomforts involved. Complaint is made
in the present case that the judge, by describing this factor as one which ‘may’ be taken
into account to a ‘lesser’ extent, erroneously downgraded the weight to be given to it and
that he wrongly assumed a discretion as to whether he should give it any weight at all. The
use of the adjective ‘lesser’ was perhaps unfortunate and there is no doubt that this is a
factor which must be taken into account, but there is also no doubt that the judge did in fact
take it into account in the present case. Reference had been made in the evidence of police
officers to the applicant’s incarceration in a segregation unit for his own protection, and the
judge adopted as his approach a statement from the judgment of Burt CJ in R v Hayes that
this factor was not to be overlooked. As to whether sufficient weight was given by the
judge to this factor is a question to which we will return.
34 It is, with respect, unhelpful to venture a universal conversion rate when the
conditions of protective custody regimes may vary as greatly as the reasons which
prompt prison authorities to accommodate a prisoner in protective custody. The
adoption of a universal formula was deprecated by the Court of Appeal of New
South Wales in Clinton v R.15
35 The seminal authority on how the risk of physical violence in prison may be
taken into account in sentencing an offender is York v The Queen.16 It is necessary
to carefully identify the ratio of the Court’s decision in York, because it appears to
me that subsequent decisions have, with respect, mistakenly taken some widely
expressed observations made by McHugh J to constitute the essential and
dispositive reasoning of the Court.
36 In York, the High Court considered the weight which could be accorded to
the risk that a police informer would be killed or seriously harmed if imprisoned
in the context of a prosecution appeal on the ground that a suspended sentence of
imprisonment was manifestly inadequate. Ms York was sentenced to a period of
five years imprisonment, suspended, on her convictions on one count of trafficking
in a dangerous drug and several other related drug offences. The sentencing Judge
was informed by a senior police officer that Ms York had given substantial
assistance in the prosecution of a major drug dealer for an execution-style murder,
even though serious threats had been made against her. The sentencing Judge was
informed that threats had, and were likely to continue, to be made against Ms York
14 R v Cartwright (1989) 17 NSWLR 243 at 255.
15 [2009] NSWCCA 276 at [20].
16 (2005) 225 CLR 466.
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and found that there was a very high risk of retributive violence against Ms York
and, indeed, that there was a very real danger that she would be killed, if she were
to be imprisoned. The Judge’s finding was based on evidence that the drug dealer
against whom she had informed had contacted his associates in the Brisbane
Women’s Correctional Centre and had encouraged them to inflict serious harm on
Ms York. The Judge sentenced Ms York to five years imprisonment, after
commencing with a notional sentence of 10 to 12 years, having regard to
Ms York’s cooperation and her early plea of guilty and her personal factors, but
wholly suspended that term of imprisonment.
37 The Attorney-General appealed against the sentence on the sole ground that
it was manifestly inadequate. The Court of Appeal adjourned the appeal in order
to obtain further evidence in the hope of quantifying the risk to Ms York in prison.
A majority of the Court of Appeal allowed the Attorney’s appeal on the ground
that it was manifestly inadequate, and sentenced Ms York to the same head
sentence of five years imprisonment, but ordered that it be only partially suspended
after she had served two years. Ms York appealed to the High Court. On her
appeal, the Attorney-General accepted that the decision of the Court of Appeal
could only stand if the Attorney-General made good the ground that the sentence
first imposed was manifestly inadequate.
38 The High Court unanimously held that the Court of Appeal erred in finding
that the sentence was manifestly excessive and ordered the dismissal of the appeal
brought against the sentence imposed by the sentencing Judge. The Court also
unanimously deprecated the attempt to obtain evidential material which might
quantify the risk to the safety of Ms York.
39 It is necessary to observe at the outset that the ratio of the Court’s decision is
necessarily confined by two significant elements. First, the case fell within the
well-established category of a police informer. Secondly, the question was
whether the suspension, not the length, of imprisonment, rendered the sentence
manifestly inadequate.
40 Gleeson CJ observed that it is ‘common sentencing practice’ to extend,
sometimes substantial, leniency to offenders who have assisted the police by taking
into account any threat to the offender’s safety, the conditions under which the
offender will have to serve the sentence in order to reduce that risk, and the steps
that would need to be taken to protect the offender when released.
41 Gleeson CJ succinctly observed that it is ‘one thing for a court to hear
evidence of the circumstances in which a person will serve a term of
imprisonment’, but that it is ‘another thing to set out to investigate the executive
government’s capacity to discharge its obligations of taking proper care of people
in its custody’.17 Gleeson CJ expressed the view that any enquiry into the prospects
17 (2005) 225 CLR 466 at [5].
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of success of a conspiracy to cause harm in prison ‘is, in most cases, unlikely to
lead to a clear conclusion’.18 His Honour continued:19
For some offenders, prisons are dangerous places. It is the responsibility of the executive
branch of government, in whose custody prisoners are placed, to take reasonable steps to
minimise the danger. In dealing with questions of sentence, a court may need to know of
any special circumstances of confinement that will be involved. But it is difficult for a
court to measure the prospects of success of a criminal enterprise.
(Emphasis added)
42 Gleeson CJ allowed the appeal because he was not persuaded that in all of
the circumstances, including the grave risk to Ms York if imprisoned, the
suspended sentence was manifestly inadequate.
43 It is convenient to address at this point why it appears to me to be significant
that the issue in York was whether the suspension, and not the term of the sentence,
rendered it manifestly inadequate. In cases in which the question is to suspend a
sentence of imprisonment, there is no conceptual difficulty in having regard to the
risks of harm to the offender if he or she is imprisoned for at least two reasons.
First, no precision in quantification of the risk that other prisoners will commit
offences of violence is required. The avoidance of any risk of harm in prison may
sufficiently tip the scale towards suspension, if it is otherwise appropriate, to
exercise the discretion favourably. Secondly, and relatedly, there can be no
complaint that the sentencing court is influenced by its own assessment of the
adequacy of the executive’s management of its prisons.
44 McHugh J recognised that the dispositive issue was whether the conclusion
of the Court of Appeal that the suspended sentence was manifestly inadequate was
correct, but framed the decisive question on that issue to be whether the Judge was
correct to take into account that there was a grave risk that Ms York might be killed
or seriously harmed by other prisoners while she was in custody.
45 McHugh J reasoned that because the common law was equally concerned for
the physical safety of each citizen, it is appropriate for a sentencing Judge to take
into account a grave risk that a convicted criminal could be killed or harmed in
gaol. McHugh J concluded from that general principle that a ‘sentencing judge
must endeavour not only to protect society from the risk of a convicted criminal
re-offending but also to protect the convicted criminal from the risk of other
prisoners re-offending while in jail’.20 Even though McHugh J stated the principle
in wide terms which extended beyond the special category of informer, his Honour
accepted that the weight to be given to the risk depended on all of the
circumstances of the case, including the likelihood if its occurrence. McHugh J
rejected the reasoning of the Court of Appeal to the effect that to suspend the
sentence by reason of the threats made against Ms York by criminals would
18 (2005) 225 CLR 466 at [5].
19 (2005) 225 CLR 466 at [5].
20 (2005) 225 CLR 466 at [22].
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undermine the criminal justice system, and its criticism of the Judge’s approach as
one which ‘bow[ed] to pressure from criminals’.21
46 McHugh J placed an important limit on the duty of a sentencing judge’s
endeavour to protect a convicted criminal from violence in prison:22
Where a threat exists — as it often does in the case of informers and sex offenders —
recommendations that the sentence be served in protective custody will usually discharge
the judge’s duty. Here the learned sentencing judge concluded on persuasive evidence that
no part of the Queensland prison system could be made safe for Mrs York.
47 With respect, the relationship between the exercise of the sentencing power
and the discharge of a duty by making a recommendation on how a prisoner should
be detained is not obvious to me. Nor is it obvious how a recommendation to that
effect can have any legal effect under the statutory regimes which govern prisons.
48 Hayne J agreed with the proposition that any attempt to measure the extent
of risk to Ms York was bound to fail for the reasons given by Gleeson CJ, noting
that execution of sentences of imprisonment passed by the Courts, and caring for
prisoners under sentences are tasks committed to the executive arm of government
and regulated, for the most part, by legislation.
49 Hayne J held that the conditions of detention were a relevant consideration,
at least when ‘those conditions … are more onerous than … conditions undergone
by other prisoners’.23 All of the authorities, save one, cited by Hayne J in support
of the proposition concerned the sentencing of informers. The remaining case was
the decision in R v Laws in which the risk of assault of a popular and influential
radio announcer, and law and order campaigner, was found to warrant a simple
bond instead of periodic detention. Hayne J continued:24
And in this case, it was well open to the primary judge to conclude that the “very high” risk
of physical harm to the offender in prison would not only affect the conditions under which
she would serve a sentence but also be likely to lead to radically different consequences for
the appellant from the consequences of imprisonment for other prisoners.
50 Callinan and Heydon JJ also framed the question before them to be whether
the Court of Appeal had erred in finding manifest inadequacy and proceeded from
the incontrovertible finding of the Judge there was a very real risk of retributive
violence against Ms York. The reasons for their Honours’ conclusion was that the
Court of Appeal had erred appear in the penultimate paragraph of their reasons. I
set out paragraph [68] of York.25
This is not to identify sentencing error on the part of the trial judge, but to express a hope
that the facts will turn out to be different from the uncontradicted, plausible and therefore
21 (2005) 225 CLR 466 at [31].
22 (2005) 225 CLR 466 at [32].
23 (2005) 225 CLR 466 at [38].
24 (2005) 225 CLR 466 at [38].
25 (2005) 225 CLR 466 at [68].
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compelling evidence as to them which was accepted and relied on by the trial judge. This
is so even if ‘must’ were intended in the passage quoted, to mean ‘should’. If the
responsible authorities choose not to, or are unable to respond to the risks proved in a case,
courts can and will be left with the impression, as the sentencing judge was here, that those
authorities are indifferent to, or insufficiently concerned for the physical safety of
incarcerated persons. The imposition of a sentence of a shorter duration, because of the
risks to the appellant's safety, than would otherwise be imposed, can do nothing to meet or
reduce those risks except the period of exposure to them. The unusually strong and
uncontradicted evidence in this case made it a special one. In those circumstances there
was no sufficient basis for interference with the primary judge's sentencing discretion.
(Emphasis added)
51 As can be seen from the underlined sentence, Callinan and Heydon JJ
distinguished between suspending a sentence of imprisonment and reducing the
term of that imprisonment, because in the latter case only the period of exposure
to the risk would be reduced.
52 In that respect the decision in York bears some similarity to the result and
reasoning in R v Laws (No 2)26 to which I earlier referred. In that case the risk of
personal injury, or worse, was taken into account in placing Mr Laws on a bond
instead of periodic detention because prisoners so detained were not segregated.
Before turning to some recent authorities, which have considered York, it should
be noted that even though York was decided some three years before the decision
of the Full Court of this State, in Partridge, it was not cited. However, the decision
in Partridge is consistent with my identification of the determinative reasoning in
York.
53 In Richardson v R,27 the Court of Appeal gave permission to appeal against
sentences imposed on a former law enforcement officer for offences of domestic
violence but dismissed the appeal. Relying on the decision in York, Johnson J
accepted that the safety of an offender in prison is, generally, a relevant matter to
take into account when passing sentence but his Honour acknowledged that it was
the responsibility of the executive arm of government to minimise the danger to
inmates, and that recommendations that the sentence be served in protective
custody will usually discharge a sentencing judge’s duty. Johnson J also referred
to New South Wales v Bujdoso, a decision of the High Court which affirmed the
duty of care owed by prison authorities to safeguard prisoners against assaults by
their fellow inmates. In Bujdoso the Court said:28
… In a prison, the prison authority is charged with the custody and care of persons
involuntarily held there. Violence is, to a lesser or a greater degree, often on the cards. No
one except the authority can protect a target from the violence of other inmates. Many of
the people in prisons are there precisely because they present a danger, often a physical
danger, to the community. It is also notorious that without close supervision some of the
prisoners would do grave physical injury to other prisoners. …
26 [2000] NSWSC 885; (2000) 116 A Crim R 70.
27 [2021] NSWCCA 304.
28 (2005) 227 CLR 1 at [44].
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54 The decision in Bujdoso shows that the law of negligence provides a control
mechanism by which the executive can be held to account for failing in their duty
to protect prisoners. The existence of that control mechanism is good reason not
to review or evaluate the executive’s management of prisons in the exercise of the
sentencing power.
55 In Barry v Western Australia,29 on an appeal on the ground of sentencing
disparity with a co-offender, Buss, Mazza and Newnes JJA held that it was proper
for the sentencing judge to take into account that the appellant’s co-offender would
be held in protective custody because of his position as Sergeant-at-Arms of a
motorcycle gang. The offence was demanding money with menaces arising out of
the co-offender’s membership of the motorcycle gang. On that ground, Newnes
JA dismissed the appellant’s complaint of disparity between his sentence and that
imposed on the Sergeant-at-Arms. Buss and Mazza JJA allowed the appeal
because, even after taking into account the ‘harder’ time which would be served
by the Sergeant-at-Arms, the sentences did not adequately reflect the appellant’s
lesser role.
56 With respect, the factual circumstances in Barry expose how problematic an
extension of the informer exception is. The sense of grievance of an offender can
only be exacerbated if the explanation for the relatively benevolent treatment of
his co-offender is the imposition of a protective regime necessitated by his higher
role in the criminal organisation out of which the offending arose. Members of the
public would also, very reasonably, feel some unease about such an approach.
57 It is important to observe that the test for reduction on account of hardship is
a relative one which focuses on the additional burden over and above that carried
by the prison population generally. The test is relative because the general
conditions of imprisonment are a matter for the executive government. For that
reason, the hardship caused by a failure of prison authorities to provide prisoners
generally with medical treatment of the same standard as that which might be
accessed in the community does not warrant a sentence reduction. The same
principle must apply to the general conditions of detention calculated to segregate
prisoners according to their security rating and risk profile.
58 In Milenkovski v Western Australia30 the Court of Appeal again considered
the weight which should be given to the circumstance that a member of an outlaw
motorcycle gang convicted of drug trafficking would be kept in protective custody
to guard against the risk of assault from a member of rival gangs.
59 After a survey of the authorities Buss JA distilled the following principles.
152 First, the fact that an offender has served or is likely to serve at least part of a term
of imprisonment in conditions that are materially more arduous than those applicable
29 [2012] WASCA 175.
30 (2014) 238 A Crim R 535.
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to the general prison population is a factor to be taken into account in the
determination of the sentence.
153 Secondly, if it is submitted, accepted or otherwise apparent at the sentencing hearing
that an offender has been or is likely to be held in custody under conditions that are,
at least in some respects, materially more arduous than those applicable to the
general prison population, the prosecutor and defence counsel should provide the
sentencing judge with all available information as to:
(a) the facts and circumstances of the offender's detention in custody;
(b) how those facts and circumstances differ from the facts and circumstances
applicable to the general prison population; and
(c) the nature and extent of any consequential hardship or benefit to the offender.
154 Thirdly, the weight to be given in the sentencing outcome to an offender's detention
under conditions that have been or are likely to be materially more arduous than
those applicable to the general prison population will depend on all the facts and
circumstances of the case including, for example, the reasons why the offender
required or is likely to require protection and the duration or likely duration of the
materially more arduous conditions. Plainly, any benefits to the offender, as well as
the hardships, from the special nature of the offender's detention must be taken into
account.
155 Fourthly, greater leniency or a larger discount will ordinarily be given to an offender
who is at risk of reprisals from other criminals held in prison because of the
offender's cooperation with law enforcement authorities than an offender who is at
risk of reprisals because of grudges arising in the context of the illegal activities of
rival criminal gangs. The reason for this difference in treatment lies in the public
policy rationale for allowing leniency or a discount for cooperation with law
enforcement authorities, namely the demonstration of genuine remorse and apparent
rehabilitation and, also, the public interest in the detection and successful prosecution
of crime. This rationale is absent where the risk to the offender is attributable to
grudges of the kind I have mentioned.
156 Also, greater leniency or a larger discount will ordinarily be given where the
materially more arduous conditions have caused or exacerbated an offender's
physical or mental illness or disability than where those conditions have not had that
deleterious effect on an offender.
157 Fifthly, the justification for allowing an offender some leniency or a discount where
he or she has been or is likely to be held in custody under conditions that are
materially more arduous than those applicable to the general prison population is that
time spent in custody under materially harsher or more onerous circumstances is, in
general, equivalent, in evaluating the sentencing objectives of punishment,
denunciation, personal deterrence and general deterrence, to a longer period in
custody under materially less harsh or onerous circumstances.
60 For the reasons I have given, at least in South Australia, the two categories
mentioned in [155] and [156] are the only, so far recognised, categories in which
a reduction will generally be made on account of uncommonly harsh conditions or
significant risks to a prisoner’s safety. It is not a matter of simply giving greater
weight in some cases than in others. Moreover, it is my view clearer guidance is
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required to avoid the problematic aspects and sometimes paradoxical result of
treating the reasons for protective custody as going only to the matter of weight.
61 Respectfully I consider it to be plain that there cannot be a general rule to the
effect of [152] and [157] of the reasons of Buss J. It is not obvious to me how it
can be proper to consider the nature of the conditions of imprisonment for the
purpose of evaluating the length of the term of imprisonment which may satisfy
the sentencing objectives of punishment and personal deterrence. The penalty
prescribed at the foot of statutory offence provisions does no more than prescribe
the maximum term. It makes no reference to the conditions of imprisonment. The
statutory delineation between simple imprisonment and imprisonment ‘with hard
labour’ has long been abolished.31 The penalty provision does not allow for
different sentencing regimes based on prison conditions. Orders of the Court
imposing imprisonment assign the detention of offenders to the executive on such
conditions as it chooses to provide.
62 The centrality of the requirement, that the burden of imprisonment will not
mitigate a sentence unless it is relatively and significantly heavier than the burden
on the general prison population, reveals something about the underlying rationale
for the principle and its limits.
63 If the peculiar burden was a sufficient justification to reduce a sentence, by
way of a re-evaluation of the term necessary to meet the demands of punishment
and personal deterrence, it would mean that a senior member of a criminal
organisation requiring protection for reprisal should receive the same downward
adjustment as that of his associate who has facilitated his prosecution.
64 Moreover, if that were the proper approach, longitudinal changes over time,
either by way of an enlightened improvement in general prison conditions, or a
deterioration due to overcrowding, would require the periodical calibration of
sentencing tariffs by sentencing courts. The result would be that an offender
sentenced with no reduction when prison conditions were favourable might
complete that sentence when the conditions had deteriorated alongside a
subsequently sentenced prisoner whose sentence had been reduced. No such
suggestion has ever been made. On the contrary, the focus in the authorities is on
the relativity of burdens between serving prisoners.
65 As to the personal deterrence, it is far too subtle an exercise to relate the
burden of imprisonment with the effectiveness of personal deterrence which is
affected by so many other strong drivers. Moreover, it would mean that some
incalcitrant recidivists would receive no, or a much smaller, reduction than other
prisoners suffering the same unusually burdensome condition.
31 Criminal Law Act 1776 (16 Geo. 3 c. 43); Penal Servitude Act 1853 (16 & 17 Vict. C. 99); Criminal
Justice Administration Act 1914 UK; Research 1948 (UK) Australian equivalents
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66 Finally, as I have already observed, that approach fails to recognise that the
sentencing objective of community protection may effectively overwhelm the
reduction.
67 The problematic nature of a justification based on an adjustment of what is
necessary to meet sentencing objectives suggests that rationale for reducing an
especially burdensome term of imprisonment lies in the unfairness in the offender
enduring those burdens having regard to the reasons for imposing them.
68 In the case of informers, that unfairness is obvious enough because the
burden is directly related to risk of serious harm to which they have exposed
themselves by acting in the public interest. In the case of offenders with serious
physiological or psychological impairments, the unfairness is analogous to
discrimination against disabled persons in the community generally. For law
enforcement officers and the like, whose offences are not related to their office, it
is unfair that they should carry the burden which arises from the need to protect
them from reprisals on account of their public service.
69 On the other hand, there is no relevant unfairness in mitigating the term of
imprisonment of offenders if their peculiar burden arises from the special prison
security measures necessitated by the very nature of their crime.
70 It can be accepted that the conditions in which an offender will serve a
sentence of imprisonment, and the possible consequences on the prisoner serving
that sentence, are always a relevant consideration in the sense that an evaluation
of those matters may reveal a good reason to mitigate the sentence that would
otherwise be imposed. However, whether or not those conditions or consequences
will, after a proper evaluation, mitigate the sentence does not have a simple answer.
In the case of the hardship and possible consequences of imprisonment for prison
informers the answer given by the authorities is clearly yes, largely for public
policy reasons. In cases in which the conditions of imprisonment will visit
significantly greater hardships or consequences on the offender than on other
prisoners through no fault of his or her own, the answer again is generally yes. The
category of prisoners who will suffer substantially greater hardship by reason of
the operation of the inherent elements of imprisonment on their physical or
psychological infirmities32 serves as an example.
71 However, if the burden of imprisonment and its possible consequences can
be attributed to the misconduct of the offender, the answer in this state is generally
no. Equally if the burden or possible adverse consequences are an inherent result
of the management of prison security by the executive arm of government, the
answer, again, is generally no.
72 I acknowledge that many interstate authorities have generally taken a
different approach. However, that approach does not appear to have been
32 R v Smith (1987) 44 SASR 587.
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contested and its problematic application has not been considered. Moreover, the
decision of this State’s Full Court in Liddy is inconsistent with a general rule that
especially burdensome prison conditions designed to protect a prisoner from
attacks motivated by his abhorrent offending will mitigate the sentence.
Respectfully I am of the opinion, in the absence of any consideration by the
interstate authorities of the matters to which I have referred, that there is no general
rule such as that which they have applied.
73 The sentencing Judge’s concern was for the welfare of Mr Lian because he
was at risk of sexual assault. Her Honour’s response was a humane one, which
many would share. The Judge was also correct to observe that a sentence of
imprisonment is not intended to deprive prisoners of all human dignity.
74 However, the often reported and, importantly, authoritatively stated
principle, that the protection of prisoners is a matter for the executive government
and, in particular, the Department for Correctional Services, is not an empty
mantra. It is a fundamental principle of sentencing, delineating the respective
limits of the responsibilities of the judicial and executive arms of government. If
it were sufficient for a sentence to be substantially reduced, that the offender
merely be at ‘real risk’ of sexual assault, then many prisoners who are not sexually
assaulted whilst imprisoned would benefit from unwarranted leniency.
75 If the courts were to regularly reduce sentences, other than in the recognised
categories, for the possibility that prison authorities might fail in their duty, or that
criminal acts might still be committed by other prisoners even though the
authorities have done all that it is reasonably practicable to do, then the balancing
of the competing sentencing criteria would be distorted. General deterrence and
the protection of the public from recidivist behaviour would be compromised.
76 It would be a deplorable state of affairs if prison authorities ignored their
common law duty to protect all prisoners from sexual abuse. However, no
evidentiary material was presented in this case to suggest that they fail to take all
reasonably practicable measures to protect prisoners. Assaults committed, despite
the proper discharge of that duty, are, nonetheless, a tragic misfortune resulting
from the need to imprison some offenders.
77 Responsibility for the protection of the human dignity of prisoners must rest
with the executive government which is ultimately accountable to the public. I
acknowledge the imperfect nature of that accountability in our system of
responsible government. Nonetheless, the public expects that each arm of
government will hold to its proper role. The judiciary has no mandate to modify,
and possibly distort the exercise of its sentencing powers, by taking into account
the difficulties encountered in protecting prisoners which it is the responsibility of
the executive to manage.
78 There are no grounds particular to Mr Lian on which to reduce his sentence
having regard to the general rules which I have adumbrated.
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79 The Judge expressly departed from a reasoned application of legal principle
and preferred the guidance of her Honour’s own conscience. For the reasons I
have given, even though the conditions of an offenders imprisonment are always
relevant, whether or not they can mitigate the length of a term of imprisonment
must be determined in accordance with the general rules which I have set out in
[68]-[71] above. The Director has established the error complained on in Ground
1. Ground 2 is made out for the reasons given in [18] above.
Ground 3 – Visa cancellation
80 The Judge had regard to the anticipated cancellation of Mr Lian’s visa in this
way:
I accept that Mr Simmons is an expert in this area and I accept the expert opinions of
Mr Simmons as I have summarised. Mr Simmons was careful in his report to identify those
outcomes which were entirely speculative. Accordingly, I will take into account the fact
that any sentence of imprisonment that I impose for this offence will result in your visa
being cancelled. Unless and until your visa cancellation is revoked you will not be released
on parole into the community but will be held in immigration detention for the balance of
your parole period and thereafter until such time as the process of overturning your visa
has concluded. Although the period that you will be in immigration detention cannot be
determined, it is likely to be lengthy. If deported, you will be permanently excluded from
Australia where your immediate family lives.
81 The statutory cancellation of the respondent’s visa was a relevant
consideration because the cancellation was a statutory certainty. True it is that it
is only possible to speculate about the consequence of that cancellation, but in the
exercise of the sentencing discretions, competing contingencies and possibilities
are often factored into the ultimate result. The Judge therefore did not err in having
regard to the possible consequences of the cancellation of Mr Lian’s visa. I would
dismiss the appeal on Ground 3.
82 However, the additional detention which might be visited on Mr Lian and the
hardship he might suffer if he were deported, could not justify a substantial
reduction, reflecting the length of that detention, in what would otherwise be a
proportionate sentence. That is so for two reasons. First, even though the visa
cancellation is a statutory certainty, the way in which the Minister would exercise
its discretion cannot be known. Secondly, the adverse consequences of an
unfavourable exercise of the discretion are not imposed by way of penalty, but in
the enforcement of Australian migration law calculated to protect the Australian
community. Moreover, in sentencing for offences of this kind in which general
deterrence, and the associated protection of children is of primary importance, only
a minor adjustment could ever be justified. Accordingly, the cancellation of
Mr Lian’s visa is incapable of justifying a sentence which falls so far below the
range of sentences otherwise appropriate for offending of this kind.
Ground 4 - Imprisonment of Young Offenders
83 The Judge proffered as a reason for extending leniency to Mr Lian ‘the
well-established principle’ that for a young first-time offender going to gaol is
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likely to impair rather than improve a young offender’s prospects of rehabilitation.
The following authorities show that there is no such principle of universal and
unqualified application. The source of the Judge’s remarks appear to be the
following passages from the judgment of Hinton J, with whom Blue and Stanley JJ
agreed, in R v Williams.33
[39] In the present case, the combination of youth, intoxication, and mental illness serve
to temper the demands of general deterrence and condign punishment.
[40] Starting with youth. It is to be recalled that the applicant had only just turned
18 when he committed the aggravated robbery and was barely 18 ½ when he
breached the conditions of his bail and robbed the service station.
[41] In Azzopardi v The Queen Redlich JA, with whom Coghlan and Macaulay AJA
agreed, set out the principles applicable to sentencing a young adult. Firstly, the
common law understands that young offenders, being immature, are “more prone to
ill-considered or rash decisions”. They “may lack the degree of insight, judgment
and self-control that is possessed by an adult” and may not fully appreciate the
nature, seriousness and consequences of their criminal conduct.
[42] Secondly, the common law accepts that there is greater “potential for young
offenders to be redeemed and rehabilitated”. This is because they are still at a stage
of mental and emotional development that is capable of being positively influenced
and changed. The rehabilitation of young offenders is one of the objectives of the
criminal law and, done effectively, may protect the community from further
offending.
[43] Thirdly, regard must be had to the impact that incarceration in an adult prison can
have on a young offender. As acknowledged in The Queen v McGaffin, such an
experience will more likely impede, rather than improve, the offender’s prospects of
successful rehabilitation. While in prison a youthful offender will be exposed to
corrupting influences that may further entrench their criminal behaviour or
exacerbate anti-social tendencies. To expose the youthful offender to such
influences runs contrary to the purpose for which punishment is imposed. Self-
evidently, the potentially detrimental effect of adult prison on a youth offender has
adverse flow-on consequences for the community.
[44] Redlich JA also acknowledged that there remains a need to balance the mitigating
influence of an offender’s youth with the increased need for deterrence in the case
of very serious violent offending. …
(Citations omitted)
84 The reasons given and observations made by a court must always be
understood in their factual and litigation context. The appellant’s complaint in
Williams was that a sentence of 6 years and 4 months, for which a non-parole
period of 12 months was fixed, for two offences of robbery was manifestly
excessive and that the sentence should have been suspended. The appeal was
dismissed even though the appellant had not previously been sentenced to
imprisonment. The observation made in paragraph [43] is no more than a reference
33 [2018] SASCFC 14 at [39]-[44].
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to one of several considerations anticipated in [39] to which a court must have
regard, and which ‘temper the demands of general deterrence and condign
punishment’.34
85 The principle that rehabilitation is a prominent consideration when a young
person is before a sentencing court as an adult for the first time, can be traced back
to the observations of Bray CJ in Arnold v Samuels, where Bray CJ observed that:35
It cannot be that all the considerations which have induced the law to make special efforts
to reclaim youthful offenders disappear magically as the clock strikes twelve at midnight
on the day before the offender’s eighteenth birthday.
86 That approach was applied more generally to youth in R v Weaver.36
However, shortly thereafter in The Queen v Smith,37 Bray CJ made it plain that the
Court in Weaver never meant to say that youthful offenders should never be
sentenced to imprisonment.
87 The reasons for judgment of White J in R v McGaffin38 are to the same effect:
The youth of an offender who has attained the statutory age of majority is usually regarded
as a mitigatory factor in sentencing. This may be because courts recognise that the young
and immature are more prone to ill-considered or rash decisions; or because they consider
young offenders may not have appreciated fully the nature, seriousness and consequences
of the criminality involved in their conduct; or because they recognise the potential for
young offenders to be redeemed and rehabilitated; or because they consider that the effect
of incarceration in an adult prison is likely to impair, rather than improve, the offender’s
prospects of a successful rehabilitation. Thus, in R v Carroll, King CJ spoke of the courts
being “inclined to mercy in the case of young people facing prison for the first time”. In
R v Mills Batt JA endorsed the following propositions concerning the sentencing of youth
offenders:
(i) Youth of an offender, particularly a first offender, should be a primary consideration
for a sentencing court where that matter properly arises.
(ii) In the case of a youthful offender rehabilitation is usually far more important than
general deterrence. This is because punishment may in fact lead to further offending.
Thus, for example, individualised treatment focussing on rehabilitation is to be
preferred. (Rehabilitation benefits the community as well as the offender).
(iii) A youthful offender is not to be sent to an adult prison if such a disposition can be
avoided, especially if he is beginning to appreciate the effect of his past criminality.
The benchmark for what is serious as justifying adult imprisonment may be quite
high in the case of a youthful offender; and, where the offender has not previously
been incarcerated, a shorter period of imprisonment may be justified. …
(Citations omitted)
34 [2018] SASCFC 14 at [39].
35 (1972) 3 SASR 585 at 596.
36 (1973) 6 SASR 265 at 267.
37 (1975) 12 SASR 8 at 9.
38 (2010) 206 A Crim R 188 at [69].
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88 It is important to bear in mind that the observations of White J were made by
way of explication of the reasons for a sentencing court’s inclination to mercy in
the case of young persons facing imprisonment for the first time. The observations
made by White J, in that particular context, should not be understood to state, as a
universally applicable finding of fact, that imprisonment is always likely to impair
the rehabilitation of a young offender.
89 It can be accepted in that respect that there are real risks that imprisonment
for the first time of a young offender with older incalcitrant offenders will generate
resentment and expose a young offender to anti-social attitudes, and associates,
which will hinder his or her rehabilitation in the longer term. However, the
‘well-established principle’ is only that the youth of an offender is ‘… usually
regarded as a mitigatory factor in sentencing’. One aspect of the application of
that principle, which will invariably depend on the circumstances of the particular
offence and offender, may be the mitigation of a sentence, in part, due to the
possible adverse impact of incarceration on a young offender’s prospects of
rehabilitation.
90 Moreover, as trite as it is, it is necessary to observe that rehabilitation is just
one of the competing purposes of sentencing. General deterrence will limit the
degree to which a sentence, even for a young offender who has not before been
imprisoned, may be ameliorated. When imprisonment must be imposed, with the
consequence that a young offender will be exposed at least for some time to a
prison culture influenced by the hardened criminals detained there, youth remains
a mitigating factor but different considerations apply. The sentence may be
modified, within the range allowed by considerations of deterrence and
punishment, to encourage a youthful offenders’ rehabilitation on his or her release.
However, a disproportionate reduction in the term of imprisonment cannot be
justified.
91 Furthermore, the discretion to mitigate a sentence imposed for serious sexual
offences on young offenders must be exercised coherently with the statutory
limitations placed on the release of such offenders on community-based sentencing
orders. Sections 71 and 96 of the Sentencing Act 2017 (SA) (‘the Sentencing Act’)
limit the power of sentencing courts to impose home detention or to suspend a
sentence of imprisonment in respect of serious sexual offences, including the
offence of maintaining an unlawful sexual relationship. Those limitations are
relaxed only if the offender is 20 years of age or less. There is, therefore, no, or
very limited, scope to impose those community-based sentences on offenders who
are 21 years of age or older. In exercising so much of the sentencing discretion
still entrusted to sentencing judges, it is necessary to have regard to the policy
reflected in those statutory provisions.
92 The Judge erroneously treated the observations of the Court in R v Williams
and R v McGaffin as a generally applicable finding of fact when it is no more than
one of the, sometimes applicable, rationales for the sentencing principle that youth
is generally a mitigating circumstance.
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93 Ground 4 has been established.
Ground 5 – A manifestly inadequate sentence
94 The sentencing guidelines for the offence of maintaining an unlawful sexual
relationship with a child were established by this Court in R v D.4 The offender in
R v D was the victim’s stepfather and the offences were therefore aggravated by
the breach of the trust reposed in him to care and protect his stepdaughter.
95 In R v D, Doyle CJ said:39
This review of the decisions of this Court leads me to think that in future the sentences
imposed for cases like this should be increased for persons who commit such offences in
the future. By this I mean cases involving a course of conduct including sexual intercourse
with a child, and committed by a person in a position of trust and authority.
…
Offences such as the present one have an insidious effect upon the community, and that is
also something to consider. They lead, and I suspect are already leading, to a loss of trust
in the very persons upon whom we often rely for the nurture of children, for their education,
and for guidance, leadership and instruction for children. As our society becomes more
aware of the extent to which children are subjected to sexual abuse, this insidious effect is
increasing.
It appears that the sexual abuse of children by persons in a position of trust is quite
widespread. It may not be occurring more often than it did in the past. It may well be that
it is now being detected more often than it was. Be that as it may, the offences that are
involved come before the courts with disturbing frequency. It is for those reasons that I
consider that the court should increase, to a moderate degree, the level of penalty imposed
for such offences.
I also consider, upon reflection, that there is a need to reflect more clearly the fact that the
maximum sentence for unlawful sexual intercourse with children under 12 years of age is
life imprisonment. In some of the cases referred to, no real distinction seems to be drawn,
in terms of penalty, between such cases and cases of children over 12 years of age. That
distinction is not to be achieved by reducing the penalty for offences in the latter category.
To reduce sentences in such cases would not be to maintain an adequate standard of
punishment. The distinction should be reflected by increasing the penalty in the case of
offences involving children under 12 years of age, so that such cases attract a heavier
penalty than cases involving children over 12 years of age.
Of course, the court must also consider the circumstances of the offender. As I have already
said, cases such as this are truly tragic, because the offender is often a person of otherwise
good character. The effects of imprisonment upon such a person are likely to be most
adverse, but the need remains for the court to do what it can to protect children against such
persons.
…
In my opinion offences involving unlawful sexual intercourse with children under 12 years
of age, when there are multiple offences committed over a period of time, should attract as
39 (1997) 69 SASR 413 at 423-424.
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a starting point a head sentence of about 12 years imprisonment. In saying that I refer to a
sentence imposed under s 74(7) of the Act and to a single sentence imposed under s 18A
of the Criminal Law (Sentencing) Act 1988 (SA). That starting point would be subject to
reduction on account of a plea of guilty, co-operation with the police, genuine contrition
and so on. It is impossible to be precise in these matters, and I do not wish to be taken as
suggesting a precise figure. In an appropriate case the starting point might be higher or
lower.
When the child in question is over 12 years of age, in my opinion the starting point in such
cases should be a head sentence of about 10 years imprisonment.
96 In Warner v The King,40 I explained the effect in law of the adoption of the
sentencing standard in R v D as follows:
It is important to properly understand the legal significance of the adoption of a sentencing
guideline by an intermediate Court of Appeal. Doyle CJ spoke of multiple sexual offences
against children under 12 years of age attracting ‘a head sentence of 12 years’ on conviction
following a plea of not guilty but stressed that he was not laying down a precise figure and
that in the circumstances of a particular case the starting point might be higher or lower.
Bleby J spoke of the penalty being ‘generally applicable’ to such offences. A sentencing
guideline adopted by a court therefore differs markedly from a legislative mandate. Nor is
a guideline a direction to sentencing judges to impose 12 years in all such cases unless there
is a good reason to impose a different penalty. A guideline is an observation on the range
in which sentences for offences of a particular kind will tend to coalesce if the competing
sentencing objectives are properly balanced.
The importance of the guide given in R v D is that it indicates the range in which sentences
for repeated sexual offending against the same victim could be expected to fall following
the Court’s review of the relative weight which should be accorded to deterrence and the
protection of children. It follows too that the guideline accommodates a range of factors
personal to the offender which are generally encountered in cases of that kind. Nonetheless,
as Doyle CJ observed, the guidelines leave the precise balancing of all the circumstances
of a particular offence and offender to the sentencing Judge. However, the sentences
imposed will tend to oscillate within a small range around the indicative sentence unless
there is a circumstance peculiar to the case which outweighs significantly the generality of
circumstances which characterise cases of this kind.
97 The standard in R v D was legislatively applied by s 68(1) of the Sentencing
Act to all offences of that kind whether committed before or after the decision in
that case. Section 68 now provides, more generally, that sexual offenders are to
be sentenced in accordance with the standards applicable at the time of sentencing.
98 The sentencing standard in R v D applies directly to offending, including
unlawful sexual intercourse, with a child committed by a person in a position of
trust.41 Holding a position of trust is an aggravating circumstance. Sentences for
sexual offending against children attended by an aggravating circumstance of that
kind cannot be any more severe than is proportionate to the gravity of the
aggravating circumstance. It follows that the establishment of a standard for
sexual offences against children, when the offence is attended by that aggravating
40 [2022] SASCA 142 at [19]-[20].
41 Warner v The King [2022] SASCA 142 at [118] per Doyle JA.
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circumstance, necessarily effected an increase in the appropriate range for all
sexual offending by adults against children.
99 Moreover, it has long been accepted that sentences for sexual offending
against children must be calculated to protect children, who are by reason of their
age, naïve and vulnerable, from the predations of adults. Children are easily
influenced and have only a limited understanding of the nature, consequences and,
in particular, risks of sexual relationships with adults. In R v Williams, King CJ
explained the policy of the law in sentencing adults who have committed sexual
offences against youth in broad terms, unlimited by the particular position held by
the offender:42
The law which prohibits sexual intercourse with young girls exists in order to protect young
girls from their own inclinations, until they have reached a sufficient degree of maturity in
life to make sensible and responsible decisions as to their own lives. It is necessary for the
courts to impose penalties which vindicate that law and deter older men from taking
advantage of the sexual inclinations of young girls.
The reasons for decision of the Supreme Court of Canada in R v Friesen43 are to
the same effect. I have extracted relevant passages and have attached them as
Appendix A to these reasons. I have also attached as Appendix B extracted
findings of the Final Report of the Royal Commission into Institutional Responses
to Child Sexual Abuse on the impact of sexual offending on children with which
all sentencing judicial officers make themselves familiar. I encourage all
sentencing judges to familiarise themselves with the content of those materials.
100 In R v Dyett,44 this Court observed that some sexual offenders occupy
positions which may be described as ‘an informal position of trust’ because of the
influence they exercise over their victims. There are not always clear, bright lines
delineating formal positions of trust from informal ones, or from the offending of
other adults who opportunistically take advantage of the naivete of youth.
101 The increased severity of the guideline given in R v D was calculated to
protect children from the long-term suffering caused by the sexual offending
against them by adults. That must remain the focus of sentencing all such
offenders. The nature and degree of the power imbalance between them, the upper
end of which is the subject of the standard set out in R v D, will affect the relative
severity of the sentences for sexual offending against children generally.
102 In cases in which the offender has been entrusted with the care of his victim
general and personal deterrence and the importance of denunciation will weigh
strongly against any mitigation of the standard. Conversely, where that
aggravating circumstance is not present, and there is only slight disparity in
42 (1990) 53 SASR 253 at 254.
43 [2020] 1 S.C.R. 424.
44 [2023] SASCA 41.
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chronological and emotional maturity, the offender’s previous good character and
prospect for rehabilitation may allow more room for leniency.
103 However, there cannot be two distinct and unrelated categories of sentences
for sexual offending against children; one for offenders in formal or informal
positions of trust, and another for offenders who do not occupy these positions. To
ensure coherence in sentencing, and in order not to undermine the protection of
children against all adult predators, a proportionate relationship between the
categories must be maintained. Sentences for all sexual offending against children
will necessarily be fixed at a point along a continuum of sentences calibrated to
reflect the particular offences, and the applicable maximum penalty, and the
aggravating and mitigating circumstances of each case.
104 The Judge found that the respondent did not abuse an imbalance of power or
a position of trust in respect of RM. The factual circumstances of the offence set
out in [8]-[10] above demonstrate a substantial imbalance of power. Mr Lian was
an adult male in employment and with a car. RM was a schoolgirl almost a decade
his junior. Mr Lian was the dominant actor and the moving force in the interaction
with RM. He initiated and persisted with their first sexual encounter against RM’s
reluctance and despite the pain it caused her. On the next occasion, RM went with
Mr Lian to the home of his friends. Mr Lian and RM smoked cannabis with his
friends before having sex.
105 On the other hand, the Judge’s finding that Mr Lian did not occupy a position
of trust is correct. That aggravating circumstance is absent here. However, for the
reasons I have given, its absence does not mean that the standard established in
R v D can be ignored.
106 The Judge also remarked:
You are a first offender and you have not developed settled criminal habits. You are not a
paedophile and you do not have a sexual interest in children. Your offending does not
attract the sentencing standard in R v D.
107 The sentencing standard in R v D, and the need for general deterrence in order
to protect children, is not limited to paedophiles. It is not limited to offenders who
have developed settled criminal habits. It applies to all persons who commit sexual
offences against children.
108 The sentence imposed by the Judge is incapable of affecting any measure of
general deterrence. It fails to protect children from predatory adult sexual
behaviour. The head sentence and the non-parole period bear no relationship to
the standard or the maximum penalty. The sentence is, therefore, manifestly
inadequate.
109 Ground 5 has been established.
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The cultural context
110 Even though it is not a ground of appeal, I find it necessary to comment on
the Judge’s reliance on the cultural context of the Chin community because it
perhaps explains how the Judge came to fix such a manifestly inadequate sentence
in this case.
111 The sentencing Judge treated the cultural values of the families of the
respondent and RM, and their decision that RM and the respondent should raise
their child together as a mitigating factor.
Within a few months of the relationship commencing, RM fell pregnant. She wanted to
keep the baby and did not want to press charges against you, no doubt because she was in
a loving relationship with you and because your respective parents, given their cultural
background, had determined that the two of you would live together and become husband
and wife when she reached the legal age to marry. It is hardly surprising that in those
circumstances, the relationship continued until after your daughter was born.
Whilst I take into account the fact that your offending resulted in RM becoming a mother
at a very young age and that this has forever altered the course or [sic] her life, you and all
family members were supportive of her decision to continue with the pregnancy and you
intended to comply with the family’s wishes and remain in a relationship with RM.
It is relevant to sentence that the continuation of the unlawful sexual relationship occurred
following a meeting between your respective families, both of whom had the same cultural
background. I will sentence you on the basis that you continued the relationship with RM
in compliance with the wishes of your respective families and that your decision-making
in this regard was informed by your cultural background and respect for your family and
sense of obligation for your pregnant girlfriend rather than a desire to gratify your own
sexual interests. Contrary to the submissions of the prosecutor, the fact that you did not
end the relationship is not an aggravating feature of your offending.
(Emphasis added)
It is necessary to correct, in strong terms, several misconceptions manifested by
those remarks.
112 Contrary to the Judge’s characterisation of the circumstances in the first and
second underlined sentences, there was every reason to doubt that the relationship
was a loving one. The relationship was the product of the criminal abuse of a child
by an adult from its inception to its termination. It is difficult to see how the
descriptor ‘loving’ can mean anything more than that RM did not, ultimately,
object to intercourse. In that sense, it illustrates the very reason for the need to
protect children explained by King CJ in R v Williams. The term ‘loving’ is very
subjective and contestable even in consensual adult relationships. It can have little
or no sentencing significance in a case of sexual offending against children. Its
use glosses over the very criminality of the offence of which the offender has been
convicted. It should be avoided.
113 Secondly, the parents’ decision was most probably motivated by their
religious and cultural beliefs, and the shame attached to the unwanted pregnancy.
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The respondent ought to have known that pregnancy was a real risk. As an adult,
he was responsible for, but failed to take, prophylactic measures against that risk.
This is an aggravating feature of the offending.
114 The respondent and RM were pressed into a relationship by familial and
cultural expectations after RM fell pregnant on what was probably only the second
occasion of sexual intercourse. The true characterisation of RM’s decision to have
her child is that it was made by a child victim of sexual offending in the context of
strong familial and cultural expectations.
115 As to the final paragraph of the Judge’s remarks, their respective families did
not resolve that the unlawful sexual relationship should continue. They resolved
only that RM and the respondent should live together in their parent’s home until
they could legally marry. There was no basis on which to find that the sexual
relationship continued in compliance with the wishes of their families. It can
hardly be doubted that Mr Lian continued to have sexual intercourse with RM for
his sexual gratification and not because his parents told him to.
116 Viewed objectively, the relationship between Mr Lian and RM was fraught.
The parents no doubt believed, on the basis of their experiences of village life in
Myanmar, that there were reasonable prospects of a long-term relationship.
However, in contemporary Australia the relationship was almost bound to fail. It
is not at all surprising that it ended as it did. The failure of the relationship has left
RM anxious, depressed and isolated from her family while raising her daughter as
a single parent. The cultural context reinforces the importance of according
general deterrence substantial weight.
117 The Judge herself observed:
The purpose of the criminal law is the protection of the safety of the community, and in
particular the protection of children. Irrespective of cultural background or family wishes,
young girls must be protected from their own immaturity and immature inclinations. RM
is now a single mother at a very young age as a result of your offending. She should have
been protected by you from acting upon her immature inclinations and the consequences
to her life from doing so.
Those very considerations called for a sentence which reflected the need for
general deterrence. However, the Judge’s sentence failed to reflect those
considerations at all and for that reason failed to achieve any measure of general
deterrence.
Prosecution appeals
118 In R v Kelly,45 Lovell JA explained the test for the grant of permission for a
prosecution appeal against sentence as follows:
Whether to grant the prosecution permission to appeal against a sentence involves a
balancing exercise. The prosecution will be granted permission to appeal if it is necessary
45 [2023] SASCA 22, [45]-[47].
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to enable the court to establish and maintain adequate standards of punishment for crime;
to enable idiosyncratic views of individual judges as to particular crimes or types of crime
to be corrected; or if a sentence is so far below the appropriate range of sentences that the
sentence reflects an error of principle or would ‘shock the public conscience’.
However, as King CJ in R v Drewett observed, even great disparity between the sentence
imposed and the sentence which the appellate court would regard as appropriate, does not
of itself justify allowing a prosecution appeal. The principle of double jeopardy means that
both error and strong reasons of public policy are required to justify appellate intervention
in a sentence said to be manifestly inadequate.
To put that another way, the court must be persuaded that the public interest in maintaining
appropriate sentencing standards justifies appellate intervention, notwithstanding the
hardship to a defendant associated with the principle of double jeopardy; namely, being
twice vexed by the repeated exercise of the State’s coercive power. It is during this
balancing exercise that consideration must be given to whether it is ‘a rare and exceptional’
case.
(Footnotes omitted)
119 I accept the following submission put by the Director:
Generally speaking, a Crown appeal will fall into the rare and exceptional category where
double jeopardy principles are outweighed by the need to determine a matter of principle,
correct an error of principle, establish or maintain adequate standards of sentence, enable
idiosyncratic views of individual judges as to particular crimes or types of crimes to be
corrected or to correct a sentence which is so manifestly inadequate that it amounts to an
error of principle.46
120 The sentence imposed by the Judge is manifestly inadequate, and egregiously
so. It bore no relation to the maximum sentence and was disproportionately low
having regard to the range of offending which must be dealt with consistently with
the standard established in R v D. The disproportionately low sentence cannot be
justified by the collateral consequence on Mr Lian’s visa or his youth, for the
reasons I have given in [82] and [89]-[91] respectively above. It was, therefore,
idiosyncratic in the sense that it was the product of a personal view unanchored in
any sentencing principle.
121 It is necessary to grant permission to appeal, to allow the appeal, and to
resentence Mr Lian in order to maintain the public’s confidence in the efficacy of
sentences imposed by the courts to deter offending of this kind and to thereby
protect children from the sexual predations of adults.
122 Moreover, the sentence reflects a mistaken understanding of sentencing
principle on the issues of hardship in prison and the impact of imprisonment on a
young offender’s rehabilitation. It is necessary to grant the Director permission to
appeal in this case to correct those errors and to affirm sentencing principles which
are of considerable public importance.
46 R v Harkin (2011) 109 SASR 334, [19]; R v Osenkowski (1982) 30 SASR 212, 212-213; House v The
King (1936) 55 CLR 499, 504-505; R v Kelly [2023] SASCA 22, [45].
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123 I would allow the appeal and set aside the sentence of imprisonment imposed
by the Judge. I would sentence Mr Lian to imprisonment for five years and six
months. I reduce that sentence by six months to five years for Mr Lian’s plea of
guilty. The sentence is to commence from the date Mr Lian was sentenced in the
District Court. I would fix a non-parole period of two years and six months. The
relatively low non-parole period is because Mr Lian is a young man, who has not
previously offended and has good prospects for rehabilitation. The intervention
order made in the District Court is not disturbed and will remain in place.
124 LOVELL JA: I agree with the Chief Justice that the Director of Public
Prosecutions should be granted permission to appeal and that the appeal should be
allowed on Grounds 1, 2, 4 and 5. The sentence imposed in the District Court of
South Australia should be set aside and the respondent resentenced as the Chief
Justice proposes.
125 I agree with the Chief Justice’s reasons in relation to Grounds 2, 4 and 5. In
relation to Ground 1, namely the relevance of significant hardship resulting from
the conditions or risks associated with imprisonment as a sentencing consideration,
I agree with the remarks of Doyle JA.
126 I also add the following remarks.
The risk of sexual assault in prison
127 The prosecutor, during sentencing submissions, and consistent with her
prosecutorial obligations, informed the Sentencing Judge of the relevant appellate
authorities that established that the risk of assault, including sexual assault, was a
matter for the prison authorities. In particular, the prosecutor referred the
Sentencing Judge to R v Bahrami.47
128 While acknowledging that the Court of Criminal Appeal had determined on
a number of occasions that the protection of defendants from assaults in custody
was generally the responsibility of the prison authorities, the Sentencing Judge
stated:
However, where the evidence before a sentencing court reveals that imprisonment involves
the real risk of the infliction of sexual violence, and a risk that the authorities are unable to
effectively guard against, it would be an affront to ignore such a matter on sentence. In
such a situation, quoting parrot-like the mantra that the protection of prisoners from such
assaults is the responsibility of the prison authorities would be an abdication of the
responsibility of the sentencing Judge to take into account circumstances personal to an
accused and to act according to good conscience. In the administration of justice, a Judge
should not turn a blind eye to evidence placed before him or her of the realities of prison
life and the risks to a vulnerable prisoner.
(Emphasis added)
47 (2020) 137 SASR 327.
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129 The Sentencing Judge remarked that it would be an abdication of
responsibility to quote “… parrot-like the mantra that the protection of prisoners
from such assaults is the responsibility of the prison authorities …”. This was an
unfortunate choice of expression.
130 While ‘mantra’ has more than one meaning, the Sentencing Judge likely used
the expression in its popular form, namely a statement or slogan repeated
frequently. Slogans are commonly used in advertising. “… [T]he protection of
prisoners from such assaults is the responsibility of the prison authorities …” is
not a mantra or a slogan; it was inappropriate to describe it as such. Any
examination of the conditions and risks of an offender’s imprisonment must be
assessed in the context of that principle. I accept that appellate decisions should
not be immune from comment or constructive criticism, but the sentencing remarks
are not the better for describing a legal principle as a mantra.
131 Further the Sentencing Judge referred in her remarks to her obligation to
“… act according to good conscience”. It is not clear what was meant by that
reference, although it is likely to be a reference to s 12 of the Sentencing Act 2017
(SA) (“the Sentencing Act”) which relevantly states:
12—Determination of sentence
For the purpose of determining sentence, a court—
(a) is not bound by the rules of evidence; and
(b) may inform itself on matters relevant to the determination as it thinks fit; and
(c) must act according to equity, good conscience and the substantial merits of the
case without regard to technicalities and legal forms.
(Emphasis added)
132 “The words ‘equity, good conscience and the substantial merits of the case’
are not terms of art and have no fixed legal meaning independent of the statutory
context in which they are found”.48 While the presence of such language in some
contexts may mean the decision maker is free from any obligations to apply rules
of law, that is not so in the context of the Sentencing Act.
133 Section 12, in context, is restricted to the fact-finding process a sentencing
judge undertakes during the sentencing exercise. The obvious purpose of the
section is to give a sentencing judge a wide discretion when approaching, for
example, the personal circumstances of an offender. It does not, on its terms, apply
to the relevant legal sentencing principles. Both the fact-finding process and the
sentence itself are subject to appeal. There would be no purpose in providing a
48 Qantas Airways Ltd v Gubbins (1992) 28 NSWLR 26, 30 (Gleeson CJ and Handley JA).
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right of appeal to an offender and the prosecution if there was no obligation to
apply rules of law.
134 The requirement to act according to ‘good conscience’ does not entitle a
sentencing judge to act according to some arbitrary concept of their own, or to
ignore binding authorities by assuming a new and undefined power to decide the
matter in dispute according to what they consider is fair and proper.49 The
obligation to act according to ‘good conscience’ in the context of the Sentencing
Act does not relieve a judge from applying the general sentencing principles when
considering sentence.
Consistency in sentencing
135 In Wong v The Queen, Gleeson CJ observed:50
All discretionary decision-making carries with it the probability of some degree of
inconsistency. But there are limits beyond which such inconsistency itself constitutes a
form of injustice. The outcome of discretionary decision-making can never be uniform, but
it ought to depend as little as possible upon the identity of the judge who happens to hear
the case. Like cases should be treated in like manner. The administration of criminal justice
works as a system; not merely as a multiplicity of unconnected single instances. It should
be systematically fair, and that involves, amongst other things, reasonable consistency.
Most sentencing of offenders is dealt with as a matter of discretionary judgment. Within
whatever tolerance is required by the necessary scope for individual discretion, reasonable
consistency in sentencing is a requirement of justice.
136 In relation to the exercise of the sentencing discretion, I observed (Kelly P
agreeing) in Rendic v The Queen:51
Sentencing is not a mechanical or mathematical exercise. It is a task performed in
accordance with the relevant statutory provisions and, if appropriate, the common law. In
South Australia, the sentencing task is governed by the Sentencing Act 2017 (the Act). The
Act retains aspects of the common law.
…
The sentencing discretion is broad. The sections mentioned do not direct the court as to
how it must reach its final sentence; the Act is silent in that regard. The direction is that the
sentence finally arrived at must achieve the protection of the safety of the community as its
primary purpose. As has been observed, the troublesome nature of the sentencing discretion
arises from the unavoidable difficulty in giving weight to the various factors to which the
court must have regard when determining sentence. Factors bearing on the determination
of a sentence frequently pull in different directions. The discretionary nature of the task
means that the process does not lead to a single correct answer. The extent to which any
factor bears upon the case is a matter of a value judgment. Administration of the criminal
law involves individualised justice. It is the obligation of the court to balance the
49 Ex parte Herman; Re Mathieson (No 1) [1961] NSWR 1139, 1141.
50 (2001) 207 CLR 584 at [6]-[7].
51 (2021) 138 SASR 214 at [4], [6].
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incommensurable factors and arrive at a just sentence which, in South Australia, ultimately
reflects the primary purpose, namely the protection of the safety of the community.
(Citations omitted)
137 The concept of individualised justice focuses on all aspects of the case.
Individualised justice does not mean concentrating largely on the personal
circumstances of the individual charged to the exclusion of, for example, the
seriousness of the offending. Punishment must fit both the offence and the
offender.
138 The principle of individualised justice is not inconsistent with the aim of
consistency in sentencing. That is like cases, as far as possible, should be treated
in the same way. The rule of law requires that the outcome of the sentencing
process should depend as little as reasonably possible upon the identity of the
judge.
139 A reason for giving a Court of Appeal jurisdiction of the kind conferred
by s 157 of the Criminal Procedure Act 1921 (SA) is to secure consistency in
sentencing. Consistency in sentencing is important in maintaining public
confidence in the administration of justice. As King CJ observed in the often cited
passage in R v Osenkowski:52
The proper role for prosecution appeals, in my view, is to enable the courts to establish and
maintain adequate standards of punishment for crime, to enable idiosyncratic views of
individual judges as to particular crimes or types of crime to be corrected, and occasionally
to correct a sentence which is so disproportionate to the seriousness of the crime as to shock
the public conscience.
140 The task of sentencing prisoners is a difficult aspect of a judicial officer’s
obligations. Ordering an offender to serve a period in custody can be, and often is,
a profoundly confronting task. So much can be accepted.
141 Personal views about the sentencing process cannot displace the obligation
to apply relevant legal sentencing principles. Sentencing involves the exercise of
a discretion. But it is a discretion to be exercised between legally available
alternatives.
52 (1982) 30 SASR 212, 213.
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142 DOYLE JA: I agree with the Chief Justice that the Director of Public
Prosecutions should be granted permission to appeal, that the appeal should be
allowed on Grounds 1, 2, 4 and 5, that the sentence imposed below should be set
aside, and that the respondent should be resentenced as his Honour has proposed.
143 I agree with the Chief Justice’s reasons, but propose to make some general
observations of my own in relation to an issue arising under Ground 1; namely, the
relevance of significant hardship resulting from the conditions or risks associated
with imprisonment as a sentencing consideration. Whilst my reasons may be taken
to suggest a more general acceptance of its potential relevance as a sentencing
consideration, I do not think any difference between our approaches is likely to be
of much practical significance. And in the circumstances of the present case, I
agree with the Chief Justice’s conclusion that the sentencing judge erred in her
approach to this issue.
144 The specific issue raised by Ground 1 is whether the sentencing judge erred
in taking into account an irrelevant consideration, namely the opinion of
Mr Balfour that whilst in custody the respondent would be targeted by homosexual
paedophiles. However, in my view, it is helpful to commence consideration of this
ground with some more general observations about the relevance to the sentencing
exercise of the hardship associated with imprisonment.
145 The starting point is the general sentencing principle that where an offender
will find prison significantly more onerous or burdensome than other prisoners,
this hardship may be a mitigatory consideration in the sentencing exercise.53 As
Steytler P (Martin CJ, McLure, Buss and Miller JJA agreeing) observed in Western
Australia v Richards:54
It is settled that ‘in determining the duration of a custodial sentence, [courts will] take into
account features of the offence or of the offender which will result in imprisonment bearing
down more severely upon the offender than the average prisoner’.
146 The rationale for this general sentencing principle is obvious; namely, that
the severity or harshness of the consequences of a proposed sanction for an
offender is relevant to a consideration of the capacity for that sanction to achieve
the various sentencing objectives in respect of that offender.55 It may affect, for
example, the capacity for a proposed sanction to inflict punishment, to effect
personal deterrence and to facilitate rehabilitation. As such, it is relevant to a
determination of whether a period of immediate imprisonment is appropriate and,
if so, the length of that term of imprisonment.
53 Muldrock v The Queen (2011) 244 CLR 120 at [19] (French CJ, Gummow, Hayne, Heydon, Crennan,
Kiefel and Bell JJ); R v Stevens [2009] VSCA 81 (Stevens) at [20] (Maxwell P, Vincent JA and Hargrave
AJA).
54 Western Australia v Richards (2008) 37 WAR 229 (Richards) at [44] (Steytler P, Martin CJ, McLure,
Buss and Miller JJA agreeing); see also the further cases cited in that paragraph.
55 York v The Queen (2005) 225 CLR 466 (York) at [21]-[22] (McHugh J); Milenkovski v Western
Australia (2014) 238 A Crim R 535 (Milenkovski) at [157] (Buss JA, Mazza JA agreeing).
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147 There are various reasons why an offender might find prison more onerous
or burdensome than other prisoners, and hence be eligible for a reduction in
sentence. It may be because the offender suffers from advanced age, or some
physical or mental illness, or disability, that is likely to make their time in prison
more difficult than for other prisoners.56 It may be because the offender suffers
from some form of intellectual,57 language or cultural disadvantage.58 It may be
because the offender will experience hardship associated with separation or
isolation from their family59 or anxiety about being deported at the conclusion of
their sentence.60 Or, relevantly to the present matter, it may be because the offender
will be subject to more onerous conditions of imprisonment than other prisoners,61
or because the offender faces a particular risk of harm while imprisoned (for
example, from physical or sexual assault by other prisoners).62
148 The case law in relation to the hardship of imprisonment as a sentencing
consideration has tended to focus upon the different categories of cases, depending
upon the source of the hardship. In particular, it has tended to treat hardship arising
from the offender’s personal attributes separately from hardship arising from other
sources, such as the conditions or risks of imprisonment.63
149 This is understandable and appropriate, given the differing considerations
raised by the various categories. However, it is also helpful to bear in mind the
connection between the categories. Because they share a common, overarching
rationale, it is not surprising that they also raise some similar considerations.
150 Focusing upon significant hardship associated with the conditions or risks of
imprisonment, there may be various reasons for those conditions or risks. Whilst
the issue has often arisen in the context of informers, relevant hardship is not
confined to such cases. More onerous conditions or a greater risk of harm, and
hence relevant hardship, may also arise in other circumstances, such as where the
offender is a former law enforcement officer or judicial officer, has committed a
child sex or terrorism offence, or has some other reason for fearing reprisal from
other prisoners.
56 Milenkovski at [104], [156] (Buss JA, Mazza JA agreeing); R v Smith (1987) 44 SASR 587 at 589
(King CJ, Cox and O’Loughlin JJ agreeing).
57 R v Monks (2019) 133 SASR 182 at [50] (Doyle J, Peek and Parker JJ agreeing).
58 Richards at [45]-[46] (Steytler P, Martin CJ, McLure, Buss and Miller JJA agreeing).
59 The Queen v Constant (2016) 126 SASR 1 at [68] (Nicholson, Lovell and Hinton JJ); Markovic v The
Queen (2010) 30 VR 589 at [20] (Maxwell P, Nettle, Neave, Redlich and Weinberg JJA).
60 Kroni v The Queen (2021) 138 SASR 37 at [13]-[15] (Kourakis CJ), [227]-[229] (Livesey J, Doyle J
agreeing).
61 Zahab v R [2021] NSWCCA 7 (Zahab) at [47] (Bathurst CJ, Garling and Wright JJ agreeing);
Milenkovski at [152] (Buss JA, Mazza JA agreeing); R v Males [2007] VSCA 302 (Males) at [5]
(Whelan AJA), [36] (Kellam JA), [42]-[43] (Maxwell P).
62 York at [3] (Gleeson CJ), [10], [21]-[23], [31] (McHugh J), [38] (Hayne J), [67]-[68] (Callinan and
Heydon JJ); Richardson v R [2021] NSWCCA 304 (Richardson) at [116]-[118] (Johnson J, Lonergan
and Dhanji JJ agreeing).
63 Milenkovski at [104]ff (Buss JA, Mazza JA agreeing).
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151 In this context, I observe that whilst the decisions of the High Court in York,
and the South Australian Court of Criminal Appeal in R v Partridge,64 both
involved offenders who were informers, and must be read in the context
emphasised by the Chief Justice in his reasons, it is nevertheless of some relevance
that the reasoning of the Courts in those cases was expressed more generally.
152 In York, McHugh J referred to a proven risk to the safety of a prisoner as a
relevant sentencing consideration, mentioning that a threat to safety might arise in
situations including where the prisoner is an informer or sex offender.65 Hayne J
also expressed himself in general terms:66
That the appellant faced a real risk of serious harm in prison was not a consideration
irrelevant to deciding what sentence should be imposed upon her. The effect of serving a
term of imprisonment, and the conditions under which an offender would serve that
sentence, are relevant matters that may be taken into account by a sentencing judge – at
least when that effect and those conditions are shown to be different from, and more
onerous than, the effect on and conditions undergone by other prisoners67. And in this case,
it was well open to the primary judge to conclude that the “very high” risk of physical harm
to the offender in prison would not only affect the conditions under which she would serve
a sentence but also be likely to lead to radically different consequences for the appellant
from the consequences of imprisonment for other prisoners.
153 Whilst the reasons of Gleeson CJ,68 and the joint reasons of Callinan and
Heydon JJ,69 were directed more closely to the circumstances of the appellant
informer, their Honours did not expressly confine their reasoning to the hardship
experienced by informers.
154 In Partridge, the Court noted the appropriateness of an allowance for harsher
conditions in the case of informers, but then added that “[g]enerally, a court will
make an allowance if harsher conditions arise from factors outside the prisoner’s
control”.70 Whilst then mentioning harsher conditions resulting from a medical
condition, this was merely by way of illustration of a more general proposition.
155 In any event, as illustrated by many of the cases referred to in the balance of
these reasons, reductions for significant hardship associated with the conditions or
risks of imprisonment have routinely been made for offenders who are not
informers.
156 When considering whether an offender will suffer relevant hardship by
reason of the conditions or risks associated with their imprisonment and, if so, the
weight that should be attached to that hardship in determining the offender’s
64 R v Partridge (2008) 102 SASR 233 (Partridge).
65 York at [10], [21]-[23], [31]-[32] (McHugh J).
66 York at [38] (Hayne J).
67 R v Perez-Vargas (1986) 8 NSWLR 559 at 565 per Street CJ; R v Rostom [1996] 2 VR 97 at 100, 102
per Charles JA; R v Laws (No 2) (2000) 116 A Crim R 70 at 78 per Wood CJ at CL; R v ZMN (2002) 4
VR 537.
68 York at [5] (Gleeson CJ).
69 York at [67] (Callinan and Heydon JJ).
70 Partridge at [49]-[50] (Gray, Sulan and David JJ).
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sentence, there are several further principles or propositions that govern the
approach to be taken.
157 The first is that, as is the case in respect of other categories of hardship, the
sentencing court must act upon appropriate evidence, and not assumption or
speculation. 71 The mere fact, for example, that an offender is likely to spend time
in protective custody is not a sufficient basis to make a reduction in their sentence.
There must be a basis in the evidence for a conclusion that the offender will find
their time in prison more onerous than other prisoners. In the case of an offender
who is likely to spend time in protective custody, this will require evidence of the
particular conditions that will attach to the offender’s custody, and their likely
impact upon the offender.
158 The second is that there must be some material, indeed significant, difference
between the conditions or risks, and consequential hardship, likely to be faced by
the offender and the conditions or risks experienced by other prisoners.72 It is to
be accepted that there will often be differences between the conditions experienced
by prisoners, and their capacity to cope with these conditions. The differences in
conditions may be a function of factors such as the offence committed by the
offender, the risk profile or other characteristics of the offender, or the different
facilities or exigencies of the various prisons. By and large these are matters to be
left to the executive, and for sound practical and policy reasons, are irrelevant to
the sentencing exercise. In the ordinary course, it will be neither necessary nor
appropriate to embark upon an enquiry as to the conditions in the State’s various
prisons.
159 However, there will be some cases where it may reasonably be anticipated
that an offender will experience significantly greater hardship than other prisoners,
and hence where it will be appropriate to hear evidence and submissions as to the
conditions or risks likely to be experienced by that offender and their likely impact
upon the offender. That said, the need for evidence and submissions in these cases
should not be taken as requiring a detailed inquiry into the minutiae of prison
conditions or the precise degree of risk faced by the prisoner. A general assessment
of the harshness of the conditions, and extent of the risks, faced by a prisoner
relative to the general prison population will ordinarily be all that can be
realistically achieved.
160 In Males, after emphasising the need for evidence to support any submission
of onerous prison conditions said to establish relevant hardship, Maxwell P added
an “important rider” to this:73
71 Zahab at [49] (Bathurst CJ, Garling and Wright JJ agreeing); Milenkovski at [153] (Buss JA), [212]
(Mazza JA); C v R (2013) 229 A Crim R 233 at [41]-[42] (Hoeben JA, Adams and Beech-Jones JJ
agreeing); Western Australia v O’Kane [2011] WASCA 24 (O’Kane) at [68]-[70] (Pullin and Newnes
JJA and Mazza J); Males at [38], [40] (Kellam JA), [43], [51] (Maxwell P).
72 York at [38] (Hayne J); Milenkovski at [15]-[16] (McLure P), [215] (Mazza JA); Richards at [44]
(Steytler P, Martin CJ, McLure, Buss and Miller JJA agreeing).
73 Males at [52] (Maxwell P).
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Sentencing courts do not have the capability – nor, from a sentencing law point of view, is
it necessary – to go through with a fine tooth comb evidence about the precise conditions
under which the particular prisoner is held. There is no finely calibrated scale which can
be applied in assessing the conditions of imprisonment. As with most other matters
relevant to sentence, this is a matter of impression. It would be wrong if the differentiation
which this Court is calling for at a general level … were to be treated as an invitation to
present a very precise account of which programs are or are not available to the particular
prisoner and whether visitors are or are not allowed for this amount of time or that. It will,
of course, be for counsel to identify those matters which are said significantly to affect the
experience of imprisonment. It is only factors which can be so characterised which, in my
view, sentencing courts can be expected to take into account.
161 Further, in considering evidence of this nature, it will be important to observe
the limits of the expertise of any person who might be called to give evidence. As
the Chief Justice has observed in his reasons, whilst Mr Balfour (as a psychologist
with experiencing in dealing with prisoners who have been sexually assaulted in
prison) was probably qualified to provide the sentencing court with assistance as
to the sources of vulnerability to sexual abuse in prison, and the effects of that risk
upon an individual, the views he expressed as to the likelihood of the respondent
being targeted by other prisoners strayed beyond his established expertise.
162 In York, the High Court emphasised that any attempt to quantify or assess the
risk faced by a prisoner will be fraught. Gleeson CJ explained:74
It is one thing for a court to hear evidence of the circumstances in which a person will serve
a term of imprisonment, perhaps involving close protection and isolation, in order to take
that into account in fixing a sentence of an appropriate length75. It is another thing to set
out to investigate the executive government's capacity to discharge its obligations of taking
proper care of people in its custody. It may be added that, if A threatens to kill B, or to
arrange for B to be killed, an enquiry into A's prospects of carrying out that threat is, in
most cases, unlikely to lead to a clear conclusion. The factors most relevant to the question
are unlikely to be the subject of reliable evidence. Atkinson J did not go beyond finding
that there was a “very high risk”. An attempt, on appeal, to measure the extent of the risk
was bound to fail. For some offenders, prisons are dangerous places. It is the responsibility
of the executive branch of government, in whose custody prisoners are placed, to take
reasonable steps to minimise the danger. In dealing with questions of sentence, a court
may need to know of any special circumstances of confinement that will be involved. But
it is difficult for a court to measure the prospects of success of a criminal enterprise.
163 In expressly endorsing these observations, Hayne J said that “any attempt to
measure the extent of the risk of harm to the appellant in prison was an attempt
that was bound to fail”; the sentencing judge’s “qualitative description” of the risk
to the offender’s safety as “very high” was a sufficient and appropriate basis upon
which to proceed to determine the weight it should be afforded in determining an
appropriate sentence.76
74 York at [5] (Gleeson CJ).
75 See, for example, R v Burchell (1987) 34 A Crim R 148 at 151.
76 York at [37] (Hayne J).
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164 In Richardson v R,77 the New South Wales Court of Appeal proceeded on the
basis that once it had been established that the offender faced a materially greater
risk of harm than was ordinarily associated with imprisonment, it became a
relevant sentencing consideration. The sentencing court was not required to
determine the precise level of risk to the offender; indeed, it was “not necessary
nor possible to attempt any such quantification of risk”.
165 Thirdly, and relatedly, the sentencing exercise, including any examination of
the conditions and risks of an offender’s imprisonment, must take place on the
premise that it is the responsibility of the executive to take reasonable care for the
health and safety of prisoners, and that it will endeavour to comply with that
obligation through the selection, imposition and provision of appropriate facilities,
conditions and privileges.78 Whilst this is consistent with the sentencing court, in
an appropriate case, nevertheless receiving evidence, and reaching conclusions, as
to particular conditions or risks likely to be faced by individual prisoners, it sets
the framework within which that must occur. The prison authorities are not unused
to accommodating prisoners who are at risk of harm, and it cannot be assumed, in
the absence of evidence, that the accommodation and treatment of such prisoners
will involve hardship significantly greater than that experienced by other
prisoners.79
166 It is also consistent with the sentencing court recognising that prison
conditions will often vary, and that prisoners will often face at least some level of
risk to their safety and health. As the High Court said in New South Wales v
Bujdoso:80
In a prison, the prison authority is charged with the custody and care of persons
involuntarily held there. Violence is, to a lesser or a greater degree, often on the cards. No
one except the authority can protect a target from the violence of other inmates. Many of
the people in prisons are there precisely because they present a danger, often a physical
danger, to the community. It is also notorious that without close supervision some of the
prisoners would do grave physical injury to other prisoners.
167 The issue is whether there is evidence to support a finding that the offender
being sentenced will experience significantly more onerous conditions, or a
significantly greater risk to their safety or health, than other prisoners.
168 Fourthly, the authorities suggest that it may be relevant to consider the
reasons why an offender will experience significantly more onerous conditions or
greater risks than other prisoners.81
77 Richardson at [122] (Johnson J, Lonergan and Dhanji JJ agreeing).
78 York at [5] (Gleeson CJ), [37] (Hayne J); Partridge at [50] (Gray, Sulan and David JJ); R v Bahrami
(2020) 137 SASR 327 at [71] (Kourakis CJ).
79 O’Kane at [69] (Pullin and Newnes JJA and Mazza J).
80 New South Wales v Bujdoso (2005) 227 CLR 1 at [44] (Gleeson CJ, Gummow, Kirby, Hayne, Callinan
and Heydon JJ).
81 Milenkovski at [154] (Buss JA, Mazza JA agreeing); Males at [5], [9] (Whelan AJA, Kellam JA
agreeing) (cf Maxwell P at [46]-[49] leaving the issue open for further consideration).
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169 If the reason lies in the offender’s status as an informer, then there are sound
and obvious policy reasons for taking account of any conditions or risks likely to
be associated with this status, albeit that this will ordinarily be reflected in the
overall reduction for cooperation in the sentence imposed. Some authorities
support particular weight being attached to hardship in the case of informers.82 On
the other hand, if the reasons for the conditions or risks relate to matters within the
offender’s control,83 or the offender’s own misconduct,84 then there may be little or
no scope for mitigation in the sentence to be imposed.
170 It seems to me that if the conditions or hardship relate to a role or position
held by the offender (such as a former police or correctional services officer85 or
judicial officer86) then some reduction in sentence would generally be appropriate.
171 However, a more vexed issue is whether conditions or risks associated with
the nature of a defendant’s offence (such as a child sex offence, or a terrorism
offence) may be mitigatory.
172 In a number of cases, reductions for hardship have been made without any
suggestion that the nature of the offence that led to the significantly more onerous
conditions or risks was a basis for not making a reduction.87
173 There is some logic in this approach, given that the nature and seriousness of
the offending will otherwise be reflected in the sentence, and that the effect of any
proved hardship on the severity of the sentence will be the same, regardless of its
source.88 As O’Keefe J said in R v AB (No 2):89
Whether the prisoner be an informer, or a sexual offender against young children, is not to
the point. The end situation is the same for each category. Each category of prisoner
requires special circumstances of imprisonment. The offenders have to be isolated, kept in
circumstances of virtually solitary confinement. If the offenders are not so kept (and
82 Milenkovski at [155] (Buss JA, Mazza JA agreeing).
83 Milenkovski at [16] (McLure P) (membership of a motorcycle gang), [155] (Buss JA, Mazza JA
agreeing).
84 Milenkovski at [15] (McLure P), [106] (Buss JA, Mazza JA agreeing) (conditions imposed for prison
disciplinary reasons); Stevens at [17], [21]-[23] (Maxwell P, Vincent JA and Hargrave AJA) (conditions
due to a history of violence towards other prisoners, drug use and refusal to adhere to prison disciplinary
measures); R v Brady (2005) 92 SASR 135 at [46] (Duggan J, Perry and Sulan JJ agreeing) (conditions
resulting from attempted escape).
85 Richardson at [116]-[118] (Johnson J, Lonergan and Dhanji JJ agreeing) (former correctional services
officer); Adams v Western Australia (2014) 245 A Crim R 351 at [132] (Mazza JA, Buss and
Newnes JJA agreeing) (former AFP officer).
86 cf the observations of Mullighan J in R v Liddy (No 2) (2002) 84 SASR 231, in circumstances where
the offender used that role to commit his offences.
87 Zahab at [47] (Bathurst CJ, Garling and Wright JJ agreeing) (terrorism offences); R v Bessim [2016]
VSC 537 at [159] (Croucher J) (terrorism offence); R v Fattal [2011] VSC 681 at [81] (King J)
(terrorism offences); R v Totten [2003] NSWCCA 207 at [44] (James J, Sheller JA and O’Keefe J
agreeing) (child sex offence); AB v The Queen (1999) 198 CLR 111 at [105] (Kirby J) and R v AB (No
2) (2000) 117 A Crim R 473 (AB (No 2)) at [98] (Barr JA, Spigelman CJ agreeing), [56] (O’Keefe J)
(child sex offences).
88 M Bagaric, R Edney and T Alexander ‘(Particularly) Burdensome Prison Time Should Reduce
Imprisonment Length – And Not Merely in Theory’ (2014) MULR 1 at 13.
89 AB (No 2) at [56] (O’Keefe J) (dissenting as to the sentence to be imposed).
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perhaps even if they are) they will be subjected to threats against their lives, with
consequent fear that such threats will be implemented. That fear will not of necessity be
removed entirely by special circumstances of imprisonment. This is a factor for which, in
accordance with the authorities referred to above and the reasons of the majority of the
High Court which this Court is directed to apply, an additional discount should be made.
174 In other cases, the appropriateness of a reduction has been accepted, but with
observations to the effect that the extent of the reduction was affected by the reason
for the hardship. For example, in Houghton v Western Australia,90 the Court held
that hardship due to more onerous conditions was relevant, but likely to be less
influential, in cases where the conditions were a consequence of the nature of the
offence committed by the offender. Similarly, in Al Maouie v R,91 the New South
Wales Court of Appeal acknowledged the mitigatory relevance of the more
onerous custodial conditions experienced by the appellant terrorism offender, but
added that they were of “limited weight” where they were a function of the nature
of the offending in question.
175 As the Chief Justice has explained in his reasons, there have been conflicting
views expressed in this jurisdiction.
176 In R v Gooley,92 Doyle CJ (Williams J agreeing) made a (small) reduction in
sentence on account of prison conditions and risks associated with the offender
being a child offender.
177 In R v Liddy (No 2),93 the Court was required to sentence afresh a former
magistrate who had been convicted of sexual offences against children. The
evidence was that the appellant would be held in solitary confinement on account
of the risks associated with both his former role as a magistrate and the nature of
his offending.
178 Mullighan J considered that the reasons why an offender will experience
significantly harsher than usual conditions were relevant in determining whether
any reduction in sentence was warranted. His Honour determined that no
reduction was appropriate on account of hardship flowing from an offender’s
occupation, or from the nature of his offending:94
In my view, a sentence should not be reduced because the crime was committed by a
member of the judiciary. Usually that would be a matter of aggravation and should not
operate in any way as a matter of mitigation. Furthermore, a sentence should not be reduced
because the crime is so odious that life in prison must be in a protected environment. … it
is the responsibility of Correctional Services authorities to provide appropriate care which
must include a safe environment with some quality of life.
90 Houghton v Western Australia (2006) 163 A Crim R 226 at [26] (Steytler P, Roberts-Smith JA and
Murray AJA agreeing).
91 Al Maouie v R [2022] NSWCCA 30 at [47], [50] (Harrison J, Payne JA and Rothman J agreeing).
92 R v Gooley (1996) 66 SASR 380 at 382-383 (Gooley) (Doyle CJ, Williams J agreeing).
93 R v Liddy (No 2) (2002) 84 SASR 231 (Liddy).
94 Liddy at [114] (Mullighan J).
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179 After referring to R v AB (No 2)95 – in which the New South Wales Court of
Appeal had accepted the appropriateness of a reduction in sentence for the
harshness of prison conditions and risks flowing from a prisoner’s child sex
offending – Mullighan J took a different view:96
I regret that I am unable to accept the proposition that the reason for the harsh conditions
in custody is not to the point. Informers and others who cooperate with the police usually
provide benefits to the community in that offenders may be brought to justice and that is
often, although not always, cogent evidence of remorse and contrition. However, there are
no such benefits to society in the circumstances of cases such as the present.
180 Mullighan J also acknowledged that the South Australian Court of Criminal
Appeal had made a “small” reduction on account of the conditions and risks of
imprisonment to be faced by a sex offender in R v Gooley.97 However, his Honour
noted that the issue did not appear to have been the subject of full argument, or
detailed consideration; and that the Court did not, in any event, go so far as to
suggest that a reduction was always necessary or appropriate when an offender
faced more burdensome conditions, or greater risks, by reason of their former
occupation or the nature of their offending.98
181 Williams J also considered that the appellant should not receive any reduction
in sentence by reason of the attitude of other prisoners to his offending, but did
accept that he was entitled to some reduction on account of the harsher conditions
necessitated by the risks he faced from inmates as a result of being a former
magistrate:99
In my opinion a paedophile is not entitled to any reduction in sentence by reason of the
attitude of other prisoners to this type of crime. However, there comes an extreme point
where the hardship of protective custody made necessary by resentment amongst prisoners
as to an offender’s previous occupation may properly attract some discount to lessen the
impact of undeserved punishment associated with solitary confinement without normal
privileges The difficulty in the present case is that Liddy took advantage of his office to
commit these infamous crimes. He must expect to suffer particular shame as a disgraced
magistrate but gaol inmates with long memories cannot be allowed to settle old scores. The
need for Liddy’s solitary confinement is partly attributable to the grudge which many
within the prison system may be expected to bear against him as a magistrate by reason of
the experiences of themselves and their friends at his hands. Therefore, I consider that the
conditions which he is enduring do warrant some reduction in sentence insofar as the
extraordinary need for his confinement in isolation arises from a justifiable fear of reprisals
unconnected with Liddy’s crimes. The exercise of the power to reduce sentence by reason
of especially arduous conditions of prison service was canvassed by the Chief Justice in R
v Gooley (1996) 66 SASR 380 at 382-383; I concurred in that judgment.
182 Gray J, on the other hand, accepted that the Court may take into account the
significantly harsher conditions to be faced by the appellant, albeit that the
95 AB (No 2) at [98] (Barr JA, Spigelman CJ agreeing), [56] (O’Keefe J) (child sex offences); see also AB
v The Queen (1999) 198 CLR 111 at [105] (Kirby J).
96 Liddy at [117] (Mullighan J).
97 Gooley at 383 (Doyle CJ, Williams J agreeing).
98 Liddy at [122]-[124] (Mullighan J).
99 Liddy at [146] (Williams J).
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mitigatory effect was less than in cases where the harshness related to, for example,
an offender being an informant:100
A defendant who becomes an informer to assist the administration of justice may
legitimately seek a reduction in sentence to recognise the harsh treatment and risks that will
be likely to arise in prison and possibly on release. A need for reduction may arise because
of disability or some other idiosyncratic feature of a defendant. A defendant who is blind
or paralysed may also legitimately have that matter taken into account. Each case will turn
on its own facts.
The appellant in this case needs protection. This need has arisen from the nature of his
crimes and from his former employment. The appellant’s need arises from matters of a
different character to those earlier described. Their mitigatory effect is much less.
183 In R v Priestley,101 the offender faced protective custody and risks to his safety
from other prisoners as a result of the publicity that his “appalling” offence of
dangerous driving causing death had attracted.102 Debelle J (Duggan and
Williams JJ agreeing) noted that there was “no settled view” on the issue of
whether hardship resulting from the conditions or risks of imprisonment is
mitigatory where it arises because of the nature of the offending.103 After referring
to Gooley, Liddy and AB (No 2), Debelle J supported some reduction being made:104
The matter was not fully argued before us and this is not an appropriate occasion on which
to embark upon a full discussion of the relevant cases. But, in my view, it is appropriate to
make a reduction in the sentence because the offender will be kept in protective custody to
reduce the risk of harm from other prisoners by reason of the nature of the offence. It cannot
be emphasised too much that, in adopting this course, the court does not in any respect
condone the offending but, instead, it is recognising that the offender may be badly
assaulted by persons who wrongly believe that they have some entitlement to inflict
punishment in addition to that ordered by the court and for that reason, the offender is
placed in protective custody. In that respect, the reason for placing the offender in
protective custody is the same as if the offender had been an informer, a circumstance
which is a fact which may reduce the sentence …The Director of Public Prosecutions did
not question some reduction being made for the fact that the respondent will be held in
protective custody. For these reasons, I would allow some reduction for that fact. I think
that the reduction is more appropriately reflected in the non-parole period than in the head
sentence.
184 It is not necessary for the purposes of the present appeal to express a
concluded view as to whether a reduction should be made for significant hardship
associated with conditions or risks resulting from the nature of a prisoner’s
offending. Whilst it is perhaps not an intuitively attractive proposition, it seems
difficult to avoid the logical relevance of this consideration where a finding of
significantly greater than usual hardship is justified by the evidence. Regardless
100 Liddy at [214]-[215] (Gray J).
101 R v Priestley (2002) 137 A Crim R 289 (Priestley).
102 Priestley at [21], [25] (Debelle J, Duggan and Williams JJ agreeing).
103 Priestley at [26] (Debelle J, Duggan and Williams JJ agreeing).
104 Priestley at [26] (Debelle J, Duggan and Williams JJ agreeing).
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of its source, this hardship affects the severity of the sentence, and hence its
capacity to achieve the usual range of sentencing objectives.
185 Importantly, to recognise that the nature of an offence, or indeed the status or
occupation of the offender, may result in conditions or risks of imprisonment that
warrant a degree of mitigation, is not to suggest that there will be a net reduction
in the sentence. It is common for sentencing considerations to pull simultaneously
in different directions. For example, the odious nature of a defendant’s offending,
and the fact that offender was a judicial officer at the time of that offending, will
ordinarily contribute to the need for a particularly strong sentencing response to
reflect the culpability of the offender and the seriousness of the offending, and
hence serve as aggravating circumstances. This is not inconsistent, however, with
recognising that any significant hardship resulting from conditions or risks of
imprisonment associated with these features of the case might at the same time
warrant some (potentially very limited) degree of mitigation. Nor is it to suggest
that the defendant will receive a net reduction in sentence on account of these
features of the case. It is simply to acknowledge the complexity and subtlety of
the balancing of competing considerations involved in arriving at an appropriate
sentence.
186 Fifthly, the assigning of weight to, and the determination of any reduction as
a result of, the significantly more onerous conditions or risks associated with the
imprisonment of a particular offender takes place as part of the ordinary instinctive
synthesis that governs the sentencing exercise. It is neither necessary nor
appropriate to identify the particular significance or reduction attributed to this
consideration. To the extent that some authorities have suggested a formula for
determining an appropriate reduction in the term of imprisonment, this is no longer
considered an appropriate approach.105 It is not reflected in the authorities to which
I have referred where reductions have been made.
187 Finally, in determining the significance of hardship in prison to a particular
sentencing outcome, it is necessary to do so in light of all of the other facts and
circumstances relevant to the sentence to be imposed, and the need to ensure that
the sentence to be imposed meets the usual sentencing objectives – including
protecting the safety of the community, general and personal deterrence, and
denunciation and punishment.106 In the case of serious offending, the need to
impose a sentence that addresses these objectives will generally mean that the
weight to be attached to any significant hardship associated with imprisonment
will be limited, and that any reduction in sentence will be correspondingly
limited.107 Certainly, the consideration of hardship associated with imprisonment,
even when it becomes relevant, cannot be permitted to overwhelm the sentencing
discretion.
105 Clinton v R [2009] NSWCCA 276 at [18]-[29] (Howie J, Allsop P and Hislop J agreeing).
106 Richards at [47] (Steytler P, Martin CJ, McLure, Buss and Miller JJA agreeing).
107 Gooley at 383 (Doyle CJ, Williams J agreeing), making an allowance which it was “not possible to
quantify with any precision … but it is a small one.”
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188 Returning to the present case, as the Chief Justice has explained in his
reasons, the sentencing judge’s concern was not with the additional burden of
protective detention upon the respondent, or his level of anxiety about the risk of
sexual assault. These matters were not the subject of evidence. The mitigatory
hardship relied upon by the judge was said to arise from Mr Balfour’s evidence to
the effect that the respondent was a vulnerable prisoner and likely to be targeted
by homosexual paedophiles in prison.
189 It may be accepted that the respondent was likely to be held in protective
custody and that, by reason of his poor English, low intellectual functioning and
young looks and physical stature, he was a vulnerable prisoner. It may also be
accepted, based upon the evidence of Mr Balfour, that the respondent shared some
of the vulnerabilities often present in the case of victims of sexual assault within
the prison system. However, as mentioned, Mr Balfour strayed beyond his
established expertise in opining more generally upon the risks faced by the
respondent, and in suggesting that he faced a particular risk of sexual assault by
reason that he was likely to be targeted by homosexual paedophiles in prison. The
sentencing judge correspondingly erred in relying upon this opinion in determining
whether the respondent was likely to suffer relevant hardship by reason of a
significant risk of being the subject of sexual assault whilst in prison.
190 For the reasons I have explained, a significant risk of harm relative to other
prisoners is a potentially relevant sentencing consideration. However, it cannot be
assumed. A basis for concluding that the offender faces a greater than usual risk
of harm must be established.
191 In my view, the evidence in the present case fell short of establishing a
sufficient risk of harm on the part of the respondent. Bearing in mind that prisoners
often face a risk of harm, including through sexual assault by other prisoners, the
evidence in the present case provided little basis for distinguishing between the
risks faced by the respondent and the risks faced by many other prisoners. The
‘frank acceptance’ by the prison authorities that they were not able to protect all
prisoners from sexual assaults whilst in custody, including protective custody, was
not an acknowledgement of any significantly greater risk faced by the appellant.
It was merely an acknowledgement of the general risk of such assaults that
unfortunately exists in prisons. In the circumstances, Ground 1 has been made out.
192 Alternatively, and in any event, even if there was a basis in the vulnerability
of the respondent for attaching some weight to the risk that the respondent might
be sexually assaulted in prison, it was a matter of limited significance in the context
of the other considerations relevant to sentence. However, it would seem from the
sentence ultimately imposed by the sentencing judge that her Honour allowed this
consideration – along with other potentially mitigatory considerations, such as the
hardship associated with the respondent’s potential deportation, his young age, the
fact that he was a first-time offender, his low risk of re-offending and his good
prospects of rehabilitation – to overwhelm the exercise of her sentencing
discretion. Her Honour failed to attach appropriate weight to the seriousness of
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the respondent’s offending, as emphasised and elaborated upon by the Chief
Justice. The resulting sentencing was not only manifestly inadequate, but so much
so that it is appropriate that this Court grant the Director permission to appeal,
allow the appeal, and proceed to resentence the respondent in the terms proposed
by the Chief Justice.
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Appendix A – Extracts from The Queen v Friesen [2020] 1 S.C.R. 424
(Supreme Court of Canada)
(i) Personal Autonomy, Bodily Integrity, Sexual Integrity, Dignity and Equality
[51] The prime interests that the legislative scheme of sexual offences against children
protect are the personal autonomy, bodily integrity, sexual integrity, dignity, and
equality of children. This Court recognized the importance of these interests in
Sharpe in the context of the production of child pornography. As this Court
reasoned, the production of child pornography traumatizes children and violates their
autonomy and dignity by treating them as sexual objects, causing harm that may stay
with them for their entire lifetime (para. 92, per McLachlin C.J., and para. 185,
per L’Heureux-Dubé, Gonthier and Bastarache JJ.). Sexual violence against
children is thus wrongful because it invades their personal autonomy, violates their
bodily and sexual integrity, and gravely wounds their dignity (see Sharpe, at paras.
172, 174 and 185, per L’Heureux-Dubé, Gonthier and Bastarache JJ.).
[52] We would note that the personal autonomy interest carries a somewhat different
meaning for children than it does for adults. Children under the age of 16 of course
lack the capacity to consent to sexual contact with an adult. As we will explain in
detail later in these reasons, a child’s participation in such contact is not a mitigating
factor and should never be equated to consent. Instead, personal autonomy refers to
a child’s right to develop to adulthood free from sexual interference and exploitation
by adults (see Sharpe, at para. 185).
…
[56] This emphasis on personal autonomy, bodily integrity, sexual integrity, dignity, and
equality requires courts to focus their attention on emotional and psychological
harm, not simply physical harm. Sexual violence against children can cause serious
emotional and psychological harm that, as this Court held in R. v. McCraw, [1991]
3 S.C.R. 72, may often be more pervasive and permanent in its effect than any
physical harm (p. 81).
[57] A number of this Court’s decisions provide insight into these forms of harm. In R.
v. L. (D.O.), [1993] 4 S.C.R. 419, L’Heureux-Dubé J. emphasized the emotional
trauma that the nine-year old complainant experienced from sexual violence (pp.
439-42). Similarly, in McDonnell, McLachlin J. (as she then was) stressed the
emotional harm of the violation of the child victim’s integrity and sense of self-worth
and control over her body that the child victim experienced as a result of being
sexually assaulted while sleeping (para. 111). The likely result of the sexual assault
would be shame, embarrassment, unresolved anger, a reduced ability to trust others
and fear that ... people could and would abuse her and her body (para. 113).
[58] These forms of harm are particularly pronounced for children. Sexual violence can
interfere with children’s self-fulfillment and healthy and autonomous development
to adulthood precisely because children are still developing and learning the skills
and qualities to overcome adversity (Sharpe, at paras. 158, 184-85 and 188,
per L’Heureux-Dubé, Gonthier and Bastarache JJ.; G. Renaud, The Sentencing
Code of Canada: Principles and Objectives (2009), at § 12.64). For this reason,
even a single instance of sexual violence can permanently alter the course of a child’s
life (Stuckless (2019), at para. 136, per Pepall J.A.). As Otis J.A. explained in L.
(J.-J), at p. 250:
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[TRANSLATION] The shattering of the personality of a child at a stage where
[the child’s] budding organization as a person has only a very fragile defensive
structure, will result - in the long term - in suffering, distress and the loss of
self-esteem.
…
[60] Sexual violence causes additional harm to children by damaging their relationships
with their families and caregivers. Because much sexual violence against children
is committed by a family member, the violence is often accompanied by breach of a
trust relationship (R. v. D.R.W, 2012 BCCA 454,330 B.C.A.C. 18, at para. 41). If
a parent or family member is the perpetrator of the sexual violence, the other parent
or family members may cause further trauma by taking the side of the perpetrator
and disbelieving the victim (see The ‘Statutory Rape’ Myth, at p. 292). Children
who are or have been in foster care may be particularly vulnerable since making an
allegation can result in the end of a placement or a return to foster care (see R. v.
L.M., 2019 ONCA 945, 59 C.R. (7th) 410). Even when a parent or caregiver is not
the perpetrator, the sexual violence can still tear apart families or render them
dysfunctional (R. v. D. (D.) (2002), 58 O.R. (3d) 788 (C.A.), at para. 45). For
instance, siblings and parents can reject victims of sexual violence because they
blame them for their own victimization (see Rafiq, at para. 38). Victims may also
lose trust in the ability of family members to protect them and may withdraw from
their family as a result (Rafiq, at paras. 39-41).
[61] The ripple effects can cause children to experience damage to their other social
relationships. Children may lose trust in the communities and people they know.
They may be reluctant to join new communities, meet new people, make friends in
school, or participate in school activities (C.-A. Bauman, The Sentencing of Sexual
Offences against Children (1998), 17 C.R. (5th) 352, at p. 355). This loss of trust
is compounded when members of the community take the side of the offender or
humiliate and ostracize the child (R. v. Rayo, 2018 QCCA 824, at para. 87 (CanLII);
R. v. T (K), 2008 ONCA 91, 89 O.R. (3d) 99, at paras. 12 and 42). Technology
and social media can also compound these problems by spreading images and details
of the sexual violence throughout a community (see R. v. N.G., 2015 MBCA 81,
323 Man.R. (2d) 73).
(iii) Harm to Families, Communities, and Society
[62] The Criminal Code recognizes that the harm flowing from an offence is not limited
to the direct victim against whom the offence was committed. Instead, the Criminal
Code provides that parents, caregivers, and family members of a sexually victimized
child may be victims in their own right who are entitled to present a victim impact
statement (B. Perrin, Victim Law: The Law of Victims of Crime in Canada (2017),
at p. 55; see also Criminal Code, ss. 2 (victim) and 722).
[63] The ripple effects of sexual violence against children can make the child’s parents,
caregivers, and family members secondary victims who also suffer profound harm
as a result of the offence. Sexual violence can destroy parents and caregivers’ trust
in friends, family, and social institutions and leave them feeling powerless and guilty
(R. v. C. (S.), 2019 ONCA 199, 145 O.R. (3d) 711, at para. 6; Rayo, at para. 39;
D. (D.), at para. 13). The harm to parents’ relationship with their children can also
be profound. For instance, children can react to the sexual violence by shutting their
parents out of their lives (Rafiq, at para. 40). Parents and caregivers may also bear
the financial, personal, and emotional costs of helping their children recover and
cope with emotional and behavioural challenges (see D. (D.), at paras. 11-13). In
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the words of one mother of a child victim, the sexual violence has taken many years
from my son’s life and I know this will hurt me for the rest of my life (D. (D.), at
para. 11).
[64] Beyond the harm to families and caregivers, there is broader harm to the
communities in which children live and to society as a whole. Some of these costs
can be quantified, such as the social problems that sexual violence against children
causes, the costs of state intervention, and the economic impact of medical costs, lost
productivity, and treatment for pain and suffering (see Hajar, at para. 68; R. v.
Goldfinch, 2019 SCC 38, [2019] 3 S.C.R. 3, at para. 37; United Nations, Report of
the independent expert for the United Nations study on violence against children,
U.N. Doc. A/61/299, August 29, 2006, at p. 12). In particular, children who are
victims of sexual violence may be more likely to engage in sexual violence against
children themselves when they reach adulthood (D. (D.), at paras. 37-38). Sexual
violence against children can thus fuel a cycle of sexual violence that results in the
proliferation and normalization of the violence in a given community (Standing
Senate Committee on Human Rights, The Sexual Exploitation of Children in
Canada: the Need for National Action, November 2011 (online), at pp. 10, 30 and
41). In short, the costs that cannot be quantified are also profound. Children are the
future of our country and our communities. They deserve to have a childhood free
of sexual violence (Hajar, at para. 44). When children become victims of sexual
violence, [s]ociety as a whole is diminished and degraded (Hajar, at para. 67).
(iv) Wrongfulness of Exploiting Children’s Weaker Position in Society
[65] The protection of children is one of the most fundamental values of Canadian
society. Sexual violence against children is especially wrongful because it turns this
value on its head. In reforming the legislative scheme governing sexual offences
against children, Parliament recognized that children, like adults, deserve to be
treated with equal respect and dignity (Badgley Committee, vol. 1, at p. 292; Fraser
Committee, vol. 1, at p. 24, and vol. 2, at p. 563). Yet instead of relating to children
as equal persons whose rights and interests must be respected, offenders treat
children as sexual objects whose vulnerability can be exploited by more powerful
adults. There is an innate power imbalance between children and adults that enables
adults to violently victimize them (Sharpe, at para. 170, per L’Heureux-Dubé,
Gonthier and Bastarache JJ.; L. (D.O.), at p. 440, per L’Heureux-Dubé J.). Because
children are a vulnerable population, they are disproportionately the victims of
sexual crimes (George, at para. 2). In 2012, 55 percent of victims of police-reported
sexual offences were children or youth under the age of 18 (Statistics Canada,
Police-reported sexual offences against children and youth in Canada, 2012 (2014),
at p. 6).
[66] Children are most vulnerable and at risk at home and among those they trust (Sharpe,
at para. 215, per L’Heureux-Dubé, Gonthier and Bastarache JJ.; K.R.J., at para. 153,
per Brown J.). More than 74 percent of police-reported sexual offences against
children and youth took place in a private residence in 2012 and 88 percent of such
offences were committed by an individual known to the victim (Police-reported
sexual offences against children and youth in Canada, 2012, at pp. 11 and 14).
…
(c) Degree of Responsibility of the Offender
[87] Courts must also take the modern recognition of the wrongfulness and harmfulness
of sexual violence against children into account when determining the offender’s
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degree of responsibility. They must not discount offenders’ degree of responsibility
by relying on stereotypes that minimize the harmfulness or wrongfulness of sexual
violence against children (Benedet, at pp. 310 and 314).
[88] Intentionally applying force of a sexual nature to a child is highly morally
blameworthy because the offender is or ought to be aware that this action can
profoundly harm the child. In assessing the degree of responsibility of the offender,
courts must take into account the harm the offender intended or was reckless or
wilfully blind to (Arcand, at para. 58; see also M. (C.A.), at para. 80; Morrisey, at
para. 48). For sexual offences against children, we agree with Iacobucci J. that,
save for possibly certain rare cases, offenders will usually have at least some
awareness of the profound physical, psychological, and emotional harm that their
actions may cause the child (Scalera, at paras. 120 and 123-24).
[89] All forms of sexual violence, including sexual violence against adults, are morally
blameworthy precisely because they involve the wrongful exploitation of the victim
by the offender – the offender is treating the victim as an object and disregarding the
victim’s human dignity (see R. v. Mabior, 2012 SCC 47, [2012] 2 S.C.R. 584, at
paras. 45 and 48). As L’Heureux-Dubé J. reasoned in L. (D.O.), the occurrence of
child sexual abuse is one intertwined with the sexual abuse of all women precisely
because both forms of sexual offences involve the sexual objectification of the victim
(p. 441). Courts must give proper weight in sentencing to the offender’s underlying
attitudes because they are highly relevant to assessing the offender’s moral
blameworthiness and to the sentencing objective of denunciation (Benedet, at p.
310; Hajar, at para. 67).
[90] The fact that the victim is a child increases the offender’s degree of responsibility.
Put simply, the intentional sexual exploitation and objectification of children is
highly morally blameworthy because children are so vulnerable (R. v. Morrison,
2019 SCC 15, [2019] 2 S.C.R. 3, at para. 153). As L’Heureux-Dubé J. recognized
in R. v. L.EW, 2000 SCC 6, [2000] 1 S.C.R. 132, [a]s to moral blameworthiness,
the use of a vulnerable child for the sexual gratification of an adult cannot be viewed
as anything but a crime demonstrating the worst of intentions (para. 31, quoting R.
v. L.EW (1997), 155 Nfld. & P.E.I.R. 115 (N.L.C.A.), at para. 117, per Cameron
J.A. (L.E W (C.A.))). Offenders recognize children’s particular vulnerability and
intentionally exploit it to achieve their selfish desires (Woodward, at para. 72). We
would emphasize that the moral blameworthiness of the offender increases when
offenders intentionally target children who are particularly vulnerable, including
children who belong to groups that face discrimination or marginalization in society.
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Appendix B – Extracts from vol 3 of the Final Report of the Royal
Commission into Institutional Responses to Child Sexual Abuse (2017)
2 Understanding impacts
Chapter 2 describes some common themes that are important for understanding both the
impacts of child sexual abuse in institutional contexts and the impacts of the institutional
response to the abuse. It discusses:
• how child sexual abuse can have complex and profound effects on victims
• how impacts may differ by individual
• how impacts can emerge after ‘trigger’ events or at different stages of life, and can
compound over time
• some common factors that may influence how victims are affected by child sexual
abuse
• sources of strength and resilience that survivors draw on to help them to cope with,
and manage, these impacts.
These themes underpin the remaining chapters in this volume, which examine the different
types of impacts experienced by victims of child sexual abuse and others, and the
institutional responses to that abuse.
…
2.4 Factors that influence impacts
As discussed above, the impacts of child sexual abuse in institutional contexts are not
uniform among victims and can also vary throughout individuals’ lives. The available
research on child sexual abuse, which reflects what we were told in private sessions and
public hearings, indicates that complex and connected factors influence the way victims
are affected. These factors include the:
• characteristics of the abuse, including the type, duration and frequency
• relationship of the perpetrator to the victim
• institutional contexts in which the abuse occurred
• social and historical contexts in which the abuse occurred
• individual characteristics, circumstances and experiences of the victim
• sources of strength and resilience available to each individual victim.
…
2.4.2 Relationship of perpetrator to victim
Research suggests that the nature of the relationship between a person who sexually abuses
a child and the victim may contribute to the effects of the abuse.
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Trusted adult or authority figure
Research on child sexual abuse in all settings suggests that abuse by trusted adults who are
close to the child can increase the impacts of the abuse. Children need to maintain
attachment relationships for their survival, and it can lead to trauma when those
relationships are betrayed as a result of abuse. In institutional settings, child sexual abuse
by a trusted and admired role model or spiritual leader has been noted across qualitative
research studies to disorient the victim, leaving them with a profound sense of betrayal and
powerlessness.
…
2.4.6 Sources of strength and resilience
The sources of strength and resilience that survivors draw on over the course of their lives
can play a key role in how they are able to cope with, and manage the effects of, the abuse.
A survivor’s ability to draw on these sources of strength and resilience can be limited by
the extent of their trauma; the intersections of economic disadvantage, racism and
discrimination; cultural barriers; disability; and community resources. Still, in private
sessions, most survivors described to us sources of strength – whether personal or
environmental – they had drawn on at various stages of their lives.
…
3 Impacts of child sexual abuse
As discussed in Chapter 2, the Royal Commission heard that the impacts of child sexual
abuse can differ for each individual and across a lifetime. Each story we were told was
unique, reflecting the type of sexual abuse, when and where the victim was abused and by
whom, and their individual circumstances.
Although each individual is affected differently, some impacts are commonly experienced
by survivors of child sexual abuse in institutional contexts. This chapter describes the
common impacts we heard about in private sessions, public hearings and the available
research on child sexual abuse. It begins by describing how sexual abuse can result in
profound trauma, potentially interrupting normal psychosocial development at every
critical stage of a child’s formative years. It then describes the many areas of victims’ lives
that can be affected by sexual abuse in institutional contexts, including:
• mental health
• interpersonal relationships
• physical health
• sexual identity, gender identity and sexual behaviour
• connection to culture
• spirituality and religious involvement
• interactions with society
• education, employment and economic security.
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Many of the commonly identified impacts of child sexual abuse in institutional contexts
are also experienced by victims of child sexual abuse in familial and other contexts.
However, research suggests there may also be distinct impacts when children are sexually
abused in institutional settings. These include impacts on spirituality and religious
involvement, such as a loss of faith and a loss of trust in the religious institution, for those
victims sexually abused in a religious context. Distrust and fear of institutions and
authority are also distinctive effects on some victims of child sexual abuse in institutional
contexts.
…
3.1 Effects of trauma on children’s development
Experiences in an individual’s childhood can shape their health and wellbeing throughout
their entire life. Therefore, it is important to understand how sexual abuse can affect the
emotional, social and physical development of the child.
As discussed in Chapter 2, while not all victims are affected by child sexual abuse the same
way, many survivors told us their experiences were traumatic, with profound, complex and
long-lasting effects. There is strong evidence that early onset trauma caused by adverse
childhood events, including sexual abuse, can have a lasting impact both on childhood
development and on the formation of a secure child-caregiver attachment, as well as on
subsequent interpersonal relationships. The potential long-term impact of the sexual abuse
is likely to be mediated by victim, perpetrator and institutional factors, and the broader
social and historical contexts in which the sexual abuse took place. Significantly, the
impacts of childhood trauma manifest differently according to individual vulnerabilities at
particular critical phases of development.
Developmentally appropriate early intervention that is both trauma-informed and recovery-
oriented can assist children who have been subjected to sexual abuse to heal and recover.
…
3.1.2 Effects of trauma on the developing brain
Trauma affects more than just the emotional and psychosocial development of the child.
Increasingly, research suggests that trauma affects the chemistry, structure and function of
the developing human brain, especially when it is repeated or ongoing. Early life trauma
affects a person’s ability to process and regulate emotion, with potential impacts on
empathy and social interaction. In particular, it affects the hypothalamic-pituitary-adrenal
(HPA) axis, which regulates anxiety and manages the ‘freeze, fight or flight’ response to
stress.
…
3.2 Mental health
I have been diagnosed by a psychiatric specialist with chronic dysthymia, episodes of major
depression in partial remission, post-traumatic stress disorder, and substance abuse in
remission. I have also been diagnosed with generalised anxiety disorder and chronic
insomnia. I have suffered significantly from these disorders. I have regular suicidal
ideation which requires medication to control. Even with medication I still think about
suicide to the point that it is almost a part of me. I require [sleeping tablets] to sleep at
night and can only sleep anywhere between two to six hours. Without medication I sleep
less than one hour a night.
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Ongoing mental health issues were the most commonly described impacts of child sexual
abuse that victims identified in private sessions. Of the survivors who told us about
impacts, 94.9 per cent spoke about their mental health-related issues following abuse,
including depression, anxiety and PTSD, as well as conditions such as schizophrenia and
bipolar disorder. Other symptoms of mental distress included nightmares and sleeping
difficulties, and emotional issues such as feelings of shame, guilt and low self-esteem.
Notably, survivors often had multiple mental health disorders or issues at the same time,
rather than in isolation.
An association between child sexual abuse and the adverse mental health consequences
that many victims experience has been consistently described in research on child sexual
abuse, as well as in the limited number of studies specific to child sexual abuse in
institutional contexts. For example, one Australian study suggested that more than one in
five victims of child sexual abuse in the study had contact with a public mental health
facility in their lifetime, compared with less than one in 10 with no history of sexual abuse.
As discussed in Chapter 2, not all victims of child sexual abuse develop mental health issues
or adjustment difficulties in adulthood. Some victims may experience few impacts in the
short term. For some, problems may increase with age. It is also increasingly understood
that the impacts of trauma, such as child sexual abuse, may differ over a lifetime, emerging
in response to triggers or at various transition points.
This section describes some of the most commonly described impacts on mental health,
including:
• emotional issues, such as low self-esteem, shame and guilt and self-blame
• depression
• anxiety
• PTSD
• eating disorders
• other diagnosed disorders
• sleeping difficulties
• suicidality
• self-harm
• alcohol abuse, drug abuse and gambling problems.
…
3.3 Interpersonal relationships
Survivors spoke to Commissioners about the difficulties they have experienced with
interpersonal relationships, including with intimate partners, other family members and
friends. Consistent with what we were told, research associates child sexual abuse with
negative impacts on social and interpersonal relationships. Perhaps this is to be expected
given that the abuse often occurs in the context of a close, personal relationship where a
sense of trust and safety has been established. Child and adolescent psychiatrist, Dr Bruce
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Perry, giving evidence in the Nature, cause and impact of child sexual abuse case study,
explained how child sexual abuse in an institutional context makes a victim less willing to
trust others, which impacts on their capacity to establish and maintain relationships:
Everything that we learn, the entire way we heal, is all in the context of relationships,
and if the very vehicle that we use to learn, to grow, to develop, to heal, to engage,
to teach – all the stuff that we do as a parent – if that is corrupted by the process of
sexual abuse and you can’t trust and you don’t feel safe, it makes it difficult for you
to make your way through life. If the institution – you know, these institutions are
either ignoring, colluding, rejecting or even attacking you because of your
disclosure, and you see this and you feel it, it makes you much, much, much less
willing to trust.
Compounding this loss of trust, the secrecy and sometimes the fear associated with hiding
the abuse from others create a sense of guilt, shame and confusion that can disrupt the way
the child views the world. In adulthood, this worldview affects the way that survivors
understand the motives of others and how they handle stressful life events. This may
strongly influence their relationships with others throughout their lives, especially intimate
partners.
Despite the pervasive negative effects on personal relationships, many survivors in private
sessions and public hearings, told us about the importance to them of close relationships
with parents, partners, siblings, children, extended family, and friends. As discussed in
Chapter 2, they drew on supportive relationships to help them cope, even if the supporters
did not know about the abuse or only found out later. Many reflected on how their
relationships with others had given them meaning, and helped motivate them to seek
healing and recovery. These sources of strength are also discussed in more detail in
Volume 5, Private sessions.
3.3.1 Intimate relationships
Difficulty in forming and maintaining intimate relationships was a pervasive impact
described to us by many survivors. Of survivors who discussed impacts in private sessions,
24.2 per cent described having relationship problems and 45.2 per cent spoke of having
difficulties with trust and intimacy. Many survivors who gave evidence during public
hearings also identified these problems. For example, in Case Study 30: The response of
Turana, Winlaton and Baltara, and the Victoria Police and the Department of Health and
Human Services Victoria to allegations of sexual abuse (Youth detention centres, Victoria),
one survivor told us, ‘I am currently married, but I have very poor intimacy abilities. I
don’t enjoy having sex; it feels functional and awkward. And, although my marriage is
strong, my wife and I struggle with the intimacy’.
…
3.5.3 Sexual behaviour
Research suggests that child sexual abuse can have impacts on the sexual behaviour of
victims, in both childhood and adulthood. These impacts may be developmentally specific,
manifesting at certain stages of development, and sometimes subsiding or emerging later
in adolescence or adulthood in a different form. This section discusses what we heard about
sexual behaviours that manifest in adolescence or adulthood, including early and
unprotected sex, multiple partners and engaging in sex work. Sexual impacts that survivors
told us had affected their intimate relationships are discussed in Section 3.3.1.
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We heard that risky sexual behaviours, such as unprotected sex, can be related to other
risky behaviours common among survivors of child sexual abuse. Australian population-
based research indicates that both men and women who have experienced sexual coercion
are far more likely to have drunk alcohol in excess of official guidelines, to have injected
drugs, and to have had a sexually transmitted infection, all of which are factors linked with
high rates of unsafe or unprotected sex. These factors can lower inhibitions and expose
victims of child sexual abuse to further victimisation by impairing their defences and risk
perceptions, and increasing their likelihood of being targeted by perpetrators.
…
3.8.2 Re-victimisation
Many survivors in private sessions told us that they were re-victimised after the initial
incident of sexual abuse. We heard from victims who were sexually abused by different
perpetrators at various times during their lives, in both childhood and adulthood. Survivors
also told us that they were targeted for other types of abuse following sexual abuse, such
as emotional and physical abuse. This adds weight to research suggesting that perpetrators
outside the family context often target children who have previously been abused and
neglected because they believe these children are less likely to report it (see Volume 2,
Nature and cause).
…
3.9 Education, employment and economic security
Many survivors told us that the child sexual abuse they experienced had long-term impacts
on their education, employment and overall economic security. Of all survivors who
described impacts in private sessions, more than half (55.7 per cent) told us about negative
educational and economic outcomes.
(Footnotes omitted)
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