GRM -v- THE STATE OF WESTERN AUSTRALIA [2026] WASCA 97
[2026] WASCA 97
Page 1
JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
TITLE OF COURT : THE COURT OF APPEAL (WA)
CITATION : GRM -v- THE STATE OF WESTERN AUSTRALIA
[2026] WASCA 97
CORAM : THOMSON P
MITCHELL JA
HALL JA
HEARD : 2 JUNE 2026
DELIVERED : 16 JULY 2026
FILE NO/S : CACR 107 of 2025
BETWEEN : GRM
Appellant
AND
THE STATE OF WESTERN AUSTRALIA
Respondent
ON APPEAL FROM:
Jurisdiction : CHILDREN'S COURT OF WESTERN AUSTRALIA
Coram : QUAIL P
File Number : CC XX XXX of XXXX
Catchwords:
Criminal law - Appeal against conviction - Causing grievous bodily harm -
Self-defence - Evidentiary onus - Where appellant did not give evidence -
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Where only eyewitness looked away when blow was delivered - Whether it was
open on evidence to infer appellant was defending himself from a harmful act by
victim - Difference between inferences based on evidence and speculation
Criminal law - Appeal against conviction - Where prosecution failed to call
appellant's mother as a witness - Where mother had not given witness statement
and there was no certainty about what she could say - Whether prosecutor was
obliged to call mother in these circumstances - Whether failure to call mother
caused a miscarriage of justice
Legislation:
Criminal Code (WA), s 248, s 297(3)
Result:
Application to adduce additional evidence refused
Leave to appeal granted
Appeal dismissed
Category: A
Representation:
Counsel:
Appellant : P D Coleridge & T A Clelland
Respondent : R P Arndt & M L Wong
Solicitors:
Appellant : Aboriginal Legal Service (WA)
Respondent : Director of Public Prosecutions (WA)
Case(s) referred to in decision(s):
Braysich v The Queen [2011] HCA 14; (2011) 243 CLR 434
Caswell v Powell Duffryn Associated Collieries Ltd [1940] AC 152
Dansie v The Queen [2022] HCA 25; (2022) 274 CLR 651
Goodwyn v The State of Western Australia [2013] WASCA 141;
(2013) 45 WAR 328
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[2026] WASCA 97
Page 3
Hawke v The State of Western Australia [2017] WASCA 40
Heijne v The State of Western Australia [2010] WASCA 86
Jones v Dunkel [1959] HCA 8; (1959) 101 CLR 298
Jones v The State of Western Australia [2024] WASCA 115
Peacock v The King [1911] HCA 66; (1911) 13 CLR 619
Puttick v The State of Western Australia [2026] WASCA 52
R v Apostilides [1984] HCA 38; (1984) 154 CLR 563
R v Baden-Clay [2016] HCA 35; (2016) 258 CLR 308
R v Khazaal [2012] HCA 26; (2012) 246 CLR 601
Seltsam Pty Ltd v McGuiness [2000] NSWCA 29; (2000) 49 NSWLR 262
Sivaraja v The Queen [2017] NSWCCA 236
Sturniolo v The State of Western Australia [2023] WASCA 147
Thorns v The State of Western Australia [2022] WASCA 127
Whitehorn v The Queen [1983] HCA 42; (1983) 152 CLR 657
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[2026] WASCA 97
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JUDGMENT OF THE COURT:
1 The appellant, a juvenile, was found guilty after a trial by judge
alone in the Children's Court of one count of unlawfully doing grievous
bodily harm, contrary to s 297(3) of the Criminal Code (WA) (Code).
He was sentenced to a 10-month juvenile conditional release order. He
seeks leave to appeal against his conviction.
2 The prosecution case was that the appellant struck Dominic
Gellert (a pseudonym) to the neck with a samurai sword and thereby
caused a bodily injury likely to cause permanent injury to health.
Mr Gellert is the appellant's mother's partner. It was not in dispute that
the appellant delivered the blow, and that this resulted in a serious
injury to Mr Gellert. What was in issue was whether the appellant had
acted in self-defence.
3 Neither Mr Gellert nor the appellant gave evidence at the trial.
The sole witness to the events was the appellant's 15-year-old cousin,
Marcus Tufnell (a pseudonym). Mr Tufnell observed the events
leading up to, and immediately following, the blow, but looked away
during the four to five seconds in which the blow was delivered. The
learned trial judge concluded that the prosecution had excluded
self-defence beyond reasonable doubt, in that whilst the appellant may
have believed his act was necessary to defend himself from harm, there
were no reasonable grounds for that belief and, further, that striking
Mr Gellert with the sword was not a reasonable response in the
circumstances as the appellant believed them to be.
4 There are three grounds of appeal. The first ground alleges that
the verdict of guilty was unreasonable or cannot be supported, having
regard to the whole of the evidence. The verdict is said to be
unreasonable because it was not open to exclude beyond reasonable
doubt that the appellant acted in self-defence. The second ground
alleges that the trial judge made a material error of fact in finding that
there was no 'fracas or physical contact' between the appellant and
Mr Gellert. The third ground alleges that the prosecutor's failure to call
the appellant's mother, Hannah Francis (a pseudonym), as a witness
caused a miscarriage of justice.
5 The first ground hinges on whether there was a reasonable
possibility that Mr Gellert lunged at the appellant whilst holding a
knife. There was no evidence that such an aggressive movement was
made. The evidence was that Mr Gellert had stepped towards the
appellant, that he had a small knife in his hand, that this hand was held
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down by his side, that he and the appellant were swearing at each other,
and that they were more than an arm's length apart.
6 The appellant submits, however, that it is possible that in the few
seconds that Mr Tufnell looked away, Mr Gellert lunged at him with
the knife. The appellant submits that the onus was on the prosecution
to exclude self-defence based on that possibility. The appellant argues
that it was open on the evidence to infer that he struck Mr Gellert with
the sword in order to protect himself from being stabbed in the
circumstances described.
7 There is no evidential foundation for inferring that the appellant
might have believed that he needed to defend himself from being
stabbed because Mr Gellert lunged at him with the knife. If
self-defence arose, it had to be determined on the evidence that was
adduced at the trial. For the purpose of deciding whether a defence is
open, any inferences favourable to the accused should be drawn, but
that does not require, or permit, speculation.
8 On the basis of the evidence, the learned trial judge was correct to
conclude that self-defence had been excluded. It was open to conclude
that there were no reasonable grounds for the appellant to believe that
his act of striking Mr Gellert with the sword was necessary to defend
himself from a harmful act. Furthermore, it was open to conclude that
striking Mr Gellert with the sword was not a reasonable response in the
circumstances as the appellant believed them to be (insofar as this could
be determined in the absence of evidence from the appellant). The
learned trial judge did not err by finding that self-defence was
excluded. Accordingly, the verdict was not unreasonable or
unsupported by the evidence.
9 As regards ground 2, the trial judge's finding that there was no
fracas or physical contact occurred in the context of his Honour
considering whether there were reasonable grounds for the appellant to
believe that it was necessary for him to strike Mr Gellert in the neck
with the sword. In this context, it was relevant to consider whether
there had been any actual contact or assault. Properly understood,
his Honour's reference to 'fracas or physical contact'1 was to the fact
that there was no evidence of any contact between, or injury to, either
of the parties, other than the injury caused by the sword blow. The fact
that Mr Tufnell could not say what had occurred in the four to five
1 ts 156; BGAB 23.
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seconds after he looked away did not detract from this finding. The
alleged error of fact has not been made out.
10 As to ground 3, Ms Francis declined to provide a witness
statement. There was good reason to think, given that she is the mother
of the appellant, that she would not be an impartial witness. While she
made oral statements at the scene that the appellant was acting in
self-defence, it was not clear that those statements were based on
personal observations, and, in any event, she later denied having seen
anything.
11 In these circumstances, it was plainly open to the prosecutor to
exercise the discretion not to call Ms Francis. The appellant submits
that, even in the absence of any prosecutorial misconduct, the failure to
call Ms Francis resulted in a miscarriage of justice because it was
possible that she could have given relevant evidence. That submission
must fail given that it was not known at the trial, and is not now known,
whether Ms Francis could give any relevant evidence. It is also
relevant to take into account that the appellant was aware of what
Ms Francis had told police at the scene, was aware that the prosecution
did not intend to call her as a witness, and had an opportunity to call her
himself.
12 For the more detailed reasons that follow, we would grant leave to
appeal on ground 1, refuse leave on grounds 2 and 3, and dismiss the
appeal.
The prosecution case
13 On the evening of 8 September 2024, the appellant was at home
with his mother, Hannah Francis. He was playing video games with his
15-year-old cousin, Marcus Tufnell. Dominic Gellert, Ms Francis's
partner, was also present in the house.2
14 The appellant and Mr Tufnell were in one of the rooms of the
house. They heard Ms Francis and Mr Gellert arguing in another room.
The appellant got up and walked out of the room. He then returned and
picked up a samurai sword before going to the kitchen, where
Mr Gellert and Ms Francis were. Mr Tufnell followed the appellant
and tried to take the sword from him, but the appellant was swinging it
2 WAB 7.
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[2026] WASCA 97
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around.3 Ms Francis pushed Mr Gellert out of the house, through the
front door. 4
15 The appellant went to the back door, followed by Mr Tufnell. The
appellant left the house and jumped over the fence and walked out onto
the road. He was still carrying the samurai sword. Mr Gellert was
outside on the footpath. He was walking away from the house. When
he saw the appellant, he turned around and walked towards him. By
this stage, Mr Gellert was holding a small folding knife with the blade
out. The knife was held by Mr Gellert at his side. The appellant and
Mr Gellert were swearing at, and arguing with, each other.5 They were
standing a short distance apart, a little more than arm's reach.6
16 During the course of this interaction, the appellant struck
Mr Gellert in the neck with the samurai sword. The blow caused a
large laceration to the left side of the back of Mr Gellert's neck.
Mr Gellert turned and walked away, ultimately walking to a hospital,
where he received medical attention.7 The blow to the neck gave rise to
the charge of unlawfully causing grievous bodily harm.
Pre-trial argument
17 The only witness to the critical events was Marcus Tufnell.8
18 Mr Gellert was spoken to by police at the hospital shortly after the
incident. He subsequently refused to sign a written statement, and
indicated that he would refuse to appear as a witness at the trial. He
was served with a summons to attend a deposition hearing, but refused
to comply with the summons. The prosecution advised the defence that
Mr Gellert would not be called as a witness. 9
19 Ms Francis was spoken to by police at the scene. The exchange
was recorded on a police officer's body-worn camera. The footage
captured Ms Francis stating that she would not appear as a witness
against her son. She refused to provide a written statement to police,
and made clear that she would not comply with any order to attend
court. Though a deposition hearing was not attempted in respect of
3 ts 97, 140.
4 ts 140.
5 ts 140.
6 ts 154.
7 ts 140.
8 WAB 8; ts 142.
9 WAB 32.
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[2026] WASCA 97
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Ms Francis, the prosecution concluded that she would not be called as a
prosecution witness.10
20 Prior to the commencement of the trial, the appellant made an
application for a ruling that there was no case to answer, primarily on
the basis that the prosecution could offer no evidence as to what
occurred in the four to five seconds in which the sword made contact
with Mr Gellert's neck. That is because Mr Tufnell's evidence was that
he looked away after seeing the appellant raise the sword and did not
see the physical contact. That application was dismissed, the trial judge
holding that there was a case to answer based on the statements made
by Mr Tufnell regarding what had occurred immediately prior to the
blow.11
21 Defence counsel also sought to challenge the prosecutor's decision
not to call Ms Francis. Counsel contended that Ms Francis was a
necessary witness because she had told the police that she had observed
some of what occurred between the appellant and Mr Gellert whilst she
was inside the house. This will be referred to in more detail in respect
of ground 3. For present purposes, it is sufficient to note that
Ms Francis told police that the appellant and Mr Gellert had been
'swinging' at each other, and that the appellant was acting in
self-defence.12
22 The prosecutor explained that Ms Francis had repeatedly
communicated that she would not participate in a trial against the
appellant. Further, police dealings with Ms Francis had demonstrated
that she would be an unreliable witness, having made false statements
to police at the scene, which were recorded on body-worn camera. This
was a reference to statements made regarding the location of the
samurai sword. The prosecutor explained that, in order to call
Ms Francis, he would first be obliged to meet with her, and the view
had been formed that she would not be willing to attend such a
meeting.13
23 There was also a pre-trial discussion regarding the application of
s 248(5) of the Code.14 That subsection provides that a harmful act is
not done in self-defence if it is done to defend the person, or another
person, from a harmful act that is lawful.15 There was discussion
10 WAB 32.
11 WAB 32 - 33.
12 WAB 33.
13 WAB 33.
14 WAB 33.
15 Code, s 248(5).
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regarding whether the prosecution would assert that self-defence was
not open because Mr Gellert's production of a knife was, in the
circumstances, lawful. Ultimately, the prosecutor informed the court
that s 248(5) would not be relied upon because to do so would be unfair
in circumstances where Mr Gellert would not be called to explain his
subjective belief, and would not be available for cross-examination.16
Relevant evidence
Admissions
24 The appellant made admissions pursuant to s 32 of the Evidence
Act 1906 (WA) as to the following facts:17
1. The appellant was present at the relevant location on the
evening of 8 September 2024.
2. The appellant was holding a long-bladed weapon.
3. The appellant struck Mr Gellert with that long-bladed weapon,
causing an injury.
4. The long-bladed weapon was subsequently recovered from a
vacant block on the same road.
5. The injury suffered by Mr Gellert amounted to grievous bodily
harm, in that, without medical treatment, it was likely to cause
permanent injury to health through the weakening of the
muscles in the neck.
6. Police attended at the scene after 7.50 pm on 8 September 2024.
7. Present in the area, and spoken to by police, were the appellant,
Ms Francis, Mr Tufnell, and Mr Tufnell's girlfriend.
8. Hannah Francis provided an account to police, which was
recorded on body-worn camera footage.
Marcus Tufnell
25 Mr Tufnell was the critical witness at the trial. At the time of the
incident, he was aged 15. He was 16 when he gave evidence. He is the
16 WAB 33 - 34.
17 BGAB 32.
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nephew of Ms Francis and the cousin of the appellant.18 He was
staying at Ms Francis's house at the relevant time.19
26 Mr Tufnell said that on the evening of 8 September 2024, he was
in a room of the house playing video games with the appellant. He was
then asked:20
Okay. Did anything happen while you were playing video games?---
We were just sitting down, and we had that - other than that - arguing.
And, yes. [The appellant], he got up, and I looked at him. I said, 'It's
all right. Just sit down. Just finish doing what we're doing. Now, stop.
Now, stop arguing.' You know how it is? Take up your time, and you
know. No, I'm sick of it, I'm sick of it.
Yes. Yes?---I just don't want it to happen all the time.
All right?---And, I don't know what happened, but he walked out there,
and he come back and he - he grabbed this thing now - that sword.
27 There was then a short interruption, before Mr Tufnell
continued:21
You said he grabbed the thing. What thing did he grab?---His sword.
What does the sword look like?---It was, like, you know them - them
samurai swords?
Yes. Where - - -?---It was one of them - it was one of those.
Where in the room was the samurai sword?---It was in the corner.
Yes. Had you - you've seen that before?---Yes.
Yes. What did - what happened after he grabbed the samurai sword?---
He walked out into the kitchen. I jumped up and I followed him out
there. And I seen him, he was standing there. Him and [Mr Gellert] -
they was arguing. And I was trying to grab it off him, but he was
swinging it around, so I stepped back, because I didn't want to get hit
with it myself.
Yes?---And that's when - [Ms Francis] pushed [Mr Gellert] out the front
door. And then we walked - we - [the appellant] ran around the back.
When he ran around the back, I followed him. He jumped the back
fence and I jumped the fence. And then we walked out onto a road. He
- and I was walking along behind him, and [Mr Gellert] was already
walking up the road. But he turned around when he seen [the
18 ts 95, 150.
19 ts 139 - 140.
20 ts 96.
21 ts 96 - 97.
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appellant], and - yes - -they was standing up, just like - not far from
each other, and then that's when they was swearing at each other. I
seen [sic] [the appellant] with his hand up, before, like, before he hit
him, I looked away. Because that - I didn't want to see what he was
going to do, and that there.
28 Mr Tufnell was taken through those events in more detail. In
particular, he was asked about how the appellant and Mr Gellert came
to be in close proximity:22
Now, when you got to the road, where was [Mr Gellert]?---He was on
the footpath, standing, like, not - - -
On the same side of the road to the house, or the other side of the road?-
--On the other side of the road where - - -
Yes?--- - - - near where it happened.
Yes. And was he like standing still or was he moving?---He was
standing still there.
Yes. And what did you see [the appellant] do at that point?---They was
arguing there with each other. And I seen [the appellant] lift his hand
up. When he lifted his hand up, and he was going to hit him, I looked
away.
Yes?---And when I looked back, I just seen [Mr Gellert] holding his
neck. And then [Mr Gellert] looked at, like, are you dead? And that's
when [the appellant] turned around, and I walked up to [the appellant],
and I said 'Bro, you're a dumb cunt. You know, you're going to jail now
for that there.'
I will just stop you there a sec. Hang on.
HIS HONOUR: Can you just hang on a tick, [Marcus].
[PROSECUTOR]: When you - before you saw [the appellant] lift his
hand up, how close were [Mr Gellert] and [the appellant] standing to
each other?---Like, not - not that far, I don't think. Yes, not that far
from each other.
Yes. Do you reckon either of them could have put a hand out and
reach, and touch the other? Like that close or a bit further?---Just a little
bit further than that.
Yes. You said they were arguing. Could you hear what they were
saying, or do you remember what they said?---No, they were just
swearing at each other, cursing each other.
22 ts 98 - 99.
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Yes. You said cursing each other. What do you mean by that?---Like,
swearing at each other.
Yes. And how did their voices sound?---Angry and loud.
Yes. And both of them sounded angry and loud?---Yes.
Yes. Before you see [the appellant] lift his hand up, did either of them
move their hands?---I don't really remember.
Yes. Did you see if [Mr Gellert] had anything in his hand?---He had his
little - little knife in his hand.
Yes. And what does his little knife look like?---Just a little Rambo
knife.
Yes. How long do you reckon the blade of it is?---Not that long. It's
just tiny.
Yes. And where was the knife?---He had it in his hand.
Yes. Where was his hand?---Down by his side.
Did you see it move at all?---No.
You said that you saw [the appellant] lift his hand up, and that's when
you looked away. Can you describe for us how he lifted his hand up?---
Like, he was, like, getting ready to hit him.
Yes. Did he have anything in his hand?---[The appellant]?
Yes?---Yes, he had his Samurai sword.
Okay. So when he lifted his hand, is he lifting the sword too?---Yes.
Yes. How long do you reckon you had looked away for?---Probably for
four, five seconds. Not that long.
Yes. And then when you looked back, you said [Mr Gellert] was
holding his neck?---Yes.
29 In cross-examination, Mr Tufnell was asked about the appellant
and Mr Gellert's movements:23
Now, I want to ask you about when [Mr Gellert] saw [the appellant] on
the street, okay? So that's what I'm asking you about. At the start,
before you boys came out there, [Mr Gellert] was walking away, right?-
--Yes.
But when he saw [the appellant], he turned around, didn't he?---Yes.
23 ts 106.
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Yes. And he actually started to walk a little bit towards [the appellant],
didn't he?---Yes.
HIS HONOUR: Sorry, I saw you nod your head. What was that - is
that - - -?---Yes.
Yes. Okay.
[DEFENCE COUNSEL]: Now, at that stage, when he was walking
towards [the appellant], he had that blade out, didn't he?---Yes.
Okay. And they were both swearing at each other, and saying
threatening things; is that right?---Yes.
30 Later in cross-examination, Mr Tufnell was asked whether he
could remember telling a police officer at the scene that Mr Gellert had
swung first, and that the appellant had reacted. Mr Tufnell said he
could not recall that. A video clip of the body-worn camera footage
was then played, and Mr Tufnell accepted that he had said words to that
effect to police. When asked whether that was the truth, Mr Tufnell
responded, 'Really, I can't remember, man'.24
31 That issue was returned to in re-examination:25
So do you remember - while [the appellant] and [Mr Gellert] were on
the road, do you remember [Mr Gellert] swinging at [the appellant] at
all?---I can't remember.
All right?---I don't think so.
The trial judge's reasons
32 The trial judge noted that the State had not called Mr Gellert or
Ms Francis, and that he had been asked to draw an adverse inference
from that failure. In that regard, his Honour said:26
I'm satisfied that police spoke to both the complainant and his partner,
[Ms Francis], and they have refused to cooperate with the State and
refused to provide signed witness statements. I ordered that
[Mr Gellert] could be deposed prior to trial, that did not proceed for
reasons which are not in evidence. No attempt was made to depose
[Ms Francis]. I accept Detective Waller's evidence about her
endeavours to secure cooperation from the adult witnesses.
I'm satisfied at the time of the trial, they both remained unwilling to
cooperate with the State. In those circumstances, I'm not prepared to
draw the inference defence contend I should.
24 ts 107- 108.
25 ts 109.
26 ts 142; BGAB 9.
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33 The trial judge noted that the prosecution case depended critically
upon the evidence of Mr Tufnell, and that he had to be satisfied beyond
reasonable doubt as to the truthfulness, accuracy, and reliability of
Mr Tufnell's evidence before he could find the appellant guilty.
His Honour noted Mr Tufnell's out-of-court statement regarding who
had swung first, but said that, given that Mr Tufnell had not adopted his
out-of-court statement, it was not available as proof of the truth of what
he said. In those circumstances, there was no evidence from
Mr Tufnell that Mr Gellert had swung first. The out-of-court statement
was only relevant as an inconsistent statement when it came to
assessing Mr Tufnell's credit and reliability.27
34 The trial judge then turned to the question of self-defence.
His Honour said:28
Whether [the appellant] was acting in self-defence is the live issue in
this trial, and I accept the defence submission that evidence of
[Mr Gellert's] history of propensity for family violence, which is
contained in exhibits 6 and 7, and also in relation to evidence about
what happened on the night in relation to his conduct, is relevant in
determining whether [the appellant] had a belief that an act was
necessary to defend himself or another person from a harmful act,
including a harmful act that was not imminent, and [the appellant's] act
was a reasonable response by him in the circumstances as he believes
them to be, and whether there were reasonable grounds for a particular
belief by [the appellant].
I recognise that family violence may consist of separate acts that form
part of a pattern of behaviour which can amount to abuse, even though
some or all of those acts may, when viewed in isolation, appear to be
minor or trivial. It is the experience of the court - or that experience
shows - that court's experience shows that people may react differently
to family violence, and there is no typical, proper or normal response to
family violence.
The experience shows that decisions made by a person subjected to
family violence about how to address, respond to or avoid family
violence may be influenced by a variety of factors, and these influences
may include the violence itself, social, cultural, economic or personal
factors, or inequities experienced by the person, including inequities
associated with, if not limited to, race and age.
I recognise, as [defence counsel] properly identified, that I must
carefully consider this issue and the availability of self-defence, having
[regard] to the power imbalance between [Mr Gellert] as an adult and
27 ts 142 - 143; BGAB 9 - 10.
28 ts 143 - 144; BGAB 10 - 11.
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stepfather, and [the appellant] as a teenage boy and stepson, in the
circumstances in which he lived.
35 The trial judge noted that the defence had tendered a number of
police incident reports which referred to occasions when police had
been called out to deal with reports of domestic violence by
Mr Gellert.29
36 The trial judge then referred to the elements of the offence, before
returning to the question of self-defence:30
An act - here, striking with a sword - will be authorised, justified or
excused by law if it is done in self-defence. In order for the State to
prove that [the appellant] unlawfully did grievous bodily harm to
[Mr Gellert], the State must prove beyond reasonable doubt that [the
appellant] was not acting in self-defence when he struck him.
At law, a harmful act - striking with a sword - will be done in
self-defence only if each of the following four circumstances exist:
first, the person must believe that a harmful act is necessary to defend
himself or another from a harmful act. Second, there must be
reasonable grounds for the person to believe that a harmful act be
necessary to defend himself or another from a harmful act. Third, the
person's harmful act must be a reasonable response by him in the
circumstances as he believes them to be. Fourth, there must be
reasonable grounds for the person's belief as to those circumstances.
37 After referring to the evidence, the trial judge then made the
following factual finding:31
I'm satisfied that [Ms Francis] and [Mr Gellert's] relationship was
characterised by family violence, including arguing, shouting, abuse,
and assaults, which occurred sporadically, when I look at the
documents, at least that were reported to police, which is the evidence
before me, over the course of the years of their relationship. I'm
satisfied [Ms Francis] was a victim of such family violence perpetrated
by [Mr Gellert], even though [Marcus] had never seen him hit her.
I'm satisfied [the appellant] had witnessed such incidents and was aware
of others. I'm satisfied he believed that it happened regularly, and he
was tired of it happening. I'm satisfied that he was protective of his
mother. On 8 September, I'm satisfied [Mr Gellert] was in an angry
state, even before the argument and violence with [Ms Francis] that
night.
29 ts 144; BGAB 11.
30 ts 147 - 148; BGAB 14 - 15.
31 ts 152; BGAB 19.
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38 A little later, the trial judge said that he was satisfied that
Mr Gellert carried a rainbow-coloured folding knife, and that both
Mr Tufnell and the appellant knew that Mr Gellert habitually carried
that knife. His Honour found that the appellant was upset when he
picked up the samurai sword, which, when unsheathed, was one metre
long. He was satisfied that the appellant walked to the kitchen carrying
the sword, and that Mr Gellert and the appellant argued and were angry.
The appellant swung the sword around in the kitchen in anger, and
Mr Tufnell stepped back because he did not want to be hit. At this
stage, Mr Gellert had his knife in his pocket, or at least somewhere that
was not visible. Ms Francis then pushed Mr Gellert out of the front
door.32
39 The trial judge then said:33
I'm satisfied beyond reasonable doubt that when she did so and
[Mr Gellert] was outside the house, any reasonable possibility of
self-defence of another by [the appellant] was at an end, and there is no
evidential foundation for self-defence of another after that point. I'm
satisfied that [the appellant], who was still upset and angry, went out
the back door of the house, still carrying the sword. [Marcus] followed
him out. [Marcus] wanted to stop [the appellant]. I disregard [Marcus]
answer at the top of transcript 98:
'He won't hesitate to do anything.'
That was an inadmissible opinion. I'm satisfied [the appellant] followed
[Mr Gellert] down the road with the sword in his hand. It was night. I
have no evidence of lighting conditions, but I'm satisfied [Marcus] was
close enough and the lighting good enough that he could see what was
happening. I'm satisfied that [Mr Gellert] became aware that [the
appellant] was following him and stopped and looked at him.
I'm satisfied beyond reasonable doubt that the only conclusions I can
reasonably draw are that [Mr Gellert] saw [the appellant] was still
armed with the samurai sword and he took out his folding knife, opened
it, and started to walk towards [the appellant] with it in his hand but at
his side. And secondly, that [the appellant] saw [Mr Gellert] with the
blade in his hand coming towards him, and he - that is, [the appellant],
continued to approach [Mr Gellert].
I'm satisfied that they were both loudly swearing at each other and
threatening each other, and that both were angry. I'm satisfied they
were facing each other at just over arm's distance apart. They could not
yet touch each other by hand. [Mr Gellert] could not yet reach [the
appellant] with his knife without lifting it from his side and lunging or
32 ts 153; BGAB 20.
33 ts 153 - 154; BGAB 20 - 21.
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continuing towards [the appellant]. I'm satisfied [the appellant] could
reach [Mr Gellert] because the sword had greater reach.
I'm satisfied that [the appellant] raised his arm - his hand holding the
sword up. I'm satisfied [Marcus] looked away at that point because he
didn't want to see what might happen next. I'm satisfied that [Marcus]
looked away for only a short time, probably four or five seconds. I'm
satisfied that when he looked back, [Mr Gellert] was still standing and
holding his neck. [Mr Gellert] said 'You dead' to [the appellant], and
that's where I went back and checked the audio.
So [Mr Gellert] said 'you dead' to [the appellant]. [Mr Gellert] then
walked away up the road. [The appellant] stayed where he was with
[Marcus], and [Marcus] sat down on the kerb. [Marcus] said something
to [the appellant] which is not relevant to my determination of the
issues. I'm satisfied that [Marcus] evidence about those matters is
reliable and true. His inconsistency with out of court statements
reinforced his credibility to me, namely that he was honestly giving
evidence of what he could remember, and that out of court
inconsistency in no way undermined his reliability regarding those facts
I have found.
40 As to self-defence, his Honour said:34
Turning then to self-defence, on the findings I have made thus far, I'm
satisfied beyond reasonable doubt there is no scope for self-defence and
no evidential foundation for it to the point where [Mr Gellert] turned
around to face [the appellant], pulled out his knife, and held it down to
his side, and started to walk towards and engage with [the appellant],
both of them swearing and shouting and angry.
Up to that point, [the appellant] was the aggressor. He followed
[Mr Gellert] out of the house with a sword when [Mr Gellert] was
leaving, and [Mr Gellert] only pulled out his knife because [the
appellant] had the sword. If the State had not disavowed section 248(5)
and (6), properly so in the circumstances of this case, it would be much
easier to resolve.
At that point, when [Mr Gellert] was walking towards him angry and
holding the knife, I cannot exclude the possibility that [the appellant]
believed that [Mr Gellert] was going to fight and hurt him with the
knife he could see in [Mr Gellert's] hand.
His holding up the sword may, in that sense, have been a defensive
threat to keep [Mr Gellert] at bay, and to strike what he believed
necessary to defend himself from that threat. Now, although there was
time and a critical four or five second gap for more to have occurred,
for [Mr Gellert] to raise his knife arm or him to swing at [the
appellant], there is no evidential foundation for that, and I cannot
34 ts 155 - 158; BGAB 22 - 25.
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speculate about those or other hypothetical possibilities. I can and do
exclude that there was any fracas or physical contact between [the
appellant] and [Mr Gellert], other than by the single blow with the
sword.
There was no time for that to occur in the four or five seconds, and
[Marcus] would have seen it if it did occur. Similarly, neither [the
appellant] nor [Mr Gellert] went to ground or moved substantively from
their respective positions, or [Marcus] would have seen that and said so
in his evidence. Now, I need to consider whether the possibility I've
just identified as to [the appellant's] state of mind at that moment is a
reasonable possibility. There is a much more likely possibility on the
evidence, namely, that [the appellant] was angry, and he struck
[Mr Gellert] in the neck with the sword immediately after [Marcus]
looked away and before [Mr Gellert] did anything more.
However, in the end, and mindful of his age and life history, and even
though [the appellant] was also angry - I will just say that again. And
even though [the appellant] was also angry, it is a reasonably possible
conclusion that when he struck [Mr Gellert] with the sword, [the
appellant] believed it was necessary to do so to defend himself. In
other words, and as the law requires me to state it, I am not satisfied
beyond reasonable doubt that [the appellant] did not believe that
hitting [Mr Gellert] with the sword was necessary to defend himself
from a harmful act by [Mr Gellert].
Now, that is not the end of the matter. I need to consider whether the
State have rebutted any of the other three limbs of self-defence because
they only have to rebut one. As to the second way I directed myself on
earlier, I am satisfied beyond reasonable doubt that the State have
rebutted that. I'm satisfied beyond reasonable doubt [the appellant],
even as a 15-year-old teenager, having lived the life he had, did not
have reasonable grounds for believing it was necessary to strike
[Mr Gellert].
There were other options open to [the appellant], which a reasonable
teenager in his position would have taken. He could have lowered the
sword. He could have held [Mr Gellert] at arm's length with the sword,
as his reach was longer. He could have run away. He did none of
those things because although he may have had that belief I referred to
that the strike was necessary to defend himself, he held it in
circumstances where he was angry, aggressive and, I am satisfied
beyond reasonable doubt, not going to back down.
The reasonable teenager in [the appellant's] position is not an angry
teenager motivated to fight. And even though [Mr Gellert] was a
violent man who had just been violent with his mother and was angry as
he walked towards [the appellant] with his knife in his hand, there is no
evidential foundation that he was stupid, enraged or unconcerned for his
own safety and likely to attack an angry teenager wielding a big sword.
Objectively, the difference in weapons is important. Yes, [Mr Gellert]
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should have run away when he saw [the appellant] coming after him
with a sword.
But having regard to all of those matters, I'm satisfied beyond
reasonable doubt that there were no reasonable grounds for [the
appellant] to believe that hitting [Mr Gellert] with a sword was
necessary to defend himself from [Mr Gellert]. As to the third limb of
self-defence, I'm satisfied the State have rebutted that, too. I'm satisfied
beyond reasonable doubt that hitting [Mr Gellert] with a sword was not
a reasonable response in the circumstances as [the appellant] believed
them to be. I've just mentioned some of those things he could have
done instead.
The strike by [the appellant] was disproportionate to the threat he
faced, even though [Mr Gellert] was advancing with a small knife. I'm
well aware that it's difficult for a 15-year-old teenager like [the
appellant] to precisely weigh his response. I recognise what the High
Court said in [Zecevic v Director of Public Prosecutions (Vic) (1987)
162 CLR 645], and I should not impose unrealistic standards on an
accused facing the threat of imminent assault who should not be
expected to weigh the niceties of outcomes of different courses of
action.
I will say again, [the appellant] knew he was angry. That was his
primary motivation. And striking with a sword to the neck, and the
location of that injury was important, was entirely disproportionate. He
didn't back away. He didn't strike the legs. He delivered a forceful
blow with a sword to a very vulnerable part of the body.
Finally, I'm satisfied beyond reasonable doubt that there were no
reasonable grounds for [the appellant's] belief, that reasonably
possible belief I identified earlier, in the circumstances as he believed
them to be. That is for the same reasons I've already identified. And it
follows that the State have rebutted self-defence beyond reasonable
doubt, and it follows that the State have proved the charge beyond
reasonable doubt, and [the appellant] is guilty. (emphasis added)
Grounds of appeal
41 There are three grounds of appeal, they are as follows:35
GROUND 1
The verdict of guilty is unreasonable or cannot be supported
having regard to the evidence, in that it was not open to exclude
beyond reasonable doubt that the appellant acted in self-defence.
35 WAB 6.
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GROUND 2
In finding that there had been no 'fracas or physical [contact]'
between the appellant and [Mr Gellert] other than the single
blow by the appellant with the sword, the trial judge:
(a) made a material error of fact;
(b) erred in law, or in fact and law, by making that finding
where there was no evidence to support it and/or by
reversing the onus of proof.
GROUND 3
A substantial miscarriage of justice occurred as a consequence
of the prosecutor's failure to call [Ms Francis].
Ground 1 - relevant legal principles
42 The principles applicable to the determination of a ground of
appeal which alleges that the verdict is unreasonable or unsupported by
the evidence are well known. The central question for determination is
whether, upon the whole of the evidence, it was open to the trial judge
to be satisfied beyond reasonable doubt that the appellant was guilty.
This requires consideration of whether, on the whole of the evidence,
the trial judge must, as distinct from might, have entertained a
reasonable doubt about the appellant's guilt. The court must exercise its
own independent judgment in this regard, and not be distracted in the
case of a trial by judge alone by an analysis of the trial judge's
reasons.36
43 In the present case, the specific question is whether it was open to
the trial judge to be satisfied beyond reasonable doubt that the
prosecution had excluded self-defence. Thus, the reasons that follow
will be confined to that issue.
44 The elements of self-defence as provided for in s 248(4) of the
Code are:
1. A subjective component that the accused believed that the
actions constituting the alleged offence were necessary to
defend the accused or another person from a harmful act.
36 Sturniolo v The State of Western Australia [2023] WASCA 147; Dansie v The Queen [2022] HCA 25;
(2022) 274 CLR 651.
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2. A mixed objective and subjective component that the accused's
actions were a reasonable response by the accused in the
circumstances as the accused believed them to be.
3. An objective component that there were reasonable grounds for
the accused's beliefs as to the necessity to act in 1 and as to the
circumstances in 2.
45 The accused bears the evidential onus in relation to self-defence.37
If met, the burden falls on the prosecution to negate the defence by
excluding beyond reasonable doubt at least one of the elements referred
to. The evidentiary burden is relatively low and does not necessarily
require that the accused give evidence. It may be discharged by
pointing to evidence in the prosecution case from which the facts
necessary to support the defence can be inferred. In determining
whether a defence is available on the evidence, the case should be
viewed from the perspective that is most favourable to the accused. A
trial judge must leave a defence to the jury if, at the close of the
evidence, there is evidence which, taken at its highest in favour of the
accused, could lead a reasonable jury, properly instructed, to have a
reasonable doubt as to whether the State has negatived the defence.38
46 Whilst the evidential onus is a relatively low one, it is nonetheless
real. In Heijne v The State of Western Australia, this court reiterated
that the evidential onus does not impose any obligation on the accused
to give or call evidence. The issue can be raised by evidence capable of
giving rise to inferences. Importantly, however, the court clarified that
'[self-defence] should not be left to the jury if its application would be
purely speculative in the sense that it would lack foundation in the
evidence'.39 Although Heijne was concerned with now repealed
provisions dealing with self-defence, there is no reason to doubt the
continued relevance of this statement. Further, in Hawke v The State
of Western Australia, Mazza JA cautioned that, in deciding whether
the evidential onus has been met, a judge must guard against
speculation and the assumption of facts in favour of an accused where
there are gaps in the evidence.40
47 In considering what evidence there is that may support a defence,
it is important to consider what inferences can reasonably be drawn
37 Goodwyn v The State of Western Australia [2013] WASCA 141; (2013) 45 WAR 328 [96].
38 Braysich v The Queen [2011] HCA 14; (2011) 243 CLR 434 [37] (French CJ, Crennan & Kiefel JJ);
Hawke v The State of Western Australia [2017] WASCA 40 [106] (Buss P); Heijne v The State of Western
Australia [2010] WASCA 86 [43] (Martin CJ).
39 Heijne [40] (Martin CJ).
40 Hawke [171].
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from that evidence. Inferential reasoning is often referred to in the
context of circumstantial cases. A jury must exclude inferences
consistent with innocence and be satisfied that the only reasonable
inference is one of guilt, before they can return a verdict of guilty in a
circumstantial case. In the context of the evidential onus required to
raise a defence there is no requirement for the defence to establish that
an inference favourable to the defence is the only one available. It is
sufficient for this purpose if the inference is an inference that is
reasonably available on the evidence.
48 An inference is a logical deduction drawn from the evidence. In
Caswell v Powell Duffryn Associated Collieries Ltd, Lord Wright
explained the essential difference between inferences and speculation:41
Inference must be carefully distinguished from conjecture or
speculation. There can be no inference unless there are objective facts
from which to infer the other facts which it is sought to establish. In
some cases the other facts can be inferred with as much practical
certainty as if they had been actually observed. In other cases the
inference does not go beyond reasonable probability. But if there are
no positive proved facts from which the inference can be made, the
method of inference fails and what is left is mere speculation or
conjecture.
49 Lord Wright's reasons were referenced by the High Court in
R v Baden-Clay42 in considering whether an alternative inference was
mere speculation or conjecture, rather than a hypothesis available on
the evidence. The issue in that case was whether an alternative
hypothesis, that the appellant had killed his wife without intending to
cause serious harm to her, was reasonably open in circumstances where
the appellant had given evidence that he had nothing to do with the
death of his wife. In that context, the court said that for an inference to
be reasonable, it must rest on something more than mere conjecture.43
50 The issue was recently considered by Thomson P in Puttick v The
State of Western Australia,44 in which his Honour referred to the
following reasons of Spiegelman CJ in Seltsam Pty Ltd v McGuiness:45
It is often difficult to distinguish between permissible inference and
conjecture. Characterisation of a reasoning process as one or the other
occurs on a continuum in which there is no bright line division.
Nevertheless, the distinction exists.
41 Caswell v Powell Duffryn Associated Collieries Ltd [1940] AC 152, 170.
42 R v Baden-Clay [2016] HCA 35; (2016) 258 CLR 308 [55].
43 Baden-Clay [47] citing Peacock v The King [1911] HCA 66; (1911) 13 CLR 619, 661.
44 Puttick v The State of Western Australia [2026] WASCA 52 [52].
45 Seltsam Pty Ltd v McGuiness [2000] NSWCA 29; (2000) 49 NSWLR 262 [84] - [88].
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Lord MacMillan in Jones v Great Western Railway Co (1930) 144
LT 194, in the context of stating that a possibility that a negligent act
caused injury was not enough, said (at 202):
'The dividing line between conjecture and inference is often a
very difficult one to draw. A conjecture may be plausible, but is
of no legal value, for its essence is that it is a mere guess. An
inference in the legal sense, on the other hand, is a deduction
from the evidence, and if it is a reasonable deduction it may
have the validity of legal proof. The attribution of an
occurrence to a cause is, I take it, always a matter of inference.'
After referring to this passage, Sir Frederick Jordan in Carr v Baker
(1936) 36 SR (NSW) 301 at 306 said:
'The existence of a fact may be inferred from other facts when
those facts make it reasonably probable that it exists; if they go
no further than to show that it is possible that it may exist, then
its existence does not go beyond mere conjecture. Conjecture
may range from barely possible to the quite possible.'
Spiegelman CJ then referred to the passage from Caswell v Powell
Duffryn Associated Collieries Ltd that has been quoted at [48].
51 In Puttick, after quoting the above passage, Thomson P said:46
Of course, the comments made by Spigelman CJ concerned the
difference between inference and conjecture in the context of positively
proving causation on the balance of probabilities. Nonetheless, the
exposition of the difference between what constitutes inference and
conjecture is helpful to understand whether there is an inference
available upon the evidence which needs to be excluded by a
prosecution case beyond reasonable doubt. If there is no evidence to
support the existence of an inference, nothing needs to be demonstrated
to exclude the bare possibility of that inference. Put another way, a
circumstantial case is not defeated because it is possible to articulate an
alternative hypothesis, not grounded in the evidence, but which would
be theoretically inconsistent with guilt.
52 In Puttick the prosecution sought to prove an element of a money
laundering offence (that money was the proceeds of an offence) by
excluding the possibility that the money was lawfully obtained. In that
unusual context, members of the court differed as to whether a
contention that lawfully obtained money was being laundered for tax
evasion purposes could be dismissed as mere speculation.47 That
difference in application does not affect the correctness of Thomson P's
statement of principle in the passage just quoted.
46 Puttick [53].
47 Puttick [140] - [141], [146] per Mitchell JA, Bydder J agreeing at [238], [241], Thomson P contra at [108].
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53 In Jones v Dunkel, the issue was whether an inference of
negligence was available on the evidence.48 Although the case is, of
course, usually referred to for other reasons, some attention was given
to the difference between inferences drawn from proven facts as
opposed to conjecture. Dixon CJ (who was in dissent in the outcome)
said that the law49
does not authorise a court to choose between guesses, where the
possibilities are not unlimited, on the ground that one guess seems more
likely than another or others. The facts proved must form a reasonable
basis for a definite conclusion affirmatively drawn of the truth of which
the tribunal of fact may reasonably be satisfied.
54 The application of this distinction to defences is potentially
complicated by the use of the phrase 'reasonable possibility' in many of
the cases.50 This could be read as suggesting that a mere or bare
possibility is enough. That issue was addressed by the High Court in R
v Khazaal.51
55 In Khazaal, the appellant was convicted of making a document
connected with assistance in a terrorist act contrary to s 101.5 of the
Criminal Code (Cth). He did not give evidence but sought to rely on a
statutory defence that the making of the document was not intended to
facilitate assistance in a terrorist act. The appellant bore the evidential
burden in relation to the defence, by reason of s 13.3(3) of the Criminal
Code (Cth). Section 13.3(6) of the Criminal Code (Cth) defines an
evidential burden as 'the burden of adducing or pointing to evidence
that suggests a reasonable possibility that the matter exists or does not
exist'. French CJ said:52
The statutory collocation 'evidence that suggests a reasonable
possibility' is not readily amenable to translation into other terms. But,
applying the ordinary meaning of the words of the definition, it is
sufficient for the disposition of the Crown's appeal that s 13.3(3), read
with s 13.3(6), requires evidence that is at least capable of supporting
the inference that the matter to which the evidential burden applies
'exists or does not exist'. This approach reflects the general law position
with respect to the evidential burden. If no such inference is able to be
drawn from the evidence there is no logical basis for saying that the
evidence suggests that inference as a reasonable possibility. Evidence
which is merely consistent with or not inconsistent with such a
48 Jones v Dunkel [1959] HCA 8; (1959) 101 CLR 298.
49 Jones (305) (Dixon CJ), see also (305) (Kitto J), (309 - 310) (Menzies J), (319) (Windeyer J).
50 See, for example, Thorns v The State of Western Australia [2022] WASCA 127 [162].
51 R v Khazaal [2012] HCA 26; (2012) 246 CLR 601.
52 Khazaal [12] (French CJ).
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possibility does not 'suggest' it. The interaction of the 'evidence' and the
'possibility' in such a case may be like that of ships passing in the night.
56 The plurality (Gummow, Crennan and Bell JJ) approached the
issue differently, though they reached the same conclusion that the
evidential burden had not been met:53
None of the evidence relied on by the respondent to discharge the
evidential burden in respect of s 101.5(5) suggested a possibility that
the respondent's making of the e-book was not intended to facilitate
assistance in the terrorist act for which the e-book provided information
and instructions. This renders it unnecessary to determine whether the
phrase 'reasonable possibility', as it appears in s 13.3(6), excludes
evidence which suggests no more than a 'mere possibility' or a 'bare
possibility'. That question is better left until facts before this court
require the question to be determined.
57 The fifth member of the court in Khazaal, Heydon J, concluded
that the appellant had not met the evidential onus because, insofar as
the appellant relied on evidence which lay outside the e-book, it was
neutral and immaterial. So far as the evidence relied on came from the
e-book, his Honour said that it was nullified by the balance of the
e-book. Thus, none of this evidence supported a reasonable possibility
that the appellant did not have the intention of facilitating a terrorist
act.54
58 Although Khazaal was concerned with the terminology of the
Criminal Code (Cth), there is no reason to think that the phrase
'reasonable possibility' as used in that statute has a different meaning to
the general law. Whilst the plurality in Khazaal did not resolve
whether a reasonable possibility excludes a mere or bare possibility, the
use of the word reasonable in this context is a limiting word that
strongly suggests something that is more than merely theoretical. We
respectfully agree with French CJ that a reasonable possibility must be
founded on evidence that is at least capable of supporting an inference
that the matter to which the evidential burden applies exists or does not
exist. Accordingly, a reasonable possibility that an accused acted in
self-defence must be based on the evidence or on a positive inference
drawn from the evidence that the facts relevant to self-defence exist.
59 The practical application of the distinction between a reasonable
possibility supported by the evidence and speculation is illustrated by
Sivaraja v The Queen,55 a New South Wales case that bears some
53 Khazaal [78] (Gummow, Crennan & Bell JJ).
54 Khazaal [110] - [111] (Heydon J).
55 Sivaraja v The Queen [2017] NSWCCA 236 (Meagher JA, R A Hulme & Beech-Jones JJ).
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factual similarities to the present case. In Sivaraja, the appellant and
others were convicted of wounding with intent to cause grievous bodily
harm. The appellant sought to rely on self-defence on the basis that the
victim had produced a knife during a confrontation, which resulted in
injury to the victim. The appellant did not give evidence and there was
no direct evidence to support the appellant's contention. The NSW
Court of Criminal Appeal concluded that, even accepting that the
victim was in possession of a knife, it was mere speculation to theorise
that he produced it during the confrontation such that it resulted in the
appellant forming the belief that it was necessary to assault the victim
with a weapon. The surrounding circumstances, including the wound
to the victim and that the appellant and his co-offenders had no injuries,
did not assist in 'converting pure speculation about the applicant's
acting in self-defence to evidence capable of raising a reasonable doubt
about that matter'.56
60 Accordingly, if, on the available evidence, an event is no more
likely to have occurred than to not have occurred, then it is not logically
possible to draw an inference that it did occur. In such a scenario, the
evidence does not allow a conclusion based on inductive reasoning to
be made. The evidence may be consistent with the possibility of the
event occurring, in the sense that it does not positively exclude it, but
consistency is not enough for the drawing of an inference. There must
be evidence from which it is possible to draw a logical conclusion that
the alleged event occurred before it can be said that that event can be
inferred.
61 In the context of s 248 of the Code, this means that, when
considering whether it is reasonably possible that the appellant was
acting in self-defence, it is necessary to decide that question in the
circumstances established by the evidence. The circumstances are
those matters of fact of which there is evidence, and the inferences that
can be drawn from those facts. The prosecution has the onus of
disproving self-defence where it is raised, but that does not require
disproof of possibilities that are merely conjecture or speculation.
62 There is a practical reason that reinforces this conclusion. The
purpose of an evidential burden is to ensure that the issues to be
determined at a trial are properly identified. If the evidential burden is
discharged, the onus falls on the prosecution to disprove self-defence
beyond reasonable doubt. The prosecution can reasonably anticipate
the need to rebut defences that are either directly raised or are capable
56 Sivaraja [145].
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of being inferred from the evidence. However, if the onus extends to
the exclusion of every theoretical possibility the task of the prosecution
will be onerous, if not impossible. Self-defence could be an issue in
almost every case involving the use of violence, other than where it is
specifically renounced. Predicting what possibilities may be raised by
the defence in closing would be an exercise in guesswork, and adducing
evidence to disprove such possibilities would be fraught with difficulty.
In an attempt to disprove such possibilities, the prosecution may end up
leading evidence that ultimately proves to be irrelevant. This scenario
would also allow the accused to capitalise on gaps in the evidence, not
merely to argue that the prosecution has not proved its case, but to
expand the range of positive defences.
Ground 1 - submissions
63 The appellant submits that he met the evidential burden to raise
the defence of self-defence, and the onus was therefore on the
prosecution to negative the defence by excluding at least one of its
elements beyond reasonable doubt. The prosecutor took no issue that
the evidential burden had been satisfied, and the trial judge proceeded
on the basis that the prosecution bore the onus to negate the defence
beyond reasonable doubt.
64 The appellant submits that, in circumstances where the
prosecution led no direct evidence as to what happened at the precise
moment of the blow, there was no direct evidence in the prosecution
case of the critical moments of the altercation. At its highest, the
prosecution case, in seeking to negate self-defence, rested upon the
hypothesis that, within the five-second gap, the appellant struck
Mr Gellert, without Mr Gellert having taken any aggressive action. The
appellant submits that that factual hypothesis is not established by the
evidence at trial, and, thus, the prosecution could not discharge its onus
to disprove self-defence.
65 The appellant submits that a hypothesis involving physical
aggression on the part of Mr Gellert in the five-second gap is made
more likely by the evidence led of his previous instances of violence.
Trial counsel for the appellant relied upon the propensity evidence to
suggest that it was more likely that Mr Gellert behaved in a violent
manner in the critical moments.
66 Further, the appellant submits that Mr Tufnell's evidence was
incapable of acceptance as a proper foundation for an inference that the
appellant had not acted in self-defence. Mr Tufnell's credibility and
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reliability were significantly affected by the prior inconsistent statement
on a material question. The prior inconsistent statement was not in
relation to a peripheral matter. Rather, it went to a key moment at issue
in the trial. The content of the inconsistent statement, that Mr Gellert
had swung first, was irreconcilable with Mr Tufnell's evidence during
examination-in-chief, that he had not seen a movement by Mr Gellert
with the knife.
67 The respondent submits that the evidence only raised the
possibility of self-defence on the basis that the appellant may have
reacted to an apprehended, as opposed to an actual, assault. The
appellant's argument on appeal relies entirely on an actual assault
having occurred in the seconds that Mr Tufnell looked away. But the
suggestion that there was an actual assault lacks any evidential
foundation.
68 The respondent submits that, in any event, the trial judge was also
satisfied beyond reasonable doubt that the appellant's action in striking
Mr Gellert with a sword to the neck was disproportionate in the
circumstances as the appellant believed them to be. The judge's
reasoning in this regard is equally applicable to a scenario where
Mr Gellert took some action that constituted an assault.
Ground 1 - merits
69 In the present case, the elements of the offence were admitted and
the appellant bore an evidential onus in relation to self-defence.57 The
issue is what were the circumstances established by the evidence that
gave rise to self-defence. That is, was consideration of self-defence
limited to the circumstances described by Mr Tufnell, or did they
include, as an inference drawn from that evidence, that Mr Gellert had
lunged or struck out with the knife he was holding? It is important to
give some consideration to what inferences were available.
70 At the hearing of the appeal, it was suggested that inferences in
this regard can be contrasted with the inferential reasoning that applies
to a circumstantial case. The suggestion was that a possibility open on
the evidence was sufficient to justify a requirement that the prosecution
disprove the defence beyond reasonable doubt. The implication was
that if it was a possibility that Mr Gellert had lunged with the knife, that
was enough, whether or not that possibility could be positively inferred
from the evidence.
57 This is different to the circumstances in Puttick referred to in [52] above.
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71 We are unable to accept that submission. A defence must have a
foundation in the evidence. Mr Tufnell's evidence was the only basis
on which self-defence could arise in this case. Accordingly, whether
the appellant may have acted in self-defence must be assessed by
reference to the facts directly established by that evidence together with
any facts that may properly be inferred from them. It was not enough
to suggest that, in the five seconds that Mr Tufnell looked away, it was
possible that Mr Gellert had lunged with the knife. There was no
evidence of facts from which it might be inferred that he had done so.
The only available evidence was that, when last seen, Mr Gellert was
holding the knife down by his side. The fact that he and the appellant
were in close proximity and swearing at each other could not support an
inference that Mr Gellert had lunged with the knife, when there was no
evidence that such an act occurred. Nor does the fact that Mr Gellert
had a propensity for violence mean that he would have acted in a
particular way on this occasion. At most there was a speculative
possibility, not grounded in the evidence, that Mr Gellert might have
lunged at the appellant with a knife.
72 The appellant's contention can be tested in the following way. If
Mr Tufnell had not given evidence, could the appellant have been
convicted on the basis of his admissions and assuming that the blow
with the sword was a willed act? He plainly could have. In these
circumstances, could any suggestion of self-defence have been raised in
the absence of some positive evidence that the appellant had grounds
for believing that he needed to defend himself from a harmful act? The
answer must be 'no'. To say that it is possible that Mr Gellert acted by
lunging out with the knife is mere speculation.
73 The only basis upon which self-defence was open was on the
existing evidence. The appellant's actions fell to be considered on the
basis that Mr Gellert had moved towards him whilst holding a knife,
but that the knife was held by his side. This occurred in circumstances
where the appellant was holding a 1 m-long samurai sword, which, a
short time earlier, he had been swinging around in the kitchen. When
last observed, the appellant had raised the sword in a manner that
appeared to Mr Tufnell to be in readiness to make a strike. Mr Gellert
was injured by being hit to the rear of his neck by the sword. There
was no suggestion of any injuries to the appellant.
74 It was plainly open on this evidence to conclude that whilst the
appellant may have believed that his action was necessary in order to
defend himself from a harmful act by Mr Gellert, there were no
reasonable grounds for that belief, and the response was not a
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reasonable one in the circumstances as the appellant believed them to
be. The learned trial judge was not required to take into account the
merely speculative possibility that Mr Gellert had lunged with his
knife.
75 Mr Tufnell's evidence was the only evidential foundation for the
contention that the appellant may have acted in self-defence. That
limits the significance of Mr Tufnell's prior inconsistent statement. If
that statement rendered his evidence unreliable, so that it had to be
disregarded, the position would be analogous to that postulated at [71]
above. Just as there would have been no evidential foundation for
self-defence had Mr Tufnell not given evidence, there would be none if
his evidence were wholly rejected as unreliable.
76 Having regard to the whole of the evidence, it was open to the trial
judge to be satisfied beyond reasonable doubt that the appellant was
guilty. Specifically, it was open to the trial judge to be satisfied beyond
reasonable doubt that the prosecution had excluded self-defence. On
our own independent assessment of the evidence, we are not left with a
doubt that the appellant acted in self-defence. Further, any doubt that
might arise from the prior inconsistent statement of Mr Tufnell is
resolved by having regard to the advantage of the trial judge in having
seen and heard the witness.
77 As ground 1 raised an important matter of principle, we would
grant leave to appeal on that ground. However, the ground does not
succeed.
Ground 2 - submissions
78 The appellant submits that, in making a finding that there was no
'fracas or physical contact' between the appellant and Mr Gellert, other
than the single blow with the sword, the trial judge was, in effect,
making a finding that Mr Gellert had not raised the knife in his hand
towards the appellant or taken a swing prior to the appellant's strike.
The appellant submits that to make such a finding engages in
speculation as to what occurred in the five seconds. This is said to be
somewhat ironic in circumstances where his Honour had, immediately
before making that finding, noted that he could not determine what had
occurred in that five-second period.
79 The appellant submits that the finding is material because it
impacted upon the trial judge's consideration of self-defence. By
excluding the possibility of an aggressive act on the part of Mr Gellert
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with the knife, the trial judge assessed self-defence in a context that was
unfairly unfavourable to the appellant.
80 The respondent submits that it does not follow that because the
prosecution bore the onus of disproving self-defence, it was required to
negative every speculative possibility that might be imagined. In the
present case, there was no evidence supporting the possibility that
Mr Gellert initiated a physical assault. In those circumstances, the trial
judge was correct to proceed on the basis that there was a reasonable
possibility that the appellant may have acted to defend himself against a
threatened assault, but that the possibility that a physical assault had
occurred was mere speculation.
Ground 2 - merits
81 When seen in context, it is apparent that his Honour's reference to
there being no fracas or physical contact is a description of the broader
circumstances in which the strike occurred. At the point Mr Tufnell
looked away, the appellant had raised the sword to strike Mr Gellert.
There was no suggestion of any physical contact (that is, an assault) or
any fracas (that is, any physical pushing or shoving) at that point. To
the contrary, the evidence was that they were more than an arm's length
apart. This was a conclusion that was also supported by the appellant's
lack of injuries and the fact that neither he nor Mr Gellert fell to the
ground.
82 The appellant interprets the trial judge as making a finding that
Mr Gellert did not act aggressively in the period that Mr Tufnell looked
away. That is not what his Honour says, and it would be surprising if
that is what he meant, given that the impugned words follow
immediately after a passage in which his Honour says that he cannot
speculate as to what occurred in the four or five seconds that
Mr Tufnell looked away. Nor is there anything to suggest that a finding
of that nature played any part in the trial judge's conclusions regarding
self-defence.
83 This ground appears, at least in part, to be a corollary of ground 1,
in that the appellant seeks to draw on the alleged negative finding to
support the contention that the trial judge did not properly consider
self-defence because he did not take into account the possibility that
Mr Gellert had struck out or lunged with the knife. However, when
his Honour's reasons are viewed as a whole, it is clear that he excluded
the possibility of Mr Gellert having acted aggressively in the manner
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described because it was speculative, not because he made a finding to
the contrary.
84 In our view, ground 2 is not reasonably arguable, and leave in
respect of it should be refused.
Ground 3 - relevant legal principles
85 The prosecution should call all witnesses necessary to give a
complete account of the events upon which the prosecution is based.
Those witnesses will include eyewitnesses of any events which go to
prove the elements of the offence. However, a prosecutor is not bound
to call a witness, even an eyewitness, whose evidence is judged to be
unreliable, untrustworthy or otherwise incapable of belief.58 A failure
to call a witness who, in fairness, should be called by the prosecution
may be insignificant in the context of the overall trial. A miscarriage of
justice will only occur where the consequences of the failure so affect
or permeate the trial as to warrant the conclusion that the fundamental
right to a fair trial has been denied.59
86 The following propositions in relation to a convicted person's
complaint on appeal about the failure of the prosecutor to call a
particular person as a witness are well established:60
(a) The prosecutor alone bears the responsibility of deciding
whether a person will be called as a witness for the State.
(b) The prosecutor's decision not to call a particular person as a
witness will only constitute a ground for setting aside a
conviction if, when viewed against the conduct of the trial as a
whole, the decision gives rise to a miscarriage of justice.
(c) It is necessary, in determining whether a miscarriage of justice
has occurred, to focus directly on the consequences, viewed
objectively, that the failure to call the witness has had on the
course of the trial and its outcome.
(d) The critical question is not whether the prosecutor's decision
constitutes misconduct, but whether in all the circumstances the
verdict of guilty is unsafe or unsatisfactory.
58 Whitehorn v The Queen [1983] HCA 42; (1983) 152 CLR 657, 674 (Dawson J).
59 Whitehorn (664) (Deane J).
60 R v Apostilides [1984] HCA 38; (1984) 154 CLR 563, 575, 577 - 578; See also Jones v The State of
Western Australia [2024] WASCA 115 [121].
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87 Misconduct by a prosecutor is not necessary in order for there to
be a miscarriage of justice, though it will be rare for a miscarriage of
justice to occur without there being misconduct. If the reasons that the
witnesses have not been called are justified by the circumstances, those
circumstances are likely to form a firm foundation for concluding that
there has been no miscarriage of justice.
Ground 3 - submissions
88 The appellant submits that there was a real possibility that
Ms Francis could give evidence relevant to the determination of the
self-defence issue. Although Ms Francis did not give a statement to the
police, nor participate in a deposition hearing, there was information
available in the form of a body-worn camera recording made at the
scene.
89 The appellant provided a transcript of the relevant part of the
body-worn camera footage. In that recording, Ms Francis said to a
police officer, 'So youse gonna charge a minor over hitting the adult
that was swinging at him? So Youse - nah but bro can I just explain
that to you? [Mr Gellert] was swinging at him first. You're gonna
charge a minor for defending himself'. The appellant submits that on
the basis of this oral statement, the prosecutor should have called
Ms Francis, and that the failure to do so resulted in a miscarriage of
justice.
90 The respondent submits that Ms Francis had declined to be
interviewed by police, or give a statement, and had not cooperated in
the giving of a deposition. What she told police at the scene was not a
statement made on oath; was not clearly an account of something that
she had seen herself, rather than being based on hearsay; and was
contradicted later in her interaction with the police when she denied
having seen anything. The appellant's relationship with Ms Francis was
also a relevant consideration.
91 The respondent submits that, in the circumstances, it was open to
the prosecutor to conclude that Ms Francis should not be called as a
witness for the prosecution. The prosecutor did not know what
Ms Francis might say if she was called as a witness, and had every
reason for believing that she would not be either a credible or reliable
witness.
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Ground 3 - the merits
92 It was not known, either at the trial or on appeal, what Ms Francis
could say, if anything, that was relevant to the facts in issue. There was
no witness statement or evidence on oath at a deposition hearing
confirming that she could give relevant and admissible evidence. No
application was made to adduce as additional evidence on the appeal
any affidavit from Ms Francis setting out any evidence she could give.
93 The body-worn camera footage of an oral statement made at the
scene is an insufficient basis for concluding that Ms Francis was a
necessary witness. The statement was made by a mother in an apparent
attempt to dissuade the police from charging her son. It is not apparent
that what was said by Ms Francis represented things that she had seen,
rather than things she had surmised or had been told by others. Further,
she later said that she had seen nothing.
94 In the circumstances, there is no reason to think that the prosecutor
engaged in any misconduct in declining to call Ms Francis. There were
plainly very good reasons not to do so. The appellant does not suggest
to the contrary. The fact that Ms Francis was also available to be called
by the appellant is a relevant, though not determinative, consideration.
It is difficult to see how the prosecutor's decision not to call Ms Francis
resulted in unfairness to the appellant, when she could have been called
as a defence witness and there was no reason to think that she would be
unfavourable to the appellant.
95 Given that it is not known what evidence Ms Francis could give,
the appellant faces an insurmountable hurdle in establishing that there
has been a miscarriage of justice as a result of the prosecutor's failure to
call her as a witness. It has not been established that, had she been
called, she could have given relevant evidence or made any difference
to the outcome of the trial. We are satisfied that the prosecutor's failure
to call Ms Francis as a witness at the trial did not result in an unfair
trial.
96 This ground has no reasonable prospect of succeeding, and leave
in respect of it should be refused.
Conclusion
97 Leave to appeal should be granted on ground 1 and refused on
grounds 2 and 3. The appeal should be dismissed.
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Orders
98 We would make the following orders:
1. Leave to appeal is granted on ground 1.
2. Leave to appeal is refused on grounds 2 and 3.
3. The appeal is dismissed.
I certify that the preceding paragraph(s) comprise the reasons for decision of
the Supreme Court of Western Australia.
DC
Associate to the Honourable President Thomson
20 JULY 2026
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