Austin v Workers' Compensation Regulator [2025] QIRC 110
QUEENSLAND INDUSTRIAL RELATIONS COMMISSION
CITATION: Austin v Workers' Compensation Regulator
[2025] QIRC 110
PARTIES: Austin, Julie Ann
(Appellant)
v
Workers' Compensation Regulator
(Respondent)
CASE NOS: WC/2023/39
PROCEEDINGS: Appeal against decision of the Workers'
Compensation Regulator
DELIVERED ON: 7 May 2025
HEARING DATE: 12, 13 and 14 February 2024
MEMBER:
HEARD AT:
O'Connor VP
Cairns
ORDER: 1. Pursuant to s 558(1)(c) of the
Workers' Compensation and
Rehabilitation Act 2003, the review
decision of the Respondent dated 3
March 2023 is set aside and another
decision substituted, namely, that the
Appellant’s application for workers’
compensation, the subject of this
proceeding, is one for acceptance.
2. Pursuant to r 41(1) of the
Industrial Relations (Tribunals)
Rules 2011:
(a) the parties are to
exchange and file
written submissions on
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2
the costs of the hearing
(of no more than two
(2) pages, 12-point font
size, line and a-half
spacing with numbered
paragraphs and pages)
by 4.00 pm on Friday,
13 June 2025; and
(b) unless otherwise
ordered, the decision
on costs be determined
on the papers
CATCHWORDS: WORKERS' COMPENSATION -
ENTITLEMENT TO COMPENSATION -
where Appellant was employed as a tour desk
agent/operator with Accor Australia & New
Zealand Hospitality Pty Ltd at the Pullman
Hotel in Cairns - where Appellant lodged an
application for compensation in relation to a
lower back injury whilst lifting bags - where
WorkCover accepted her application for an
aggravation of pre-existing pathology at L4/5
- where Appellant lodged a notice of claim
including a claim for an unassessed
psychiatric/psychological injury - where
WorkCover rejected claim for the unassessed
psychiatric/psychological injury as not being
work related - whether Appellant has
sustained a personal injury - whether the
personal injury has arisen out of, or in the
course of, her employment with the employer
- whether the Appellant's employment was a
significant contributing factor to her injury -
whether the Appellant has sustained a
psychological injury within the meaning of s
32 of the Workers' Compensation and
Rehabilitation Act 2003
LEGISLATION: Workers' Compensation and Rehabilitation
Act 2003, s 32, s 558
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CASES:
Industrial Relations Act 2016, s 451 , s 531
Industrial Relations (Tribunals) Rules 2011 , r
41, r 45
Adelaide Stevedoring Company Ltd v Forst
(1940) 64 CLR 538
Avis v WorkCover Queensland [2000] QIC
67; (2000) 165 QGIG 788
Binns v Thomas Borthwick & Sons [2005]
QSC 237
Builders Licensing Board v Sperway
Constructions (Syd) Pty Ltd (1976) 135 CLR
616
Charters Towers Regional Council v Workers'
Compensation Regulator [2019] QIRC 27
Chattin v WorkCover Queensland (1999) 161
QGIG 531
Church v Simon Blackwood (Workers'
Compensation Regulator) [2015] ICQ 031
Groos v WorkCover Queensland [2000] QIC
52; 165 QGIG 106
Harris v Caladine (1991) CLR 84
Holtman v Sampson [1985] 2 Qd R 472
Kavanagh v Commonwealth (1960) CLR 547
Kim v Workers' Compensation
Regulator [2019] ICQ 14
McGrory v Medina Property Services Pty Ltd
[2017] QCA 234
Newberry v Suncorp Metway Insurance Ltd
[2006] QCA 48; (2006) 1 Qd.R 519,
Obstoj v Van de Loos (Unreported, Supreme
Court of Queensland, Connolly J, 16 April
1987).
Qantas Airways Ltd v Q-Comp (2009) 191
QGIG 115
Quilter v Mapleson ; and Victorian
Stevedoring and General Contracting Co Pty
Ltd and Meakes v Dignan 46 CLR 73
Q-Comp v Green (2008) 189 QGIG 747
Reg v Pilgrim (1870) LR 6 QB 89
Ramsay v Watson (1961) 108 CLR 642
Shi v Migration Agents Registration
Authority (2008) 235 CLR 286
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State of Queensland (Queensland Health) v Q-
COMP and Beverley Coyne, 172 QGIG 1447
Taylor v Workers' Compensation Regulator
[2017] QIRC 6
APPEARANCES:
Yousif v Workers' Compensation
Regulator [2017] ICQ 4
Mr M. Glen, Counsel instructed by Lehmann
Featherstone Lawyers for the Appellant.
Mr S. McLeod, KC directly instructed by the
Workers Compensation Regulator
Reasons for Decision
[1] Ms Julie Ann Austin ('the Appellant') appeals a decision of the Workers' Compensation
Regulator ('the Respondent') dated 3 March 2023 which confirmed the decision of
WorkCover Queensland ('WorkCover') to reject the Appellant's application for workers'
compensation pursuant to s 32 of the Workers' Compensation and Rehabilitation Act
2003 ('the WCR Act') in respect of her psychiatric/psychological injury.
Background
[2] The Appellant was employed as a Tour Desk agent/operator with Accor Australia & New
Zealand Hospitality Pty Ltd ('Accor') working at the Pullman Hotel in Cairns.
[3] On or about 14 March 2019 the Appellant lodged an application for compensation with
WorkCover in respect of a lower back injury which she claims occurred whilst lifting
bags in the course of her employment with Accor on 6 March 2019. WorkCover advised
the employer on 27 March 2019 of their decision to accept the application as a provisional
diagnosis of musculoskeletal lower back injury.1
[4] After assessment of all the medical information, WorkCover advised the Appellant on
17 March 2020 her application was accepted as a work-related aggravation of
pre-existing pathology at L4/5 (asymptomatic) and on 10 July 2020 the Appellant was
issued with a notice of assessment.2
[5] On 24 February 2022 the Appellant lodged a notice of claim for damages with injuries
described as "Lower back - bursitis - lateral both hips; lower back - annular tear L4/5,
soft tissue and Gut - Gastritis".3
1 Respondent's Statement of Facts and Contentions filed 18 August 2023, [2], [3].
2 Ibid, [4], [5].
3 Respondent's Statement of Facts and Contentions filed 18 August 2023, [6].
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[6] On or about 20 April 2022, the Appellant lodged a notice with WorkCover for the
aggravation of pre-existing pathology at L4/5 and included a psychological injury
described as depression.4
[7] By decision of 7 September 2022, WorkCover rejected the Appellant's claim for the
unassessed psychiatric/psychological injury as defined in s 32 of the WCR Act. On
3 March 2023 the Respondent confirmed the decision of WorkCover and this is the
matter now under appeal.5
Appellant's application to amend Statement of Facts and Contentions
[8] At the commencement of the proceedings on 12 February 2024, Mr Glen representing
the Appellant sought leave to amend the Statement of Facts and Contentions to expand
the physical injury from:
An injury to her lower back region, including an annular tear -
to:
An injury to her lower back region including an annular tear and facet joint synovitis, and
consequent upon those injuries, consequential trochanteric bursitis and gastritis.6
[9] Mr McLeod representing the Respondent in his objection explained:
MR McLEOD: … So the first point is in respect to the physical injury. I'm happy to hand up
the relevant material, but - to make good this argument, but originally Ms
Austin put in a notice of claim for damages, and ultimately - in respect of
physical injury, and what transpired was that WorkCover, on the 17th of
March 2020, accepted her injury for:
An aggravation of pre-existing pathology at L4-5, asymptomatic, is
a work-related aggravation of a pre-existing condition.
And she was advised if she disagreed with that determination, she had 20
business days to seek a review. That hasn't been done. So that's the precise
acceptance of the injury by WorkCover, not as described at page 3 on the
purported amendment. When my learned friend used the language "expands
upon the injury" - well, if there's a new injury or a different injury or Ms
Austin's dissatisfied with that assessment back on the 17th of March 2020, she
had a forum to go to challenge that, and that hasn't been done.7
[10] Mr McLeod said the Respondent had consented to the proposed amendment by oversight
and as he was handed the proposed on the morning of trial, the proposed amendment had
not been consented to. Mr McLeod submitted as follows in respect of the bursitis and
gastritis issue:
4 Ibid, [8].
5 Appellant's amended Statement of Facts and Contentions filed 12 February 2024, 1.
6 TR1-2, LL27-33.
7 TR1-3, LL7-22.
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MR McLEOD: In respect to the bursitis, no decision has been made, that I'm aware of, by
WorkCover in respect to that decision. And then with the gastritis point, a
decision has been made, and that was made and conveyed to Ms Austin on the
10th of July 2020, to the effect that she was advised that:
The gastric ulcer you have had would be an injury secondary to the
aggravation of pre-existing pathology at L4-5. The injury's assessable
but not ratable because the condition has resolved and there's no
impairment, which is different from having a zero per cent permanent
impairment. You do not need to be further assessed for the purpose of
gastric permanent impairment.8
[11] The Appellant submitted there are two arguments for determination. The first is that the
Appellant sustained a lower back injury, whatever the cause of it be, and that as a result
she then sustained a psychiatric injury.9
[12] In response to the Appellant's application for leave to amend her Statement of Facts and
Contentions, the Commission determined as follows on 13 February 2024:
HIS HONOUR:
This is an application by the Appellant for leave to amend the Statement of Facts and Contentions
filed in the Industrial Registry on 14 July 2023.
By way of background, it is now the common practice for a direction to be given requiring the
parties to file and serve Statements of Facts and Contentions. The legislative power to make such
a direction is found in s 451(2)(a) of the Industrial Relations Act 2016 (IR Act). More detailed
provisions are contained in r 41 of the Industrial Relations (Tribunals) Rules 2011. Rule 45 also
provides that, among other things, the Commission may dismiss a proceeding if there is a failure to
comply with a direction.
As was observed by Martin J in Yousif v Workers' Compensation Regulator [2017] ICQ 4:
A Statement of Facts and Contentions is not attended with the same level of formality as
pleadings in the traditional sense are. The Commission is relieved, by s 531 of the IR Act,
of many of the strict rules which apply in the civil courts. But, the Commission is still in
charge of its own procedure and may, consistently with the provisions of s 531, require
parties to provide an outline of their respective cases. This is particularly important in
appeals under the Act where the nature of injuries, their cause, and the times at which they
were suffered are essential to the resolution of an appeal. It follows, then, that the
Commission is entitled to rely on the Statement as a complete statement of a party's case
and, if an admission is made, to rely on that admission.
His Honour went on to say at [15] as follows:
It is consistent with the requirements of s 531 for a party in an appeal under the Act to set
out its case by way of a Statement of Facts and Contentions. It alerts the other party to the
8 TR1-4, LL39-49.
9 TR1-6, LL13-16.
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case it will have to deal with and it identifies the issues which exist which, in turn, allow for
a confinement of the matters in dispute. An appeal under the Act is not the time for a broad
ranging inquiry into an unlimited number of complaints or grievances. The time and
resources of the Commission are constrained and it is necessary for those constraints to be
acknowledged in this way. Subject always to the Commission's power to allow appropriate
amendments (so that s 531 may be observed) a party will be bound by its Statement of Facts
and Contentions and may not lead evidence which is not relevant to the identified issues.
The Respondent submits that the Commission is bound to accept the Regulator's determination of
17 March 2020 that the Appellant suffered an aggravation of pre-existing pathology at L4/5
(asymptomatic) is a work-related aggravation of a pre-existing condition.
This, it was submitted was never challenged by her even though she had the opportunity to do so.
Further to that submission is the proposition that the Commission cannot now undertake a review
of that assessment.
This submission brings me to a consideration of the nature of an appeal before the Commission
under the WCR Act.
In Charters Towers Regional Council v Workers' Compensation Regulator [2019] QIRC 27, I had
the opportunity to review the relevant authorities dealing with the nature of the WCR Act Appeal.
I wrote:
[17] An appeal of this type is, as Hall P observed in State of Queensland (Queensland
Health) v Q-COMP and Beverley Coyne,10 to be treated as a hearing de novo.
[18] The nature of a hearing de novo was discussed by Martin J in Church v Simon
Blackwood (Workers' Compensation Regulator).11 In that case, his Honour referred
to the reasoning of Dawson J in Harris v Caladine12 where he said:
An order made by a Registrar is reviewable by way of a hearing de novo. That
means that the court reviewing the order begins afresh and exercises for itself
any discretion exercised below by the Registrar. The parties commence the
application again, subject to any restrictions in the rules upon the calling of
evidence or provisions relating to the use before the court of evidence called
before the Registrar. A hearing de novo involves the exercise of the original
jurisdiction and "the informant or complainant starts again and has to make
out his case and call his witnesses": Builders Licensing Board v. Sperway
Constructions (Syd.) Pty. Ltd. [1976] HCA 62; (1976) 135 CLR 616, at p 620;
see also Reg. v. Pilgrim (1870) LR 6 QB 89, at p 95; Campbell, "Judicial
Review and Appeals as Alternative Remedies", [1982] MonashULawRw 8;
(1982) 9 Monash University Law Review 14, n.3.
A hearing de novo may be contrasted with an appeal stricto sensu and an
appeal by way of rehearing. In an appeal stricto sensu the question is whether,
upon the material before the tribunal below, the conclusion which was reached
was correct. An appeal by way of rehearing involves the rehearing of the
matter as at the date of the appeal, but upon the evidence called before the
tribunal below, subject to a power to receive further evidence. On an appeal
10 [2003] 172 QGIG 1447.
11 [2015] ICQ 031.
12 (1991) CLR 84.
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by way of rehearing the rights of the parties must be determined by reference
to the circumstances, including the law, as they exist at the time of the
rehearing. But an appeal by way of rehearing does not call for a fresh hearing
as does a hearing de novo; the appeal court does not hear the witnesses again:
see Builders Licensing Board v Sperway Constructions (Syd) Pty Ltd ; Quilter
v Mapleson ; and Victorian Stevedoring and General Contracting Co Pty Ltd
and Meakes v Dignan ." (citations omitted)
[19] Dawson J said in Harris v Caladine in relation to a hearing de novo that the
"complainant starts again and has to make out his case …".13
In Kim v Workers' Compensation Regulator [2019] ICQ 14 his Honour Justice Martin visited the
question of the hearing before the Commission being a hearing de novo and said:
The ambit of a Commission hearing is determined by the case which was before the
Regulator. However, the Regulator's actual decision is irrelevant. The parties start the case
again and the appellant must make out their case anew.14
The question for the Commission to determine is what it is that the parties are starting again.
The question to be determined in the case currently before the Commission is the decision of the
Regulator of 19 February 2022 to conclude that the Appellant did not have an injury within the
meaning of s 32 of the WCR Act - that is her claim for a psychological or psychiatric injury. It was
this decision which was the subject of a request for review submitted on 28 September 2022 by the
Solicitors for the Appellant.
It is against that rejection that we find ourselves here today to determine.
In considering whether to permit an amendment, I have had consideration of the fact that the
Respondent was advised in writing that the amendment was to be made and the terms of that
amendment. It was submitted that the Respondent in giving consent, was at cross purposes with
the Appellant. What is submitted by Mr McLeod for the Respondent is that a consent of the
Regulator cannot expand the jurisdiction of the Commission.
Section 558 of the WCR Act is limited in its scope.
Powers of appeal body are expressed as follows:
(1) In deciding an appeal, the appeal body may -
(a) confirm the decision; or
(b) vary the decision; or
(c) set aside the decision and substitute another decision; or
(d) set aside the decision and return the matter to the respondent with the
directions the appeal body considers appropriate.
The powers of the Commission are limited to a consideration of the decision of the Workers'
Compensation Regulator from which the appeal is brought. It cannot substitute another decision
unrelated to the appealed decision.
13 Ibid, Op cit at 124-125.
14 Kim v Workers' Compensation Regulator [2019] ICQ 14, [29].
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In Shi v Migration Agents Registration Authority (2008) 235 CLR 286 at 327; 103 ALD 467; [2008]
HCA 31; BC200806838 per Kiefel J is support for the proposition that a hearing de novo cannot
enlarge the jurisdiction of the Commission.
Martin J in Church v Simon Blackwood (Workers' Compensation Regulator)15 commencing at
paragraph 33 wrote:
33. … For the reasons I have set out above, the lodging of an appeal to the Commission
does not "open the gates" for both parties to the appeal to request the Commission to
determine "any number of preliminary issues". The ambit of such a hearing is
determined by the case which was before the Regulator. It is also determined by any
specific statutory provision which impinges upon the boundaries of the issue to be
determined.16
At paragraph [34] his Honour goes on to state:
34. … I accept that an insurer, a claimant and the Regulator might proceed on the basis
that a certain set of facts exists. For example, it is not unusual for an insurer or the
Regulator to accept that a claimant is a “worker” within the meaning of the Act or
that it is accepted that an injury is work-related. Those are matters which can be the
subject of further evidence in a hearing before the Commission. Those are matters
which can be the subject of further argument in such a hearing. But those are
questions of fact.
It can be accepted that the underlying rationale for having a discretion to amend,
subject to the interests of justice, is for the purpose of determining the real questions
raised by, or otherwise depending upon, the proceedings before the Commission,
correcting any defect or error in the proceedings and in some instances to avoid
multiplicity of proceedings.
However, the amendment must not be such as the expand the primary question to be
determined by the Commission. What is proposed by the Appellant invites the
Commission to make a decision unrelated to the appealed decision.17
I am therefore of the view that an amendment should be granted but on limited terms. Those terms
would be as I discussed before to add the consequential physical injuries the Appellant developed
consequential gastritis but limited to that and that is what I have in mind.18
Issues for determination
[13] It is not in contention that the Appellant was a worker within the meaning of s 11 of the
WCR Act and has an accepted back injury by WorkCover which occurred when she was
at work on 6 March 2019.19
[14] The Respondent admits the Appellant sustained a physical injury, being aggravation of
pre-existing pathology at L4/5 while at work on 6 March 2019. The Respondent contends
15 [2015] ICQ 031.
16 Church v Simon Blackwood (Workers' Compensation Regulator) [2015] ICQ 031.
17 Ibid.
18 TR2-73, L12 to TR2-76, L10.
19 TR3-15, LL3-12.
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that the accepted physical injury was an aggravation of pre-existing pathology at L4/5
and not an annular tear at L4/5.20
[15] The Respondent does not admit that the Appellant sustained a psychiatric-psychological
injury as a consequence of her physical injury.21
The legislation and relevant legal principles
[16] As this appeal is to be determined as a hearing de novo, the Appellant bears the onus to
satisfy the Commission, on the balance of probabilities, that she was a worker who
suffered a psychiatric or psychological injury that arose out of or in the course of her
employment, and that her employment was a significant contributing factor to the injury.
[17] Section 32 of the WCR Act provides:
32 Meaning of injury
(1) An injury is personal injury arising out of, or in the course of, employment if the
employment is a significant contributing factor to the injury.
(2) However, employment need not be a contributing factor to the injury if section 34(2)
or 35(2) applies.
(3) Injury includes the following –
(a) a disease contracted in the course of employment, whether at or away from
the place of employment, if the employment is a significant contributing factor
to the disease;
(b) an aggravation of the following, if the aggravation arises out of, or in the
course of, employment and the employment is a significant contributing factor
to the aggravation -
(i) a personal injury;
(ii) a disease;
(iii) a medical condition, if the condition becomes a personal injury or
disease because of the aggravation;
(c) loss of hearing resulting in industrial deafness if the employment is a
significant contributing factor to causing the loss of hearing;
(d) death from injury arising out of, or in the course of, employment if the
employment is a significant contributing factor to causing the injury;
(e) death from a disease mentioned in paragraph (a), if the employment is a
significant contributing factor to the disease;
(f) death from an aggravation mentioned in paragraph (b), if the employment is a
significant contributing factor to the aggravation.
20 Respondent's Statement of Facts and Contentions filed 18 August 2023, [14], [16].
21 Ibid, [18].
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(4) For subsection (3)(b), to remove any doubt, it is declared that an aggravation
mentioned in the provision is an injury only to the extent of the effects of the
aggravation.
(5) Despite subsections (1) and (3), injury does not include a psychiatric or psychological
disorder arising out of, or in the course of, any of the following circumstances -
(a) reasonable management action taken in a reasonable way by the employer in
connection with the worker's employment;
(b) the worker's expectation or perception of reasonable management action being
taken against the worker;
(c) action by the Regulator or an insurer in connection with the worker's
application for compensation.
[18] An injury which arises out of employment occurs where there is a causal connection
between the employment and the injury.22 There must be some causal or consequential
relationship between the worker's employment and the injury.23
Significant contributing factor
[19] For the purposes of s 32(1), where the Act speaks of employment being a significant
contributing factor to the injury, significant is used in the sense of "important" or "of
consequence".24
[20] The requirement that the employment is a significant contributing factor to the injury
requires that the exigencies of the employment must contribute in some significant way
to the occurrence of the injury.25
[21] In Newberry v Suncorp Metway Insurance Ltd26, Keane JA, with whom de Jersey CJ and
Muir J agreed, said:
Further, there is no warrant in the language of s 32 of the WCRA for reading the words "if the
employment is a significant contributing factor to the injury" as lessening the stringency of the
requirement that the injury "arise out of the employment", as was suggested in the course of
argument on the appeal. It is clear, as a matter of language, that the words "if the employment is a
significant contributing factor to the injury" are intended to be a requirement of connection between
employment and injury additional to each of the requirements that the injury occur in the course of
employment or arising out of the employment. It cannot, in my respectful opinion, sensibly be read
as lessening the stringency of the latter or increasing the stringency of the former .27
22 Kavanagh v Commonwealth [1960] HCA 25; (1960) CLR 547, 558-559 (Fullagar J)
23 Avis v WorkCover Queensland [2000] QIC 67; (2000) 165 QGIG 788, 788 (Hall P).
24 Q-Comp v Green (2008) 189 QGIG 747.
25 Newberry v Suncorp Metway Insurance Ltd [2006] QCA 48; (2006) 1 Qd.R 519, [27] (Keane JA, de Jersey
CJ).
26 [2006] 1 Qd R 519.
27 [2006] 1 Qd R 519 ,[42]
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[22] In Qantas Airways Ltd v Q-Comp28 Hall P was invited to elevate the word "significant"
to the same level as "substantial". His Honour said:
On balance, I am not prepared to accept the submission that "significant" bears the meaning of
"large", "great", "weighty" or "substantial". I regret that I am unable to be more precise in fixing
the meaning of "significant" as towards the lower end but not at the base of the spectrum, and (to
the extent that adjectives may be used without supplanting the statutory language) using words such
as "strong", "important" or "of consequence" .29
The hearing
Appellant
[23] It is the Appellant’s case that prior to the event of 6 March 2019, the Appellant was in a
good state of physical and psychological health. She was asymptomatic in her lower back
and asymptomatic in her mental health. She was not suffering any adverse
psychiatric/psychological symptomology.
[24] As a result of the accepted physical injury, the Appellant has suffered significant pain
and consequent functional restrictions. This includes:
a. Restriction of her physical movement and aggravation with pain attempting to
bend over, reach or lift;
b. An inability to sit for prolonged periods or run; and
c. An inability to undertake basic domestic duties including the mopping of floors;
reaching into low cupboards or accessing the oven or washing machine; an
inability to remove washing from the washing machine; and an inability sit at a
desk for prolonged periods. 30
[25] The Appellant contends that she has suffered a variable and fluctuating course of physical
symptomology. At times she has appeared to be improving but has suffered constant
setbacks. Despite a range of physical treatments, the Appellant has not recovered from
her physical injury.
[26] The Appellant has made a number of attempts to return to work which have resulted in
aggravation of pain, such that the Appellant was only able to attempt very short periods
of work or in some cases has been unable to attend her suitable duties program due to
exacerbation of pain. The Appellant has not returned to her former employment.
[27] It is further contended that as a result of the Appellant's lower back pain, episodic "flare
ups" / "worsening of her condition", a fluctuating and variable clinical course, poor to
28 (2009) 191 QGIG 115.
29 Ibid [119].
30 Appellant’s Statement of Facts and Contentions filed 14 July 2023, 3.
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limited response from treatment, inability to complete even a limited hours return to work
program, ongoing physical pain and loss of range of movement, and a failure to recover
from her low back injury despite multiple treatments over an extended period, the
Appellant has:
a. become depressed and despondent;
b. felt demoralised and dysphoric;
c. suffered low moods;
d. felt overwhelmed;
e. had thoughts of suicide;
f. felt pessimistic and negative;
g. ruminated over her reduced quality of life and loss of functional capacity;
h. suffered worry and anxiety about her future;
i. become distressed over the loss of control of her life;
j. suffered a loss of self-efficacy and self-esteem;
k. feelings of resentment, regret and anger; and
l. suffered periods impaired sleep and insomnia. 31
[28] In addition to the psychological consequences flowing from her lower back injury and
pain, the Appellant suffers resentment, regret and anger at the circumstances in which
she injured her back and at the employer for its workplace failures which caused her back
injury.
[29] There are no other circumstances which could have or did cause the Appellant's
psychiatric/psychological injury. In particular, no non work-related causes or potential
stressors which could have caused the Appellant's psychiatric/psychological injury.
[30] In closing submissions, Mr Glen for the Appellant submitted that the Appellant's
evidence was unchallenged and should be accepted.
[31] Her pre-accident work history spanned greater than 30 years in which she felt fulfilled
and had a sense of self worth as a result of undertaking employment over that time. Since
the accident she has been unable to return to work. At the time of the incident she was
enjoying her job at the Pullman. The Appellant gave evidence of an active lifestyle prior
to the incident.32
[32] Neither of the psychiatrists, Dr Trott nor Dr Chalk said that the Appellant had any
significant pre-existing condition prior to the back injury which she sustained in March
2019. However, Dr Trott found there was a recurrent depressive disorder following her
husband's head injury in the 1990s and this was recurrent.33
31 Ibid, 3.
32 TR3-2, LL36-45.
33 TR3-3, LL23-28.
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[33] In the late 1990s the Appellant had some mental health issues and attended a General
Practitioner on 30 January 2015 and again on 6 February 2015 and was placed on a
mental health plan.34
[34] The Appellant had no further attendances for any mental health issues in the two years
up to the date of the back injury.35
[35] Mr Glen submitted the only relevance of that past mental health history was in respect of
Dr Trott's diagnosis of "recurrent major depressive disorder".36
[36] The Appellant submits that "… whatever this issue was, whether it was an annular tear
or whether it was a facet joint synovitis, or whether it was some other form of
aggravation, regardless, it was a serious condition that caused her ongoing problems".37
The Respondent
[37] It was not in contention that the Appellant was a worker for the purposes of the WCR
Act nor was it in issue that the Appellant sustained a physical injury, namely, an
aggravation of pre-existing pathology at L4/5 while at work on 6 March 2019.
[38] The Respondent relied upon the report of Dr John Chalk, Psychiatrist, dated 21 July 2022,
where he stated that:
a. The Appellant did not have an Axis 1 psychiatric disorder;
b. Whilst the Appellant experience a degree of uncertainty and anxiety in the
aftermath of the injury she did not psychologically decompensate; and
c. The Appellant did not suffer a psychiatric injury.
[39] Mr McLeod for the Respondent in his closing submissions said the task is to determine
whether the Appellant's ongoing pain to the lower back region has caused her to develop
a secondary injury, namely the psychological injury and which expert psychiatric opinion
should prevail having regard to all the evidence.38
[40] Whilst the Respondent accepted the Appellant had chronic pain, that chronic pain did not
lead to the claimed secondary psychiatric or psychological injury.39
34 TR3-3, LL30-40.
35 TR3-3, LL19-25.
36 TR3-3, LL25-28; Exhibit 10 - Report of Dr Paul Trott, Consultant Psychiatrist dated 30 August 2022, p 26,
[5].
37 TR3-14, LL29-31.
38 TR3-15, LL17-20, LL44-46.
39 TR3-22, LL18-22.
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15
[41] The Respondent submitted that the Commission should prefer the evidence of Dr Chalk
over that of Dr Trott.40
Medical Evidence
[42] On 14 May 2019, the Appellant attended Tina Seaton, Psychologist, in respect of her
psychological symptomology which she was experiencing consequent upon her back
pain and anger at the Employer.
[43] On 27 May 2019, the Appellant re-attended Ms Seaton. At that stage, the Appellant had
been swimming and exercising and felt that she was improving and hence discontinued
psychological counselling. However, the Appellant shortly thereafter suffered further
setbacks and recurrence of psychological symptomology.
[44] It is accepted that the Appellant experienced a compensable orthopaedic injury arising
out of the incident on 6 March 2019. As the evidence demonstrates, the Appellant
subsequently experienced ensuing chronic back pain. However, the orthopaedic
assessments observed that the nature of the Appellant’s reported pain and disability is
greater than would be expected for the nature and pathology of her chronic low back
injury including the expected clinical course, healing and recovery. 41
[45] The Commission received evidence from Dr Downes, Dr Greg Finch and Dr John
Tuffley, Orthopaedic surgeons.
[46] Dr Downes was the Appellant’s treating Orthopaedic surgeon. In a letter to WorkCover
dated 24 March 2020,42 Dr Downes, writes:
I do feel that her condition is not stable and stationary and that she does require some ongoing
physiotherapy particularly looking at pain management strategies and also the aspects from a
psychosocial point of view.
[47] In Examination-in-chief, Dr Downes was asked:
MR GLEN: Okay. All right. And then lastly, in your reports of 11 March ’20 and 24 March
’20, you make recommendations at that stage for a pain specialist and, I think
at one stage, a psychologist to assist with pain management strategies. Can
you just tell us briefly what your thinking was there, to make those
recommendations at that latter stage in March ’20?‑‑
DR DOWNES: So pain that there is a significant, in some patients, a significant psychological
component to their pain. Some of it comes from an adjustment disorder from
not being able to work or perform the role that they would normally do on a
day-to-day basis that gives them purpose, and they lose that autonomy dealing
40 TR3-23, LL32-33.
41 Exhibit 10 Report Dr Paul Trott, Consultant psychiatrist dated 30 August 2022, 19.
42 Exhibit 2.
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16
with third parties and making decisions around their medical treatment. In Ms
Austin’s case specifically, her pain, despite the treatment and us focusing on
where her pain was, she was failing to progress further, and I felt that some
of the changes in her symptoms and where they were referring to were out of
proportion to somebody with the degree of inflammation and – and the
symptoms that she had, or that she should’ve had. I felt that often, in these
circumstances, patients need that multi-disciplinary approach. They need to
talk to a psychologist who specialises in pain management, and also the
review of a pain specialist who can look at trying to either perform other
injections, they can modify their an – their anti-inflammatories or their
analgesic requirements, and her problem, I didn’t feel at this stage, was a
surgical problem, and hence, as a surgeon, it’s – then falls sometimes outside
of my scope of expertise, to comment on those areas, particularly the
psychological component of things. But it’s important to recognise that early
and get people seen to, otherwise they do tend to spiral out of control in terms
of controlling their pain.43
[48] Dr Tuffley, in his report of 30 May 2022,44 states:
…The Claimant's self-stated level of disability is far in excess of what would be expected
considering he current physical findings and the results of the imaging studies over time. The
Claimant would appear to have a high level of injury conviction, and perceives fault on the part of
her employer relating to the activities she was required to undertake on 6 March 2019. Other factors
which could possibly be contributing to the Claimant's high level of self-stated disability could
include attitudes and beliefs, the patient's interpretation of the meaning of pain as it relates to the
pathophysiology of tissue damage, psychological o psychosocial distress, and the potential for
secondary gain (both psychological and material).
….
It is considered that the Claimant is capable of working as a tour desk operator and should be capable
of this employment until normal retirement age.
…
The claimant's current symptoms are somewhat unusual, in that she claims pain over her mid-
sacrum not her lumbar region, and investigations have not demonstrated any abnormalities in the
region of her sacrum. With respect to her ongoing right lateral thigh pain, the pain is just distal to
the greater trochanter and greater trochanteric bursa, and the cause of this ongoing pain is not
clear…'.
[49] Dr Tuffley also stated in his report the following:
Any injury suffered by the Claimant on 6 March 2019 in the region of her low lumbar spine and
right hip would be considered minor. The current physical examination does not demonstrate a
cause for her persisting pains, nor do the investigations which were carried out following the episode
of 6 March 2019. Assuming the Claimant suffered some minor musculoligamentous or
musculoskeletal strains in relationship to the episode of 6 March 2019, or perhaps an exacerbation
of the mild pre-existing degenerative change which existed I her lumbar spine, she would have
recovered from such injuries with six to twelve weeks which is the natural history for these types
of injuries.45
43 TR1-85, LL4-22.
44 Exhibit 15.
45 Exhibit 15.
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17
[50] Dr Greg Finch prepared a medico-legal report dated 22 December 2021.46 In his
evidence-in-chief before the Commission Dr Finch was asked how long he would expect
it to take for the Appellant to recover.
MR GLEN: Could you answer that question, please, Dr Finch?
DR FINCH: When individuals have injuries to their lower back, including with facet joint
abnormalities or due to the disc, both of which may be in play in this case, it’s
extremely variable and unpredictable as to how long it will take to recover.
Some people have significant injuries so that they don’t recover, then go and
see a spinal surgeon, and from time to time we are forced to even operate on
people with disc damage. She sought the advice from her treating orthopaedic
surgeon, Dr Downes, and has always had, as far as I can see from the notes
and my personal examination, has behaved in a consistent fashion. Pain is very
difficult because it is subjective to each individual. And although we would
expect, love, that pain to recover in a relatively short period of time, sometimes
it does not. And when pain is continued to be caused over an extended period
of time it can even alter the individual patient’s perception of pain, and they
may even develop abnormal pain behaviour patterns. Interestingly, she has not
when I examined her, albeit in 2021.47
[51] The Appellant was examined by Dr Paul Trott and Dr John Chalk, both Consultant
Psychiatrists for the purposes of obtaining a medico-legal report. Reports from both
doctors were prepared and both gave oral evidence before the Commission.
Dr Trott
[52] The Appellant relies on the evidence of Dr Paul Trott. The Appellant attended on Dr
Trott on 13 July 2022 where she underwent a full psychiatric evaluation including a
review of the presenting history, clinical progress, past medical history, previous
psychiatric history, family psychiatric history, developmental and personal history as
well as matters relating to her employment history. In addition, a Mental State
Examination was undertaken as well as psychological assessments including the PHQ-9
Depression and the GAD-7 Anxiety. The evaluation took in excess of two hours.
[53] In a report dated 30 August 2022,48 Dr Trott:
a. Diagnosed the Appellant as having initially developed an adjustment
disorder/recurrent Major Depressive Disorder in response to her chronic back
pain and a limited recovery… with episodic flare ups;
46 Exhibit 3.
47 TR1-93, LL33-46.
48 Exhibit 10.
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18
b. Opined that the adjustment disorder/recurrent major Depressive Disorder had over
time developed into a "Chronic Moderate Persistent Depressive Disorder";
c. Diagnosed the Appellant as having additionally developed moderate to severe
Comorbid Somatic symptom Disorder with predominant pain and persistent
"regarding the adverse nature of her chronic low back injury"; and
d. Attributed causation of both of the aforesaid psychiatric injury to the chronic pain,
functional incapacity and other consequences of the Appellant's accepted low
back injury, including the limited recovery therefrom.
[54] Dr Trott gave the following evidence in respect of the development of the Chronic
Moderate Persistent Depressive Disorder:
MR GLEN: So can you just state, please, what - sorry, I should also say you formed the
view that the depressive disorder went on to become what's called a persistent
depressive disorder. Is that correct, Doctor?
DR TROTT: Correct.
MR GLEN: All right, and can you just describe why you reclassified the diagnoses from
adjustment disorder through to a major depressive disorder and then persistent
depressive disorder, sort of, as briefly as you can, Doctor, please?
DR TROTT: ---Okay, so I guess in my history, I also identify that Ms Austin had suffered
what seems to be a depressive episode in response to a very separate stress in
the 1990s regarding her husband's ill health and again, she threw all of her
energy into assisting him with his recovery but in the aftermath, had
[indistinct] seeing a psychologist and it seemed, in my interpretation of her
account, that was a – a – a – another depressive episode and so therefore,
because she's now had two depressive episodes in her lifetime, you can't really
start to make the diagnosis of adjustment disorder; it would be better to make
the diagnosis of recurrent major depressive disorder. The second aspect is that
because of the duration and severity of the adjustment disorder, major
depressive disorder becomes the superseding diagnosis and that's
characterised by symptoms of greater than two-week period and the two key
symptoms are of a depressed mood or low mood or negative mood and also a
loss of positivity or anhedonia, a loss of interest, enjoyment in activities and
certainly, Ms Austin had actually clari - described those symptoms which were
worsening throughout the August to November, January of 2019. There were
additional symptoms including insomnia, okay? So her mind would be active,
[indistinct] over matters, as well as thinking about her complicated recovery
in addition to not coping and obviously, the pain was obviously disturbing her
sleep but she also had reduced energy levels, poor concentration. She actually
had diminished appetite and manifested at the same time as gastritis and had
lost significant weight in that same period in addition to having increased
pessimistic thoughts, suicidal ideation, self-blame and yeah, so that's - I think
that's a constellation of the major depressive symptoms in - in - in support of
the diagnosis of major depression has got to be greater than two-week period.
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19
If you look at the duration of her condition, when I saw her in the 2022 year,
that, you know, these symptoms have now persisted for greater than two years
and again, insomnia, diminished energy and concentration levels, negative self
[indistinct] reduced positivity or anhedonic symptoms, problematic
concentration and - and so therefore, that's why I then made the - the
subsequent diagnosis of the - the persistent depressive disorder and it would
seem also that Ms Austin had had a further worsening of the depression in the
aftermath of around the August/September period of 2020, where she - she
said that she fell into a big hole, again, manifesting suicide ideation. She'd
withdraw and stopped all activities, treatments, and again, there was a
worsening of, you know, low energy levels, insomnia, poor concentration and
an increase in the anhedonic symptoms at that time, so she had actually had
two clear, perhaps in the course of this current illness, depressive episodes,
major depression with the overlap of the persistent depressive disorder.
MR GLEN: All right, Dr Trott, and can I just ask you, just for completeness, to clarify the
cause of the depressive disorder? Was it any different to the cause of the
adjustment disorder or the same?
DR TROTT: Well, it related to the back injury and then the limited recovery and inability
to complete a - a return to work. So failure to return to work and not making
a - a recovery in - in her timeline.
MR GLEN: All right?
DR TROTT: Or expected timeline, yes.49
[55] In examination-in-chief, Dr Trott was asked:
MR GLEN: So in the first paragraph, page 22, you record that in your view, the appellant
initially developed an adjustment disorder with mixed anxiety and depressed
mood, correct?---
DR TROTT: Correct.
MR GLEN: And that that developed further into a major depressive disorder?
DR TROTT: Correct.
MR GLEN: And that over time, that developed, you considered, into a - what's called a
persistent depressive disorder?
DR TROTT: Correct
MR GLEN: Right, and then also in the fourth paragraph, you refer to the appellant having
sustained an additional somatic symptom disorder?
DR TROTT: That's correct.
49 TR2-39, L26 - TR2-40, L29.
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20
MR GLEN: And then can I just clarify? Page 23, the third-last paragraph, you state:
Ms Austin developed a chronic moderate to severe mixed anxiety
and depressive illness as part of her maladjustment to chronic low
back pain and her limited mobility, there being a loss of control over
her circumstances and life.
Is that - when you use those words a chronic moderate to severe mixed anxiety
and depressive illness, are you referring back to the diagnoses I've just
discussed with you, the adjustment disorder, depressive disorder and the
somatic symptom disorder or not?
DR TROTT: Yeah, so I am actually referring to those diagnoses. I'm just summarising the
adjustment disorder, which then is a major depressive disorder which then
becomes [indistinct] depressive disorder.50
[56] Dr Trott was asked to comment further:
MR GLEN: You also have identified the somatic symptom disorder or diagnosed a somatic
symptom disorder, Doctor Trott. Could you just very briefly outline what that
is and what you consider caused the appellant to have a somatic symptom
disorder, what you’ve relied upon?
DR TROTT: Okay, so – so the – these symptoms have to qualify for a greater than six-
month period and the somatic symptoms, in this case, pain, so that’s why it’s
somatic symptom disorder with predominant pain, so that the pain is a somatic
symptom and this is causing marked distress and disruption to her daily life,
disport – disproportionate persistent thoughts.51
Dr Chalk
[57] Dr Chalk undertook a Telehealth assessment of the Appellant on 20 July 2022 and
produced a written report dated 21 July 2022.52
[58] Dr Chalk’s evidence was that he did not believe that the Appellant has an Axis 1
psychiatric disorder.
[59] In the report of 21 July 2022, Dr Chalk states that:
a. He did not believe that the Appellant had an Axis 1 psychiatric disorder;
b. He thought the Appellant experience a degree of uncertainty and anxiety in the aftermath of the
injury and that he did not think that she has psychologically decompensated; and
c. He did not believe the Appellant had a psychiatric injury.
50 TR2-37, LL13-37.
51 TR2-40, LL40-47
52 Exhibit 16.
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21
[60] Whilst Dr Chalk was aware of, and did consider the Appellant's physical limitations,
including that she was not coping, he did not consider that this was sufficient to reach the
threshold of a diagnosable injury from a psychiatric point of view.53
[61] In cross-examination, Dr Chalk was asked:
MR GLEN: In your report, you concluded that the appellant was not suffering any Axis I
psychiatric disorder as at the date of your assessment, correct?
DR CLARK: That’s correct.
MR GLEN: And that conclusion appears to be, I suggest, was pretty heavily based upon
your findings on mental state examination that day when you saw the appellant
and how she described her current symptoms as at that time?
DR CLARK: And also on the history that she provided as well, yes.
MR GLEN: All right. Well, you say on page 11 - let me find it. Page 11 about - what’s
that line in your numbering? Two-seventeen:
Ms Austin does not have enough symptoms to warrant an Axis I
diagnosis.
That’s what you’re meaning, currently, weren’t you? That day?
DR CLARK: No, I - well, I do, but that also applies to what the - historically, I didn’t think
she had a diagnosis, either. I don’t think she had ever suffered from an Axis I
psychiatric disorder.
MR GLEN: Yes. All right, but you concede she had some difficulties with previously but
not that she had a psychiatric disorder, correct?
DR CLARK: Yes, that’s correct, yeah.54
[62] Dr Chalk was asked:
MR GLEN: And if you accept from me that the appellant was, pre-accident, socially active,
going out with her friends on a regular basis and entertaining at home but post-
accident, had effectively massively reduced, not quite stopped but massively
reduced that, that could also be a relevant factor in terms of assessing – sorry,
that would also be a relevant actor in terms of stressors upon her?
DR CHALK: Yeah, absolutely, but not all stressors lead to the development of psychiatric
illness.55
53 TR3-21, LL42-45.
54 TR2-78, LL4-23.
55 TR2-89, L46 to T2-90, L4.
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22
[63] The Appellant challenged the adequacy of the Telehealth medical assessment undertaken
by Dr Chalk. It was asserted that Dr Chalk failed to ask specific questions of the
Appellant and to explore issues which were critical to his evaluation of her condition.
[64] In cross-examination, Dr Chalk was asked:
MR GLEN: You failed to ask the questions you needed to ask regarding how she felt and
what was the toll on her of the events that had occurred resultant upon her
physical injury and that’s why it’s not recorded in your report?
DR CHALK: I’ve already answered that question and as I have said, I don’t think this lady
had and certainly does not, did not have when I saw her, an Axis I psychiatric
disorder. I don’t think that she had a somatic symptom disorder, I don’t think
she had alexithymia and I don’t think that she was in need or that she thought
she had the need of any ongoing psychological treatment.56
[65] There is a divergence of opinion between the medical opinions of Dr Trott and Dr Chalk.
Dr Trott in his report of 30 August 2022 wrote:
I do not concur with Dr Chalk’s clinical findings and conclusions. It is possible that Ms Austin has
presented better than she is, as well as there being limitations by Telehealth assessment. Ms Austin
has further reported she could have “good days” and “bad days” half the time.
[66] Dr Trott goes on the state:
Dr Chalk although saying Ms Austin has not psychological decompensated, he identified she had
previously “fallen into a big hole” and had suicidal ideation, she then attending a Psychologist.
Dr Chalk in the Personal History and Other traumatic experiences did not identify Ms Austin’s
unfortunate date rape at aged eighteen and seemingly did not explore to any degree the extent of
her development history, especially the tragic killing of her sister by Ms Austin’s father and the his
leaving the family and the likely adverse impact upon her family especially her parents and their
emotional availability to her; that likely shaped her personality and her the matter of her coping
with distress or discomfort or negative emotions and conflict.
Dr Chalk under Past History Psychiatric did not identify the extent of Ms. Austin’s previous
Depressive episode whereby she had “gone to pieces” and had also suffered suicidal ideation when
she decompensated regarding her husband’s unfortunate head injury and then attended a
psychologist.
Dr Chalk did not identify Ms Austin’s fluctuating dysphoria and negativity, frustration at her
chronic low back pain and perceived loss of control, lessened quality of life, including notions of
pessimism thinking “what’s the point” and contemplating “is this all that there is?”.
Additionally, although Dr Chalk noted Ms Austin’s interrupted sleep and she ruminates and over
thinks things, it was noted in my clinical findings that the initial and middle insomnia were due to
her chronic low back pain and her worry over her chronic back pain and the future including re-
injury, as worry of her husband’s ill health with chronic effects from his head injury. 57
56 TR2-93, LL25-32.
57 Exhibit 10 Report of Dr Paul Trott, Consultant psychiatrist dated 30 August 2022.
-- 22 of 29 --
23
[67] Dr Chalk’s approach to the examination was described by the Appellant as being
‘brusque’. She told the Commission that:
It was all very brief and-and-blasé. Like, I felt like he didn’t really-wasn’t really listening to what I
was saying, like – I didn’t feel comfortable whatsoever.58
[68] In cross-examination the Appellant was asked:
MR McLEOD: Right. Okay. And how did you – what made you form the view that he was
blasé ---?
APPELLANT: The---when dealing with you? ---The way he skipped over my history.59
[69] The Appellant demonstrated a reluctance to be as forthcoming with Dr Chalk as she was
with Dr Trott. This appears to be due to the Appellant not feeling comfortable with Dr
Chalk, as he sought only ‘to take a brief history’. The Appellant said that she felt like she
was ‘interrupting’ Dr Chalk’s day.60
[70] The Appellant was asked:
MR GLEN: So what was the difference between the way Dr Chalk took the history and Dr
Trott took the history? In what way did they differ?
APPELLANT: Dr Chalk was just so patient. I didn’t feel like I was being rushed. He just said,
“Now, in you own words, like, tell me about your life.” And, like there was
lots of, like, hesitations where I felt like I had time to think. Whereas, with Dr
Chalk, I – I didn’t think I’d been given an allowance to think, and it didn’t
even enter my mind to ask him if I could, like, you know, like, have some
more time .61
[71] Dr Trott expressed a clear preference for face-to-face consultations which gives a patient
the opportunity to open up and elaborate upon their experiences and for the doctor to
understand them. His personal preference was to take time not to rush a patient because
it sometimes can take a while for patients to reveal themselves.62
[72] There was evidence before the Commission that the Appellant could have “good days
and bad days.” In the context of the difference in the Appellant’s presentation before Dr
Trott and Dr Chalk, this point gained some relevance.
[73] In the evidence of Dr Garry Hartrick, the Appellant’s general practitioner, reference is
made to the Appellant having "good days and bad days".63
58 T1-50, LL.13-16.
59 T1-52, LL.25-28.
60 TR1-55, LL22-24.
61 Ibid, LL7-13.
62 TR2-47, LL10-13.
63 Exhibit 5.
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24
[74] In examination in chief, Dr Hartrick was asked:
Mr GLEN: All right. Did you write to WorkCover in fact on the 14th of May 2019
with respect to an inquiry whether it was suitable for the – for Ms
Austin to return to work at that stage? It’s an – addressed – it’s to Carter
Emeryn, 14th of: Dear Carter, thank you for your correspondence
regarding Julie. ?---So: ...thank you for your correspondence regarding
Julie.
DR HARTRICK: Yes.
MR GLEN: And a proposed return to alternate duties – – – What was your view
then?
DR HARTRICK: --- – – – as much as Julie [indistinct] well, I said here: ...as much as
Julie would like to re-enter the workplace. So I had to say that even the
duties offered by her employer are likely to be beyond her at this time:
Julie still needs to lay down in bed on a daily basis. She had good and
bad days and can never predict when these are likely to occur. She has
the occasional day where she’s capable of doing nothing but – nothing
about the home. With regard to duties, I suggest that we could start her
on one hour a day three days a week, but there would be no guarantees
she would last more than five minutes. So in any one day you can’t
guarantee whether she’s going to have a good day or a bad day: She
had no ability to bend and reach at present.64
[75] Dr Trott also referred to the Appellant having “good days and bad days” in his report.
During cross-examination, Dr Trott was asked:
MR McLEOD: Okay, and just going back to the passage in your report where you say: Ms
Austin further reported that she could have good days and bad days half the
time.
What do you mean by - - -?---Yeah. What do you mean by that?
DR TROTT: All right, so this is over the timeframe of the duration of her illness, so
therefore, two years plus from when I had – was seeing her and so she says
over that time, she estimated, you know, there were – there were days when
she was better, okay? And she was more functional, hence she was able to
read or watch television, I think she liked foreign films and subtitles. There
were better days when she could do things. I mentioned that she went to the
AFL, she went to visit her father, she was able to bake him a cake. So there
were those high points but there were also other times when she was much
more low, much more negative, couldn’t – wasn’t able to perform her art to
any extent. So she normally powers through with her art, having to break it
down into small areas because she could not stand or sit for lengthy periods.
There was a loss of, I’ve put in my report, artistic momentum. It was the
impact of not just the intrusion of chronic pain but also her low mood,
64 TR1-105, LL18-47.
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25
negativity, loss of pleasure and so these symptoms were fluctuating
throughout the course over the two-year period and as reiterated and there
were more significant depressive episodes in the latter part of 2019 and then
in the mid-part of 2020 and so therefore, you – you – you can see that the –
the changing nature of her depressive symptomatology, again, because the –
the – the – we call it stigma of mental illness, doesn’t like to see herself as
being depressed, doesn’t want to – wants to see herself as being strong and
capable but you could see the intrusion of those somatic depressive symptoms
affecting her and she – and she struggled because she couldn’t be her usual,
capable self and she was a very capable woman pre-injury in – in many a –
arenas or in many areas of her life65
[76] In cross-examination, Dr Trott was taken to the following passage in his report:
Ms Austin also suffered a period of stress, likely a subclinical depression.66
[77] Dr Trott was asked:
MR McLEOD: I’m not being critical, Doctor, but would it be fair to say you’re speculating
there?
DR TROTT: Well, that was the collateral history from Ms Serena Keating and I guess I’m
identifying symptoms of tiredness, insomnia, memory difficulties and
although there was no mention of a depressed mood, she did indicate there
was worry of the staff at the [indistinct] at the time not being happy and she
was worried about what they had thought of her. So – and so what we’re
saying here is she’s developing these somatic symptoms which may infer
depression, that’s why I’ve said subclinical. So I’m not trying to make a
diagnosis of that and then Ms Keating, in the subsequent entry, says that Ms
Austin is better, so therefore, from my understanding, Ms Austin, from the
time of when there was the back injury in March 2019, was not depressed in
any way or form. So there’s no persistent depressive disorder, adjustment
disorder or major depressive disorder at that time.67
Consideration
[78] "Who shall decide," asked Alexander Pope, "when doctors disagree?"68 This is the
question which faces the Commission. In McGrory v Medina Property Services Pty Ltd69
the Court of Appeal had to deal with this very question of the competing evidence of two
medical experts.
[79] In that case, the plaintiff was employed by the defendant as a room attendant. As part of
her duties, she was required to lift an ice bucket. This activity caused her pain, and she
eventually had to cease working in the position due to her ongoing pain and an inability
to perform her duties. The plaintiff and two other witnesses gave evidence that supported
65 TR2-47 L43 to TR2-48, L24.
66 TR2-42, LL24-32.
67 TR2-42, LL34-45.
68 Moral essays: in four epistles. Epistle iii. Line 1. Glasgow. Printed by R. Urie, 1754.
69 [2017] QCA 234.
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26
a finding that she had suffered a significant disability. Medical evidence was given by Dr
Allan Cook for the plaintiff and Dr John Walters for the defendant. Dr Walters gave
evidence that was inconsistent with the three witnesses’ testimony, while Dr Cook gave
evidence which was consistent with that testimony. Although the trial judge accepted the
credibility of the three witnesses, the Court preferred the evidence given by Dr Walters;
on the basis it was consistent with the other experts that had examined the plaintiff. Dr
Walters noted, and the court accepted, that the plaintiff did not seek significant medical
attention and did not report that any difficulties she had were “overly troubling”. There
was little evidence of any significant injury in the radiology.
[80] On appeal, it was held that the trial judge erred by preferring the testimony of Dr Walters
whose version was inconsistent with the lay evidence. Sofronoff P and Fraser JA (Brown
J agreeing) wrote:
[63] Conflicts in expert opinions can raise difficult problems for judges. Areas of specialised
knowledge can raise issues about which it may be difficult to make judgments. Medical
evidence given in personal injuries cases can sometimes be of this character. Particularly when
two experts base their ultimate conflicting opinions upon exactly the same assumptions of fact,
it may be a difficult task for a trial judge to determine which of the two conflicting views to
accept.
…
[65] The respective medical practitioners were confronted, it seems, with differing presentations by
the appellant upon examination. However, the problems presented to such experts had to be
distinguished from the issues which the trial judge had to determine. The learned trial judge in
this case was not limited by the same constraints as the medical experts. Unlike those experts,
the trial judge had the benefit of comprehensive evidence of symptomology given by the
appellant which had been supported in material respects by Ms Black and Ms Tucker. Having
accepted that evidence the learned trial judge was obliged, as a matter of legal reasoning, to take
those findings into account when assessing which of the experts’ opinions he should accept.
[81] In McGory, the primary judge preferred the evidence of Dr Walters over that of Dr Cook
because in three prior examinations, observations of the Appellant’s range of movement
in her shoulders was significantly greater than when examined by Dr Cook.
[82] However, Sofronoff P and Fraser JA found that this was an insufficient basis upon which
to prefer the opinion of Dr Walters to that of Dr Cook:
[67] … It fails to take into account at all the findings which his Honour made, and which his Honour
had correctly made, about the appellant’s evidence and that of Ms Black and Ms Tucker. Indeed,
apart from being directly germane to the question of the symptoms caused immediately after
the incident, that evidence was also relevant to the issue of “the plaintiff’s failure to seek medical
attention” and the reasons for that failure.
[83] Further, Sofronoff P and Fraser JA were critical of Dr Walter’s comment regarding the
appellant’s failure to seek specialist medical advice:
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[70] In a case such as the present, in which the evidence as a whole contains ample material upon
which findings of fact can be made about the post-incident symptoms of a plaintiff and in which
a submission is expressly made about the significance of that evidence to the ultimate issues of
injury caused by negligence, a trial judge who is performing the function of finding facts is
obliged to consider that evidence comprehensively. Evidence of the kind given in this case
cannot be put to one side so that a conflict between the evidence of medical experts is decided
upon a narrow, and possibly mistaken, ground limited to their respective observations.
[84] The medical evidence before the Commission dictates a choice between: (i) the medical
opinion of Dr Trott which supported the conclusion of psychiatric injury; and (ii) the
medical opinion of Dr Chalk that the Appellant did not have enough symptoms to
constitute an Axis 1 diagnosis.
[85] In Groos v WorkCover Queensland,70 Hall P was confronted with the issue of conflicting
expert medical evidence. In that case, Dr Chalk, called by Workcover Queensland, did
not go beyond DSM-4 when the Appellant failed to meet its threshold. Dr Mulholland,
called by the Appellant, however, did. Hall P observed that the question whether the
Appellant was suffering from a psychiatric disorder, or a psychiatric injury is a question
of mixed fact and law. Whilst expert medical evidence is helpful to determine this
question, it is not decisive. His Honour wrote:
It may be conceded that each of the two psychiatrists, Dr Chalk, who had been called by WorkCover
Queensland, and Dr Mulholland, who had been called by the appellant, declined to diagnose the
appellant as suffering from a psychiatric disorder or a psychological injury. One can understand
why. The appellant did not reach the threshold on the diagnostic standard, DSM 4, used by those
who practice as specialist psychiatrists …. The question whether an applicant for compensation has
suffered an "injury" within the meaning of the Workers' Compensation Act 1990 is a question of
mixed fact and law on which medical evidence is often helpful, but necessarily not decisive. If the
legislature had wished to confine relief to cases in which a condition answered the criteria of DSM
4, the legislature might have said so .71
[86] In Taylor v Workers' Compensation Regulator,72 I observed the following:
[43] The Commission, as the tribunal of fact, can be assisted by expert medical opinion evidence,
but must weigh and determine the probabilities as to the cause of an injury having regard to
the totality of the evidence.73 The Commission's duty is to find ultimate facts and, so far as
it is reasonably possible to do so, to look not merely at the expertise of the expert witness,
but to examine the substance of the opinion expressed and (where experts differ) to apply
logic and common sense to the best of its ability in deciding which view is to be preferred
or which parts of the evidence are to be accepted.74
70 [2000] QIC 52; 165 QGIG 106 (21 September 2000).
71 Ibid 107.
72 [2017] QIRC 6.
73 Ramsay v Watson (1961) 108 CLR 642, 645 (Dixon CJ, McTiernan, Kitto, Taylor and Windeyer JJ); see also
Adelaide Stevedoring Company Ltd v Forst (1940) 64 CLR 538, 563-4 (Rich ACJ); Chattin v WorkCover
Queensland (1999) 161 QGIG 531, 532-3 (Williams P), quoting Obstoj v Van de Loos (Unreported, Supreme
Court of Queensland, Connolly J.hall, 16 April 1987).
74 Holtman v Sampson [1985] 2 Qd R 472, 474 (DM Campbell, Macrossan and Thomas JJ).
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[87] In Binns v Thomas Borthwick & Sons75 Mullins J (as her Honour then was) when
presented with numerous medical experts and inconsistent diagnoses and opinions,
stated:
In considering the opinions expressed by Professors James and Whiteford and the written reports
of the other psychiatrists and many psychologists who had examined or assessed the plaintiff, it was
helpful to have had the opportunity of observing the plaintiff during the course of his giving
evidence .76
[88] The factors identified by the Appellant in her unchallenged evidence; the pain, the
physical disability, the alterations to her family and domestic life, the absence of the
opportunity to go back to work, to socialise, the feelings of frustration, failure, of
hopelessness and letting people down and anger are the immediate consequences of the
accepted physical injury are all relevant to take into consideration in assessing which of
the experts’ opinions I should accept.
[89] I found the report of Dr Trott and his process of reasoning far more persuasive than the
report of Dr Chalk. In coming to that view, I note the comprehensive nature of Dr Trott’s
written opinion (supplemented with his oral evidence) which was informed by an
extensive in-person consultation with the Appellant. That extensive consultation
informed Dr Trott’s report and the conclusions expressed in it. Dr Trott’s evidence is
consistent with and supported by the accepted evidence given by the Appellant.
[90] Whilst Dr Chalk noted that the Appellant experienced a degree of uncertainty and anxiety
in the aftermath of the injury, he did not believe that she has psychologically
decompressed. It was his opinion that the Appellant did not have enough symptoms to
warrant an Axis 1 diagnosis. Dr Chalk confined himself solely to a determination of an
axis 1 diagnosis.
[91] Having had the benefit of the evidence of symptomology given by the Appellant; and
having accepted that evidence and the evidence of Dr Trott, I am of the view that the
Appellant has discharged the requisite onus and established that she has a compensable
injury for the purposes of s32 of the WCR Act.
Orders:
[92] I make the following orders:
1. Pursuant to s 558(1)(c) of the Workers' Compensation and Rehabilitation Act 2003,
the review decision of the Respondent dated 3 March 2023 is set aside and another
decision substituted, namely, that the Appellant’s application for workers’
compensation, the subject of this proceeding, is one for acceptance.
75 [2005] QSC 237.
76 Ibid, [69]-[72].
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2. Pursuant to r 41(1) of the Industrial Relations (Tribunals) Rules 2011:
(a) the parties are to exchange and file written submissions on the costs of
the hearing (of no more than two (2) pages, 12-point font size, line and
a-half spacing with numbered paragraphs and pages) by 4.00 pm on
Friday, 13 June 2025; and
(b) unless otherwise ordered, the decision on costs be determined on the
papers
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Official source: https://www.sclqld.org.au/caselaw/QIRC/2025/110