Chen v Gold Coast Hospital and Health Service [2024] QCA 241
SUPREME COURT OF QUEENSLAND
CITATION: Chen v Gold Coast Hospital and Health Service [2024]
QCA 241
PARTIES: VICTOR HSI TAI CHEN
(appellant)
v
GOLD COAST HOSPITAL AND HEALTH SERVICE
(respondent)
FILE NO/S: Appeal No 837 of 2024
Appeal No C/2023/2
DIVISION: Court of Appeal
PROCEEDING: Appeal from the Industrial Court (Qld)
ORIGINATING
COURT: Industrial Court of Queensland – [2024] ICQ 1 (Hartigan DP)
DELIVERED ON: 26 November 2024
DELIVERED AT: Brisbane
HEARING DATE: 8 May 2024
JUDGES: Mullins P, Bond JA and Callaghan J
ORDERS: 1. Appeal dismissed.
2. Subject to orders 3 and 4, the appellant must pay the
respondent’s costs of the application and the appeal on
the indemnity basis, excluding the costs of senior
counsel.
3. Each party is given leave to file and serve written
submissions (not exceeding two A4 pages) on the
exclusion of the costs of senior counsel from the order
for indemnity costs in order 2 within 10 days of the
publication of these reasons.
4. If no submissions are filed in the Court within the time
permitted by order 3, order 2 will take effect. If either
party or both parties file a submission within the time
permitted by order 3, the question of whether the costs
of senior counsel should be excluded from the
indemnity costs order in order 2 will be reserved to be
decided on the papers.
CATCHWORDS: INDUSTRIAL LAW – QUEENSLAND – APPEALS –
APPEAL TO COURT OF APPEAL – where the appellant
applied to the Industrial Relations Commission for general
protections alleging that adverse action was taken against him
by the respondent during the course of his employment and an
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application for reinstatement arising from the termination of
the appellant’s casual employment with the respondent within
its cardiology unit – where the applications were ordered to be
heard together – where the appellant filed an interlocutory
application and sought an order to join another proceeding –
where the appellant sought an order that the solicitors for the
respondent recuse themselves – where the appellant sought an
order for further and better discovery in relation to the
employment details of another interventional cardiologist –
where the applications for joinder, recusal and discovery
orders were dismissed by the Commission – where the
appellant appealed the decisions of the Commission to the
Industrial Court of Queensland and the appeal was dismissed
– whether the Industrial Court made errors of law or acted in
excess of, or without, jurisdiction in dealing with the
appellant’s appeals to that Court
Industrial Relations Act 2016 (Qld), s 407, s 554, s 557,
s 564, s 565
COUNSEL: The appellant appears on his own behalf
H L Blattman KC, with P M Zielinski, for the respondent
SOLICITORS: The appellant appears on his own behalf
MinterEllison for the respondent
[1] MULLINS P: Dr Chen who is an interventional cardiologist has two proceedings
ordered to be heard together in the Queensland Industrial Relations Commission:
GP/2020/27 and TD/2021/20. For ease of reference they will be referred to as the
dismissal proceedings. Proceeding GP/2020/27 is an application for general
protections made by Dr Chen alleging that adverse action was taken against him by
the respondent during the course of his employment. Proceeding TD/2021/20 (the
reinstatement application) is an application for reinstatement arising from the
termination of Dr Chen’s casual employment with the respondent within its
cardiology unit. Dr Chen last worked for the respondent on 10 December 2020 and
the respondent asserts his casual employment was terminated on 21 May 2021.
[2] In August 2022, the hearing of the dismissal proceedings was listed to commence on
23 November 2022. Dr Chen filed a further amended statement of facts and
contentions in the dismissal proceedings on 14 September 2022. The amendments
included allegations that on or around 23 April 2020 the employment by the
respondent of Dr Broyd in the same or substantially the same role being performed
by Dr Chen or, alternatively, the employment by the respondent of Dr Vo in the same
or substantially the same role being performed by Dr Chen amounted to the
respondent taking adverse action. The respondent was unsuccessful in opposing
those amendments and, as a result, the hearing dates for the dismissal proceedings
commencing on 23 November 2022 were vacated: Chen v Gold Coast Hospital and
Health Service (No 1) [2022] QIRC 422. Dr Chen was legally represented for the
hearing on 17 October 2022 that resulted in this decision.
[3] On 14 November 2022 Dr Chen who was no longer legally represented filed an
interlocutory application for orders in relation to the dismissal proceedings. On
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1 December 2022 Commissioner Pidgeon conducted a mention of the dismissal
proceedings by telephone to consider the interlocutory application. Dr Chen sought
an order to join another proceeding he had in the Commission which is referred to as
the public service appeal (PSA/2020/449) with the dismissal proceedings (the joinder
application). The public service appeal is an appeal against the respondent’s refusal
on 5 November 2020 of Dr Chen’s conversion application to convert from casual to
permanent employment. The joinder application was dismissed by the Commissioner
on 1 December 2022 for reasons that were given orally during the hearing (the joinder
decision). Dr Chen also sought an order that MinterEllison as the solicitors for the
respondent in the dismissal proceedings recuse themselves (the recusal application)
which was also dismissed on 1 December 2022 for reasons that were given during the
oral hearing (the recusal decision). The Commissioner subsequently published
a decision that was shown as being delivered on 18 January 2023 that explained what
had transpired on the mention on 1 December 2022 and set out the ex tempore reasons
for dismissing the joinder and the recusal applications from the transcript of the
mention: Chen v Gold Coast Hospital and Health Service [2023] QIRC 12.
[4] The third order sought by Dr Chen on 1 December 2022 was for further and better
discovery in relation to the employment details of another interventional cardiologist
Dr Vo and other staffing information. The Commissioner reserved the decision and
delivered judgment on 3 January 2023 in which the application was dismissed: Chen
v Gold Coast Hospital and Health Service [2023] QIRC 2 (the discovery decision).
A further order was made in that decision to the effect that the Commission would
hear the parties as to costs of the joinder and recusal applications.
[5] By an application to appeal filed on 4 January 2023, Dr Chen appealed the joinder,
recusal and discovery decisions to the Industrial Court of Queensland (Industrial
Court). The appeal was dismissed by Hartigan DP: Chen v Gold Coast Hospital and
Health Service [2024] ICQ 1 (the reasons). It is from that decision that Dr Chen
appeals to this Court pursuant to s 554(1) of the Industrial Relations Act 2016 (Qld)
(the Act).
[6] Dr Chen also filed an application to adduce further evidence on 1 May 2024. The
application was supported by his affidavit filed on 1 May 2024 that exhibited an
earlier affidavit of Dr Chen affirmed on 5 February 2024 and filed in this Court in
appeal number 13440 of 2023. The application to adduce further evidence also relates
to the affidavit of Ms Willcocks affirmed on 5 May 2021 in the reinstatement
application and the affidavit of Dr Meng Tan affirmed on 23 June 2022 in the
dismissal proceedings. The respondent did not oppose leave to adduce the further
evidence as the respondent relied on some of the material in making its submissions.
Leave was given at the hearing of the appeal to the appellant to adduce this further
evidence.
Relevant legislation
[7] Subsections (1) and (2) of s 554 of the Act provide:
“(1) A person aggrieved by a decision of the court, or the full bench
constituted by the president and 2 or more other members, may
appeal to the Court of Appeal on the ground of—
(a) error of law; or
(b) excess, or want, of jurisdiction.
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(2) Also, a person aggrieved by a decision of the full bench
constituted by the president and 2 or more other members may
appeal against the decision to the Court of Appeal, with the
Court of Appeal’s leave, on a ground other than—
(a) error of law; or
(b) excess, or want, or jurisdiction.”
[8] In the Act, the term “court” is used to refer to the Industrial Court: see s 407 of the
Act. Section 557 of the Act concerns an appeal from the Commission to the Industrial
Court. Relevantly, subsections (1) and (2) of s 557 provide:
“(1) The Minister or another person aggrieved by a decision of the
commission may appeal against the decision to the court on the
ground of—
(a) error or law; or
(b) excess, or want, of jurisdiction.
(2) Also, the Minister or another person aggrieved by a decision of
the commission may appeal against the decision to the court,
with the court’s leave, on a ground other than—
(a) error of law; or
(b) excess, or want, of jurisdiction.”
[9] Section 564 of the Act sets the time limit for appeals for each level of appeal. Under
s 564(1), an appeal against a decision must be started, as required under the Rules,
within the appeal period. The tribunal to which the appeal is made (which relevantly
includes the Industrial Court) is empowered under s 564(2) to allow an appeal to be
started within a longer period. The appeal period is defined in s 564(3) and relevantly
means the period within 21 days after:
“(a) if the decision is given at a hearing—the announcement of the
decision at the hearing; or
(b) if the decision is given through the registrar—the release of the
decision;”
[10] As it is necessary to deal with Dr Chen’s argument based on s 565 of the Act, s 565
provides:
“If an application for leave to appeal is made under section 554, 557
or 560, the Court of Appeal, court or full bench—
(a) must give leave if it is satisfied it is in the public interest to do
so; and
(b) may not give leave other than under paragraph (a).”
Preliminary matters
[11] Dr Chen’s notice of appeal to this Court contains 36 grounds of appeal. At the outset,
it must be discerned whether the grounds fall within the restrictions on appeals from
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the Industrial Court to this Court. The meaning of s 554(1) is plain. If a person is
aggrieved by a decision of the Industrial Court, the appeal to this Court is only on the
ground of error or law or excess, or want, of jurisdiction. Dr Chen asserted, however,
that s 565 of the Act enabled him to apply for leave to appeal on grounds other than
those specified in s 554(1) and this Court must give leave, if it is satisfied it is in the
public interest to do so.
[12] The problem with that argument is that s 565 applies to s 554 where an application
for leave to appeal is permitted by s 554. That is found in s 554(2) which applies
where a person aggrieved by a decision of the full bench constituted by the president
and two or other members may appeal against that decision to this Court with the
Court’s leave on a ground other than error of law or excess, or want, of jurisdiction.
Section 554(2) does not apply to Hartigan DP’s decision as her Honour’s decision
was a decision of the Industrial Court and not the full bench. It follows that this Court
will therefore not address in detail any of the grounds of appeal advanced by Dr Chen
which are not based on an error of law or an excess, or want, of jurisdiction. This
Court has no jurisdiction to do so.
[13] Dr Chen had success in the Industrial Court in relation to the dismissal in the
Commission of PSA/2022/449 and O’Connor VP ordered that PSA/2020/449 be
adjourned to the Industrial Registry pending the hearing and determination of
GP/2020/27 and TD/2021/20: Chen v State of Queensland (Queensland Health)
[2022] ICQ 15. There was no appeal against that decision. In fact, Dr Chen’s
contention before O’Connor VP (set out at [36] and [43] of the decision) was that the
appropriate course that should have been followed in the Commission was to adjourn
PSA/2022/449, pending the resolution of the dismissal proceedings. That contention
was accepted by O’Connor VP (at [49] of the decision).
[14] It is relevant to relate the further proceedings that followed O’Connor VP’s decision
as the outcomes of those proceedings were referred to in the course of this appeal.
Subsequently, Dr Chen applied to O’Connor VP seeking orders in relation to the costs
of that successful appeal and another order in relation to costs. That application was
dismissed and Dr Chen was ordered to pay the respondent’s costs of defending the
application for costs together with the costs of the respondent’s application for costs
on an indemnity basis: Chen v State of Queensland (Queensland Health) (No 2)
[2023] ICQ 21.
[15] Dr Chen appealed to this Court against the costs ordered made by O’Connor VP:
Chen v State of Queensland (Queensland Health) [2024] QCA 42 (COA decision).
That appeal was unsuccessful. The parties were invited to file written submissions
on the costs in relation to that appeal. Dr Chen was ordered to pay the costs of that
appeal to the respondent assessed on an indemnity basis: Chen v State of Queensland
(Queensland Health) [No 2] [2024] QCA 63 (COA costs decision).
Grounds of appeal
[16] The notice of appeal does not state “briefly and specifically” the grounds of appeal:
see r 747(1)(b) of the Uniform Civil Procedure Rules 1999 (Qld). It is not a proper
ground of appeal to assert, as Dr Chen has done in ground 5, that there was an error
of law or excess, or want, of jurisdiction without identifying the error or the excess,
or want, of jurisdiction. Many of the numbered paragraphs in the notice of appeal are
submissions rather than a statement of a ground of appeal. On consideration of the
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content of the notice of appeal and the submissions made by Dr Chen in writing and
orally, the matters asserted by Dr Chen which arguably can be characterised as
grounds of appeal within s 554(1) of the Act are very limited:
(a) The Commissioner and Hartigan DP were bound as a matter of law to order
recusal of MinterEllison where there had been no prior disclosure by barrister
Y to Dr Chen of her real or perceived conflict of interest (grounds 9 and 15).
(b) It was an error of law to require Dr Chen to seek an extension of time to appeal
against the joinder and recusal decisions, when the written reasons published
by the registry showed they were delivered on 18 January 2023 (ground 17).
[17] Matters raised by Dr Chen that arguably can be framed as grounds of appeal but that
do not constitute grounds of appeal within s 554(1) of the Act are:
(a) The matter recorded by Hartigan DP in [33] of the reasons was “transcribed
verbatim” from the respondent’s submissions before the Industrial Court and
was in error in finding that other than a reference to a written advice (of
Mr Massy), Dr Chen had not particularised in any further detail the relevant
information that he asserted was confidential, as Dr Chen in oral submissions
had detailed the topics covered in Mr Massy’s advice that were referred to in
barrister Y’s advice to him dated 2 September 2020 (grounds 11-13).
(b) Hartigan DP should have inferred that barrister Y disclosed Dr Chen’s
confidential information to MinterEllison (ground 14).
(c) It was an error to characterise (at [15] of the reasons) Dr Chen’s submission
that he was on holidays at the time the decision was issued and the expiration
of the appeal period was close to Christmas as not an adequate explanation for
the delay in filing the application to appeal against the recusal and joinder
orders (ground 18).
(d) The respondent and MinterEllison “manifestly improperly seek a biased
structure of carriage of matters from the QIRC and ICQ such that GCHHS and
QH will escape jurisprudent review and judicial consideration express ‘matter
of law’ whether ‘fair and reasonable’ employer responses to applications and
public service appeals to convert to permanent employment submitted by the
Appellant since 18 February 2018 and re-submitted by the Appellant’s union
the Australian Salaried Medical Officers’ Federation, Australian Medical
Association on 28 March 2019” (footnotes omitted) (ground 20).
(e) The Commission and the Industrial Court erred in finding that the employment
details of Dr Vo in 2022 and 2023 were not directly relevant to the dismissal
proceedings (grounds 26, 27 and 29-31).
[18] There are some observations which should be made in respect of subparagraphs
(a)-(e) set out in the preceding paragraph. As to subparagraph (a), Dr Chen is
incorrect in asserting that Hartigan DP transcribed part of [33] of the reasons
“verbatim” from the respondent’s submissions. It is apparent that Hartigan DP
accepted the respondent’s submissions on that point but that is not sufficient by itself
to constitute a ground of appeal. The balance of subparagraph (a) raises an error of
fact. Subparagraphs (b), (c) and (e) also assert errors of fact. Subparagraph (d) asserts
a lack of good faith on the part of the respondent and its solicitors in relation to
multiple applications before the Commission and the Industrial Court that are outside
the issues that arise on the appeal against the joinder, recusal and discovery decisions.
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Joinder and recusal decisions
[19] The Commissioner’s reasons for refusing the joinder included that O’Connor VP had
adjourned the public service appeal to the registry pending the outcome of the
dismissal proceedings and, even though there were factual matters common to all
three matters, the questions to be answered in the dismissal proceedings were
different to the questions to be answered in the public service appeal. In addition, the
Commissioner considered that, if joinder occurred, it may mean that it took longer to
hear all matters because of the different tests to be applied.
[20] The Commissioner’s reasons for not making the recusal order in respect of
MinterEllison were that the Commissioner did not consider the Commission had the
capacity to make the order, there were proper avenues for Dr Chen to pursue his
concerns about the professionalism or conduct of the lawyers, and it did not appear
on the material before the Commissioner that the respondent’s legal representatives
should be requested to recuse themselves.
Discovery decision
[21] The Commissioner set out at [4] of the discovery decision paragraphs 4-7 of the
particulars in the schedule attached to the interlocutory application about
what documents (or information) Dr Chen was seeking by way of further and
better discovery. The Commissioner quoted at [5] of the discovery decision
paragraphs 29-31 of the particulars in the same schedule that summarised Dr Chen’s
position. He was seeking further and better discovery from the respondent of the
employment details and intentions for temporary interventional cardiologist Dr Vo
and in respect of an upcoming vacancy of “a funded 0.3 FTE SMO interventional
cardiologist position”. The schedule asserted that the discovery was of evidence
directly relevant to whether the Department was (and is) fully staffed and whether
there was/is an ongoing operational need for Dr Chen to be employed by the
respondent.
[22] The Commissioner recorded the exchanges that occurred in the hearing with Dr Chen
in respect of the evidence he had of the vacant FTE or permanent FTEs that he
claimed were available. The Commissioner concluded that Dr Chen had formed
a view based on material available to him and was seeking the discovery for the
purpose of having the respondent confirm or deny his claims. The respondent resisted
the further and better discovery on the basis it was a request for information and not
a request for discovery. The Commissioner accepted that argument (at [19] of the
discovery decision). The Commissioner found (at [21]) that the availability or
otherwise of permanent FTE roles was not a matter directly relevant to the dismissal
proceedings, as if he were reinstated it would be to the casual roster. The
Commissioner found (at [23]) that the current employment details or future intentions
for 2023 regarding Dr Vo were not directly relevant to the matters in issue between
the parties in the dismissal proceedings which pertained to circumstances which
occurred some years earlier.
The reasons
[23] As the orders in the joinder and recusal decisions were made orally on 1 December
2022, s 564(3)(a) of the Act applied and the period of “within 21 days” commenced
on 1 December 2022 had expired on 22 December 2022 which was before the
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application to appeal was filed on 4 January 2023 (at [9] and [13] of the reasons). In
considering whether an extension of time should be granted, Hartigan DP assessed
the prospects of success in respect of the recusal decision (at [17]-[40]) and the
prospects of success in respect of the joinder decision (at [41]-[47]).
[24] The basis for the recusal application was that Dr Chen’s former solicitors had briefed
his former barrister (who will be referred to as barrister Y) between 26 August and
3 September 2020 in respect of Dr Chen’s matter. Barrister Y had been previously
engaged by MinterEllison on behalf of the respondent in an unrelated matter in the
Industrial Court that was reserved on 24 August 2020 of Lam v Gold Coast Hospital
and Health Service [2021] ICQ 10. Dr Chen alleged that his confidential information
which was the legal advice given to him by barrister Y was relayed to MinterEllison
(but no evidence was adduced by Dr Chen in the hearing before the Commission to
support that serious allegation).
[25] Hartigan DP (at [25]-[26] of the reasons) found that the Commissioner made an error
in finding that the Commission did not have power to order the recusal of
MinterEllison, as the Commission may, pursuant to s 539(b)(ii) of the Act, direct “by
whom the parties may be represented” for proceedings. Notwithstanding that error,
the Commissioner had also determined that Dr Chen did not establish a basis for the
relief he was seeking in respect of MinterEllison. Hartigan DP noted (at [32]) that
MinterEllison had never acted for Dr Chen and (at [33]), other than a reference to
a written legal advice (from barrister Mr Massy that was provided to barrister Y),
Dr Chen did not adduce any evidence of the information that he asserted was
confidential or provide a basis to assert the information was confidential. It was noted
(at [34]) that “there is no evidence on the record that MinterEllison has possession of
that information”. Hartigan DP also noted (at [37]) that Dr Chen had not established
that there was a real risk that the confidential information was relevant to the dismissal
proceedings or there was a real risk of the misuse of the confidential information. It
was concluded (at [38]) that there was therefore no basis for the orders sought by
Dr Chen restraining MinterEllison from acting for the respondent in relation to his
matters and therefore there were poor prospects of success on the recusal application.
[26] Hartigan DP set out (at [42] of the reasons) the Commissioner’s reasons for the
dismissal of the joinder application and found (at [45]-[47]) that the Commission was
correct to consider that the order of O’Connor VP was a relevant consideration in the
exercise of the discretion not to make the joinder order and that the arguments raised
by Dr Chen had little relevance whilst the order of O’Connor VP had taken effect.
[27] Hartigan DP therefore (at [48] of the reasons) refused to grant an extension of time to
file the appeal in respect of the dismissal of the recusal and joinder applications.
[28] Dr Chen had limited his appeal to the Industrial Court against the discovery decision
to the category of documents with respect to the current employment details and
future employment intentions regarding Dr Vo. Dr Chen challenged the
Commissioner’s finding of lack of relevance. Hartigan DP found (at [55] of the
reasons) that Dr Chen did not establish that the continuing or potentially continuing
employment of Dr Vo in 2022 and 2023 was relevant to the determination as to
whether the dismissal of Dr Chen in 2021 was unfair. Hartigan DP found (at [56])
that Dr Chen did not establish that the documents about any intention to make Dr Vo
a permanent employee of the respondent some time in 2023 was relevant to the
reinstatement application.
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[29] At the hearing of the appeal before Hartigan DP, Dr Chen raised matters that were
not included in his application to appeal the discovery decision, namely he sought
discovery with respect to “[MANAGERIAL RESPONSES] SAC 1 investigation in
2021”. As the Commission was not asked to rule on the documents in the terms that
Dr Chen articulated on the appeal to the Industrial Court, Hartigan DP concluded
(at [62] of the reasons) that the Commission could not be said to have committed an
error of law or exceeded its jurisdiction.
[30] The other aspect of the appeal against the disclosure decision that was before
Hartigan DP was the direction made by the Commissioner about hearing the parties
as to the costs of the joinder and recusal applications.
[31] The Commissioner had explained (at [28]-[29]) of the discovery decision that the
directions order in respect of seeking written submissions with regard to the costs of
the joinder and recusal applications was to accommodate the respondent’s indication
that it was seeking costs with regard to those applications.
[32] Hartigan DP found (at [67] of the reasons) that the Commissioner’s direction about
hearing from the parties with respect to costs accorded with the exercise of the general
power contained in s 451(2)(a) of the Act to give directions about the hearing of the
matter.
Was there any error of law made by the Industrial Court?
[33] Dr Chen’s submissions on the refusal of Hartigan DP to order the recusal of
MinterEllison are misconceived. His focus is on the perceived conflict of interest of
barrister Y who was acting for the respondent instructed by MinterEllison
immediately before she was briefed to give Dr Chen advice in respect of his disputes
with the respondent when there was no disclosure by barrister Y to Dr Chen of the
fact that she had only recently been briefed to appear for the respondent in the
Industrial Court instructed by MinterEllison. The issue of recusal, however, depends
on Dr Chen’s assertion that barrister Y would have shared with MinterEllison the
confidential information to which she was privy because of acting for Dr Chen. When
Dr Chen produced no evidence whatsoever to support that assertion, it was inevitable
that his recusal application would fail. It was a serious allegation and the bare facts
outlined above would not support the inference that such sharing of confidential
information had occurred in the absence of relevant evidence. Dr Chen argued that
the inference should be drawn when the respondent and MinterEllison failed to
adduce evidence to rebut his allegation that there was sharing of his confidential
information. There was no evidence adduced by Dr Chen that called for rebuttal
evidence.
[34] Dr Chen fails in showing that the Commissioner and Hartigan DP were bound as a
matter of law to order the recusal of MinterEllison.
[35] The decisions on the joinder and recusal applications were made at the conclusion of
the hearing on 1 December 2022 for which Dr Chen was present by telephone and
remained present for the giving of the ex tempore reasons by the Commissioner. The
appeal period therefore commenced on 1 December 2022 in accordance with s 564(3)
of the Act with the announcement of the decisions at the hearing. The subsequent
publication of the ex tempore reasons in a written decision by the registry on
18 January 2023 did not alter the date of commencement of the appeal period.
Hartigan DP made no error of law in applying s 564(3)(a) of the Act.
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[36] To the extent that Dr Chen’s grounds of appeal can be characterised as grounds within
s 554(1)(a) of the Act, he does not succeed on his appeal.
Did the Industrial Court act in excess of, or without, jurisdiction?
[37] None of the matters sought to be raised by Dr Chen as either grounds of appeal or
submissions in support of his grounds of appeal demonstrate in any way that the
Industrial Court acted in excess of, or without, jurisdiction in dealing with his appeals
to that Court.
Other matters
[38] One of the orders that Dr Chen sought in his notice of appeal was for stays and
suspension of any and all costs orders made by the Commission and the Industrial
Court for the appellant to pay costs. That relief does not relate to the decision of
Hartigan DP which is the subject of this appeal and therefore will not be considered
on this appeal.
Orders
[39] The respondent sought an indemnity costs order in its favour for the reasons that the
appeal had no prospects of success; Dr Chen did not advance specific grounds of
appeal or made any effort to identify an error of law in the reasons but used the
grounds of appeal to make “convoluted and repetitive” submissions that caused
additional expense to the respondent; some grounds of appeal were irrelevant; and
Dr Chen made serious and groundless allegations particularly against the respondent,
barrister Y and MinterEllison.
[40] Even though Dr Chen is self-represented, he must be taken to have notice of s 554(1)
of the Act that constrained the grounds that could be pursued on the appeal to this
Court. The fact that Dr Chen misinterpreted s 565 of the Act does not alter the limited
grounds on which the Act permits an appeal to this Court. The way Dr Chen advanced
his appeal was to repeat the arguments that he had put before the Commissioner and
Hartigan DP without regard to the limitations on an appeal to this Court. Dr Chen
chose to continue with his appeal after he received the respondent’s written
submission lodged with this Court on 20 March 2024 that explained the nature of the
appeal to this Court. To the extent that the decision of Hartigan DP dealt with the
exercise of discretion on matters of practice and procedure, it was also difficult to
appeal successfully: Adam P Brown Male Fashions Pty Ltd v Philip Morris Inc (1981)
148 CLR 170 at 177.
[41] Consistent with the principles found in Colgate-Palmolive Company v Cussons Pty
Ltd (1993) 46 FCR 225 at 232-234 that can be applied to the pursuit of an appeal that
is doomed to fail, this is an appropriate case for an order for indemnity costs in this
Court after Dr Chen’s appeal to the Industrial Court was unsuccessful for the reasons
that have been endorsed in this Court, subject to one qualification.
[42] One of the reasons advanced by the respondent for an order for indemnity costs is
that the appeal had no prospects of success. That is inconsistent with the briefing of
senior counsel by the respondent in addition to Mr Zielinski of counsel who had
appeared successfully for the respondent before the Commissioner and Hartigan DP.
It is a matter for the respondent who it chooses to represent it, but if it seeks to brief
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senior counsel in addition to junior counsel for an appeal that was never going to
succeed, it is difficult to see the justification for any indemnity costs order to extend
to senior counsel. The order for indemnity costs that should be made in the first
instance against the appellant should exclude the costs of senior counsel (the default
order). As this exclusion was not raised with the parties during the hearing of the
appeal, both parties should be permitted to make submissions in respect of that
exclusion within 10 days of the publication of these reasons. If no submissions are
made, the default order will apply.
[43] The orders which should be made are:
1. Appeal dismissed.
2. Subject to orders 3 and 4, the appellant must pay the respondent’s costs of the
application and the appeal on the indemnity basis, excluding the costs of senior
counsel.
3. Each party is given leave to file and serve written submissions (not exceeding
two A4 pages) on the exclusion of the costs of senior counsel from the order
for indemnity costs in order 2 within 10 days of the publication of these reasons.
4. If no submissions are filed in the Court within the time permitted by order 3,
order 2 will take effect. If either party or both parties file a submission within
the time permitted by order 3, the question of whether the costs of senior
counsel should be excluded from the indemnity costs order in order 2 will be
reserved to be decided on the papers.
[44] BOND JA: For the reasons expressed by the President I would order the appeal to
be dismissed.
[45] On the question of costs, I agree that it is appropriate to order that the appellant pay
the respondent’s costs on the indemnity basis, and for the reasons expressed by the
President.
[46] I do not, however, share her Honour’s views concerning the exclusion of the costs of
senior counsel, or the need to receive any submissions on the question. I would not
regard a decision to advance the submission concerning the lack of appeal prospects
as necessarily inconsistent with the decision to brief of senior counsel. I would simply
order that costs be assessed on the indemnity basis.
[47] CALLAGHAN J: I agree with Mullins P.
-- 11 of 11 --
Official source: https://www.sclqld.org.au/caselaw/QCA/2024/241