Beyond Reserve Pty Ltd v Kagawa [2024] QCATA 98
QUEENSLAND CIVIL AND
ADMINISTRATIVE TRIBUNAL
CITATION: Beyond Reserve Pty Ltd v Kagawa [2024] QCATA 98
PARTIES: BEYOND RESERVE PTY LTD AND MEK
PROPERTY SERVICES PTY LTD
(applicants/appellants)
v
CHIHO KAGAWA
(first respondent)
And
CHIEF EXECUTIVE, DEPARTMENT OF JUSTICE
AND ATTORNEY GENERAL, OFFICE OF FAIR
TRADING
(second respondent)
APPLICATION NO/S: APL105-23
ORIGINATING
APPLICATION NO/S:
GAR033-23
MATTER TYPE: Appeals
DELIVERED ON: 7 November 2024
HEARING DATE: 16 October 2024
HEARD AT: Brisbane
DECISION OF: Judicial Member D J McGill SC
ORDERS: Leave to appeal.
Leave to rely on additional evidence, namely the
affidavit of Maia filed 3 July 2023.
Appeal dismissed.
If any party wants to apply for an order for costs of
the appeal, that party must file submissions in
writing in support of the order sought, and give a
copy of them by email to each of the associate to the
Deputy President of the Tribunal and each other
party, within 14 days from the date of this decision.
If no such submissions are filed, there will be no
order as to costs of the appeal.
If such submissions are filed, the party from whom
costs are sought may file any submissions in writing
in opposition to such an order, and give a copy of
them to by email to each of the associate to the
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Deputy President and each other party, within 14
days of the receipt of such submissions.
If submissions as to costs are filed, the question of
costs will be decided by the Appeal Tribunal without
an oral hearing, under the Queensland Civil and
Administrative Tribunal Act 2009 (Qld) s 32.
Liberty to apply as to costs.
CATCHWORDS: ADMINISTRATIVE LAW – ADMINISTRATIVE
TRIBUNALS – QUEENSLAND CIVIL AND
ADMINISTRATIVE TRIBUNAL – Procedure –
application to review reviewable decision – how and when
made – whether requirement of Rules incorporated into
provision of Act – whether time extended under Acts
Interpretation Act 1954 (Qld) s 38(2) – whether
jurisdiction to review validly invoked
Acts Interpretation Act 1954 (Qld) s 38(2)
Queensland Civil and Administrative Tribunal Act 2009
(Qld) s 33
Bowie v Gela [2023] QCATA 129
Brennan v QBCC [2024] QCAT 37
Campaigntrack Victoria Pty Ltd v Chief Executive,
Department of Justice and Attorney-General [2016] QCA
37
CPR Solutions Mackay Pty Ltd v Zammit Earthmoving Pty
Ltd (2020) 4 QR 624
CQ Sheds and Concrete Pty Ltd v QBCC [2023] QCAT
487
Gower v Woodman Sales Pty Ltd [1988] 2 Qd R 15
Irwin Homes Pty Ltd v Invest Now Australia Pty Ltd [2018]
3 Qd R 603
Magic Mountain Developments Pty Ltd v Laureate
Australia Pty Ltd [1991] 2 Qd R 570
Perryman v Commissioner of State Revenue [2016] QCAT
26
QBCC v Watkins [2014] QCA 172
State of Queensland v Ali [2014] QCATA 14
Sunup Solar Pty Ltd v QBCC [2015] QCAT 435
Syed v Chief Executive, Department of Justice and
Attorney-General – Office of Fair Trading [2022] QCAT
11
Vignes v Clarke [1990] 2 Qd R 593
APPEARANCES &
REPRESENTATION:
Applicants: B W Wacker instructed by Frigo Jones Legal
Respondents: N Brash solicitor for first respondent, pro bono.
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L Benjamin legal officer of the second respondent
REASONS FOR DECISION
[1] This appeal raises the question, when is an application to review an administrative
decision “made” to the Tribunal? There are a host of Acts which permit the Tribunal
to review such decisions, and they sometimes specify a time limit within which the
person affected may apply for a review. Otherwise, the time limit in the Queensland
Civil and Administrative Tribunal Act 2009 (Qld) (“the QCAT Act”) s 33(3) applies.
Generally this time limit is not vital, because of the power in the QCAT Act s 61(1)(a)
to extend such time limits;1 but sometimes the enabling Act excludes the operation of
this power in relation to the time limit for making an application for review. In such
a case, the question of when an application is made can become important. If it has
not been made in time, there is no jurisdiction for the review.2
[2] One would expect that the statutory provisions would provide a clear, and hopefully
simple, answer to the question. Sadly, that is not the case. The answer has been
affected by the terms of the QCAT Act, the terms of the QCAT Rules and registry
practice, and unfortunately, the three are not on their face really consistent. Even the
QCAT Act is itself complex on this point, the Rules are difficult to work together with
the QCAT Act, and perhaps inconsistent in some respects with it, and there are aspects
of what I understand to be registry practice which may not be consistent with either.
The few decisions on this point are not all consistent, and, with all due respect, some
are somewhat superficial.
[3] The first respondent, whose claim against a fund under the Agents Financial
Administration Act 2014 (Qld) (“the Act”) was rejected by the second respondent,
presented for filing an application to review that decision at the registry of the
Magistrates Court in Southport.3 The appellants claimed that it had not been made
within the time limited by the QCAT Act, and challenged the jurisdiction of the
Tribunal. On 7 March 2023 a Member held that the application had been made within
time, as extended by the Acts Interpretation Act 1954 (Qld) (“the AIA”) s 38(2), and
the Tribunal had jurisdiction for the review. By an application filed on 3 April 2023,
the appellants sought leave to appeal against that decision.
[4] Because the decision was not the Tribunal’s final decision in the proceeding, the
appellants need leave to appeal to the Appeal Tribunal.4 The Appeal Tribunal is
generally reluctant to interfere with such decisions, particularly in the case of matters
of procedure, although where the question goes to the jurisdiction of the Tribunal it
can be seen as a question which needs to be clarified at an early stage. The issue turns
largely on the interpretation of the relevant statutory provisions, although there was
some reference to various factual matters, largely to illustrate the significance of the
various arguments. The issue potentially arises in every matter where an application
for review is made to the Tribunal and there is a time limit which is not subject to
1 State of Queensland v Ali [2014] QCATA 14, per Wilson J, dealing with the analogous time limit for
an appeal under the QCAT Act.
2 Syed v Chief Executive, Department of Justice and Attorney-General – Office of Fair Trading [2022]
QCAT 11.
3 I am using here the term “presented for filing” as a neutral expression for what she did, since there is
an issue as to the correct effect of what she did.
4 The QCAT Act s 142(3)(a)(ii).
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extension, so it has an importance which is much wider than the dispute between these
parties, and it is a point on which the opinion of an Appeal Tribunal will hopefully be
of assistance. The grant of leave to appeal was not opposed by the respondents, and I
consider that leave should be granted.
[5] The appellants also sought leave to put additional evidence before the Tribunal, in the
form of the document which records the delegation by the Principal Registrar under
the QCAT Act s 210(2) which was current at the relevant dates.5 Under the
conventional approach to fresh evidence on appeal this delegation would not qualify,
but given the nature and importance of this issue, and because it affects the question
of jurisdiction, and bearing in mind that it is an internal document of the Tribunal, I
give leave to rely on it on the appeal. I am however aware that the terms of the QCAT
Act should not be interpreted by reference to what happens to be the current version
of the delegation.
Background
[6] On 28 August 2021 the first respondent entered into a contract to purchase a home
unit in a block on the Gold Coast for a particular price. The appellants were the agents
for the vendor of the unit, and the first respondent claimed that they represented that
she would have a right as the owner of the unit to park a car in an adjacent car park,
although there were no designated spaces. After signing the contract, the first
respondent claimed that she discovered that the right to use the car park was an
“ephemeral privilege” and not a proprietary right. She completed the contract, but a
little over a year later resold the unit at a small profit.
[7] She made a claim against the Claim Fund administered under the Act, seeking the
difference between the small profit she had made on the sale of that unit and the much
larger profit she claimed she could have made on the resale of a similar unit where the
owner had a proprietary right to a car parking space. The basis of the claim was that
the appellants had misrepresented the rights that the owner of the unit they were
selling had in respect of parking a car in the adjacent car park. The claim was rejected
by the second respondent, on the basis that the appellants had adequately disclosed
the car parking arrangement, and there had been no relevant misrepresentation by
them, or other event within the Act s 82(1). I am not concerned with the merits of the
challenge to that decision.
[8] On 30 November 2022 the second respondent sent a notice of the decision to the first
respondent by post and by email, together with a copy of the decision and a copy of
the reasons for it. The Notice advised of the right to apply to the Tribunal to review
the decision within 28 days after the day on which she was notified of the decision.
The first respondent has not disputed that she was notified on 30 November. The
period of 28 days after that date expired on 28 December. On that day the Magistrates
Court Registry at Southport was closed. It did not reopen until 9 January 2023. The
first respondent presented the application for filing on that day, and it was taken and
not returned to her on that day. The part headed “For office use only” on the first page
was completed with a Case Number, the date “09-01-2023”, the registry “Southport”,
“Sent to: Brisbane”, and the receipt number for the fee paid the same day.6
5 Annexed to the affidavit of Maia filed 3 July 2023.
6 Appeal Book p 13. I assume this was all completed in Southport.
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[9] The Tribunal Registry in Brisbane was also closed on 28 December 2022, having been
closed since 23 December. It reopened on 3 January 2023. The first respondent’s
application also has a stamp on the first page saying “Received 09 Jan 2023 QCAT
Brisbane” and the seal of the Tribunal stamped on it. I do not know whether the seal
was applied in Southport or in Brisbane, although I understand the usual practice is to
do it in Brisbane. Presumably the Southport Registry has a seal, since it would need
one to use for minor civil dispute matters, for which everything is done there.
Decision of the Member
[10] On 7 March 2023 a Member gave ex tempore reasons for concluding that the
application was filed within time at the Southport Magistrates Court Registry. He
noted that applications to the Tribunal could be accepted for filing at a Magistrates
Court Registry, that the Southport Registry was convenient for the applicant, and that
9 January was the first day the registry was open after it had been closed on all the
days since the last day of the 28 day period. The Member refused to accept the
proposition that the application was out of time because it could have been filed in the
Brisbane Registry on 3 January, because of access to justice considerations. He held
that the application had been filed within time, at the Southport registry.
The legislation
[11] Counsel for the appellants helpfully took me through the relevant legislative
provisions.7 The Act provides in s 100 that the second respondent must decide a
claim on the Fund, and in s 102 that the second respondent must give the parties an
information notice complying with the QCAT Act s 157(2) for the decision. The Act
s 103(1) provides: “A party who is dissatisfied with the chief executive’s decision
under s 100 may apply, as provided under the QCAT Act for a review of the decision.”
Section 101 provides that if no such application is made within the time allowed under
the QCAT Act s 33(3) the decision is binding on the claimant and the respondent, that
the amount paid to the claimant in accordance with the decision is recoverable by the
second respondent as a debt from the respondent named in the decision,8 and that “s
122 and the QCAT Act s 61 do not apply to enable QCAT to extend the time within
which a person may seek a review under the QCAT Act s 33(3).”
[12] Turning to the QCAT Act, s 33 provided, so far as is relevant, as follows:
33 Making an application
(1) This section applies if this Act or an enabling Act provides that a person
may apply to the tribunal to deal with a matter.
(2) The application must—
(a) be in a form substantially complying with the rules; and
(b) state the reasons for the application; and
(c) be filed in the registry.
(3) If the application is for the review of a reviewable decision, the application
must be made, by filing it in the registry, within 28 days after the relevant day.
Notes—
7 I have referred to the version of the QCAT Act and the Rules which were in force as at January 2023.
8 In this case, the appellants.
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1 Under section 6(7), an enabling Act that is an Act may provide for a different period
within which a person must make an application.
2 Under section 61, the tribunal may extend the period within which a person must
make an application.
[13] The balance of the section, which I need not quote, provides that the relevant day is,
in the circumstances of this case, the day the applicant is notified of the decision. It
will be apparent that in this case the second note was inaccurate, because of the Act s
101(2). Section 35 then provided that, if a person “makes an application” to the
Tribunal, the principal registrar may accept the application, accept it with conditions
stated in the Rules, reject it on a ground referred to in s 35(3), or refer it to the Tribunal,
but only if the principal registrar believes there is a ground for rejecting the application
under s 35(3). If the principal registrar rejects the application, or accepts it subject to
conditions, the applicant may require that the application be referred to the Tribunal,
and the Tribunal then decides the matter.9
[14] The QCAT Act s 36 provides that a proceeding starts when the principal registrar
accepts an application, whether or not on conditions. That triggers the obligation in
the QCAT Act s 37 for the applicant to give a copy of the application to the parties to
the proceeding.10 In order to do that, the applicant needs service copies, which will
commonly be copies of the application sealed with the seal of the Tribunal.11
[15] Part 5 of the QCAT Act provides for the Registry of the Tribunal. Section 207
establishes it, in terms which suggest that the Registry Brisbane in is the Registry of
the Tribunal. A number of the provisions of the QCAT Act read as though the
Principal Registrar, a person appointed under s 208, is expected to do a lot personally,
especially in terms of handling documents. Fortunately the QCAT Act s 210 permits
the Principal Registrar to delegate functions to a Registry staff member, or a
Magistrates Court staff member. This is one of the few indications in the QCAT Act
that the Magistrates Courts play an important part in the functioning of the Tribunal.
[16] Although the fact is not mentioned in the QCAT Act, documents for use in a
proceeding in the Tribunal can be can be filed, or at least will be accepted if presented
for filing, at any Magistrates Court Registry in Queensland.12 Much of the work of
the Tribunal is done by Magistrates sitting as members of the Tribunal to hear and
decide minor civil disputes.13 They cannot however exercise the review jurisdiction
of the Tribunal. An application to review a decision of the second respondent invokes
the review jurisdiction of the Tribunal,14 which is done by applying to the Tribunal
under the QCAT Act.15 That requires an application in accordance with s 33.
[17] The functions of the Principal Registrar under the QCAT Act include, by s 229,
keeping a register of proceedings in the Tribunal, containing the matters stated in the
9 By Rule 17(2), this must be done within 14 days after the applicant has been given a notice under s
35(4)(a) about the principal registrar’s decision.
10 Read literally, this requires the applicant to give a copy of the application to himself or herself. The
section provides for some exceptions to this, to cover the matters where the requirement to give notice
of the application falls on the Tribunal.
11 Although Rule 29 seems to contemplate that service copies of filed documents should be copies
stamped with the Tribunal’s seal, neither the QCAT Act s 37 nor Rules 19 or 35 expressly require that
sealed copies be “given”.
12 Subject to a qualification in Rule 8 in the case of tenancy disputes.
13 The QCAT Act s 171(2).
14 The QCAT Act s 17.
15 The QCAT Act s 18(1).
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rules, and by s 230, keeping a record for each proceeding containing all documents
filed in the registry for the proceeding. The “record for proceeding” appears to be
what is conventionally referred to as the file for the proceeding.16 At one time, these
were all physical files; now many matters are dealt with electronically, and the files
are also kept electronically.17 Happily that did not occur in the case of this proceeding,
so that I can ignore, for the purposes of this analysis, any complications produced by
the use of that electronic system, the principal characteristic of which seems to be that
it is very hard to use. The functions under s 229 and s 230 have not been delegated to
Magistrates Courts Registries, except in the case of minor civil disputes, which are
dealt with locally. Otherwise, when a document is lodged at a Magistrates Court
Registry it is forwarded to the Tribunal Registry in Brisbane.
[18] I should also mention that the QCAT Act provided in s 224 for the Governor in
Council to make Rules for the practices and procedures of the Tribunal, and for the
matters mentioned in Schedule 2. Schedule 2 included in Item 4 “starting
proceedings” “applications or referrals to the Tribunal, including for example the form
of the application or referral,” and the way an application by a group of individuals or
businesses are to be made. Also in Item 4 was “the conditions that may be imposed
on the acceptance of an application under Chapter 2 Part 3.” This is a reference to the
provision in s 35(2)(b).18
[19] The Queensland Civil and Administrative Tribunal Rules 200919 provide in Rule 24
that an application may be filed in person, by post or electronically, which includes
by email. Division 3, headed “Provisions about filed documents” begins with Rule
31, headed “When document is filed”, and provides relevantly:
(1) A document is filed when the principal registrar records the
document and stamps the tribunal’s seal on it.
(2) After filing a document, the principal registrar must stamp the
tribunal’s seal on each copy of the document that accompanied it.
[20] The Rule goes on to deal with what is to be done with the stamped copies of the
document, referred to in Rule 31(2), in cases where the document was filed
electronically or by post. In essence, they are to be returned to the person who sent
the material to the Registry for filing. Nothing is said about what is to be done with
the stamped copies of a document filed in person, but I expect they are returned to the
person doing the filing. I note that Rule 29 provides that, except in certain cases not
applicable here, “a person required to file a document in a proceeding … must file the
original document, and the number of copies of the document provided by sub-rule
(3).” I need not quote sub-rule (3), but it requires two or three copies, plus service
copies. These are the copies which are used to give the notice of the proceeding to
the other parties under the QCAT Act s 37.20 The use of the word “file” in Rule 29 to
refer to the copies of the original document is interesting, and not consistent with the
16 Note the difference between the wording of s 229 (“register containing the matters”) and s 230 (“record
containing all documents”). Besides, there does not appear to be any other provision dealing with
keeping, and inspection of, the file.
17 See Rule 34.
18 This was done by Rule 18.
19 Referred to in these reasons as “the Rules”, or, in the case of one, as “Rule”.
20 This matter is also dealt with in Rule 35, which applies also to documents filed in a proceeding other
than the originating document.
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way it is used in Rule 31, which distinguishes between the original document and the
copies.
[21] Rule 32 provides that the principal registrar may refuse to file a document if it does
not comply with these Rules or can not otherwise be filed. Unlike the power to refuse
to accept an application under the QCAT Act s 35, there does not appear to be any
scope for the review of a decision under Rule 32 to refuse to file a document. On the
face of it Rule 32 applies to any document sought to be filed, whereas s 35 applies
only to applications or referrals, that is, to initiating documents.21
Submissions for the appellants
[22] The argument for the appellants proceeded on the basis that, although a document
could be lodged in a Magistrates Court Registry, it could not be filed there, as the only
place where the application to review a decision could be filed was in the Registry of
the Tribunal, in Brisbane. Hence the relevant office at which filing the document may
be done was the Registry in Brisbane, and by the time the document reached there,
the period allowed by s 33(3) for filing an application to review the decision had
expired. Even if the application had reached and been processed by the Registry in
Brisbane on 9 January, that was not the first day that was not an excluded day for the
purpose of filing a document in the Tribunal Registry, that being 3 January.
Accordingly the first respondent’s application was out of time, there was no power to
extend time, and the Tribunal had no jurisdiction to entertain that application.22
[23] Counsel for the appellants submitted that the process involved in filing an application
involved three stages: lodging the document, filing the document, and acceptance of
the document. The first stage, lodgement, referred to what the applicant did when
handing in the document at the Southport Registry. The document may be filed in
person, by post or electronically (Rule 24), but that Rule does not specify where the
document may be lodged. The significant provision is Rule 31, which provides for
when a document is filed, namely, when the principal registrar records the document
and stamps the Tribunal’s seal on it. It was submitted that the reference to “records
the document” in Rule 31(1) was a reference to recording it in the register kept as
required by the QCAT Act s 229.
[24] The written submissions at paragraph 30 referred to the register, in accordance with s
230 of the QCAT Act, but this must be a slip. The register is provided for by s 229,
and what it contains by Rule 100. Section 230 provides for keeping a record
containing all documents filed in the Registry for the proceeding. I read s 230 as
providing that the “record” comprises all the filed documents, so it is the bundle of
filed documents itself, not a method of recording the fact that a document has been
filed.23 The word “record” as a noun is defined in the Schedule to the Rules as the
record kept under s 230; the word “record” as a verb, which is what it is in Rule 31,
21 The sections in Part 3 of Chapter 2 of the QCAT Act are concerned with starting a proceeding, as
shown by the heading of the Part. The QCAT Act and the Rules contemplate that a party to a
proceeding may make applications in the proceeding, but there are no specific provisions dealing with
such applications, the equivalent of the UCPR r 31.
22 Campaigntrack Victoria Pty Ltd v Chief Executive, Department of Justice and Attorney-General
[2016] QCA 37 at [30], [35].
23 I consider that this is made clear by the content of the balance of s 230, which provides for the process
known as searching the file. (In the UCPR this is dealt with in more detail.)
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is not defined. It follows that Rule 31(1) is obscure as to exactly what is required of
the Principal Registrar when she “records the document”.
[25] On the face of it there are four possibilities that occur to me. One is that to “record”
the document means to note in the register under s 229 that it has been filed. That is
the meaning for which the appellants contended, although it faces the difficulty that
Rule 100 states the matters to be entered on that register, and what documents have
been filed, and importantly when each document was filed, are not among them.
Section 229 confines the matters to be included to those “stated in the Rules”, and
Rule 100(1)(b) states the list of matters which must be included, but the Rule makes
no provision for anything else to be included. If that is the correct interpretation of
Rule 31, it is inconsistent with Rule 100.
[26] Another possibility is that the requirement is that the document be incorporated in the
“record” under s 230, that is, physically placed on the file. There are practical
problems with that interpretation, in that I understand that in practice it is common
enough for documents not to be actually placed on the file until after the date they
reach the Registry, by whatever means, and that no record is kept of when that occurs.
What is recorded is the date the document is “received” by the Registry. Another
practical problem is that, although there has been extensive delegation of the functions
of the Principal Registrar under s 210(2), the appellants have submitted that the steps
required by Rule 31(1) have not been delegated to anyone. If that is so,24 and an
application is filed for the purposes of the QCAT Act s 33 when the Principal Registrar
has personally done whatever Rule 31(1) requires, I expect that no application for
review has ever been validly filed in the Tribunal.25
[27] The entry in the Limitations and Comments column of the delegation relating to Rule
31 is interesting:
Date stamp all QCAT documents filed. Sealing of Minor Civil Disputes only.
All other applications are to be forwarded to QCAT Brisbane for processing.
[28] This suggests that a document is regarded as “filed” in the Magistrates Court Registry
although it is not sealed there, unless it is a minor civil dispute matter. That is
consistent with the fact that the power to accept an application under the QCAT Act s
35, or otherwise, has been delegated to various people in the Magistrates Court
Registries, although for anything apart from acceptance without conditions such
registry officers are to “seek guidance from QCAT”. But as I mentioned earlier, the
interpretation of the QCAT Act cannot depend on the terms in which powers are
delegated from time to time.
[29] The third possibility is that the fact of the document’s being filed is recorded in some
other way.26 Again, if that is the case, the question of how and where it is recorded
has not been answered by the Rules, nor do they provide any way to determine on
which day this occurred.
24 The delegation p 8 refers to Rule 31(2) in the Reference column, but the Nature of Function column
refers to the functions in both Rule 31(1) and (2).
25 At least since 1 November 2022, when that delegation came into force.
26 I know that the Registry keeps an electronic “record” of each proceeding which includes reference to
filed documents, although it also contains communications with the parties, decisions or directions,
and perhaps some other entries. I know nothing about the process by which an entry is made in that
“record”.
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[30] The fourth possibility is that suggested by reference to the equivalent rule in the
UCPR, r 968(4). This rule applies where someone files a document in a registry in
the traditional way, by going up to the counter and handing the document over.27 Sub-
rule (4) now provides: “The document is taken to be filed when the registrar records
the date of filing on the document, and stamps the seal of the court on it.” That makes
clear that what is recorded is the date of filing, which is done by a clerk28 stamping
the document with the word “filed” and the current date. That makes perfectly clear
what is required by way of “filing”, a process which will occur while the person
seeking to file the document is at the counter, and which both fixes and preserves the
date on which the document is filed.
[31] Prior to an amendment made in 2018, UCPR r 968(4) was in the same terms as Rule
31(1). Evidently when this amendment clarified the rule, it was unfortunately not
copied by the Tribunal. It said by Crow J in CPR Solutions Mackay Pty Ltd v Zammit
Earthmoving Pty Ltd (2020) 4 QR 624 at [53] that the act of “recording” the document
under the rule in its former terms was “best taken to mean the act of the registrar
placing the filing stamp on the document indicating the date and the court in which
the document was received.”29 The amendment to r 968(4) was in response to the
decision in Irwin Homes Pty Ltd v Invest Now Australia Pty Ltd [2018] 3 Qd R 603.
In that matter Mullins J (as her Honour then was) held that a document was “recorded”
for the purposes of r 968(4) when it was recorded on the record required to be kept
under UCPR r 977: [13], [14]. The difficulty in applying that decision to Rule 31 is
that there does not appear to be any equivalent to r 977 in the QCAT Act or the Rules.
[32] In Bowie v Gela [2023] QCATA 129 a Member suggested that an application was
“recorded” by giving the application a distinct filing number: [37]. With respect, that
cannot be correct, as Rule 31 is not confined to an application which is an originating
process, but applies to any document filed in the Registry, the great majority of which
will be fined in an existing proceeding, which already has a number. Fortunately, for
my purposes I do not need to clarify just what Rule 31(1) means, but with respect I
consider that there is a lot of sense in what was said by Crow J.
[33] The submission for the appellants was that the third step in this process was that the
principal Registrar had to decide whether to accept the application, or accept it with
conditions, or reject it under the QCAT Act s 35(2). This was said to arise after an
application had been filed for the purposes of Rule 31, because s 35 spoke about the
power arising when an application is “made”, and by s 33 that does not occur until the
application has been filed. This power, to accept or reject an application, was said to
be additional to the power to refuse to file the application under Rule 32, a situation
said to be justified by the fact that different grounds for refusal were provided by the
two provisions.
[34] The appellants referred in submissions to decisions supporting the proposition that r
968 means that something has to be done by the registrar in order for the document to
be filed, rather than the document just being received by the registry.30 I do not
27 There are equivalent provisions in r 969 for documents filed by post, and in r 969A for documents
filed electronically, the latter containing an interesting and useful provision about when the document
is taken to have been filed, which unfortunately has not been copied by the Tribunal.
28 See UCPR r 984, under which clerks may be authorised to “receive and file documents”.
29 See also Brennan v QBCC [2024] QCAT 37 at [14].
30 CPR Solutions (supra); Mahoney v Building Services Authority [2010] QDC 214; Irwin Homes Pty
Ltd v Invest Now Australia Pty Ltd [2018] QSC 114.
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disagree with the interpretation of r 968 adopted in those decisions, but I do not
consider that they determine the real issue in this matter. The appellants then
submitted that the application itself showed that the filing had occurred in the Tribunal
Registry in Brisbane, because it bore a stamp “Received 9 January 2023 QCAT
Brisbane” and was stamped with the seal of the Tribunal.
[35] The submissions for the applicant then turned to the effect of the AIA s 38, which
relevantly provides:
(2) If the time, or last day of a period, calculated forwards that is provided or
allowed by an Act for doing anything falls on an excluded day, the time, or last
day, is taken to fall on the next day later that is not an excluded day.
(5) In this section excluded day … for filing or registering a document – means
a day on which the office is closed where the filing or registration must or may
be done. ….
[36] The submission was that the only office where the filing or registration must or may
be done was the Tribunal Registry in Brisbane, because it was only there that the
process of filing under Rule 31 could take place for an application to review a
decision. Under that Rule the process of filing could take place only in the Tribunal
Registry, because although the Southport Registry of the Magistrates Court had power
to receive the application, all it could do was forward it to Brisbane. The tasks to be
done to amount to filing such an application were not delegated, and had to be done
in Brisbane. The record kept under s 230 was also kept in Brisbane. The role of the
Southport Registry was said to be limited to “receiving documents, forwarding them
to ‘QCAT Brisbane’ and, once filed, date stamping those documents.”31 Further, a
decision to refuse to file a document under Rule 32 remains with the Principal
Registrar, except in the case of a minor civil dispute.32
[37] It was submitted that it followed that the office for the purposes of the AIA Act s 38
was the Tribunal Registry. That office was open on 3 January, and it followed that
the effect of s 38 was that the time for filing the application was extended only to 3
January 2023, and an application filed on 9 January 2023 was out of time. The
Tribunal had no jurisdiction to hear and decide the application, which should therefore
be dismissed.
[38] In support of the submissions counsel for the appellants referred to a number of
authorities, as well as those I have already mentioned. In QBCC v Watkins [2014]
QCA 172 the Court held that the provisions of the Queensland Building Services
Authority Act 1991 (Qld) excluded any jurisdiction to review a particular decision of
the Authority after the expiry of the twenty-eight period allowed by that Act: [16].
The wording of the Act is different, but I accept that the express exclusion of the
power to extend the twenty-eight day period under the Act or under the QCAT Act,
coupled with the terms of the Act s 101(1), make it clear that the legislative intention
was that after the twenty-eight day period the Tribunal is to have no jurisdiction to
review the decision.
[39] An example of a contrasting case is Campaigntrack Victoria (supra) where it was held
that the relevant provisions of the enabling Act did not exclude the power to extend
time under the QCAT Act s 61. The Court contrasted the provisions relevant in that
31 Written submissions for the appellants para [50].
32 Delegation, p 7.
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12
case with the terms of a different provision in very similar terms to the relevant section
of the Act. This decision contains a helpful analysis of the relevant considerations,
and comments, that a court would not lightly infer an intention to shut out deserving
claimants (at [44]), and that it would be odd if an error on the part of the Chief
Executive would deprive the Tribunal of jurisdiction (at [16]).
A diversion into history
[40] At one time proceedings in the Supreme Court were commonly commenced by a writ,
which was in form a royal command, issued in the name of the Chief Justice,33 and
bearing the date it was issued. The UCPR still provides, in r 8(1), that an originating
process is “issued”, although there is now a requirement for a copy to be filed: r 20.34
By r 978, a document “issued” by the court must be signed by the appropriate officer,
and stamped with the court seal. By r 8 the proceeding commences when the
originating process is issued. In practice this date is recorded by the use of a date
stamp on the document.
[41] If in error the wrong date was put on the writ, the power to amend a writ could be used
to correct it, but only if the error was made by an officer of the court, rather than by
the plaintiff or the solicitor for the plaintiff: Gower v Woodman Sales Pty Ltd [1988]
2 Qd R 15. The reasons for that decision include the evidence of a registrar as to the
practice when a writ was presented for filing, as follows:
The writ tendered for issue would be received by the registry staff, checked for
compliance with [the] form and, if accepted, then dated and signed. The original
and a duplicate writ are at that point sealed and the filing fee collected. The
sealed writ is then returned to the person filing it accompanied by the receipt.
Then the original writ is filed in accordance with the requirements of O 87 r
1435 and stamped accordingly and the matter of the filing is entered in the Cause
Book pursuant to O 87 r 16. He makes the point that it is not entered in the
Cause Book unless it is duly issued and correctly filed. The “invariable”
practice which [the registrar] deposes to is, it may be noted, a single stage
procedure under which the issue of a writ is attended to in the course of one
continuing episode.
[42] The case concerned a writ issued by the Mackay District Registry, where on other
evidence it could occur as a two stage process, and in that matter the evidence
suggested that the writ had been signed and sealed, and entered in the Cause Book, on
20 November 1978, but not dated or handed over until the next day, because the
amount of the cheque for the filing fee was $3 short, and a second cheque for that
amount was not provided until the next day. There was evidence that it was common
in Mackay for the writ not to be processed by the registry and returned the same day,
being returned the following day, or even later, but usually with the date on the writ
the date it was presented for filing. In that matter Macrossan J referred to the relevant
33 Rules of the Supreme Court O 2 r 8.
34 See also r 22(3), where the terminology drifts away from “issued”.
35 This provided that a date of filing shall be noted on every document filed in the registry. My
recollection is that it was the duplicate original writ which was placed on the court file, as the original
which was issued was to be shown to a person on whom it was served personally: O 10 r 2. See Gower
per McPherson J; sed contra Fielding v Janosevic [1983] 2 Qd R 352 at 357. What was handed over
on service was a copy with a stamp with the letters “LS” on it (locus sigilli, the place of the seal) where
the office seal was stamped on the original writ. This quaint practice did not survive in the UCPR.
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rules, and said that the writ when issued “should bear as the date of issue that date
which in each case is in fact the date of presentation and issue.”
[43] His Honour referred to the principle that a litigant should not suffer for an error of the
court staff, and ultimately drew the inference that the practice in the Mackay registry,
of which he clearly disapproved, was probably the reason for the delay in issuing the
writ. Accordingly he allowed the writ to be amended to show 20 November 1978 as
the filing date, relying on some dicta in other cases.36 Derrington J, who agreed with
the outcome of Macrossan J, called in aid O 93 r 17 under which the failure to pay the
full fee was an irregularity, and said that the writ should have been issued on 20
November 1978 even if the full fee had not been paid, since the breach of O 87 r 12
(which required the fee to be paid first) was just an irregularity.
[44] McPherson J, who dissented, rejected reliance on O 93 r 17, on the basis that, although
it may have been an irregularity if the registry had issued the writ in breach of O 87 r
12 because the full fee had not been paid, it was no irregularity to comply with that
rule. On his analysis of the evidence, he concluded that the appropriate inference to
draw as to what had occurred was one where the failure to have the writ issued was
the fault of the solicitor, and relief should not be granted. He did not however disagree
with the majority on the principle to be applied.37
[45] In those days the rules defined when a writ was “issued” in O 87 r 10, which also gave
a discretion to the registrar to decline to issue it if it was not in proper form, or if the
person presenting it for issue was not “entitled to sue out the same.” A document
delivered to the registry personally for filing was filed when it was “stamped as filed”:
O87A r 1(3). At least from 1996 a document could be filed by post, but a document
lodged for filing by post “is at the risk of the filing party”: O87A r 3. Presumably this
covered the risk of the document being lost in the post, and not being “filed” or
“issued” within any relevant time limit.
[46] According to my 1973 copy of the White Practice, the Rules of the Supreme Court in
England provided for writs to be “issued”, and in O 6 r 7(3) that “Issue of a writ takes
place upon its being sealed by an officer of the court out of which it is issued.” That
provision has the virtue of identifying a clear point in time when the originating
process “issues”. The annotations to the rule include the proposition that, except in
cases when the leave of the court is required, the issue of the writ is regarded as the
act of the plaintiff, and cannot be refused.38 O 63 r 3(1) of those rules provided that
“Any document filed … in any proceedings must be sealed with a seal showing the
date on which the document was filed.” That also strikes me as a useful provision.
[47] Williams’ Supreme Court Practice (Victoria) (2nd Ed, 1973) stated that (in those days,
and in that state) writs were to be issued by the Prothonotary’s Office39 and were
“deemed to be issued” when sealed by the Prothonotary: O 5 r 3. The person
36 Evans v Jones (1862) 2 B & S 45, 121 ER 99; E Ryan and Sons Ltd v Rounsevell (1910) 10 CLR 176,
in each of which the fault was found to be on the part of a solicitor seeking to file the document.
37 See also Vignes v Clarke [1990] 2 Qd R 593 at 594, 595 to similar effect.
38 Citing Clarke v Bradlaugh 8 QBD at 69 per Brett LJ. The annotations also state that it is the original
writ which is returned to the plaintiff, and the duplicate (also sealed) retained and filed: 6/7/4.
39 The Victorian equivalent of the Registrar. In Queensland the Registrar of the Supreme Court also held
office as prothonotary, an office inherited from the old Court of Common Pleas (See McPherson
“Supreme Court of Queensland” (1989) p 72) and was given duties eo nomine by certain old statutes
collected in the Supreme Court Act 1995 (Qld), some of which lasted until its repeal by the Civil
Proceedings Act 2011 (Qld).
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presenting any writ for sealing was to leave a copy (r 4) which was then to be filed by
“the officer receiving such copy” and an entry of the filing made in the Cause Book:
r 5. Interestingly r 6 provided that, if the Office were closed, a writ could be issued
by having a Judge initial the writ. Order 61 provided, in both r 16 and r 18, that the
date of filing a document was to be written or indorsed on the document.40
[48] I have also looked at the District Court Rules 1968, which show that things can be
done differently. In those days a proceeding in that court was commenced by plaint,
and r 44 provided that, when a plaintiff delivered to the registry at least two copies of
the plaint, the registrar (or an officer) was to mark the copies with the “date of
presentment”, and was to file one copy and sign and seal the copy or copies returned
to the plaintiff. The effect of this would appear to be that, if the proceeding in Gower
(supra) had been in the District Court, there would have been no problem because the
only date recorded would have been the date of presentment, 20 November 1978.
[49] From this brief survey it can be seen that the ways in which originating process has
been handled by courts have generally involved a number of features:
(a) A distinction has been drawn between what is required to commence a
proceeding, and what is required to file a document in an existing proceeding.
(b) There is a provision which fixes when a proceeding starts, usually by some
formal act done by a court officer.
(c) The process is expected to be able to be completed quickly. If someone wants
to start a proceeding, it should be possible to do so quickly. That is important
because of the existence of various limitation periods which often cannot be
extended, and legislatures and rule makers would have been cognisant of this
background.
Another diversion
[50] I may say that I have some personal experience of the process of filing documents in
the Tribunal Registry in Brisbane. I once filed an application in a proceeding and an
affidavit for a person known to me who was involved in litigation in the Tribunal, and
was having trouble coping with the system for filing a document on line. Fortunately
at that time it was possible to file documents in such a proceeding in the traditional
way, and I took them to the Registry counter on Floor 11. When my turn came, I
presented the documents, with appropriate copies, to the clerk at the counter, who
checked them, saw that they appeared to be regular, and stamped each (including
copies) with a stamp saying “Received QCAT Brisbane” and the date, and also with
the seal of the Tribunal. One of each was kept, and the copies were returned to me.
The clerk did something on a computer (I do not know what) and I left. I would have
thought that, when the clerk stamped the documents, they had been filed; more
importantly, anyone filing documents in this way would I expect have been left with
the same impression.
[51] To finish the story, because the file (or “record”) for the proceeding was now being
kept electronically, the process was that such documents were to be scanned into the
file by registry staff. As it happened, in this case, the affidavit was scanned in twice
and the application not scanned in at all. Unsurprisingly, the application was not listed
for hearing. A case perhaps of one step forward and two steps back. It does make me
40 O 61 r 18 also required the time of filing to be endorsed.
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15
wonder however what might have happened if the application I was filing, or thought
I was filing, was an application under the QCAT Act s 33.
Submissions for the respondents
[52] The first respondent submitted that the QCAT Act should be interpreted having due
regard to the objects of the legislation, and in a way which would facilitate taking
proceedings under that Act. If the interpretation contended for by the appellants were
correct, it would give rise to great uncertainty as to the process of filing an application
because, even if the application was lodged in the Tribunal Registry, one would not
know just when it was actually filed. Filing can be understood as a process, which
begins when the document is presented for filing, even if it does not end until some
time later when the requirements of Rule 31 are completed. The time limit in s 33(3)
should operate by reference to the time when the applicant does what is required of
the applicant.
[53] It was also submitted that there was room under the QCAT Act s 61(1)(c) for some
flexibility, so that the requirement under Rule 31 as to sealing could be waived by the
Tribunal. This is the solution adopted in CQ Sheds and Concrete Pty Ltd v QBCC
[2023] QCAT 487, a case where an applicant to review a decision of the respondent
as to the scope of rectification works was lodged at the Magistrates Court Registry in
Rockhampton within time, but had not made its way to the Tribunal Registry in
Brisbane until after the time for making an application to review the decision had
expired.41
[54] In that case the application under s 33 had not been stamped in Rockhampton with a
“Received” stamp, and it was said by the Senior Member that this omission was due
to the fault of the Rockhampton counter staff. Reference was made to Gower (supra)
and the principle that a litigant should not suffer because of some failing of registry
staff, and it was said that there was power under the QCAT Act s 61(1)(c) to waive a
procedural requirement of the Rules, that an omission to stamp an application was
such a requirement, and that it should be waived because to deprive an applicant of a
right to review would not be fair or just42 if it was the fault of the counter staff that the
document was not stamped. Having waived that requirement, it was said to follow
that the application for review was filed when it was presented for filing at the local
registry, and was therefore within time. A declaration to that effect was made.
[55] With all due respect, I consider that there are difficulties with that reasoning, as it
appears to equate the application of a “received” stamp with the requirement in Rule
31 that the document be sealed, and overlooks the additional requirement that it be
“recorded”. The seal stamped on documents is a round stamp with the words
“Queensland Civil and Administrative Tribunal” inside borders, but innocent of any
date, or indeed crest. But the outcome was certainly fair and just.
[56] Finally the first respondent submitted that the AIA s 38 operated by reference to an
office where a document “may” be filed, and so far as a prospective applicant is
concerned, that was the Southport Registry, which was closed until 9 January. The
fact that prior to that day it would have been possible to file the application in Brisbane
41 This illustrates the significant delay which can arise if such an application is not “filed” until it has
been processed in Brisbane. The postal service is not what it was in the days when such documents
would have travelled overnight to Brisbane on the Rockhampton Mail train.
42 As required by the QCAT Act s 3(b).
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16
was not relevant, because there is nothing in the wording of the section to suggest that
the extension it provides depends on the unavailability of any alternative office.
[57] The second respondent submitted that the fundamental difficulty with the appellants’
argument was that the AIA in Schedule 1 defines “file” to include “lodge”. If one
reads “filed” in the QCAT Act s 33(2)(c) as “lodged” then it is clear that the
requirement of that paragraph was satisfied on 9 January 2022. Since the application
by first respondent could be “lodged” in the Southport Registry, it followed that that
was a place where such a document could be “filed” (ie, “lodged”) for the purposes
of the AIA s 38, which extended the time for doing so to 9 January. The application
was therefore filed within time. Although that definition can be excluded by a
contrary intention appearing in any Act,43 no such contrary intention appeared in the
QCAT Act. It was not correct to treat s 33(3) as providing that the application could
be filed only in the Tribunal Registry in Brisbane.
[58] The second respondent also submitted that in any case the requirement that the
application be filed as required by Rule 31 was a procedural requirement rather than
a jurisdictional requirement, and it could therefore be waived under the QCAT Act s
61(1)(c). This was on the basis that the jurisdictional requirements were those in the
Act s 101 and s 103, and the QCAT Act s 35 and s 36, and did not include Rule 31.
This approach was said to be supported by the decision in CQ Sheds (supra). On the
view I take of the matter, it is not necessary to decide this point, although I consider
that the effect of the Act s 101 is that compliance with the QCAT Act s 33 must occur
within the twenty-eight period, subject to any extension by the AIA, so that whatever
s 33 really requires is a limitation on the jurisdiction of the Tribunal.
[59] The submissions for the second respondent also refer to an application lodged
electronically by the first respondent on 3 January 2023, “to extend or shorten a time
limit.” This application appears to have sunk without trace, and neither of the other
parties referred to it, nor did the Member. On the view that I take of the matter, it is
unnecessary to consider this application further.
Other information
[60] I should also mention that I have seen an internal Tribunal memo, which stated that
the longstanding registry practice, in the case of an application presented to a
Magistrates Court Registry for filing, is for that registry to date stamp the application
with the date of lodgement as well as the receipt for the filing fee (if paid), and then
to forward the application to the Tribunal Registry in Brisbane. When processed
there, the document is stamped with the QCAT seal. The date of filing however is
treated as the date on which the document was lodged in the Magistrates Court
Registry. That practice would explain why the document was stamped as “received”
in Brisbane with the same date as it was received in Southport.
[61] The memo also referred to a number of earlier decisions considering the question of
when an application is filed. In Smith v QBCC [2010] QCAT 448 a Senior Member
said at [8] that s 33 “must be read in conjunction with Rule 31.” As a result, because
the application had not been stamped with the seal of the Tribunal, it had not been
filed, and the application had not been made within time. Reference was made to s
36 and s 38, but it was said that they applied only when the application had been filed.
43 AIA s 4.
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17
This analysis supports the submissions of the appellants, but it will be apparent from
what I say later that I do not agree with it.
[62] In Sunup Solar Pty Ltd v QBCC [2015] QCAT 435 an application to review a decision
of the respondent was presented for filing within time, but was rejected on the ground
that the wrong respondent had been named. A Member held that this was not a ground
for rejection within s 35(3), and the registry had compounded the error by not advising
the applicant of the availability of an appeal to the Tribunal from the rejection under
s 35(4). On the basis that the principle in Gower (supra) applied, the matter was
rectified by treating the application as having been made when it was first presented.
[63] In State of Queensland v Ali [2014] QCATA 14 an application for leave to appeal was
presented to the registry, but the fee for such an application was not paid. A few days
later, after the need for a fee was advised to the appellant, it was paid, but by then the
time for appeal had (just) expired. What was decided was that the provisions of s
143(2) over-rode those of s 38, so that the application for leave to appeal had not been
filed until the fee was paid, a point which does not arise here, as the fee was paid by
the first respondent on 9 January 2022. In that case, the Appeal Tribunal extended the
time for filing the application.
[64] In Perryman v Commissioner of State Revenue [2016] QCAT 26 an application to
review a decision of the respondent was sent by email to the Tribunal on the last day
for an application to review, although after the registry had closed for the day. It was
not dealt with until seven working days later. At that time a document could be filed
by email only if it was one on which a fee was not payable, not the situation in that
matter. It was struck out as made out of time, but on the basis that that occurred only
on the day it was processed by the Registry, when it was recorded and stamped with
the seal of the Tribunal. For good measure, the Member said that the fee had not been
paid. I agree with the conclusion in that case, but not with the reasoning.
[65] In Bowie v Gela [2023] QCATA 129 the issue was whether an application for an order
for termination of a tenancy under the Residential Tenancies and Rooming
Accommodation Act 2008 (Qld) had been made within the two week period allowed
by s 293(2). The applicant (respondent on the appeal) had emailed an application
within time, and had added a credit card authorisation slip, but that was regarded as
inappropriate and the email was deleted. Two days later, the application was sent
again, but without the credit card form, but was not processed by the registry until
three days later, by which time the two week period had expired. It was said at [58]
that the delay in processing, and indeed the rejection of the initial application, were
the fault of the Registry, that an application can be filed before the filing fee is paid
([37].[39]), and that the time limit in this statute could not be extended under the
QCAT Act s 61. The Member referred to Gower (supra) and Vignes (supra), and
rejected the challenge of the appellant, on the ground that he had been out of
possession for about two years already, and it would be inappropriate to interfere with
the respondent’s possession after such delay: [87] – [89]. The reasons contain some
interesting information about the practice of the Registry.44
[66] In Brennan v QBCC [2024] QCAT 37 an application to review a decision was sent by
email to the Registry at about 9 pm on the last day for such an application to be made.
44 This decision is an exception to my comment at [2] above, although it appears to assume that s 33
picks up the requirements of Rule 31.
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It appears that it was processed the next day, when the “Received” stamp was put on
it, showing the date of that day, not the date the email was actually received, which
was the previous day. The Member discussed the decision in Bowie (supra) and
endorsed much of it, and would have been disposed to amend the “received” date to
the previous day, but considered that the decision in Bowie precluded him from doing
so. As a result, it was held that the time limit had been exceeded, the time could not
be extended under s 61, and the application had to be dismissed, as out of time.
[67] The Member made in the reasons a number of significant points:
(a) At [11], that there is a difference between filing by email and the eLodgement
process.
(b) At [13], that “there is no reference in the Rules stipulating the date to be
recorded on the application. In practice the date stamp identifies the date when
the document was received into the registry. Again for practical purposes in the
conduct of proceedings, the date stamp (received date) is generally regarded as
the filing date, which is the same date in the ‘for office use only” box.
(c) At [14], that “Presumably, for the purposes of rule 31(1) the recording of the
document is the application of the stamp with the received date. Also
presumably, the QCAT seal is then affixed to the front page of the application
at the same time. The seal is not dated. The point here is that, if the correct
received date is recorded on the document, and at the same time the seal is
applied, even if it is the next day, the application could be said to be filed.”
(d) At [22], that “In my view the date of the receipt of the application in the Registry
can be critical, particularly when there is a strict time limitation applicable to
the application. The QCAT Rules makes provision for filing applications and
referrals by email. If there is a [contention] that electronically means
eLodgments only, that is inconsistent with Tribunal practices. However, an
applicant should not have to anticipate, and allow for, sufficient time for when
it is likely the application will come to the attention of the registrar (or delegate)
for approval and sealing.”
(e) At [25], that “The QCAT Act or Rules do not specify what date is to be regarded
as the filing date. It is taken for granted that the filing date is that date which is
on the front page of the document, being the ‘received’ date. In other words, the
date the document is processed by the registry staff as occurred here and
in Bowie. However, if the ‘received’ date is to be the relevant date for the
purposes of identifying ‘the filing date’, it should record the date the document
was actually received into the tribunal, by email or over the counter, and not the
date it was processed, even if the acceptance by the Registrar is at a later date
when the seal is applied. It seems to me that there is no impediment to actually
recording the actual date the document is received.”
(f) At [26], that “the general principles in construing limitation clauses are relevant
to the construction of the sections in the QCAT Act and the Rules in relation to
the filing date. That is because their construction will have the same
consequences as the limitation itself. Therefore, they should be strictly
construed because to adopt a broad interpretation of fixing the filing date to the
date when the registry gets around to putting a the stamp on the application, has
the potential to deny an applicant’s rights of review.”
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[68] I regard all of these as significant and helpful observations.45 I agree with the general
thrust of the propositions advanced, although the conclusion they lead me to is
different from that adopted by the Member.
Consideration
[69] In essence, I accept the first submission on behalf of the second respondent, that when
the QCAT Act s 33 uses the term filed, it means “lodged” pursuant to the definition
in the AIA Schedule. Far from the QCAT Act containing an indication to the contrary,
I consider that the better interpretation of that Act is that s 33 does not use the term
“filed” as meaning filed in accordance with the requirements of Rule 31. There are a
number of reasons for this conclusion.
(a) The effect of the AIA Act s 4, s 32A and s 36 is that “lodged” is the prima facie
meaning.
(b) Section 33 is essentially about what a prospective applicant needs to do in order
to make an application to the Tribunal. Such a person has to use the appropriate
form, state the reasons for the application, and then do what is required of an
applicant in order to get the application filed. It is speaking of filing as
something done by the applicant, not in terms of something done by the
Registry, so it is speaking about lodging, which is what the applicant does.
(c) It is important for a prospective applicant, wishing to file an application, to
comply with any applicable time limitation. But, as pointed out in Brennan
(supra), such a time limit can operate unfairly or unjustly if an attempt to comply
can be frustrated by delay on the part of the Registry, for which an applicant is
not responsible. It would be more consistent with providing a fair and accessible
system of review of reviewable decisions for a time limit confronting an
applicant to operate by reference to what the applicant has to do, rather than
require an applicant to guess how long the Registry, over which the applicant
has no control, will take to carry out whatever system is required by the Rules
and Registry practice to complete the process of “filing”.
(d) It follows that to interpret the Act as I do produces a purposive interpretation,46
in terms of the objectives of the QCAT Act.47
(e) Litigants in the Tribunal are expected to be commonly acting without the benefit
of legal assistance.48 The provisions should therefore be interpreted in a way
which facilitates the ability of such a person to use the system.49 Hence my
reference to my “filing” an application: I thought I had done so, but, depending
on just what “record” means in Rule 31(1), I may not have done so.
(f) Section 33(2)(c) does not say “filed … in accordance with the rules.” It could
have done so; indeed the legislature adopted that approach in the very next
section: see s 34(2)(b), dealing with referrals, and in s 35, where the conditions
which may be imposed are those “stated in the rules”.50
45 This decision is also an exception to my comment at [2] above.
46 The AIA s 14(1).
47 In particular the QCAT Act s 3(b). See also s 4(c), (e).
48 The QCAT Act s 43(1).
49 Consistent with the objective that the Tribunal be accessible in the QCAT Act s 3(b).
50 The QCAT Act s 35(2)(b). This was done by Rule 18.
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(g) If s 33 required that the application be filed as required by the Rules, the
outcome is that the QCAT Act and the Rules provide two separate mechanisms
for blocking the process: not accepting the application under the QCAT Act s
35, and refusing to file the application under Rule 31. These have tests which
are expressed differently, although in practice there is clearly a good deal of
overlap. Rather than providing a justification for the existence of two separate
opportunities to reject, this suggests to me that the power in Rule 31 is not
intended to apply as well as the power in s 35.
(h) That is supported by the structure of the Rules. Rule 31 is in Part 4 of the Rules,
headed “Filing documents in proceeding”, not in Part 3, headed “Starting
Proceedings”. But there is no “proceeding” until an application is accepted:
QCAT Act s 36.
(i) That is consistent with the traditional approach of courts for an originating
process to be dealt with differently from other documents. Here that is done by
the mechanism provided by the QCAT Act, “filing”, that is lodging, and
acceptance under s 35. By s 36, that is when the proceeding starts.
Incorporating the requirements of Rule 31 into the process achieves nothing
useful, and potentially obstructs the process, which is in principle undesirable.
(j) As well, in general a statute should not be interpreted by reference to
subordinate legislation. It is even less appropriate to interpret the provisions of
the Act for making an application by reference to the terms of the delegation of
the Principal Registrar under s 210.
(k) What balances s 33 is the provision in s 35 for the application to be accepted,
accepted with conditions, or rejected. But that section provides that, if the
application is rejected, there is an opportunity for the applicant to have that
decision reviewed by the Tribunal. Putting aside the fact that the Rules allow
fourteen days for an applicant to exercise that right, the legislature, in allowing
this opportunity to review a rejection (or an unwelcome condition) must have
realised that such a process of review would take some time. It seems unlikely
that the legislature intended that an applicant would have a right of review which
could prove futile if the review were frustrated by the expiry of the limitation
period before it was over.51 One would expect in those circumstances for the
legislature to have intended the time limit to operate by reference to what was
required of the applicant.
[70] It is true that s 33 refers to “the Registry”, and in general the Act proceeds on the basis
that the Registry of the Tribunal is the one in Brisbane. But if s 33 requires that every
application within s 33 has to be “filed” in Brisbane, that would produce an outcome
inconsistent with the requirement in s 4(a) that the Tribunal must “facilitate access to
its services throughout Queensland.” It was always the intention of the legislature
that the services of the Tribunal be widely available, as shown by the fact that all
magistrates were made members of the Tribunal for the purpose of resolving minor
civil disputes.52 When the QCAT Act was passed s 210 did not include a power to
delegate, except to a registrar, and the Principal Registrar must have been very
51 Consider a situation where the application is lodged within time but rejected, but on review by the
Tribunal, is accepted (with or without conditions), but only after the expiration of the time limit.
52 The QCAT Act s 171(2). Note also s 163(1): the Tribunal may be constituted at any place in
Queensland.
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concerned until that power was inserted later in 2009,53 including the reference to
delegating powers to Magistrates Court staff members.
[71] It was always the intention that the ability to access the Tribunal’s services would be
decentralised through the Magistrates Courts system, and it would be inconsistent
with that objective to interpret the reference to “the registry” in s 33 as confined to the
Registry in Brisbane. The term here should be understood in the broader sense, of
incorporating Magistrates Court Registries, where QCAT business could be
transacted.54
[72] Once s 33 is interpreted in this way, the difficulties fall away. The application was
certainly one which could be lodged at the Southport Registry, and that occurred on 9
January 2023. It was apparently accepted on that day, and sent to Brisbane where,
almost certainly on some later but unrecorded day, it was processed and put into the
system. At some point the first respondent was provided with sealed copies of the
application, which were “given”, ie, served.55 The proceeding commenced on 9
January 2023, under s 36, and the obligation to give such notice arose under s 38.
[73] Whether the application was made within time depends on the application of the AIA
s 38. On my interpretation the Southport Registry was an office at which an
application “may” be lodged, so when it was closed on the last day of the twenty-eight
day period, s 38(2) applied to extend time to the next day which was not an excluded
day. That was 9 January for that office, and it follows that the application was made
in time. The argument for the appellants depended on the proposition that the only
registry in which the application could be “filed” was the registry in Brisbane. I do
not accept that interpretation, and it follows that there is nothing to stop s 38 applying
according to its terms.
[74] The facts in this matter have some similarity to the facts in Magic Mountain
Developments Pty Ltd v Laureate Australia Pty Ltd [1991] 2 Qd R 570. In that case
one of the issues was whether s 38 operated to extend the time for filing an appeal to
the Local Government Court to the following Monday, in circumstances where the
appeal could have been filed in the Southport Registry except for the fact that on the
last day that Registry was closed for the Gold Coast Show Holiday. The Full Court
rejected an argument that the section did not operate because the appeal could have
been filed in Brisbane, or indeed in any other District Court Registry in the State.
Williams J said at 577 that it was not to the point that other registries were open and
an appeal could have been filed there, although he did note that the case involved a
contract for the sale of land on the Gold Coast and an approval by the Gold Coast City
Council, so that Southport was the most convenient place to file the appeal. Ambrose
J, who wrote the principal judgment, adopted the same approach at 589.56 He noted
53 By the State Penalties Enforcement and Other Legislation Amendment Act 2009 s 78, commencing on
19 November 2009, before the QCAT Act itself commenced on 1 December 2009. The Explanatory
Note for the Amendment Act stated on p 20 that “This amendment is made to ensure the processing
and case management of QCAT matters in rural and regional areas can be carried out by appropriately
qualified tribunal and court staff.” The omission of this power initially was characterised as an error.
54 I note that that is the sense in which it is used in Rule 8.
55 This is an inference from the fact that the copy of the application in the Appeal Book is sealed. By a
direction on 27 April 2023 the appellants were directed to file an appeal book, so I assume this is the
copy of the application served on them. On a quick look, I cannot find any requirement that the copy
of the application served be a sealed copy. Indeed, all the QCAT Act s 37(2) requires is that a copy of
the application be given.
56 The third member of the Court, Shepherdson J, decided the appeal on a different point.
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that a particular registry could be closed for a variety of reasons, including flooding
or industrial action, and rejected a submission that that could produce an absurd result.
[75] A similar submission was made to me, and it was pointed out that the Magistrates
Court Registry in Mossman had been closed for about a year, apparently due to
cyclone damage.57 Presumably when it reopened there was not a hoard of aspiring
litigants lined up to file various documents which would have been out of time if filed
anywhere else. But the short answer is that s 38 really does not deal with a situation
where an office where a document may be filed (or lodged) is closed but others are
open. The section can only be applied according to its terms, the approach adopted in
Magic Mountain.
[76] I should add that in 1991 s 38 was recast, and was further amended in 1993 and 2000
to bring s 38(2) and (5) into their present form,58 so the analysis of the words used in
the section in that decision does not directly apply to the current section. But the
changes were part of fairly extensive amendments to the AIA, and there is nothing to
suggest that the intention was to overturn the result in Magic Mountain. The approach,
that the section must be applied according to its terms, remains valid.
[77] I consider that the purpose of a provision for the extension of time when an office is
closed is to deal with a situation where a person turns up (in time) to lodge a document,
to discover that that cannot be done, as the office is closed, and permits a person to
lodge the document on the next day on which that office is open. Ordinarily that will
be advised to the public by a sign at the office, at least in the case of a routine closure.
In circumstances where the section does not deal with the possibility of the availability
of other offices where the document can be lodged, it is not appropriate to speculate
as to the legislative intention.
[78] It follows that in my opinion the decision of the Member was correct, although I have
differed somewhat from his reasons. The appeal must be dismissed. I will give
direction for any application for costs.
57 Closed from 18 December 2023 (Magistrates Courts Practice Direction No 11 of 2023) until 9 October
2024: Magistrates Courts Practice Direction No 9 of 2024, although I note that it appears that
temporary relocation arrangements were in place from 31 January 2024, and it was operating from a
different office in Mossman at least from 10 April 2024: Practice Directions 3 of 2024 (repealed).
58 By the Statute Law (Miscellaneous Provisions) Act 1991 (Qld) Schedule 1; Statute Law (Miscellaneous
Provisions) Act 1993 (Qld) Schedule 1; Justice and Other Legislation (Miscellaneous Provisions) Act
2000 (Qld), Schedule.
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Official source: https://www.sclqld.org.au/caselaw/QCATA/2024/098