Enkelmann v Stewart [2023] QCA 155 (2023) 15 QR 435
SUPREME COURT OF QUEENSLAND
CITATION: Enkelmann & Ors v Stewart & Anor [2023] QCA 155
PARTIES: PETER ROBERT ENKELMANN
(first appellant)
MARGARET ANNE ENKELMANN
(second appellant)
PREEMA PARTNERSHIP
(third appellant)
v
MICHAEL ALLAN STEWART
(first respondent)
ANDREA ISABEL STEWART
(second respondent)
FILE NO/S: Appeal No 6145 of 2023
SC No 12984 of 2016
DIVISION: Court of Appeal
PROCEEDING: General Civil Appeal
ORIGINATING
COURT: Supreme Court at Brisbane – [2023] QSC 111 (Williams J)
DELIVERED ON: 1 August 2023
DELIVERED AT: Brisbane
HEARING DATE: 17 July 2023
JUDGES: Bond and Flanagan JJA and Bradley J
ORDER: The appeal is dismissed with costs.
CATCHWORDS: PROCEDURE – CIVIL PROCEEDINGS IN STATE AND
TERRITORY COURTS – DISCOVERY AND
INTERROGATORIES – DISCOVERY AND INSPECTION
OF DOCUMENTS – DISCOVERY OF DOCUMENTS –
PRODUCTION AND INSPECTION OF DOCUMENTS –
GROUNDS FOR RESISTING PRODUCTION –
PRIVILEGE – CLIENT LEGAL PRIVILEGE – OTHER
PARTICULAR CASES AND MATTERS – where two
experts retained separately by the appellants and respondents
used different approaches and methodologies to arrive at
different conclusions in reports provided to the Court – where
the appellants retained a further expert, Mr Giles, to comment
on the reports’ relative strengths – where the appellants’
solicitors had a conference with Mr Giles regarding his “initial
feelings” about the reports – where the respondents applied for
an order requiring the appellants to disclose any file notes the
appellants’ solicitors had made of the conference with
Mr Giles – where the order was granted on the basis that the
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file notes were “document[s] consisting of a statement or
report of an expert” under r 212(2) Uniform Civil Procedure
Rules 1999 (Qld) and therefore not privileged from disclosure
– whether the primary judge erred in in construing r 212(2) as
abrogating the privilege protecting a solicitor’s note of an
opinion or summary of facts given by an expert in conference
with legal advisers
PROCEDURE – CIVIL PROCEEDINGS IN STATE AND
TERRITORY COURTS – DISCOVERY AND
INTERROGATORIES – DISCOVERY AND INSPECTION
OF DOCUMENTS – DISCOVERY OF DOCUMENTS –
PRODUCTION AND INSPECTION OF DOCUMENTS –
GROUNDS FOR RESISTING PRODUCTION –
PRIVILEGE – CLIENT LEGAL PRIVILEGE – WAIVER OF
PRIVILEGE – where the primary judge found that, if the file
notes were privileged, the appellants had waived privilege
having regard to considerations of fairness – where, during
cross-examination, Mr Giles was asked about the conference
in relation to which the file notes the subject of the privilege
claim were taken – where counsel for the appellants failed to
object to Mr Giles’s answers – whether the primary judge erred
in finding that privilege had been waived – whether the
appellants had otherwise waived privilege by failing to object
during the cross-examination of Mr Giles
Uniform Civil Procedure Rules 1999 (Qld), r 212(2)
Attorney-General (NT) v Maurice (1986) 161 CLR 475;
[1986] HCA 80, cited
Cockerill v Collins [1999] 2 Qd R 26; [1998] QCA 76, applied
Commissioner of Australian Federal Police v Propend
Finance Pty Ltd (1997) 188 CLR 501; [1997] HCA 3, cited
Cossey v London, Brighton, and South Coast Railway Co
(1870) LR 5 CP 146; [1870] UKLawRpCP 12, cited
Daniels Corporation International Pty Ltd v Australian
Competition and Consumer Commission (2002)
213 CLR 543; [2002] HCA 49, cited
Esso Australia Resources Ltd v Federal Commissioner of
Taxation (1999) 201 CLR 49; [1999] HCA 67, cited
Goldberg v Ng (1995) 185 CLR 83; [1995] HCA 39, cited
Interchase Corporation Ltd (in liq) v Grosvenor Hill
(Queensland) Pty Ltd [No 1] [1999] 1 Qd R 141; [1997]
QCA 450, applied
Mann v Carnell (1999) 201 CLR 1; [1999] HCA 66, applied
Mitchell Contractors Pty Ltd v Townsville-Thuringowa Water
Supply Joint Board [2005] 1 Qd R 373; [2004] QSC 329, cited
Osland v Secretary, Department of Justice (2008)
234 CLR 275; [2008] HCA 37, applied
State of Queensland v Allen [2012] 2 Qd R 148; [2011]
QCA 311, applied
Watkins v State of Queensland [2008] 1 Qd R 564; [2007]
QCA 430, applied
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COUNSEL: N H Ferrett KC, with D J Pyle, for the appellants
G J Handran KC, with M O Jones, for the respondents
SOLICITORS: Shine Lawyers for the appellants
23Legal for the respondents
[1] THE COURT: The appellants appeal from an order requiring them to disclose
certain file notes taken by their solicitors.1 The notes are of oral comments by
a registered professional engineer, Mr Giles, made in a conference with the
appellants’ solicitors and counsel. They are about the relative strengths of written
reports by two other engineers, Mr Sargent, who had been retained by the appellants,
and Dr Markar, who had been retained by the respondents. The appellants’ solicitors
had asked Mr Giles to do a “peer review” of the two reports.
[2] The appellants submit that the solicitors’ file notes are protected from production by
legal professional privilege, as documents brought into existence for the dominant
purpose of providing confidential legal advice or for use in pending legal proceedings.2
[3] The respondents submit that the appellants’ privilege has been abrogated by r 212(2)
of the Uniform Civil Procedure Rules 1999 (Qld) (UCPR). If it has not, the
respondents contend that the appellants have waived their privilege.
The privilege
[4] In Daniels Corporation International Pty Ltd v Australian Competition and
Consumer Commission,3 Gleeson CJ, Gaudron, Gummow and Hayne JJ held:
“It is now settled that legal professional privilege is a rule of
substantive law which may be availed of by a person to resist the giving
of information or the production of documents which would reveal
communications between a client and his or her lawyer made for the
dominant purpose of giving or obtaining legal advice or the provision
of legal services, including representation in legal proceedings.” 4
[5] It is an important common law immunity. It includes a right to prevent the disclosure
of confidential communications between a client’s lawyer and third parties when they
are made for the benefit of the client. It also protects from disclosure confidential
material that records the work the lawyer carried out for the benefit of the client.5
From the time courts of common law began to order discovery and production of
documents, the privilege has been applied to expert opinions obtained to guide parties
and their legal advisers.6
[6] Absent statutory abrogation or waiver, the privilege would protect the file notes from
production because, it may be reasonably assumed, the notes were made for the
1 For the purposes of the appeal, it is assumed the file notes exist in the possession or under the control
of the appellants, through their solicitors, and that they are directly relevant to an allegation in issue in
the pleadings.
2 Esso Australia Resources Ltd v Federal Commissioner of Taxation (1999) 201 CLR 49, [61]
(Gleeson CJ, Gaudron and Gummow JJ); [173] (Callinan J).
3 (2002) 213 CLR 543.
4 Ibid, 552 [9].
5 Commissioner of Australian Federal Police v Propend Finance Pty Ltd (1997) 188 CLR 501, 550
(McHugh J).
6 Cossey v London, Brighton, and South Coast Railway Co (1870) LR 5 CP 146, 149 (Bovill CJ), 153
(Montague Smith J), 154 (Brett J).
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dominant purpose of the solicitors communicating confidential legal advice to the
appellants, or for briefing counsel to so advise, or to record the solicitors’ work done
for the benefit of the appellants.
[7] If the privilege has not been abrogated or waived, the learned primary judge erred in
making the order for disclosure of the notes.
The evidence before the primary judge
[8] On Friday 12 May 2023, at the trial before the primary judge, the appellants called
Mr Giles as an expert witness, and tendered his three written reports. In a report dated
27 April 2022, Mr Giles gave his opinion on the methodology and approach of
Dr Markar. Mr Giles wrote that, in preparing the report, he had reviewed three reports
by Mr Sargent, two reports by Dr Markar, and a joint report by them both (collectively
the Sargent & Markar reports).
[9] Mr Giles included copies of the letters of instruction from the appellants’ solicitors in
this report. The earliest of these was dated 1 November 2021. By that letter, the
solicitors had asked Mr Giles to “conduct a peer review” of the Sargent & Markar
reports and provide his opinion “of the most accurate outcome to be garnered from
the reports.” The solicitors also asked Mr Giles to “express an opinion” about “the
preferred approach” and “the likely effect of each such issue in light of the opinion”
he had expressed. Their letter stated that Mr Giles’s report on these things was
required for a mediation to be held on 16 November 2021.
[10] After identifying himself and his three reports, Mr Giles was cross-examined by
Mr Handran KC, leading counsel for the respondents. When asked about the
1 November 2021 letter, Mr Giles told the Court he did not prepare or produce
a report on, or a memorandum or written record of, a peer review of the Sargent &
Markar reports. He said he may have made notations on copies of the reports, but
they either were disposed of by his former employer or remain on the former
employer’s files.
[11] Mr Giles explained that the matter “very rapidly progressed” before he complied with
the request in the 1 November 2021 letter. Instead of the peer review, the appellants’
solicitors had asked Mr Giles to undertake a different task.7
[12] Mr Giles told the Court he attended a conference with the appellants’ counsel and
solicitors, at which he discussed his “initial feelings” about the Sargent & Markar
reports. The conference was online. It happened before he received the letter from
the appellants’ solicitors dated 1 November 2021. From other evidence, it seems the
conference was in October 2021.
The decision of the primary judge
[13] On Tuesday 16 May 2023, as the trial continued, the respondents applied to the
primary judge for an order requiring the appellants to disclose the solicitors’ file notes
7 At the hearing of this appeal, the parties identified that, on 23 March 2022, the appellants’ solicitors
wrote to Mr Giles confirming the new instruction and the withdrawal of their earlier request for a peer
review. The new instruction was to prepare a report for the Court on allegations in issue in the
pleadings for use in the pending litigation. Mr Giles had also included a copy of the 23 March 2022
letter in his 27 April 2022 report.
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of the conference with Mr Giles, amongst other things.8 The appellants, without
conceding any notes existed, claimed they would be privileged from production. The
respondents submitted, as they do in the appeal, that r 212(2) abrogated the
appellants’ right to protect the notes from disclosure and that the appellants had
waived any legal professional privilege.
[14] On Wednesday 17 May 2023, the primary judge gave ex tempore reasons, which were
transcribed and published.9 In the reasons, her Honour indicated that an order would
be made requiring the appellants to disclose any file notes “recording statements of
Mr Giles in respect of the peer review” and any “file notes recording statements of
Mr Giles being opinions and summaries of factual matters.”
[15] On Thursday 18 May 2023, the primary judge made an order in terms of a draft settled
between the parties. That order is the subject of this appeal.
Appeal ground 1 – Did the primary judge err in construing r 212(2) as
abrogating the privilege protecting a solicitor’s note of an opinion or summary
of facts given by an expert in conference with legal advisers?
[16] It is common ground that the order assumes that any file note of the kind her Honour
described consists of a “statement or report of an expert” and is not privileged from
disclosure, by operation of r 212(2). The appeal proceeded on this basis.
[17] The published reasons record the primary judge’s conclusion on the relevant effect of
r 212(2):
“The abrogation of legal professional privilege in r 212(2) extends to
a solicitor’s file note, which records the opinion of an expert on an
issue which is directly relevant on the pleadings and … it does not
only incorporate reports actually drafted or prepared by the expert.
… There is no limitation in that rule that the actual document itself
needs to emanate from the expert. What is inherent in subsection (2)
is that the document incorporates the opinion, being the statement or
report of an expert. That is what is required to come from the expert,
not the provenance of the document itself.
It may be that only part of a solicitor’s file note would be encompassed
by the requirements of a document consisting of a statement or report
of an expert, and that other parts of a file note may be properly the
subject of a claim for privilege.”10
[18] For the following reasons, we respectfully disagree with her Honour’s conclusion.
[19] Rule 212(2) is in identical terms to the former O 35 r 5(2) of the Rules of the Supreme
Court (Qld). From the commencement of the former rule, in 1994,11 the law has been
that a “document consisting of a statement or report of an expert is not privileged
from disclosure” in civil proceedings. The rule has been described as an
8 The primary judge declined to order disclosure of other documents the respondents sought. The
respondents did not pursue further disclosure in this appeal.
9 Enkelmann & Ors v Stewart & Anor [2023] QSC 111.
10 Ibid, [65]-[68].
11 Supreme Court Rules Amendment Order [No 1] 1994 (Qld).
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“exceptional” statutory provision,12 and a “limited exception in the application of the
usual rules applicable to privileged documents.”13
[20] Before O 35 r 5(2), a party to civil litigation could assert legal professional privilege
and decline to produce a confidential written statement of an expert taken by the
solicitor, or an expert’s written report requested by a solicitor, made for the purpose
of being placed before the party’s legal adviser to obtain confidential professional
legal advice or for use in anticipated or pending litigation.
[21] On its proper construction, the effect of r 212(2) is to abrogate legal professional
privilege that might otherwise entitle a party to refuse to disclose a statement or report
of an expert. The rule affects a document brought into existence to be a statement or
report of an expert, whether taken by a solicitor or prepared by the expert or prepared
by a solicitor at the dictation of the expert. This includes a draft of such a statement
or report.
[22] Only rights in respect of a statement or report of an expert are abrogated. The words
“consisting of” do not extend the scope of r 212(2) to abrogate privilege in respect of
a document that is neither a statement nor a report of an expert. A solicitor’s file note
of a conference with an expert, noting or reporting an opinion expressed by the expert
at the conference, is not a document consisting of a statement or report of an expert,
within the meaning of r 212(2). Nor are any parts of the note that refer to the expert’s
opinion.
[23] This interpretation follows the approach of this Court in Cockerill v Collins and
Interchase, both noted at [19] above, regarding O 35 r 5(2) as a limited exception to
the substantive right to an important common law immunity. In Interchase, the Court
held that O 35 r 5(2) did not abrogate the privilege for letters and facsimiles between
the solicitors for a party and an expert for the purpose of giving legal advice in relation
to, or obtaining evidence to be used in, litigation.14 The Court held that such documents
were not statements or reports of an expert, within the meaning of the rule.15
[24] It is also consistent with the decision in State of Queensland v Allen.16 Dealing with
a different statutory provision, the Court held that a solicitor’s file notes of
discussions about an anticipated negligence claim, held with doctors, one of whom
prepared a statement, were not “reports” within the ordinary meaning of the term and
not “investigative reports” within the meaning of s 30(2) of the Personal Injuries
Proceedings Act 2002 (Qld).17
[25] At the October 2021 conference, the purpose of asking Mr Giles for his “initial
feelings” was to enable the appellants’ solicitors and counsel to provide confidential
legal advice about the pending litigation. The circumstances indicate the
communication of Mr Giles’s opinion about the Sargent & Markar reports was
privileged.
12 Cockerill v Collins [1999] 2 Qd R 26, 30 (McPherson JA).
13 Interchase Corporation Ltd (in liq) v Grosvenor Hill (Queensland) Pty Ltd [No 1] [1999] 1 Qd R 141
(Interchase), 159 (Thomas J, as his Honour then was).
14 Ibid, 151-153 (Pincus JA).
15 Ibid, 159 (Thomas J).
16 [2012] 2 Qd R 148.
17 Ibid, 157 [30] (Fraser JA), 167 [67] (White JA), and 171 [88] (Fryberg J). At [67], White JA also
expressly disapproved the broader approach of Jerrard JA in Watkins v State of Queensland [2008]
1 Qd R 564, 580 [24].
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[26] Rule 212(2) does not abrogate the appellants’ right to resist producing such a
document to the respondents. It is not a statement or report of an expert, within the
ordinary meaning of the words. There is no evidence to found a conclusion that the
note was made by the appellants’ solicitors as a statement or report of an expert. Nor
that it was made as a draft of such a document.18
[27] The note of the communication would be the subject of a valid claim of legal
professional privilege, arising from the essential purpose for which the document was
brought into existence.
Appeal ground 2 – Did the primary judge err in concluding that the appellants
are taken to have waived privilege in any file note recording Mr Giles’s opinion
by their conduct before the trial?
[28] The primary judge concluded that the appellants had waived any privilege in the file
notes by certain conduct between about October 2021 and April 2022. The published
judgment records the conclusion in this way:
“What is apparent here is that Mr Giles was asked to provide an oral
advice in respect of his evaluation of the expert evidence of
Mr Sargent and Dr Markar. This was provided orally. Subsequently
to that, a letter of instruction was provided requesting a report
including that view without reference to the fact that had been
previously provided orally. At some point in time, those instructions
changed and Mr Giles did not prepare a report including that
evaluation of the existing expert evidence at the time of the preparation
of his initial report. It is likely that the view he expressed orally did
in effect form the basis for his approach to the hydrology modelling as
reflected in his analysis of Mr Sargent’s data and methodology, as well
as Dr Markar’s methodology and approach to modelling.
As there is no reference in the report to this view being provided orally
to the solicitors for the [appellants] prior to the preparation of the
report which include a movement away from Mr Sargent’s report and
the adoption of Dr Markar’s methodology, and the subsequent
amendment of that in Mr Giles’ expert view, I consider that it would
be unfair if the [appellants] were able to maintain the claim of
privilege over any file note which recorded that oral opinion in these
particular circumstances.
So if I am incorrect about the r 212(2) applying to solicitor’s filenotes
on the basis that I have previously identified, then in any event, at least
to the extent of the oral opinion that has been directly identified in the
evidence of Mr Giles, that document would need to be disclosed.”19
[29] In Mann v Carnell,20 the majority explained waiver of legal professional privilege in
these terms:
“Legal professional privilege exists to protect the confidentiality of
communications between lawyer and client. It is the client who is
18 Cf Mitchell Contractors Pty Ltd v Townsville-Thuringowa Water Supply Joint Board [2005]
1 Qd R 373, 376-377 [13]-[15] (Douglas J).
19 Enkelmann & Ors v Stewart & Anor [2023] QSC 111, [76]-[78].
20 (1999) 201 CLR 1.
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entitled to the benefit of such confidentiality, and who may relinquish
that entitlement. It is inconsistency between the conduct of the client
and maintenance of the confidentiality which effects a waiver of the
privilege. …
Waiver may be express or implied. Disputes as to implied waiver
usually arise from the need to decide whether particular conduct is
inconsistent with the maintenance of the confidentiality which the
privilege is intended to protect. When an affirmative answer is given
to such a question, it is sometimes said that waiver is ‘imputed by
operation of law’. This means that the law recognises the
inconsistency and determines its consequences, even though such
consequences may not reflect the subjective intention of the party who
has lost the privilege. … What brings about the waiver is the
inconsistency, which the courts, where necessary informed by
considerations of fairness, perceive, between the conduct of the client
and maintenance of the confidentiality; not some overriding principle
of fairness operating at large.”21
[30] With respect, the primary judge’s conclusion – that the absence of any reference in
Mr Giles’s report to having provided an earlier oral opinion to the appellants’
solicitors made it unfair if the appellants were to maintain their claim of privilege –
seems an example of a waiver said to be brought about by “some overriding principle
of fairness operating at large.”
[31] We would adopt the more robust approach to waiver favoured by Keane JA in
Watkins v State of Queensland:22
“It must be said, however, that the broad proposition that waiver will
be imputed to ensure equality of advantage would mean that, in every
case where an expert report is based on instructions as to the factual
basis on which expert opinion is sought and the report is relied upon
by the party that commissioned it in relation to the negotiation of
a legal claim, the other party would have “a right” to see those
instructions. There are reasons of principle and authority why I am
unable to accept that broad proposition. In terms of principle, it seems
to be inconsistent with the High Court’s insistence upon the
substantive nature of the right to confidentiality involved in legal
professional privilege, that the right can be treated as so fragile as to
be susceptible of abrogation in consequence of a judicial impression
that the other party would be better informed than he or she might be
if the confidential information were not provided. It is in the nature of
things that a party who enjoys a right to keep information relevant to
a forensic contest confidential will also enjoy an advantage over that
party’s opponent: the mere existence of that advantage cannot be
a reason for the abrogation of the right. It is the abuse of the right by
conduct apt to confuse or deceive the opponent which is the basis for
an imputed waiver of privilege.”23
21 Ibid, 13 [28]-[29] (Gleeson CJ, Gaudron, Gummow and Callinan JJ), quoting Goldberg v Ng (1995)
185 CLR 83, 95.
22 [2008] 1 Qd R 564.
23 Ibid, 590 [55] (Keane JA).
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[32] The respondents submitted that her Honour relied on a more extensive list of conduct:
Mr Giles providing an oral opinion; followed by the appellants’ solicitors requesting
a written opinion; followed by them withdrawing the request; the solicitors requesting
a report to be tendered in Court; and Mr Giles not referring in that report to his earlier
oral opinion. This conduct was not inconsistent with maintaining the confidentiality
of the privileged communications. It was not apt to confuse or deceive the respondents.24
By these acts, individually or collectively, the appellants did not present an unfair,
partial, or misleading case to the Court, to the prejudice of the respondents, of the
kind described in Attorney-General (NT) v Maurice25 or Goldberg v Ng.26
[33] It follows that the identified conduct did not amount to a waiver of privilege by the
appellants.
Notice of contention – Did the appellants waive privilege over the notes by taking
no objection to the cross-examination of Mr Giles on 12 May 2023?
[34] In the appeal, the respondents filed a notice contending that the primary judge’s
decision should be affirmed on the ground that the appellants had waived privilege in
relation to the notes recording Mr Giles’s opinions, having done so by Mr Giles giving
evidence of the opinions he offered, without the appellants taking any objection.
[35] Applying Mann v Carnell, in Osland v Secretary, Department of Justice,27 the High
Court summarised the process for deciding whether privilege had been waived in this
way:
“It reflects a judgment that the conduct of the party entitled to the
privilege is inconsistent with the maintenance of the confidentiality
which the privilege is intended to protect. Such a judgment is to be
made in the context and circumstances of the case, and in the light of
any considerations of fairness arising from that context or those
circumstances.”28
[36] The respondents’ notice of contention requires careful consideration of Mr Giles’s
cross-examination. Early in the cross-examination, Mr Giles told the Court: that he
had considered the differences between Mr Sargent and Dr Markar, by way of a peer
review; that he had provided a “verbal opinion” about who should be preferred; so
that, by 1 November 2021, the appellants’ lawyers knew his opinion because he had
expressed it verbally.29
[37] The exchanges extracted below occurred later in the cross-examination. They
immediately follow Mr Handran KC referring Mr Giles to a letter from the appellants’
solicitors dated 16 December 2021, enclosing two USB devices with Dr Markar’s
hydrology data and the appellants’ expert survey data:
“Mr Handran: How was it that you came to request this information,
given that you’ve done your – you’ve done some sort
of review which you’ve expressed opinion on before
24 Watkins v State of Queensland [2008] 1 Qd R 564, 590 [55] (Keane JA).
25 (1986) 161 CLR 475, 481 (Gibbs CJ), 487-488 (Mason and Brennan JJ).
26 (1995) 185 CLR 83, 95-96 (Deane, Dawson and Gaudron JJ).
27 (2008) 234 CLR 275.
28 Ibid, 297 [45] (Gleeson CJ, Gummow, Heydon and Kiefel JJ).
29 T5-25 ln 19-38; T5-26 ln 47 to T5-27 ln 4.
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the 1st of November? You then get given the letter on
the 1st of November to do something for the purposes
of the mediation. You say you don’t do that. How is
it that we get to, by now about three weeks after the
mediation and out of the blue hydrology data, and
a survey report gets sent to you?
Mr Giles: Well, if I can, if I can explain the progression of the
matter. I was initially asked with the intent of
providing a peer review of the reports prepared by
Mr Sargent and Dr Markar. That progressed to a point
of a verbal discussion about my initial feelings about,
about those reports, and then very rapidly it progressed
to a decision that I would then prepare a report which
resulted in the reports which we’re discussing today.
But as part of that discussion, the questions were,
‘Well, how do we go about producing a report?’ And
I’m certain my response would have been, ‘The best
approach is to use Dr Markar’s model as a base. Can
we have Dr Markar’s model?’
Mr Handran: What was your opinion about Mr Sargent’s report?
Mr Giles: It was – in summary, the difficulty with Mr Sargent’s
report was that he used a piece of software that is now
not widely used, so you had inherent differences
between the results and the methodologies that were
applied by Mr Sargent and Dr Markar. And I did find
Mr Sargent’s approach and his presentation results
somewhat confusing to understand.
Mr Handran: So was the effect of your opinion that you didn’t think
that Mr Sargent’s opinions were sustainable?
Mr Giles: I felt that the information that he produced and the way
he produced it didn’t provide a clear picture.
Mr Handran: So to go back to the question that you were asked, you
didn’t think that his opinion was preferable?
Mr Giles: I considered some of his opinions believable, but I was
concerned about the data he was using to support those
opinions.
Mr Handran: So is the answer that no, you didn’t think his results
were preferable?
Mr Giles: Yes.”30
[38] The appellants submit that, in these answers, Mr Giles disclosed only what he “would
have” said and not what he recalled saying at the conference. This submission relies
on Mr Giles’s answer to the first of these questions. The next four pairs of questions
and answers were certainly about the opinion Mr Giles expressed about Mr Sargent’s
30 T5-28 ln 30 to T5-29 ln 11.
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report at that conference. The better view is that even in the first answer Mr Giles
gave his recollection of what was said at the October 2021 conference with counsel
and solicitors. The appellants’ characterisation of this evidence is not accepted.
[39] Mr Giles has now given his recollection of what he said at the conference. The
appellants raised no claim of legal professional privilege in respect of any of these
questions put to Mr Giles in cross-examination. In this way, the appellants permitted
Mr Giles to give evidence of what he was asked by the appellants’ legal advisers and
what he said in reply. Once Mr Giles had given this evidence, these communications
were no longer confidential.
[40] Even if the appellants did not subjectively intend to waive their privilege, by allowing
Mr Giles to give evidence of the conference the appellants acted inconsistently with
maintaining the privilege. In the context and circumstances of the case, the
respondents should be able to test Mr Giles’s evidence against the contemporaneous
notes of the solicitors.
[41] It follows that, on 12 May 2023, by failing to object to the respondents’ questions to
Mr Giles (or to otherwise assert their privilege), the appellants impliedly waived the
privilege over the communications between their legal advisers and Mr Giles at the
October 2021 conference.
[42] The appellants cannot now maintain a claim of legal professional privilege for any
such notes.
Final disposition
[43] The appeal should be dismissed with costs.
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Official source: https://www.sclqld.org.au/caselaw/QCA/2023/155