Chiropractic Board of Australia v Dillon [2023] QCAT 117
QUEENSLAND CIVIL AND
ADMINISTRATIVE TRIBUNAL
CITATION: Chiropractic Board of Australia v Dillon [2023] QCAT
117
PARTIES: CHIROPRACTIC BOARD OF AUSTRALIA
(applicant)
v
SEAN DILLON
(respondent)
APPLICATION NO/S: OCR301-20
MATTER TYPE: Occupational regulation matters
DELIVERED ON: 5 May 2023
HEARING DATE: 7 June 2022
HEARD AT: Brisbane
DECISION OF: Judicial Member J Robertson
Assisted by:
Dr Robert Bailey
Mr Michael Halliday
Dr Clare Noble
ORDERS: Pursuant to s 196(1)(b)(iii) of the Health
Practitioner Regulation National Law (Queensland)
(National Law), the respondent has behaved in a
way that constitutes professional misconduct.
Pursuant to s 196(2)(a) of the National Law, the
respondent is reprimanded.
Pursuant to s 196(2)(b) of the National Law, the
respondent’s registration is subject to conditions in
the terms set out in annexure A to these orders
Pursuant to section 196(3) of the National Law the
review period for the conditions imposed pursuant
to s 196(2)(b) of the National Law and annexed at
annexure A is 8 months.
Each party bear its own costs.
Pursuant to s127(3)(b) of the National Law, Part 7,
Division 11, Subdivision 2 of the National Law
applies to the conditions imposed on the
respondent’s registration.
CATCHWORDS: PROFESSIONS AND TRADES – HEALTH CARE
PRACTITIONERS – CHIROPRACTORS – where
-- 1 of 23 --
2
respondent and patient worked in the same practice –
whether an intimate relationship developed before or after
the commencement of a therapeutic relationship – whether
professional misconduct is proved
EXPERTS – where parties had experts with significantly
divergent views and opinions as to the respondent’s conduct
– where the applicant’s expert was not required for cross-
examination but the respondent’s expert was cross-
examined
SANCTION – where the Tribunal finds that the intimate
relationship commenced after the commencement of the
therapeutic relationship – where the respondent did not
disclose any conflict of interest to the other members of the
clinic in which he worked or record it in his practice notes
Health Practitioner Regulation National Law (Queensland)
ss 5, 127, 156, 196, 226
Queensland Civil and Administrative Tribunal Act 2009,
s 28
Chiropractic Board of Australia v Allen (Review and
Regulation) [2018] VCAT 1772
Craig v Medical Board of South Australia (2001) 79 SASR
545
Dental Board of Australia v Gazelakis (Occupational and
Business Regulation) [2011] VCAT 726
Health Care Complaints Commission v Dr Small [2012]
NSWMT 18
Health Ombudsman v Veltmeyer [2021] QCAT 77
Medical Board of Australia v Nguyen [2021] QCAT 346
APPEARANCES &
REPRESENTATION:
Applicant: BJ Power KC, instructed by Clayton Utz
Respondent: M Judd, instructed by Geoff Skelton
REASONS FOR DECISION
Introduction
[1] On 13 March 2023, I made a final decision in this matter. After the making of the
orders on that date, the parties agreed that paragraph 6 should be added as it had been
omitted in error from the original order. These are my reasons for that decision.
[2] The respondent is and was at all relevant times, a chiropractor registered with the
Chiropractic Board of Australia (the applicant).
[3] On 7 June 2022, the applicant’s disciplinary referral was heard by the Tribunal. The
referral (in effect) contains two grounds, the second of which is proffered in the
alternative depending on the facts accepted by the Tribunal.
-- 2 of 23 --
3
[4] The first allegation against the respondent in Ground 1 is a failure to maintain
appropriate professional boundaries in respect of a patient, Patient A. The critical
allegation of fact is that the applicant alleges that the intimate relationship between
the respondent and Patient A commenced after the commencement of their therapeutic
relationship, whereas the respondent contends that it commenced before they
commenced a therapeutic relationship.
[5] It is common ground that at all relevant times, both Patient A and the respondent were
employed at a suburban medical and specialist centre in Brisbane (the Centre). As
pleaded in the alternative in Allegation B, ground 1 alleges that the respondent’s
personal relationship with Patient A commenced before he commenced the
therapeutic treating relationship with her on 29 April 2016.
[6] The health service complaint in this event is framed thus in the Referral:
The commencement of the therapeutic relationship so closely following the
commencement of (their) personal/sexual relationship was contrary to proper
professional standards and expectations.
[7] In either event, the applicant alleges that the respondent’s behaviour is contrary to
various provisions of the Code of Conduct of Chiropractors (2014) (the Code of
Conduct) and constitutes professional misconduct.
[8] Ground 2 is pleaded in the alternative to Ground 1 and is framed (in summary) as a
failure to appropriately manage and document a “dual-relationship” with Patient A.
[9] The parties (I infer) were unable to agree on a statement of facts, and the proceedings
were conducted (most certainly from the respondent’s side) in what I think was an
unnecessarily adversarial and combative fashion. Having said that, the conduct of the
respondent’s case did not offend any ethical or professional boundaries, and it is
understandable that he is very upset about the allegations, and the consequences to
him.
[10] These comments will not affect the Tribunal’s assessment of the evidence in those
areas where there are conflicts to resolve. Rather it is a reminder that under its Act,1
the Tribunal, in conducting proceedings (inter-alia):
(a) must observe the rules of natural justice; and
(b) is not bound by the rules of evidence, or any practices or procedures applying
to courts of record, other than to the extent the tribunal adopts the rules, practices
or procedures; and
(c) may inform itself in any way it considers appropriate; and
(d) must act with as little formality and technicality and with as much speed as the
requirements of this Act, an enabling Act or the rules and a proper consideration
of the matters before the tribunal permit; and
(e) must ensure, so far as is practicable, that all relevant material is disclosed to the
tribunal to enable it to decide the proceeding with all the relevant facts.
1 Queensland Civil and Administrative Tribunal Act 2009 (the QCAT Act), section 28.
-- 3 of 23 --
4
[11] The applicant alleges that either taken separately or together, the conduct (whichever
facts in dispute are proved) constitutes professional misconduct as defined in section 5
of the Health Practitioner Regulation National Law (Queensland) (National Law).
[12] In a rather unorthodox approach, in his response filed 2 June 2021, the respondent
relies on his statement dated 21 February 2021 filed with the Tribunal on 26 February
2021. In his response, the respondent (relevantly) submits:
(a) he commenced a therapeutic relationship with Patient A on 29 April 2016.
(b) he commenced a personal and sexual relationship with her on 20 April 2016
(i.e., before the commencement of the therapeutic relationship).
(c) the therapeutic relationship ceased on or about 8 July 2016.
(d) after 8 July 2016 till 9 October 2016, he maintained a personal/sexual
relationship with Patient A.
(e) that his clinical records maintained in respect of Patient A in the period in 2016
in which he was involved in a therapeutic relationship with her (29 April – 8
July 2016), did not disclose any dual-relationship on their face.
[13] He denies, as the applicant alleges, that he knew or ought to have reasonably known
that Patient A was a patient of particular vulnerability, including having regard to the
significant and inherent power imbalance between them by virtue of the therapeutic
relationship, and the fact that immediately prior to commencement of the relationship,
Patient A had made disclosures to him in respect of her mother’s suicide and her own
recent relationship breakdown. His denial in this regard is (in summary) on the basis
that there was no significant and inherent power imbalance, and that they were in a
“romantic and caring relationship”.
[14] Based on an expert report by Dr Sharyn Eaton dated 5 May 2021 (the Eaton Report),
he denies that any conduct of his breached any provision of the Code of Conduct or
otherwise constitutes professional misconduct as defined in any of the three limbs of
section 5 of the National Law.
Background and relevant chronology
[15] The process leading up to the filing of the referral,2 and this hearing, commenced with
mandatory notifications from a general practitioner and a psychologist employed at
the Centre both made on 26 July 2016.3 The respondent also made what he describes
as a voluntary non-mandatory notification to the office of the Health Ombudsman (the
OHO) on the same day.
[16] At that time, he was clearly acting under legal advice from Mr Solley, a solicitor with
Thynne and Macartney.4
[17] On 7 October 2016, Patient A made a statutory declaration to the Australian Health
Practitioner Regulation Agency (Ahpra), who was then investigating the matter. In
that statutory declaration, she said that she commenced work as a casual receptionist
at the Centre in November 2015 and met the respondent in the course of her
employment and struck up a good work relationship/friendship with him. She also
2 Filed 28 September 2020.
3 HB, Volume 2, page 7 and 10.
4 HB, Volume 2, page 25.
-- 4 of 23 --
5
states that she was born in 1988 (making her 25 at all relevant times), was a registered
nurse, and undertook nursing duties when required, especially on weekends.
[18] She states that she first sought professional treatment from the respondent “around the
end of March/April 2016”. She states that the intimate relationship i.e., involving
sexual intercourse, commenced on 24 May 2016 and continued until she ended it on
21 July 2016. She could not recall how many treatments she had with the respondent,
nor did she say when the therapeutic relationship came to an end.
[19] On 18 November 2016, the respondent was advised by Ahpra that the relevant
Committee of the Board had decided to investigate whether he was involved in an
inappropriate relationship with a patient (Patient A).
[20] On 12 January 2018, the respondent was advised that “the investigation is
continuing”, acknowledging that there had been a delay. There was further
correspondence between the respondent’s then solicitors and Ahpra until early 2019.
One of the reasons for the, by then, 2-and-a-half-year delay, was said to be a transfer
of the file to another investigator, who it was said (as at 7 February 2019) to be
“currently seeking an independent opinion regarding the issue in question”. The
record shows that an expert report was not sought formally from Dr Christopher
Burrell until 14 May 2019. Dr Burrell provided his first report5 dated 18th June 2016
promptly.
[21] I will discuss this and later reports of Dr Burrell later in these reasons. It is appropriate
at this stage to deal with one aspect of Mr Judd’s (Counsel for the respondent) trial
submission which I raised early in the hearing with him, given the divergence in
opinions of the applicant’s expert, Dr Burrell, and the respondent’s expert Dr Eaton.
At [39]–[40] of that submission,6 after quoting from Makita (Australia) Pty Ltd v
Sprowles (2001) 52 NSWLR 705, Mr Judd wrote:
40. The expert opinion provided by Dr Burrell fails to disclose any
“demonstration or examination of the scientific or other intellectual basis
of the conclusions reached”, (sic) Dr Burrell’s evidence does not explain,
or adequately explain “how the field of ‘specialised knowledge’” in which
[he] is expert by reason of “training, study or experience”, and on which
[his] opinion is “wholly or substantially based”, applies to the facts
assumed or observed so as to produce the opinion propounded. For the
reasons explained below, the Tribunal should place little, if any, weight on
Dr Burrell’s flawed opinion.
[22] As I read that submission, it involved a form of a challenge to Dr Burrell’s expertise,
or at least a failure to comply with his duties as an expert. Given that Dr Burrell had
not been required by the respondent for cross-examination, I thought it was important
to understand the submission. Mr Judd disavowed any challenge to Dr Burrell’s
expertise, and therefore his ability to provide opinion evidence. Rather Mr Judd
characterised this submission as part of his overall attack on what he described as the
“flawed” approach of Dr Burrell.
[23] Dr Burrell’s qualifications and experience, which are unchallenged, are set out at page
1 of his report of 18 June 2019.7 Specifically, he has had 20 years’ experience in
5 Dated 18 June 2019, HB, Volume 2, pages 195 – 204.
6 HB, Volume 1, page 36.
7 HB, Volume 2, page 195.
-- 5 of 23 --
6
private practice, and 15 years at Macquarie University teaching and training
chiropractic students. He has particular expertise in teaching ethical and legal
obligations to students based on the 2014 the Board’s Code of Practice. The
professional assessors confirm that he is a highly regarded expert in his field. Mr
Judd’s submission at [40] was poorly framed, given that he now does not challenge
Dr Burrell’s expertise.
[24] On 12 July 2019, the Ahpra investigator provided the respondent with a copy of
Dr Burrell’s report and the letter of engagement and copies of all attachments
provided to Dr Burrell.
[25] On 2 August 2019, the respondent’s present solicitors responded. The lawyers seemed
to think that Dr Burrell was an “independent investigator” on behalf of Ahpra. The
factual issue that was central at the hearing was described in these terms:
The timing of the first sexual encounter and the commencement of the
professional relationship is critical. If sex occurred before the treatment on
29 April 2016 (see clinical notes), then there can be no question of improper
influence in the professional relationship as to invitation for sex.
[26] On 10 August 2019, the solicitors wrote again. With that letter were three statutory
declarations of Scott Taylor (August 2019), the respondent (9 August 2019), and
Susan Ruth McDonnell (7 August 2019).
[27] Relevantly, the declaration by the respondent, which is four pages in length, says that
sex first occurred on 18 or 19 of April 2016. He describes the course of events in that
statutory declaration as follows:8
22. Either later that week, or the following Monday or Tuesday the 18th or
19th of April, I cannot be certain, (Patient A) suggested at work that it
might be nice to get that glass of wine after work.
23. Prior to her coming to my house to drop or (sic) the food box, I had
suggested going for a drink after work or catching up on the weekend
outside work.
20. (Patient A) had informed me that she suffered from anxiety and didn’t
like being around lots of people in bars and declined.
25. She also said it was difficult due to her ex fiancé still being at home.
26. Due to her not wanting to go out previously and having turned down the
offer of a glass of wine on the evening of dropping off the food box I was
surprised but pleased and asked her where.
27. (Patient A) then said “well can’t be my place as my fiancé will be home,
I could come to yours” or words to that effect.
28. I replied “yes that would be nice” or words to that effect.
29. Shortly after arriving home that evening (Patient A) knocked on my door.
I welcomed her in and offered her a glass of wine.
30. We sat and chatted for a while, she quickly turned the conversation to her
mother, and her mother’s suicide the previous year.
8 HB, Volume 2, pages 216 and 217.
-- 6 of 23 --
7
31. At this point we were sat (sic) on opposing sofas. (Patient A) became
upset and teary, I stood up and got her some tissues, at which point
(Patient A) said, “Can I have a hug?” or words to that effect.
32. I replied “of course” or words to that effect as she had become obviously
distressed. (Patient A) then began to cry openly;
33. I was feeling overwhelmed and a little awkward as this had all occurred
within a short space of her arriving and what had started as a friendly
chat. I sat next to her and gave her a hug, as in put my arm consolingly
around her shoulder whilst offering her tissues.
34. (Patient A) then put her arms around me and pulled me closer, then even
quicker she pulled herself onto my lap straddling me and kissed me,
whilst still crying and snorting.
35. I pulled back, genuinely surprised and overwhelmed by this rapid turn of
events.
36. (Patient A) pulled back herself and said “look you’ve got me all wet” or
words to that effect.
37. Half laughing at herself, half crying she said “can I use your bathroom to
clean myself up” or words to that effect.
38. I said “yes of course, there is one downstairs and one up, you can’t miss
them” or words to that effect. (Patient A) stood up still wiping away tears
and proceeded upstairs.
39. I heard (Patient A) upstairs in the bathroom, taps running, the toilet flush,
and I waited for (Patient A) to clean herself up, reflecting, in confusion,
on what had just happened.
40. Some time passed, and (Patient A) did not return.
41. I shouted up the stairs “are you ok” or words to that effect. There was no
response. So I again repeated “are you ok?”, (Patient A) did not respond
again, so I said “I’m coming up” or words to that effect.
42. On reaching the top of the stairs I could see (Patient A) was not in the
bathroom, and I opened my bedroom door to look for her. I was shocked
to see that (Patient A) was laid (sic) naked on my bed, covering her
breasts with her hands, she smiled at me and said “sorry they are a little
small” or words that effect, indicating her breasts which she then
uncovered.
43. I was speechless at this point, (Patient A) moved towards me and pulled
me down on the bed with her kissing me as she did and unfastening my
clothes. We proceeded to have sex. It was very quick and afterwards
(Patient A) said “hmm that was a good start ” or words to that effect.
44. (Patient A) sat up and seemed in pain, I said “are you okay”, she said “its
my back and headaches” or words to that effect, (Patient A) had
complained about her sore back and headaches previously at work, I said
“you should come and see me sometime about that” or words to that
effect and attempted to rub her back.
45. (Patient A) excused herself, picked up her clothes and exited the
bedroom. I laid on the bed, and heard her once again in the bathroom,
taps running and toilet flush.
-- 7 of 23 --
8
46. After a few minutes (Patient A) had not return, so I grabbed some clothes
and proceeded downstairs. I found (Patient A) dressed and ready to leave.
47. I was flabbergasted lost for words. (Patient A) said “I need to get home”,
took a small sip of wine and let herself out.
48. I followed her to the door, she herself out and proceeded to her car and
drove off leaving me on the doorstep bewildered as I waved goodbye.
49. At this point my friend Scott Taylor arrived, he was passing my place and
had decided to drop by knowing I was normally home around that time.
50. I was still in a state of bewilderment and hadn’t seen him park, but he
said he had passed (Patient A) as she drove out.
51. Scott was amused at my obvious state of bewilderment and
embarrassment and continued “so you fucked her?” or words to that
effect.
52. I was embarrassed but admitted I had.
[28] On 22 November 2019, the respondent’s solicitors were advised that it was proposed
to take immediate action against him under section 156 of the National Law. The
respondent was then working as a chiropractor (as an independent contractor) with a
chiropractic centre at another Brisbane suburb. It was proposed to impose gender-
based conditions on his registration. As a consequence of a submission made on his
behalf, on 3 December 2019, the Board decided not to take immediate action. The
respondent has continued to work as a chiropractor since without any restrictions on
his registration.
[29] On 10 December 2019, the respondent’s solicitor was advised by Ahpra that the Board
had formed a reasonable belief under relevant provisions of the National Law that the
respondent had engaged in professional misconduct and that the Board had decided to
notify the Office of the Health Ombudsman. In Queensland this meant that the Office
of the Health Ombudsman would in turn decide whether to refer the matter to the
Tribunal or whether the Board should continue to deal with the matter under the
National Law.
[30] The referral was filed by the applicant on 28 September 2020. The respondent’s
“personal statement” dated 26 February 2021 was filed on 22 October 2021 (the
respondent’s trial statement).9 On 5 May 2021, Dr Sharon Eaton provided a report to
the respondent’s solicitors. On 2 June 2021, the respondent filed his response to the
referral which relies in part on that report.
[31] Dr Burrell provided a supplementary report to the applicant on 27 July 2021 which,
in part, responded to Dr Eaton’s opinion. He had a copy of her 5 May 2021 report. He
provided another supplementary report on 4 August 2021, which was based on the
assumption that the sexual relationship commenced before the commencement of the
therapeutic relationship (as alleged by the respondent) or after it commenced (as
alleged by Patient A).
[32] It is common ground that the applicant Board bears the onus of proof in accordance
with what has been described as the “sliding scale” in the judgement of Dixon J (as
9 HB, Volume 3, pages s1 to s20.
-- 8 of 23 --
9
the Chief Justice then was) in Briginshaw v Briginshaw [1930] 60 CLR 336 at page
362:
The seriousness of an allegation made, the inherent unlikelihood of an
occurrence of a given description, or the gravity of the consequences flowing
from a particular finding are considerations which must affect the answer to the
question whether the issue has been proved to the reasonable satisfaction of the
tribunal. In such matters “reasonable satisfaction” should not be produced by
inexact proofs, indefinite testimony, or indirect inferences. Everyone must feel
that, when, for instance, the issue is on which of two dates an admitted
occurrence took place, a satisfactory conclusion may be reached on materials of
a kind that would not satisfy any sound and prudent judgment if the question
was whether some act had been done involving grave moral delinquency. Thus,
Mellish L.J says:
No doubt the court is bound to see that a case of fraud is clearly proved,
but on the question at what time the persons who have been guilty of that
fraud commenced it, the court is to draw reasonable inferences from their
conduct.
Discussion
(a) When the sexual relationship commenced
[33] At the hearing before the Tribunal, Mr Power KC for the applicant cross-examined
the respondent and Dr Eaton. The respondent did not require any witnesses including
Patient A and Dr Burrell for cross-examination.
[34] The respondent has provided four accounts of the events relating to this matter. These
are his notification form to the Health Ombudsman dated 26 July 2016, his statutory
declaration dated 9 August 2019, a personal statement dated 29 November 2019, and
his personal statement in the present proceedings dated 26 February 2021.
[35] In his first account in the notification to OHO on 26 July 2016, the respondent says
he struck up an immediate friendship with Patient A when she commenced working
at the Centre in November 2015. He stated:10
…Our relationship blossomed outside of clinic (sic) over the following months,
whilst both ensuring a purely professional relationship within the clinic and
workplace. We are both private people and kept our personal relationship to
ourselves such that no one was aware of our personal relationship until my
disclosure.
[36] In that notification, he further stated:11
As (Patient A) is a registered nurse and in training as a Naturopath, I have
always viewed her as an equal in the workplace, intellectually and personally.
As a contractor I do not hold any managerial positions within the medical centre.
Any issues I have, I will report directly to the practice manager, and hold no
ideas of having a position of authority over any other employees within the
practice. Any interactions with my work colleagues is always with quiet
respectfulness, and great fullness (sic) for work or assistance that helps my
practice. I have always and continue to hold (Patient A) in the highest esteem.
10 HB, Volume 2, page 4.
11 HB, Volume 2, page 5.
-- 9 of 23 --
10
I believe that treating (Patient A) did not account to notifiable conduct as we
were already in a relationship and she approached and consulted me as a fellow
healthcare provider to help her with ongoing condition. All consultations were
conducted in a professional manner with the intent of treating and resolving her
headaches and associated complaints. I conducted clinical contact as all other
consultations, and have maintained clinical notes in the usual manner.
[37] This aspect of his first account of the nature of the relationship between himself and
Patient A maintained a theme, effectively continued throughout his various accounts,
that because the personal relationship commenced before the therapeutic relationship,
he had not acted inappropriately or unprofessionally. In my view, this approach is
fundamentally flawed in proceedings of this nature. However, it will not be necessary
for me to expand in much detail on this criticism for reasons I will expose later.
[38] Certainly, by the time of his statutory declaration on 9 August 2019,12 he says that
there was one contact on 12 April 16 when she unexpectedly dropped off some food
to his residence, and the occasion described above on 18 or 19 April which can only
be described as an allegation that she positively initiated sex, which “overwhelmed”
and “surprised” him and rendered him “speechless”. There was no talk in that sworn
document of their relationship “blossoming” outside the Centre over the following
months, following the commencement of her employment at the Clinic.
[39] The interaction described in paragraphs 43 to 44 of the 9 April 2019 statutory
declaration,13 as with a number of aspects of the respondent’s evidence, strikes me as
an event that is contrary to ordinary human experience and common sense. To as it
were, put on his professional hat in those circumstances when, in his words, the sexual
advances from Patient A had “overwhelmed”, “surprised” and rendered him
“speechless”, simply offends common sense.
[40] According to the respondent, he was still bewildered and embarrassed when his friend
Scott Taylor dropped in. Mr Taylor has provided a short statutory declaration.14 He
was not required for cross-examination. He recalls on occasion “around mid-April
2016” of going to the respondent’s residence and seeing Patient A drive out. He states:
7. Previously Sean had mentioned that (Patient A) had been talking to him
openly about personal private issues well beyond the usual workplace
chatter. He said that she may have been keen on him.
8. When I got to Sean’s unit he opened the door and was obviously flushed
in the face.
9. Sean gets flushed when embarrassed. I have seen this before, but in this
case, it was after seeing (Patient A) leave.
10. I instinctively started harassing Sean in a joking manner and said “That
was (Patient A) just driving out, you fucked her, didn’t you?”
11. Sean replied “Aw mate, she went up-stairs and got naked, of course I
fucked her”.
12. I was surprised and so was he, but I was happy for him as he was
genuinely interested in her.
12 HB, Volume 2, page 218.
13 See [26] above.
14 HB, Volume 2, page 213.
-- 10 of 23 --
11
[41] This evidence does not really assist the respondent. It is consistent with some
blossoming antecedent relationship between them but has little weight as
corroborative of the respondent’s evidence as to when the first sexual encounter with
Patient A occurred.
[42] Similarly, another of the respondent’s friends Susan McDonnell, has provided a
statutory declaration.15 The respondent told her that he was seeing someone, during
the Anzac week of 2016, and that it was Patient A, a nurse from work. Ms McDonnell
was not required for cross-examination, but she is obviously a chiropractor. She states:
9. He also told me that he had just started a sexual relationship.
10. I responded in jest with words the effect, that it was a good thing that she
was not a patient then.
11. Sean said that she indeed was not a patient, but a work colleague.
[43] The respondent’s third statement,16 is clearly his response to the Board’s proposed
immediate registration action in November 2019. In that statement, he does appear to
show some insight into the inappropriateness of his conduct in relation to Patient A,
however he describes this as “an error of judgement”:17
2. I fully admit and recognise that treating (Patient A) was an error of
judgement, and that in the 3 and half years (sic), I have reflected on the
error of my actions and the implications of them on a daily basis.
3. I have reviewed and reread the chiropractors code of conduct, in
particular but not limited to sections:
3.2 Partnership
3.11 Adverse events and open disclosure
3.15 Personal relationships
9.1 Introduction
9.2 Professional boundaries indent a
9.3 Reporting requirements
[44] For some reason, the numbering of paragraphs recommences on page 48 of volume 3
of the Hearing Brief:
1. In engaging (Patient A) as a patient, I refer to the risk assessment course
I completed with the then COCA, which covers sexual relationships.
2. I refer to page 52, sexual relationships,
If the sexual relationship developed prior to the therapeutic relationship
then the practitioners are advice (sic) to:
(a) Avoid the development of the therapeutic relationship.
(b) Provide therapy for their partner only when another therapist cannot
be found.
15 HB, Volume 2, page 219.
16 HB, Volume 3, pages 47 to 49.
17 HB, Volume 3, page 47.
-- 11 of 23 --
12
(c) Manage and document this therapeutic relationship with the same
diligence as all other patients.
3. My first and primary concern was to help (Patient A) with the pain and
discomfort she had informed me about on several occasions.
4. This primary concern overruled my judgement, which should have been
to avoid the development of the therapeutic relationship with someone I
had a pre-existing relationship.
5. Secondly my Judgement erred again in not insisting on (Patient A)
seeking help with another therapist.
6. I do say that despite my poor judgement in entering a therapeutic
relationship, I did not allow my feelings and relationship to affect my
clinical objectiveness in the assessment and treatment of her conditions
as noted by Dr Burrell’s report.
7. It is of upmost importance for the board to note that I understand and hold
strongly the view that to initiate or seek a sexual relationship with a
patient that I have met as a new patient, ie someone who I have not had
a relationship with prior to seeking chiropractic care with me, is totally
inappropriate. And that I am fully aware of the potential of power
imbalance in a dr patient relationship.
[45] His trial statement (again confusedly) is numbered s1 – s20 in volume 3 of the Hearing
Brief. On the critical issue he says this:18
58. In around November 2015, (Patient A) started working at the Centre as a
Registered Nurse and receptionist. (Patient A) was also studying to be a
naturopath.
59. In the weekday evenings and on Saturday mornings, (Patient A) was the
sole rostered nurse and receptionist. Generally, I saw clients at these
times. Often, there were gaps in my diary when I had no clients to see.
On these occasions, I would often speak with (Patient A).
60. In the early stages of our friendship, (Patient A) told me that she was
studying to become a naturopath, she had obtained her pilot licence and
motorcycle license, she worked two jobs and owned her own home.
Considering all this, (Patient A) seemed to me, in these conversations
between patients, to be a confident, driven, witty, and intelligent woman.
61. It was fun to speak with (Patient A). She had a mischievous sense of
humour. We had lots of great conversations and lots of laughing.
62. After a short while, I started to get the sense that (Patient A) was flirting
with me. She started to tease me in a light - hearted way. This put me at
ease in the relationship, and I started to flirt back.
63. As our friendship deepened, we began to reveal more about ourselves in
a personal sense. In these conversations, I told her about the Family
Proceedings, the FWC Proceedings, the failed the relationships (sic), my
concerns for and about Thomas (his son). In turn, (Patient A) revealed
that her mother had committed suicide, her father had been absent
throughout her life, her engagement had fallen over, she still lived with
her [ex] fiancé due to extenuating financial reasons, her financial
18 HB, Volume 3, pages s6 and s7.
-- 12 of 23 --
13
difficulties generally problems with “on and off” anxiety and many other
things.
64. On rare occasions, (Patient A’s) voice wavered when she spoke about her
mum, but I still regarded her as a resilient woman.
65. Overall, I admired (Patient A) because she seemed to have overcome a
lot of adversity in her life, and it seemed that she was able to do this
because a desire (sic) to help others. Given my life experience, I strongly
identified with this. I felt like we understood each other.
66. It was my impression that the disclosures we made to each other about
our personal lives were quite natural given the course our friendship was
taking.
67. As far as I could gather, there was nothing about (Patient A) or her
conduct that caused me any concern, rather, I look forward to seeing her
and speaking with her.
68. At paragraph 9 of the Notification Form, I reported as follows:
We struck up an immediate friendship as (Patient A) is training to
become a Naturopath and we discussed allied health and alternative
medicine. Our relationship blossomed outside of clinic (sic) over the
following months, whilst both ensuring a purely professional
relationship within the clinic and workplace. We were both private
people and kept our personal relationships to ourselves….
69. My relationship with (Patient A) did not “blossom outside the clinic”
until 12 April 2016. In specific terms, I had not seen (Patient A) at all
until outside the Centre until this date. I tried to keep the telling of events
in the Notification Form general in order to preserve privacy.
70. At this point there had been no intimate or any physical contact.
[46] He goes into great detail about their encounter on 12 April 2016 and what he says was
the first sexual encounter on 20 April.19 On many occasions he records actual
conversations (with Patient A, Ms McDonnell and Scott Taylor) in the first person.
This can be contrasted with his much earlier statement in August 2019 when he
prefaced reference to recalled conversations on many occasions with the expression
“words to the effect”.20 He was not cross-examined about this issue by Mr Power KC,
however there is no suggestion that when he spoke with these various people, he took
contemporaneous notes. As a matter of ordinary human experience and common sense
it seems extraordinary to me that he is now apparently able to remember actual
conversations after such a long period of time, but because he was not cross-examined
about this, I will take that matter no further.
[47] I agree with Mr Power KC that the respondent’s attempts to explain his evidence in
paragraph 69 of his trial statement was unimpressive and unconvincing. Generally, he
did not impress me as a witness who was generally reliable.
[48] He argued with counsel and at times did not answer questions. Again, as a matter of
ordinary human experience and common sense, his memory of the nature of the
relationship and the interactions between himself and Patient A in particular, would
19 HB, Volume 3, pages s7 to s10.
20 HB, Volume 2, page 215.
-- 13 of 23 --
14
have been much clearer in his mind in April 2016 as opposed to 26 February 2021.
After some pushing from Mr Power KC, he agreed that what he said about the
relationship in his notification to the regulator in April 2016 was not true. His
explanation that he said this “in order to preserve privacy” is entirely unconvincing.
[49] The respondent’s account accepts that he was aware from contact during work hours
that Patient A had personal and financial vulnerability. He stated that Patient A had
revealed to him “that her mother had committed suicide, her father had been absent
throughout her life, her engagement had fallen over, she still lived with her [ex] fiancé
due to extenuating financial reasons, her financial difficulties generally, problems
with “on off” anxiety and many other things.”21
[50] It is also clear from the respondent’s trial statement that the notification he made on
26 July 2016 was not voluntary (as he asserted). As noted above, he was by then being
advised by a lawyer, and it is clear from his trial statement that he well knew by
26 April, that others in the Centre including the owner, Dr X were aware of the
relationship between him and Patient A.
[51] The respondent would not accept that it was inappropriate to talk about professional
treatment immediately after he had sex with Patient A for the first time as he asserts.
As noted in his statement to the Board in November 2019, he thought this was no
more than an error in judgement.
[52] In his trial statement,22 he states:
102. On or about 27 April 2016, but before 29 April 2016, whilst I was at
work, (Patient A) came into my consultation room and we had a
conversation which I record relevantly and in part as follows:
Patient A: Hi Sean, I thought I would let you know that I have accepted
your invitation and I’ve booked in as a new patient on Friday…
ST: That’s good to hear, as long as you are happy to be treated as I would
treat any other patient walking in my door, professional, a full
history, examination, and notes.
Patient A: Yep, I understand, same as if you came to see me as a nurse.
103. After (Patient A) left, I considered the implications of treating her as a
patient, I remembered my risk management course, and that it was okay
to treat family and friends but advised against it for reasons of
noncompliance by the Patient And that you should try and get them to
see another practitioner. (sic)
[53] He told Mr Power KC that he was thinking about the code of conduct when he agreed
to treat her. I think that is highly unlikely as a matter of human experience and
common sense, particularly given his position that he did not think there was any
ethical or professional problem with undertaking treatment with a patient with whom
he says, he was in an intimate relationship.
21 HB, Volume 1, page 20.
22 HB, Volume 3, pages 11 and 12.
-- 14 of 23 --
15
The evidence of Patient A
[54] Patient A has provided a number of statements that are relevant to the central issue.23
Her first statutory declaration is dated 7 October 2016, and her second is dated 17
October 2019. Both are very short, but consistently she describes a normal working
relationship with the respondent until after her first consultation with him in April
2016. In her second statement she states:24
8. Some time between this first consultation and 24 May 2016 when we
began our relationship, I dropped some food off for Sean at his house.
Sean used to have fresh meals delivered to the clinic, and on one occasion
I offered to drop his meals to him when it had been delivered but he was
not working. I’m pretty sure I called him and offered, he agreed and gave
me his address.
9. I dropped his food off to him, and I think that I did this at least one other
time. From this point we went on a couple of social dates. For example,
we went for a coffee or I went to his house for a social drink. This evolved
into dating, and we commenced a sexual relationship on 24 May 2016. I
am sure of this date as at the time of making my statement on 7 October
2016 I looked through my text messages and my telephone call log.
10. Throughout this time, I continued working in the same workplace as Sean
and booking in for chiropractic treatments. Sean was always professional,
and we separated our personal life from our professional life. At some
point in our relationship, I instigated a conversation with Sean about not
seeing him as a Patient Anymore. I raised it but it was a mutual decision.
Sean and I agreed that it was more appropriate now that we were
romantically involved that I not see him as a Patient Anymore. This
conversation happened outside of the workplace.
11. The last consultation I had with Sean was on 8 July 2016.
12. I had asked Sean not to speak to anyone at work about our relationship
as I wanted to keep it private. However, Sean informed me he told a work
colleague. I was really upset about this and I spoke to Sean about it. We
broke up on 21 July 2016 due to relationship breakdown. We continued
to work professionally together until my employment departure.
[55] It is clear that Patient A holds no grudge against the respondent. She did not notify the
regulator, and in the interactions since that the Tribunal knows about, she showed a
balanced approach – not blaming the respondent or criticising him or even believing
that he has done anything wrong. The respondent’s counsel tendered an email from
her to the respondent dated 29 January 2021.25 The forensic purpose was not clear to
me at the time, but its contents are important in resolving the major factual issue in
dispute.
[56] It is (relevantly) in these terms:
Hi Sean,
Just wanted to let you know I’ve been contacted re: ongoing case.
23 HB, Volume 1, page 29; HB, Volume 1; page 227.
24 HB, Volume 2, pages 227 and 228.
25 Exhibit 1.
-- 15 of 23 --
16
I’m doing what I can to see that the case closes with a positive outcome, because
in my opinion, you have not done anything wrong, you have not breached your
professional conduct.
I’m saying that we might have different perspectives as to what constitutes a set
beginning of a relationship; but ultimately the relationship between us was a
flirtatious manner and a “more than friends” basis prior to my initial consult.
Eg. males might see the start of a relationship being from when people start
socialising more than friends (eg between Nov 2015 & Mar 2016)
Eg. females might see the start of a relationship from the first intimate/sexual
encounter
I’m saying that the relationship had already evolved prior to initial consult. We
were two work colleagues who developed a relationship together.
[57] Coupled with my poor impression of the respondent as a witness, and the consistency
of Patient A as to when the intimate relationship commenced, and bearing in mind the
applicant’s responsibility of proving relevant facts where they are contested, I am
satisfied that the first sexual encounter occurred after the first consultation on 29 April
2016 namely on 24 May 2016.
The Experts
[58] As I have noted, despite trenchant criticism of him in Mr Judd’s trial submission,
Dr Burrell was not required for cross-examination whereas Dr Eaton was. Given my
primary finding of facts set out above, it is really not necessary to tease out multiple
criticisms of Dr Burrell made by Counsel. In my view, most were unfounded and
demonstrated a lack of understanding of the nature of expert evidence, and the
procedural requirements for receiving such evidence in this jurisdiction.
[59] Dr Burrell’s approach, as dictated by the Board and then its lawyers was, in my
opinion entirely conventional. To submit that his first report is “not relevant” because
it proceeded on the basis that sex occurred after the first consultation, simply ignores
the fact that Dr Burrell was expressing his opinion based on the material before him
at that time. In his second report Dr Burrell is criticised on the basis that he
commences his report by referring to the requirement that he assume a “key new fact”,
and that is that the sexual relationship commenced before the treating relationship. He
did consider that scenario in his first report, but, conventionally, the Board was
seeking his opinion based on what the Tribunal might find on the critical disputed
issues.
[60] Once again, he was responding to the brief he had been given on the basis of the
alternative bases pleaded by the Board in ground one in the referral.
[61] The third report from Dr Burrell is dated 4 August 2021, and in that report he clarified
that in providing his addendum report of 27 July 2021, he intended that it be
understood that it reflected his opinion that the respondent’s conduct as a whole was
substantially below the standard reasonably expected of a practitioner.
[62] Dr Burrell indicated that, even based on the respondent’s account, his conduct fell
substantially below the standard expected of him when “he first invited (Patient A) to
consult him in his capacity as a chiropractor at the conclusion of their first sexual
encounter.” Dr Burrell opined that “[T]he extending of such an invitation at that
-- 16 of 23 --
17
juncture in time was conduct substantially below the standard expected of a registered
health practitioner.”
[63] The respondent relies upon the Eaton Report. It can be accepted that Dr Eaton is a
senior chiropractor who possesses the necessary expertise to provide an opinion to the
Tribunal. I agree however with the submission that there are flaws in both the premises
of Dr Eaton’s opinion and the conclusions themselves.
[64] Dr Eaton commences her opinion by making a characterisation of the sexual
relationship between the respondent and Patient A. I agree with the Board’s
submission that some of the bases for her characterisation are based on stereotypes
about the way power dynamics exist between individuals engaged in sexual
relationships (and the relevance of lack of complaint by one party) which the Tribunal
does not accept. Such characterisation in any event is well beyond any expertise that
Dr Eaton could claim.
[65] It is simply irrelevant that Patient A was not the notifier. Dr Eaton should understand
this and yet she seems to regard this as important in characterising the relationship
between the respondent, a professional chiropractor and Patient A, his patient. She
also seems to regard the fact that the intimacy was consensual as being a decisive and
important fact in supporting her opinion that there was no unprofessional conduct by
the respondent in maintaining the relationship.
[66] She opines in her report, by reference to Table 1 as follows:26
For reasons stated above in Table 1…there is no evidence that the sexual
encounter, whether it be prior or after the commencement of therapeutic
treatment was associated with sexual exploitation and abuse of power in the
practitioner-patient context. There is more evidence to suggest a longer-term
relationship took place…. Dr Dillon was not the initiator of the sexual
encounter.
It would be safe to conclude that whether the sexual encounter occurred before
or after the commencement of care, in my view, is irrelevant as the
personal/emotional relationship between Dr Dillon and (Patient A) started prior
to the commencement of therapeutic care.
It is noteworthy that (Patient A) was not the notifier. In my experience, the
notifier is the person that has the grievance. It could be assumed and that if there
was sexual abuse of power by Dr Dillon, then the grievance might have come
from (Patient A) herself, particularly after the relationship had ended. Instead,
(Patient A) counselled and supported Dr Dillon on ways the notification should
be handled… Additionally, (Patient A) was reported to be upset for Dr Dillon
when she was informed of the notification.
Regardless of whether Dr Dillon and (Patient A) were involved in an
emotional/sexual relationship prior, during and after therapeutic treatment, it
would still be considered high risk for (Patient A) to receive appropriate
therapeutic care due to the likelihood there would be a lack of objectivity in
clinical decision-making. Personal knowledge of the patient may cloud
objective clinical decisions. Due to this high risk, Dr Dillon did refer (Patient
A) to a trusted colleague… however, it is clear (Patient A) insisted on being
treated by Dr Dillon due to her work schedule. As a result of Dr Dillon’s caring
26 HB, Volume 3, page 68.
-- 17 of 23 --
18
nature, complying with (Patient A’s) request for therapeutic care would not be
considered in his best interests.
[67] There are many non-expert opinions made in the course of those paragraphs. They
conclude that based on Dr Eaton’s “experience” that a person such as Patient A should
not be considered to have a grievance unless she made a complaint to the Health
Ombudsman, and that the respondent has “a caring nature”. Neither of these
contentions are proper matters for Dr Eaton to give an opinion upon and there is no
proper factual basis for either contention.
[68] Most importantly, however Dr Eaton’s opinion that it would be “irrelevant” whether
sex took place before or after the first clinical appointment as “the personal/emotional
relationship between Dr Dillon and Patient A started prior to the commencement of
the therapeutic care.” This contention ignores the fact that even on the respondent’s
account there had been only a small number of occasions of contact outside of work
prior to the commencement of treatment.
[69] The correctness of the submission relating to Dr Eaton’s impermissible
characterisation based on stereotypes about the way power dynamics exist between
individuals engaged in sexual relationships was emphasised by Mr Power KC in his
cross-examination of Dr Eaton by reference to the summary statement in Dr Burrell’s
27 July 2021 report:27
The ways in which Dr Dillon’s conduct and judgement departed from the
standard expected and his obligations under the Code are:
• Inviting Patient A to consult with him in his professional capacity as a
chiropractor in the moments immediately after their first sexual
encounter. (Code 9.2 Professional Boundaries) (this is based on the
respondent’s evidence).
• Accepting Patient A as a new patient in light of the close relationship
they shared. (Inappropriate due to risk to practitioner or patient, Code
3.15 Personal Relationships).
• Upon accepting Patient A as a new patient, Dr Dillon failed to
acknowledge and declare his conflict of interest in treating her to the
Centre (Code 3.15 Personal Relationships, a) the conflict of interest is
acknowledged and declared).
• Agreeing to truncate the health history record at the suggestion of
Patient A and not offering an alternative way to both fully record her
health history record and protect her confidential information from the
other staff at the Centre. (Code 3.15 Personal Relationships b) adequate
records are kept & code 9.4 Health Records)
I rate the degree of Dr Dillon’s departure from the standard expected and his
obligations under of the Code as significant, it was more than trivial but less
than the worst case.
[70] This report was predicated on the Tribunal accepting the respondent’s version as to
when sexual intercourse first took place.
[71] In relation dot point one, Mr Power KC asked Dr Eaton if she would tell a student that
was okay to behave in that manner, to which she replied, “God no”. In relation to dot
27 HB, Volume 2, page 370.
-- 18 of 23 --
19
point two, because of the close proximity (nine days) between what the respondent
says was the first sexual encounter, and the first therapeutic consultation, Dr Eaton
agreed that his conduct departed from 3.15 of the Code. In relation dot point three,
she said she saw this i.e. his failure to make notes of their dual relationship, as being
a business problem, not in the professional sphere.
[72] Clause 3.15 of the Code provides that in relation to people such as Patient A (a work
colleague with whom on the respondent’s version he had recently established an
intimate relationship), “Good practice requires that the conflict of interest is
acknowledged and declared, and adequate records are kept.” I reject Dr Eaton’s
opinion in this regard. She did agree that this provision in the Code was (in part)
designed to protect against exploitation given the power imbalance between health
care provider and patient.
[73] It is not alleged that the respondent’s conduct was exploitative or predatory, however
he admits he was aware of her vulnerabilities following her mother’s suicide, that she
was seeing a counsellor, and was having difficulties with her ex-partner. I disagree
with Dr Eaton that the clear conflict of interest that existed here did not have to be
disclosed.
[74] The professional assessors and I all formed the view that Dr Eaton’s approach
generally was to be quite subjective in her approach (examples are set out above,
rather than to remain objective as an expert is required to be).
[75] In relation to dot point four, she reluctantly agreed that the respondent should have
referred her on, despite her wishes, and remarkably she seemed to regard his desire to
help her as being an important factor in agreeing to take her on as a patient. She said
that in her opinion, privacy trumps the need to disclose. Of course, this is not what the
Code says. It refers to the importance of maintaining confidentiality, but it also
requires adequate records to be kept and any conflicts of interest to be acknowledged
and declared.
[76] In relation to her own report, she was asked to consider that the Tribunal would accept
that the sexual relationship commenced on 24 May i.e., after the therapeutic
relationship had commenced. This is dealt with in part above. In her report,28 she set
out another passage recorded above.29
[77] This is contrary to Dr Burrell’s opinion, and in my view (assisted by the advice of the
professional assessors), Dr Eaton’s opinions in this regard cannot be accepted. In this
part of her report, unlike Dr Burrell, she does not reference 9.2 of the Code. I prefer
Dr Burrell’s opinion on the issue expressed thus in his report dated 18 June 2019:30
The key point as to why healthcare practitioners are obligated to not enter into
sexual relationships with their patients is because of the obvious power
imbalance between the two parties. Patients place a high level of trust in their
healthcare practitioners and it is imperative that this trust is not exploited for the
emotional or sexual wants and needs of the practitioner.
[78] Where the opinions of Dr Eaton deferred from those of Dr Burrell, I prefer Dr
Burrell’s opinion.
28 HB, Volume 3, page 68.
29 [65] of these reasons.
30 HB, Volume 2, page 202.
-- 19 of 23 --
20
[79] In the circumstances set out above, the Tribunal is satisfied that the respondent’s
conduct when viewed as a whole constitutes unprofessional conduct that is
substantially below the standard reasonably expected of a chiropractor of an
equivalent level of training or experience.31
Sanction
[80] In Medical Board of Australia v Nguyen [2021] QCAT 346, Judicial Member
McGill SC conveniently summarised the general principles and considerations that
underpin the discretion of the Tribunal to discipline the health practitioner who has
engaged in unprofessional conduct and/or professional misconduct. The Tribunal said
at [18]:
In imposing a sanction, the health and safety of the public are paramount.
Disciplinary proceedings are protective, not punitive in nature. Relevant
considerations include, in general, both personal and general deterrence, the
maintenance of professional standards and the maintenance of public
confidence. Insight and remorse on the part of the respondent are also relevant.
A list of factors which may, in a particular case, be relevant was given by the
State Administrative Tribunal of Western Australia in Nursing and Midwifery
Board of Australia v Roe [2018] WASAT 92 at [55].
[81] Arising out of the Tribunal’s conclusions of fact, for the purpose of considering
sanction in this case, the following matters are relevant:
(a) Although in his trial statement, but more particularly in his statement in
response to the Board’s proposal to take immediate registration action, the
respondent showed some insight into the seriousness of his conduct, he
understates his behaviour as a mere “error of judgement”;
(b) He still fails to understand that the Code (in particular 3.15 and 9.2) is strongly
against the maintenance of a personal intimate relationship with a patient, and
it is professionally and ethically wrong, whether or not the patient was a work
colleague and/or a friend;
(c) As an aside, on this point, the Medical Board of Australia (and its Queensland
counterpart before it) has probably had more experience than this Board with its
registrants falling into inappropriate relationships with patients or former
patients. To that end, specific guidelines have been promulgated to address
sexual boundaries to supplement that Board’s Code of Practice which is
expressed in similar (but not the same) terms as provisions of the Code of
Conduct applicable here;
(d) For the reasons stated, I am not satisfied that the relationship was exploitative,
in the sense that the respondent took advantage of Patient A’s known
vulnerabilities to engage in a relationship. It was clearly consensual, and of
reasonably short duration. There is no evidence of any harm to Patient A, apart
from the loss of a job soon after the end of the relationship which had nothing
to do with the respondent; and
(e) The respondent does not present in any way as a danger to any patient. He has
never had any other disciplinary complaint either before or since, and his present
31 See definition of “professional misconduct” in section 5 of the National Law.
-- 20 of 23 --
21
colleagues speak highly of him. His limited insight can be appropriately
addressed by the condition proposed by the Board.
[82] I have referred earlier to the delay in the investigatory stage. It seems to have been as
a result of prioritising of investigative staff at Ahpra. It is not a complex matter.
Ordinarily delay in proceedings of this nature is not a mitigating factor in relation to
sanction: Craig v Medical Board of South Australia (2001) 79 SASR 545 at 553 –
555. However, in some cases: see Health Ombudsman v Veltmeyer [2021] QCAT 77,
delay can be so considered in this way. The facts here are different, however some
allowance should be made for the identified delays. Of course, conventionally the long
delay between notification and now, indicates that the respondent during that period
has behaved professionally in an exemplary manner.
[83] The cases relied upon by the Board, support Mr Power KC’s submission that a
reprimand and condition is an appropriate response in the circumstances of the case.
Chiropractic Board of Australia v Allen (Review and Regulation) [2018] VCAT 1772
is a more serious case, and a reprimand, a month’s suspension and various conditions
were imposed on the respondent in that case. Dental Board of Australia v Gazelakis
(Occupational and Business Regulation) [2011] VCAT 726, and Health Care
Complaints Commission v Dr Small [2012] NSWMT 18, are also more serious cases
where reprimands; (and in Gazelakis a fine) and conditions were imposed. I have
considered the other authorities annexed to Mr Power KC’s submission,32 and the
orders made in those cases confirm the appropriateness of the orders proposed here
by the Board. Mr Judd’s submission on sanction, was not helpful to the Tribunal.
[84] Throughout his submission, he has appropriated the phrase “grave moral delinquency”
from Dixon J’s iconic statement from Briginshaw and applied that descriptor to the
Board’s allegations in the referral. For example, in his submission on sanction,33 he
writes:
…originally, the investigation was framed around serious allegations
concerning sexual and moral delinquency founded on the opinions expressed in
the First Burrell Report.
[85] Such inflammatory rhetoric is unhelpful to the Tribunal.
[86] A reprimand is not a trivial penalty. It acts as a public denouncement of the
respondent’s conduct. A reprimand remains on the National Register, subject to a
decision of the Board to remove it under section 226(3) of the National Law. The
Tribunal has no power to make any order as to how long the reprimand should remain
on the Register. As I have not raised this with the Board, and subject to any contrary
submission from the Board within 14 days, given the delay here, I would recommend
that the Board consider removing the reprimand from the Register within two years
of today’s date.
Findings and Invitation for Submissions on Sanction
[87] The only form of order submitted by the Board is in terms of paragraph 71 of Mr
Power KC’s trial submission. The Tribunal finds that pursuant to section 196
32 HB, Volume 1, page 29.
33 HB, Volume 1, page 42 at [72].
-- 21 of 23 --
22
(1)(b)(iii) the respondent has behaved in a way that constitutes professional
misconduct.
[88] On 29 November 2022, I circulated a draft set of reasons and made the following
findings and directions:
(a) Pursuant to section 196 (1)(b)(iii) of the National Law, the Tribunal finds that
the respondent has behaved in a way that constitutes professional misconduct.
(b) The applicant will provide a draft order reflective of the orders sought by the
Board in paragraph 71 of its trial submission.
(c) Unless written submissions by a party seeking an order for costs are filed in the
Tribunal and served within 14 days from the date of this decision, the parties
bear their own costs of the proceeding.
(d) If such submissions are filed and served, the other party may file and serve any
submissions in response within 14 days thereafter.
(e) In that event the issue of costs will be determined by the Tribunal on the papers.
[89] I invited the Board (subject to any input from the respondent) to submit a set of orders
reflective of the submission in 71 of the applicant’s trial submission, but with more
particularity in relation to the education condition such as time and structure. At the
time, I expressed my opinion that a short period of education approved by the Board
would be sufficient, but I would be assisted by draft orders agreed by the parties.
[90] On 15 December 2022, the Board confirmed that it would not be seeking costs in the
proceeding.
[91] On 16 January 2023, the Board provided a suite of draft condition. The Board’s
solicitors noted that “the appropriate formulation of conditions has been the subject
of discussions between [it] and [the respondent’s solicitor]. [The Board] confirm[s]
that [the respondent’s solicitor] has received a copy of the attached draft order and
proposed conditions and is seeking instructions.”
[92] On 18 January 2023, the respondent’s solicitors advised the Associate to the Deputy
President that due to a medical condition experienced by the respondent, they were
experiencing difficulties obtaining instructions.
[93] On 19 January 2023, I advised the respondent’s solicitors via the Associate to the
Deputy President that the Tribunal would welcome a response within 14 days, after
which, the Board’s proposed conditions would be imposed. No response was received.
Final Orders
[94] In the circumstances, I made the following final orders on 13 March 2023 and
amended the orders to include order 6 on 4 May 2023:
1. Pursuant to s 196(1)(b)(iii) of the Health Practitioner Regulation National Law
(Queensland) (National Law), the respondent has behaved in a way that
constitutes professional misconduct.
2. Pursuant to s 196(2)(a) of the National Law, the respondent is reprimanded.
3. Pursuant to s 196(2)(b) of the National Law, the respondent’s registration is
subject to conditions in the terms set out in annexure A to these orders
-- 22 of 23 --
23
4. Pursuant to section 196(3) of the National Law the review period for the
conditions imposed pursuant to s 196(2)(b) of the National Law and annexed at
annexure A is 8 months.
5. Each party bear its own costs.
6. Pursuant to s127(3)(b) of the National Law, Part 7, Division 11, Subdivision 2 of
the National Law applies to the conditions imposed on the respondent’s
registration.
-- 23 of 23 --
Official source: https://www.sclqld.org.au/caselaw/QCAT/2023/117