Baxter v Preston & Ors (No. 2) [2023] QPEC 37
PLANNING AND ENVIRONMENT COURT
OF QUEENSLAND
CITATION: Baxter v Preston & Ors (No. 2) [2023] QPEC 37
PARTIES: STEVEN JOHN BAXTER
(Applicant)
v
ANTHONY STEVEN PRESTON AND KYLIE ANNE
PRESTON
(First Respondents)
and
GRAYA CONSTRUCTION PTY LTD (ACN 158 362
406)
(Second Respondent)
and
BRISBANE CITY COUNCIL
(Third Respondent)
FILE NO/S: 932 of 2021
DIVISION: Planning and Environment
PROCEEDING: Application for costs
ORIGINATING
COURT: Planning and Environment Court, Brisbane
DELIVERED ON: 29 September 2023
DELIVERED AT: Brisbane
HEARING DATE: 12 September 2022
JUDGE: Williamson KC DCJ
ORDER: 1. The application filed 17 December 2021 is allowed in
part.
2. The applicant pay the first respondents’ costs of the
proceeding on and from 15 July 2021 up to and
including 9 December 2021, assessed on the indemnity
basis.
3. The applicant pay the first respondents’ costs of the
application filed 17 December 2021.
4. The applicant pay the second respondent’s costs of the
proceeding on and from 15 July 2021 up to and
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including 9 December 2021, assessed on the indemnity
basis.
5. The applicant pay the second respondent’s costs of the
application filed 17 December 2021.
6. The balance of the application filed 17 December 2021
is dismissed.
CATCHWORDS: PLANNING AND ENVIRONMENT – ORIGINATING
APPLICATION – COSTS – where Originating Application
seeking declaratory and consequential relief – where
Originating Application was opposed by the respondents –
where Originating Application dismissed – whether the
proceeding was frivolous or vexatious – whether the
proceeding was instituted, and maintained, for an improper
purpose – whether the applicant introduced new material –
whether the power to award costs under s 60(1) of the Planning
& Environment Court Act 2016 is enlivened – whether the
discretion to make an order as to costs should be exercised –
whether costs should be assessed on an indemnity basis.
CASES: Baxter v Preston & Ors [2022] QCA 146
Baxter v Preston & Ors [2023] QPELR 244; [2021] QPEC 69
Mudie v Gainriver Pty Ltd (No. 2) [2003] 2 Qd R 271
Sincere International Group Pty Ltd v Council of the City of
Gold Coast (No. 2) [2019] QPELR 662
LEGISLATION: Planning Act 2016 s 46
Planning and Environment Court Act 2016 ss 59 & 60
Planning and Environment Court Rules 2018 r 8(1)
COUNSEL: Mr A Skoien with Mr J Moxon for the Applicant/Respondent
Ms S Hedge for the First and Second Respondents/Applicants
No appearance for the Third Respondent
SOLICITORS: Romans & Romans Lawyers for the Applicant/Respondent
Thynne & Macartney for the First and Second
Respondents/Applicants
Brisbane City Legal Practice for the Third Respondent
Introduction
[1] By order of 9 December 2021, the applicant’s Third Further Amended Originating
Application seeking declarations and consequential relief was dismissed.1
[2] The first and second respondents, by their application, seek an order that the applicant
pay the costs of the proceeding, assessed on the standard basis until 15 July 2021, and
thereafter on the indemnity basis.
1 Baxter v Preston & Ors [2023] QPELR 244 (RFJ).
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[3] The starting position is that the parties must bear their own costs.2 This is subject to,
among other things, section 60(1) of the Planning & Environment Court Act 2016
(the Court Act). This provision confers a power on the Court to make a costs order
if a party has incurred costs in one or more nominated circumstances. The first and
second respondents contend they have incurred costs in three of the nominated
circumstances identified in section 60(1) of the Court Act, namely because:
(a) the proceeding was instituted, and conducted, primarily for an improper
purpose;3
(b) the proceeding was frivolous or vexatious;4 and
(c) the applicant introduced new material.5
[4] The applicant opposes the application for costs.
Background
[5] Relevant background is set out in the RFJ.6
[6] It is necessary to repeat some of the background for this application for costs.
[7] In February 2019, the first respondents applied to Brisbane City Council (Council)
for development approvals to redevelop their land at Reading Street, Paddington (the
land). The redevelopment included significant modifications to a dwelling
constructed prior to 1947 and the construction of a pool and associated deck. The
second respondent was retained by the first respondents to assist with the
redevelopment of the land.
[8] Between February 2019 and the end of October 2020, the first respondents sought
multiple development approvals to facilitate the redevelopment of the land. They
relied upon consultants for, among other things, advice about the approvals necessary
to lawfully carry out the redevelopment. Evidence led at the hearing before the trial
judge established that the first respondents intended to proceed with development on
the land in accordance with the approvals they obtained.
[9] The applicant has an interest in adjoining land. It is located downhill from the land.
He submitted an objection to Council about the redevelopment of the land. It was
asserted the redevelopment would adversely affect: (1) the amount of direct and
indirect sunlight over the applicant’s lawn and pool; and (2) the natural light and
ventilation to the applicant’s property.
[10] In August, October, and November 2020, building approvals were granted by the
Council and a private certifier under the Building Act 1975 to facilitate the
redevelopment of the land. Each application required code assessment. The applicant
had no right of appeal to this Court against any decision to grant a building approval
that would attach to the land.
2 Planning & Environment Court Act 2016 s 59.
3 Court Act, s 60(1)(a).
4 Court Act, s 60(1)(b).
5 Court Act, s 60(1)(e).
6 See RFJ, [9]-[39].
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[11] Construction works commenced on the land in about November 2020. By that time,
the first respondents had the benefit of a number of development approvals
authorising the carrying out of assessable development under the Planning Act 2016
and the Building Act 1975. After works commenced, on 18 November 2020, the
applicant’s town planning consultant wrote to Council. The correspondence alleged
that unlawful development was being carried out on the land. It was alleged that
assessable development, namely filling and excavation, was being carried out in the
absence of an operational works approval. The first respondents, in direct response to
this allegation, made a development application to Council for an operational works
permit. This occurred on 11 March 2021.
[12] For reasons that are not clear from the material before me, this proceeding was listed
for an ex parte hearing on 21 April 2021. Leave was sought for the applicant to file
and read his Originating Application. The pleading for which leave was sought
alleged, among other things, that the first respondents were committing a
development offence. It was alleged they commenced assessable development
without necessary and effective development approvals. The assessable development
said to have been unlawfully commenced was:
(a) filling and excavation; and
(b) building work associated with the construction of a swimming pool and
associated support structures at the rear of the dwelling, a deck between the
rear of the dwelling and the eastern and southern boundaries, and stairs adjacent
to the deck (the pool works).
[13] The prayer for relief in the Originating Application set out declarations and
consequential orders. The latter were orders that, if made, would restrain the first and
second respondents from carrying out assessable development on the land unless and
until all necessary development approvals had been obtained.
[14] Leave was granted on 21 April 2021 for the applicant to file his Originating
Application. An interim enforcement order was also made in the absence of the other
parties. The ambit of the interim enforcement order was expansive. It required the
first and second respondents to cease works involving filling, excavation, and the
construction of retaining walls, and the construction of the pool works. The order
also enjoined them from resuming those works. No undertaking as to damages was
given by the applicant to secure the interim enforcement order.
[15] The interim enforcement order was the subject of a contested hearing on 28 April
2021. The Court confirmed the interim enforcement order would stand. No
undertaking as to damages was required, or given, by the applicant.
[16] After the proceeding had been on foot for some weeks, two significant events
occurred.
[17] First, on 7 June 2021, Council’s delegate decided to give an Exemption certificate
under section 46 of the Planning Act 2016, obviating the need for the first respondents
to obtain a building permit in relation to the pool works.
[18] Second, on 13 July 2021, Council’s delegate granted an operational works approval,
authorising the filling and excavation the subject of the proceeding. This permit was
given on 13 July 2021. The applicant was advised of the decision on 15 July 2021.
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[19] If the background is paused on 15 July 2021, it can be observed that the applicant
had, prima facie, achieved what his proceeding had sought at the time of filing. The
proceeding sought restraining orders, which would apply in the absence of effective
development approvals or authority to carry out assessable development (filling and
excavation and the pool works). The first respondents responded directly to this. They
applied for, and obtained, authority under the Planning Act 2016 to carry out the
assessable development on the land that was the subject of the applicant’s proceeding.
[20] Despite the steps taken by the first respondents to regularise development on their
land, the applicant elected to press on with his proceeding. He did so by amending
the pleading to raise new allegations. This, in turn, prompted the first respondents to
seek, and obtain, further approvals. Not to be outdone, the applicant, in response,
again elected to amend his proceeding to raise new allegations. Regrettably, by the
conclusion of the hearing, the applicant had amended his pleading several times,
including twice during the three day hearing. The final version of the pleading was
the ‘Third Further Amended Originating Application’. I have reviewed the Third
Further Amended Originating Application. It is impenetrable. The amendments it
contains, as would be expected, are identified by underlining or strikethrough. The
extent to which it was amended is alarming. The original pleading is lost in a sea of
red tracked changes.
[21] The amendments made to the Originating Application reveal the applicant’s case
shifted, repeatedly. By the end of the hearing, all that remained was a challenge to the
validity of the Exemption certificate given by Council and the validity of two
development approvals given by a private certifier. These points were the subject of
detailed consideration by the trial judge.
[22] A threshold difficulty for the applicant can be identified in relation to the points taken
about approvals granted by the private certifier. It was alleged the decisions were
invalid. For reasons that are unexplained, the private certifier was not joined as a party
to the proceeding, nor given an opportunity to be heard before the Court. This sits
uncomfortably with rule 8(1) of the Planning & Environment Court Rules 2018. It
also gives rise to a significant, if not fatal, discretionary consideration that works
against granting the relief sought. In my view, the failure to join the private certifier
as a party meant this part of the applicant’s case is fairly characterised as being
‘doomed to fail’.
[23] The RFJ were delivered on 9 December 2021. They are comprehensive, totalling 116
pages plus an annexure. A careful review reveals the trial judge examined each issue
raised by the applicant in considerable detail. The applicant was wholly unsuccessful.
The trial judge recorded she was ‘more than comfortably satisfied’7 the proceeding
should be dismissed.
[24] Considered overall, the RFJ paint an unfavourable picture of the applicant’s
proceeding. As a matter of impression, the trial judge, after a very careful and detailed
examination, regarded the proceeding as lacking particularity, lacking precision,
unmeritorious, misconceived, and futile. That the proceeding could be characterised
in this way after a full hearing was a genuine risk for the applicant. The risk was a
very significant one, in my view, because the proceeding did not enjoy reasonable
prospects of success. This is clear from the following parts of the RFJ.
7 RFJ, [39].
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[25] It was uncontroversial the applicant was required to demonstrate: (1) an entitlement
to the relief sought in the Third Further Amended Originating Application; and (2)
the discretion to grant the relief sought should be exercised in his favour.8
[26] The task confronting the applicant in relation to item (1) was described in the RFJ as
a ‘herculean task’. Paragraphs [24] and [25] of the RFJ state (footnotes omitted):
“[24] Mr Baxter has the onus of demonstrating that the relief he seeks
should be granted. This is a herculean task. That is evident from
considering the nature of just one of the declarations sought. Mr Baxter
seeks a declaration that the exemption certificate is invalid because the
Council failed to consider relevant considerations when exercising a
discretionary statutory power and the decision was one that no
reasonable decision-maker could make. That declaration is sought in
circumstances where there are no prescribed mandatory considerations
in the legislation.
[25] Mr Baxter’s task is made none the easier by the form of the
declarations that he has chosen to seek. Some of the declarations are
unattractively expressed. They are more than a page in length, contain
multiple allegations that are expressed in cumulative terms, and include
statements that are non-sensical.”
[27] The RFJ also make clear that numerous discretionary considerations did not favour
the applicant’s case. Paragraph [26] states:
“[26] … it must be remembered that the relief that Mr Baxter seeks is
discretionary. Even if Mr Baxter establishes all his allegations about
unlawful works and invalid decision-making, the Court must still ask
itself whether, in the exercise of the discretion, the declarations and
orders should be made. Here, that question is to be answered in a
context where there are many discretionary considerations that militate
against the grant of the relief. They include the following eight
considerations.” (emphasis added)
[28] Eight considerations are set out in paragraphs [27] to [39] of the RFJ. Three
considerations are of particular note (footnotes omitted):
[29] Third, the extent of deficiencies now alleged are technical in
nature. Even if the allegations were correct, they are such that they are
unnoticeable other than to a person well-versed in the legal quagmire
that is the regulation of building work under the Planning Act 2016 and
the Building Act 1975 and the sub-ordinate legislation and statutory
instruments that they bring into play.
…
[31] Fifth, even if Mr Baxter was correct about the need for an
operational works permit and authorisation from the Council with
respect to the construction of the pool, by 13 July 2021 the Prestons had
the additional authorisations from the Council. Despite that, they were
still restrained from progressing the redevelopment of the subject land.
8 RFJ, [24].
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…
[38] Finally, there is no apparent public interest to be served in requiring
the Prestons to make yet further development applications to the
Council and the private certifier. To the extent that I am incorrect in
my assessment of the matters of statutory construction, the resultant
deficiencies relate to matters of form, not substance. Further, even if
the correction of the alleged deficiencies resulted in the Prestons being
denied the ability to proceed with the pool, this would not be likely to
result in a materially different outcome for Mr Baxter. The potential
impacts on character, sunlight, and privacy about which Mr Baxter is
concerned are a by-product of the location where he lives. A degree of
impact, such as that occasioned by the proposed development, is within
reasonable expectations. The impacts are not unacceptably exacerbated
by the aspects of the proposed development about which Mr Baxter
complains.” (emphasis added)
[29] Paragraphs [29], [31] and [38] of the RFJ convey, in my view, that the applicant’s
decision to press on with the proceeding after 15 July 2021 was productive of serious
and unjustified trouble and harassment.
[30] The eight considerations referred to above were held to weigh ‘strongly against the
grant of relief’. Paragraph [39] of the RFJ states:
“[39] Ultimately, even assuming Mr Baxter were able to establish the
factual and legal foundation for each of the declarations and orders he
seeks, I am of the view that the discretionary considerations weigh
strongly against the grant of the relief. Mr Baxter’s position is
compounded by the lack of merit to his allegations. As such, for the
reasons detailed below, I am more than comfortably satisfied that his
application should be dismissed.” (emphasis added)
[31] The applicant’s case was founded on six (6) contentions at trial. The contentions can
be identified as follows:9 (1) assessable operational work was commenced between
the house and pool in the absence of an effective development permit; (2) assessable
development for the pool works was commenced in the absence of an effective
development permit; (3) future filling works, if carried out, would be unlawful; (4)
the Exemption certificate given by Council was invalid; (5) the second building
approval granted by the private certifier was invalid; and (6) the third building
approval granted by the private certifier was invalid.
[32] The applicant was wholly unsuccessful in relation to each of the six contentions. The
RFJ are replete with statements that reflect poorly on the merit of the six contentions
advanced.
[33] With respect to item (1), the trial judge made the following findings:
(a) the applicant had not provided sufficient particularity about the allegation; and
(b) the evidence relied upon to prove the contention was insufficient to
demonstrate the dirt said to be ‘fill’ was in a permanent position or was not
9 Helpfully stated in Ms Hedge’s written submissions at paragraph 16.
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incidental to the development approval granted for building works (to construct
the house).
[34] With respect to item (2), the trial judge made the following findings:
(a) the applicant had not provided sufficient particularity about the allegation;
(b) the development the subject of the allegation was not assessable development;
and
(c) assuming the development allegation was assessable development, an
Exemption certificate was obtained for the works prior to trial, rendering the
relief sought a futility.
[35] With respect to item (3), the trial judge made the following findings:
(a) the redevelopment would proceed in accordance with the approvals granted,
which did not involve the filling work the subject of the allegation; and
(b) given (a), the relief sought was futile.
[36] With respect to item (4), the trial judge made the following findings:
(a) the contention assumed the pool works were assessable development;
(b) the pool works were not assessable development; and
(c) the applicant did not, in any event, establish jurisdictional error on the part of
the delegate who decided to give the Exemption certificate – he asked himself
the right question.
[37] With respect to item (5), the trial judge made the following findings:
(a) the contention assumed the decision maker erred in relation to a jurisdictional
fact;
(b) the question to be asked and answered by the decision maker was not a
jurisdictional fact, it was a matter of fact and degree;
(c) the applicant failed to join the private certifier who made the impugned
decision in any event;
(d) the first respondents did not, nor need to, rely on the second approval granted
by the private certifier to authorise assessable development; and
(e) the relief sought was futile.
[38] With respect to item (6), the trial judge made the following findings:
(a) the contention assumed, in part, inconsistency between the private certifier’s
approval and the operational works approval;
(b) the inconsistency alleged was not established; and
(c) the alleged inconsistency was characterised as a misunderstanding of the
operational works approval.
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[39] The order dismissing the Third Further Amended Originating Application was the
subject of an application for leave to appeal to the Court of Appeal.10 The application
was refused on 12 August 2022. The reasons for judgment were those of Dalton JA,
with whom Morrison JA and Flanagan J agreed. Whilst her Honour’s reasons reveal
a different construction was preferred in relation to that adopted by the trial judge for
table 5.3.4.1 of City Plan,11 the reasons find no error of law material to the exercise
of the discretion had been established. Further, it can be observed that no findings
made by the trial judge in relation to discretionary considerations were doubted, or
the subject of correction.
Discussion
[40] A proceeding, including any part thereof, found to be ‘frivolous’ or ‘vexatious’ may
engage section 60(1)(b) of the Court Act. The words, and the phrase in which they
appear, are not defined. The words are to be given their ordinary meaning.12
[41] Vexatious has been held to mean ‘causing vexation’, ‘vexing’, ‘annoying’ and
‘productive of serious and unjustified trouble and harassment’.13 Whether a
proceeding is vexatious turns on, among other things, the circumstances of the case.
The onus of proving frivolity and vexation lies with the applicant for costs. It is a high
bar to be met. Something more than a lack of success needs to be shown.14
[42] The matters traversed in paragraphs [40] and [41] were not the subject of controversy
between the parties. With these uncontroversial matters in mind, I am satisfied the
applicant’s proceeding was productive of serious and unjustified trouble and
harassment. This is clear when the proceeding is examined by reference to two
discrete periods, split either side of 15 July 2021. This is the date when the applicant
should have been aware that the first respondents had obtained an operational works
approval and an Exemption certificate for development that was alleged to be
unlawful.
[43] Focusing on the period from 21 April 2021 to 14 July 2021, the Originating
Application alleged the first respondents were committing a development offence.
The applicant sought to restrain the first and second respondents from doing so unless
and until all necessary development approvals had been obtained. The primary
purpose for the proceeding is clear from affidavit material sworn by the applicant.
The affidavit material reveals the applicant, as an adjoining neighbour, was concerned
about the extent of development on the land and its lawfulness. He was concerned the
development may adversely impact on the amenity of his residence. To commence
the proceeding in this context was understandable once it is appreciated the applicant
could only object to Council about the development on the land. He did not have a
right of appeal to this Court about any decision made in relation to the development.
For this reason, I am satisfied the proceeding was not commenced for an improper
10 Baxter v Preston & Ors [2022] QCA 146.
11 At paragraphs [47] to [48].
12 Sincere International Group Pty Ltd v Council of the City of Gold Coast (No.2) [2019] QPELR 662,
[27].
13 Mudie v Gainriver Pty Ltd (No.2) [2003] 2 Qd R 271, [35]-[37] and [61].
14 Mudie v Gainriver Pty Ltd (No.2) [2003] 2 Qd R 271, [35]-[37].
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purpose as alleged by the first and second respondents. I am also satisfied that the
applicant’s proceeding in this first period was not frivolous or vexatious.
[44] The difficulty for the applicant is that the first respondents elected to respond to the
proceeding as filed, by obtaining an operational works approval and an Exemption
certificate. The purpose of this step was to authorise the development that was alleged
to be unlawful. The former was applied for, and obtained on 13 July 2021. The
Exemption certificate was obtained on 7 June 2021.
[45] With knowledge of the operational works approval and Exemption certificate, the
applicant was required to carefully examine his prospects of success, and the utility,
of his proceeding. There is no direct evidence he conducted such an examination or
received advice on prospects of success.
[46] In conducting an examination of prospects, there can be little doubt the force of the
discretionary considerations loomed large. They alone were, in my view, more than
sufficient to suggest the proceeding did not enjoy reasonable prospects of success.
The proper course was for the proceeding to be brought to an end shortly after 15 July
2021.
[47] Rather than bring the matter to an end, the applicant elected to press on with the
proceeding. The reason for doing so, I infer, was to insist on strict compliance with
the ‘law’, as it was as contended to be by the applicant. His insistence on compliance
with the law was misplaced and pursued with unnecessary belligerence. This
proposition is made good once it is appreciated the applicant, among other things,
pursued points described by the trial judge as: (1) matters of form rather than
substance; (2) technical; and (3) unnoticeable other than to a person well-versed in
planning law.
[48] I am satisfied the maintenance of the proceeding on and from 15 July 2021 represents
the type of egregious conduct intended to engage section 60(1)(b) of the Court Act.
The extent to which the conduct is egregious is exacerbated, in my view, by the fact
that the applicant amended his pleading late in the hearing. Leave was given during
the trial to amend the Originating Application on the second and third day. The
amendments were late, and prolonged the trial. The amendments also had the effect
of introducing new material, which itself engages section 60(1)(e) of the Court Act.
[49] The egregious nature of the applicant’s conduct in the proceeding after 15 July 2021
is further exacerbated having regard to the circumstances surrounding the interim
enforcement order. The applicant opposed an application to cancel the interim
enforcement order during the hearing before the trial judge. His opposition was based,
in the first instance, on an unmeritorious application to adjourn the application. This
was followed by the applicant spending considerable time advancing unmeritorious
arguments resisting the cancellation of the order itself. Opposition to the cancellation
of the interim enforcement order did not involve the applicant giving an undertaking
as to damages. No undertaking was offered.
[50] While the conduct of the applicant’s proceeding after 15 July 2021 was vexatious for
the reasons given above, I am not persuaded the primary purpose for commencing
and maintaining the proceeding was an improper one. In my view, the proceeding
was commenced for a proper purpose. That it was maintained after 15 July 2021 is
best explained by the applicant’s misguided insistence on strict compliance with the
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law (as advanced in his case), irrespective of the utility in doing so. The applicant’s
insistence on strict compliance, despite being misguided, is not to be regarded here
as an improper purpose.
[51] The applicant opposed the application for costs.
[52] For reasons given above, the applicant’s opposition in relation to an alleged improper
purpose was well founded.
[53] The same cannot be said for the arguments advanced on his behalf in relation to
section 60(1)(b). The arguments failed to come to grips with the impact discretionary
considerations had on the prospects of success. Indeed, there was no reference I could
find in the applicant’s submissions to the discretionary considerations and their force,
let alone their impact on the prospects of success. Silence in this regard was telling.
[54] Specific submissions were made in writing on behalf of the applicant about
section 60(1)(b) of the Court Act and the circumstances of this case.
[55] It was submitted the proceeding was commenced as a result of a reasonable, albeit
erroneous concern, which involved propositions in law and fact that were reasonably
arguable. This can be accepted to a point. I accept this submission is correct up to the
receipt of the operational works approval on 15 July 2021. From this point onwards,
there was a material change in circumstance which, in my view, colours the decision
to continue with the proceeding. The decision to continue was productive of serious
and unjustified trouble and harassment.
[56] I also accept the point made that support can be found, to a limited extent, for the
applicant’s case in the Court of Appeal’s reasons for judgment. It was submitted those
reasons ‘doubt the correctness’ of a point of planning scheme construction in the RFJ.
This is correct. The difficulty for the applicant however, is that doubting the
correctness of one point of construction does not save him from criticism. As the same
reasons for judgment reveal, findings made by the trial judge in relation to
discretionary reasons militating against the relief sought were not disturbed, let alone
questioned by the Court. It is the presence of these discretionary considerations, in
conjunction with the existence of the operational works approval and the Exemption
certificate, that persuade me the proceeding did not enjoy reasonable prospects of
success on and after 15 July 2021.
[57] As to the operational works approval obtained on 13 July 2021, it was submitted this
approval was irrelevant because it was not challenged by the applicant. I do not accept
the existence of the approval is irrelevant. The approval, and the development it
authorised, was materially relevant to the applicant’s case, namely whether the filling
and excavation on the land was lawful. The applicant’s case on this point was
criticised by the trial judge for a range of reasons, including that it lacked
particularity; the filling works had not been proven; and the relief sought was, in any
event, a futility. That the force of the approval in this regard was sought to be brushed
aside as irrelevant was further evidence, in my view, the applicant has, and remains,
unwilling to recognise the strength of the points against his case.
[58] As to the Exemption certificate, it was submitted the challenge to the validity of this
document was not foredoomed to failure. It was correctly pointed out that the decision
maker conceded he had misdescribed the works the subject of the certificate and had
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not strictly followed the statutory prescription in section 46 of the Planning Act 2016.
The difficulty for the applicant’s case, however, is that the Exemption certificate was
only required if it was established the pool works were assessable development. This
point failed. It failed for a number of reasons, including that it was not properly
particularised. And again, discretionary considerations strongly militated against
granting the relief sought in relation to this aspect of the applicant’s case in any event.
[59] On balance, the matters traversed in the applicant’s submissions are unpersuasive.
[60] For reasons given above, the power to make an order as to costs in this proceeding is
enlivened. This power is not, however, engaged in relation to costs incurred prior to
15 July 2021. The application, to the extent it seeks such costs, is dismissed.
[61] It does not necessarily follow that a costs order will be made where the costs power
is enlivened. The power to make such an order is discretionary. In this regard, the
applicant was critical of the case conducted on behalf of the first and second
respondents. Even accepting those criticisms, I am satisfied there is no disentitling
conduct that militates against making an order as to costs. In my view, the first and
second respondents were put to considerable and unnecessary expense by a
proceeding that lacked reasonable prospects of success on and from 15 July 2021.
[62] The applicant will be ordered to pay costs on and from 15 July 2021 up to and
including the date the RFJ were published.
[63] I will also order that the applicant pay the costs of the costs application.
Assessment of costs
[64] The first and second respondents submit costs should be assessed on the indemnity
basis on and from 15 July 2021. I accept this submission, in part.
[65] Costs incurred from 15 July 2021 to the date of the RFJ will be assessed on the
indemnity basis. This is because, in my view, the case has a combination of unusual
features, which justify a departure from the usual course. The features emerge from
the background and discussion above. They are:
(a) the applicant’s pleading, in its various amended forms, contained allegations
that did not have reasonable prospects of success;
(b) allegations made by the applicant to change tack in response to approvals
obtained by the first respondents prolonged the litigation, were of a serious
nature (allegations that development offences had been committed), were not
properly particularised and were groundless;
(c) the applicant maintained the proceeding on and from 15 July 2021 in the face
of compelling discretionary considerations militating against the relief sought;
(d) the applicant did not join a private certifier to the proceeding in circumstances
where decisions made by that certifier were the subject of an allegation of
invalidity – that he did not join the private certifier meant the relief sought in
this regard was fairly regarded as ‘doomed to fail’; and
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(e) the applicant opposed the cancellation of the interim enforcement order in
reliance upon unmeritorious grounds, which resulted in the prolongation of the
hearing before the trial judge.
[66] I am not persuaded the costs of this costs application should be assessed on the
indemnity basis. The applicant was correct to oppose the application, in part. The
application alleges the proceeding had been instituted, and maintained for, an
improper purpose. This is a serious allegation. It was not made out. There is no basis,
in my view, to depart from the usual course for the assessment of costs for the
application in such circumstances.
Disposition of the application for costs
[67] For reasons given above, it is ordered that:
1. The application filed on 17 December 2021 is allowed in part.
2. The applicant pay the first respondents’ costs of the proceeding on and from 15
July 2021 up to and including 9 December 2021, assessed on the indemnity basis.
3. The applicant pay the first respondents’ costs of the application filed 17 December
2021.
4. The applicant pay the second respondent’s costs of the proceeding on and from
15 July 2021 up to and including 9 December 2021, assessed on the indemnity
basis.
5. The applicant pay the second respondent’s costs of the application filed 17
December 2021.
6. The balance of the application filed 17 December 2021 is dismissed.
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Official source: https://www.sclqld.org.au/caselaw/QPEC/2023/037