F v Crime and Corruption Commission [2021] QCA 244 (2021) 9 QR 451; (2021) 291 A Crim R 590; (2021) 401 ALR 746
SUPREME COURT OF QUEENSLAND
CITATION: F v Crime and Corruption Commission [2021] QCA 244
PARTIES: F
(appellant)
v
CRIME AND CORRUPTION COMMISSION
(respondent)
FILE NO/S: Appeal No XXXX of 2020
SC No XXXX of 2019
DIVISION: Court of Appeal
PROCEEDING: General Civil Appeal
ORIGINATING
COURT: Supreme Court at Brisbane – [2020] QSC 245 (Jackson J)
DELIVERED ON: 12 November 2021
DELIVERED AT: Brisbane
HEARING DATE: 19 February 2021
JUDGES: Morrison and Mullins JJA and Boddice J
ORDERS: 1. Leave to adduce the affidavit of Ms Cheeseman
affirmed on 8 October 2020 on the appeal refused.
2. Appeal dismissed.
3. Any further submissions on costs must be made in
writing and not exceed two A4 pages within seven days
of the date on which these reasons for judgment are
published.
CATCHWORDS: EVIDENCE – ADMISSIBILITY – EXCLUSIONS:
PRIVILEGES – PUBLIC INTEREST PRIVILEGE – where
the respondent is investigating disclosures of information
made by a police officer to the appellant journalist as part of
a corruption investigation under the Crime and Corruption Act
2001 (Qld) (the Act) – where the appellant was summoned by
the respondent to attend a closed hearing in relation to the
corruption investigation – where the appellant refused to
answer questions that would identify the source of this
information on the basis of public interest immunity in reliance
on s 192(2A) of the Act – whether the reference to “public
interest immunity” in s 192(2A)(b) of the Act is a reference to
common law public interest immunity – whether the primary
judge erred in holding that the public interest immunity
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privilege did not extend to a journalist’s obligation not to
disclose confidential sources of information
CRIMINAL LAW – FEDERAL AND STATE
INVESTIGATIVE AUTHORITIES – QUEENSLAND –
where the respondent is investigating disclosures of
information made by a police officer to the appellant journalist
as part of a corruption investigation under the Crime and
Corruption Act 2001 (Qld) – whether there was limited utility
in the respondent questioning the appellant as a police officer
had been identified for prosecution as an alleged source –
whether it was unfair for the respondent to pursue answers
from the appellant to questions relating to the sources of
information as part of a corruption investigation in respect of
the identity of the appellant’s confidential source
STATUTES – ACTS OF PARLIAMENT –
INTERPRETATION – OTHER MATTERS – where the
respondent is investigating disclosures of information made by
a police officer to the appellant journalist as part of
a corruption investigation under the Crime and Corruption Act
2001 (Qld) (the Act) – whether paragraphs (a), (b) and (c) of
s 15(1) of the Act are cumulative requirements or discrete
consequences of the relevant conduct that must exist for the
conduct to be corrupt conduct – whether s 15(1)(b) of the Act
ought to be construed as requiring a stated result or
consequential effect of conduct – whether the primary judge
erred in concluding that the disclosure of information by
a police officer about an arrest to a journalist is corrupt conduct
CONSTITUTIONAL LAW – OPERATION AND EFFECT
OF THE COMMONWEALTH CONSTITUTION –
RESTRICTIONS ON COMMONWEALTH AND STATE
LEGISLATION – RIGHTS AND FREEDOMS IMPLIED IN
COMMONWEALTH CONSTITUTION – FREEDOM OF
POLITICAL COMMUNICATION – PARTICULAR CASES
– where the respondent is investigating disclosures of
information made by a police officer to the appellant journalist
as part of a corruption investigation under the Crime and
Corruption Act 2001 (Qld) (the Act) – where s 192 and s 196
of the Act operate to compel a journalist to disclose a confidential
source in all circumstances – whether the primary judge was
bound by the decision of another intermediate appellate court
which held that a similar provision was reasonably
proportionate and adapted to the legitimate purpose of
maintaining the institutions of representative government by
investigating corruption involving or affecting public
authorities – whether s 192 of the Act impermissibly burdens
the implied constitutional freedom of political communication
Crime and Corruption Act 2001 (Qld), s 15, s 20, s 21, s 82,
s 192, s 196, s 197, s 201, s 332, s 334
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Alister v The Queen (1984) 154 CLR 404; [1984] HCA 85,
cited
A v Independent Commission Against Corruption (2014)
88 NSWLR 240; [2014] NSWCA 414, followed
Comcare v Banerji (2019) 267 CLR 373; [2019] HCA 23, cited
HT v The Queen (2019) 269 CLR 403; [2019] HCA 40,
considered
John Fairfax & Sons Ltd v Cojuangco (1988) 165 CLR 346;
[1988] HCA 54, followed
McGuinness v Attorney-General (Vic) (1940) 63 CLR 73; [1940]
HCA 6, cited
R v Young (1999) 46 NSWLR 681; [1999] NSWCCA 166,
considered
Royal Women’s Hospital v Medical Practitioners Board of
Victoria (2006) 15 VR 22; [2006] VSCA 85, considered
Sankey v Whitlam (1978) 142 CLR 1; [1978] HCA 43,
considered
COUNSEL: R J Anderson QC, with P Morreau, for the appellant
G W Diehm QC, with J S Brien, for the respondent
SOLICITORS: Ashurst Australia for the appellant
Crime and Corruption Commission for the respondent
[1] MORRISON JA: I have read the reasons of Mullins JA and agree with those reasons
and the orders her Honour proposes.
[2] MULLINS JA: The appellant is a journalist. In June 2018 he received information
from a police officer which led him to instruct another journalist and cameraman to
attend a particular address to knock on the door. Several days later, as a result of
further information, he asked the same journalist and cameraman to attend the same
address where they filmed a person being arrested on a charge of murder and other
offences. The respondent is investigating the disclosures made to the appellant as
part of a corruption investigation under the Crime and Corruption Act 2001 (Qld) (the
Act). The respondent alleges that the disclosures made to the appellant had the
potential of prejudicing police investigations that were ongoing and placed the safety
of members of the police service and the journalist and cameraman who attended the
particular address at risk.
[3] The appellant was served with an attendance notice from the respondent pursuant to
s 82(1)(a) of the Act to attend a hearing in relation to a corruption investigation and
give evidence in relation to his knowledge of a criminal investigation relating to
a specified murder, an investigation into the alleged terrorist activities of a named
person, and the attendance by a named journalist at a specified address during
a specified period. The appellant attended a closed hearing. Before he took an oath
and answered questions, the presiding officer made an order pursuant to s 197(5) of
the Act that all answers given by the appellant were to be regarded as answers given
on objection on the basis of a claim of self-incrimination privilege which gave the
appellant the benefit of s 197(2) of the Act that, subject to the exceptions otherwise
in s 197(3), the answers, documents, things or statements given or produced by the
appellant would not be admissible in evidence against him in any civil, criminal or
administrative proceeding. The appellant refused to answer questions that would
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identify, or tend to identify, the person to whom he spoke on the relevant dates (the
sources of information questions), because he had agreed to keep that person’s
identity confidential.
[4] The basis the appellant gave for this refusal was a claim of privilege on the ground of
public interest immunity in reliance on s 192(2A) of the Act. By the time the
appellant was questioned, the respondent’s investigation had revealed there was “one
likely person” who had disclosed the information to the appellant, because there were
numerous telephone contacts between this person and the appellant at the relevant times.
[5] A week or so after the appellant had refused to answer the questions, he applied to
the Supreme Court pursuant to s 196(2) of the Act for an order that the appellant’s
claim of privilege made under s 192(2A) was established and should be upheld. The
appellant sought pursuant to s 332(1)(a) and s 334(1) of the Act to restrain the
respondent from further questioning of the appellant in relation to the matters raised
in the attendance notice, on the basis the investigation was being conducted unfairly
to the extent the investigation required the appellant to be questioned in respect of
matters for which he claimed privilege. The appellant also sought pursuant to
s 332(1)(b) and s 334(1) of the Act to restrain the respondent from proceeding further
with the investigation insofar as it concerned the appellant on the basis that the
investigation did not warrant further questioning of the appellant or that the conduct
that was the subject of the investigation was not corrupt conduct within the meaning
of s 15 of the Act. The appellant sought alternative relief to the effect that, to the
extent s 192 and/or s 196 of the Act required the appellant to reveal the identity of his
confidential source, those provisions impermissibly burdened the freedom of
communication about matters of government and politics implied in the Constitution
of Australia and were therefore invalid.
[6] Several months after the appellant’s application was filed, a certain police officer was
charged with two offences of misconduct in relation to public office under s 92A of
the Criminal Code (Qld) and one offence of communicating protected information
under s 352(1) and (2)(b)(i) of the Police Powers and Responsibilities Act 2000 (Qld).
[7] Before the primary judge, the appellant relied on an affidavit from an independent
investigative journalist Mr Masters who dealt with the Code of Ethics and Codes of
Conduct that usually apply to journalists, including an obligation to honour a source’s
anonymity when that is sought by the source and agreed to by the journalist, after
considering the source’s bona fides. Mr Masters emphasised that source protection
was an essential tool to serious investigative journalism.
[8] The appellant was unsuccessful in obtaining any relief before the learned primary
judge and the application was dismissed: F v Crime and Corruption Commission
[2020] QSC 245 (the reasons).
Relevant legislation
[9] Section 15(1) of the Act provides:
“Corrupt conduct means conduct of a person, regardless of whether
the person holds or held an appointment, that—
(a) adversely affects, or could adversely affect, directly or
indirectly, the performance of functions or the exercise of
powers of—
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(i) a unit of public administration; or
(ii) a person holding an appointment; and
(b) results, or could result, directly or indirectly, in the performance
of functions or the exercise of powers mentioned in paragraph
(a) in a way that—
(i) is not honest or is not impartial; or
(ii) involves a breach of the trust placed in a person holding
an appointment, either knowingly or recklessly; or
(iii) involves a misuse of information or material acquired in
or in connection with the performance of functions or the
exercise of powers of a person holding an appointment; and
(c) would, if proved, be—
(i) a criminal offence; or
(ii) a disciplinary breach providing reasonable grounds for
terminating the person’s services, if the person is or were
the holder of an appointment.”
[10] Under s 20(1) of the Act, the police service is a unit of public administration. By
virtue of s 21 of the Act, a police officer is a person who holds an appointment in
a unit of public administration.
[11] Under s 192(2A) of the Act, a person is entitled to refuse to answer a question at the
hearing conducted by the respondent in relation to a corruption investigation on the
following grounds of privilege:
“(a) legal professional privilege;
(b) public interest immunity;
(c) parliamentary privilege.”
[12] Where a claim of privilege is made by a person under s 192 in relation to a refusal to
answer a question, s 196(2) of the Act confers jurisdiction on a judge of the Supreme
Court “to decide whether the claim is established and, if established, whether it is to
be upheld”.
[13] Section 196(5) applies where the claim of privilege is based on the ground of public
interest immunity:
“If the judge decides that the claim is established on a ground of public
interest immunity, the judge may order the person to give the
information or produce the document or thing to the commission if the
judge decides that, on balance, the public interest is better served by
giving the information or producing the document or thing.”
The reasons
[14] The primary judge summarised (at [13] of the reasons) the sources of information
questions.
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[15] The primary judge dealt (at [23]-[29] of the reasons) with the legislative history of
the expression “public interest immunity” in s 192(2A) of the Act and the forerunner
provisions. Subsection (2A) was inserted into the Act in 2008. From 2001, there was
an exception for a person to refuse to answer a question on the ground of public
interest immunity. The primary judge noted (at [24] and [26] of the reasons) that
there was nothing of assistance in the explanatory note to the Bill for the Act or the
explanatory note for the Bill that amended the Act in 2008 that assisted in construing
“public interest immunity”. The primary judge referred (at [28] of the reasons) to the
equivalent provision to s 192 of the Act in the forerunner Criminal Justice Act 1989
(Qld) that entitled a person to claim privilege on the ground:
“(a) of legal professional privilege; or
(b) of Crown privilege or other public interest; or
(c) of parliamentary privilege”.
[16] The primary judge considered (at [29] of the reasons) that the explanation for the
change of expression from “Crown privilege or other public interest” in the 1989 Act
to “public interest immunity” in s 192(2A)(b) of the Act was the change in usage of
the expressions used at common law to describe the privilege and referred (at [30]-
[32] of the reasons) to authorities that supported that proposition.
[17] The primary judge proceeded on the basis (at [33] of the reasons) that these authorities
show that public interest immunity privilege is the modern description of Crown
privilege and it is a long-standing common law privilege. The primary judge noted
(at [34] of the reasons) that the immunity “is from production of a governmental
document or disclosing a governmental communication” and referred to HT v The
Queen (2019) 269 CLR 403 at [70]. The primary judge therefore concluded (at [35]
of the reasons) that a journalist’s claim of so called “privilege” against revealing
confidential sources of information was not within the concept of public interest
immunity, because the journalist’s claim “is not an immunity from production of
a governmental document or communication and it is not an objection taken by an
arm of the executive”.
[18] The primary judge referred (at [36] of the reasons) to the authority of John Fairfax &
Sons Ltd v Cojuangco (1988) 165 CLR 346 at 354 for the proposition that
“a journalist’s claim of so-called ‘privilege’ against revealing confidential sources of
information is not protected by any general doctrine of ‘public interest immunity’”.
The primary judge accepted (at [38] of the reasons) that “there is a public interest in
the protection of a journalist’s confidential sources of information”. The primary
judge held (at [40] of the reasons) that the expression “public interest immunity” in
s 192(2A)(b) of the Act should not be given a wider meaning than the recognised
common law meaning of public interest immunity and concluded (at [41] of the
reasons) that the appellant’s claims of privilege against being required to answer the
sources of information questions on the ground of public interest immunity were not
established.
[19] For the purpose of dealing with the relief claimed pursuant to s 332(1) of the Act
which did not depend on establishing public interest immunity privilege, the primary
judge assumed (at [52] of the reasons) that the answers to the sources of information
questions may reveal or disclose the identity of a person or persons who may have
contravened obligations in relation to the authorised use of information of police
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investigations into the alleged murder and the alleged terrorist activities. The primary
judge observed (at [53] of the reasons) that, given that the possible contraventions in
part relate to the disclosure of information to the appellant, “at first blush it is difficult
to understand why or how it is unfair to ask the [appellant] the sources of information
questions in a corruption investigation into those disclosures”.
[20] The primary judge rejected (at [58] of the reasons) the appellant’s submission that the
meaning of “unfairly” in s 332(1)(a) was wide enough to encompass a proceeding
which failed to uphold the public interest in keeping a journalist’s confidential
sources of information confidential. The primary judge concluded (at [58]) that, on
the basis the subjects of the respondent’s investigation were within its powers to
investigate and conduct a hearing, it was not unfair to ask the sources of information
questions, even if to do so would breach a journalist’s obligation of confidence, absent
other factors. The primary judge then stated at [58]:
“To conclude that to ask the sources of information questions is in
itself to conduct the investigation unfairly would be to create an
additional de facto category of journalist’s privilege, under the rubric
of unfairness, when it is not otherwise a recognisable category of
privilege against answering the questions. There is no other aspect of
the commission’s conduct that is particularised as unfair.”
[21] The primary judge then stated (at [59] of the reasons) that his Honour was not satisfied
as to the matter claimed by the appellant (using the language of s 334(1) of the Act)
for the relief sought by the appellant pursuant to s 332(1)(a).
[22] The primary judge dealt with the application based on s 332(1)(b) of the Act that the
complaint or information on which the respondent’s investigation into corrupt
conduct was being conducted did not warrant an investigation. The primary judge
rejected (at [65] of the reasons) the appellant’s submission that the disclosure of
information to the appellant did not result in, and could not result in, the performance
of powers by police in a way that met the requirements of s 15(1)(b) of the Act on the
basis that it was inapt to describe the disclosure of information to the appellant as
“conduct … that … could result in the performance of functions or the exercise of
powers … in a way that involves a misuse of information”.
[23] There was an additional argument by the appellant that since a police officer had been
charged already with offences arising from events the subject of the investigation,
there was no utility in requiring the appellant to answer the sources of information
questions. The primary judge rejected (at [67] of the reasons) that submission on the
basis the appellant’s answers may provide information that the appellant, if called as
a witness in a relevant proceeding against the charged police officer, would be able
to give answers that directly proved that it was the charged police officer who made
the disclosure of information to the appellant and the appellant’s answers may refer
to a police officer other than the presently charged officer or other facts that are
relevant to the subjects of the investigation.
[24] In dealing with the constitutional validity question, the primary judge noted (at [72]
of the reasons) that both parties accepted the approach of the High Court in Comcare
v Banerji (2019) 267 CLR 373 at [29], the respondent did not contest that s 192 and
s 196 could operate as an effective burden on the implied freedom of political
communication, and the appellant did not contest that those provisions had
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a legitimate purpose. The question to be determined was then set out (at [73] of the
reasons) as to whether those provisions “are appropriate and adapted or proportionate
to the achievement of their legitimate purpose consistent with the system of
representative and responsible government having regard to the requirements of
suitability, necessity and adequacy in balance” in reliance on Banerji at [32]-[38].
[25] On the basis the relevant constitutional questions had been considered and answered
by the New South Wales Court of Appeal in a case concerned with similar legislation
in A v Independent Commission Against Corruption (2014) 88 NSWLR 240 and the
application of the reasoning in that case at [68]-[69] was not distinguishable from the
application to the appellant’s position as explained by the primary judge (at [82]-[86]
of the reasons), the primary judge refused (at [87]-[88] of the reasons) to grant relief
based on the constitutional invalidity of the relevant provisions of the Act.
Grounds of appeal
[26] There are 11 separate grounds of appeal and it is convenient to group them as the
parties did in their submissions.
[27] In summary, grounds (a), (b) and (c) allege that the primary judge erred in holding
that neither public interest immunity privilege at common law nor s 192(2A)(b) of
the Act extended to a journalist’s obligation not to disclose or reveal confidential
sources of information.
[28] Grounds (d), (e) and (f) concern the primary judge’s conclusions that it was not unfair
for the appellant to be asked the sources of information questions.
[29] Grounds (g), (h) and (i) allege that the primary judge’s conclusions that s 15(1)(b) of
the Act was invoked and that there was utility in requiring the appellant to answer the
sources of information questions were made in error.
[30] Grounds (j) and (k) concern the constitutional validity of s 192 and s 196 of the Act.
Did the primary judge err on the public interest immunity question?
[31] The appellant accepts that the primary judge’s conclusion that public interest
immunity protects only governmental documents or communications has some
support in the Australian authorities. The appellant submits, however, there is no
justification to limit modern public interest immunity in such a way or confine it to
what was formerly known as Crown privilege and there is also support in the
authorities for the common law to develop, so that public interest immunity applies
to a journalist’s confidential source, unless a greater public interest requires disclosure.
[32] There are two issues raised by this ground. The first is whether, as a matter of
statutory construction, the reference to “public interest immunity” in s 192(2A)(b) of
the Act is a reference to the concept of public interest immunity recognised at
common law. The second issue is whether the circumstances in which public interest
immunity can be invoked under s 192(2A)(b) extends, or should extend, to
a journalist’s confidential source.
[33] On the first issue, as the primary judge noted (at [24] and [26] of the reasons) there
was nothing in the relevant explanatory notes that suggested that the reference to
public interest immunity in s 192(2A)(b) or its forerunner provision in the Act was to
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other than public interest immunity recognised at common law. That is consistent (as
noted at [23] of the reasons) with the other grounds specified in s 192(2A) of legal
professional privilege and parliamentary privilege being privileges developed and
recognised at common law. It is also consistent with the lack of any statutory
definition of public interest immunity applicable to s 192(2A).
[34] The appellant argues that the development of public interest immunity at common
law is not stagnant and there is scope for public interest immunity to develop in such
a way as to protect a journalist’s anonymous source, subject to a more pressing public
interest. It is in this sense that the appellant uses the description of a qualified public
interest immunity which prevails unless disclosure is necessary to meet a higher order
public interest.
[35] On the basis the primary judge recognised (at [38] of the reasons) that there is a public
interest in the protection of a journalist’s confidential sources of information and that
has resulted in legislative reform in other jurisdictions (such as s 126K of the Evidence
Act 1995 (NSW)), the appellant submits that the primary judge erred in not
considering whether the common law should apply public interest immunity to
a journalist’s confidential source of information consistent with legislative reform
where that has occurred elsewhere and conditional upon there being no superior
public interest that should override the public interest in maintaining a journalist’s
confidential source.
[36] One problem with the submission is that it is clear from the reasons that the primary
judge’s acknowledgement that there is a public interest in the protection of
a journalist’s confidential sources of information was in respect of public interest in
that context and not treating that public interest as being of the same class or type as,
or equivalent to, the public interest that grounds public interest immunity.
[37] Another problem with this submission is that it is seeking this court to develop the
common law in relation to public interest immunity in a way that is inconsistent with
unequivocal statements in the High Court of Australia to the effect that the law does
not protect the public interest in the free flow of information to the media to the extent
of conferring an immunity on the media from disclosure of its sources: see Cojuangco
at 356. The submission also does not address the recent dicta in HT at [28] and [55]
from which it is implicit that it is government documents or documents which concern
government policy to which public interest immunity applies and at [70] from which
it is explicit that the entitlement to object to production of relevant evidence on the
grounds of public interest immunity rests with an arm of the executive government.
The dicta in HT rely on the explanation of Gibbs ACJ as to the nature of Crown
privilege (or when evidence is excluded as prejudicial to the public interest) in Sankey
v Whitlam (1978) 142 CLR 1 at 38-43.
[38] In Cojuangco, the issue was whether an error had been made in the exercise of a
judge’s discretion in ordering preliminary discovery under the Rules of Court in
favour of Mr Cojuangco against a newspaper publisher and the author of the relevant
article to disclose the identity of the sources of information upon which the article
was based and which article Mr Cojuangco alleged defamed him. The focus of the
decision was whether the judge’s discretion should have been guided by the
“newspaper rule” that applied in defamation proceedings where a newspaper would
not usually be compelled an in interlocutory proceeding to disclose its source of
information. It was not essential to the issue decided in Cojuangco for the judgment
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to make observations about the extent of public interest immunity in relation to
journalist’s sources, but the statement in the joint judgment made at 356 did not leave
open the development of public interest immunity to apply to a journalist’s
confidential sources.
[39] The appellant places emphasis on the use of the word “immunity” in Cojuangco at
352 and 353 of the joint judgment to describe the operation of the newspaper rule and
submits that the rationale for the newspaper rule and its operation could be given
equal effect as a species of public interest immunity in the absence of any other public
interest that should prevail. The appellant’s argument does not reconcile with the
joint judgment’s endorsement in Cojuangco of the explanation of the newspaper rule
by Dixon J in McGuinness v Attorney-General (Vic) (1940) 63 CLR 73 at 104-105
and the joint judgment’s summary of the effect of that explanation at 356:
“First, the rule is one of practice, not of evidence. Secondly, although
the rule rests on a recognition of the public interest in the free flow of
information, the law gives effect to that recognition of the public
interest by exercising a discretion to refuse to order disclosure of
sources of information in interlocutory proceedings in defamation and,
perhaps, other analogous actions, even though disclosure would be
relevant to the issues for trial in the action. The law does not protect
that public interest to the extent of conferring an immunity on the
media from disclosure of its sources.”
[40] The appellant’s response to the express statement in the joint judgment set out above
to the effect that the common law does not protect the public interest in the free flow
of information to the media by conferring an immunity on the media from disclosure
of its sources is that is a reference to absolute public interest immunity in contrast to
the conditional or qualified public interest immunity that the appellant submits
recognises the public interest in journalists’ maintaining the confidentiality promised
to the sources of the journalists’ information, but will be overridden where there is
a greater public interest to which effect must be given. The respondent makes the
valid point that the appellant is endeavouring to quarantine the confirmation in
Cojuangco that public interest immunity does not apply to a journalist’s confidential
sources by blurring the distinction the joint judgment made between the application
of public interest immunity and the application of the newspaper rule.
[41] Another flaw in the appellant’s response is that there is no warrant in the authorities
to describe public interest immunity in terms of being an “absolute” immunity in
contrast with the concept of a conditional or qualified public interest immunity which
the appellant seeks the court to embrace. As explained in Sankey at 38, the executive
government may object to the production of documents on the ground of public
interest immunity, but it is the duty of the court to decide whether the document will
be produced or may be withheld by balancing the public interest which requires that
the document not be produced with the public interest in the court performing its
functions and deciding where the balance of the competing aspects of the public
interest lies.
[42] In R v Young (1999) 46 NSWLR 681, Mr Young was charged the sexual assault of a
complainant who had a history of psychiatric illness and had made allegations of prior
sexual assault. Mr Young issued subpoenas to a hospital requesting the notes, records
files and like documents relating to the complainant. At that time, s 126H of the
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Evidence Act 1995 (NSW) conferred sexual assault communications privilege. The
relevant issue in Young was whether the common law on public interest immunity
should be extended to recognise a sexual assault communications privilege that
accorded with the relevant provisions of the NSW Evidence Act. Strong views were
expressed by Spigelman CJ on the requirement that the public interest to which public
interest immunity refers “requires a dimension that is governmental in character” and
that the references in the case law to the proposition that the categories of public
interest are not closed should be similarly confined. See Young at [53]-[56], [86] and
[90]. In Young, James, Abadee and Barr JJ agreed with Spigelman CJ’s observations
on public interest immunity. See Young at [217], [225]-[228] and [349]-[350].
Beazley JA dissented in Young (at [214]-[215]) and would have extended public
interest immunity to the disclosure of confidential counselling communications of
sexual assault victims, subject to the balancing exercise which the court is required
to carry out when a claim of public interest immunity is made.
[43] The issue in Royal Women’s Hospital v Medical Practitioners Board of Victoria
(2006) 15 VR 22 was whether the patient’s medical records attracted the protection
offered by the common law principle of public interest immunity where the records
were sought by the Medical Practitioners Board in connection with the investigation
of a complaint into the patient’s treatment by certain medical practitioners.
Warren CJ agreed (at [34]) with the analysis of Spigelman CJ in Young that:
“In the context of the common law doctrine of public interest
immunity, it is not appropriate for courts to arbitrarily speculate about
what the benefit (or for that matter the disbenefit) to the public may or
may not be, outside of the established categories as they apply to the
proper functioning of government.”
[44] Maxwell P agreed (at [39]) with Warren CJ that the class of documents the subject of
the hospital’s claim for public interest immunity was not capable, as a matter of law,
of attracting public interest immunity and noted (at [59]) that concern about the
importance of maintaining the confidentiality of the patient-doctor relationship was
a matter for Parliament. Charles JA, the other member of the court in Royal Women’s
Hospital, had substantial reservations (at [122]-[124]) as to whether the hospital was
entitled to claim public interest immunity, but decided the appeal (at [150]-152]) on
the basis there was no error in the court below in concluding, on the balancing
exercise, that the hospital had failed to establish any basis for refusal of production
of the documents.
[45] At first instance, the appellant had relied on extracts from Hansard of the Legislative
Assembly of the Parliament of Queensland that indicated in 2008 there was a policy
of the respondent not to call journalists to a hearing to reveal their sources. Evidence
of that practice does not assist in dealing with what constitutes public interest
immunity according to the cases. For the purpose of the appeal, the appellant sought
leave to adduce further evidence from one of the solicitors acting for the appellant
that exhibited a transcript of the public meeting of the Parliamentary Crime and
Corruption Commission with the respondent on 11 September 2020 in which the
chairperson of the respondent commented on the primary judge’s decision and
whether there was a need for shield laws to allow a journalist to protect his or her
sources of confidential information. Even though that transcript is evidence that was
not available for the hearing before the primary judge and supplements the original
evidence relied on by the appellant about the respondent’s policy in relation to
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journalist’s sources, it is not evidence that has any effect on that issue on this appeal.
The appellant also sought to rely on the further affidavit in relation to lack of utility
in addressing the unfairness of the respondent’s hearing, because of the view
expressed by the chairperson about the nature of the relationship between the
journalist and the source that is recorded in that transcript. It is not appropriate to
request the court to take a statement of the chairperson made to the Parliamentary
Committee in a particular context and use it to draw a conclusion about the
respondent’s motivation in respect of the hearing involving the appellant. I would
therefore refuse the leave to adduce that further evidence on the appeal.
[46] To the extent that there is support in the authorities that public interest immunity
protected only governmental documents or communications, the appellant submits
that it was assumed that was the case in Sankey and Alister v The Queen (1984)
154 CLR 404 at 412-414 and 453 and to the extent it was embraced in authorities
such as Young and Royal Women’s Hospital, those decisions should be treated as
erroneous. Despite some indications in some authorities that the categories of public
interest may not be closed, McGuinness and Cojuangco remain authoritative for the
proposition that public interest immunity does not apply to protect a journalist’s
confidential sources of information and the appellant also cannot overcome the hurdle
that public interest immunity applies to governmental documents or communications
recognised as recently as 2019 by the High Court in HT and applied by intermediate
Courts of Appeal in Young and Royal Women’s Hospital. I therefore agree with the
primary judge’s conclusion (at [39] of the reasons) that public interest immunity at
common law does not extend to a journalist’s obligation not to disclose the
confidential sources of information.
[47] The appellant does not succeed in the appeal on grounds (a), (b) and (c) that depend
on public interest immunity being extended to protect a journalist’s confidential
sources.
Did the primary judge err in holding that it was not unfair to ask the sources of
information questions?
[48] The appellant had provided further and better particulars of the features of unfairness
that he was relying on for the purpose of obtaining the orders pursuant to s 332(1)(a)
and s 334(1) of the Act. One of the features was that the appellant alleged that the
interest in maintaining the investigation in the manner in which it was pursued against
the appellant did not outweigh the privilege and there appeared to be sufficient
evidence to cover the issue without requiring the appellant to disclose his confidential
source. Ground (e) is in the following terms:
“The primary judge erred in holding (at [59]) that he was not, for the
purpose of s 334 of the Act, satisfied as to the matter claimed by the
appellant under s 332(1)(a), without taking into account the further
circumstance that the public interest in upholding the journalist's
confidence was not outweighed by the public interest in requiring
answers in this case because there is sufficient evidence to cover the
issue without requiring the appellant to disclose his confidential source(s).”
[49] In support of ground (e), the appellant submits that the primary judge did not address
the specific submission made before the primary judge in reliance on this feature that
the pressing of the answer from the journalist occurred in circumstances where it
appeared the respondent already had sufficient evidence upon which to identify and
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prosecute the alleged source and which made the conduct of the investigation unfair.
This submission proceeds on the basis that public interest immunity did not apply to
the appellant’s refusal to disclose his source, but that the respondent had a discretion
whether to pursue the appellant for answers to the sources of information questions
and, in exercising that discretion, should have taken into account the appellant’s
interest as a journalist in protecting the identity of his source from disclosure in
combination with the lack of utility or very limited utility in pursuing answers from
the appellant to the source of information questions.
[50] The appellant emphasises that, even if the appellant could not rely on keeping his
source confidential by reference to public interest immunity, there was still a public
interest in maintaining the anonymity of a journalist’s confidential source. As the
respondent points out, this argument ignores that a purpose of the respondent’s
hearing at which the appellant was questioned was to pursue a corruption
investigation in respect of the identity of that confidential source.
[51] On the hearing of this appeal, the respondent concedes that the primary judge did not
address separately the specific aspect of unfairness that there was otherwise sufficient
evidence of the identity of the appellant’s source and which is the subject of
ground (e) in dealing with the issue of unfairness for the purpose of s 332(1)(a) of the
Act. The respondent submits that was explicable due to the manner in which the
appellant conducted his case before the primary judge where the feature of unfairness
about maintaining the investigation was expressed in terms of balancing the pursuit
of the investigation against maintaining the confidentiality of the appellant’s source
in circumstances where there appeared to be sufficient evidence on the issue without
requiring that disclosure. The respondent submits this argument was treated as
a composite proposition and was disposed of by the primary judge (at [58] of the
reasons) on the basis that to accede to the appellant’s argument would be “to create
an additional de facto category of journalist’s privilege, under the rubric of
unfairness”. In addition, to the extent the appellant’s submission on unfairness
incorporated the allegation of lack of utility in requiring the disclosure, the primary
judge addressed (at [67] of the reasons) the same argument about lack of utility when
disposing of the argument based on s 332(1)(b) of the Act and there was no basis for
a different approach to the argument of lack of utility for the purpose of s 332(1)(a).
[52] It was a matter for the respondent to assess and determine whether the appellant
should be pressed for answers to the source of information questions. It is speculation
by the appellant that there was only very limited utility in obtaining answers from the
appellant. It does not follow from the fact that a police officer was charged with
relevant offences after the appellant filed his application in the Supreme Court that
either the prosecution’s case against that police officer or the respondent’s further
investigation into the disclosure of the information to the appellant that resulted in his
sending the journalist to the relevant address on two occasions in June 2018 may not
be affected by the appellant’s answers to the sources of information questions.
[53] To the extent that the primary judge did not address this specific aspect of unfairness
alleged by the appellant before the primary judge when dealing with s 332(1)(a), but
did reject the analogous argument when dealing with s 332(1)(b), it was not a matter
that would have altered the conclusion of the primary judge on the issue of unfairness
for the same reasons the primary judge rejected the argument for the purpose of
s 332(1)(b). I reach the same conclusion on the issue of lack of utility for the purpose
of s 332(1)(a) that the primary judge reached about the issue of lack of utility for the
purpose of s 332(1)(b).
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[54] The appellant does not succeed in this appeal on grounds (d), (e) and (f).
Did the primary judge err in applying s 15(1)(b) of the Act?
[55] The appellant argues that s 15(1)(b) of the Act ought to be construed as requiring a
stated result or consequential effect of conduct and that was not met by the
circumstances of the disclosure by the police officer to the appellant, as the “conduct”
was that of the police officer who disclosed the information, rather than the appellant
as the recipient of the information, and the disclosure or disclosures did not result in,
nor could result in, the performance of powers by police in a way that involved
a misuse of information or material. The appellant submits that paragraphs (a), (b)
and (c) of s 15(1) are cumulative requirements and the word “results” in paragraph (b) must
be given some meaning. The appellant therefore submits that “results” refers to the
consequence or possible consequence of the corrupt conduct mentioned in the
introductory words to s 15(1) and does not describe the nature of the corrupt conduct
itself. The appellant therefore argues that the primary judge erred in concluding that
the subject of the investigation was corrupt conduct within the meaning of s 15(1)(b)
of the Act.
[56] The respondent argues that the appellant misconstrues s 15(1) and that the
requirements in paragraphs (a), (b) and (c) are not cumulative matters, but are discrete
consequences of the relevant conduct and must exist for the conduct to be corrupt
conduct. On that basis the respondent submits that s 15(1)(b) does not require a result
separate from the relevant conduct, but requires that the relevant conduct adversely
affects, or possibly adversely affects, the performance of functions as set out in
s 15(1)(a) and results in the performance of the functions in a way that is stated in any
of subparagraphs (i), (ii) or (iii) of s 15(1)(b). The respondent therefore submits that
there was no error in the primary judge’s conclusion (at [65] of the reasons).
[57] The wording of s 15(1) of the Act is cumbersome, but it is apparent from the structure
of s 15(1) that the opening words of s 15(1) qualify each of paragraphs (a), (b) and
(c). That means (in the context of the facts of this matter) that it is the relevant conduct
(disclosure of information to a journalist about an imminent arrest) that adversely
affects the performance of functions by the relevant police officer and also results in
the performance of those functions in a way that involves a misuse of information by
the relevant police officer in the performance of functions. I therefore do not consider
there was any error in the primary judge’s conclusion at [65] of the reasons.
[58] The second aspect of the grounds concerning s 15(1)(b) of the Act is the primary
judge’s conclusion (at [67] of the reasons) that the respondent’s submissions on the
utility in requiring the appellant to answer the sources of information questions should
be accepted. For the reasons set out above (at [52]), there was no error in the primary
judge’s conclusion on this aspect.
[59] The appellant does not succeed in this appeal on grounds (g), (h) and (i).
Did the primary judge err in rejecting a submission that s 192 and s 196 of the
Act were constitutionally invalid?
[60] As an alternative to the other arguments, on the basis that s 192 and s 196 of the Act
operate to compel a journalist to disclose a confidential source in all circumstances,
the appellant submits that s 192 impermissibly burdens the implied constitutional
freedom of political communication. It was common ground that the primary judge
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addressed the only question (set out at [73] of the reasons) that was in issue between
the parties on this topic.
[61] The appellant submits that the primary judge erred in failing to treat the decision in
A v ICAC as erroneous or otherwise distinguish A v ICAC. The respondent submits
that A v ICAC is not materially distinguishable, the primary judge was bound to follow
it, and this court should also follow A v ICAC, as it is the decision of another
intermediate appellate court and is not obviously incorrect.
[62] In A v ICAC, the Commission summoned the proper officer of a company to appear
and produce documents at a compulsory examination pursuant to s 35 of the
Independent Commission Against Corruption Act 1988 (NSW) (the NSW Act). The
summons required the company to produce documents comprising the email accounts
and the electronic calendar of a political journalist within its control. The company
requested the Commission to set aside the summons which it refused to do. The
company applied to the Supreme Court of New South Wales to set aside the summons
and, relevantly, for a declaration that s 35 was invalid. The company was
unsuccessful at first instance and appealed to the Court of Appeal. It was held (at
[68]-[69] and [161]) that, although s 35 of the NSW Act may indirectly burden the
freedom of political communication that is implied in the Commonwealth
Constitution, it is reasonably proportionate and adapted to the legitimate purpose of
the legislation being to maintain the institutions of representative government by
investigating corruption involving or affecting public authorities and is therefore not
constitutionally invalid.
[63] Basten JA (with whose reasons Bathurst CJ agreed) identified four reasons (set out at
[68]-[69] of A v ICAC) for why s 35 of the NSW Act was reasonably appropriate and
adapted to the achievement of the legitimate purpose for which the powers were
conferred. Before the primary judge and on this appeal, it was not in issue that
Basten JA’s first reason applied to s 192 and s 196 of the Act. The respondent is
a similar investigative agency to the NSW Commission. When Basten JA was
referring in his second reason to investigative agencies in the sense that the powers
conferred on the Commission for the purposes of investigation could be described “as
commonplace statutory powers conferred upon investigative agencies”, it was
investigative agencies of the nature of the Commission and the respondent.
Basten JA’s second reason was equally applicable to the respondent.
[64] Basten JA’s third reason (set out at [68] of A v ICAC and explained by the primary
judge at [85] of the reasons) was based on Bathurst CJ’s reasons in The Age Company
Ltd v Liu (2013) 82 NSWLR 268 at [96]-[99] as an example of how a legislative
provision that reduces the ability of a journalist to keep confidential the identity of
a source of information may be appropriate and adapted to the legitimate purpose of
the legislative provision. I agree with the primary judge’s explanation of the effect
of Basten JA’s third reason and it applies equally to s 192 and s 196 of the Act.
[65] The appellant seeks to distinguish Basten JA’s fourth reason that under the NSW Act
there are significant limitations in the use of the confidential information obtained on
subpoena for the purpose of a compulsory investigation by pointing to s 201 of the
Act and the fact that, as a police officer has been charged in respect of the release of
information to the appellant, any disclosure of information by the appellant in
answering the sources of information questions would then be disclosed to the police
office or his lawyers upon request to the respondent, unless the court otherwise orders.
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First, it is ironic that the appellant seeks to challenge the constitutionality of s 192 and
s 196 of the Act in requiring him to answer the sources of information questions by
the possibility that, if he does, disclosure of that evidence would be made to the police
officer who has been charged with disclosing the information to the appellant.
Second, s 113 of the NSW Act at the time relevant to A v ICAC operated in a similar
way to s 201 of the Act. The limitations on, and the protections in respect of, the use
of the information obtained from a closed hearing in a corruption investigation under
the Act are materially indistinguishable from those that were in the NSW Act that
applied in A v ICAC.
[66] The appellant also argues that a requirement to answer the sources of information
questions places the appellant in the position where he must make a choice between
breaching his ethical obligation as a journalist to protect his source’s anonymity or
face a significant penalty for refusing to do so. That is an argument directed at the
practical effect of s 192 and s 196 being valid and is not itself a reason for finding
that those provisions are not reasonably appropriate or adapted to the achievement of
the legitimate purpose of the maintenance of the system of representative and
responsible government.
[67] Like the primary judge (at [87] of the reasons), I am satisfied that A v ICAC is neither
wrongly decided nor distinguishable and should be followed.
[68] The appellant does not succeed in this appeal on grounds (j) and (k).
Orders
[69] It follows that the appeal must be dismissed.
[70] At the hearing of the appeal, the respondent sought an order for costs in its favour, if
the appeal were dismissed. Although the appellant did not reserve the right to make
submissions on costs, there may be matters relevant to the exercise of the costs
discretion in respect of this appeal arising from the nature of the application before
the primary judge and whether the approaches to costs reflected in s 196(7) and
s 332(4) of the Act have any application in determining costs on the appeal. I would
therefore permit the parties to make any further submissions on costs in writing and
not exceeding two A4 pages within seven days of the date on which these reasons for
judgment are published.
[71] BODDICE J: I agree with Mullins JA.
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Official source: https://www.sclqld.org.au/caselaw/QCA/2021/244