Crime and Corruption Commission v Assistant Commissioner Maurice Careless & Anor [2021] QCAT 323
QUEENSLAND CIVIL AND
ADMINISTRATIVE TRIBUNAL
CITATION: Crime and Corruption Commission v Assistant
Commissioner Maurice Careless & Anor [2021] QCAT 323
PARTIES: CRIME AND CORRUPTION COMMISSION
(applicant)
v
ASSISTANT COMMISSIONER MAURICE
CARLESS
SENIOR CONSTABLE BKA
(respondent)
APPLICATION NO/S: OCR207-20
MATTER TYPE: General administrative review matters
DELIVERED ON: 23 September 2021
HEARING DATE: 5 May 2021
HEARD AT: Brisbane
DECISION OF: Member Browne
ORDERS: The decision of Assistant Commissioner Maurice
Careless dated 16 June 2020 is set aside and the following
decision is substituted:
Senior Constable BKA be placed on probation for a
period of three (3) years effective from 16 June 2020 on
the following conditions:
1. Senior Constable BKA may be asked to show
cause as to why he should not be dismissed if-
(i) He breaches the probation; or
(ii) The Commissioner reasonably believes he
is unsuitable to continue to be a police
officer.
2. Senior Constable BKA will not be able to perform
policing duties with any First Year Constables
until the period of his probation has come to an
end unless authorised by a Commissioned Officer
due to an emergent situation arising.
3. Senior Constable BKA will not commit
misconduct.
4. Senior Constable BKA will enter into a
Professional Development Strategy (PDSD) in
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writing designed to manage risk and to help with
his rehabilitation and assist in his development of
mechanisms to cope with any anxiety, depression
and stresses identified in any report supplied by
an accredited mental health specialist or worker.
The strategies include:
(i) Senior Constable BKA will contact the
Southern Region Senior Psychologist
within 14 days and prepare a treatment
plan (in writing) as recommended by the
Senior Psychologist (at QPS expense); and
(ii) Review the treatment plan with the Senior
Psychologist every six (6) months.
CATCHWORDS: POLICE – INTERNAL ADMINISTRATION –
DISCIPLINE AND DISMISSAL FOR MISCONDUCT –
QUEENSLAND – where allegations of misconduct – where
subject officer accepts the charges of misconduct – where
disciplinary sanction imposed – where the Crime and
Corruption Commission applied to review the sanction
decision – where allegations of misconduct were found to
be substantiated – where subject officer accessed official
and confidential information without an official purpose and
engaged in conduct unbecoming of a police officer –
whether sanction imposed is correct and preferable
Crime and Corruption Act 2001 (Qld), s 219L, s 219P, s
219Q, Schedule 2
Queensland Civil and Administrative Tribunal Act 2009
(Qld), s 17, s 18, s 19, s 20, s 66
Police Service Administration Act 1990 (Qld), s 1.4, s
7.36(7)
Aldrich v Ross [2001] 2 Qd R 235
Austin v Deputy Commissioner Peter Martin [2018] 120
Briginshaw v Briginshaw (1938) 60 CLR336
Chadwick v Acting Deputy Commissioner DA Wright
[2020] QCAT 66
Crime and Corruption Commission v Acting Deputy
Commissioner Barron and Anor [2015] QCAT 96
Crime and Corruption Commission v McCarthy & Anor
[2020] QCAT (10 November 2020)
Constable Vann v Deputy Commissioner McGibbon [2001]
MT Appeal 4 of 2001
Crime and Corruption Commission v Lee (No 2) [2019]
QCATA 151
Compton v Deputy Commissioner Stewart [2010] QCAT
384
Deputy Commissioner Stewart v Dark [2012] QCA 228
McGinn v Condon [2019] QCAT 15
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3
McKenzie v Acting Assistant Commissioner Tony Wright
[2011] QCATA 309
Murray v Deputy Commissioner Stewart [2011] QCAT 583
Officer TXS v Acting Deputy Commissioner Colin
McCallum [2011] QCAT 739
Police Service Board v Morris (1985) 156 CLR 397
Price v Deputy Commissioner Gee [2019] QCAT 179
Scott v Assistant Commissioner Peter Martin [2015]
QCAT 423
APPEARANCES &
REPRESENTATION:
Applicant: Z Valeska, Principal Lawyer, for the Crime and Corruption
Commission
Respondent: I Fraser, Senior Legal Officer, Office of the Queensland
Police Service Solicitor for Assistant Commissioner
Careless
C Gnech, Managing Director, Gnech & Associates for
Senior Constable BKA
REASONS FOR DECISION
[1] On 4 April 2017, Senior Constable BKA took prescription medication and drove a
marked police vehicle with his firearm. He was alone at the time and his body worn
camera was activated. The camera recorded BKA’s comments about his driving
getting worse and sexual ideations regarding a child.
[2] On other occasions BKA accessed information on the Queensland Police Service
(QPS) QPRIME system without an official purpose.
[3] On 12 September 2019, BKA was stood down from active service as a police officer
and directed to perform administrative duties for two charges of alleged misconduct.
[4] Prior to being stood down, BKA’s career as a police officer was unblemished. He has
a QPS medal of honour and awards in recognition of his dedication and many years
of service to the QPS.
[5] BKA accepts he accessed confidential and official information on the QPS QPRIME
system from 30 March 2016 to 6 June 2019, inclusive; and engaged in conduct on 4
April 2017 more generally described as unbecoming of a police officer.1
[6] Following a disciplinary hearing, Assistant Commissioner Careless (the prescribed
officer) ordered a 12 month period of probation on conditions that BKA may be asked
to show cause as to why he should not be dismissed if he breaches the probation, or
the Commissioner reasonably believes he is unsuitable to continue to be a police
1 Disciplinary proceedings notice dated 27 March 2020, Exhibit 2, p 1.
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officer.2 Further to that, BKA was transferred to another station to perform duties
other than policing duties with any First Year Constable until the period of probation
expires unless authorised by the Commissioned Officer due to an emergent situation
arising; and ordered not to commit misconduct.
[7] BKA was also required to enter a Professional Development Strategy (referred to as
‘PDSD’) that was said to manage risk and to help with his rehabilitation and assist in
his development of mechanisms to cope with the anxiety, depression and stresses
identified in a report supplied by an accredited mental health social worker (Mr Kent
Smith). The strategies include that BKA contact the Southern Region Senior
Psychologist within 14 days and consider any treatment plan as recommended by the
Senior Psychologist (at QPS expense).3
[8] The Crime and Corruption Commission now applies for a review of the sanction
decision dated 16 June 2020.4 The Commission contends that the sanction does not
reflect the gravity of the misconduct engaged in, the need for specific and general
deterrence and does not meet the purpose of disciplinary proceedings.5 The
Commission seeks an order on review that the sanction decision be set aside and by
way of substituted order, BKA be dismissed from the QPS.6
The allegations of misconduct
[9] It is convenient to set out below the particulars of the conduct that BKA accepts, as
reflected in the disciplinary proceeding notice dated 27 March 2020:
Matter One (CSS2018/01832)
That between 30 March 2016 and 6 June 2019 at [Queensland] your conduct
was improper in that you accessed official and confidential information
contained within the Queensland Police Service computer system without an
official purpose related to the performance of your duties as a member of the
Queensland Police Service.
Better and Further Particulars:
1. On 26 December 2018 a complaint was received that information had been
released to potential persons of interest, by your wife that police were going to
conduct raids in the area.
2. An audit conducted on 9 May 2019 identified that you had accessed
information on a restricted Queensland Police Service computer that did not
relate to your position at [Queensland] Police Station.
3. You accessed information using a Queensland Police Service computer or a
Q-Ute device in relation to the following:
a. [NX] - 7 April 2016.
2 The hearing below proceeded as a decision on the papers and without an oral hearing under the Police
Service Administration (Disciplinary Reform) and Other Legislation Amendment Act 2019 (Qld) that
took effect on 30 October 2019.
3 Decision on disciplinary action dated 16 June 2020, Exhibit 2, p 42.
4 Application for review filed 15 July 2020. See also applicant’s preliminary statement of issues filed
31 August 2020.
5 Ibid.
6 Ibid.
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b. [Queensland address] - 14 November 2017.
c. [DJN] - 18 June, 19 June, 28 August, 6 September, 14 October, 15 November
and 22 December 2016, 4 March, 4 May, 31 May, 25 June, 9 August, 22 August,
5 September and 18 November 2017, 28 January, 1 April, 30 June, 18 July, 17
November, 14 December and 16 December 2018, 27 March and 5 May 2019 using
both station and Q-Lite computers.
d. [tx] - 17 March and 2 August 2015, 17 November 2016, 6 September 2017, 20
March, 29 June and 13 December 2018 using both station and Q-Lite computers.
e. [BK]- 26 January 2018.
f. [CK] - 26 January 2018.
g. [BD] - 26 January 2018.
h. [Vehicle registration]- 14 March, 3 July and 4 November 2018 and 5 June 2019.
i. [Vehicle registration]– 27 March 2019
4. The searches conducted were without an official purpose related to the performance of
your duties as a member of the Queensland Police Service.
Matter Two: (CSS2019/01004)
On 4 April 2017 at Stanthorpe your conduct was improper in that you whilst on duty
behaved in a manner unbecoming of a police officer.
Better and Further Particulars
1. On 4 April 2017 you accidentally recorded yourself on a body worn camera while you
were driving a marked police vehicle.
2. At the time of making the recording you acted in a manner that showed you to be under
the influence of prescription medication.
3. At the time of making the recording you made comments where you insinuated you
had removed another person's prescription medication without consent, including:
a. You discussed, with yourself, that you did a search and 'the last one had no
good stuff that I want'.
b. You discussed, with yourself, that you went to [SA’s with TJ] and 'took a bit
of stuff'.
c. You referred to numbers, 10's and 20's when talking about 'the goodstuff'.
d. You discussed, with yourself, that you could identify your driving was getting
worse and having trouble staying on the road.
e. You discussed, with yourself, that the potheads only had pot and normally
there are scraps lying around.
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4. You then disclosed some sexual ideations regarding wanting to have sex and commit
sexual acts with 'Little TS’ and identified sexually explicit acts you would like to
perform.
The Tribunal’s role on review
[10] The Tribunal is required to make its own decision on the evidence which was before
the prescribed officer and is duty bound to bring the public perspective to bear.7
[11] The Tribunal stands in the shoes of the decision-maker, the prescribed officer,
exercising the same powers to produce the correct and preferable decision.8 It is
appropriate to give ‘considerable weight’ to the findings of the decision-maker on the
basis that the decision-maker might be thought to have ‘particular expertise in the
managerial requirements of the police force’.9 The Tribunal does, however, have a
duty to bring the public perspective to bear and is bound to make its own decision on
the evidence before it.10
[12] In assessing the evidence, the Tribunal applies the common law standard of proof
being ‘on the balance of probabilities’.11 Further, the Tribunal must be satisfied and
find accordingly that the conduct complained of is proven. ‘Misconduct’ is conduct
that, if proven, is disgraceful, improper or unbecoming an officer; or shows unfitness
to be or continue as an officer; or does not meet the standard of conduct the community
reasonably expects of a police officer.12
[13] It is common ground in the present matter that the parties are bound by the facts, as
found by the prescribed officer because neither the Commission nor BKA challenge
the finding that Matters One and Two are substantiated.13
[14] It was uncontroversial at the oral hearing before this Tribunal, that an earlier decision
made by this Tribunal prohibiting publication of certain material under s 66(1) of the
Queensland Civil and Administrative Tribunal Act 2009 (Qld) should remain in force.
This decision prohibits publication of any document or thing, or evidence given in the
proceeding that could identify or lead to the identification of BKA or any third party
to the proceedings, save as is necessary for the parties to engage in and progress these
proceedings.14
[15] At the oral hearing before this Tribunal, Mr Schmidt appearing for BKA applied for
leave to rely upon fresh evidence. The fresh evidence, that I allowed to be admitted
by the consent of all parties, includes a statement prepared by BKA, the QPS Ignite
report relevant to courses completed by BKA, since the conduct and an updated report
7 Crime and Corruption Act 2000 (Qld) (‘CC Act’), s 219P, s 219Q and see s 17, s 18, s 19 and s 20 of
the Queensland Civil and Administrative Tribunal Act 2009 (Qld) (‘QCAT Act’).
8 QCAT Act, s 19 (‘QCAT Act’) and see the CC Act, s 452. The matter proceeds under the statutory
framework as amended by Police Service Administration (Disciplinary Reform) and Other Legislation
Amendment Act 2019 (Qld) and effective from 30 October 2019.
9 Aldrich v Ross [2001] 2 Qd R 235, 257-258 (Thomas J).
10 Murray v Deputy Commissioner Stewart [2011] QCAT 583, [40] (Hon JB Thomas).
11 Briginshaw v Briginshaw (1938) 60 CLR 336.
12 Police Service Administration Act 1990 (Qld), s 1.4 (definition of ‘misconduct’).
13 Submissions on behalf of the applicant filed 2 November 2020, [8] and second respondent’s
submissions filed 23 December 2020, [12]. See decision on disciplinary finding and proposed sanction
dated 27 May 2020, Exhibit 2, p 31.
14 Decision dated 30 July 2020.
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from BKA’s mental health worker (Mr Kent Smith) in relation to treatment since the
imposition of sanction.
[16] At the oral hearing Ms Valeska appearing for the Commission submitted that the
witness Mr Kent is a mental health worker not a specialist. In relation to the fresh
evidence and Mr Kent’s more recent report, Ms Valeska submitted that there is
nothing in the fresh evidence to minimise the severity of the conduct and I should give
the report of Mr Kent limited weight.
[17] On the other hand, Mr Frazer appearing for the QPS submitted at the oral hearing that
the prescribed officer accepted the report of Mr Kent and relied upon it in reaching
his conclusions.
[18] Mr Schmidt appearing for BKA submitted that the further and better particulars of the
conduct were accepted by BKA and the prescribed officer accepted the report of Mr
Smith even though he had the power to request a psychologist’s report. Mr Schmidt
submitted that the Tribunal can take comfort from Mr Smith’s report that BKA
complies with the sanction of probation and is continuing to address his mental health
successfully.
[19] At the conclusion of the oral hearing, I directed the prescribed officer to file in the
Tribunal further information about the PDSD undertaken by BKA and his consultation
with the Southern Region Senior Psychologist in accordance with the sanction
imposed by the prescribed officer.
[20] The Tribunal has received further information from the QPS and written submissions
from each of the parties that supplement earlier written submissions filed in the
proceeding.15
What is the correct and preferable decision?
[21] The conduct is serious and calls into question BKA’s fitness to continue in service as
a police officer.
The particulars of misconduct found to be proven
[22] Matter One involves accessing official and confidential information on QPRIME from
30 March 2016 to 16 June 2019, inclusive, including multiple searches on family
members, past associates, addresses and motor vehicles. There is no operational
reason for the conduct.
[23] As reflected in the prescribed officer’s findings document, BKA admits interrogating
the computer system and provides further details to the QPS investigators of some of
the searches conducted.16
[24] The prescribed officer finds that the inquiries were made after the Commissioner’s
direction (about accessing information on QPRIME) and in complete disregard of the
15 See applicant’s submissions in reply filed 18 January 2021, applicant’s cases filed 6 May 2021,
applicant’s supplementary submissions filed 3 June 2021, first respondent’s outline of submissions
dated 23 January 2020, affidavit of Ian Patrick Fraser sworn 19 May 2021, affidavit of TP sworn 19
May 2021, second respondent’s submissions and cases filed 23 December 2020, application for fresh
evidence and material filed 4 May 2021 and reply dated 15 June 2021.
16 Decision on disciplinary finding and proposed sanction dated 27 May 2020, Exhibit 2, p 36.
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legislation.17 Further to that, as reflected in the findings document, BKA expressed
remorse (for his conduct), however, indicated he is sceptical the QPS could track
everyone’s activity on the system. The prescribed officer notes his concern as to
whether BKA can be trusted to comply with privacy policies into the future.18
[25] The conduct on 4 April 2017 involves a monologue of references to sexual comments
concerning a minor and stolen medication. BKA accidentally recorded himself on a
body worn camera while he was driving a marked police vehicle on his own. When
interviewed by investigators on 18 August 2019, BKA accepts that he could have been
under the influence at the time of the conduct.19
[26] As reflected in the findings document the camera that recorded BKA’s comments
whilst he was driving a police vehicle are of serious concern. The prescribed officer
says:
The [BWV] shows you driving a police vehicle while articulating in disturbing
detail how you would sexually exploit a child if you had the chance to have two
weeks alone with her. I don’t intend to exhaustively detail the statements you
made. Suffice to say they are detailed and explicit and if acted upon, could
constitute life imprisonment offence.20
[27] The prescribed officer observes the concern from investigators as being ‘sufficiently
high’ and acknowledges the child subject of these statements had to be interviewed
twice to satisfy any suspicion they had been acted upon.21 Further to that, reference is
made to members of the community subject to the investigation. The prescribed
officer says they would have been anxious and disturbed by BKA’s statements and
‘by extension the reputation of the QPS was seriously diminished’.22
[28] The prescribed officer acknowledges BKA’s acceptance of the conduct stating that he
himself describes his behaviour as ‘disgraceful and disgusting’ and that he (BKA)
acknowledges the damage done to himself and the reputation of the QPS.23
[29] The findings document reflects the recommendations of the Royal Commission into
Institutional Responses to Sexual Abuse and the need to make institutions safer for
children. The prescribed officer says, and I agree, that institutions like the QPS have
a major role in the child protection system in Queensland as officers have trusted and
significant contact with children every day.24 The prescribed officer notes
recommendations 6.4, 6.5 and 6.6 and says they discuss the need to ensure leaders and
governance structures commit to a child safety culture and mitigate the risks to
children.25
[30] The prescribed officer acknowledges that BKA was at the time of the conduct affected
by a substance but goes on to say that he (BKA) has ‘clearly stated [his] sexual desire
17 Ibid.
18 Decision on disciplinary finding and proposed sanction dated 27 May 2020, Exhibit 2, p 36.
19 Exhibit 2, Part B, p 36.
20 Ibid.
21 Ibid.
22 Ibid.
23 Ibid.
24 Ibid.
25 Ibid.
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for a child and as such there remains a question as to the risk [BKA poses to
children]’.26 The prescribed officer says that the risk to children may be managed
though the Working with Children ‘vetting regime’27 and the expectation is police
officers will be held to a higher standard of scrutiny and accountability and dealt with
more severely, should they fail to meet the high standards required for safely working
with children. The prescribed officer describes the conduct as a serious example of
misconduct:
…For an officer to state so clearly and emphatically how he would sexually
exploit a young child is unbecoming, and it is hard to imagine a more serious
example of misconduct.28
[31] The prescribed officer refers to the camera recording and says you can hear BKA
talking, his speech is slurred, and he appears to drive and speak aimlessly at one point
looking and talking about his thumb,29 about the effects of Codeine and his
disappointment that no-one has any of the good stuff. He also talks about having gone
to a number of locations and stolen medication from people who were prescribed it.30
[32] BKA is heard to make observations about his own driving saying on the recoding that
it is getting worse. The prescribed officer refers to BKA’s driving as ‘a course of
conduct and you know it is worsening’ and his driving appears reckless. The relevant
extract from the findings document is set out below:
During the BWV, the camera jolts around and at one point you say words to the
effect ‘driving getting worse, trying to stay on the road, used to be able to look
down and look around and stay on the road, I can’t anymore’. Your observations
of your driving getting worse and the fact you used to be able to look down and
around without getting off the road, suggest this is a course of conduct and you
know it is worsening.
It also shows you are in control of some of your conscious decision-making
skills and are totally impaired. Your speech is sometimes slurred and at one
point you appear to drive into a driveway mistakenly. You also appear to be
driving at speed in other parts of the video and at times your driving appears
reckless.31
The prescribed officer’s findings on sanction
[33] As reflected in the sanction decision, BKA commenced employment with the QPS on
14 May 2001 and achieved the rank of Senior Constable on 24 July 2009. The
prescribed officer acknowledges favourable comments between 2003 and 2017,
inclusive and notes that on BKA’s service history there are two local managerial
resolution plans where strategies were implemented to assist in guiding his behaviour
towards a member of the public and the unauthorised use of a police service vehicle.
The prescribed officer notes that BKA is the recipient of the QPS medal and 15-year
26 Ibid, p 37.
27 Referring to the Working with Children (Risk Management and Screening) Act 2000 (Qld).
28 Exhibit 2, p 37.
29 Ibid.
30 Ibid.
31 Ibid.
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clasp, National Medal and National Police Service Medal and received the 2010-2011
Queensland Flood and Cyclone Citation.32
[34] The prescribed officer finds the conduct to be serious such that it requires a severe
disciplinary sanction.33 The prescribed officer considers that the allegations are both
integrity and behaviourally based with a high risk to the public and other members
and potentially highly damaging to the reputation of the service:
I am of the view the seriousness of your conduct requires severe disciplinary
sanction. Whilst allegations of this nature are not new to law enforcement
agencies, the allegations subject of this hearing are both integrity and
behaviourally based with an inherently high risk to the public and other
members; and potentially highly damaging to the reputation of the Service.34
[35] The prescribed officer says that members are required to possess the physical and
mental capability to enable them to undertake their duties and make appropriate
assessments and respond as required, during the performance of those duties.35
Further to that, the Commissioner and the community are entitled to expect members
of the QPS will always perform their duties to a high standard of integrity and
competence.36
[36] The prescribed officer says that a member’s failure to comply with legislation,
practices and orders is considered a poor reflection on the Service.37 The prescribed
officer finds that BKA exercised distinctly poor judgment, breached the trust of his
colleagues and undoubtedly had an adverse effect on the maintenance of community
support the QPS requires to perform its function. Further, the prescribed officer says
a senior constable is expected to be aware of the significant impact his actions have
on the reputation of the organisation:
You exercised distinctly poor judgment, breached trust of your colleagues and
undoubtedly had an adverse effect on the maintenance of community support
the QPS requires to perform its functions. As a police officer and particularly a
Senior Constable, it is reasonable to assume you would be aware of the
significant impact your actions have on the reputation of the organisation. These
factors should have acted to remind you of the possible repercussions your
conduct would have.38
[37] The prescribed officer considers it important to send a clear message to all members
of the Service concerning the inappropriate behaviour and the need to maintain public
confidence whilst acknowledging the seriousness of the conduct that was considered
to be, as stated, ‘in stark contrast to the standards expected of any member’.39 The
prescribed officer considers that the sanction reflects appropriate level of disapproval
32 Disciplinary decision, Exhibit 2, p 46.
33 Exhibit 2, p 46.
34 Exhibit 2, p 46.
35 Ibid.
36 Ibid.
37 Ibid.
38 Ibid.
39 Ibid.
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arising from the misconduct and acts as both a ‘specific and general deterrent against
this type of conduct’.40
The Commission’s submissions
[38] The Commission contends that whilst the conduct was correctly characterised by the
prescribed officer and noting that the prescribed officer did not have the power of
dismissal, the sanction was not sufficiently strong to make clear that such conduct is
unacceptable within the QPS.41 The conduct is said to undermine public confidence
in the QPS and the morale of officers.
[39] When the conduct is viewed both separately and together, the Commission says it
demonstrates BKA’s predilection for favouring his own interests over the interests of
the public, both in unauthorised QPRIME access of personal information on various
individuals, and his conduct in performing his shift, and having control of his firearm
and car whilst drug affected. The Commission submits that this shows his unfitness
to be a police officer.42
[40] The Commission rejects the relevance of alleged delay in finalising the disciplinary
proceedings from the date of conduct and submits that whilst the conduct was
admitted, there is superficial acceptance of responsibility and it is clear that BKA’s
acceptance of the effects of his conduct on his current personal and work situation is
limited.43
[41] The Commission refers the Tribunal to a number of cases that are said to provide some
guidance as to the correct approach to be taken in this matter, and the principles which
may inform the correct and preferable decision, including: Deputy Commission
Stewart v Dark44, Compton v Deputy Commissioner Stewart45, Scott v Assistant
Commissioner Peter Martin46, Fraser v Assistant Commissioner Condon47, Officer
TXS v Acting Deputy Commissioner Colin McCallum48 and Chadwick v Acting Deputy
Commissioner DA Wright49, McGinn v Condon50 and McKenzie v Acting Assistant
Commissioner Wright51.
[42] The Commission says that the particulars of misconduct that are admitted would be
sufficient to raise concerns about BKA’s fitness to remain a police officer. Taken
together the Commission says the totality of BKA’s conduct is such that dismissal is
the only correct and preferable decision available to the Tribunal.52
40 Ibid.
41 Submission on behalf of the applicant filed 2 November 2020, p 7.
42 Submission on behalf of the applicant filed 2 November 2020, p 7.
43 Ibid.
44 [2012] QCA 228.
45 [2010] QCAT 384.
46 [2015] QCAT 423.
47 [2016] QCAT 271.
48 [2011] QCAT 739.
49 [2020] QCAT 66. See applicant’s submissions in reply filed 18 January 2021.
50 [2019] QCAT 15.
51 [2011] QCATA 309.
52 Submission on behalf of the applicant, 2 November 2020, p 7.
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BKA’s submissions
[43] BKA says that the Commission’s position adopted is purely punitive described as
being akin to the criminal jurisdiction rather than the protective nature of the purposes
of discipline and the system does not warrant a ‘one strike and you’re out’ mentality.53
Further to that, it is submitted that BKA is a trained officer otherwise of good character
who with suitable guidance and support is capable of rendering further valuable
service to the community and the Commission fails to properly understand and take
into account the mental health issues BKA was enduring at the time and the impact
those issues have on discipline.
[44] It is submitted that BKA has returned to duty after the prescribed officer’s decision
on 16 June 2020. He has embraced the conditions of the sanction involved and is
progressing well with both his professional responsibilities and his personal mental
health maintenance.
[45] In relation to the cases referred to by the Commission, it is submitted that Dark is not
authority for how a formal mental health diagnosis impacts upon discipline.54 BKA
refers the Tribunal to the report of Mr Smith who was treating BKA and diagnosed
extreme severe anxiety, extreme severe depression and moderate stress.
[46] BKA submits that since the conduct in 2017, he has ceased his use of the medication,
sought medical assistance and intervention and demonstrated as at the time of the
prescribed officer’s decision that the misconduct was a one-off event.55
[47] In relation to Matter Two, BKA says that the charge arose as a consequence of the
mental health diagnosis and this was accepted by the prescribed officer as conduct
that is ‘disgraceful and disgusting’ and he has admitted to and was remorseful for his
actions.
[48] BKA refers the Tribunal to further cases including: Crime and Corruption
Commission v Acting Deputy Commissioner Barron and Anor56, Austin v Deputy
Commissioner Peter Martin57, Price v Deputy Commissioner Gee58, Crime and
Corruption Commission v McCarthy & Anor59 and Crime and Corruption
Commission v Lee (No. 2)60.
[49] BKA says that the sanction of probation coupled with transfer and management
strategies is the correct and preferable decision. It is submitted that it is not BKA’s
character at the time of the conduct but rather at the time of sanctioning which is
important. Here it is submitted that BKA has demonstrated that he is fit to continue as
a police officer.
[50] The Tribunal is referred to BKA’s references that he says attest to his subsequent good
work and professionalism, the subsequent lack of further misconduct and compliance
53 Second respondent’s outline of submissions filed 23 December 2020, p 5.
54 Second respondent’s outline of submissions filed 23 December 2020, p 5.
55 Ibid, p 10- 11.
56 [2015] QCAT 96.
57 [2018] QCAT 120.
58 [2019] QCAT 179.
59 [2020] QCAT (decision dated 10 November 2020).
60 [2019] QCATA 151.
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with the probation order in force. Further, BKA says the sanction of probation is the
equivalent of a suspended dismissal and the second highest sanction (after actual
dismissal) available in police discipline, introduced following the amendments to the
PS Act and the CC Act.61 BKA submits that these reforms were re-focusing of the
police discipline system to embrace modern management practices and support
officers with a view to increasing their professionalism through guidance and training,
with sanctioning occurring only where necessary, and then in combination with
professional development strategies.
[51] BKA submits that the decision to impose probation, as opposed to dismissal, was the
correct and preferable decision.
The police disciplinary system
[52] Effective from 30 October 2019 the amendments to the PSA Act and CC Act provide
considerations that can guide a decision maker as to sanction following relevant
conduct found to be proven. At the time of the hearing of this matter no guidelines
exist for the purpose of s 7.44 of the Act.
[53] At the oral hearing, Mr Frazer for the prescribed officer submitted and I accept that
the outcome here in terms of any disciplinary sanction imposed is to be consistent
with the purpose of discipline as reflected in s 7.1 of the Act:
7.1 Main purposes of part
The main purposes of this part are—
(a) to provide for a system of guiding, correcting, rehabilitating and, if
necessary, disciplining officers; and
(b) to ensure appropriate standards of discipline are maintained within the
service to—
(i) protect the public; and
(ii) uphold ethical standards within the service; and
(iii) promote and maintain public confidence, and officers’ confidence, in
the service.
[54] That said the order or sanction imposed must in my view also be consistent with the
purposes set out in s 219A of the CC Act. Relevantly, the purposes of providing for
disciplinary proceedings under s 219A are mirrored in s 7.1(b) of the PSA Act.
[55] There is power under relevant sections of the PSA Act and the CC Act to impose an
order in certain circumstances such as, for example, dismissal and probation.
[56] Mr Schmidt for BKA submitted at the oral hearing before this Tribunal and I agree
that the Tribunal on review has the power to suspend a dismissal under s 219L of the
CC Act that does not exist under the PS Act.
[57] Section 219L(2) of the CC Act permits the Tribunal to suspend the order or discipline
imposed if it considers it is appropriate to do so, in certain circumstances as set out
61 Second respondent’s outline of submissions filed 23 December 2020, [43].
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under s 219L(1).62 The Tribunal must state the operational period for the period of
suspension and the suspension may be given on conditions.63
[58] On the other hand, s 7.34 of the PSA Act identifies a range of disciplinary sanctions
that may be imposed in certain circumstances. The most serious discipline is
dismissal. Section 7.36 of the PSA Act applies if the disciplinary sanction imposed on
the subject officer is probation and provides that the prescribed officer may impose
conditions on the probation.
[59] The purpose of the probation, as set out under s 7.36(4) of the PSA Act, is to enable
the commissioner to assess the subject officer’s suitability to be a police officer,
during the period of probation and if, during the period of probation, the subject officer
breaches the probation or the commissioner reasonably believes the subject officer is
unsuitable to continue to be a police officer, the dismissal of the subject officer after
conducting a show cause proceeding. Further to that, s 7.36(5) provides that the
subject officer breaches the probation if during the period of the probation the subject
officer commits misconduct; or fails without reasonable excuse to comply with a
condition of the probation.64
Conclusion
[60] I find that the conduct when viewed as a whole is serious such that it falls far short of
the standard of conduct the community reasonably expects of a police officer. BKA
has put himself and others at risk when he made the decision to drive affected by
prescription medication. As reflected in the findings document, this is a serious breach
of trust and undermines the reputation of the QPS.
[61] An aggravating feature of BKA’s conduct and of particular concern to the Tribunal is
the sexualised comments about a child. The conduct is disgraceful and undermines
the public confidence in the QPS.
[62] The discretionary power to impose a disciplinary sanction involves the balancing of a
number of factors to achieve the purpose of discipline as set out in s 7.1 of the PSA
and s 219A of the CC Act. The considerations include, amongst other things, the
seriousness of the conduct and any relevant mitigating circumstances to ensure
standards in the service and the maintenance of public confidence in the QPS.65
[63] In Police Service Board v Morris,66 Brennan J said that police forces in Australia are
governed by legislation to achieve an effective and efficient organisation to afford
protection to the community and to allow the disciplining of members who breach the
code:
The Victoria Police, like other Police Forces in Australia, is a force governed
by legislation which Crockett J in the Full Court appropriately described in
these terms:
62 See s 219L and s 219J of the CC Act.
63 CC Act, s 219L.
64 See also s 7.36(7) of the PSA Act that requires the prescribed officer who conducts the show cause
proceeding to give the subject officer and the CCC a QCAT information notice for the decision to
dismiss, or not to dismiss the subject officer.
65 See Police Service Board v Morris (1985) 156 CLR 397 at 411-12.
66 Ibid.
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The legislation is designed to regulate and control the activities of what
is a disciplined force in such a way as to achieve an effective and efficient
organisation in which the members are to perform their duties in
conformity with a code so as to afford protection to the community and
allow the disciplining of members who breach that code.67
[64] In the present case, BKA’s conduct is very serious and brings into question his
suitability to remain a police officer.
[65] On 4 April 2017, BKA drove a marked police vehicle with his firearm. He was alone
at the time and recorded himself talking about his driving, in the context of it getting
worse. He discussed prescription medication and disclosed sexual ideations about a
child.
[66] BKA accessed official and confidential information on QPRIME over a number of
years from 30 March 2016 to 6 June 2019, inclusive, that had the potential to
compromise two separate criminal investigations.68 There was no official purpose for
accessing the information.
[67] There is no excuse for BKA’s conduct. In my view the public expects that members
of the QPS will keep information contained within the QPS computer system safe and
that members of the service will not access protected information without an official
purpose. BKA is an experienced officer and as a more senior member of the QPS is
expected to set an example to junior officers. The accessing of information on
QPRIME without an official purpose is in complete disregard of the standards
expected of the QPS and the community.
[68] The conduct on 14 April 2017 is disgraceful and it is difficult to understand and indeed
there is no justification for making sexualised comments about a child under any
circumstances. It is expected that members of the service will serve and protect the
community particularly the most vulnerable such as children. BKA’s conduct
undermines the public confidence in the QPS and raises concerns about whether he is
a risk to children.
[69] BKA accepts he was not fit to perform his duties when he drove the police vehicle in
2017.69 He also accepts that he accessed confidential information on the QPS
computer system without an official purpose.
[70] I accept that BKA was experiencing personal difficulties at the time of the conduct in
2017 having lost his Grandmother and Mother within five months of each other.70 I
also accept that BKA was affected by prescription medication that he admits to taking
for pain related to his back and that he did not realise the medication was impacting
upon him to the extent it did.71
[71] I am not satisfied, however, that the use of prescription medication in any way
diminishes the seriousness of the conduct particularly in circumstances where BKA
67 Ibid.
68 See applicant’s submissions filed in the disciplinary proceeding below, Exhibit 2, p 27.
69 Ibid, p 29.
70 Statement of BKA filed 5 May 2021, see Tribunal Direction dated 5 May 2021.
71 See applicant’s submissions filed in the disciplinary proceeding below, Exhibit 2, p 29 and report of
Kent Smith dated 11 February 2021.
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acknowledges that family members had, as stated, ‘pulled him up’ in respect of his
behaviour whilst he was taking the medication.72 In my view, BKA made the decision
to drive the police vehicle with his weapon after he took medication in circumstances
where he ignored the warning of family members about his use of the medication.
[72] That said, I accept that BKA has taken steps to address his past use of prescription
medication and personal stressors in his life. I accept the opinions expressed by Mr
Smith, mental health social worker, who saw BKA under a mental health care plan on
27 August 2019. Mr Smith has over 30 years’ experience as a Mental Social Worker
and reports that BKA has engaged positively in counselling and appears committed
to continuing to address his mental health issues.73
[73] Mr Smith prepared a number of reports about treatment following a referral from
BKA’s general practitioner for depression. As at 11 February 2021, BKA continues
to see Mr Smith for treatment on a regular basis.74 I accept that BKA had stressors in
his personal life at the relevant time of the conduct and has engaged in therapy in the
form of counselling with Mr Smith.
[74] Mr Smith’s opinions and views expressed about BKA’s commitment to treatment is
supported by TP, police officer and supervisor, who attests to BKA’s attendance at
sessions as part of a further treatment plan.75 BKA himself says that with the
assistance of Mr Smith he has been able to work through personal issues that impacted
on his work and workload and he has made choices that he is, as stated, ‘deeply
ashamed of’.76 BKA says:
With the assistance of my Mental Health Social Worker Kent Smith and the
support of my supervising officer EK and colleagues in [the station], I have
been able to work through personal issues that impacted on my workload. It has
been extremely valuable to be able to work through a period of deep trauma,
pain and suffering with my social worker as he has made me understand the
choices that I made and which alternatives could have been of greater benefit
rather than isolating myself from those who cared about me. The overwhelming
grief of losing my Grandmother and Mother within 5 months of each other
clouded by judgement and I made choices that I am deeply ashamed of.77
[75] Since the sanction decision, BKA has returned to his duties as a police officer. I accept
that he has completed his duties to the required standard and in accordance with
current policies and procedures.78 There is evidence before me that BKA has not
committed any further acts of misconduct. TP confirms that he has not been required
to discipline or correct any actions of BKA. I accept TP’s evidence.
[76] The conduct giving rise to these disciplinary proceedings is clearly out of character
for BKA. There are many references before me that speak to BKA’s character in both
72 Ibid.
73 Report of Kent Smith dated 11 February 2021.
74 Ibid and see Exhibit 2, p 14 (report dated 5 May 2020).
75 Affidavit of Shane TP, Sergeant, sworn 19 May 2021.
76 Statement of BKA filed 4 May 2021.
77 Ibid, [1].
78 See reference of TP dated 1 May 2021, filed 4 May 2021.
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a professional and private capacity.79 The references are compelling. BKA has a QPS
medal and awards in recognition of his years of service with the QPS.
[77] I am satisfied that consideration should be given in this matter to the community’s
investment in the training of a police officer such as BKA who has been a serving
police officer for 20 years and but for this present matter has a good service history.
[78] The imposition of a sanction involves a balancing of many factors to achieve the
purpose of discipline as set out in s 7.1 of the PSA Act and s 219A of the CC Act.
Each case will ultimately ‘turn on its own facts’ because no two cases are identical
and there are a number of factors to be considered. 80 A sanction of dismissal is serious
and should not be arrived at lightly.
[79] The sanction to be imposed must balance relevant considerations as at the present
time, not the time the conduct took place. The question before me now is whether
BKA is presently fit for continued service in the QPS.81
[80] Here, the public interest weighs heavily against BKA’s fitness to continue as a police
officer without a period of supervision and support. In my view the seriousness of the
conduct including the sexualised comments made about a child during a time when
BKA was taking prescription medication and experiencing personal stressors is not to
be ignored. On the other hand, BKA accepts the conduct, is remorseful, has taken
steps to address his behaviour, has many years of good service and a QPS medal of
honour and awards in recognition of his years of service. In my view, there is
considerable investment in BKA’s years of service and training that should not be
ignored.82 These are considerations that also weigh heavily against a sanction of
dismissal.
[81] I am satisfied that BKA continues to show progress in his commitment to
rehabilitation and is dedicated to his duties as a police officer. I do note, however, that
there is no written PDSD before me and as at 16 June 2020 BKA was to return to his
treating professional for another 6 sessions. In my view it is difficult to predict with
any certainty whether further support such as ongoing sessions with BKA’s treating
professional will be required beyond 16 June 2020 when the sanction decision and
period of probation comes to an end.
[82] That said, the decision to impose a period of probation for only 12 months is in my
view not a sufficient period of time to ameliorate concerns about BKA’s fitness to
continue as a senior constable of police that at the expiration of 12 months allows him
to supervise junior officers without supervision and support, given the mental health
issues that BKA continues to address through counselling sessions.
[83] A period of probation for a period of 3 years subject to conditions that continue to
monitor BKA’s ongoing rehabilitation and continued fitness to serve as a police
officer is in my view appropriate in all of the circumstances of this matter.
[84] I have considered the seriousness of the conduct, the possible need for BKA to attend
further sessions with his treating health professional to address his mental health and
79 Exhibit 2, pages 6 to 13, inclusive.
80 Crime and Corruption Commission v Acting Deputy Commissioner Barron and Anor [2015] QCAT
96, [72].
81 Lee (No 2), p 15.
82 Constable Vann v Deputy Commissioner McGibbon [2001] MT Appeal 4 of 2001.
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personal stressors, BKA’s length of service and the public’s investment in him as a
senior police officer, BKA’s otherwise unblemished record, award of honour and
recognition of service, the early acceptance of the conduct and BKA’s willingness to
participate in treatment for his mental health issues.
[85] I am not satisfied that dismissal from the QPS is in all of the circumstances the correct
and preferable decision particularly in circumstances where BKA has demonstrated
good conduct since the commencement of the disciplinary proceedings and has
engaged in his rehabilitation to address his personal issues. I accept some years have
elapsed since the conduct. I do not consider, however, that the delay in this matter as
submitted by BKA in the disciplinary hearing below is significant and wholly
unexplained.83
[86] Since the presentation of the misconduct charges, BKA participated in interviews on
16 August 2019 and 21 November 2019, respectfully. The subject child and other
relevant individuals were interviewed. BKA was stood down from service on 12
September 2019 and was directed to attend a hearing on 27 March 2020. BKA
admitted the allegations and a sanction decision followed on 16 June 2020.
[87] I have also considered the cases referred to by the parties. In my view there are no
cases that involve similar conduct to the present matter of BKA.
[88] In Scott,84 the subject officer accepted conduct involving driving a motor vehicle over
the prescribed limit. The subject officer consumed alcohol prior to the commencement
of a rostered shift. She was reduced in rank from Senior Constable to Constable for 6
months. The decision was confirmed on review.
[89] In Austin,85 the subject officer was criminally charged with two counts of common
assault and wilful damage. He was intoxicated and had issues with alcohol related
behaviour. He was dismissed from the QPS and the dismissal was suspended by the
Tribunal for 2 years on review.
[90] In Price,86 the subject officer was dismissed wholly suspended for 3 years for conduct
described as completely out of character. He consumed alcohol while on duty and
drove a patrol car at an excessive speed. He lost control of the vehicle which was
written off. He was a constable at the time. The Tribunal on review took into account
the officer’s mental health at the time.
[91] In McCarthy,87 the subject officer weas reduced in rank from Sergeant 3.6 to Senior
Constable 2.10 for a period of 12 months for sexualised and inappropriate conduct.
The Tribunal on review did not consider a suspension appropriate referring to
embarrassment or humiliation as a result of the demotion and the final loss suffered
as being experienced by the subject officer. The matter is presently on appeal.
83 See submissions for the subject officer, Exhibit 2, p 25.
84 [2015] QCAT 423.
85 [2018] QCAT 120.
86 [2019] 179.
87 [2020] decision dated 10 November 2020.
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[92] In Compton,88 the subject officer was convicted of drink driving whilst off duty and
driving his own vehicle. On review the Tribunal suspended the officer’s dismissal for
2 years on conditions.
[93] In Frazer,89 a senior constable of police accessed and released confidential
information from QPRIME without an official purpose. On review the Tribunal
confirmed the decision to reduce the officer from senior constable pay point 2.9 to
senior constable pay point 2.5.
[94] In TXS,90 the subject officer was dismissed from the QPS for off-duty conduct that
was serious and involved violence against her ex-partner. The officer pleaded guilty
to charges in the Magistrates Court. She had a poor service record and favourable
references. The decision to dismiss was confirmed.
[95] Public confidence in the QPS weighs heavily in this matter as does the need to protect
the public. In my view a period of probation for 3 years is an appropriate period of
time to ameliorate any concerns about BKA’s ongoing treatment of his mental health
issues and personal stressors that were present at the time of the conduct. The correct
and preferable decision is a period of probation for 3 years with conditions that will
permit the QPS to monitor BKA’s suitability to continue to be a police officer.
[96] Balancing the seriousness of the conduct, the personal issues experienced by BKA at
the time of the conduct, BKA’s length of service, his senior position in the QPS and
the investment in his service with the QPS, I also consider a period of probation for 3
years with conditions is sufficient to achieve the purpose of discipline.91
[97] The conditions I propose to impose here will reflect some of the conditions imposed
by the prescribed officer at first instance such as the development of a PDSD. It is
expected that a PDSD will be put in writing and reviewed regularly to ameliorate any
concerns about BKA’s past abuse of prescription medication and in managing any
personal stressors that were present at the time of the conduct. The PDSD should
contain strategies that are put in writing to monitor and support BKA in his
rehabilitation and support the continued performance of his duties as a police officer.
I do not consider any further training in relation QPS courses relevant to the conduct
here including accessing information on the secure QPS QPRIME system is
necessary. BKA has recently completed a number of courses including ‘Accessing
QPS Information’ and amongst other things, ‘Psychological Health and Fitness’.92
[98] The correct and referable decision is a period of probation for 3 years with conditions.
The conditions include that BKA may be asked to show cause as to why he should
not be dismissed if there is a breach of the probation; or the Commissioner reasonably
believes he is unsuitable to continue to be a police officer.
[99] BKA will not be able to perform policing duties with any First Year Constables until
the period of his probation has come to an end unless authorised by a Commissioned
Officer due to an emergent situation arising; and will not commit misconduct.
88 [2010] 384.
89 [2016] 271.
90 [2011] 739.
91 See s 7.1 of the Act and s 219A of the CC Act.
92 Fresh evidence and material filed by BKA on 5 May 2021.
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[100] BKA will enter into a Professional Development Strategy (PDSD), in writing,
designed to manage risk and to help with his rehabilitation and assist in his
development of mechanisms to cope with the anxiety, depression and stresses
identified by any accredited mental health specialist or worker. The strategies include:
(a) Meeting with the Southern Region Senior Psychologist within 14 days to
prepare a treatment plan (in writing) as recommended by the Senior
Psychologist (at QPS expense); and
(b) Reviewing the treatment plan with the Senior Psychologist every six (6) months.
[101] I order accordingly.
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Official source: https://www.sclqld.org.au/caselaw/QCAT/2021/323