Borkowski v State of Queensland (Queensland Corrective Services) [2021] QIRC 330
QUEENSLAND INDUSTRIAL RELATIONS COMMISSION
CITATION: Borkowski v State of Queensland (Queensland
Corrective Services) [2021] QIRC 330
PARTIES: Borkowski, Peter
(Appellant)
v
State of Queensland (Queensland Corrective
Services)
(Respondent)
CASE NO.: PSA/2021/228
PROCEEDING: Public Service Appeal - Appeal against discipline
decision
DELIVERED ON: 24 September 2021
MEMBER:
HEARD AT:
Merrell DP
On the papers
ORDER: 1. Pursuant to s 562C(1)(a) of the Industrial
Relations Act 2016, the decisions appealed
against are confirmed.
2. Pursuant to s 566(1)(b) of the Industrial
Relations Act 2016, the stay of the
discipline penalty decision appealed
against, made on 20 July 2021, is revoked.
CATCHWORDS: PUBLIC SERVICE - EMPLOYEES AND
SERVANTS OF THE CROWN GENERALLY -
PUBLIC SERVICE APPEAL - appellant
employed as a Custodial Correctional Officer -
finding that appellant failed to report, and to report
accurately, the use of force by a Custodial
Supervisor against a prisoner - disciplinary action
taken against appellant pursuant to s 188 of the
Public Service Act 2008 - appeal by appellant
against disciplinary findings and disciplinary
action taken - whether disciplinary findings fair
and reasonable - whether disciplinary action was
fair and reasonable - disciplinary findings and
disciplinary action taken fair and reasonable -
decisions appealed against confirmed
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LEGISLATION: Industrial Relations Act 2016, s 562B, s 562C and
s 566
Public Service Act 2008, s 187, s 188, s 197 and
s 201
CASES: Aldrich v Ross [2000] QCA 501; (2001) 2 Qd R 23
Morison v State of Queensland (Department of
Child Safety, Youth and Women) [2020] QIRC 203
Nesbit v Metro North Hospital and Health Service
[2021] ICQ 005
Page v John Thompson and Lesley Dwyer, As
Chief Executive Officer, West Moreton Hospital
and Health Service [2014] QSC 252
Police Service Board v Morris [1985] HCA 9;
(1985) 156 CLR 397
Reasons for Decision
Introduction
[1] Mr Peter Borkowski is employed as a Custodial Correctional Officer ('CCO') within
Queensland Corrective Services ('QCS').
[2] By letter dated 27 May 2021, Mr Gary McCahon, Deputy Commissioner, Custodial
Operations, QCS, informed Mr Borkowski that, having regard to two earlier disciplinary
findings in respect of which Mr McCahon had found Mr Borkowski, pursuant to
s 187(1)(b) of the Public Service Act 2008 ('the PS Act'), was guilty of misconduct ('the
discipline findings decision'), he (Mr McCahon) had determined to impose upon
Mr Borkowski the disciplinary action of:
• a reduction in remuneration level from GS1-9 to GS1-7 for a period of 12 months;
• a direction to attend training regarding the Code of Conduct ('the Code') and the
Custodial Operations Practice Directive: Use of Force ('COPD'); and
• a reprimand ('the discipline penalty decision').
[3] By appeal filed on 18 June 2021, Mr Borkowski appeals against the discipline findings
decision and against the discipline penalty decision.
[4] By directions order dated 20 July 2021, I stayed the discipline penalty decision until the
determination of Mr Borkowski's appeal or further order of the Commission. I also
directed the parties to file and serve written submissions in relation to the appeal. Both
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parties have filed and served written submissions and neither party has requested leave
to make oral submissions or further written submissions. As a consequence, I will
determine Mr Borkowski's appeal on the papers.
[5] Section 197 of the PS Act provides that an appeal under ch 7, pt 1 of the PS Act is to be
heard and determined under ch 11 of the Industrial Relations Act 2016 ('the IR Act') by
the Queensland Industrial Relations Commission. The principles applicable under the
former s 201 of the PS Act, about the nature of such public service appeals, apply to the
equivalent provisions in s 562B(2) and s 562B(3) of the IR Act.1
[6] I must decide the appeal by reviewing the decision appealed against.2 Because the word
'review' has no settled meaning, it must take its meaning from the context in which it
appears. An appeal under ch 11, pt 6, div 4 of the IR Act is not by way of rehearing, but
involves a review of the decision arrived at and the decision-making process associated
therewith.3 The stated purpose of such an appeal is to decide whether the decision
appealed against was fair and reasonable.4 The issue for my determination is whether the
decisions appealed against were fair and reasonable.5
[7] For the reasons that follow, I confirm the discipline findings decision and the discipline
penalty decision.
Background
[8] By letter dated 27 August 2020, Mr McCahon informed Mr Borkowski that:
• he was in receipt of an investigation report prepared by the Ethical Standards Group
('ESG') regarding an alleged incident on 7 October 2018 involving Mr Borkowski
and several other officers that took place at the Princess Alexandra Hospital Secure
Unit ('the Secure Unit');
• 15 allegations were investigated by the ESG;
• Allegations 12 and 13 of the investigation report concerned him (Mr Borkowski);
and
• he (Mr McCahon) was of the view that in relation to those two allegations,
Mr Borkowski may be liable for disciplinary findings pursuant to s 187 of the
PS Act and that Mr Borkowski was required to show cause as to why a disciplinary
finding should not be made against him.
1 Morison v State of Queensland (Department of Child Safety, Youth and Women) [2020] QIRC 203 ('Morison'),
[4]-[5] (Deputy President Merrell).
2 Industrial Relations Act 2016 s 562B(2).
3 Morison (n 1) [6].
4 Industrial Relations Act 2016 s 562B(3).
5 Page v John Thompson and Lesley Dwyer, As Chief Executive Officer, West Moreton Hospital and Health
Service [2014] QSC 252, [60] to [61] (Byrne SJA) as to the former, equivalent provisions in s 201 of the Public
Service Act 2008.
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[9] The two allegations against Mr Borkowski were set out in this correspondence. In
addition, significant particulars of each allegation were provided to Mr Borkowski in that
correspondence.
Allegation 1
[10] The first allegation was that on 7 October 2018, at the Secure Unit, Mr Borkowski failed
to report suspected wrongdoing, namely, a use of force by a Correctional Supervisor
('CS') on a prisoner that was not reasonably necessary in the circumstances
('Allegation 1').
[11] Mr McCahon informed Mr Borkowski that having considered the investigation material
before him in respect of Allegation 1, he considered that Mr Borkowski may be liable to
disciplinary action on the basis that:
• pursuant to s 187(1)(b) of the PS Act, Mr Borkowski was guilty of misconduct,
that is inappropriate or improper conduct in an official capacity within the meaning
of s 187(4)(a) of the PS Act; or in the alternative
• pursuant to s 187(1)(f)(ii) of the PS Act, Mr Borkowski had contravened, without
reasonable excuse, a standard of conduct applying to him under an approved code
of conduct under the Public Sector Ethics Act 1994, namely, the Code, specifically:
1.1 Commit to the highest ethical standards
As public service employees we are required to ensure that our conduct meets the highest
ethical standards when we are fulfilling our responsibilities.
We will:
…
b. ensure our decision making is ethical
…
d. meet our obligations to report suspected wrongdoing, including conduct not consistent
with this Code.
…
3.1 Commit to our roles in public service
Our role is to undertake our duties, and to give effect to the policies of the elected
government, regardless of its political complexion.
We will:
…
e. adhere to the policies, organisational values and organisational documents of our
employing agency.
Custodial Operations Practice Directive: Use of Force
Report Use of Force
Every officer that is directly involved in an incident where there has been a use of force must
before proceeding off duty provide a written report to the General Manager detailing the
nature of the force used in the reasons for the use of such force.; or in the alternative
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• pursuant to s 187(1)(a) of the PS Act, Mr Borkowski had performed his duties
carelessly, incompetently or inefficiently.
Allegation 2
[12] The second allegation was that on 7 October 2018, Mr Borkowski prepared an inaccurate
officer's report regarding an incident at the Secure Unit, involving a prisoner
('Allegation 2').
[13] Mr McCahon informed Mr Borkowski that having considered the investigation material
before him in respect of Allegation 2, he considered that Mr Borkowski may be liable to
disciplinary action on the same basis as referred to in paragraph [11] of these reasons,
except that there was no allegation of a contravention of cl 1.1 of the Code.
[14] Mr Borkowski was provided with a redacted version of the investigation report dated
25 July 2019 including attachments, ch 6 of the PS Act, the Code, the Department of
Justice and Attorney-General Workplace Policy and the COPD.
[15] Mr McCahon afforded Mr Borkowski the opportunity to respond, within 14 days of
receipt of Mr McCahon's letter, to show cause why disciplinary findings should not be
made against him in relation to Allegations 1 and 2.
[16] By letter dated 14 September 2020, Mr Jack McDonald, Solicitor of Sibley Lawyers,
responded on Mr Borkowski's behalf ('Mr Borkowski's first response').
[17] By letter dated 21 January 2021, Mr McCahon informed Mr Borkowski that having
considered Mr Borkowski's first response, he determined that in relation to Allegation 1
and 2, both allegations were substantiated and that pursuant to s 187(1)(b) of the PS Act,
Mr Borkowski had engaged in misconduct, namely, inappropriate or improper conduct
in an official capacity within the meaning of s 187(4)(a) of the PS Act. Mr McCahon
informed Mr Borkowski that in relation to the taking of disciplinary action he was
currently giving serious consideration to:
• a reduction of remuneration level from GS1-9 to GS1-7 for a period of 12 months
and that the pay-point progression at the completion of that period would be in
accordance with the Correctional Employees Award - State 2015;
• a direction to attend training regarding the Code and the COPD; and
• a reprimand ('the proposed disciplinary action').
[18] Mr McCahon afforded Mr Borkowski a period of seven days to show cause why the
proposed disciplinary action should not be taken.
[19] By letter dated 5 February 2021 from Mr McDonald, on behalf of Mr Borkowski,
submissions were made that the proposed disciplinary action should not be taken against
Mr Borkowski ('Mr Borkowski's second response').
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[20] Then, by letter dated 27 May 2021, Mr McCahon informed Mr Borkowski that, after
considering Mr Borkowski's second response, the proposed disciplinary action would be
taken against him.
Mr Borkowski's grounds of appeal
[21] In his appeal notice, Mr Borkowski contends:
I am appealing the decision by my employer to substantiate Allegation 1 and also the disciplinary
action imposed with respect to both Allegation 1 and Allegation 2 of the attached decision. I have
attached a copy of the disciplinary decision.
The basis for the appeal is that my employer's decision to substantiate Allegation 1 that I failed to
report suspected wrongdoing of another officer was not a fair or reasonable decision given the
circumstances of the incident. This includes the speed at which the incident occurred and the
inability to view the footage of the incident prior to completing my officer's report, to properly
assess if I believed there was wrongdoing that should have been reported. The fact that the officer
concerned [name of CS deleted] has subsequently been cleared of any criminal wrongdoing lends
weight to my decision at the time not to report his conduct.
In relation to the disciplinary action imposed, namely a reduction in paypoint, I believe this penalty
to be disproportionate to the conduct alleged. This is the case given I have 34 years of service,
during which time I have never been subject to any disciplinary action. My impeccable work history
has not been properly considered by the Department in determining an appropriate punishment.
I also submit that the penalty imposed is disproportionate having regard to the penalty imposed on
other officers' involved in the incident. I understand that the penalty imposed on other officer's
involved in the incident was a lesser penalty than what was imposed on me.
I also believe that the penalty fails consider the fact that whilst my officer's report was not detailed
in the nature of the force used, it was completed in circumstances where the incident unfolded
extremely quickly and I did not have the opportunity to view footage of the incident before
completing my officer report. Had I been able to do so, I would have been in a position to detail
what occurred with much more specificity.
The punishment imposed will result in severe financial consequences for me, with the financial
impact being approximately $15,000.
In all the circumstances, the punishment is unfair and unreasonable.
Mr Borkowski's submissions
Allegation 1
[22] In his submissions, Mr Borkowski submitted:
Allegation 1:
12. Under the Code of Conduct, public service employees are required to report suspected
wrongdoing. This is accepted by the Applicant, and he is aware of these obligations.
13. However, it is submitted that it was neither fair nor reasonable for the Respondent to
conclude that the Applicant had failed to report [name of CS deleted] for suspected
wrongdoing.
14. In the footage of the incident, it can be determined that [name of CS deleted] use of force
was not reasonably necessary. This was accepted by the Applicant when interviewed by
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investigators in relation to the incident on 11 April 2019. Importantly, the interview that
occurred on 11 April was the first time Mr Borkowski was able to view the footage of the
incident.
15. It is common experience that human accounts of high adrenaline incidents such as use of
force will, by nature, often include discrepancies and anomalies. The frailties of human recall
in these circumstances are not unusual. The Applicant's failure to recall the incident with
specificity should not derogate from the view that he is an honest, credible, and reliable
officer.
16. The following factors are pertinent to the consideration of why the Applicant did not
immediately report [name of CS deleted] for suspected wrongdoing:
I. The Prisoner was an extremely volatile and unpredictable prisoner. The Applicant
was therefore on high alert of the imminent risk to his safety. As such it was a high
adrenalin incident, and the Applicant experienced a degree of what is described as
"tunnel vision".
II. He recalled [name of CS deleted] physically engaging with the Prisoner, as outlined
in his Officer Report, however, was in no position to assess any wrongdoing by [name
of CS deleted] without the benefit of viewing the footage - it is axiomatic that in the
environment he faced, he could not observe each and every detail, in particular the
details that are recorded by CCTV from a different vantage point to his.
III. When provided with the benefit of CCTV footage, and with the benefit of hindsight,
and ability to view the footage in an environment when he can properly analyse the
incident (as opposed to at the time when events unfold rapidly) it became clear that
use of force was not reasonable. The Applicant made this concession during the
investigation process.
17. The Applicant exercised caution in reporting any suspected wrongdoing, given the speed
with which the incident unfolded, his inhibited recall of the incident, and the potential that
the Applicant did not witness events or threats which [name of CS deleted] had observed,
and which justified [name of CS deleted] engaging with the prisoner. It was reasonable for
the Applicant, in these circumstances, to report that [name of CS deleted] had used force,
which automatically triggered an independent review of the incident under the COPD, where
an independent party could review the incident using CCTV and all the reports gathered
from the incident to determine any wrongdoing on the part of [name of CS deleted] (which
is what occurred).
18. Had the Applicant had an opportunity to view the footage of the incident, it would have been
clear to him that the force was not necessary or reasonable. Importantly, the Applicant has
been informed that other officers were provided with the opportunity to view the footage
before submitting supplementary officer's reports.
Allegation 2 and the discipline penalty
[23] Mr Borkowski further submitted:
Allegation 2:
19. The allegation that the Applicant was guilty of misconduct by providing an inaccurate
officer's report, implicitly required the Respondent to establish that the Applicant had
intentionally completed an inaccurate officer's report to mislead or conceal the actual events
that occurred.
20. Respectfully, this was not a conclusion open to the Respondent.
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21. It is accepted that the COPD: Use of Force requires all officer's that are directly involved in
an incident where there is a use of force to provide a written report detailing the nature of
the use of force and the reasons for the use of such force.
22. Contained within the Officer's Report was the following:
...[Name of CS deleted] arrived and confronted the prisoner of the threats made to staff, then
[name of prisoner deleted] spat in [name of CS deleted] face and at Supervisor [name of
Supervisor deleted]. [name of CS deleted] pushed away the prisoner's head and engaged in
the use of force. [Name of prisoner deleted] then yelled "I've got hep C and HIV" [name of
CS deleted] left the room to wash his face…"
23. For the reasons outlined above, the Applicant had difficulty recalling the exact force used
by [name of CS deleted]. It is reasonable to conclude that had the Applicant nevertheless
tried to particularise the force used, and wrongly described the use of force employed by
[name of CS deleted], he would have faced a similar allegation of providing an inaccurate
officer's report.
24. It is submitted that expecting an officer to recall the specifics of an incident in granular detail
is difficult when an event or incident unfolds quickly. Importantly, the Applicant did not
intend to mislead the Respondent. The Applicant was aware that any use of force would be
thoroughly investigated by the Respondent, who would have the benefit of the CCTV
footage to assess the reasonableness of a use of force incident.
Fair and reasonable
25. Notwithstanding the submission that the decision to substantiate the allegation was unsound,
the Applicant also submits that if it is determined the decision to substantiate the allegation
was justifiable, the following is relevant to whether the disciplinary action was fair and
reasonable in the circumstances.
Financial impact
26. Whilst the paypoint reduction is for a period of 12 months, it should also be noted that the
Applicant's progression back to his original classification level will be in accordance with
the award. It will therefore take the Applicant at least two years to progress back to his
original classification level, if at all, and he will suffer significant financial impacts as a
result.
27. The financial impact is estimated to be more than $15,000 in year one alone, and
approximately $2,874 in year two. The Applicant is currently 65 years of age and had
intended to retire in this time, and due to the Defined Benefit under his Superannuation
policy, he will suffer substantially more than this if he retires in the next two years, as
intended. This is due to the Superannuation Defined Benefit being based on this annual
income at the time of retirement.
28. The impact of the proposed penalty is therefore far more severe that [sic] what was likely
intended by the Respondent when determining an appropriate punishment.
Impacts of suspension
29. The Applicant has already suffered significant mental and emotional anguish arising out [sic]
being under investigation and subject to a show cause process since April 2019. This is a
period of more than two years which the Applicant has been required to deal with the
precarious position of not knowing the outcome of the current investigation and associated
disciplinary process. This has had a profound effect on the Applicant's mental wellbeing.
This is not a matter which was considered by the Respondent when determining appropriate
punishment.
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Exemplary work record
30. The Applicant has been a CCO for more than 35 years. During this time, he has received no
warnings, reprimands or been involved in any other disciplinary matters. When this was
submitted to the Respondent during the show cause process, the Respondent concluded that
it was 'extremely concerning that, although disciplinary findings of misconduct with respect
to your conduct have been made against you, you continue to describe your work record as
'impeccable '". The Respondent erred in reaching this conclusion. The Respondent had been
made aware that the Applicant intended to appeal the disciplinary finding of misconduct.
The Respondent should have determined that more than three decades of exemplary service
weighed against such serious disciplinary action. This is particularly the case given other
officers involved in the incident received less severe punishments to the Applicant,
presumably without the level of service and work history of the Applicant.
31. The penalty imposed amounts to serious disciplinary action as defined within the Public
Service Act, and this will have everlasting effects on the Applicant's employment with QCS
and any future employment she [sic] seeks with the Queensland Public Service.
[24] By way of conclusion, Mr Borkowski submitted that:
• having regard to the circumstances he had outlined, the proposed financial penalty
was not fair or reasonable; and
• he was 65 years of age with more than three decades of exemplary service with
QCS, and QCS failed to provide adequate weight to that fact, as well as the severe
financial impact and the extra punishment already suffered by him, particularly
given that the penalty imposed on him was identical, and in some cases, more
severe than other officers involved in the incident.
Queensland Corrective Services' submissions
[25] QCS submitted that the incident on 7 October 2018 at the Secure Unit was captured on
CCTV which, in summary, showed:
• a CS directing the handcuffed prisoner to sit on a mattress, and then using force on
the prisoner by stepping on the prisoner's handcuffs, grabbing the prisoner by the
neck, and punching the prisoner in the face until other officers intervened; and
• the prisoner then spitting at the CS while he (the prisoner) was being restrained by
other officers.
[26] QCS then submitted that:
• Mr Borkowski produced an officer report of the incident that was significantly
inconsistent with the CCTV footage, in that it described the CS's use of force on
the prisoner as follows:
[The CS] arrived and confronted the prisoner of the threats made to the staff, then [the
prisoner] spat in [the CS's] face and at [another officer]. [The CS] pushed away the
prisoners [sic] head and engaged in the use of force. [The prisoner] then Yelled [sic] "I've
got hep C and HIV"…; and
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• subsequently, the two allegations (referred to above) were made against
Mr Borkowski.
[27] In terms of the disciplinary finding made by Mr McCahon about Allegation 1, QCS
submitted that the matters Mr McCahon considered included that:
• the CCTV footage clearly shows Mr Borkowski was in the room and had a clear
and unobstructed view of the CS using force on the prisoner during the incident;
• given Mr Borkowski's direct and close involvement in the incident, his submissions
that he could not recall the events that occurred during the incident were less than
frank;
• Mr Borkowski's submissions that he was not able to assess any wrongdoing without
viewing the CCTV footage was inconsistent with his 34 years of experience as a
CCO, in that punching prisoners in the face and placing them in choke holds are
not approved restraint techniques and any reasonable person would conclude that
the force the CS used on the prisoner was sufficient to raise a suspicion of
wrongdoing that required immediate reporting;
• the CCTV footage showed the prisoner was handcuffed during the incident and
entirely unable to protect himself and it was therefore clear the prisoner did not
pose a threat to the CS or any other officer during the incident and that if
Mr Borkowski had experienced 'tunnel vision' and was 'watching the prisoner' as
he submits, he would have immediately recognised that the force the CS used on
the prisoner amounted to wrongdoing and that he was required to report; and
• any occasion in which force is used on a prisoner is extremely serious, and must be
promptly reported to the General Manager so that incidents can be properly
reviewed and investigated (if appropriate).
[28] In terms of the disciplinary finding made by Mr McCahon about Allegation 2, QCS
submitted that the matters Mr McCahon considered included that:
• Mr Borkowski's report contained significant inaccuracies and misrepresented the
nature of the force used by the CS on the prisoner;
• the use of force on the prisoner was extremely serious and should only be used in
exceptional circumstances where it can be properly justified, and therefore any
reports regarding the use of force must be as detailed and accurate as possible and
while CCTV footage was available in this instance, it is not always the case;
• given the inaccuracies and omissions in Mr Borkowski's officer report, which was
prepared on the same day as the incident, his submission that his report was
accurate reflected poorly on his credit;
• the ability to respond to and manage intense or stressful situations involving
prisoners, and the ability to accurately record those situations is an inherent
requirement of the CCO role and it is quite reasonable for CCOs to be required to
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provide a contemporaneous report of an incident without having reviewed the
relevant CCTV footage; and, at any rate, Mr Borkowski had an unobstructed view
of at least parts of the interaction between the CS and the prisoner; and
• given the significant inaccuracies and omissions in the report, and Mr Borkowski's
34 years of experience as a CCO, it was likely Mr Borkowski intentionally
submitted an inaccurate report to create a record which minimised the amount of
force the CS used against the prisoner.
[29] QCS submitted that:
• Mr McCahon considered each of the matters Mr Borkowski raised in his
submissions during the disciplinary process as to whether the two allegations were
substantiated and amounted to misconduct; and
• Mr McCahon's decision that Allegations 1 and 2 were substantiated were fair and
reasonable and reasonably open on the available evidence.
[30] In terms of Mr McCahon's decision to impose the penalty he imposed, QCS submitted:
19. The Penalty took into account the Appellant's submissions, and reflected the seriousness of
the Allegations, It is critical that officer reports of all incidents, but particularly those
involving a use of force, are accurate. The Corrective Services Act 2006 allows corrective
services officers to use force on prisoners only if certain criteria are met, Therefore,
situations where force is used must be able to be scrutinised. While CCTV footage was
available in this instance, in some instances, it is not. If CCTV footage of the Incident was
not available, the Appellant's officer report would not have been a reliable record for any
consideration of the force used in the Incident.
20. When deciding to impose the Penalty, the Decision Maker considered various factors,
including each of the factors contained in the Appellant's submissions.
21. While the Decision Maker considered the impact of the Penalty on the Appellant's financial
circumstances, the Appellant did not raise his retirement plans or the effect the Penalty would
have on his superannuation (New Information) during the disciplinary process. In the
Respondent's submission:
a. the New Information is evidence that was not available to the Decision Maker when
the decision was made. It is not appropriate for the New Information to be considered
where it was within the Appellant's knowledge during the disciplinary process, but
he did not make that submission; and
b. further or in the alternative, the New Information does not alter whether the Penalty
is fair and reasonable. The Appellant still has not stated the precise effect the Penalty
will have on his superannuation policy. The Decision Maker accepted that the Penalty
may result in financial repercussions for the Appellant, but this did not outweigh the
seriousness of the Appellant's conduct.
22. In the Respondent's submission, disciplinary action less than the Penalty would not
adequately reflect the seriousness of the Appellant's conduct.
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The disciplinary findings decision was fair and reasonable
Allegation 1
[31] QCS attached to its submissions the investigation report, conducted by the ESG, of the
incident that occurred on 7 October 2018 in the Secure Unit. An attachment to that
investigation report was the CCTV footage of the incident.
[32] I have viewed the CCTV footage of the incident. The CCTV footage of the incident is in
real time. There is no audio recorded.
[33] On the CCTV footage, from 04:03 up to 04:34, on the time counter on the CCTV footage,
during which time the CS clearly used force on the prisoner on a number of occasions,
the prisoner was either seated on, or standing at, the foot of a mattress located on the
floor of the room. During the entirety of that time, Mr Borkowski was standing at the
other end of the mattress and, in my view, had a clear view of the interaction between the
CS and the prisoner, including each occasion the CS used force on the prisoner.
[34] It is clear to me, on viewing the CCTV footage, that the prisoner was, as Mr Borkowski
describes in his submissions, '… extremely volatile and unpredictable'. Mr Borkowski
submitted that, for that reason, he was on high alert of the imminent risk to his safety, it
was a high adrenaline incident and he experienced a degree of what he described as
'tunnel vision'.
[35] Despite making that submission, Mr Borkowski states that while he recalled the CS
'… physically engaging with the Prisoner', he was in '… no position to assess any
wrongdoing' by the CS without the benefit of viewing the CCTV footage; and that it was
axiomatic, in the environment he faced, that he could not observe each and every detail,
in particular, the details that were recorded by the CCTV from a different vantage point
to his.
[36] Mr Borkowski also submitted that when provided with the benefit of the CCTV footage,
and with the benefit of hindsight, and the ability to view the footage in an environment
where he could '… properly analyse the incident (as opposed to at the time when events
unfold rapidly)', it became clear that use of force was not reasonable. Mr Borkowski then
submitted that had he had the opportunity to view the CCTV footage of the incident it
would have been clear to him that the force was not necessary or reasonable.
[37] The CCTV footage relevantly reveals the following:
• between 03:00 and 03:46, the prisoner is handcuffed by another CCO, being an
action directly observed by Mr Borkowski;
• between 03:47 and 03:57, the prisoner walks towards and sits on the mattress at the
foot of the mattress, with his back to the wall of the room;
• at about 03:58, there is a discussion between the CS and the prisoner during which
time the CS points at the prisoner;
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• between 04:03 and 04:08, the CS, using his left foot, stands on the prisoner's
handcuffs while the prisoner is still seated;
• between 04:10 and 04:15, the prisoner stands up, the CS places his left hand on the
prisoner's throat and forces the prisoner's head against the wall of the room and
then punches the prisoner on the left side of the prisoner's face with his (the CS's)
right fist;
• between 04:17 and 04:25, the CS stands behind the prisoner and places his arms
around the prisoner's neck and shoulder area, and then throws the prisoner onto the
mattress; and
• at 04:33, after the prisoner stands up, the CS slaps the prisoner on the left side of
the prisoner's face with the open palm of his (the CS's) right hand.
[38] I cannot accept any of Mr Borkowski's submissions. As referred to earlier, Mr Borkowski
was approximately the length of a mattress away from the use of force by the CS on the
prisoner. Not only was Mr Borkowski that distance away from the force being used by
the CS on the prisoner, from my viewing of the CCTV footage, he had an unimpeded
view of each time the CS used force on the prisoner. Indeed, on my observation of the
CCTV footage between 04:03 and 04:34, during which time the CS used force on the
prisoner, Mr Borkowski was directly and attentively observing the conduct of the CS.
[39] There is no doubt Mr Borkowski is an experienced CCO, having 35 years of experience
as a CCO.
[40] Having regard to the terms of Allegation 1, the question is would a person in
Mr Borkowski's position, namely, a CCO with his experience, viewing the force used by
the CS on the prisoner, suspect that the force used was not reasonably necessary in the
circumstances. Clearly, on what Mr Borkowski was able to view and did view, such a
person would form a suspicion that the force engaged in by the CS was not reasonably
necessary in the circumstances. This is because, during the time force was used, the
prisoner was restrained by handcuffs and was surrounded by six other CCOs, including
Mr Borkowski and excluding the CS.
[41] Mr Borkowski does not dispute that he was required to report suspected wrongdoing and
that he was aware of that obligation.
[42] It was open to Mr McCahon to find that Allegation 1 was substantiated and that
Mr Borkowski was guilty of misconduct within the meaning of s 187(1)(b) of the PS Act
in that he failed to report suspected wrongdoing, namely, the use of force by the CS on
the prisoner that was not reasonably necessary in the circumstances.
[43] For these reasons, in my view, Mr McCahon's disciplinary finding decision, in respect of
Allegation 1, was fair and reasonable.
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14
Allegation 2
[44] The material part of Mr Borkowski's report made on 7 October 2018, with the name of
the CS redacted, is set out in paragraph 22 of his submissions which is referred to above
in paragraph [23] of these reasons.
[45] The COPD, in respect of reporting the use of force, provides:
Every officer that is directly involved in an incident where there has been a use of force must before
proceeding off duty provide a written report to the Chief Superintendent, General Manager detailing
the nature of the force used and the reasons for the use of such force.
[46] Mr Borkowski submits that it was not open to Mr McCahon to conclude that he had
intentionally completed an inaccurate report to mislead or conceal the actual events that
occurred. Mr Borkowski submits that he had difficulty recalling the exact force used by
the CS and that it was reasonable to conclude that he nevertheless tried to particularise
the force used and wrongly described the force employed by the CS. Mr Borkowski also
submitted that expecting an officer to recall the specifics of an incident in granular detail
is difficult when an event or incident unfolds quickly and that he did not intend to mislead
QCS.
[47] I cannot accept any of these submissions.
[48] Having regard to what was, in my view, Mr Borkowski's close and unimpeded view of
the force used by the CS on the prisoner, I accept QCS's submissions that Mr Borkowski's
officer report '… contains significant inaccuracies and misrepresented the nature of the
force' used by the CS on the prisoner.
[49] The use of force by the CS happened approximately 7 feet from where Mr Borkowski
was standing and in circumstances where Mr Borkowski had an unimpeded view of the
force used. I accept that the events occurred quickly, and that it may have been difficult
for Mr Borkowski to give a minute description of each aspect of the force used. But the
events of the CS standing on the prisoner's restrained hands, punching the prisoner in the
face and throwing the prisoner onto the mattress were clear and distinct events. The
whole time these events were occurring, Mr Borkowski was observing them. Nowhere
in Mr Borkowski's report does he describe in any way these clear and distinct uses of
force. Mr Borkowski merely stated that the CS '… pushed away the prisoner's head and
engaged in the use of force.'
[50] It was open to Mr McCahon to find that Allegation 2 was substantiated and that
Mr Borkowski had engaged in misconduct within the meaning of s 187(1)(b) of the
PS Act in that he prepared an inaccurate report regarding the incident.
[51] For these reasons, in my view, Mr McCahon's disciplinary finding decision, in respect of
Allegation 2, was fair and reasonable.
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15
The discipline penalty decision was fair and reasonable
[52] The aim of disciplinary proceedings is for the protection of the public6 and the
maintenance of public confidence.7 It has been held, in respect of Queensland Police
Service disciplinary proceedings, that the primary purpose of such disciplinary
proceedings is the maintenance of public confidence in the Service and the maintenance
of integrity in the performance of the duties of police officers.8 In my opinion, these
principles are equally applicable to the QCS and to CCOs because they provide an
essential public service and the public must have confidence QCS and CCOs will act
according to the law and with integrity.
[53] Mr Borkowski submits that the disciplinary action taken against him, namely, a reduction
in remuneration from GS1-9 to GS1-7 for a period of 12 months, and the resultant
financial impact on him, is severe because:
• it will take him two years to progress back to his original pay point level;
• the financial impact on him, he estimates, will be $15,000 in the first year and then
approximately $2,874 in the second year; and
• if he retires in the next two years, given he is currently 65 years of age, he will
suffer more substantially given that he is a member of a Defined Benefit
superannuation scheme.
[54] Mr Borkowski also submits that QCS, in determining the discipline penalty, did not take
into account the mental and emotional anguish from which he had suffered by being
under investigation and subject to a show cause process since April 2019 and that it did
not take into account his exemplary work record of over 35 years.
[55] I accept that there will be an immediate impact on Mr Borkowski's remuneration by virtue
of the first aspect of the discipline decision. However, in my opinion, a reduction in
two pay-points for a period of 12 months, having regard to the substantiated conduct
against Mr Borkowski, is not disproportionate and is fair and reasonable. There are
four reasons for my view.
[56] First, it is obvious, having regard to the requirements of the COPD referred to earlier in
these reasons, that QCS relies upon its CCOs to report their suspicions where force is
used against a prisoner which may not be reasonably necessary. As QCS submits, if
CCTV footage of the use of force observed by Mr Borkowski was not available, his report
of the use of force by the CS would not have been a reliable record of what occurred. It
is clear, having regard to the COPD, that such an obligation on a CCO is important to the
proper and just administration of any facility for which QCS has operational
responsibility. Mr Borkowski clearly failed in complying with that obligation. For this
reason, Mr Borkowski's misconduct was serious.
6 Nesbit v Metro North Hospital and Health Service [2021] ICQ 005, [99] (Davis J, President).
7 Police Service Board v Morris [1985] HCA 9; (1985) 156 CLR 397, 412 (Brennan J).
8 Aldrich v Ross [2000] QCA 501; (2001) 2 Qd R 235, [42] (Thomas J A, Pincus JA at [1] and Muir J at [53]
agreeing).
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16
[57] Secondly, the reduction in pay-point disciplinary action, which will have the reasonable
effect of deterring Mr Borkowski from engaging in such conduct in the future, is fair and
reasonable. A reduction in two pay-points for a period of 12 months is a fair and
reasonable way to ensure Mr Borkowski complies with his obligations into the future
because of its financial impact on him.
[58] Thirdly, such a sanction will maintain public confidence in QCS and its CCOs.
[59] Fourthly, while Mr Borkowski states in his submissions that other officers involved
received less severe punishment, he does not state the precise nature of their conduct or
the disciplinary action imposed. As such, I cannot make a comparison of whether the
disciplinary action imposed on Mr Borkowski is commensurate with that imposed on
other CCOs.
[60] There are other matters about which I will make comment.
[61] The fact that Mr Borkowski may retire when being paid at a pay-point below GS1-9, on
QCS's submissions, was not something taken into account by Mr McCahon because
Mr Borkowski did not raise it as part of the disciplinary process. For that reason, the
failure of Mr McCahon to take that issue into account does not render the discipline
penalty decision not fair and reasonable.
[62] Pursuant to s 562B(4)(b) of the IR Act, for this type of appeal, I may allow other evidence
to be taken into account if I consider it appropriate. However, no evidence was put before
me that tended to prove that Mr Borkowski had made definite plans to retire within that
two year period. Mr Borkowski's submissions about his retirement were equivocal. It was
submitted that Mr Borkowski '... had intended to retire' in the two years it would take him
to progress back to GS1-9 and that he would suffer more substantially, from a financial
perspective, '… if he retires in the next two years, as intended.' The fact that
Mr Borkowski may retire before another two years is not a sufficient basis to set aside
the financial aspect of the discipline penalty decision.
[63] The fact that Mr Borkowski has been a long-term employee of QCS and has a good record
is not, on its own, a sufficient reason, having regard to the seriousness of his misconduct,
to conclude that a reduction in his remuneration from GS1-9 to GS1-7 for a period of
12 months is disproportionate to his misconduct.
[64] Mr Borkowski does not seem to take issue with the direction that he attend training
regarding the Code and the COPD and that he be reprimanded. Even if I am wrong about
that, those additional aspects of the disciplinary penalty decision, given the seriousness
of his misconduct, are fair and reasonable in all the circumstances.
[65] Finally, I accept that the disciplinary process may have had an effect on Mr Borkowski's
mental state. However, all such processes are stressful for employees. That fact, on its
own, is not a sufficient reason to conclude that the discipline penalty decision was not
fair and reasonable given his serious misconduct.
[66] For these reasons, Mr McCahon's discipline penalty decision was fair and reasonable.
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Conclusion
[67] The question in this case was whether the discipline findings decision and the discipline
penalty decision were fair and reasonable.
[68] For the reasons I have given, the discipline findings decision and the discipline penalty
decision were both fair and reasonable.
[69] The discipline findings decision and the discipline penalty decision are confirmed.
[70] For the avoidance of doubt, I will revoke the stay I issued on 20 July 2021.
Orders
[71] I make the following orders:
1. Pursuant to s 562C(1)(a) of the Industrial Relations Act 2016, the
decisions appealed against are confirmed.
2. Pursuant to s 566(1)(b) of the Industrial Relations Act 2016, the stay of
the discipline penalty decision appealed against, made on 20 July 2021,
is revoked.
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Official source: https://www.sclqld.org.au/caselaw/QIRC/2021/330