Crookes v State of Queensland (Department of Education) [2021] QIRC 149
QUEENSLAND INDUSTRIAL RELATIONS COMMISSION
CITATION:
PARTIES:
Crookes v State of Queensland (Department of
Education) [2021] QIRC 149
Crookes, Sharyn
(Appellant)
v
State of Queensland (Department of Education)
(Respondent)
CASE NO: PSA/2021/82
PROCEEDING: Public Service Appeal – Appointment to Higher
Classification Level
DELIVERED ON: 5 May 2021
MEMBER:
HEARD AT:
McLennan IC
On the papers
ORDERS: That the appeal is dismissed.
CATCHWORDS:
LEGISLATION AND DIRECTIVES:
INDUSTRIAL LAW – PUBLIC SERVICE
APPEAL – where the Appellant was reviewed
under s 149C of the Public Service Act 2008 –
where the outcome of the review was that the
Appellant was not permanently appointed – where
the incumbent of the role is returning –
consideration of 'the position' – consideration of
the scope of a review under s 149C – consideration
of 'genuine operational requirement'
Acts Interpretation Act 1954 (Qld) s 14A
Directive 13/20 Appointing a public service
employee to a higher classification level cl 1, cl 3,
cl 4, cl 5, cl 6, cl 7, cl 8, cl 9, cl 10, cl 11
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CASES:
Industrial Relations Act 2016 (Qld) s 562B, s 564,
s 567
Public Service Act 2008 (Qld) s 149C, s 194, s 196,
s 197
Statutory Instruments Act 1992 (Qld) s 7, s 14
Barker v State of Queensland [2020] QIRC 224
Goodall v State of Queensland (Supreme Court of
Queensland, Dalton J, 10 October 2018)
Holcombe v State of Queensland (Department of
Housing and Public Works) [2020] QIRC 195
Ingram v State of Queensland (Department of
Housing and Public Works) [2021] QIRC 011
Katae v State of Queensland & Anor [2018] QSC
225
Nicholls v State of Queensland [2021] QIRC 037
Page v John Thompson and Lesley Dwyer, As
Chief Executive Officer, West Moreton Hospital
and Health Service [2014] QSC 252
Project Blue Sky Inc v Australian Broadcasting
Authority (1998) 194 CLR 355
Reasons for Decision
Introduction
[1] Ms Sharyn Crookes (the Appellant) has filed an Appeal against a deemed conversion
decision made by the Department of Education (the Respondent).
[2] Ms Crookes is currently substantively employed in the role of H01 Head of Department
for the Respondent (the substantive position).
[3] However, she has periodically acted at the higher classification level of DP1 Deputy
Principal since 18 May 2015, across two positions.
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The Decision
[4] Section 149C(4) of the Public Service Act 2008 (Qld) (PS Act) requires the Respondent's
chief executive to decide a conversion request to a higher classification level within the
'required period', defined at sub-s (8) as being:
(a) the period stated in an industrial instrument within which the decision must be made; or
(b) if paragraph (a) does not apply—28 days after the request is made.
[5] Pursuant to s 149C(6) of the PS Act, in the event the Respondent's chief executive does
not make the decision within the 'required period', the chief executive is deemed to have
refused the request.
[6] On 11 January 2021, Ms Crookes submitted a conversion request to the Respondent.
[7] Ms Crookes did not receive a written decision within 28 days of her conversion request
and therefore deemed the Respondent to have refused the request on 8 February 2021
(the deemed decision).
[8] The Respondent submits that on 1 February 2021, the decision maker made a written
decision to refuse Ms Crookes' request, in compliance with s 149C of the PS Act but "it
was evidently not delivered to the Appellant as intended, via the Executive Principal,
Redlynch State College, before the close of business on 8 February 2021."
[9] In its submissions dated 10 March 2021, the Respondent provides relevant information
in order to "further justify and uphold the Deemed Decision as fair and reasonable."
Considering the Respondent appears to concede the written decision was not
communicated to Ms Crookes, I will proceed on the basis the deemed decision not to
permanently convert Ms Crookes to the higher classification level is the subject of this
Appeal.
Jurisdiction
Decision against which an appeal may be made
[10] Section 194 of the PS Act identifies the categories of decisions against which an appeal
may be made. Section 194(1)(e)(iii) of the PS Act provides that an appeal may be made
against a decision "…under section 149C not to appoint an employee to a position at a
higher classification level, if the employee has been seconded to or acting at the higher
classification level for a continuous period of at least 2 years."
[11] Section 197 of the PS Act allows for the Appeal to be heard and decided by the Industrial
Relations Commission.
[12] Section 196(e) of the PS Act prescribes that the employee the subject of the conversion
decision may appeal. Ms Crookes meets that requirement.
[13] I am satisfied that the conversion decision made by the Respondent is able to be appealed.
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Timeframe for appeal
[14] Section 564(3) of the Industrial Relations Act 2016 (Qld) (IR Act) requires that an appeal
be lodged within 21 days after the day the decision appealed against is given. That is the
relevant inquiry with respect to timeframes. I note that despite the question posed in the
Form 89 – Appeal Notice regarding when the decision was received.
[15] The deemed decision was given on 8 February 2021.
[16] The Notice of Appeal was filed with the Industrial Registry on 24 February 2021.
[17] I am satisfied that Ms Crookes filed the Appeal within the required timeframe.
Appeal principles
[18] Section 562B(2)(3) of the IR Act provides that the appeal is decided by reviewing the
decision appealed against "to decide whether the decision appealed against was fair and
reasonable".
[19] The appeal is not conducted by way of re-hearing,1 but rather involves a review of the
decision arrived at by the Respondent and the associated decision-making process.2
[20] Findings made by the Respondent, which are reasonably open to it, should not be
disturbed on appeal. Even so, in reviewing the decision appealed against, I may allow
other evidence to be taken into account.3
[21] The issue for my determination is whether the decision not to convert Ms Crookes'
employment status to the higher classification level was fair and reasonable in the
circumstances.4
What decisions can the IRC Member make?
[22] Section 562C of the IR Act prescribes that the Commission may determine to either:
a) Confirm the decision appealed against;
b) Set the decision aside and return the matter to the decision maker with a copy of
the decision on appeal and any directions considered appropriate; or
c) Set the decision aside and substitute another decision.
1 Goodall v State of Queensland (Supreme Court of Queensland, Dalton J, 10 October 2018), 5; Industrial
Relations Act 2016 (Qld) s 567(1).
2 Ibid s 562B(2).
3 Ibid s 567(2).
4 Page v John Thompson and Lesley Dwyer, As Chief Executive Officer, West Moreton Hospital and Health
Service [2014] QSC 252, [60]-[61]; Industrial Relations Act 2016 (Qld) s 562B.
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Submissions
[23] In accordance with the Directions Order issued on 24 February 2021, the parties filed
written submissions.
[24] Despite being given the opportunity, Ms Crookes did not file submissions in reply to the
Respondent's submissions.
[25] Pursuant to s 451(1) of the IR Act, no hearing was conducted in deciding this Appeal.
The matter was decided on the papers.
Appeal Notice and submissions
[26] Ms Crookes set out the background to her employment circumstances in the Appeal
Notice filed on 24 February 2021. That background was consolidated by information
provided in her submissions filed 1 March 2021 and is summarised as follows:
There were two Deputy Principal positions at Redlynch State College.
During the periods of 18 May 2015 - 21 July 2015, 24 August 2015 - 11 December
2015 and 11 April 2016 - 9 December 2016, Ms Crookes backfilled for a Deputy
Principal who was absent on leave (the DP-S 2 position).
Ms Crookes then continued to replace either Deputy Principal until the end of 2017.
In 2018, Ms Crookes returned to her substantive position until 25 November 2018.
From 26 November 2018, Ms Crookes returned to backfill in one of the Deputy
Principal positions while the substantive owner backfilled as Head of Campus (the
DP-S 1 position). This engagement continued until the substantive owner of the
DP-S 1 position was permanently appointed to the Head of Campus position.
It was subsequently announced that the DP-S 1 position that Ms Crookes had most
recently been backfilling would "go on relocation" and Ms Crookes would not have
the opportunity to apply.
From the beginning of 2021, Ms Crookes has been backfilling in the DP-S 2
position while the substantive owner has "taken leave for a period of 12 months,
but still working for the department in another region in Queensland."
Although Ms Crookes' latest contract at the higher classification level is currently
for Semester 1, she has been advised that it may be extended for the remainder of
2021.
[27] In the Appeal Notice and submissions filed 1 March 2021, Ms Crookes set out why she
believes the deemed decision was unfair and unreasonable. Those reasons are
summarised as follows:
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Ms Crookes has continuously assumed the duties and responsibilities of the higher
classification level since 26 November 2018 and previously between 2015 and
2017.
Ms Crookes is eligible for conversion having regard to the merit principle, noting
her selection for the current acting position was based on the same principle.
Over the past 7 years, Ms Crookes has continuously engaged in professional
development relevant to the Deputy Principal role.
Ms Crookes was advised that the DP-S 1 position was vacant and that she could
apply for it, however it was subsequently changed to a relocation.
It was recently announced that a Deputy Principal at the Redlynch State College
primary campus, in similar circumstances to Ms Crookes, has had her acting duties
converted to permanent. That is, despite Ms Crookes having acted for a longer
period and having more experience acting as a Deputy Principal.
The individual temporarily acting in Ms Crookes' substantive position has now
been permanently appointed to that position.
Ms Crookes' has experienced personal stress at the end of each contract because of
the associated uncertainty.
Respondent submissions
[28] The Respondent's submissions, filed 10 March 2021, can be summarised as follows:
The two Deputy Principal positions "can be considered to comprise the 'same role'
- because they are at the same classification level of ST3/DP1, performed under the
same role description, but, most importantly, at the exact same school/location with
the same managerial reporting line".
Ms Crookes has performed at the higher classification level role for a continuous
period since 26 November 2018. Ms Crookes' service at the higher classification
level prior to 26 November 2018 is not relevant to the deemed decision or Appeal.
The Respondent does not contest Ms Crookes' merit.
The outcome of the written decision dated 1 February 2021 (that was ultimately
not provided to Ms Crookes) is the same as the deemed decision. The written
decision provided the following:
The temporary nature of your higher classification level role is the result of a temporary
vacancy arising from an existing employee being absent from the role for a known period.
The existing employee is absent on a period of approved leave, requiring replacement until
the date of their expected return… As an existing employee is substantively engaged in the
higher classification role, with an expected return date of 11 December 2021, a genuine
operational requirement exists to refuse your request for appointment to the higher
classification role.
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When considering the genuine operational requirements of the Respondent in s
149(4A)(a) of the PS Act and cl 6.2(a) of Directive 13/20 Appointing a public
service employee to a higher classification level (Directive 13/20), the Respondent
did not have an authentic need, having regard to the effective, efficient and
appropriate management of the public resources of the department and planning of
human resources to appoint Ms Crookes to the DP-S 2 position. Further, it was not
viable or appropriate, to permanently appoint Ms Crookes to the DP-S 2 position
in the circumstances.
These are circumstances contemplated in cl 4.2 of Directive 13/20 that support the
temporary engagement of an employee.
The substantive owner's absence from 9 November 2020 and expected return on
11 December 2021, is currently temporary. This is not a case where the substantive
owner has been absent for an excessive period such that their absence no longer
appears to be temporary.
With regard to Ingram v State of Queensland (Department of Housing and Public
Works) - permanently appointing two persons against the same position is not
tenable.5
The status of the DP-S 1 position is irrelevant. With regard to Barker v State of
Queensland, it does not matter that the position was previously vacant and another
employee transferred to the role.6 Regardless, the power afforded to the
Respondent to permanently appoint Ms Crookes is confined to the position into
which she had been seconded at the time of the review - the review must therefore
be conducted against the precise position of DP-S 2.7
The Respondent made a clerical error whereby the temporary employee engaged
to backfill Ms Crookes' substantive position of Head of Department was incorrectly
advised he would be permanently appointed. The Respondent has since corrected
this mistake. As such, Ms Crookes remains the substantive owner of the Head of
Department position, "which remains available to accommodate her return
following the end of her acting duties in the higher classification level position."
The permanent appointment of the other employee in the primary campus is
irrelevant having regard to Nicholls v State of Queensland in which it was noted
that the relevant legislative instruments do not provide for consideration of
comparative merit in determining whether an employee is to be converted to the
higher classification role.8 Each case must turn on its own specific facts.
The deemed decision was fair and reasonable.
5 [2021] QIRC 011, [61]-[63].
6 [2020] QIRC 224, [39]-[40].
7 Holcombe v State of Queensland (Department of Housing and Public Works) [2020] QIRC 195, [48]-[49].
8 [2021] QIRC 037, [29].
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The Review
[29] The legislative scheme for the review of a decision to convert an employee to a higher
classification level, in the above circumstances, is contained in the IR Act, PS Act and in
Directive 13/20.
[30] Section 149C of the PS Act provides (emphasis added):
149C Appointing public service employee acting in position at higher classification level
(1) This section applies in relation to a public service employee if the employee—
(a) is seconded to, under section 120(1)(a), or is acting at, a higher classification
level in the department in which the employee holds an appointment or is
employed; and
(b) has been seconded to or acting at the higher classification level for a continuous
period of at least 1 year; and
(c) is eligible for appointment to the position at the higher classification level having
regard to the merit principle.
(2) However, this section does not apply to the following public services employees—
(a) a casual employee;
(b) a non-industrial instrument employee;
(c) an employee who is seconded to or acting in a position that is ordinarily held by
a non-industrial instrument employee.
(3) The employee may ask the department's chief executive to appoint the employee to the
position at the higher classification level as a general employee on tenure or a public
service officer, after—
(a) the end of 1 year of being seconded to or acting at the higher classification level;
and
(b) each 1-year period after the end of the period mentioned in paragraph (a).
(4) The department's chief executive must decide the request within the required period.
(4A) In making the decision, the department's chief executive must have regard to—
(a) the genuine operational requirements of the department; and
(b) the reasons for each decision previously made, or taken to have been made, under
this section in relation to the person during the person's continuous period of
employment at the higher classification level.
(5) If the department's chief executive decides to refuse the request, the chief executive must
give the employee a notice stating—
(a) reasons for the decision; and
(b) the total continuous period for which the person has been acting at the higher
classification level in the department; and
(c) how many times the person's engagement at the higher classification level has
been extended; and
(d) each decision previously made, or taken to have been made, under this section in
relation to the person during the person's continuous period of employment at the
higher classification level.
(6) If the department's chief executive does not make the decision within the required period,
the chief executive is taken to have refused the request.
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(7) The commission chief executive must make a directive about appointing an employee to
a position at a higher classification level under this section.
(8) In this section—
continuous period, in relation to an employee acting at a higher classification level, has
the meaning given for the employee under a directive made under subsection (7).
required period, for making a decision under subsection (4), means—
(a) the period stated in an industrial instrument within which the decision must be
made; or
(b) if paragraph (a) does not apply—28 days after the request is made.
[31] Further, s 194(1)(e)(iii) of the PS Act provides (emphasis added):
194 Decisions against which appeals may be made
(1) An appeal may be made against the following decisions—
(e) a decision (each a conversion decision)—
(iii) under section 149C not to appoint an employee to a position at a
higher classification level, if the employee has been seconded to or
acting at the higher classification level for a continuous period of
at least 2 years;
[32] It is noted that Directive 13/20 came into effect on 25 September 2020.
[33] Directive 13/20 relevantly provides:
3. Application
3.4 The requirement to advertise roles in Directive 13/20 relating to recruitment and selection
does not apply to the appointment of an employee to a higher classification level under
this directive. However, if an agency is seeking to permanently appoint an employee to a
higher classification level prior to the employee becoming eligible to request an appointment
under section 149C of the PS Act, the appointment must comply with the recruitment and
selection directive.
4. Principles
4.1 An employee seconded to or assuming the duties and responsibilities of a higher
classification level in the agency in which the employee is substantively employed can be
appointed to the position at the higher classification level as a general employee on tenure
or a public service officer following a written request to the chief executive.
4.2 Secondment to or assuming the duties and responsibilities of a higher classification level
should only be used when permanent appointment to the role is not viable or appropriate.
Circumstances that would support the temporary engagement of an employee at a higher
classification level include:
(a) when an existing employee takes a period of leave such as parental, long service,
recreation or long-term sick leave and needs to be replaced until the date of their
expected return
(b) when an existing employee is absent to perform another role within their agency, or
is on secondment, and the agency does not use permanent relief pools for those types
of roles
(c) to perform work for a particular project or purpose that has a known end date
(d) to perform work necessary to meet an unexpected short-term increase in workload
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4.3 Under the Human Rights Act 2019 decision makers have an obligation to act and make
decisions in a way that is compatible with human rights, and when making a decision under
this directive, to give proper consideration to human rights.
5. Employee may request to be appointed at the higher classification level
5.1 Section 149C of the PS Act provides that an employee seconded or engaged in higher duties
may submit a written request to the chief executive to permanently appoint the employee
to the higher classification level as a general employee on tenure or a public service officer.
5.2 To be eligible to request consideration for appointment at the higher classification level
under clause 5.1 the employee must:
(a) have been seconded to or assuming the duties and responsibilities of the higher
classification level
(b) for a continuous period of at least one year
(c) be eligible for appointment to the higher classification level having regard to the merit
principle.
5.3 Under section 149C(3) of the PS Act, an eligible employee may request the chief executive
to permanently appoint the employee to the higher classification level:
(a) one year after being seconded to or assuming the duties and responsibilities of the
higher classification level, and
(b) each subsequent year where the employee continues their engagement at the higher
classification level in the same role.
5.4 An employee may make one request for appointment in each one year period commencing
on the employee becoming eligible to request under clause 5.3(a) or 5.3(b), and may make
an additional request if the role becomes a substantive vacancy.
5.5 The chief executive must consider permanently appointing the employee to the higher
classification level where a written request has been made under this clause.
6. Decision making
6.1 When deciding whether to permanently appoint the employee to the higher classification
level as a general employee on tenure or a public service officer, the chief executive may
consider whether the employee has any performance concerns that have been put to the
employee and documented and remain unresolved, that would mean that the employee is no
longer eligible for appointment to the position at the higher classification level having regard
to the merit principle.
6.2 In accordance with section 149C(4A) of the PS Act, when deciding the request, the chief
executive must have regard to:
(a) the genuine operational requirements of the department, and
(b) the reasons for each decision previously made, or deemed to have been made, under section
149C of the PS Act in relation to the employee during their continuous period of employment
at the higher classification level.
6.3 In accordance with section 149C(6) of the PS Act, if the chief executive does not make the
decision within 28 days, the chief executive is taken to have decided that the person's
engagement in the agency is to continue according to the terms of the existing secondment
or higher duties arrangement.
6.4 Each agency must, upon request, give the Commission Chief Executive a report about the
number of known deemed decisions occurring by operation of section 149C(6) of the PS
Act.
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7. Statement of reasons
7.1 A chief executive who decides to refuse a request made under clause 5 is required to provide
a written notice that meets the requirements of section 149C(5) of the PS Act (Appendix
A). The notice provided to the employee must, in accordance with section 27B of the Acts
Interpretation Act 1954:
(a) set out the findings on material questions of fact, and
(b) refer to the evidence or other material on which those findings were based.
7.2 A written notice is not required to be prepared 'after the fact' to support a deemed decision
made under clause 6.3.
8. Appeals
8.1 An employee eligible for review under clause 149C(3)(b), that is after two years of
continuous engagement at the higher classification level, has a right of appeal provided
for in section 194(1)(e)(iii) of the PS Act in relation to a decision not to permanently appoint
the employee to the higher classification level.
8.2 In accordance with section 195(1)(j) of the PS Act, an employee does not have a right of
appeal in relation to a decision not to permanently appoint the employee to the higher
classification level in response to an application made under clause 149C(3)(a), that is if the
employee has been seconded to or acting at the higher classification level for less than two
years.
9. Exemption from advertising
9.1 Any requirement to advertise a role in a directive dealing with recruitment and selection
does not apply when permanently appointing an employee under this directive.
10. Transitional provisions
10.1 Section 295 of the PS Act sets out the transitional arrangements for employees seconded to
or assuming the duties and responsibilities of a higher classification level who may now be
eligible to request appointment at the higher classification level as a general employee on
tenure or a public service officer.
11. Definitions
Agency has the meaning provided in clause 3.3 of this directive.
Chief executive, in the context of exercising a decision making power, includes a person to
whom the chief executive has delegated the decision making power.
Continuous period for the purposes of this directive, means a period of unbroken
engagement, including periods of authorised leave or absence, at the higher classification
level in the same role, in the same agency.
Higher classification level means a classification level which has a higher maximum salary
than the maximum salary of the classification level actually held by the employee. An
employee who has assumed less than the full duties and responsibilities of the higher
classification level and as a result receives remuneration at a relevant percentage of less than
100 per cent is not considered to be performing at the higher classification level.
Non-industrial instrument employee has the meaning given under the Industrial Relations
Act 2016.
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Public service agency means a department or public service office as provided for in section
49A of the PS Act.
Secondment has the meaning given under section 120(1)(a) of the PS Act.
Substantive vacancy means a recurrently funded position identified on an agency's
establishment list that does not have an ongoing incumbent appointed.
[34] Directive 13/20 is a statutory instrument within the meaning of s 7 of the Statutory
Instruments Act 1992 (Qld).9
[35] Section 14 of the Statutory Instruments Act 1992 (Qld) provides that certain provisions
of the Acts Interpretation Act 1954 (Qld) apply to statutory instruments. One of those is
s 14A which provides that in the interpretation of a provision of an Act, the interpretation
that will best achieve the purpose of the Act is to be preferred to any other interpretation.
Schedule 1 to the Acts Interpretation Act 1954 (Qld) provides that 'purpose', for an act,
includes policy objective.
[36] The stated purpose of Directive 13/20 is:10
1. Purpose
1.1 The Public Service Act 2008 (PS Act) establishes employment on tenure is the default basis
of employment in the public service, excluding non-industrial instrument employees, and
sets out the circumstances where employment on tenure is not viable or appropriate.
1.2 This directive:
(a) highlights key sections in the PS Act dealing with appointing a public service employee
assuming the duties and responsibilities of a position at a higher classification level
(b) supports the opportunity to appoint an employee to a higher classification level where
that employee has performed the role for one year and is eligible for appointment
having regard to the merit principle
(c) sets out procedures for requests and decisions.
Findings
[37] I am required to decide this Appeal by assessing whether or not the deemed decision
appealed against was fair and reasonable.
[38] This involves a review of the decision-making process utilised and the conversion
decision arrived at.
Eligibility for review of conversion
[39] Section 149C(1) and (3) of the PS Act provides that an employee is eligible to request
permanent appointment at the higher classification level after the end of one year. This
is restated at cl 4.1 of Directive 13/20.
[40] It is not a point of dispute between the parties that Ms Crookes was eligible to request
conversion to the higher classification level.
9 Katae v State of Queensland & Anor [2018] QSC 225, [26].
10 Directive 13/20 Appointing a public service employee to a higher classification level, cl 1.
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Purpose
[41] In deciding this Appeal, I note the significance of the legislative provisions identified and
explained above.
[42] In summary, the status of Directive 13/20 as a statutory instrument provides that the
interpretation that will best achieve the purpose and / or policy objective of Directive
13/20 is to be preferred to any other interpretation.
[43] In that regard, I recognise that one of the stated purposes of Directive 13/20 is to support
"…the opportunity to appoint an employee to a higher classification level where that
employee has performed the role for one year and is eligible for appointment having
regard to the merit principle."11
Decision criteria that must be considered
[44] The PS Act and Directive 13/20 provides that, in making the decision regarding a higher
classification conversion request, the chief executive must have regard to:
Whether the employee is eligible for appointment to the position at the higher
classification level having regard to the merit principle;
The genuine operational requirements of the department; and
The reasons for each decision previously made, or taken to have been made, under
this section in relation to the person during the person's continuous period of
employment at the higher classification level.
Merit
[45] There is no dispute with respect to Ms Crookes' merit.
What is the position subject of this appeal?
[46] Before assessing whether there are any genuine operational requirements of the
department that may prevent the conversion request, the question of the actual position
that is subject of this appeal must be settled.
[47] Section 149C(1)(c) of the PS Act provides that s 149C applies to a public service
employee if they are eligible for appointment to the position. Further, s 149C(3) provides
that the employee may ask to be appointed to the position at the higher classification
level. The power afforded to the department to permanently appoint Ms Crookes is
confined to the position into which she has been placed at the time of the review. That
can be contrasted with the entitlement to request a review, which merely requires that,
amongst other things, a person be engaged in a higher classification level for a period.
The term 'the position' is inherently more specific than 'higher classification level'; many
positions could be described as being of a higher classification level.
11 Ibid cl 1.2(a)-(b).
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[48] In that way, it can be said that an employee may be entitled to a review after engaging in
a number of positions, but the review must be conducted against a precise position.
[49] Ms Crookes's higher classification engagement was said to be for the purpose of
backfilling an 'incumbent' employee. The question then becomes: what is that employee
the incumbent of? They are not merely the incumbent of a generic position, but rather a
particular position with a specific position name, classification and number. When they
return, they are returning to that precise position.
[50] The PS Act at s 149C, in concert with Directive 13/20, creates a framework where if a
person has been acting at a higher classification for a particular period, they may be
permanently appointed to the position they occupy. There is no contemplation in those
materials that the meaning of the position would be so broad as to encapsulate any
position with the same title and classification anywhere in the workplace, or the city, or
indeed the State.
[51] By way of contrast, a broader ambit is expressly imparted in other conversion reviews
which immediately precede s 149C. In conducting a temporary employment review under
ss 149A and 149B, the department's chief executive may convert an employee to
permanency if there is a continuing need for someone to be employed in the person's role,
or a role that is substantially the same. Following the review, the department's chief
executive may "offer to convert the person's employment basis to employment as a
general employee on tenure or a public service officer". Therefore, the review is
conducted against not only the present role, but a role which is substantially the same,
and any appointment is not inherently tied to a particular position identified by a number.
[52] The language of s 149C is narrower: the employee may ask the department's chief
executive to appoint the employee to the position at the higher classification level as a
general employee on tenure or a public service officer. That does not empower the
department's chief executive to review the employee against positions which are
substantially the same or appoint them to another comparable position. The power is
expressly confined to the position occupied by the employee at that time.
[53] The difference in language employed by the legislation, particularly where the sections
appear successively, informs my interpretation of s 149C. The words of the section must
be afforded meaning to give effect to the section, and cannot be ignored. If it had been
intended that a broad-ranging review be engaged in, the legislature could well have
employed the terminology employed in the preceding two sections. They pointedly did
not do so.
[54] Directive 13/20, in setting out its purpose at cl 1.2(b), provides that it "supports the
opportunity to appoint an employee to a higher classification level where that employee
has performed the role for one year and is eligible for appointment having regard to the
merit principle". At first blush, there is some inconsistency between that clause, and the
terminology used in s 149C and indeed other parts of Directive 13/20 as set out above.
However, any inconsistency is resolved by having appropriate regard for where those
words appear. Clause 1.2 is not the source of power to make the permanent appointment.
Instead, it is part of a succinct summary of the reason for Directive 13/20. The precise
power by which the Respondent may permanently appoint a person to a higher
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classification level is contained within s 149C of the PS Act, which is supplemented by
Directive 13/20. In that sense, there is no inconsistency between the terms. If there were,
then it would be resolved in favour of the precise empowering provisions within the PS
Act at s 149C. That same reasoning applies to a number of similar clauses in Directive
13/20, which use terms such as 'role', 'a position' and the like. It is relevant to note that
the word 'role' does not actually appear in s 149C at all.
[55] To be eligible to be reviewed, a person needs to have been seconded or acted at a higher
classification level in the department for the requisite period. They must also be eligible,
having regard to the merit principle, to be appointed to the position which they occupy
at the time of requesting the review.
[56] In conducting the review, the department is required to determine whether a person
should be permanently appointed to the position to which they have been seconded at the
time of requesting the review.
[57] It follows that the position the subject of the review was the DP-S 2 position occupied by
Ms Crookes. I accept there may be more than one at-level position in the team, but Ms
Crookes is only able to be appointed to the position she occupied when requesting the
review.
[58] In reviewing the decision, that is indeed the position against which Ms Crookes was
reviewed. That is most apparent in the Respondent's submission that the incumbent will
be returning to the position which they had previously occupied and to which Ms Crookes
has been seconded, and so there will no longer be a need for her to be seconded. The
decision was fair and reasonable in that the review was conducted against the correct
position.
[59] That reasoning was followed in Holcombe v State of Queensland (Department of Housing
and Public Works).12 The words 'the position' must be given effect, and merit is an
entirely separate consideration.
Genuine operational requirements of the department
[60] Clause 4.2 of Directive 13/20 sets out the "Circumstances that would support the
temporary engagement of an employee". Slavish concurrence to that clause is not
tantamount to considering the genuine operational reasons of the Respondent. However,
it is entirely fair and reasonable for the Respondent to consider those factors in arriving
at a conclusion of whether to permanently appoint Ms Crookes to the DP-S 2 position.
[61] While it is true that the date for the incumbent's return may change, that does not
undermine the reality that the incumbent is still set to return to that position on a given
date and time. That is a legitimate basis for engaging a person on a temporary basis in
these circumstances; and it is also a genuine operational reason preventing Ms Crookes'
permanent appointment. The Respondent does not require two persons to be employed
within the same position.
12 [2020] QIRC 195.
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[62] The engagement is of the type contemplated within cl 4.2(b) of Directive 13/20, being a
circumstance that would support temporary rather than permanent engagement.
[63] Ms Crookes' submissions about the DP-S 1 position becoming vacant and then being
changed to a relocation is somewhat beside the point. As set out above, the Respondent
is unable to review Ms Crookes against just any role at DP1 level, but rather against the
precise position she occupied at the time of requesting the review.
[64] It is commendable that over the past seven years, Ms Crookes has engaged in professional
development relevant to the Deputy Principal position. However, although Ms Crookes
has periodically assumed the higher classification level duties since 2015, she has only
continuously been engaged since 26 November 2018. The review is contingent upon
continuous engagement and therefore I do not place significant weight on Ms Crookes'
service prior to 26 November 2018. The fact that Ms Crookes had been only periodically
engaged prior to that time further supports ongoing temporary rather than permanent
engagement and the fact there is a substantive owner set to return to the DP-S 2 position
presents a genuine operational requirement to refuse permanent conversion in this case.
[65] With respect to Ms Crookes' submissions regarding the primary campus Deputy Principal
being granted permanent conversion in similar circumstances, I accept the Respondent's
submissions that each case must turn on its own facts which is inconsistent with
consideration of comparative merit.
[66] The Respondent has submitted that the temporary employee engaged in Ms Crookes'
substantive position was mistakenly advised that he had been permanently converted.
What is now apparent is that Ms Crookes' substantive position is available for her to
eventually return to.
[67] Although I appreciate the unpleasantness of uncertainty, Ms Crookes has a secure
substantive position to return to. In my view, the circumstances do present a genuine
operational requirement which prevented Ms Crookes being permanently appointed to
her seconded position. There is nothing within that decision or reasoning which was
unfair or unreasonable, when regard is had to the precise wording of s 149C. Only one
person may occupy the position permanently at any one time in the usual course.
The effect of any previous decisions
[68] Directive 13/20 came into effect on 25 September 2020, while s 149C of the PS Act
became effective (subject to transitional arrangements) on 14 September 2020.
[69] Section 149C(4)(b) provides that the Respondent must consider the reasons for each
decision previously made or taken to have been made under that section in relation to
that person during their period of employment at the higher classification level.
[70] An employee is only entitled to make one request for review every 12 months, in
accordance with s 149C(3) and cl 5.4 of Directive 13/20.
[71] Given the timing of the legislative instruments coming into effect, the date of the
decision, and the time restrictions on requesting reviews, there cannot have been any
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previous decisions made under that section with respect to Ms Crookes. Further, the term
'taken to have been made' relates to s 149C(6), which provides that if the Respondent
does not make a decision within the requisite review period, they are taken to have
refused the request.
[72] It follows that the decision was fair and reasonable in that respect.
Conclusion
[73] Ms Crookes has been acting in a higher duties DP1 position. That present engagement is
to backfill another employee, the incumbent of that position. She has previously been
seconded to the same role, though different positions. Ms Crookes has sought, pursuant
to s 149C of the PS Act, to be made permanent in that position.
[74] The consideration of whether the employee meets the merit principle, and whether there
are any genuine operational requirements which prevent the conversion, are with respect
to 'the position' occupied by the employee at the time of seeking the review. It is not an
unconstrainted review into similar positions or roles. The interpretation which I am
compelled to adopt is that which gives effect to the wording of s 149C of the PS Act, and
the practical limitations which are inherent to s 149C and Directive 13/20.
[75] In conducting the review against the appropriate position, and in their submissions in this
Appeal, the Respondent reasoned there is an incumbent of the position, that person is to
return to the position, and the Respondent has no need for two persons permanently
appointed to the same position. That was said to present a genuine operational reason not
to appoint Ms Crookes permanently to the seconded position. I have found that decision
to be fair and reasonable. Only one person may occupy the position permanently at any
one time in the usual course. As such, I confirm the decision appealed against and dismiss
the Appeal.
[76] I order accordingly.
Order:
That the appeal is dismissed.
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Official source: https://www.sclqld.org.au/caselaw/QIRC/2021/149