Aufai t/as Little Hearts Family Day Care Service v Queensland Department of Education [2020] QCAT 387
QUEENSLAND CIVIL AND
ADMINISTRATIVE TRIBUNAL
CITATION: Aufai t/as Little Hearts Family Day Care Service v
Queensland Department of Education [2020] QCAT 387
PARTIES: SONJA AUFAI T/A LITTLE HEARTS FAMILY
DAY CARE SERVICE
(applicant)
v
QUEENSLAND DEPARTMENT OF EDUCATION
(respondent)
APPLICATION NO/S: GAR269-20
MATTER TYPE: General administrative review matters
DELIVERED ON: 7 October 2020
HEARING DATE: 6 October 2020
HEARD AT: Brisbane
DECISION OF: Member Kent
ORDERS: The application for a stay is refused.
The decision will apply from the date seven (7) days
after the date of the decision.
CATCHWORDS: EDUCATION – INSTITUTIONS -EARLY
CHILDHOOD EDUCATION AND CARE - family day
care – provider and service approval under Education and
Care Services National Law (Queensland) – where
Applicant’s provider and service approval cancelled –
where the Applicant filed an application to review – where
the Applicant also applied for a stay of the decision – where
the Applicant argues that her interests will be seriously and
adversely affected if decision not stayed – where decision
based on numerous grounds arising under the National Law
and National Regulations – where the rights and best
interests of the child are paramount under the National Law
– whether a stay ought to be granted
Education and Care Services National Law(Queensland)
Act 2011(Qld) s 3, s 4, s 15, s 31, s 32, s 33, s 43, s 44, s
48
Education and Care Services National Law (Queensland),
s 192, s 193
Queensland Civil and Administrative Tribunal Act 2009
(Qld), s 22(3), s 22(4
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2
Bui v Queensland Law Society Incorporated [2017]
QCAT 441
Deputy Commissioner Stewart v Kennedy [2011] QCATA
254
King v Queensland Law Society Incorporated [2012]
QCAT 489
Oz Family Day Care Pty Ltd v Department of Education
and Training [2017] QCAT 220
Techno Protective Security Services Pty Ltd v Brisbane
City Council [2012] QCAT 699
Casella v Queensland Police Service, Weapons Licensing
Branch [2014] QCAT 255
Kuol t/a Care Family Day Care v Queensland
Department of Education [2018] QCAT 337
Oakhaul Pty Ltd v Department of Education [2020]
QCAT 27
APPEARANCES &
REPRESENTATION:
Applicant: Sophie Gibson (in person) Counsel
Sonaaz Farhadi-Fard, Ramsden Lawyers (via telephone)
Solicitor
Sonja Aufai (in person)
Respondent: Peter Stokes, McCullough Robertson, Solicitor (in person)
Carolyn Hildebrand (in person)
Steven Rogers (in person)
Gabrielle O’Neil (in person)
Jason Davies (via telephone)
Alison Davies (via telephone)
REASONS FOR DECISION
Background
[1] These are the reasons for the decision for an order to stay the decision of the
Respondent made on 17 July 2020 pursuant to s 33(1) of the Education and Care
Services National Law (Queensland) (‘the National Law’) to cancel the ‘provider
approval’ of the Applicant issued under that Law. The Applicant held a ‘provider
approval’ number PR-40017615 under s 15 of the National Law and a ‘service
approval’ Number SE-40012333 under s 48(1) of the National Law.1
[2] On 27 March 2020, the Respondent issued the Applicant with a show cause notice
under s 32(2) of the National Law inviting a response to the proposed cancellation of
1 Section 4 of the Education and Care Services National Law (Queensland) Act 2011 (Qld) (‘the National
Law Act’) adopts the National Law as in force from time to time. For a useful summary of the
regulatory framework for education and care service providers, see Oz Family Day Care Pty Ltd v
Department of Education and Training [2017] QCAT 220, [5]-[12].
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her provider approval. A response was due by 1 May 2020. In addition to providing a
response on this date the Applicant continued to provide material in response after
this date (2 May, 3 May, 19 May, 9 June and 17 June 2020). The Respondent advised
that despite much of the material being provided post the due date for a response it
considered all of the material in coming to a decision to cancel the Applicant’s
Provider Approval on 17 July 2020. The decision was made pursuant to s 33(1) of the
National Law.
[3] A consequence of the 17 July 2020 decision of the Respondent was that the service
approval held by the Applicant was also cancelled, as provided for by s 34(1) of the
National Law.
[4] The Applicant turned to the Tribunal and filed an application to review the decision
of the Respondent to cancel the Applicant’s provider approval.2 At the same time,
application was made to stay the decision pending the outcome of the application for
review, as allowed by s 22(3) of the Queensland Civil and Administrative Tribunal
Act 2009 (Qld) (‘the QCAT Act’).
The statutory framework
[5] In his decision of Kuol t/a Care Family Day Care v Queensland Department of
Education3 Senior Member Aughterson sets out the legislation that is relevant to a
decision such as the current case:
Section 3(1) of the National Law states that the objective of the law is ‘to
establish a national education and care services quality framework for the
delivery of education and care services to children’. Section 3(2) provides six
objectives of the quality framework, including:
(a) to ensure the safety, health a wellbeing of children attending education
and care services;
Section 3(3) then sets out six guiding principles of the quality framework,
including:
(a) that the rights and best interests of the child are paramount;
(f) that best practice is expected in the provision of education and care
services.
Section 4 of the National Law requires an entity that has functions under this
Law ‘to exercise its functions having regard to the objectives and guiding
principles’ set out in s 3. In conducting a review, that obligation extends to the
Tribunal.
The grounds for cancellation of provider approval are set out in s 31 of the
National Law. In the present case, provider approval was cancelled on grounds
(b) and (e) of s 31:
(b) the Regulatory Authority is satisfied that the continued provision of
education and care services by the approved provider would constitute an
unacceptable risk to the safety, health or wellbeing of any child or class
of children being educated and cared for by an education and care service
operated by the approved provider; or
2 The jurisdiction of the Tribunal is provided for by s 192 to s 193 of the National Law and s 42 to s 44
of the National Law Act.
3 [2018] QCAT 337 [6] to [11].
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(e) the approved provider has breached a condition of the provider
approval
By s 22(4) of the QCAT Act, the tribunal may make an order staying the
operation of a reviewable decision only if it considers the order is desirable after
having regard to:
(a) the interests of any person whose interests may be affected by the making
of the order or the order not being made;
(b) any submission made to the tribunal by the decision-maker for the
reviewable decision;
(c) the public interest.
The Tribunal must form the positive view that the making of a stay order is
desirable.4
In Bui v Queensland Law Society Incorporated,5 after noting that regard must
be had to the factors in s 22(4) of the QCAT Act, Daubney J stated that it is also
appropriate to consider the conventional curial principles relating to stay
applications and adopted the following observations by Wilson J in King v
Queensland Law Society Incorporated:6
… s 22(4) of the QCAT Act spells out three factors the Tribunal must
consider before granting a stay but, in doing so, does not exclude the
application of standard principles, procedures and tests to be applied in
applications for stays. The matters to be considered under those tests will
include the Applicant ’s prospects of success in the review proceedings,
the effect of any stay on them, and whether irremediable harm might be
suffered by the Applicant if a stay is not granted.”
In Deputy Commissioner Stewart v Kennedy,7 which involved an application to
stay an order of dismissal of a police officer, after noting that the Tribunal at
first instance had granted a stay on the basis of the balance of convenience, the
Tribunal on appeal stated:
But of far greater significance is the public aspect of staying a dismissal
in police disciplinary proceedings. This is not ordinary civil litigation in
which the contest is between two parties where a major consideration is
whether it is reasonable to hold a successful party out from the benefit of
a judgment. In Bryant v Commonwealth Bank of Australia [1996] HCA
3; (1996) 70 ALJR 306, 309 Kirby J observed that stays of the operation
of decisions made under laws designed to protect the public "are in a class
different from cases involving no more than the suspension of the
operation of orders affecting to private litigants only”. The example given
by His Honour was of the de-registration of a professional lawyer, but his
observation was general in relation to the disciplinary process under laws
designed to protect the public.
[6] In addition to considering the law set out in the case of Kuol I considered the decision
of Oakhaul Pty Ltd v Department of Education.8 The decision of Kuol, like the current
case, considered the licensing of a Family Day Care Provider. The Oakhaul decision
4 Techno Protective Security Services Pty Ltd v Brisbane City Council [2012] QCAT 699, [8].
5 [2017] QCAT 441, [8].
6 [2012] QCAT 489.
7 [2011] QCATA 254, [29].
8 [2020] QCAT 27.
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considered a family day care centre. I refer to the decision of Senior Member
O’Callaghan, as she then was, in the decision of Casella v Queensland Police Service,
Weapons Licensing Branch [2014] QCAT 255:
Section 22(4) of the Queensland Civil and Administrative Act 2009 (Qld)
(‘QCAT Act’) gives the Tribunal power to stay a decision under review if such
an order is desirable having regard to:
a. the interests of any person whose interest may be affected by the
making of the order, or the order not being made;
b. any submission made to the Tribunal by the decision-maker for the
reviewable decision see the public interest.
As the Appeal Tribunal noted in Deputy Commissioner Stewart v Kennedy9 the
determination of whether to grant a stay is a complex discretionary exercise but
common sense and authority both indicate that the usual questions to be
addressed commence with:
a. Does the Applicant have an arguable case?
b. Does the balance of convenience favour granting the stay?
In s 22 applications, additional specific regard be had as necessary to the factors
mentioned in subsection (4).
[7] Although some of the cases referenced refer to disciplinary proceedings, there is a
similarity between that type of case and the current one as the relevant laws in both
types of matters are designed to protect the public. In particular, as noted above,
s 3(2)(a) of the National Law provides that an objective is to ensure the safety, health
and wellbeing of children attending education and care services, while a guiding
principle at s 3(3)(a) is that the rights and best interests of the child are paramount.
[8] It is noted that other QCAT decisions can be considered persuasive only and are not
binding. I accept that these matters turn on their own factual scenarios. Casella, as
already stated, deals with a different type of application to the others. What is
important in my considerations are the relevant tests in deciding about a stay and the
facts of the current case. The factual narratives of others’ decisions and the decisions
themselves are not binding upon me as the member making this decision.
Findings and submission by the Respondent (including Responses to the
applicant’s material
[9] The Respondent found that the Applicant was responsible for many breaches of the
National Law and the Education and Care Services National Regulations (‘the
National Regulations’). The relevant provisions and findings may be summarised as
follows:
(a) Regulation 170 of the National Regulations: Policies and procedures to be
followed.
(b) Regulation 171 of the National Regulations: Policies and procedures to be kept
available.
9 [2011] QCATA 254.
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(c) Regulation 99 of the National Regulations: Children leaving the Education and
Care Services premises. Failure to ensure that children did not leave the family
day care service other than as allowed under regulation 99(4).
(d) Regulation 100 of the National Regulations: risk assessments as required by
regulation 101 were not carried out prior to an excursion. This was the subject
of a compliance notice issued 29 November 2019.
(e) Regulation 102 of the National Regulations: children were taken on excursions
without the required written authorisation. This was the subject of an emergency
notice on 12 November 2019 and 15 November 2019 and a compliance notice
issued on 29 November 2019.
(f) Regulation 116 of the National Regulations: Assessments of family day care
residences and approved family day care venues.
(g) Regulation 177 of the National Regulations: Prescribed enrolment and other
documents to be kept by the Approved Provider.
(h) Section 175 of the National Law: Offence relating to requirement to keep
enrolment and other documents.
(i) Section 167 of the National Law: every reasonable precaution was not taken to
protect children being educated and cared for by the family day care service
from harm and from hazards likely to cause injury. This was the subject of
emergency action notices issued on 12 November 2019 and 15 November 2019
and a compliance notice issued on 29 November 2019.
(j) Section 51 of the National Law: Conditions on Service Approval.
(k) Regulation 163 of the National Regulations: Residents at a family day care
residence and persons who are a family day care educator assistant must be a fit
and proper person to be in the company of children.
(l) Regulation 144 of the National Regulations: Family day care educator assistant.
This was the subject of an emergency action notice issued on 15 November 2019
and a compliance notice issued on 12 November 2019.
(m) Section 164A of the National Law: Offence relating to the education and care
of children by Family Day Care Service.
(n) Regulation 103 of the National Regulations: Premises, furniture and equipment
to be safe, clean and in good repair failure.
(o) Regulation 104 of the National Regulations: Fencing.
(p) Regulation 105 of the National Regulations: Furniture, materials and
equipment. This was the subject of a compliance notice issued on 29 November
2019.
(q) Regulation 97 of the National Regulations: Emergency and evacuation
procedures. This was the subject of a compliance notice issued on 29 November
2019.
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(r) Regulation 77 of the National Regulations: Health, hygiene and safe food
practices. This was the subject of an emergency action notice issued on 15
November 2019.
(s) Regulation 89 of the National Regulations: First aid kits. This was the subject
of a compliance notice issued on 29 November 2019
(t) Section 165 of the National Law: Offence to inadequately supervise children.
(u) Regulation 178 of the National Regulations: Prescribed enrolment and other
documents to be kept by family day care educator.
(v) Regulation 160 of the National Regulations: Child enrolment records to be kept
by the Approved Provider and family day care educator. This was the subject of
an emergency action notice issued 12 November 2019 and 15 November 2019.
(w) Regulation 158 of the National Regulations: Children's attendance record to be
kept by the Approved Provider.
(x) Regulation 159 of the National Regulations: Children's attendance record to be
kept by the family day care educator. This was the subject of a compliance
notice issued on 29 November 2019.
(y) Regulation 180 of the National Regulations: Evidence of prescribed insurance.
This was the subject of a compliance notice issued on 29 November 2019.
(z) Regulation 165 of the National Regulations: Record of visitors. This was the
subject of an emergency action notice issued on 14 November 2019 and a
compliance notice issued on 29 November 2019.
(aa) Regulation 185 of the National Regulations: Law and regulations to be
available; and
(bb) Section 13 of the National Law: Matters to be considered in assessing whether
fit and proper person. The Applicant was considered to have breached the
obligations under this section and also under section 51 of the National Law in
failing to comply with the conditions of the service approval. As listed above
there are other sections and regulations that the Applicant was considered to
have breached.
[10] The Respondent submits that there were a significant number of emergency action
notices, compliance notices and breaches over a period of approximately nine months
and it was of great concern that there seemed to be repetition of many of these
contraventions.
[11] It was submitted that the Respondent considered all the material filed with them by
the Applicant, even the material that was filed after the due date of the show cause
response. The Respondent stated that the actions of the Applicant were fundamentally
serious and that they amounted to a gross failure of the Applicant to adhere to required
policies and procedures in relation to safety, health and wellbeing of the children,
including policies and procedures addressing the management records, risk
assessments, excursionsand steps required to ensure safe environments for children.
It was also submitted the Applicant had significantly not complied with the National
Law and Regulations over a relatively short period of nine months between the
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commencement of the operation of the service in October 2019 and the issuing of the
cancellation order in July 2020.
[12] Further the Respondent submitted that the Applicant had not demonstrated by her
conduct that she understood her obligations. Even after numerous engagements with
the Respondent it was alleged that the Applicant had not remedied all non -
compliances. The Respondent’s legal representative submitted that the applicant had
been responsible for a consistent failure to comply with the required remedies and that
not all non-compliances were not contested. It was noted that there were multiple
breaches and these were referred to in paragraph 21 of Ms Hildebrand’s first affidavit,
stating that these were repetitive in nature; paragraph five of the cancellation decision
set out the issues with non-compliance and paragraph 24 of Ms Hildebrand’s first
affidavit indicated that it was not clear which of the non-compliant issues were the
ones that were contested and which ones had been remedied.
[13] In the Applicant’s affidavit material of 17 August 2020 in paragraph 1.3 (iii) it was
stated that the applicant had not been able to address all the relevant remedies
required. The Respondent noted that this statement had been made some six weeks
before the stay application was heard on 6 October 2020. It was the Respondent’s
submission that there was no evidence before the Tribunal of any attempt to further
remedy any of the deficiencies between the period of August and the hearing of the
stay application on 6 October 2020. It was submitted that the Applicant's response to
the show cause material is that she relied upon the employment of a Ms Karen Cross.
Ms Cross no longer works at the service.
[14] In paragraphs 14 to 16 of the material filed on 17 August 2020 the applicant said she
intended to engage a consultant. It was the Respondent’s submission that intention is
not sufficient and that due to the multitude of breaches in a short period of time (nine
months) and an inability to demonstrate clearly that all of these breaches have been
remedied and that they would not happen again this meant that the applicant has not
demonstrated a capability to run a service under the National Law.
[15] It was submitted that it was unreasonable to expect the Tribunal to wait for actual
harm to occur to a child before they could grant a stay. Similarly, actual harm should
not be the prerequisite for the respondent acting for a failure to comply with the
National Law.
[16] Reference was made to the applicant not having a Blue Card for a period from the
end of February to the end of August 2020. At the hearing there was a discussion
about the notification process between the Department of Education and the
Department of Justice and Attorney-General that administers the Blue Card regime. It
appeared from this there may be some gap in the communication process, however it
was established that a lack of a Blue Card is something that would trigger an
investigation. Then, depending on the facts, the most likely outcome would be the
suspension of the service’s licence.
[17] In these circumstances the decision was to cancel the applicant’s licence, however
cancellation has the same effect as suspension in that the service cannot operate for
the period that it is in force. The Respondent submitted that it could not be confident
that the Applicant was able to meet her obligations and ensure the safety, health and
wellbeing of the children being educated and cared for by her service.
[18] It was also submitted that some residents at some of the family day care residences
and the family day care educators’ assistants were not fit and proper persons under
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the Regulations. The Respondent noted that the Applicant had made submissions in
her show cause material that she had now doubled her monitoring of educators and
home visits; that in the first month of a new educator’s registration home visits are
conducted weekly; that additional questions have been added to the monthly home
visit and that Red Nose training had been attended by the educators of the service in
relation to safe sleep practices. It was the Respondent’s submission that there was
incomplete evidence to support the rectification of these issues.
[19] It was the respondent’s submission that they had no way of testing the applicant's
submission that there had been no further breaches. It was submitted by the
Respondent that the assertion that the Applicant was willing to take steps to rectify
any non- compliance was demonstrated to be untrue as few if any steps had been taken
to address non-compliance issues in the period of time between the issuing of the
cancellation notice and the 6 October 2020 stay application hearing date.
[20] The Department had sent their staff to the various day care educators’ residences and
had for reasons that could not be determined been unable to enter the premises, so
therefore they were unable to verify any changes had taken place. The only
information the Applicant could provide was that she considered that she had made
changes. In response to questioning from myself about an ongoing investigation the
Applicant’s legal representative submitted that arose from an incident that had
occurred in the days prior to the issuing of the cancellation notice so therefore it could
be considered as something that happened before the notice was issued. She did not
elaborate on the importance of this issue, however agreed that there did appear to be
an ongoing investigation.
[21] The Respondent’s most recent written submission address the issue of the Applicant’s
Blue Card or lack thereof. It was noted in the Applicant’s submissions that the
Applicant said that the Blue Card has now been issued (26 August 2020). At the oral
hearing submissions were made about the importance or otherwise of a Blue Card
about this stay decision. The Respondent suggested during submissions about the Blue
Card that the Applicant had not been truthful about the conversations they had with
Blue Card Services. These submissions were supported by emails from the
Department of Justice and Attorney-General. The Respondent’s submission was that
if a person failed to possess a Blue Card for the period (e.g. February until August)
then this was something that would certainly trigger an investigation and an
assessment by the Education Department. Although it would depend on the individual
facts in each case the likely outcome would be there would be a suspension of the
service’s licence until the Blue Card was granted. Submissions from the Applicant
and the Respondent about the impact of a suspension indicated that a suspension was
a step down in seriousness from a cancellation.As referred to in the decision of
Oakhaul it would appear that both would have the same outcome in that the Applicant
would not be able to carry out their service provision of child care for the period of
the suspension.
[22] The Applicant stated that they had personally carried out further education since the
cancellation notice. This education comprised of a compliance tool by Family Day
Care Australia through its professional learning portal Family Day Care Australia; a
Small Steps levels 1 and 2 completed on 28 July 2020; a Child Safe Child Friendly
professional learning course conducted through the Family Day Care professional
learning portal completed on 11 August 2020; and a Perspectives on Quality
Professional Learning course through the Family Day Care professional learning
portal completed on August 2020.
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[23] The Respondent submitted that the Applicant had not deposed details of the topics the
tool covered, and the steps the Applicant took to complete it. It was submitted that
little weight could be given to the Applicant’s evidence in relation to the compliance
tool in the absence of further information.
[24] The Respondent submitted that the SmallSteps course, the Child Safe Child Friendly
course and Perspectives on Quality course did not have enough information attached
to them. The materials do not identify whether the In Safe Hands course has been
completed or the Family Day Care organisation have reviewed the Applicant’s
responses or assessed her comprehension or what was covered in the courses before
the certificates of participation were issued. It was further submitted that the Small
Steps course was not directly relevant to family day care. It was also noted that
although the ultimate hearing of the Tribunal would be hearing de novo the
Respondent submitted that the Tribunal should take into account that all of the courses
were carried out after the cancellation decision and the Respondent submits that the
applicant’s completion of the courses was purely reactionary to the cancellation
decision. The compliance tool, the Child Safe Child Friendly course and the
Perspectives on Quality course all were completed in a relatively short time frame by
11 August 2020. It was submitted that the quick completion of these courses makes it
difficult to glean how much understanding the Applicant could have gained with
respect to assessing risk and key indicators of risk.
[25] On the point of prejudice to third parties, such as educators, it was submitted by the
Respondent that there were multiple other jobs available to them. Therefore, they
would be able to be placed with another service provider in at least the medium term.
It was also submitted that the Applicant had given no detailed evidence in relation to
her assets.
[26] The Applicant submits that she has provided this including what her partner, who is a
New Zealand citizen, is entitled to and her financial obligations. These included
payment of her rent, her children’s school fees and the fact that she has several
children who are her dependents. The Respondent submitted that even if the Tribunal
could establish that financial hardship would be suffered it would have difficulty in
measuring the extent of that hardship such that it could be properly balanced in
assessing whether it was desirable to grant a stay of cancellation decision. It was
submitted that as sole proprietor of the service with complete management control it
was open to the Applicant to have managed services in a way that could have avoided
her being subject to a cancellation notice. Therefore, it was not desirable that the
Applicant should be able to rely upon financial impact upon her personally to allow
the service to continue.
[27] It was submitted that the interests of the families of the children of the Applicant’s
service would be affected because of their having to make alternative childcare
arrangements. It was noted the educators could possibly move to other service
providers and as such perhaps the children could attend those services as the educators
provide services within their own homes therefore there would be minimal disruption
to these families.
Applicant’s Submissions
[28] The Applicant denies that the continuation of the family day care service by her would
constitute an unacceptable risk to the safety, health or wellbeing of any child and states
that the breaches referred to in paragraph 33(b)(i) of the Respondent’s submission
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have been rectified within a reasonable time frame. She submits that as such they are
unlikely to reoccur.
[29] Ms Gibson submitted that the Applicant had reasonable prospects of being successful
at the substantive hearing of the application. She said that she had provided a response
to the cancellation notice and had fixed or remedied several of the matters. She had
established that her client’s situation would have been more appropriately dealt with
by a penalty of suspension. She agreed that the suspension would have the same
outcome as a cancelation in that at least for a period the Applicant would be unable to
run her business. She stated there was enough evidence supplied by the Applicant that
she was now compliant and that there was no imminent risk to children. However,
there would be adverse financial impacts upon herself, her family and her educators
should a stay not be granted. Ms Gibson referred the Tribunal to the decision of
Oakhaul.10 She referred to paragraphs 24 to 28 of that decision which discussed the
length of time between a stay application and the hearing of the application. The
hearing would be a fresh hearing on the merits. She referred to paragraphs 29 to 30 of
the Oakhaul decision – these paragraphs discussed what is an arguable case and the
point that cancellation was discretionary. She submitted it was arguable that her client
had a case. She said that she had taken remedial action including the sacking of three
educators who did not comply with the National Law. She had now provided training
on safe sleep practices to her educators and there had been no further incidents from
the date of cancellation. She said that she had hired additional staff; she was not
required for cross examination by the respondent at the stay hearing and that the
Tribunal would only be able to assess the merits of the case after hearing all of the
evidence.
[30] She submitted that her client would be financially impacted if the stay was not granted
and she would no longer be able to employ the educators. It was submitted that this
would in turn have an impact on them.
[31] On the topic of public interest counsel referred extensively to the case of Oakhaul,
paragraphs 35 to 41. It was submitted that the member in that case stated that the
public interest was less clear cut than referred to by the Respondent Department in
that case. It was submitted that “the public interest doesn't point all in one direction”.
She referred to the definition of desirable which needed to be satisfied to warrant a
stay. She submitted that it was arguable that since the time of cancellation there has
been remedial action taken and that the applicant is committed to education and
ongoing training. The applicant's legal representative agreed that there was ongoing
investigation into the Applicant’s service. Further she agreed that from 27 February
2020 to 26 August 2020 the Applicant was without a Blue Card.
[32] The Applicant further submitted that because of the limited period of time available
for the making of the review application and a stay application she had not yet been
able to produce all evidence of the steps taken to rectify any further noncompliance
and to prevent future noncompliance and that such evidence will be provided in the
review application in due course.
[33] The Applicant raised the issue of public interest which needed to be considered in this
proceeding. It was the Applicant 's submission that the public interest was with the
granting of a stay and not against it because there was no present risk to the safety,
health and wellbeing of children in the care of the service. She also submitted that the
10 [2020] QCAT 27.
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original non-compliance with the National Law had not historically resulted in any
actual harm to the safety, health and wellbeing of the children in the care of the
service. Finally, the families who used the service and educators would be
inconvenienced if the stay was not granted.
[34] As would be expected the Applicant’s view as to the benefit of the courses undertaken
by her is different to that of the Respondent. It is suggested by her that these courses
teach skills that are very much applicable to family day care settings and that they
provide material that allows for the identifying, reporting, correcting and managing
of potentially dangerous /hazardous situations. The courses taken through Family Day
Care Australia were specific to a family day care setting and therefore the Applicant
had demonstrated her commitment to continued professional development and
education. It was submitted that this is what should be given weight in considering
whether a stay should be granted.
Discussion
[35] The Applicant provided a list of changes or remedies undertaken by her; these include
professional development training courses; she says she is now locating a consultant
to assist her with carrying out risk assessments for the service, however she is
unavailable to start due to Covid-19 restrictions. She states that she now has a Blue
Card although she had been operating the service without a card until her receipt of
her Blue Card on 26 August 2020. In the material attaching to the stay application the
Applicant has provided detailed responses to all the allegations. These responses fall
into the categories of either stating that the breach did not occur or if it did occur no
actual harm was caused to any children and that she has now put in place methods or
procedures that will prevent the re occurrence of any such breach ( if it did occur).
[36] These procedures included the employment of an assistant (now resigned) and another
person and a consultant to be appointed at some time in the future. These people are
said to be skilled in the provision of childcare services and the assessment of
associated risk. These measures appear to be, at best, an attempt to delegate her own
obligations. Therefore, it is difficult for me to be satisfied that her attempts to
outsource her own statutory obligations as the service provider are proof that a stay
should be granted.
[37] The Applicant states that educators who are considered to have been perhaps
perpetrators of previous breaches no longer work for the service. Again, it is not their
failings that I must consider but the strength of the Applicant’s case on review.
[38] It is submitted that the Applicant herself now has a Blue Card, and that she has taken
steps to ensure that all procedures that led to breaches have been improved. The
Applicant submits that these alleged breaches took place over a short period of time
and that she has taken quick action to remedy them. She emphasises the importance
of no harm occurring to children; however she does not address the issue of risk to
children as set out in the legislation. Certainly, there is no real indication of the change
implemented and the courses she has undertaken having had an immediate impact on
the service. I find it very difficult to accept that there is no risk to children in
circumstances where the Applicant advises that she has not had enough time to
complete all the necessary actions. In the main, changes outlined by the Applicant are
expressed in terms of proposals, with limited indication or evidence that they have
been successfully implemented other than taking the applicant’s word for this. The
measure of ‘no child has been harmed’ is a highly inadequate measure in the
circumstances of child safety and not one that I can accept or apply.
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[39] In relation to interests affected, the Applicant states that her sole income is derived
from the Little Hearts Family Day Care Service. She sets out her expenses and says
she will not be able to meet them without the service’s income. Her husband and
children will be impacted as well as her staff and the families of the children who use
the service as they will need to make alternative childcare arrangements. She said that
she finds it difficult to find a job in childcare, the only industry she is qualified for.
[40] The Respondent opposes the stay application on the basis that a stay would present a
risk to, or would not ensure the safety of, the health and wellbeing of children
attending the Applicant’s family day care service. It is submitted that failure to comply
with the National Law presents an imminent risk to children in the care of her service.
Further, the Applicant has provided insufficient indication as to why a stay would be
in the public interest. The respondent’s submission can be summarised by the words
of Senior Member Aughterson in the case of Kuol.11
[41] The Respondent submitted, among other things, that the Applicant does not possess
the means of addressing the relevant risks put forward by the Respondent. The
Respondent refutes that the Applicant’s measures to date are sufficient and/or have
even been implemented. It was submitted that the Respondent’s findings and reasons
for the cancellation decision are detailed and well considered and were in accordance
with principles of procedural fairness. Further is was submitted that the Applicant has
not provided any supporting evidence with respect to any alleged prejudice to
interests. The Respondent also refers to the primacy of the best interests of children
in education and care services under the National Law.
[42] I refer to the decision of SeniorMember O’Callaghan as she then was in the decision
of Casella v Queensland Police Service, Weapons Licensing Branch [2014] QCAT
[43] “Section 22(4) of the Queensland Civil and Administrative Act 2009 (Qld) (‘QCAT
Act’) gives the Tribunal power to stay a decision under review if such an order is
desirable having regard to:
the interests of any person whose interest may be affected by the making of the
order, or the order not being made;
any submission made to the Tribunal by the decision-maker for the reviewable
decision see the public interest.
[44] As the Appeal Tribunal noted in Deputy Commissioner Stewart v Kennedy12 the
determination of whether to grant a stay is a complex discretionary exercise but
common sense and authority both indicate that the usual questions to be addressed
commence with:
Does the Applicant have an arguable case?
Does the balance of convenience favour grant the stay?
[45] In s 22 applications, additional specific regard be had as necessary to the factors
mentioned in subsection (4).
11 Kuol t/a Care Family Day Care v Queensland Department of Education [2018] QCAT 337.
12 [2011] QCATA 254.
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[46] As in the case of Casella13 it is not my role in considering the stay application to
undertake a detailed assessment of the Applicant’s prospects of success of overturning
the decision on review but it should be possible to discern whether the Applicant has
an arguable case.14
[47] The Applicant has identified what she considers to be the arguments that support her
case. She submits, in essence, that she has a reasonable provided explanation a
reasonable response to the Respondent’s issues, she has addressed any areas of
deficiencies in a number of ways and that she can show she is a fit and proper person
and therefore she believes her application will be successful.
[48] I would accept that in this matter the Applicant has identified some arguments upon
which a case could be put that that she is a fit and proper person to hold a Provider’s
Licence. The Applicant submits that the alleged breaches have only occured (if they
did occur) over a period that was relatively short and that she has moved quickly to
rectify these breaches. Further she is continuing to remedy the breaches, however she
did not have enough time prior to making this application to have completed this
process. This is disputed by the Respondent. The Applicant emphasises that no actual
harm has occurred to a child as opposed to children being exposed to risks. I find that
it is difficult to understand why this is considered to be in some way exculpatory or
to perhaps lessen the seriousness of any breaches. The law in this area specifically
refers to strict requirements that must be satisfied because the stakes are so incredibly
high i.e. the safety of children is in the hands of service providers such as the
Applicant.
[49] However many issues appear to be unanswered by the Applicant including the issue
of her not advising the Education Department that her Blue Card had lapsed.
[50] My comments on the topic of possible argments raised by the Applicant do not amount
to me stating that I would find in her favour should there be a final hearing and this
material is to form part of her submissions at that hearing. However it is enough for
me to find that for the purposes of this stay application that the Applicant might have
raised an arguable point. Again this is not to say that I would find in her favour for
that reason but for the purposes of this stay application it is enough that she has raised
an arguable point.
[51] The Respondent’s submissions appear to indicate that it is their view that the
prospects of success in the application for review are poor. On the other hand the
Applicant submits that they have a good chance of success on review. It is of course
impossible to make a detailed assessment of the merits of the application in advance
of hearing relevant evidence and submissions. The submissions already received are
no substitute for these things, however some of the acknowledged differences are not
insignificant and I take this into account.
Balance of Convenience
[52] In cases such as this the balance of convenience factor is an important consideration.
I must consider the balance between the interests of the parties impacted by this
decision and the public interest.
13 [2014] QCAT 255.
14 Ibid, [14].
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[53] The Applicant says it is not in the public interest for the stay not to be granted however
she does not fully elaborate on why this is so. In Bryant v Commonwealth Bank of
Australia [1996] HCA 3; (1996) 70 ALJR 306, 309 Kirby J observed that stays of the
operation of decisions made under laws designed to protect the public “are in a class
different from cases involving no more than the suspension of the operation of orders
affecting two private litigants only”.
[54] Whilst I acknowledge that this case does not involve professional disciplinary
proceedings, the comments concerning laws to protect the public are equally
applicable in decisions about childcare licensing.
[55] The Applicant has made submissions relating to the impact of the loss of income and
also her concern that she will be unable to gain employment in the childcare industry.
She expresses a similar concern for her educators should the stay not be granted. The
Respondent submits that the Applicant is essentially wrong about this and that from
their research there are numerous jobs within the childcare industry particularly for
educators. It is noted by the Respondent that should the educators gain employment
through another service provider the children they currently look after would be able
to continue with them as the care is provided at the educators’ homes and not at a
different location, thus minimising the impact that this could have on the children and
their parents.
[56] The Applicant has not mentioned the potential impact of her failure to hold a Blue
Card licence for period of time between February and August2020. The Applicant
makes submissions that no child was actually harmed. She has given no consideration
to the possible impact that the exposure to risk may have had on the children and all
their families or the educators.
[57] The power conferred by s 22 of the QCAT Act is a power to make an order staying
the operation of a reviewable decision. It is a power that enables the Tribunal to
preserve the status quo pending the hearing and determination of the application for
review where the Tribunal considers that this is “desirable”. In deciding whether it is
desirable the Tribunal must consider the interests of any person who may be affected
by the order (which here would include the Applicant, her family, the educators, the
children who use the services, and their families), any submission made by the
decision- maker for the reviewable decision, and the public interest.
[58] Declining to make a stay order would clearly affect the Applicant’s interests. There is
the serious immediate impact of not being able to carry on her Family Day Care
Service Provider business in all of its aspects. Financially this will have an impact
upon the Applicant and others ( her family) and her educators.
[59] There is a clear public interest in maintenance of the integrity of the Family Day Care
licensing system in Queensland. The licensing regime is designed with the protection
of children and the protection of them from exposure to harm playing central roles.
This interest in child safety is paramount and this must be considered when balancing
the legitimate interests of the Applicant and the public interest. Apart from the
individuals who apply to hold provider licences and service licences, the others who
have an interest in these matters are the children who use the service, their families,
the regulators, the other service providers within the industry and the general public
who also have an interest in the integrity of the system. The principles and objects of
the National Law provide that the rights and best interests of children are paramount.
It is in the public interest to ensure that the health, safety and wellbeing of children in
education and care services is protected. It is important also that public confidence is
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maintained in the maintenance of the health, safety and wellbeing of the children in
such services. The public is entitled to take comfort from assurance that strict
adherence to these principles by the service providers is occurring.
[60] Cogent reasons are needed before staying an order following a decision to protect the
safety of children. Merely showing an inability to continue in a professional trade until
review is determined has not been held to be sufficient. In the case of Munt v
Queensland Law Society Incorporated15 President Justice Thomas, while
acknowledging the Applicant had an arguable case and prospects of success in the
review proceedings, refused to grant a stay. There, the Applicant ’s argument that he
would no longer be able to derive an income as a lawyer and that his clients would be
disadvantaged was held to be outweighed by other factors including:
(a) the seriousness of the misconduct;
(b) the likely prejudice to public confidence in the integrity of the disciplinary
process;
(c) the reputation of the profession if the practitioner is granted a stay;
(d) the means available to mitigate that prejudice; and
(e) the expedition with which the review can be heard.
[61] I consider that the same reasoning applies to cases such as the current case. A licence
allows the Applicant the right to continue to have children under control and care,
even if indirectly. Granting a stay in the current circumstances, the Respondent
submits, may put innocent parties such as children in the care of the Applicant’s
service. The Applicant has operated for a period of time without an essential
requirement, that is a Blue Card, even though it is announced they have one now.
Confidence in the integrity of the Family Day Care licensing regime maybe
undermined if an person who has behaved as the Applicant has is able to continue to
run a service in the current circumstances. The Applicant’s interests in conducting her
business and earning her income are subordinate to the need to ensure the safety of
children and this safety is provided by the imposing of strict controls on licensing and
ensuring that the National Law are met.
[62] It is also noted that the Respondent refers to an ongoing investigation regarding the
Applicant ’s conduct. As it appears that this investigation is not at the final stage nor
do I have full information on this and considering the sufficiency of the other evidence
in this matter I do not place a great deal of weight on that in coming to my decision;
it is noted as far as per the factual narrative.
[63] In assessing the balance of convenience, the Applicant has provided some evidence
that their work prospects will be prejudiced by not granting the stay. On the other
hand, the protection of the individual safety of children via the strict observation of
National Standards and Laws could be prejudiced by granting a stay in these
circumstances.
[64] In my view, it is not desirable, in these circumstances, to grant a stay of the Education
Department decision. In coming to that decision I have taken into account factors
including the purpose of the National Law, the role of the regime, the reasons for
suspending the Applicant’s licences, the Applicant ’s response, submissions made by
15 [2015] QCAT 451
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the Applicant, the submissions made by the Respondent against granting a stay and
the Applicant’s submissions in favour of a stay.
Orders
1. The application for a stay is refused.
2. The decision to refuse the stay will apply from the date seven (7) days after the
date of the decision.
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Official source: https://www.sclqld.org.au/caselaw/QCAT/2020/387