Currie v Queensland Racing Integrity Commission [2020] QCAT 240
QUEENSLAND CIVIL AND
ADMINISTRATIVE TRIBUNAL
CITATION: Currie v Queensland Racing Integrity Commission [2020]
QCAT 240
PARTIES: BENJAMIN MARK CURRIE
(applicant)
v
QUEENSLAND RACING INTEGRITY
COMMISSION
(respondent)
APPLICATION NO/S: OCR261-19
MATTER TYPE: Occupational regulation matters
DELIVERED ON: 2 July 2020
HEARING DATE: 18 June 2020
HEARD AT: Brisbane
DECISION OF: Member King-Scott
ORDERS: The Tribunal orders that:
The penalty imposed in respect of Shakira be set
aside and no penalty be imposed.
The penalty imposed in respect of Dreamscope of
six (6) months’ disqualification be set aside and in
lieu thereof the Applicant be fined $5,000.00;
The penalty imposed in respect of Eight Over of
disqualification for a period of 12 months is
confirmed;
The period of disqualification to commence from 15
July 2019.
CATCHWORDS: ASSOCIATIONS AND CLUBS – RACING CLUBS
AND ASSOCIATIONS – where administration of
prohibited substance – horse transferred from Victorian
stable 14 days earlier – rational explanation – where
consideration of factors related to penalty – whether
appropriate penalty includes disqualification or fine
Australian Rules of Racing, r178
Queensland Civil and Administrative Tribunal Act 2009
(Qld), s 20
Racing Integrity Act 2016 (Qld), s 246
Abbott v Racing Queensland Limited [2012] QCAT 230
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2
Kehl v Board of Professional Engineers of Qld [2010]
QCATA 58
Queensland All Codes Racing Industry Board v Thomas
[2016] QCATA 82
R v Morrison [1999] 1 Qd R 397
Racing Victoria Ltd v Kavanagh [2017] VSCA 334
Scott v Queensland Racing Integrity Commission (No 2)
[2018] QCAT 301
Smerdon v Racing Victoria Ltd (No 2) [2019] VCAT
2059
Stewards Report: Mark Goodwin – Red Beretta dated 25
August 2016
Wallace v Queensland Racing [2007] QDC 168
APPEARANCES &
REPRESENTATION:
Applicant: J Murdoch QC instructed by O’Connor Ruddy and
Garrett
Respondent: S McLeod QC instructed by Queensland Racing Integrity
Commission
REASONS FOR DECISION
The Applicant, Mr Benjamin Mark Currie is a licensed trainer with stables in
Toowoomba. He was charged with and convicted of several presentation offences
under rule 178 of the Australian Rules of Racing. Following an internal review on 15
July 2019, he was fined $10,000.00 and disqualified for a period of 27 months. He
now seeks an external review of that decision.
The parties have agreed a joint statement of facts. I reproduce the Statement below:
1. This Joint Statement of Agreed Facts is for the purposes of OCR261-19
only.
2. On 28 January 2018, 16 September 2018 and 2 February 2019 The
Applicant, Mr Benjamin Mark (“Ben”) Currie was a licensed by the Queensland
Racing Integrity Commission (QRIC) as a thoroughbred trainer.
3. Ben Currie ran a thoroughbred racing business in Toowoomba under the
name Currie Racing.
4. The Applicant has been a licensed trainer in the thoroughbred racing industry
for over ten (10) years.
The Charges
5. The Applicant was issued 3 charges by the Respondent’s Stewards on 14 June
2019 pursuant to Australian Rules of Racing (‘ARR’) 178.
6. AR178 states:
Subject to AR178G, when any horse that has been brought to a racecourse
for the purpose of engaging in a race and a prohibited substance is detected
in any sample taken from it prior to or following its running in any race, the
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trainer and any other person who was in charge of such horse at any relevant
time may be penalised.
7. This is an ‘absolute liability rule in so far as it applies to the trainer of the
horse presented to race.
8. The authorities confirm that, in AR178 matters, explanations for the
presence of the prohibited substances are not material to liability but, are
directly relevant to the degree of culpability of the trainer and hence to
penalty.
9. The charges were as follows:
A. SHAKIRA
10. The Applicant, as trainer of SHAKIRA, did present that horse to race at the
Toowoomba Turf Club on 28 January 2018 for the purpose of engaging in a
race when a urine sample taken from SHAKIRA was found, upon analysis,
to contain a prohibited substance, namely Testosterone.
11. The Respondent’s stewards found the Applicant guilty of the charge under
ARR 178 and imposed a fine of $15,000.
B. DREAMSCOPE
12. The Applicant, as trainer of DREAMSCOPE, did present that horse to race
at the Toowoomba Turf Club on 16 September 2018 for the purpose of
engaging in a race when a urine sample taken from DREAMSCOPE was
found, upon analysis, to contain a prohibited substance, namely Cocaine and
Benzolecgonine.
13. The Respondent’s stewards found the Applicant guilty of the charge under
ARR 178 and disqualified the Applicant for a period of one (1) year.
C. EIGHT OVER
14. The Applicant, as trainer of EIGHT OVER, did present that horse to race at
the Toowoomba Turf Club on 2 February 2019 for the purpose of engaging
in a race when a urine sample taken from EIGHT OVER was found, upon
analysis, to contain a prohibited substance, namely Cocaine,
Methylecgonine and Benzolecgonine. Note: Methylecgonine and
Benzolecgonine are metabolites of Cocaine.
15. The Respondent’s stewards found the Applicant guilty of the charge under
ARR 178 and disqualified the Applicant for a period of two (2) year.
16. When the current three (3) charges were before the Stewards, there were two
further charges under ARR178. Those charges are not the subject of review.
They related to the horse WICKED TRILOGY, substance meloxaicam and
the horse KARAHARAGA, substance 17-Methmorphin – 3qt. The stewards
imposed fines of $10,000 in the case of WICKED TRILOGY and $20,000
in the case of KARAHARAGA.
Internal Review
17. The Applicant sought an Internal Review on charge and penalty on the basis
that the Applicant was denied procedural fairness and the penalties imposed
were manifestly excessive. The outcome sought by the Applicant was that
the finding of guilt on all charges be set aside and the disqualification be set
aside.
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18. On 15 July 2019, the Internal Reviewer confirmed all 3 charges and made
the following amendments to the penalties in respect of each charge:
A. SHAKIRA
19.The penalty amended from a fine of $15,000 to six (6) months
disqualification;
B. DREAMSCOPE
20.The penalty amended from one (1) year to nine (9) months disqualification.
C. EIGHT OVER
21. The penalty amended from 2 years disqualification to 12 months
disqualification;
22.The Internal Reviewer declared that the periods of disqualification were to
be served cumulatively with the result that the period of disqualification
totalled twenty-seven (27) months.
23.The respective penalties for the charges concerning the horses WICKED
TRILOGY and KARAHARAGA, were reduced on internal review to $5,000
fine in each case. No review is sought in respect of those penalties.
24. The present matter, an external review under s 246 of the Racing Integrity
Act 2016, seeks only to review the penalty imposed on each charge.
25. The Applicant was one of Queensland’s leading trainers and has held a
trainer’s license for approximately ten (10) years. At the time that these
matters went before the stewards, the Applicant’s disciplinary history
demonstrated two (2) prior offences to AR178 that occurred in 2016 and
2017.
26. The particulars relevant to the 2016 matter involved a horse that provided a
sample found to contain methamphetamine due to a meth using stable hand
who had involvement handling the subject horse on race day: refer to the
reasons for decision of Member Hanger 2018 QCAT (OCR033-17).
27. On 19 March 2017, Ben Currie was fined $3,000 when the horse SMOOCH
returned a positive to an equine dental sedative 4-Hydroxy Xylazine.
Analysis
28. The Veterinary Certificate particular to SHAKRIA regarding Testosterone
states:
1. Testosterone is an anabolic androgenic steroid which increases
protein production (anabolism) and decreases protein breakdown
(catabolism). It does this by retaining nitrogen, sodium, potassium and
phosphorus and decreasing urinary excretion of calcium.
2. Testosterone can increase bone and muscle mass, provided the horse
has an adequate dietary intake of calories and protein. Testosterone can
increase the production of red blood cells in horses by stimulating the
erythropoietic stimulating factor. Testosterone can increase a horse’s
appetite and make the horse more aggressive and difficult to handle.
Studies into the effect of testosterone and other anabolic steroids on the
performance of horses are inconclusive.
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3. Testosterone is classed as a Schedule 4 substance (Prescription Only
Medicine or Prescription Animal Remedy) or Schedule 6 substance
(Poison) if manufactured as an implant preparation for animals,
according to the Standard for the Uniform Scheduling of Medicines and
Poisons No. 15.
29. (a) The SHAKIRA charge concerned a race on 26 January 2018;
(b) The Racing Science Centre (RSC) analysts’ certificate is dated 20
March 2018;
(c) The confirmatory certificate is dated 8 May 2018;
(d) The negative hair sample test result was certified on 6 June 2018;
(e) Mr Currie was notified of the positive result by the letter to his
solicitors dated 27 November 2018. NOTE: this was the letter which
advised Mr Currie that he was charged with a breach of AR178 and
also with administration of the prohibited substance under
AR175(h)(ii). The charge under the latter rule, was later abandoned
by the stewards;
30. The Veterinary Certificate particular to DREAMSCOPE regarding
Cocaine and Benzolecgonine states:
1. Benzolecgonine is a metabolite of cocaine. Cocaine can be extracted
from the leaves of the coca plant or synthesised artificially.
2. Cocaine has a local anaesthetic effect and is a central nervous system
stimulant. It also affects the cardiovascular system.
3. Cocaine is classified as a Schedule 8 substance (Controlled Drug) and
coca leaf is classified as a Schedule 9 substance (Prohibited Substance)
according to the Standard for the Uniform Scheduling of Medicines and
Poisons No. 23.
31. (a) The DREAMSCOPE charge concerned a race at Toowoomba on 16
September 2018;
(b) The RSC issued a positive analyst’s certificate on 26 November
2018;
(c) The confirmatory certificate is dated 10 December 2018;
(d) Mr Currie was notified of the positive test result by letter to his
solicitors dated 14 December 2018. NOTE: this was the letter which
advised Mr Currie that he was charged with a breach of AR178 and
also with a breach of AR175(h)(ii). The charge under the latter rule,
which was one of administration, was not proceeded with;
32. The Veterinary Certificate particular to EIGHT OVER regarding
Cocaine, Methylecgonine and Benzolecgonine, states:
1. Cocaine is a plant alkaloid. Its effects include central nervous system
stimulation, local anaesthesia and vasoconstriction.
2. Benzoylecgonine and methylecgonine (also called ecgonince methyl
ester) are metabolites of Cocaine in the horse.
3. Cocaine is classified as a Schedule 8 substance (Controlled Drug) and
coca leaf is classified as a Schedule 9 substance (Prohibited Substance)
according to the Standard for the Uniform Scheduling of Medicines and
Poisons No. 23.
33. (a) The EIGHT OVER charge concerned a race at Toowoomba on 2
February 2019;
(b) The RSC issued a positive analysts certificate on 15 March 2019;
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(c) The confirmatory certificate is dated 26 March 2019;
(d) Mr Currie was notified of the positive test results by letter to his
solicitors dated 5 April 2019. NOTE: this was the letter which
advised Mr Currie that he was charged with a breach of AR178 and
also with a breach of AR175(h)(ii). The charge under the latter rule,
which was one of administration, was not proceeded with.
The Tribunal derives its jurisdiction to conduct an external review of the decision
under s 246 of the Racing Integrity Act 2016 (Qld).
The Tribunal’s function on such a review application is to produce the correct and
preferable decision by way of a fresh hearing on the merits.1 Because this is an
administrative review proceeding, the Tribunal’s function is to review the decision,
not the process by which it was arrived at nor the reasons given for making it.
Accordingly, the Tribunal is not required to identify an error in either the process or
the reasoning that led to the decision being made. There is no presumption the original
decision is correct.2
It was submitted on behalf of the Applicant that:
(a) He was one of Queensland’s leading trainers and has held a trainer’s license for
approximately 10 years.
(b) Between 2012 and 2017 the Applicant started the following number of horses
in races:
(i) 2012: 198
(ii) 2013: 378
(iii) 2014: 407
(iv) 2015: 398
(v) 2016: 496
(vi) 2017: 723
(c) All winners and numerous second place getters had urine and/or blood samples
taken from them for analysis. Numerous other horses had pre-race blood
samples taken from them after arrival at racecourses for racing commitments.
These samples were taken as part of normal racing integrity protocols. Apart
from the positive swabs which are the subject of this matter and the other four
cases referred to above, the other samples were not notified as returning
positives to prohibited substances;
(d) At the time that these matters went before the stewards, the Applicant had two
prior AR178 offences.
The Offences
Shakira
In respect of the horse Shakira it was submitted on the Applicant’s behalf that he did
not administer the Testosterone and he believed that it had been administered before
1 Queensland Civil and Administrative Tribunal Act 2009 (Qld), s 20.
2 Kehl v Board of Professional Engineers of Qld [2010] QCATA 58, [9].
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it came to Queensland from Victoria. The horse had previously been trained and raced
in Victoria by another trainer Robert Smerdon. It arrived at the Applicant’s stable,
from Smerdon’s stables about two weeks before it was presented to race on 28 January
2018.
Robert Smerdon, the trainer of Shakira until approximately 14 days prior to the horse’s
arrival at the Applicant’s stables, was found guilty of multiple serious charges under
the ARR related to dishonest, corrupt, fraudulent, improper or dishonourable conduct
in relation to 78 pre-race, horse doping occurrences. Following an appeal decision
dated 31 December 2019, Mr Smerdon was disqualified for life and a fine of $90,000
was imposed by the Victorian Civil and Administrative Tribunal. 3
The evidence was that as an anabolic steroid, Testosterone has a long life in the body
system of a horse.4 It is submitted on behalf of the Applicant that there is a strong
circumstantial case that the mare Shakira had been administered Testosterone while
with Mr Smerdon and that she came to the Applicant’s stables with the substance
already in her. The horse raced when trained by the Applicant on several occasions
after 28 January 2018. It was swabbed and tested on 13 June, 7 July and 4 August
2018, with no further positives to Testosterone or any other substance.
Dreamscope
Dreamscope’s urine sample was found to contain Cocaine and Methylecgonine and
Benzolecgonine; the latter two substances are metabolites of Cocaine. In lay terms a
by-product of Cocaine after it has metabolised. It seems to be generally accepted that
it found its way into the horse’s system by environmental contact. That is by contact
with a stable hand or other handler, perhaps outside the stable.5 The Respondent
cannot dispute that assertion as it did not carry out any of its own investigations.
There was a period of three months between when Dreamscope raced and the
notification to the applicant of a positive test. This allowed him no reasonable
opportunity to investigate the source of the contamination of the horse.
In the cases of Dreamscope and Eight Over neither the Analyst’s Report nor the
Veterinary Certificate provide data as to the levels of cocaine in the system of the
horse.
It was submitted on the Applicant’s behalf that:
(a) At the material times, the Applicant had 100 horses in active training out of two
stable complexes in Toowoomba. Eighty horses were housed in barns at Clifford
Park racecourse.
(b) Another 20 were stabled at his parents’ property a few kilometres away at
Glenvale.
(c) He had about 20 full time and casual employees as stable hands and trackwork
riders. The horses did not have their own dedicated handlers or riders. Staff
handled any horse on an as required basis.
(d) Cocaine is a widely used illegal recreational drug in the Toowoomba area.
3 Smerdon v Racing Victoria Ltd (No 2) [2019] VCAT 2059.
4 Bundle 66 line 1.
5 Bundle 69 lines 42-27.
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It was further submitted that the racing industry is not isolated from the community
use of illegal drugs. The Respondent has dealt with numerous charges against
trackwork riders in South East Queensland: Gold Coast, Sunshine Coast, Ipswich and
Toowoomba, where urine samples have shown evidence of the use of
methamphetamines and Cocaine. These are published on the Respondent’s website.
Examples were provided of six licensed individuals in the last two years who have
been sanctioned by the Respondent. Two were from the Toowoomba area.
Eight Over
Eight Over’s urine sample also was found to contain Cocaine and Methylecgonine
and Benzolecgonine.
Again, no investigations were carried out by the Respondent as to whether Eight Over
had contact with people, other than employees of Currie Racing, or environmental
features that may have been a source of contamination with Cocaine.
It was submitted that there was a period of about two months between when Eight
Over raced and the notification to the Applicant of a positive test. This allowed him
no reasonable opportunity to investigate the source of the contamination of the horse.
It was submitted by the Applicant in respect of both Dreamscope and Eight Over
offences that no adverse inference should be drawn against him arising from his
inability to explain the source of the contamination. The individual horses in the stable
do not have their own dedicated handlers. On the day any member of staff could have
had contact with a horse.6 The delays referred to above, three months in respect of
Dreamscope and two months in respect of Eight Over, deprived the Applicant of the
opportunity to conduct an investigation with any real prospect of success. The trail, it
was submitted, was too cold.
The Respondent submits that the Applicant made no attempt to investigate how
cocaine was administered to Dreamscope and how it could be avoided in the future.
He took no precautions to prevent a recurrence which, in fact, occurred with Over
Eight returning a positive swab on 2 February 2019, the Applicant having earlier
notice following the results of Dreamscope’s positive result for cocaine
communicated to him on 14 December 2018.
The law
Although AR178 imposes an absolute liability on the trainer and any other person in
charge of a horse presented for racing with a prohibited substance, the use of the words
‘may be penalised’ provides a discretion not only as to penalty but whether any
penalty should be imposed at all. The following decisions affirm such an approach.
In Wallace v Queensland Racing7 McGill DCJ said:
In my opinion, however, there is a difference between a case where there is
evidence to show a specific mitigating circumstance, and simply an absence of
evidence of an explanation, either mitigating or aggravating depending on the
extent to which it shows an absence or presence of blameworthiness on the part
of the trainer.8 Cases where the trainer was able to show a specific explanation
which did not involve any blameworthiness on his part are really examples of
6 Bundle 72 lines 1-24.
7 [2007] QDC 168, [69].
8 R v Morrison [1999] 1 Qd R 397, 422.
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the situation where the trainer has for the purpose of penalty been able to show
a mitigating circumstance. It may well be appropriate for such cases to be
treated more leniently than what might be described as the ordinary case, where
there is no explanation for the elevated reading, and therefore no indication as
to whether or not there is any personal blameworthiness on the part of the
trainer. Obviously the third category of case would be one where there was some
explanation which did show moral blameworthiness on the part of the trainer,
which I would expect would justify a more severe penalty.
The test to be used in determining penalty in a “presentation” case, was considered by
Carmody J in Queensland All Codes Racing Industry Board v Thomas.9 His Honour
said:
[77] Consequently, a respondent is not liable to a penalty if an overall
assessment of the evidence rebuts the no fault inferred from a positive test and
reasonably supports a finding that he or she acted under an honest and
reasonable mistake that the horse being presented to race was drug-free or
alternatively, had done all they could to stop the horse from testing positive for
a banned substance.
…
[104] The salient penalisation factors are not spelled out in the AR’s but clearly
include the character and the degree of culpability of the applicant which, in this
case, the RBD found was such as to warrant the transgression being overlooked
and any penalty waived.
[105] Considerations irrelevant to liability, such as good character, lack of
knowledge, accident or carelessness and even unexcluded possibilities may
mitigate, if not sufficient to excuse or support a forensic finding consistent with
innocence.
[106] The RDB was within its rights in re-exercising the discretion to choose
not to impose any penalty at all, because the respondent was “a man of senior
years with an unblemished record throughout his (long) history”, he was
“forthright in this approach”, at the mercy of a rule “somewhat predatory in its
conclusiveness”, held in “great respect” by the stewards, not morally culpable,
not even partially suspended from training, and already financially
disadvantaged by the horse’s disqualification. There is no House v The King
error evident in this approach and, therefore, no power to disturb it.
The Applicant in his submission stresses that the charges of administration of the
prohibited substances were abandoned by the Respondent. This is significant because,
in the hierarchy of gravity, the culpability for a presentation charge under AR178 is,
on the case authorities, significantly lower than for administration. See Racing
Victoria Ltd v Kavanagh10 per Maxwell P:
[45] In striking contrast to the administration offences, the offences resting
solely on proof of detection do not carry a fixed or minimum penalty. This is
doubtless because the degree of blameworthiness attaching to the trainer (and
‘any other person who was in charge’) will vary according to the circumstance
under which the prohibited substance came to be in the horse’s system. Put
another way, the conferral of a discretion with respect to penalty enables the
harshness of absolute liability to be ameliorated in appropriate cases. The
conduct constituting each of the four administration offences, on the other hand,
9 [2016] QCATA 82.
10 [2017] VSCA 334.
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is viewed as uniformly blameworthy (within each category) and hence as
warranting a mandatory penalty.
In an appeal by Gai Waterhouse (2 September 2005) the Racing New South Wales
Appeal Panel, Mr P Capelin QC, Principal Member; Mr M Einfeld QC; Ms M
Crawley; Mr J Hickman and Mr D Leo said, among other things:
Australian Rule of Racing 178 in its current form provides that when a horse is
brought to a racecourse and a prohibited substance is detected in any sample
taken from it prior to or following its running in a race it may result in the trainer
being punished. The decision whether or not to punish the trainer is
discretionary. The finding is mandatory but, flowing from that finding, the
penalty is discretionary.
Respondent’s submissions
At the outset of the hearing the Respondent’s Counsel no longer pressed that the total
disqualification period should be 27 months, instead conceding that the period should
be a total of 18 months, being the six month period of disqualification for Dreamscope
to be served concurrently with the 12 month period of disqualification for Eight Over.
That the period of disqualification of 12 months be served cumulatively with the
period of disqualification of six months in respect of Shakira.
The Respondent submits that when regard is had to the circumstances giving rise to
each charge it is evident that the applicant has not done all he could to stop the horses
from testing positive for a banned substance. So much is apparent from Cocaine being
detected in Dreamscope and Eight Over. The applicant seeks to rebut this onus by
“shifting” the onus to the Respondent. Such an approach the Respondent submits is
misconceived.
Furthermore, the Respondent submits that there is no evidence to support the
Applicant’s contention that he “had no reason to depart from the belief that the horses
were being presented to race free of prohibited substances.11
The Respondent relies upon a decision of Mark Goodwin12 who was convicted of a
charge under AR rule 178 involving Testosterone. A six month disqualification period
was imposed but the Stewards’ Report contains no details of the offence or the
circumstances in which it occurred. The Applicant’s counsel submitted as a possible
explanation that sometimes small hobby trainers who may be financially restrained
prefer to accept a disqualification in lieu of a fine as being more palatable.
Resolution
In respect to Shakira the Applicant denied that he nor any member of his staff had
cause to administer Testosterone.13 It was a drug that, at the time, was only available
in an injectable form.14 The Applicant advised that the mare was sent to him from
Victoria. She had tested negative in Victoria on 24 November 2017 and raced again
on 9 January 2018.15 She arrived from Victoria two weeks before she raced and
11 Para 36(b), applicant’s outline of submissions.
12 Stewards Report: Mark Goodwin – Red Beretta dated 25 August 2016.
13 Bundle 64 line 15.
14 Bundle 68 line 40.
15 Bundle 36 lines 15 – 25.
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returned a positive swab on 28 January 2018. The Applicant advised that it was not
his common practice to use Testosterone, that there was pressure on him to race the
mare when it arrived from Victoria, that he did not think it necessary to wait a period
of time in case the mare had something in her system. He thought two weeks was a
reasonable time.16 He did not think it was necessary to contact the previous trainer.17
The effect of Testosterone on performance of horses is inconclusive, in other words it
is not known to have any performance enhancing characteristics.18 There seems no
logical reason for the Applicant to administer it and then race the mare in the period
of 14 days.
I am of the opinion that there is a rational explanation for the presence of Testosterone
in the urine sample. The Applicant denies that there was any direct administration of
Testosterone. The evidence is not contested that the Applicant only took possession
of the horse 14 days before the race in which it returned a positive swab. Testosterone
remains in the system for some considerable time. Despite the former trainer’s
deplorable history for doping horses in his stable, Testosterone may have been
administered in Victoria on the then trainer’s assumption that the mare was not going
to be raced for some time. It is not an unreasonable inference to draw, that absent any
other explanation, Testosterone was in the mare prior to her arrival at the Applicant’s
stables. In my opinion, such an explanation is more than mere speculation.
Had the mare returned a positive result without the explanation of her coming from
interstate a fortnight earlier, then the only explanation would have been that
Testosterone had been injected by someone in the stable with or without the
Applicant’s knowledge and a significant penalty would then have been justified.
The cases of Dreamscope and, more particularly, Eight Over are not so easily
resolved.
I note that it is not possible to ascertain the quantity of cocaine found. I also note that
the likely source was environmental contamination rather than direct administration.
Following notification of the positive swab in respect of Dreamscope, one would have
expected some investigation and tightening of controls within the stable. I am not
convinced by the explanation that the contamination could have come from outside
the stable. It was suggested that racecourse staff possibly may have contaminated the
horse. There was no evidence that other contaminations had occurred in this way.
The Applicant appears to have taken no steps to advise and/or warn his staff of the
potential problems in this regard, nor did he put in place any safeguards.19 Essentially,
it appears that he ignored the problem.
The degrees of blameworthiness in Wallace have been conveniently categorised in
Scott v Queensland Racing Integrity Commission (No 2) with the additional category
of ‘carelessness’ as:
(a) No blameworthiness at all.
16 Bundle 65 line 45.
17 Bundle 67 line 45.
18 See paragraph 28 of joint statement of facts at [2].
19 Bundle 70 line 20 and 71 line 42.
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(b) Carelessness.
(c) No credible explanation, so no indication about blameworthiness one way or the
other.
(d) Moral blameworthiness shown.20
It would appear, at least in respect to Over Eight that the Applicant falls within
Category (b) or (c). In the above case, Member Gordon referred to varying degrees of
carelessness ranging from a mild lack of care to gross negligence. In this case the
Applicant took no steps to investigate how Dreamscope came into contact with
cocaine, and what steps he could take to prevent it from recurring again. That showed
a degree of apathy that, in my opinion amounted to blameworthiness warranting an
above average penalty.
The Applicant has provided a list of comparable charges and penalties under AR 178
(now AR 240 (2)) for substances, other than Cobalt, for the Thoroughbred Code,
Harness Code and Greyhound Code. Generally, in respect of thoroughbreds all
penalties were fines. There was also an example of one individual21 charged with two
breaches of the rule with five past offences yet he was still only penalised with a
$3,000 fine on each charge. There were no charges relating to Testosterone.
Unfortunately, the stewards’ reports were not provided.
In Abbott v Racing Queensland [2012] QCAT 230 the Tribunal said that as a matter
of fairness and natural justice the Tribunal should strive to achieve the greatest degree
of consistency as is possible.
In all the circumstances, I consider the appropriate penalties to be:
(a) In respect of Shakira I set aside the penalty of six months’ disqualification and
impose no penalty;
(b) In respect of Dreamscope, I set aside the penalty of six months’ disqualification
and impose a penalty of $5,000.00;
(c) In respect of Eight Over I confirm the penalty of disqualification for a period of
12 months.
The Tribunal orders that:
1. The penalty imposed in respect of Shakira be set aside and no penalty be imposed.
2. In respect of Dreamscope, the penalty of six (6) months’ disqualification be set
aside and in lieu thereof the Applicant be fined $5,000.00;
3. In respect of Eight Over the penalty of disqualification for a period of 12 months
is confirmed;
4. The period of disqualification to commence from 15 July 2019.
20 [2018] QCAT 301, [48].
21 Stewards Report: John Manzelmann dated 4 June 2020.
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Official source: https://www.sclqld.org.au/caselaw/QCAT/2020/240