Ball v Workers' Compensation Regulator [2020] QIRC 58
QUEENSLAND INDUSTRIAL RELATIONS COMMISSION
CITATION: Ball, Jennifer Carol v Workers' Compensation
Regulator QIRC [2020] 058
PARTIES: Ball, Jennifer Carol
(Appellant)
v
Workers' Compensation Regulator
(Respondent)
CASE NO: WC/2018/98
PROCEEDING: Appeal against decision
DELIVERED ON: 17 April 2020
HEARING DATES: 20 May 2019
21 May 2019
13 August 2019
5 September 2019 (Appellant's submissions)
30 September 2019 (Respondent's submissions)
14 October 2019 (Appellant's submissions in
reply)
MEMBER:
HEARD AT:
Knight IC
Caloundra
ORDER: 1. The appeal is dismissed;
2. The decision of the Respondent dated
17 April 2018 is affirmed; and
3. The Appellant is to pay the
Respondent's costs of and incidental to
this appeal to be agreed or, failing
agreement, to be the subject of a
further application to the Commission.
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CATCHWORDS: WORKERS' COMPENSATION – appeal
against a decision of the Workers'
Compensation Regulator – where appellant has
a pre-existing condition of Carpel Tunnel
Syndrome – where appellant experiences pain
over a period of time while undertaking
repetitive tasks – whether pain and aggravation
arose out of or in the course of employment –
whether employment was the significant
contributing factor to aggravation – appeal
dismissed.
LEGISLATION:
CASES:
Workers' Compensation and Rehabilitation
Act 2003 (Qld) s 32
Blackwood v Civeo [2016] ICQ 001
Carman v Q-COMP (2007) 186 QGIG 512
Croning v Workers' Compensation Board
(1997) 156 QGIG 100
JBS Australia Pty Ltd v Q-Comp [2013] ICQ
13
Linortner v Q-Comp [2013] QIRC 91
Newberry v Suncorp Metway Insurance Ltd 1
Qd R 519
Taylor v Workers' Compensation Regulator
[2017] QIRC 006
APPEARANCES: Mr G J Barr of Counsel instructed by Maurice
Blackburn Lawyers for the Appellant
Mr B I McMillian of Counsel directly instructed
by the Respondent
Reasons for Decision
[1] Jennifer Ball, a production operator in a Nestlé Australia Ltd (Nestlé) factory, based in
Gympie, was working on a Rovema machine handling packets of 400-gram coffee on 12
October 2017, when she experienced numbness, tingling and burning sensations in both
hands.
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[2] Mrs Ball subsequently lodged a Workers' Compensation claim for an injury described as
Carpel Tunnel Syndrome (CTS). The claim was rejected. On review, the Regulator
confirmed WorkCover's decision.
[3] Mrs Ball has lodged an Appeal against the decision. She argues her employment with
Nestlé aggravated her pre-existing CTS, in circumstances where she performed tasks that
involved repetitive and, at times, forceful movements with her hands, while packing
product into boxes and undertaking associated duties.
[4] The primary issue for determination in this appeal therefore, is whether Mrs Ball
sustained an "injury" within the meaning of that term in s 32 of the Workers'
Compensation and Rehabilitation Act 2003 (the Act). At the relevant time, s 32 provided:
32 Meaning of injury
(1) An injury is personal injury arising out of, or in the course of, employment if-
(a) for an injury other than a psychiatric of psychological disorder - the employment is
a major significant contributing factor to the injury; or
…
(3) Injury includes the following–
…
(b) an aggravation of the following, if the aggravation arises out of, or in the course of,
employment and the employment is a significant contributing factor to the
aggravation–
(i) a personal injury other than a psychiatric or psychological disorder;
(ii) a disease;
(iii) a medical condition other than a psychiatric or psychological disorder, if the
condition becomes a personal injury or disease because of the aggravation.
[5] In considering whether Mrs Ball has an injury which falls within the meaning of s 32 of
the Act, Mrs Ball must firstly prove she was an employee. Secondly, she needs to
demonstrate that the aggravation of her CTS arose out of, or in the course of her
employment. Finally, Mrs Ball must prove to the Commission that her employment is a
significant contributing factor in the aggravation of her bilateral CTS.
[6] The parties agree Mrs Ball was a worker within the meaning of the Act. Likewise, it is
accepted that Mrs Ball sustained a personal injury to both her wrists, namely bilateral
CTS.
[7] The Regulator does not accept however that Mrs Ball's injury, or any aggravation of that
injury, arose out of, or in the context of her employment, in circumstances where she had
previously been diagnosed with CTS in or around 2002 and where it is argued Mrs Ball
has experienced ongoing symptoms since that time.
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[8] In the event the Commission determines Mrs Ball's CTS was an aggravation, the
Regulator denies Mrs Ball's employment was a significant contributing factor to the
injury, submitting her employment at Nestlé was merely "the setting in which the
aggravation occurred or the background to its occurrence".1
[9] Therefore, the remaining issues the Commission must consider are:
(a) Is Mrs Ball's evidence reliable?
(b) Did Mrs Ball suffer an aggravation of her bilateral CTS?
(c) If so, did the aggravation arise out of, or in the course of her employment with
Nestlé?
(d) If yes, was Mrs Ball's employment a significant contributing factor to the injury?
Key Witnesses
Is Mrs Ball's evidence reliable?
[10] One of the key issues for consideration in this matter is whether Mrs Ball's symptoms in
recent years relate significantly to her work and the nature of the duties she undertook;
or whether her CTS symptoms has progressed over time, predominantly due to the natural
history of the pre-existing condition and other factors.
[11] Expert medical opinions to one side, the witness most relevant to the issues I am required
to determine is Mrs Ball.
[12] Mrs Ball provided the Commission with an account of the timing and nature of the onset
of her symptoms and pain. She also gave evidence about the duties she undertook in the
lead up to the incident mentioned in paragraph [1] on 12 October 2017.
[13] Counsel for the Regulator, Mr McMillan, argues Mrs Ball is not a reliable witness,
highlighting her failure to initially disclose a previous diagnosis of bilateral CTS to her
treating General Practitioner, Dr Black and later, her specialist Orthopaedic Surgeon, Dr
Ho when she first obtained a Workers' Compensation Certificate for her CTS.
[14] Mr McMillan also highlighted what he considered to be Mrs Ball's 'demonstrated
dishonesty' in signing statements she knew to be false or inaccurate, in relation to many
of the factual issues which are now relevant to the determination of this appeal, while
initially pursuing her claim.
[15] Counsel for Mrs Ball argued she was a genuine and reliable witness, highlighting the
admissions or concessions she made during the proceedings and submitting Mrs Ball did
1 Croning v Workers' Compensation Board (1997) 156 QGIG 100 applied in JBS Australia Pty Ltd v
Q-COMP [2013] ICQ 13, 3.
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her best to provide the Commission with an accurate account of what happened during
her employment with Nestlé.
[16] It is also argued she was an impressive, though not sophisticated witness consistent with
what one might expect of a person her age, qualifications and experience.
[17] Mrs Ball's representatives also point to occasions where prior to receiving advice about
her claim, she made certain disclosures about symptoms and pain associated with her
hands, which demonstrated an open candour during discussions about her medical
history.
[18] It is contended that any failures in alleged non-disclosure by Mrs Ball in a statutory
declaration she signed in early 2018 after lodging her claim for compensation, were the
result of an oversight in failing to more thoroughly read the document, and a lack of
understanding of its content.
[19] Mrs Ball's representatives have also highlighted her casual status within her workplace
over the period she says her symptoms worsened and the understandable concerns she
may have held in relation to being more open about her pain and symptoms, given the
risks of not receiving ongoing work.
[20] Having reviewed the evidence before the Commission, it is clear Mrs Ball did not initially
disclose a prior 2002 diagnosis of bilateral CTS to her treating GP, Dr Black or her
specialist, Dr Ho.
[21] It is also the case that in October 2017, Mrs Ball told a Nestlé appointed physiotherapist
that she had been managing her CTS symptoms for eighteen years. She later failed to
disclose her prior diagnosis of CTS to a WorkCover representative, some weeks later.
[22] Mrs Ball also signed a statutory declaration in the pursuit of her claim which contains, in
my view, several inaccuracies, including statements where she confirms she had not
previously experienced pain or symptoms in her wrists, and where she attests that she
had not previously sought out medical treatment for any symptoms she may have been
experiencing in her wrists.
[23] The evidence before the Commission confirms Mrs Ball first sought medical advice after
experiencing pins and needles and other symptoms in her hands in 2002, when she was
working at the Buderim Ginger Factory. At that time, she met with a specialist who
undertook further testing. She was eventually diagnosed with moderately severe bilateral
CTS.
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[24] Separately, in mid-2015 there is a further reference in Mrs Ball's medical records to
investigations for CTS. During cross-examination, Mrs Ball acknowledged she had made
some inquiries with her treating specialist as to whether he specialised in CTS surgery.2
[25] The general thrust of Mrs Ball's explanations for not disclosing the information to her
treating specialists was that many years had passed since her interaction with her (then)
treating General Practitioner, Dr Dalton and neurologist, Dr Jayasinghe.
[26] Mrs Ball explained she was unable to recall receiving a formal diagnosis of CTS from
either doctor during this period. Nor could she recall going back to see Dr Jayasinghe for
any follow-up treatment or discussions after undertaking nerve conduction tests, despite
the existence of a report he prepared confirming a CTS diagnosis.
[27] Although I am prepared to accept it is likely Mrs Ball did not return to see Dr Jayasinghe,
it seems unlikely that she was not aware of the CTS diagnosis following his examination
and testing.
[28] I have arrived at this conclusion after reviewing Dr Jayasinghe's report of 16 November
2002, the medical records of Mrs Ball for the relevant period and a pre-employment
medical declaration completed by Mrs Ball for Nestlé, less than three years later, in which
she confirmed she suffered from CTS, albeit "not all the time".
[29] Mrs Ball's explanation for the inaccuracies in a separate statutory declaration she signed
in March 2018, in which she maintained she had not previously experienced symptoms
in her wrists or sought medical treatment for her hands, was that she did not intentionally
set out to mislead anyone. Further, that she had not properly read the statement before
signing it.
[30] During cross examination Mrs Ball struggled to provide a credible explanation as to why
she did not think to disclose her previous experiences of wrist pain and symptoms to a
WorkCover representative, despite mentioning CTS and the management of her
condition over the past 18 years to a physiotherapist some weeks earlier.
[31] Having regard to all these events, I accept there have been times where Mrs Ball has been
less than frank or transparent about her CTS diagnosis, symptoms and pain while working
at Nestlé and on different occasions during the pursuit of her Workers' Compensation
claim.
[32] Although I can appreciate that a loss in shifts and therefore income may have been a
motivating factor behind her lack of transparency, it follows that I now have some
concerns about the reliability of Mrs Ball's evidence.
2 T1-93-94.
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7
[33] As such, I have approached Mrs Ball's evidence with some caution, particularly in so far
as it relates to the timing, onset, and severity of her CTS symptoms from 2002 onwards.
[34] I note that during the proceedings the Commission was provided with a summary of work
tasks undertaken by Mrs Ball while working at Nestlé.3 The description of the work tasks
is important, because a significant component of Mrs Ball's case is that her CTS condition
has been aggravated due to high repetition associated with the performance of certain
tasks she was required to undertake.
[35] A number of the sorting and packing tasks listed within the task summary contained
calculations of the frequency with which she would be required to pick up packets,
squeeze them or undertake other repetitive or forceful tasks every minute, hour or shift.
[36] During the proceedings, Mrs Ball acknowledged the task list had essentially been
prepared by another person. Separately, she told the Commission some of the estimates
in the list had been determined by initially 'guessing' the number of packs being picked
up, squeezed or lifted within a certain time period.
[37] Ms Vogler, a production manager at Nestlé Gympie factory, also gave evidence about
the physical tasks performed by Production Operators on different filling and packing
machines in the factory.
[38] Although there appears to be a reasonable degree of consistency between Mrs Ball and
Ms Vogler regarding the sequence of the task being undertaken, there are some
differences in their respective accounts as to the extent of repetition or force involved,
the duration of the shifts, the extent to which employees were rotated between different
tasks and machines, and the frequency or regularity with which Mrs Ball was involved
in some of the more repetitive or difficult tasks rather than general floor service and
cleaning.
[39] I found Ms Vogler to be a straightforward, credible witness who was prepared to make
appropriate concessions while she was giving her evidence. I accept her evidence where
it contrasts with Mrs Ball's evidence.
Did Mrs Ball suffer an aggravation of her bilateral CTS and did the aggravation
arise out of or in the course of employment with Nestlé?
[40] On 12 October 2017, Mrs Ball was working on a Rovema machine when she experienced
pain and tingling in her hands to such an extent that she was unable to perform her duties.
A supervisor was called. Mrs Ball took a brief break before resuming other duties
elsewhere in the factory.
3 Exhibit 8.
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[41] On the day of the incident a "SHE Incident/Hazard Notification" report was completed
by Mrs Ball and records:
WHAT HAPPENED? (Describe what was being done and what were/are the consequences)
Hands started to get numb and had burning sensations. Really painful while working on ROVI.
...
CAUSES: (List your perceived cause of incident/hazard)4
[42] Certainly, there appears to be no question that Mrs Ball experienced a sensation of
numbing, burning and pain in her hands whilst performing her duties on the Rovema
machine on 12 October 2017.
[43] In a pre-employment declaration given to Nestlé, Mrs Ball disclosed a history of CTS
but noted the symptoms were not present all the time. Her evidence to the Commission
was that her symptoms had become progressively worse in the two years leading up to
the October 2017 incident, but were not disclosed to supervisors until the 12 October
2017 incident.5
[44] Under cross-examination, Mrs Ball acknowledged that since her diagnosis in 2002, she
has experienced flare ups in her symptoms of CTS, including pain, numbness and
burning. It is clear to me that these symptoms commenced during her employment with
Buderim Ginger and continued while working at Nestlé. She also acknowledged she
experienced flare ups of her CTS symptoms, in later years, even when she was not
working.6
[45] As a casual worker, she submitted that she feared she would lose her employment should
she disclose the pain she experienced.7 Mrs Ball said that despite the "very significant
symptoms" she was experiencing, she completed her shift on 12 October 2017 because
if she did not work, she would not be paid.8
Dr Black
[46] Mrs Ball's treating GP, Dr Black, examined her after the incident on 12 October 2017.
He prepared a letter for her supervisor, Mr Turner, where he advised she was fit to return
to work but should avoid working on the Rovema, Klockner and Stick Pack machines
until her CTS was able to be resolved.9
4 Exhibit 10.
5 T1-41, 28-33.
6 T3-43, 4-5.
7 T1-41, 28-33.
8 T1-91, 35-47.
9 Exhibit 1, page 48.
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[47] Dr Black provided two handwritten reports in response to questions from WorkCover,
which were provided to the Commission.
[48] In a response to a question as to whether Mrs Ball's injury was an aggravation of a pre-
existing condition, he noted "ongoing use of hands would aggravate a pre-existing
problem over a period of time'.
[49] In his evidence to the Commission, Dr Black noted CTS generally worsens over time
without treatment and it was likely Mrs Ball's job had aggravated her CTS in
circumstances where she was undertaking the repetitive tasks that she had described to
him.
[50] During cross-examination, Dr Black acknowledged he was a General Practitioner with
no specialist training. He conceded his opinions were based on the account or history
provided by Mrs Ball. In that respect, it seems Mrs Ball did not disclose a prior diagnosis
of bilateral CTS during their initial discussions.
Dr Ho
[51] Dr Ho is an experienced orthopaedic surgeon with more than thirty years' experience. He
estimated the number of operations he performed on patients with CTS to be in the
vicinity of 200 per annum. He considered he would examine more patients with CTS
than an occupational physician. During cross-examination, he agreed that his expertise
lay in the assessment of the degree of any injury that a patient such as Mrs Ball may have
sustained, and the surgical treatment of the injury once diagnosed.
[52] He provided two reports in respect of Mrs Ball's condition. He too, was not initially
advised she had previously been diagnosed with CTS in 2002.
[53] Dr Ho explained to the Commission that CTS symptoms come and go. He noted that they
can lie dormant for a period before recurring, and that once a diagnosis is made, it does
not mean that a patient will have continuous disturbing symptoms.
[54] Dr Ho considered it was possible but not probable that the condition would progress with
time irrespective of any external triggers. Further, that it was possible but not probable
that the condition would become worse in the course of a variety of activities, even
though those activities have not played a causative role.
[55] He did not agree that the progression of Mrs Ball's CTS since 2002 was more likely to
be a natural evolution of the condition, without any impact by external risk factors. He
opined that if Mrs Ball's work did not require repetitive work then she was less likely to
have developed CTS to the extent that she required surgical intervention.
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10
[56] In support of his opinion, Dr Ho relied on a paper prepared by Silverstein BA which was
published in the American Journal of Industrial Medicine in 1987. The article concluded
that high repetitiveness of tasks appeared to be a greater risk factor than high force in the
onset of CTS, noting the nature of Mrs Ball's work fell into a group of food processing
and packing occupations that appeared to promote CTS.10
[57] In cross examination, Dr Ho was asked:
MR MCMILLAN: ...do you agree with Dr Lingwood that carpal tunnel syndrome is likely
to progress with time, irrespective of any external triggers?
DR HO: I'm not strongly agreeing or strongly disagreeing, we don't, as I have
mentioned in my report, we don't seem to have a good clinical studies to tell
us what the natural history of carpal tunnel syndrome is. We just …
sporadically, a different core section of the disease, but not to – we don't have
any studies to follow a patient longitudinally like, to see each one of them to
monitor their progress over a long period of time. We don't seem to have that
study to tell us, for certain, what's going to happen in time. I mean, some
doctors would have some opinion, due to their own experience, but that's
about it.11
[58] Having reviewed the summary of work tasks provided to the Commission by Mrs Ball,
Dr Ho agreed that there weren't any tasks being undertaken that led to Mrs Ball being
exposed to high force in her hands. Likewise, he did not consider she had been exposed
to tasks that involved high repetition and high force.
[59] Dr Ho was of the opinion that the Klockner machine that she occasionally worked on
could have exposed Mrs Ball to an environment of awkward posture and high repetition.
Ms Vogler's evidence was the Klockner machine only operated once a month between
2012 and mid-2017.
Dr Lingwood
[60] Dr Lingwood, a Consultant Occupational and Environmental Physician, was requested
by the Regulator to prepare a report in respect of Mrs Ball's injury. He did not physically
consult with Mrs Ball in the preparation of two reports he prepared in the lead up to the
Appeal.
[61] In his report, Dr Lingwood confirmed the purpose of his involvement was not to confirm
or clarify Mrs Ball's diagnosis in circumstances where there was no question Mrs Ball
has been diagnosed with bilateral CTS. Instead, Dr Lingwood was asked to provide his
opinion around the known and accepted non-occupational and occupational causative
factors for CTS and/or the aggravation of CTS, having regard to Mrs Ball’s occupation.
10 Exhibit 3.
11 T1-57, 10-21.
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11
[62] Dr Lingwood noted that CTS "commonly presents in the absence of … external
triggering factors" and "is likely to progress with time, irrespective of any external
triggers".12 He expressed the view that "CTS could become symptomatic in the course
of a variety of activities, even though those activities have not played a causative role".13
[63] Dr Lingwood considered Mrs Ball's worsening symptoms to be a "variation of symptoms
– of the underlying condition".14
[64] In his report dated 2 July 2019, Dr Lingwood noted:
…I am of the opinion that the progression of the disease, which has occurred since its initial
diagnosis in 2002 can be explained on the basis of its natural history alone. I am not of the opinion
that any additional external risk factors are required to explain the progression of the condition that
has occurred.15
[65] In the same report, Dr Lingwood acknowledges that occupational risk factors can co-
exist with constitutional risk factors and/or the natural progression of the condition.
[66] In an earlier report prepared by Dr Lingwood dated 9 November 2018, he noted:
…research does not support the notion that non-specific "repetitive use" of the upper extremities in
general results in the condition. A task such as consistent typing or computer use for example, while
being a repetitive task has no widespread support as being a causative or aggravating factor for
carpel tunnel syndrome.16
[67] In support of his views, Dr Lingwood relied on the 2014 AMA Guides to the Evaluation
of Disease and Injury Causation. He noted the types of external exposure risk factors
which are generally accepted to be associated with CTS, include work which is highly
forceful and work with a combination of risk factors such as:
...high force and high repetition or high force and in awkward postures (especially with frequent
flexion and extension movement at the wrist).17
[68] Other external factors that were identified by Dr Lingwood as contributing to CTS
included the frequent use of vibrating tools and work undertaken in cold environments
(such as freezers).
[69] In response to questions around the history or work tasks undertaken by Mrs Ball,
including at Buderim Ginger where she sorted ginger for several years before accepting
a role at Nestlé, Dr Lingwood noted:
12 T1-55, 24-25.
13 T1-57, 6.
14 T3-43, 12-13.
15 Exhibit 18.
16 Exhibit 6.
17 Ibid.
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12
The presence of symptoms prior, again, it is consistent with the expected natural history of a person
with underlying carpel tunnel syndrome…we would expect individuals to have symptoms
intermittently and potentially even of a varying severity just as part of the underlying natural history
of the condition there.
With respect to the types of exposures you've just talked to me about…if there was a lot of
application of a significant force with a pincer grip of pieces of ginger over an extended period of
time, that potentially may be of some relevance as also. I would say exactly the same thing with
regard to causation though in that it's very likely that the work or the workload component would
have been very small compared to the fact that there was this underlying diagnosis of carpel tunnel
in the first place.18
[70] Mrs Ball denied that the activities she undertook outside of work involved significant
repetition or used vibrating machinery,19 but acknowledged her work at Buderim Ginger
Factor had involved working in cold environments.
[71] After taking some further time to consider the summary of tasks provided to the
Commission, along with the evidence provided by Mrs Ball and Ms Vogler as to how the
tasks were undertaken, Dr Lingwood noted that if it was accepted that Mrs Ball's role
included tasks, among other things, such as the frequent and sustained use of a pincer
grip over many years then this could have plausibly played some role in the progression
of her symptoms.
[72] In relation to the notion of repetitiveness, Dr Lingwood said that he would usually mean
something that is happening at least twice per minute. Dr Lingwood regarded highly
forceful work would involve at least a few kilograms being lifted regularly.
[73] In response to questioning as to whether he considered Mrs Ball had suffered an
aggravation of her CTS, Dr Lingwood, in his updated report of 2 July 2019, maintained
the opinion:
…Ms Ball's current presentation of carpel tunnel syndrome could be entirely explained by the
natural history of the condition which has been present since around 2002. In the absence of
confirmed exposures…her employment is judged unlikely to have been a significant contributing
factor.20
[74] During cross-examination, Dr Lingwood noted that if it was found that the description in
the summary of tasks was written accurately, then he would accept that those types of
tasks may be associated with some degree of progression. However, he confirmed:
… any role that those physical exposures would have played, in my opinion would have been minor
18 T3-41, 34-46.
19 T1-7, 39-45.
20 Exhibit 19.
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13
compared to the fact that there was a pre-existing and underlying diagnosis of carpel tunnel
syndrome.21
Conclusions - Aggravation of CTS / arising out of or in the course of employment
[75] I accept that Mrs Ball experienced a flare up of her CTS symptoms in the workplace in
October 2017 and potentially on various other occasions during the course of her
employment with Nestlé.
[76] Mrs Ball's representatives maintain that while she had tolerated CTS symptoms in the
past, there was an increase in her pain over a period of two years while undertaking
repetitive and sometimes forceful work until on 12 October 2017 her hands finally failed,
requiring surgical intervention.
[77] The difficulty I have with this submission is that there is evidence before the Commission
that indicates the nature of the tasks performed by Mrs Ball, although certainly repetitive,
did not require the requisite degree of force identified by Dr Lingwood as being necessary
to be strongly associated with the aggravation of CTS.
[78] In circumstances where Dr Lingwood is an occupational physician who specialises in
determining, amongst other things, occupational and non-occupational causative factors
of particular injuries; and where he has relied on far more recent guidance from the AMA
in arriving at his opinion, I prefer his evidence rather than Dr Ho's, in so far as it relates
to determining whether the tasks being performed by Mrs Ball, contributed in any way
to the aggravation of her CTS.
[79] Notwithstanding Dr Lingwood took the time to revisit his opinion and consider more
closely the tasks undertaken by Mrs Ball in his second report, his opinion was that:
• Irrespective of occupational exposures, Mrs Ball's CTS condition gradually
progressed with time;
• Mrs Ball possesses several strong individual or constitutional risk factors for the
development of CTS, including age and sex;
• Mrs Ball's employment was not a significant contributing factor in any aggravation
of her existing CTS.
[80] Although he acknowledged occupational risk factors could co-exist with constitutional
risk factors in relation to the CTS, Dr Lingwood did not consider the type of repetitive
duties undertaken by Mrs Ball fell within the group of activities which are generally
accepted to result in a pathological aggravation or changing of the underlying natural
history of her CTS.
21 T3-6, 39-41.
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14
[81] The evidence before the Commission confirms Mrs Ball performed a variety of tasks as
an operator within the Gympie factory. Although her diary indicates she regularly
performed floor service tasks, she also undertook tasks machines including the Rovema,
the Can Line Depal, Caps, Glass Line Depal, Seamer and the Trays Involvo Machine.22
[82] Having regard to her diary and the evidence of Ms Vogler, I accept Mrs Ball worked an
average of three to four shifts on three out of every four weeks. Sometimes the number
of shifts would increase. On other weeks, Mrs Ball would not work any shifts.
[83] Although it is readily apparent that a number of the tasks performed by Mrs Ball
incorporated a high level of repetition requiring her to use her hands to pick up, pack and
unpack items, I am not satisfied that other factors such as high force and awkward
postures co-existed, to the extent that they contributed in a meaningful way to the
worsening of her CTS.
[84] The other difficulty I have with the argument there was an increase in Mrs Ball's pain
over a period of two years while undertaking her tasks is that her evidence about the
emergence, timing and nature of her symptoms either at work or outside of work is
unreliable.
[85] That is, although I accept Mrs Ball experienced a flare-up in her symptoms from time to
time, including the pain, numbness and tingling she experienced on 12 October 2017, I
am not convinced the symptoms in her hands re-emerged or worsened predominantly in
the two years before lodging her claim for Workers' Compensation.
[86] That is, during the course of giving her evidence, Mrs Ball acknowledged many of the
symptoms were present prior to this period. She had also previously inquired about CTS
surgery in 2015 and advised a physiotherapist that she had been managing her CTS
symptoms for eighteen years.
[87] In Carman v Q-COMP, 23 Hall P said:
It must be remembered that Pleming v Workers' Compensation Board of Queensland (1996) 152
QGIG 1181 is an often cited but ageing authority. The worker who was successful on the point of
law about the content of 'aggravation' was unsuccessful on the facts. Pleming v Workers'
Compensation Board of Queensland, ibid, does not decide that a worker afflicted by a degenerative
back suffers an injury if the back becomes painful at work. Neither does Pleming, op. cit., establish
that a worker with a degenerative back suffers an "injury" if the work is a cause of the onset or
intensification of pain. Pleming, op. cit. establishes that a worker with a degenerative back will
suffer an injury where the back becomes painful or more painful and the employment is a significant
cause of the onset or intensification of pain.24
22 Exhibit 9.
23 Carman v Q-COMP (2007) 186 QGIG 512.
24 Ibid.
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15
[88] Having regard to all the materials before the Commission in conjunction with Dr
Lingwood's opinion, I am satisfied that any CTS pain or flare-ups Mrs Ball experienced
while working at Nestlé in the two years prior to 12 October 2017, were not an
aggravation of her pre-existing bilateral CTS, but instead, a variation of the symptoms of
her previously diagnosed condition and a natural progression of the syndrome.
[89] Although I accept Mrs Ball experienced symptoms at work, it follows that the proposed
aggravation could not have arisen out of, or in the course of her employment. Instead, I
accept that Mrs Ball’s employment at was 'the setting in which the aggravation occurred
or the background to its occurrence'.25
Was Mrs Ball's employment a significant contributing factor to the aggravation of
her injury?
[90] Even if I was found to be wrong in my conclusions that the aggravation of Mrs Ball's
CTS did not arise out of or in the course of her employment, and instead it was
determined that the nature of her tasks had contributed in some way to the CTS
aggravation, I could not be persuaded her employment was a significant contributing
factor to the aggravation.
[91] For the purposes of s 32(1), where the Act speaks of employment being a significant
contributing factor to the injury, significant is used in the sense of "important" or "of
consequence".
[92] In Newberry v Suncorp Metway Insurance Ltd, 26 Keane JA, with whom de Jersey CJ
and Muir J agreed, said:
The requirement of s 32 of the WCRA that the employment significantly contribute to the injury is
apt to require that the exigencies of the employment must contribute in some significant way to the
occurrence of the injury which the claimant asserts was caused by the breach of duty of the person
(not the employer) against whom the claim is made.27
[93] His Honour later observed:
The fact that an injury has been suffered arising out of employment, or in the course of employment,
is not sufficient to establish that the employment has been a 'significant contributing factor to the
injury'. To read s 32 of the WCRA in that way would be to read the latter words out of the section,
and in my respectful opinion to accord scant respect to the evident intention of the legislature to
require a more substantial connection between employment and injury than is required by the
phrases 'arising out of employment' or 'in the course of employment'.
25 Croning v Workers' Compensation Board (1997) 156 QGIG 100, applied in JBS Australia Pty Ltd v
Q-Comp [2013] ICQ 13, 3.
26 Newberry v Suncorp Metway Insurance Ltd 1 Qd R 519.
27 Ibid, 22.
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Further, there is no warrant in the language of s 32 of the WCRA for reading the words 'if the
employment is a significant contributing factor to the injury' as lessening the stringency of the
requirement that the injury 'arise out of the employment', as was suggested in the course of argument
on the appeal. It is clear, as a matter of language, that the words 'if the employment is a significant
contributing factor to the injury' are intended to be a requirement of connection between
employment and injury additional to each of the requirements that the injury occur in the course of
employment or arising out of employment. It cannot, in my respectful opinion, sensibly be read as
lessening the stringency of the latter or increasing the stringency of the former.28
[94] The term "employment" in s 32 of the Act refers to what the Mrs Ball actually did in her
employment and not to the fact of being employed. More recently, in Blackwood v Civeo,
Martin J wrote:
The test applied in determining whether employment was a significant contributing factor must be
applied in a practical way. It is the "exigencies" of employment which must be considered and,
while that will ordinarily include the contractual terms of engagement, it will generally require an
analysis of the circumstances surrounding the employment.29
[95] In his report dated 10 May 2019, Dr Ho confirmed:
I am of the opinion that the work at Nestlé was a significant contributing factor to Mrs Ball
aggravating a pre-existing condition of bilateral carpel tunnel syndrome based on the repetitive
nature of her work and frequent use of a pinch grip.30
[96] Dr Lingwood considered that Mrs Ball's employment was not a significant contributing
factor either in the causation of, or the pathological aggravation of her CTS.
[97] In his oral evidence to the Commission, Dr Lingwood noted that even in circumstances
where it was found that some of the tasks performed by Mrs Ball were associated with
some degree of progression, that any role that those physical exposures would have
played, were minor compared to the fact that there was a pre-existing and underlying
diagnosis of CTS.
[98] In any case such as this where there is a conflict of expert evidence, the Commission
must, inevitably, prefer one opinion to another in order that a decision can be rendered.
As observed in Taylor v Workers' Compensation Regulator:31
The Commission, as the tribunal of fact, can be assisted by expert medical opinion evidence, but
must weigh and determine the probabilities as to the cause of an injury having regard to the totality
of the evidence. The Commission's duty is to find ultimate facts and, so far as it is reasonably
possible to do so, to look not merely at the expertise of the expert witness, but to examine the
substance of the opinion expressed and (where experts differ) to apply logic and common sense to
28 Ibid, 41-42.
29 Blackwood v Civeo [2016] ICQ 001, [24].
30 Exhibit 3.
31 Taylor v Workers' Compensation Regulator [2017] QIRC 006.
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the best of its ability in deciding which view is to be preferred or which parts of the evidence are to
be accepted.32
[99] It is submitted by representatives for Mrs Ball that I should prefer the evidence of Dr Ho
over that of Dr Lingwood, particularly in circumstances where Dr Lingwood did not
personally examine Mrs Ball.
[100] In my view, this is not a case where there is a contest about the nature of the diagnosis.
It is accepted Mrs Ball has CTS.
[101] That Dr Lingwood did not personally examine Mrs Ball is of relatively limited
consequence in circumstances where the Commission is interested in expert opinions
about whether certain occupational or non-occupational factors may have aggravated her
condition. I agree with the Regulator that in this case, it is not necessarily a pre-requisite
for Dr Lingwood to examine Mrs Ball in order to provide an acceptable medical
opinion.33
[102] Dr Lingwood considered that the progression of Mrs Ball's symptoms were more in
keeping with the natural progression of her previously diagnosed CTS rather than being
related to her work as a Production Operator.
[103] For the reasons already set out above at paragraph [78], I prefer the evidence of Dr
Lingwood.
[104] I am not persuaded that Mrs Ball's employment was the significant contributing factor in
the aggravation of her CTS.
Conclusion
[105] Mrs Ball bears the onus of establishing that her injury arose out of or in the course of
employment and that her employment was not a significant contributing factor to her
injury.
[106] I am not satisfied Mrs Ball has established she suffered an "injury" within the meaning
of s 32 of the Act.
[107] For the reasons above, the appeal must be dismissed.
32 Ibid, 43 (citations omitted from original).
33 Linortner v Q-Comp [2013] QIRC 91, 56.
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Orders
[108] I make the following orders:
1. The appeal is dismissed;
2. The decision of the Respondent dated 17 April 2018 is affirmed; and
3. The Appellant is to pay the Respondent's costs of and incidental to this
appeal to be agreed or, failing agreement, to be the subject of a further
application to the Commission.
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Official source: https://www.sclqld.org.au/caselaw/QIRC/2020/058