Crown Solicitor v Bird [2019] QSC 147 (2019) 1 QR 283
SUPREME COURT OF QUEENSLAND
CITATION: Crown Solicitor v Bird [2019] QSC 147
PARTIES: CROWN SOLICITOR
(Applicant)
v
GEOFFREY JAMES BIRD
(Respondent)
FILE NO/S: BS No 4585 of 2018
DIVISION: Trial Division
PROCEEDING: Application
ORIGINATING
COURT:
Supreme Court at Brisbane
DELIVERED ON: 12 June 2019
DELIVERED AT: Brisbane
HEARING DATE: 12 December 2018
JUDGE: Brown J
ORDER: 1. It is declared that, pursuant to s 10(1)(a) of the
Vexatious Proceedings Act 2005 (Qld) (the 2005 Act),
the respondent was prohibited from commencing the
originating application filed 1 May 2018 (BS4585/18),
pursuant to s 7 of the 2005 Act, seeking to set aside the
vexatious proceedings order made against him on 27
February 2004 (Originating Application), without
leave of the Court under s 13(3) of the 2005 Act.
2. It is declared that, unless leave is granted in respect of
the Originating Application, the proceeding is stayed
pursuant to s 10(2) of the 2005 Act; and
3. No order as to costs.
CATCHWORDS: PROCEDURE – MISCELLANEOUS PROCEDURAL
MATTERS – VEXATIOUS LITIGANTS AND
PROCEEDINGS – where the respondent has been declared a
vexatious litigant under the Vexatious Litigants Act 1981
(Qld) – where order continues in force under the Vexatious
Proceedings Act 2005 (Qld) – where in March 2018 the
respondent filed an originating application for leave to bring
an application pursuant to s 7 of the 2005 Act – where the
Court determined in March 2018 that the respondent did not
require leave to serve the application pursuant to s 7 on the
Crown Solicitor – where the respondent then served the
application pursuant to s 7 and a supporting affidavit on the
Crown Solicitor – where the Crown Solicitor then applied to
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state a case for consideration by the Court of Appeal as to
whether a person subject to a vexatious proceedings order
requires leave to bring an application pursuant to s 7 –where
the Court then refused the application by the Crown Solicitor
and determined that the more appropriate course was for the
Crown Solicitor to apply for a declaration that such leave is
necessary under r 16 of the Uniform Civil Procedure Rules
1999 (Qld) – where the Crown Solicitor now applies for a
declaration that the respondent was prohibited from
commencing the originating application to set aside the
vexatious proceedings order against him pursuant to s 7 by s
10 of the 2005 Act – whether an application under s 7 to vary
or set aside a vexatious proceedings order is a “proceeding”
for which the person the subject of the order requires leave to
institute
Acts Interpretation Act 1954 (Qld), s 14A, s 32A
Supreme Court Act 1986 (Vic), s 21
Vexatious Litigants Act 1981 (Qld) s 2, s 5
Vexatious Proceedings Act 2005 (Qld), s 4, s 5, s 6, s 7, s 8, s
10, s 11, s 12, s 13, s 16
Vexatious Proceedings Act 2008 (NSW), s 8, s 9
Attorney General in and for the State of New South Wales v
Potier (No 2) [2015] NSWSC 238, considered
Attorney-General v Kay [2005] VSC 426, cited
Attorney-General v Vernazza [1960] AC 965, cited
Balog v Independent Commission Against Corruption (1990)
169 CLR 625, cited
Bhamjee v Forsdick (No 2) [2004] 1 WLR 88, cited
Carr v Western Australia (2007) 232 CLR 138, applied
Conde v Gilfoyle & Anor [2010] QCA 109, considered
Cooper Brookes (Wollongong) Pty Ltd v Commissioner of
Taxation (1981) 147 CLR 297, cited
COUNSEL: SA McLeod with MA Eade for the applicant
Respondent appeared in person
SOLICITORS: Crown Solicitor for the applicant
Respondent appeared in person
[1] Mr Bird was declared a vexatious litigant by this Court on 27 February 2004.1 He seeks
to have the order declaring him a vexatious litigant rescinded. The question for this Court
is whether he needs to seek leave before he is able to apply for the decision to be rescinded
or whether he can make such an application without such leave. In the event that leave
1 Lohe v Bird [2004] QSC 23. The declaration was made pursuant to s 3 of the Vexatious Litigants Act 1981
(Qld). The order continues in force under the Vexatious Proceedings Act 2005 (Qld), s 16.
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is required, he seeks a determination of that question.2 The history of how this matter has
come before the Court today is of some relevance and I set out a summary below.
Background
[2] In January 2018, Mr Bird made an application pursuant to s 7 of the Vexatious
Proceedings Act 2005 (Qld) (“the 2005 Act”) to set aside the vexatious proceedings order
against him. On 6 March 2018, Mr Bird filed an originating application for leave to bring
an application under s 7 to set aside the vexatious proceedings order. On 15 March 2018,
the Court determined that Mr Bird did not require leave to serve the application on the
Crown Solicitor.3
[3] Following Mr Bird serving an originating application to set aside the vexatious
proceedings order and supporting affidavit on the Crown Solicitor, the Crown Solicitor
applied to state a case for consideration by the Court of Appeal as to whether a person
subject to a vexatious proceedings order requires leave to apply for the variation or setting
aside of the order under s 7 of the 2005 Act. On 29 May 2018, this Court made an order
that the Crown Solicitor prepare and file an application to the Court to state a case for the
opinion of the Court of Appeal under r 483(2) of the Uniform Civil Procedure Rules 1999
(Qld) (“the UCPR”), with respect to the aforementioned question. Following the hearing
of that application, this Court refused the application on 18 September 2018. The Court
determined that if the Crown Solicitor wished to argue leave is necessary, the more
appropriate course was for the Crown Solicitor to apply for a declaration to that effect in
the proceeding pursuant to r 16 of the UCPR, on the basis that leave was required before
the commencement of the proceeding.4 The Crown Solicitor now applies for a declaration
that:
“…pursuant to s 10(1)(a) of the Vexatious Proceedings Act 2005 (Qld) (the
2005 Act), the applicant was prohibited from commencing the originating
application filed 1 May 2018 (BS4585/18), pursuant to s 7 of the 2005 Act,
seeking to set aside the vexatious proceedings order made against him on 27
February 2004 (Originating Application), without the leave of the Court
under s 13(3) of the 2005 Act…”
[4] Mr Bird submits that he did not consider that he could make an application without leave
and does not contend that the Crown is wrong in their construction of s 7 of the 2005 Act,
under which leave is required to make an application to rescind an order declaring
somebody to be a vexatious litigant. However, the Court having made an order that leave
was not required, he contends that order should remain unless overturned by appeal.
Legislation
[5] Section 7 of the 2005 Act provides for the Court to set aside or vary a vexatious
proceedings order. Section 7 of the 2005 Act provides as follows:
“(1) The Court may, by order, vary or set aside a vexatious proceedings
order.
2 See Re Application by Geoffrey James Bird [2019] QSC 148.
3 Reasons of Burns J, 15 March 2018.
4 Reasons of Boddice J, 18 September 2018.
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(2) The Court may make the order on its own initiative or on the application
of—
(a) the person subject to the vexatious proceedings order; or
(b) a person mentioned in section 5(1).”
[6] Section 10 of the 2005 Act provides that:
“10 Vexatious proceedings order prohibiting institution of proceedings
(1) If the Court makes a vexatious proceedings order prohibiting a person
from instituting proceedings, or proceedings of a particular type, in
Queensland—
(a) the person may not institute proceedings, or proceedings of the
particular type, in Queensland without the leave of the Court
under section 13; and
(b) another person may not, acting in concert with the person,
institute proceedings, or proceedings of the particular type, in
Queensland without the leave of the Court under section 13.
(2) If a proceeding is instituted in contravention of subsection (1), the
proceeding is permanently stayed.
(3) Without limiting subsection (2), the Court, or the court or tribunal in
which the proceeding is instituted, may make—
(a) an order declaring that a proceeding is a proceeding to which
subsection (2) applies; and
(b) any other order in relation to the stayed proceeding it considers
appropriate, including an order for costs.
(4) The Court, or the court or tribunal in which the proceeding is instituted,
may make an order under subsection (3) on its own initiative or on the
application of a person mentioned in section 5(1).”
[7] Section 11 provides for an application for leave to be made and provides for an affidavit
to be filed with that application and prescribes its content. The application may be
dismissed under s 12 or granted under s 13 of the 2005 Act. Prior to granting the
application under s 13, the Court must order the applicant serve each relevant person with
the application and affidavit and give them an opportunity to be heard.5
[8] The principal question is whether the definition of “institute” and “proceeding” apply to
an application under s 7 of the 2005 Act. The 2005 Act defines “institute” and
“proceeding” in the following terms:6
“institute, in relation to proceedings, includes—
5 Vexatious Proceedings Act 2005 (Qld), s 13(1)(a)-(b).
6 Schedule to the Vexatious Proceedings Act 2005 (Qld), Dictionary.
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(a) for civil proceedings—the taking of a step or the making of an
application that may be necessary before proceedings can be
started against a party; and
(b) for proceedings before a tribunal—the taking of a step or the
making of an application that may be necessary before
proceedings can be started before the tribunal; and
(c) for criminal proceedings—the making of a complaint or the
obtaining of a warrant for the arrest of an alleged offender; and
(c) for civil or criminal proceedings or proceedings before a
tribunal—the taking of a step or the making of an application that
may be necessary to start an appeal in relation to the proceedings
or to a decision made in the course of the proceedings.
…
proceeding includes—
(a) any cause, matter, action, suit, proceeding, trial, complaint or
inquiry of any kind within the jurisdiction of any court or tribunal;
and
(b) any proceeding, including any interlocutory proceeding, taken in
connection with or incidental to a proceeding pending before a
court or tribunal; and
(c) any calling into question of a decision, whether or not a final
decision, of a court or tribunal, and whether by appeal, challenge,
review or in another way.”
[9] The 2005 Act repealed the Vexatious Litigants Act 1981 (Qld) (“the 1981 Act”). Mr Bird
was declared to be a vexatious litigant under the 1981 Act.7 Section 2(2)(b)(i)-(iii) of that
Act excluded certain applications from the definition of “legal proceedings”, including
applications to vary or revoke an order declaring a person a vexatious litigant. Therefore,
under the 1981 Act, Mr Bird would not have required the Court’s leave to apply for
revocation of his vexatious litigant declaration.8
Contentions by the Crown Solicitor
[10] The Crown Solicitor contends that the preferred construction of sections 7 and 10 of the
2005 Act is that an application pursuant to s 7 of the Act by a person subject to a vexatious
proceedings order is a “proceeding” and thus prohibited by s 10, unless the Court has
given leave pursuant to s 13.
[11] As I have stated above, Mr Bird does not argue against that construction but relies on the
determination by this Court on 15 March 2018 that leave was not required. However, it
is for the Crown Solicitor to satisfy me that theirs is the correct construction of the 2005
Act.
7 Lohe v Bird [2004] QSC 23.
8 Cf Lohe v Mansukhani [2007] QSC 69.
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[12] In determining that Mr Bird did not require leave the Court stated that:9
“…I have come to the view that leave is not required…
As Fraser JA stated in Conde v Gilfoyle with reference to the question in that
case as to whether the general right of appeal is excluded, if that was the
position, one would expect the legislation to make that unmistakably clear.
The same observation may be made in relation to the question before me. If
it had been the intention of the legislature, to require persons who had been
declared vexatious litigants to apply for leave before bringing an application
to vary or rescind that order, then it could have – it would be expected, that
the legislature would have made that unmistakably clear.”
[13] His Honour dismissed the application. His Honour did not have the benefit of
submissions from the Crown Solicitor at the hearing of the application, which was heard
ex parte.
Construction of Legislation
[14] As the Crown Solicitor has identified, two competing constructions are open in
interpreting the relevant provisions of the 2005 Act:
(a) Firstly, that an application pursuant to s 7 of the 2005 Act by a person subject to a
vexatious proceedings order is a “proceeding” within the meaning of s 10 and
requires the Court to first give leave to institute a proceeding pursuant to s 13 of the
2005 Act; and
(b) Secondly, that leave is not required as the definition of “proceeding” and the terms
of s 10 do not apply to applications commenced under s 7.
[15] The rules in relation to construction of a statutory provision are uncontroversial. In
construing a statutory provision, the Court must prefer the interpretation that would best
achieve the purpose of the Act.10 The Court may have regard to legitimate aids in
statutory construction and rules of statutory interpretation.
Purpose
[16] The Crown Solicitor contends that the purpose of the 2005 Act is to restrict vexatious
proceedings and thereby:
(a) Protect the Court’s processes;
(b) Avoid the unnecessary wastage of the Court’s time and resources; and
(c) Protect the community (including any possible defendants or respondents to
litigation) from repeated institution of baseless proceedings.
[17] While the Act does not expressly state its purpose, the purpose identified by the Crown
Solicitor is supported by the Explanatory Notes to the Vexatious Proceedings Bill 2005
(Qld) and second reading speech.11 It is further supported by broad power to make orders
9 Reasons of Burns J, 15 March 2018.
10 Acts Interpretation Act 1954 (Qld), s 14A.
11 In particular see: Explanatory Notes, Vexatious Proceedings Bill 2005, p 3.
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under s 6 of the 2005 Act if a party is determined to be conducting vexatious proceedings.
The purposes of the Act as outlined above are also supported by:
(a) The requirement for leave to institute proceedings the subject of the vexatious
proceedings order under s 10 of the 2005 Act;
(b) The provision in s 10(2) that proceedings instituted without leave are permanently
stayed;
(c) The mandatory requirements for matters to be included in affidavit material to
accompany an application for leave under s 11; and
(d) Provision being made for relevant parties to be give notice and given an opportunity
to be heard before the Court grants leave under s 13.
[18] I find that the above matters identified by the Crown Solicitor do constitute the purpose
of the 2005 Act but would add that an additional purpose is to provide safeguards for the
rights of a vexatious litigant to access the courts, by providing that he or she may still
bring proceedings if he or she meets certain preconditions under the Act and by providing
for the setting aside or variation of the vexatious proceedings order.
Matters supporting first proposed construction
[19] The Crown Solicitor identifies a number of matters that support the first construction,
under which leave is required, as follows.
[20] First, the definition of “proceeding” in the 2005 Act is broad and encompasses an
application commenced pursuant to s 7 by a person the subject of a vexatious proceedings
order. Given the width of the definition of “proceeding”, that proposition may be regarded
as uncontroversial, if the definition applies to s 7.
[21] Secondly, the Crown Solicitor points to the fact that where a term is defined within an
Act, it will apply, except so far as the context or subject matter otherwise indicates or
requires.12 The Crown Solicitor contends that the fact an application is caught within the
broad definition of a “proceeding” is a powerful factor in favour of a construction that
leave is required, which should only be displaced if perceived to be unintended. The
Crown Solicitor contends that adopting this interpretation is consistent with the purpose
of the Act, which is to protect the Court and the community from groundless proceedings
and limit the unnecessary wastage of court time and resources.13 Given the nature of the
legislation and the high threshold that must be met before a vexatious proceedings order
is made, the Crown Solicitor contends that the broad interpretation is not unreasonable,
arbitrary or capricious. Those factors must, however, be balanced against the fact that the
legislation inhibits the freedom of access to the courts by citizens, which has been
regarded as a fundamental right, as will be discussed below.
[22] The Crown Solicitor argues that if leave was not required, the purpose of the Act would
be frustrated, as the operation of s 10 could be circumvented by a vexatious litigant re-
applying to set aside or vary an order and seeking to agitate the same or similar issues
that were the subject of earlier vexatious proceedings, or by making such an application
as a means of pursuing proceedings for which they would otherwise have to seek leave.
12 Acts Interpretation Act 1954 (Qld), s 32A.
13 Explanatory Notes, Vexatious Proceedings Bill 2005, p 1.
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The latter course may, however, result in the application not being found to be an
application under s 7 of the 2005 Act.14
[23] Thirdly, the Crown Solicitor contends that the Explanatory Notes for the Vexatious
Proceedings Bill 2005 (Qld) support an intention that the Act create a broad regime,
recognising that the constraint on the right to commence proceedings was justified to
prevent actions that “clog the Court system, waste public resources and force defendants
to respond and incur expense”.15 The same rationale underlies the Act’s prohibition of
any right of appeal from a decision refusing leave to institute proceedings because
“vexatious litigants, by their nature, take action in any way possible to question the
Court’s decision regardless of the merits of their position”.16
[24] Fourthly, the 2005 Act must be “construed on the prima facie basis that its provisions are
intended to give effect to harmonious goals”.17 The requirement to obtain leave does not
belie the right to make an application to vary or set aside the vexatious proceedings order.
The Crown Solicitor contends that s 10 is properly able to limit the effect of s 7 and that
if the Court had to determine which provision was the more dominant, it should be s 10,
which partially delimits the rights of one class of applicants under s 7.
[25] Fifthly, the requirement for leave does not impermissibly curtail a fundamental right, as
s 7 specifically recognises that there is a right to seek to set aside or vary the order
declaring a person a vexatious litigant and, if there is a proper basis for doing so, leave
ought to be given.18 Thus, the litigant is not deprived of a substantive right. That said,
the litigant is subject to a more onerous procedure to prosecute that right.19
[26] Sixthly, the Crown Solicitor relies on the fact that the terms of the 2005 Act depart from
the 1981 Act, which expressly excluded an application to vary or set aside an order
declaring a person to be a vexatious litigant from the definition of “legal proceedings”,
with the effect that leave was not first required to bring such an application.20 That change
in the 2005 Act is said by the Crown Solicitor to militate in favour of a construction that
“proceeding” was intended to encompass a section 7 application made by an individual
subject to a vexatious proceedings order.
[27] Finally, the Crown Solicitor contends that while there is no decision directly on point,
there are a number of authorities which favour the construction contended for by the
Crown Solicitor. In Hambleton & Anor v Labaj,21 White JA (with whom McMurdo P and
Cullinane J agreed) commented that “[t]he wide-ranging nature of the Act’s reach can be
seen from the definitions in the Dictionary”. In that regard, her Honour specifically
referred to the definitions of “proceeding” and “institute”. Further, although obiter, her
Honour stated that:
14 See, for example: Re Skyring [2013] QSC 197 at [9].
15 Explanatory Notes, Vexatious Proceedings Bill 2005 (Qld), p 3.
16 Explanatory Notes, Vexatious Proceedings Bill 2005 (Qld), p 4
17 Project Blue Sky Inc v Australian Broadcasting Commission (1998) 194 CLR 355 at [70], per McHugh,
Gummow, Kirby and Hayne JJ.
18 Attorney-General v Vernazza [1960] AC 965 at 977, per Lord Denning; see also Lohe v Mansukhani [2007]
QSC 69 at [50], per Mackenzie J.
19 Attorney-General v Vernazza [1960] AC 965 at 975, per Viscount Simonds.
20 Vexatious Litigants Act 1981 (Qld), s 2(2)
21 [2011] QCA 17 at [21].
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“As is plain, the consequences for a person against whom a vexatious
proceedings order is made are serious and onerous. The application for leave
casts a significant burden upon such a person seeking to set aside that
order.”22
[28] The words “such a person”, in the context of that paragraph, can only be referring to the
person who was subject to the vexatious proceedings order. Her Honour’s comments
suggest that her Honour’s view was that leave is required before an application can be
pursued under s 7 to set aside the vexatious proceedings order. Although the comment is
obiter, it of course carries some weight, emanating as it does from the Court of Appeal.23
[29] Although the case of Conde v Gilfoyle & Anor24 held that an appeal from a vexatious
proceedings order under the 2005 Act was not a “proceeding” within the meaning of the
Act, it was due to other considerations identified by Fraser JA that the definition did not
apply. Fraser JA commented that, on its face, an appeal was within the plain meaning of
the broad definition of “proceeding”. However, given the presence of a specific appeal
right pursuant to s 69 of the Supreme Court Act 1991 (Qld) and the fact that an appeal
challenges whether an order should be made at all, the Court determined that the 2005
Act did otherwise indicate that the definition of “proceeding” did not apply to such an
appeal.
Matters supporting alternative construction
[30] Given Mr Bird was self-represented, the Crown Solicitor identified the matters favouring
the construction that leave is not required for an application under s 7 of the 2005 Act.
[31] Firstly, it was not expressly stated that a specific purpose of the 2005 Act was to limit the
right of a person who is subject to a vexatious proceedings order from being able to apply
to set aside or vary that order without leave being required. Thus, while a requirement for
leave may fall within the general purpose of the legislation, that does not necessarily
equate to the legislature pursuing the purpose to the fullest extent.25
[32] Secondly, while “proceeding” is defined broadly, s 7 is a specific provision without any
express procedural limitations. The Explanatory Notes state that the Vexatious
Proceedings Bill 2005 provides balance to the loss or limitation of the right to bring legal
actions and in that regard explicitly refer to the Bill providing a person with a vexatious
proceedings order against them with the opportunity to apply to the Court to vary or set
aside the order.
[33] In that regard, I note that the following passage in the Explanatory Notes is consistent
with the definition of “proceeding” and therefore the constraints of leave applying to
proceedings against a third party. It states that:
“The Bill ensures that a person, who is the subject of a vexatious proceedings
order, can bring a legitimate legal action, for example, a personal injuries
claim. Under the Bill, that person can apply to the Supreme Court for leave
22 [2011] QCA 17 at [21].
23 McMurdo P and Cullinane J agreeing with her Honour’s comments.
24 [2010] QCA 109.
25 Carr v Western Australia (2007) 232 CLR 138 at 142-4.
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to proceed before commencing the action. The Supreme Court will allow
such a legal action to proceed if it is not vexatious...”26
[34] Thirdly, the right to commence court proceedings has been expressed as a fundamental
right protected by the rule of law,27 which should not be construed as being interfered
with by legislation unless made clear. This was a matter referred to by Fraser JA in Conde
v Gilfoyle & Anor28 and referred to by Burns J in considering Mr Bird’s initial
application.29 Gleeson CJ confirmed in Plaintiff S157/2002 v Commonwealth30 that the
courts do not impute to the legislature an intention to abrogate or curtail fundamental
rights or freedoms unless that intention has been clearly manifested by unmistakable and
unambiguous language. In that regard, his Honour noted that general words will
generally not be sufficient for that purpose. In that respect, where there are two alternative
constructions open, one of which interferes with a common law right to a lesser extent
than the other, the former is to be preferred.31
[35] In the context of the Vexatious Actions Act 1896 (UK), Scrutton J in Re Boaler32 stated
that the language of vexatious litigant legislation must be jealously watched by the courts
and should not be extended beyond its least onerous meaning unless justified by clear
words.
[36] Fourthly, s 7 is a specific provision in relation to a particular type of application, namely
one to set aside or vary a vexatious proceedings order, whereas s 10 is a general provision
governing all types of proceeding. Therefore, to the extent s 7 is more specific, it should
prevail over the more general provision.
[37] Fifthly, sections 7 and 10 of the 2005 Act bear some similarity to s 21(3) of the Supreme
Court Act 1986 (Vic), under which a vexatious proceedings order may require the
vexatious litigant to obtain leave to commence “legal proceedings”, and s 21(5) of that
Act, under which a Court may vary, set aside or revoke such an order. In the context of
that legislation, the approach of the Victorian Supreme Court appears to have been that
leave was not required for a vexatious litigant to seek to have that declaration set aside.33
Consideration
[38] Only one decision of this Court has touched upon the matter in question, other than the
reference in Hambleton referred to above. In the case of Re Skyring,34 Mullins J
considered an originating application which sought to set aside an order declaring that Mr
Skyring was a vexatious litigant. Mr Skyring had sought, in the alternative to that
application, leave to issue proceedings. While her Honour considered it was arguable that
26 Explanatory Notes, Vexatious Proceedings Bill 2005 (Qld), p 3.
27 See, for example: Re Attorney-General (Commonwealth) & Anor; Ex parte Skyring (1996) 135 ALR 29 at 31-
32, per Kirby J; Ramsey v Skyring (1999) 164 ALR 378 at 389 at [51], per Sackville J.
28 [2010] QCA 109 at [25].
29 Reasons of Burns J, 15 March 2018.
30 (2003) 211 CLR 476 at 492 [30].
31 Balog v Independent Commission Against Corruption (1990) 169 CLR 625 at 635-636, per Mason CJ, Deane,
Dawson, Toohey and Gaudron JJ; Federal Commissioner of Taxation & Ors v Smorgon (1977) 16 ALR 721
at 729, per Stephen J.
32 [1915] 1 KB 21 at 36.
33 See for example: Kay v Attorney-General of Victoria & Anor [2009] VSC 71 at [5]-[6], per Smith J; Attorney-
General v Kay [2005] VSC 426 at [5], per Hansen J.
34 [2013] QSC 197.
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a person subject to a vexatious proceedings order is not required to bring an application
for leave to make an application under s 7 of the 2005 Act in respect of that order,35 her
Honour did not need to decide the matter. Her Honour found that when properly
characterised, the application in that case was not an application to vary, set aside or
revoke the vexatious proceedings order.
[39] Fraser JA (with whom McMurdo P and Peter Lyons J agreed) delivered the reasons of
the Court in Conde v Gilfoyle & Anor.36 In that case, the Court of Appeal determined that
leave was not required before an appeal could be instituted from orders made under s
6(2)(b) of the 2005 Act. The issue in that case was different from the present. It dealt with
an appeal from, amongst other orders, orders under s 6(2)(a) of the 2005 Act which stayed
six different proceedings and orders under s 6(2)(b) of the 2005 Act which prohibited the
appellant from instituting any proceeding without the prior leave of the Court.37 One of
the issues that the Court of Appeal had to consider was whether the appeal was
incompetent because Mr Conde had not sought leave from a Judge of the Supreme Court
prior to instituting the appeal. In that case it was contended that the breadth of the
definitions of “proceeding” and “institute, in relation to proceedings” included an appeal
against a section 6(2)(b) order and therefore leave was required under s 13, with the
appeal proceedings otherwise permanently stayed.38
[40] Fraser JA considered s 32A of the Acts Interpretation Act 1954 (Qld), noting that it
evinces an intention for a more flexible approach to be taken in the application of a
statutory definition when interpreting Queensland legislation than would be required
under some other interpretation provisions.39 His Honour therefore considered whether
the context and subject matter of ss 6(2) and 10 indicate or require that the definition of
the term “proceeding” does not apply to those provisions so as to prohibit an appeal from
an order under s 6(2)(b) of the 2005 Act.
[41] In the course of his reasoning, Fraser JA noted that “[t]he freedom of access to the courts
by citizens has been regarded as a fundamental right”.40 His Honour considered that an
order under s 6(2)(b) erodes that right even though the erosion is limited by the provisions
which empower the court to vary or set aside a vexatious proceedings order under s 7,
and by the right of the person affected by a vexatious proceedings order to apply for leave
to institute a particular proceeding under s 11(2) of the 2005 Act.41 In his Honour’s view,
the 2005 Act, which was based on model legislation approved by the Standing Committee
of Attorneys-General, “was plainly designed to expand the court’s powers to control
vexatious litigants”.42 His Honour noted that the considerations which informed such
legislation were discussed in Bhamjee v Forsdick (No 2),43 in which the Master of Rolls
noted that the courts’ overriding objective of dealing with cases justly can be thwarted by
hopeless applications, which are an abuse of process, and further noted that such
applications may be oppressive to opponents of the litigation.44 His Honour considered
35 At [9], referring to Conde v Gilfoyle [2010] QCA 109 at [25].
36 [2010] QCA 109.
37 At [5].
38 At [19]
39 At [20].
40 At [25].
41 At [25].
42 At [25].
43 [2004] 1 WLR 88 at 93, per Lord Phillips MR.
44 At [25]-[26].
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those considerations could arguably form the rationale for legislation excluding appeals
against vexatious proceedings, which finds some support in the breadth of the definitions
of “proceedings” and “institute, in relation to proceedings”.45 However, his Honour
considered that the context of s 6(2)(b) of the 2005 Act militates against acceptance of
the argument.
[42] In particular, his Honour considered that given the general right of appeal under s 69 of
the Supreme Court of Queensland Act 1991 (Qld) from fundamentally important orders
such as those made under s 6(2)(b) of the Act, one would expect the legislation to make
that unmistakably clear.46 His Honour further found that the marked contrast between the
general words in the 2005 Act and the plain terms used in s 11(6) to exclude a right of
appeal where leave is not granted strongly suggests that s 6(2)(b) does not empower
orders which are immunised against appeal and subject to a requirement of leave.
[43] Fraser JA agreed with the comments of Mackenzie J in Lohe v Mansukhani,47 including
the observation that there is no injustice “if a person who has frequently engaged in
litigation which has the characteristics of vexatious proceedings is required to establish,
on any subsequent occasion he wishes to litigate, that the proposed litigation is not just
more of the same”.48 Fraser JA commented, however, that the question of whether
someone had frequently started vexatious litigation is the very issue that a person whose
right of free access to the courts was qualified by a vexatious proceedings order would
ordinarily wish to challenge on appeal.49
[44] His Honour concluded that the context and subject matter of ss 6(2) and 10 indicate that
the definition of the term “proceeding” does not apply in such a way that s 10(1) should
be construed as prohibiting an appeal against an order made under s 6(2)(b) without
leave.50
[45] The context and subject matter of s 7 differ from that considered by the Court of Appeal
in Conde v Gilfoyle & Anor insofar as a vexatious proceedings order has already been
made under s 6(2) and the vexatious litigant has had an opportunity to appeal from that
order. Thus, there is no scope for challenging whether the order should have been made
at all. Seeking to set aside an order under s 7 is not in the nature of an appeal. Insofar as
provision is made in s 7 for varying or setting aside a vexatious proceedings order, the
purpose of the section is to make it clear that a vexatious proceedings order is
interlocutory in character and not a final order which can only be interfered with upon
appeal.51 The fact that there is no reference to the person subject to a vexatious
proceedings order obtaining leave is consistent with the fact that such an application falls
within the definition of “proceeding”, making such a reference unnecessary. It is further
consistent with the fact that the 2005 Act provides for a broader range of persons who
may seek such a variation or setting aside of the order than those mentioned in s 5(1).
45 At [25]-[27].
46 At [27].
47 [2007] QSC 69 at [50]-[51].
48 At [29]-[30].
49 At [30].
50 At [28].
51 GRC Crown Law v Mathews; Mathews v Corp of the Synod of the Diocese of Brisbane & Ors [2017] QSC 64
at [10], per Jackson J.
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[46] Other than the breadth of the definitions of “proceeding” and “institute”, the fact that the
2005 Act departs from the Vexatious Litigants Act 1981 (Qld), in that it does not exclude
an application to vary or set aside a vexatious proceedings order from the definition of a
“proceeding”,52 strongly favours the application of the definitions to an application under
s 7 of the 2005 Act.
[47] In this regard there are some similarities to the amended53 legislation considered in R v
Bradley (No 1).54 In that case Asche J stated that:
“When an amending Act alters the language of the principal Statute the
alteration must be taken to have been made deliberately: see D R Fraser &
Co Ltd v Minister for National Revenue [1949] AC 24 at 33. In R v Price
(1871) 6 LR QB 411 at 416, Cockburn CJ said: ‘When the legislature in
legislation in pari materie and substituting certain provisions in that Act for
those which existed in the earlier statute, has entirely changed the language
of the enactment, it must be taken to have done so with some intention and
motive.’”
[48] In that case, the use of the word “Court” in the amendment of a provision which had
previously provided for a jury to determine whether an accused was capable of
understanding the proceeding at trial, was found to manifest an intention that the matter
was not to be determined by a trial. As with the present case, which deals with the
restriction of the fundamental common law right to access the courts, the Court
approached the construction with a strong presumption that “a statute or code does not
erode the right to trial by jury unless that intention is manifested in the most express and
unambiguous terms”.55
[49] Section 8 of the 2005 Act provides a safeguard if a person who has had a vexatious
proceedings order made against them set aside is found within five years of that order
being set aside to have instituted or conducted a vexatious proceeding. It authorises the
Court in such circumstances to order that the vexatious proceedings order be reinstated.
That suggests leave to apply to set aside or vary is not required, given the provision acts
as a safeguard against vexatious proceedings. However, little significance can be attached
to that provision, given that an equivalent provision was contained in the 1981 Act and
under that Act leave to apply to vary or revoke the order was expressly not required.56
[50] If leave is not required to vary or set aside a vexatious proceedings order, the Act does
not include any limitation upon such an application being sought by a person otherwise
the subject of a vexatious proceedings order.57 Such a construction would potentially
defeat the purpose of the legislation by allowing a vexatious litigant to make an
application under s 7 of the 2005 Act within months of the order being made against them,
which would at least involve the Crown Solicitor but also potentially some of the persons
referred to in s 5(1). While the inherent jurisdiction of the Court to restrict vexatious
52 Cf Vexatious Litigants Act 1981 (Qld), s 2(2)(b).
53 Notwithstanding that the 1981 Act was repealed as opposed to amended, the Courts will have regard to the
history of the legislative scheme in order to work out what the legislation was intended to achieve. See, for
example: Palgo Holdings Pty Ltd v Gowans (2005) 221 CLR 249 at [12]-[21] per McHugh, Gummow,
Hayne and Heydon JJ.
54 (1986) 40 NTR 6 at 11.
55 At 13.
56 Section 5.
57 This is in contrast to the New South Wales legislation discussed below.
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proceedings has been specifically preserved by s 4 of the 2005 Act, it is of a more limited
scope, dealing specifically with proceedings already instituted in the Court.58
[51] Reference was made to s 21 of the Supreme Court Act 1986 (Vic) and decisions in which
the Victorian Supreme Court took the approach that leave was not required to bring an
application to vary or set aside a vexatious proceedings order, although the Court did not
squarely consider the issue.59 That position has since altered with the introduction of s
65 of the Vexatious Proceedings Act 2014 (Vic).60 Section 21(3) of the Supreme Court
Act 1986 (Vic) provides that a vexatious litigant must not, without leave of the Court,
continue any legal proceedings in the Supreme Court or inferior courts or tribunals, or
commence any legal proceedings in the Supreme Court of Victoria or other specified
inferior courts or tribunals. Section 21(5) in contrast authorises the Court to “at any time
set aside or revoke an order made under subsection (2) if it considers it appropriate to do
so”. There is no definition of “legal proceedings” in the Supreme Court Act 1986 (Vic).
The reference to “leave” in s 21(3) and its absence in s 21(5) support a construction that
leave is not required in the latter case. Those decisions provide little guidance in the
present case given the differences in the legislation and the fact it is a matter which was
accepted without discussion in the decisions of the Victorian Supreme Court.61
[52] McCallum J in Attorney General in and for the State of New South Wales v Potier (No
2)62 determined that an application to vary vexatious proceedings orders by the person
the subject of the orders did not require leave under the relevant legislation. Section 9 of
the Vexatious Proceedings Act 2008 (NSW) provides:
“(1) An authorised court may, by order, vary or set aside a vexatious
proceedings order that the court has made.
(2) An authorised court may make the order of its own motion or on the
application of:
(a) a person subject to the vexatious proceedings order; or
(b) a person referred to in section 8 (4).
(3) An application may be made by a person referred to in section 8 (4) (e)
only with the leave of the authorised court.”
[53] The person requiring leave under section 9(3) of the Vexatious Proceedings Act 2008
(NSW) is a “person who, in the opinion of the court, has a sufficient interest in the
matter”.63 Her Honour found that by necessary implication, the imposition of a
requirement for leave in such a case should be understood to mean that there is no
58 Hambleton & Anor v Labaj [2011] QCA 17 at [54]-[57], per White JA.
59 See, for example: Kay v Attorney-General of Victoria & Anor [2009] VSC 71 at [5]-[6], per Smith J; Attorney-
General v Kay [2005] VSC 426 at [5], per Hansen J.
60 See Karam v Palmone Shoes Pty Ltd [2018] VSC 206 at [19], where Ginnane J stated that the introduction of
the requirement for leave meant that an applicant must demonstrate reasons why leave should be granted before
their application to vary or revoke the order will be fully considered. “Presumably, this higher threshold of
having to apply for leave in the first instance is intended to preserve judicial resources that would be otherwise
be spent on considering applications to vary or revoke restraint orders, which may involve reconsideration of
the applicant’s entire litigation history.”
61 See, for example: Kay v Attorney-General of Victoria & Anor [2009] VSC 71 at [5]-[6], per Smith J; Attorney-
General v Kay [2005] VSC 426 at [5], per Hansen J.
62 [2015] NSWSC 238.
63 Vexatious Proceedings Act 2008 (NSW), s 8(4)(e).
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requirement for leave in the case of an application to vary made by the person against
whom the vexatious proceedings order was made. This was conceded on behalf of the
Attorney-General.64
[54] The fact leave is not required under the New South Wales Act is further supported by the
provision in s 9(4) of the Vexatious Proceedings Act 2008 (NSW) that:
“An authorised court may decline to consider an application to vary or set
aside a vexatious proceedings order made by the person subject to the order
if the court is not satisfied that the application is materially different from an
earlier application to vary or set aside the same order that was not successful.”
[55] That constraint does not exist in the Queensland 2005 Act. The lack of any qualification
in the 2005 Act arguably supports “proceeding” and “institute” applying to s 7 such that
leave is required to institute such a proceeding and s 11 and s 13 must be complied with
if such an order is made.
[56] Like the Queensland Court of Appeal, the New South Wales Court of Appeal has
otherwise considered that the breadth of the definitions of “proceeding” and “institute”
permits the inference that there has been a conscious attempt by the legislature to be
comprehensive as to the proceedings for which leave is required.65
Conclusion
[57] I have considered all of the arguments both for and against each construction identified
by the Crown Solicitor. I consider the proper construction is that the definitions of
“proceeding” and “institute” apply to an application under s 7 and leave is required under
s 13 of the 2005 Act, for the following reasons.
[58] First, the definition of “proceeding” in the 2005 Act is a comprehensive one which would
on its literal construction apply to an application under s 7 of the 2005 Act, such that s 10
would prohibit instituting such proceedings without first obtaining leave. The literal
construction is consistent with the remedial purpose of the legislation66 and consistent
with providing access to the Courts through legal proceedings if the application is such
that the Court is satisfied leave should be granted.
[59] Secondly, while the purpose of the legislation has not been explicitly said to be the
removal of a right to seek a variation or the setting aside of the order without first seeking
leave, the clear words of the provision together with the broad definitions of “institute”
and “proceeding” manifest such an intention, which is consistent with the overall purpose
of the legislation to prevent the pursuit of vexatious proceedings which cause wastage of
public resources and the harassment and annoyance of defendants in litigation that lacks
a reasonable basis. An application to set aside or vary a vexatious proceedings order
64 At [9].
65 See Potier v State of New South Wales [2014] NSWCA 359 at [19], per Leeming JA, referring to Patsalis v
State of New South Wales [2012] NSWCA 307, per Basten JA. The decisions refer to ss 4 and 5 of the Vexatious
Proceedings Act 2008 (NSW), which define “proceedings” and “institute” in substantively the same terms as
Queensland’s 2005 Act.
66 Cooper Brookes (Wollongong) Pty Ltd v Commissioner of Taxation (1981) 147 CLR 297 at 321, per Mason
and Wilson JJ; Witheyman v Simpson [2011] 1 Qd R 170 at 188 [42], per Muir JA, referring to Saraswati v The
Queen (1991) 172 CLR 1 at 21.
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without a leave requirement would at least require the Crown Solicitor to respond to the
application and potentially other relevant persons identified in s 5(1) of the Act.
[60] Thirdly, the expanded breadth of the definition of “proceeding” in the 2005 Act compared
with the Vexatious Litigants Act 1981 (Qld), while maintaining a provision for an
application to be made by, inter alia, a person the subject of a vexatious proceedings order
to vary or revoke that order but not removing it from the leave requirement, strongly
suggests a legislative intention that an application under s 7 is not excluded from
“proceeding” and s 10 of the 2005 Act.
[61] Fourthly, while recognising that requiring leave infringes upon a fundamental common
law right as discussed by Fraser JA in Conde v Gilfoyle & Anor, the subject matter and
context is different. Unlike an appeal from a vexatious proceedings order which seeks to
challenge the very basis of the order, with the right to bring such an appeal supported by
s 69 of the Supreme Court of Queensland Act 1981 (Qld), a vexatious proceedings order
is already in place and presumably any appeal would have been dealt with in relation to
the making of such an order before the application under s 7 would be made. The subject
matter and context of a section 7 application does not otherwise indicate that the definition
of “proceeding” should not apply.
[62] Fifthly, while the Explanatory Notes for the Vexatious Proceedings Bill 2005 (Qld)
expressly acknowledge that the right of a person to take legal action over a wrong is an
essential common law right, the legislation is specifically directed at prohibiting or
limiting the right of a person subject to a vexatious proceedings order to take or continue
legal action. The construction favouring leave being required does not, however, wholly
take away that fundamental right, insofar as the 2005 Act provides safeguards for any
person the subject of a vexatious proceedings order. First, it makes clear that such an
order can be varied or set aside and is not to be treated as a final order which can only be
varied on appeal. Secondly, the right of appeal from the original order made is not subject
to any leave requirement. Thirdly, there is provision for leave to be given for a proceeding
which is not a vexatious proceeding. As was said by Mackenzie J in Lohe v
Mansukhani:67
“A person subject to a vexatious proceedings order who could persuade the
Court that there is a legitimate cause of action, properly pleaded, would
ordinarily obtain the necessary leave.”
[63] While there is no doubt that the procedures that a person subject to a vexatious
proceedings order must undertake in order to obtain such leave are burdensome, that is
the consequence of a determination that a vexatious proceedings order was justified and
the plain construction of “proceedings”. This is also consistent with the Explanatory
Notes for the Vexatious Proceedings Bill 2005 (Qld), which stated that the 2005 Act was
to “enact new provisions to prohibit or limit legal actions brought by vexatious litigants
or persons acting in concert with vexatious litigants”.68
[64] Sixthly, the fact that the definitions of “proceeding” and “institute” extend to an
application to set aside or vary the order has at least been acknowledged by the Court of
Appeal in Hambleton. The question was left open by the Court in Skyring.
67 [2007] QSC 69 at 50; see also Attorney-General v Vernazza [1960] AC 965 at 975 and 977.
68 Explanatory Notes, Vexatious Proceedings Bill 2005, p 1.
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[65] Seventhly, while s 7 is in Part 2 of the Act, which may suggest it is not subject to the
consequences of a vexatious proceedings order that are stipulated in Part 3, its evident
purpose is to ensure that the vexatious proceedings order is not regarded as a final order.
[66] Finally, unlike the position in Re Boaler, there is no ambiguity in the language of the
statute, which is open to a narrower as opposed to a broader meaning.69
[67] Given the comprehensiveness of the definitions of “proceeding” and “institute” and the
fact that the original order under s 6(2) may be the subject of appeal without leave being
sought, I do not find that the subject matter and context of s 7 on its proper construction
together with s 10 indicates other than that the definitions of “proceeding” and “institute”
apply to an application to vary or set aside the vexatious proceedings order.
[68] I find that Mr Bird did require leave to issue the originating application.
[69] While Mr Bird had obtained a ruling from this Court that leave was not required and, as
a consequence of the actions by the Crown Solicitor, has had the determination of his
matter delayed, no estoppel arises from his Honour’s determination to dismiss the
application for leave on the basis that it was not required, given no order was made.
[70] As the leave application is an ex parte application, the Crown was excused from the
matter, having made its submissions in terms of whether leave was required, and I will
consider it separately.
Relief
[71] The Crown Solicitor seeks:
(a) A declaration that, pursuant to s 10(1)(a) of the Vexatious Proceedings Act 2005
(Qld) the applicant [Mr Bird] was prohibited from commencing the originating
application filed 1 May 2018 (BS4585/18), pursuant to s 7 of the 2005 Act, seeking
to set aside the vexatious proceedings order made against him on 27 February 2004,
without the leave of the Court under s 13(3) of the 2005 Act; and
(b) An order, pursuant to r 16(e) of the Uniform Civil Procedure Rules 1999 (Qld), that
orders 1 to 3 of the originating application filed 1 May 2018 be set aside.
[72] There is utility in providing the declaratory relief sought, given the history of this matter
and the decision of 15 March 2018 of this Court determining leave was not required,
which was disputed by the Crown Solicitor. I will make the declaration accordingly.70
[73] Given that the originating application was to be treated as an application for leave in the
event that this Court determined that leave was required,71 and the Court has determined
leave is so required, the appropriate order is to declare that unless leave is granted
proceeding BS4585 of 2018 is permanently stayed by the operation of s 10(2) of the 2005
Act. Given the originating application is to be treated as an application for leave, it is not
appropriate to order that orders 1 to 3 of the originating application should be set aside.
69 [1925] 1 KB 21 at 41.
70 The Order is made on the basis that for this application the Crown Solicitor is the applicant and Mr Bird the
respondent.
71 Reasons of Boddice J, 21 September 2018.
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[74] No order should be made as to costs. While the Crown Solicitor has been successful, Mr
Bird acted consistently with the determination of this Court on 15 March 2018 in filing
the originating application and cannot be properly be responsible for the costs of the
Crown Solicitor seeking to have the question of whether leave was required for an
application under s 7 of the 2005 Act determined.
Orders
[75] I therefore:
(a) Declare that, pursuant to s 10(1)(a) of the Vexatious Proceedings Act 2005 (Qld)
(the 2005 Act) Mr Bird was prohibited from commencing the originating
application filed 1 May 2018 (BS4585/18), pursuant to s 7 of the 2005 Act, seeking
to set aside the vexatious proceedings order made against him on 27 February 2004
(Originating Application), without leave of the Court under s 13(3) of the 2005 Act;
(b) Declare that, unless leave is granted in respect of the Originating Application, the
proceeding is stayed pursuant to s 10(2) of the 2005 Act; and
(c) Make no order as to costs.
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Official source: https://www.sclqld.org.au/caselaw/QSC/2019/147