Cosic v G James Safety Glass (Qld) Pty Ltd [2019] QDC 170
DISTRICT COURT OF QUEENSLAND
CITATION: Cosic v G James Safety Glass (Qld) Pty Ltd [2019] QDC 170
PARTIES: DOBRICA COSIC
(plaintiff)
v
G JAMES SAFETY GLASS (QLD) PTY LTD
(defendant)
FILE NO.: 4205/16
DIVISION: Trial Division
PROCEEDING: Civil
DELIVERED ON: 20 September 2019
DELIVERED AT: Brisbane
HEARING DATE: 14, 15, 16, 17, 20, 21 May and 5 June 2019
JUDGE: Rosengren DCJ
ORDER: Judgment for the plaintiff in the sum of
$469,931.45
CATCHWORDS: TORTS – NEGLIGENCE – ESSENTIALS OF ACTION FOR
NEGLIGENCE – GENERALLY – where the plaintiff claims
damages for injuries suffered in the course of employment with
the defendant – where both liability and quantum of damages
are in contention
TORTS – NEGLIGENCE – BREACH OF DUTY – where the
plaintiff was operating a lifter and attempting to unload a glass
pane on a production line and sustained an injury to his lower
back – whether the risk of injury was foreseeable and not
insignificant – where it was the plaintiff’s case that he was not
trained to operate the lifter and was pulling the lifter laterally
across his body – where the defendant’s case is that the plaintiff
was not injured when operating the lifter in the manner alleged
and that he was trained – whether unknown to the defendant
the plaintiff was vulnerable to a lumbar spine injury on account
of pre-existing degeneration and/or a rheumatology condition
– where the defendant did not have a record of previous similar
incidents
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TORTS – NEGLIGENCE – CAUSATION – where the
plaintiff experienced symptoms consistent with the lumbar
injury after he felt the twinge in his back when operating the
lifter – whether the forces involved in operating the lifter were
sufficient to cause the lumbar spine injury
DAMAGES – MEASURE AND REMOTENESS OF
DAMAGES FOR AN ACTION IN TORT – MEASURE OF
DAMAGES – PERSONAL INJURIES – GENERAL
DAMAGES – where the parties are agreed as to moderate
lumbar spine injury – where in the range the assessment should
be
DAMAGES – MEASURE AND REMOTENESS OF
DAMAGES FOR AN ACTION IN TORT – MEASURE OF
DAMAGES – PERSONAL INJURIES – PAST ECONOMIC
LOSS – where the plaintiff was a valued employee and wanted
to keep working – where there was medical evidence predicting
that the plaintiff would have had symptoms arising from his
psoriatic arthritis and/or pre-existing degeneration likely to be
responsible for curtailment of the plaintiff’s ability to work
beyond aged 60 – whether the medical evidence can be taken
as likely that the plaintiff would have had symptoms sufficient
to prevent him working by this time – whether the calculation
of past economic loss should be further discounted to allow for
various contingencies
DAMAGES – MEASURE AND REMOTENESS OF
DAMAGES FOR AN ACTION IN TORT – MEASURE OF
DAMAGES – PERSONAL INJURIES – FUTURE
ECONOMIC LOSS – where the plaintiff has no residual
earning capacity – where a claim is made assuming full time
employment until the age of 70 – whether the plaintiff would
have remained in full time employment with the defendant
until this time
Workers’ Compensation and Rehabilitation Act 2003 (Qld), s
305B, s 305C, s 305D, s 305E, s 306N
Workers’ Compensation and Rehabilitation Regulation 2014
(Qld) sch 9, sch 12
Uniform Civil Procedure Rules 1999, r 380
COUNSEL: J McClymont for the plaintiff
W P D Campbell for the defendant
SOLICITORS: Shine Lawyers for the plaintiff
Jensen McConaghy for the defendant
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Table of Contents
Introduction ..................................................................................................................... 4
Pleaded incident .............................................................................................................. 4
Plaintiff’s work with the defendant ............................................................................... 5
Double glaze line ...................................................................................................................... 6
Credibility ........................................................................................................................ 9
The plaintiff ............................................................................................................................. 10
Peter Hansen........................................................................................................................... 13
The incident ................................................................................................................... 14
Engineering evidence .................................................................................................... 20
Duty of care and breach ............................................................................................... 24
Foreseeable and not insignificant risk of injury ..................................................................... 26
Risk assessment ....................................................................................................................... 28
Training .................................................................................................................................. 29
System of work ........................................................................................................................ 32
Conclusion re breach of duty .................................................................................................. 34
Causation ....................................................................................................................... 34
Quantum ........................................................................................................................ 35
Plaintiff’s medical history ....................................................................................................... 35
General damages .................................................................................................................... 38
Past economic loss .................................................................................................................. 45
Interest on past economic loss ................................................................................................ 50
Fox v Wood ............................................................................................................................. 50
Past loss of superannuation .................................................................................................... 50
Future economic loss .............................................................................................................. 50
Future loss of superannuation ................................................................................................ 52
Special damages...................................................................................................................... 52
Interest on out of pocket expenses........................................................................................... 52
Future out of pocket expenses ................................................................................................. 52
Summary of damages award........................................................................................ 53
Orders ............................................................................................................................ 54
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Introduction
[1] The defendant is a producer of glass and aluminium based products. The
plaintiff was employed by the defendant as an assembler. He claims he
injured his lower back in the course of his work duties in January 2014. At
the time he was operating a vacuum lifter that was being used to transfer a
glass pane from a trolley to a production line.
[2] In October 2016, the plaintiff commenced this proceeding against the
defendant for damages and other orders.
[3] In May and June this year, this matter was heard before me over seven days.
Both liability and quantum are in dispute. At the commencement of the trial,
the plaintiff sought and was granted leave to file a further amended statement
of claim pursuant to r 380 of the Uniform Civil Procedure Rules 1999 (Qld).
A further amended defence and a further amended reply were also filed.
Fourteen witnesses gave evidence, of which seven were lay witnesses, five
were medical practitioners and two were engineers. There were 55 exhibits
tendered. The plaintiff is Serbian and gave his evidence with the assistance
of two different interpreters. The parties have provided detailed written and
oral submissions.
Pleaded incident
[4] The plaintiff’s claim is that on or about 21 January 2014, he was instructed
to use an Armatec Vacuum Lifter (‘the lifter’) to move large panes of glass
from a trolley to the production line (‘the double glaze line’). The panes were
of varying dimensions. It is pleaded that at least one pane was approximately
8mm thick, 1920mm high and 2502mm long. It is further pleaded that the
panes weighed about 50 kilograms, although some of them weighed up to
approximately 96 kilograms.
[5] It is alleged that the plaintiff was positioning the panes in preparation for the
first job of the day to commence. He was required to move them quickly to
maintain a constant supply of glass to the double glaze line. Multiple panes
were to be placed on it with approximately 50 millimetres between them. The
plaintiff had placed the first pane on the double glaze line and was attempting
to place the second pane on it and next to the first pane. This required him to
push and pull the lifter laterally across his body when he was standing close
to the support post for the lifter. While doing this, he suffered an injury to
his lumbar spine.1
[6] In response to the plaintiff’s pleaded claim as to how the subject incident
occurred, the defendant:
(i) admits the plaintiff was:
(a) instructed to use the lifter to move panes of varying dimensions
from trolleys to the double glaze line;
(b) required to position multiple panes of glass on the double glaze
line;
1 Further amended statement of claim, para 8.
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(ii) does not admit:
(a) one of the panes of glass was approximately 8mm thick, 1920mm
high and 2502mm long;
(b) each of the panes being moved weighed approximately 50
kilograms;
(iii) denies:
(a) some of the panes weighed approximately 96 kilograms;
(b) the plaintiff moved some panes that were 8mm thick, 1920mm
high and 2502mm long;
(c) the plaintiff was required to move the panes quickly;
(d) the panes had to be positioned on the double glaze line 50
millimetres apart;
(e) the plaintiff injured his lumbar spine while positioned close to the
support post and while pushing, pulling and rotating the lifer to
move it towards the double glaze line to place it next to a pane
that was already there;
(iv) further says, it was not necessary for the lifter to be positioned close to
the support post in order to place the pane on the double glaze line.2
[7] The plaintiff’s case on liability as argued, is that the defendant breached the
duty of care owed to him as their employee by failing to assess the risk
associated with operating the lifter, to implement a proper system of work
and to train the plaintiff in relation to it. The pleaded case included an alleged
failure to make modifications to the lifter. That aspect of the case was not
pursued by the plaintiff at trial or in submissions.
[8] The defendant’s case is that it had assessed the risk, implemented a system of
work and trained the plaintiff as to the correct method to be used when
operating the lifter. This method is demonstrated in the video footage taken
at the time Dr Grigg inspected the workplace in May 2018 (the video
footage’)3. The defendant further contends that the injury the plaintiff
sustained was insignificant and not foreseeable in circumstances where it was
not known that the plaintiff was vulnerable to sustaining an injury to his
lumbar spine on account of pre-existing degeneration and psoriatic arthritis.
The defendant also points to the lack of any documented incidents of injuries
being sustained by other workers in similar circumstances.
Plaintiff’s work with the defendant
[9] The plaintiff commenced full time employment with the defendant in March
2008. He had applied for the job as his father had worked in the glass
industry. Approximately three years earlier he had emigrated from Bosnia
and had limited English. His wife had acted as an interpreter for him at the
job interview.
[10] The defendant operated its Queensland business operations from three sheds
at Narangba and three sheds at Eagle Farm in Brisbane. It also produced glass
in New South Wales and Victoria. One of the three sheds at Eagle Farm,
2 Further amended defence, para 5.
3 Exhibit 7.
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known as Shed 22, was dedicated to double glazing and glass coating. There
was an annex to the shed which was used to construct wooden cases. It was
in this shed that the subject incident occurred. The other sheds housed other
production lines for other parts of the defendant’s manufacturing process.
[11] A variety of vacuum lifters were used by the defendant to move panes around
its production lines and to other parts of the manufacturing process. There
were 162 of these lifters throughout Australia, some of which were
permanently fixed to posts and others which could be temporarily affixed to
lifting equipment. Of the 162 lifters, 80 of these were at the defendant’s Eagle
Farm premises and of these, four were in Shed 22. It is one of these lifters
that the plaintiff was operating at the time he was injured. This is discussed
in further detail below.
[12] While the defendant’s records describe the plaintiff as having been employed
as an assembler, he performed a variety of manual and unskilled tasks. These
included unloading glass at the end of a cutting line, loading and unloading
trucks, sorting glass and packing glass for transportation. After some time,
he also started operating the lifter on an ad hoc basis.
[13] The plaintiff would generally work weekdays from 6am until 2pm. There
would be occasions when he would work overtime. He would usually work
under the instruction of a supervisor. This person would vary depending on
the task he was required to perform.
Double glaze line
[14] The double glaze line was in Shed 22 and was known as IGU line 1. There
was another similar production line known as IGU Line 2. This was a back-
up line to the double glaze line. Single and multiple units would be processed
along these lines.
[15] An order by a customer for panes to be processed on the double glaze line
would be recorded on a customer order that was entered electronically. Job
sheets would then be generated recording the number and dimensions of the
panes to be processed for each shift. The job sheets each had barcodes.
[16] The loading area of the double glaze line is depicted in exhibits 29 and 30.
There are three grey panels with rollers at the base of them. There is a black
felt panel next to the far right grey panel. It too has rollers at the base of it.
Exhibit 30 shows a yellow cage in front of the right hand end of the black
panel. This housed the edge deletion machine. On top of the rollers at the
base of the black felt panel was an optical sensor. For a pane to go to the edge
deletion machine, it would need to be loaded so at least part of it would be
resting so as to activate the sensor.4 At the other end of the loading area, the
washer can be seen. This washed the panes before they proceeded further
down the double glaze line.
4 T3-88, ln 23-33.
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[17] The panes, whether they be single or in multiple, would vary in shape and
would include square and rectangular panes. Others were triangular or had
radius corners. The panes would also vary in size and could be as small as
400 millimetres by 400 millimetres and as large as four metres by two and
half metres. The double glaze panels would consist of two panes. One would
have had a coating applied to enhance the insulation properties of it and the
other pane would not.
[18] While all panes would go through the washer, it was only the coated panes
that were put through the edge deletion machine. It would remove some of
the coating at the edges of the coated panes. This would then enable an
aluminium frame to be applied to it. The process of edge deletion for the
coated panes would happen before those panes were washed. This meant
that coated panes would be loaded onto the double glaze line and be sent right
to the edge deletion machine, before being sent left to the washer and then
downstream to a further four stations. The time taken for the edge deletion
process would vary depending on the size of a pane but would take no longer
than a minute. The washing process for a pane would take a similar amount
of time.
[19] The closest downstream station to the washer was the inspection station. A
worker was routinely positioned at this station to visually inspect each pane
of glass that had come out of the washer. If the pane passed the inspection
it would have a sticker placed on it with a barcode. The next station down
the line was the spacer placement station. Whether a worker was positioned
at this station would depend on the size of the spacer being placed and or the
shape of the pane which was having the spacer applied. The next station was
the IGU press station. This is where the panes for double, triple, or quad
glazed panels would be pressed together. There was a computer scanner at
this station and a worker would scan the barcode from the job sheets to ensure
that the pane coming down the double glaze line matched the job order. The
final station was the silicon station. A worker was positioned at this station
to unload the panes or panels from the double glaze line.
[20] At the commencement of each day all the machines and/or other equipment
along the double glaze line would be started up. This process would usually
commence at the silicon station and then progressively move upstream to
each station.5
[21] The equipment being used by the operator in the loading area of the double
glaze line in exhibits 29 and 30 is the lifter. It was used to transport and
manipulate large glass panes from the trolleys to the double glaze line. Only
the larger panes required the use of the lifter. It was mounted on a yellow
slewing jib crane which was attached by a hinge to the yellow post directly
behind the grey panel furthest to the right (‘the yellow post’). The mass of
the lifter and the crane jib are not known. Mr McDougall estimated them to
be at least 100 kilograms. The top end of the vertical cylinder supporting the
lifter was attached to a trolley that ran on tracks in the horizontal lower
members of the crane.
5 T5-19, ln 18-21.
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[22] Prior to approximately 2009, the crane had been attached to the thinner
structural grey steel pole with a yellow marking around it, seen in the upper
left corner in exhibit 29. The repositioning to the yellow post meant that the
attachment point of the crane was moved approximately 1.1 metre closer to
the loading area of the double glaze line.6 It is admitted by the defendant that
the lateral force to move the lifter was greatest when the lifter was positioned
closer to the yellow post.7
[23] The lifter had a suction frame which had six suction pads, two in the middle
and four on the outside. These could all work independently from each other.
The number of suction pads used depended on the size of the pane to be
moved.
[24] The operator of the lifter needed to manually apply force to rotate the jib of
the crane about its articulation point at the yellow post. The operator would
also need to manually apply force to move the lifter radially in and out along
the jib.
[25] When a pane was to be loaded from a trolley onto the lifter, it would be
suctioned by a partial vacuum in the suction pads and held in position. Once
the lifter was attached to the pane, the worker would operate the lifter to lift
the pane and ensure that only one pane was attached. The lifter could be
turned, tilted, rotated or inclined. While using the lifter, the operator would
hold the handles with both hands and in an outreached position.
[26] The lifter would transport the pane to the double glaze line. If the pane was
to be washed, it would be placed on the rollers at the base of the two grey
panels to the left. They were activated by pushing a pedal that would move
the pane left towards the washer. The speed of the rollers was variable.8
[27] If a coated pane was to have its edges deleted it would be placed on the rollers
at the base of the far right grey panel and on at least some of the rollers and
the sensor at the base of the black panel. These rollers were also activated by
a pedal and were operated independently to the rollers used to transport panes
to the washer. They could move in either direction depending on whether the
pane was going to or from the edge deletion machine.
[28] As to the staffing arrangements, David Waldock had been the defendant’s
Queensland workplace health and safety co-ordinator since January 2006.
Bruce Moy was the chief engineer. Michaela Robbins was the supervisor of
Shed 22 and Jason Hill was the leading hand. He had worked for the
defendant from about 1994 to 2009 and he recommenced working with the
company in 2013. Chris Hansen also worked for the defendant. While he
was not formally described as a supervisor, from approximately 2007 he was
required to supervise other workers on the double glaze line.9 In the further
amended defence it is admitted that on occasions Mr Hansen acted as the
6 T6-24 ln 15-36.
7 Further amended defence, para 4(d)(i).
8 T3-88, ln 40-44.
9 T5-36, ln 28-47 to T5-37, ln 1-3.
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plaintiff’s supervisor on the double glaze line.10 Mr Hansen would also
operate the lifter. Kyle Winters occupied the same position as Mr Hansen.
He did not give evidence.
[29] It would usually be Ms Robbins or Mr Hill who would assign workers to
particular tasks in Shed 22. If those tasks involved the double glaze line, Mr
Hansen or Mr Winters would supervise the workers for those tasks. The only
evidence from lifter operators was that of the plaintiff and Mr Hansen.
Credibility
[30] It is unsurprising that the witnesses who gave evidence did not have perfect
recollections of each of the matters about which they testified. In some
instances witnesses were attempting to recall details of events and
conversations that occurred more than five years earlier.
[31] I am cognisant of the need to exercise caution in drawing conclusions about
the credibility of a witness substantially from their demeanour in the witness
box.11 It is but one of the considerations. The others are the inherent
consistency of their account, the consistency of their account with other
witnesses and undisputed facts, and the inherent probabilities of the evidence
in question.
[32] The critical issue in this trial is whether the plaintiff was an honest and
reliable witness. He bears the onus of proof to satisfy the court on the balance
of probabilities that his version of the incident should be accepted.
[33] Counsel for the defendant urges upon me a finding that neither the plaintiff
nor Mr Hansen were credible witnesses.
[34] As to the plaintiff’s credibility, the defendant’s contention is summarised by
its counsel in oral submissions in the following way:
“The defendant doesn’t dispute that the plaintiff is a
fundamentally decent working person, and that he was a valued
employee of the defendant. The great difficulty is, he’s been
dragged in here, perhaps unwittingly, into a common law “no win
no fee” case. Where, in order to construct a case which might
entitle him to damages, he’s effectively been encouraged to
reconstruct a version of events that quite simply never
occurred.”12
[35] Further, a significant issue in this case is whether the plaintiff was trained to
use the lifter. The plaintiff said he was not. The defendant submits that this
is a deliberate fabrication by the plaintiff to improve his prospects of success
in this case.
10 Further amended defence, para 5A(b)(iii).
11 Fox v Percy (2003) CLR 118, 129 at [30].
12 T7-7, ln 14-19.
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[36] As to Mr Hansen, the defendant would have the court believe that he has an
‘axe to grind’ and has given intentionally false evidence to support the
plaintiff.
[37] I reject each of the defendant’s submissions in this regard for the reasons
detailed immediately below. Otherwise, where appropriate, I have indicated
later in these reasons the extent to which I have accepted or rejected the
evidence of particular witnesses.
The plaintiff
[38] It is submitted by the defendant that the reconstruction on the part of the
plaintiff probably commenced at the time Mr McDougall, mechanical
engineer inspected the workplace on 2 May 2017. This was the time when it
is alleged that the plaintiff realised that he had gaps to fill if his claim was to
succeed. According to the defendant, from this time the plaintiff set about
inventing additional pieces of evidence to fill these gaps. It is said that this
process of reconstruction continued after Mr McDougall inspected the
workplace.
[39] There are several observations to be made about this. First, the defendant
relies on the evidence of Mr McDougall to the effect that the plaintiff would
not have a case unless he had been moving quickly when operating the lifter
at the time of the subject incident. It says that the plaintiff has effectively
‘latched on’ to Mr McDougall’s view in this regard and has moulded his case
accordingly. I am in no way persuaded by this. Mr McDougall only met the
plaintiff on the one occasion. There is no evidence that Mr McDougall’s view
in this regard was ever conveyed to the plaintiff.
[40] Second, this submission assumes levels of sophistication and calculation on
the part of the plaintiff, both of which are inconsistent with my impression of
him. He did not present as someone who was likely to falsify his account of
the incident for personal gain.
[41] Third, the defendant points to the fact that prior to 2016 there are references
in four separate documents to the plaintiff twisting to the left when he initially
felt pain in his lower back. This is in circumstances where the plaintiff’s case
is that he was twisting to the right at the relevant time. These references
appear in the record of the plaintiff’s consultation with Dr Osborne, general
practitioner on 28 January 2015; the file note of an employee of the plaintiff’s
solicitors dated 19 February 2015; the notice of claim for damages; and the
letter of instruction from the plaintiff’s solicitors to Dr Campbell. 13
[42] I accept these references exist. However, a close analysis of the
circumstances in which they came to be recorded does not support the
defendant’s reconstruction argument. There are a number of reasons for this.
None of the versions of the incident in any of these four documents were
written or otherwise recorded by the plaintiff. They were also not provided
to the respective authors by the plaintiff directly. His wife, Mirjana Tabak
13 Exhibits 1, 39, 40 & 41.
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interpreted for him on each occasion. While she had a much better grasp of
the English language when compared to the plaintiff, it is also not her first
language. As Ms Tabak explained in evidence, she would not interpret
exactly what the plaintiff told her. Rather, she would explain it in a way that
she thought could be more easily understood from the information that had
been conveyed to her by the plaintiff. She said that it was not until she
attended the workplace in May 2017, when Mr McDougall carried out his
inspection, that she saw the double glaze line and gained a better
understanding as to what the plaintiff had relayed to her. Prior to this time,
she had found it difficult to visualise and otherwise understand what the
plaintiff had been telling her.14 Against this background it is likely that many
of the defendant’s criticisms of the versions provided by the plaintiff are
explicable by the language barrier resulting in relevant facts getting ‘lost in
translation’.
[43] The only one of the four documents the plaintiff signed is the notice of claim,
which is some 14 pages. He could not and did not read it. He accepted that
his wife would have read it to him. He did not read or have read to him the
contents of any of the other three documents. He thought he signed the notice
of claim in the presence of his wife and the solicitor.
[44] It is instructive that the notice of claim contains other inaccuracies which
suggest that the author of it, the plaintiff’s wife or indeed both of them did
not fully appreciate what was being explained to them by the plaintiff. For
example, the double glaze line is described as a ‘track’ which was simply
used to transport the panes to the ‘packaging area’. Further, the lifter is
described as a lifting bar when it had two handles. The author of this
document was Ms Meakins.15
[45] The letter of instruction to Dr Campbell contains the same inaccuracies. It is
dated two days after the date the notice of claim was signed. It is readily
apparent from the contents of it, that it was taken from the notice of claim.
[46] Dr Osborne’s notes also contain another inaccuracy. They record not only
the plaintiff having twisted to the left but also having felt a twinge of pain to
his left lower back. This is clearly a mistake because all the objective
evidence is that the injury was to the plaintiff’s right lower back. For
example, during this very consultation Dr Osborne provided the plaintiff with
a referral for a MRI scan which detailed a clinical history of signs and
symptoms of a right sided L5/S1 disc prolapse.16 The plaintiff ultimately
underwent surgery for a right sided disc protrusion. Ms Tabak said that the
plaintiff had told her that the pain was in his lower back and right leg.
[47] The plaintiff was extensively cross-examined about these references to
having twisted to the left. He explained that while he was turning to the right
when he felt the twinge, that shortly prior to this, he had turned left towards
14 T4-48, ln 11-24.
15 The plaintiff did not call Ms Meakins and the defendant contends that a Jones v Dunkel inference ought
to be drawn. However, such an inference is not open in relation to privileged communications between a
party and his lawyer (Donaghue v Donaghue & Anor [2015] QSC 54 at [21]).
16 Exhibit 4.
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the double glaze line.17 In oral evidence, the plaintiff consistently maintained
that when he first felt pain in his lower back, he was twisting towards the
right. I accept the plaintiff’s evidence in this regard.
[48] The defendant asserts further support for its submission that the plaintiff has
reconstructed the subject incident can be found in the additional detail the
plaintiff provided about it at Mr McDougall’s May 2017 workplace
inspection and subsequent to this. Examples of the additional detail include
the positioning of the trolleys, that the plaintiff was working quickly and that
he was unloading the pane to the right of the yellow post. It is true that these
details do not appear in the incident report completed by Mr Waldock on 22
January 2014, Dr Osborne’s record of 28 January 2014 and the versions
documented by the employees of the lawyers for the plaintiff.
[49] As to the incident report, this was completed by Mr Waldock as the
defendant’s workplace health and safety co-ordinator. It was he who was
‘investigating’ the incident to ensure measures were taken to prevent a similar
incident in the future. In these circumstances it is somewhat surprising that
he did not elicit from the plaintiff the sorts of details which the defendant now
complains are missing in that report. This is certainly not something that
should be held against the plaintiff now.
[50] In relation to Dr Osborne’s entry of 28 January 2014, the level of detail
recorded is that which would be expected with such an entry. Medical
records have their limitations in the context of litigation. They are generally
short and made for the purpose of dealing with the presenting problem and
recording the future plan for the management of the presenting problem.
Their purpose is not to provide comprehensive information of the
circumstances surrounding an incident for a forensic analysis for examination
later by a court.
[51] The various versions recorded by the lawyers are dependent on the questions
asked and the plaintiff’s limited understanding of what information was
relevant to give. The plaintiff is not a sophisticated man and communications
with him have been hampered by his limited English. Further, the different
persons who took the various versions may well not have appreciated the
significance of the various details now relied on by the defendant and so have
had the plaintiff address what has proved to be some significant matters from
the defendant’s perspective. In my view nothing turns on this.
[52] It is accepted that the first occasion the plaintiff mentioned the pace at which
he was working was in response to a direct question from Mr McDougall at
the workplace in May 2017. Once again, in my view nothing turns on this.
It would seem most unlikely that the plaintiff had any understanding of its
relevance to the injury he sustained. It has become important in the context
of the engineering evidence. It is relevant to the acceleration force the
plaintiff is likely to have applied when he attempted to move the lifter
laterally across his body.
17 T2-26, ln 15-19; T2-48, ln 20-26.
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[53] The defendant is critical of the plaintiff for not having told Mr McDougall
that he had been attempting to unload the pane to the right of the yellow post.
However, this criticism does not withstand scrutiny. The plaintiff was
adamant in his evidence that he told Mr McDougall this, which is not
disputed.18 Rather, Mr McDougall said that he was not clear from his
discussion with the plaintiff, parts of what was being described to him. Mr
McDougall did not seek to clarify this with the plaintiff but instead simply
assumed that the plaintiff had been loading it to the left based on the
documentation he had been given by the solicitors. Mr McDougall’s lack of
clarity around this discussion does not reflect adversely on the credibility of
the plaintiff.
[54] I reject the defendant’s submission that the plaintiff deliberately fabricated
his evidence that he was not trained to operate the lifter. I accept the
plaintiff’s evidence on this point. The reasons for this are detailed below.
[55] The defendant also submits that there is some discrepancy in the evidence as
to when the subject incident occurred and that this reflects adversely on the
plaintiff’s credibility. However, a careful consideration of the evidence
reveals that no such discrepancy exists and I accept the plaintiff’s evidence
on this point. The plaintiff recalled being injured at approximately 7am while
performing the first job for the day. His shift had commenced at 6am. The
first person he reported it to was a co-worker who had come to see him to
ascertain why the panes had not yet been sent down the double glaze line.
[56] The defendant attaches significance to the evidence of Ms Robbins to the
effect that it was her recollection that the plaintiff had come to her office to
report the incident at approximately 9am and that Mr Waldock had recorded
this later time in the incident report. The first occasion she was asked to
recall anything to do with the subject incident was a couple of weeks prior to
the commencement of the trial and therefore more than five years after the
relevant events. Her estimate was based on the fact that smoko usually
commenced at 10 am and it was her recollection that the plaintiff had come
to see her prior to this. She did not know whether she was the first person the
plaintiff had reported it to and whether there had been a period of time
between the incident having occurred and the plaintiff reporting it to her.19
As to the time of 9am in the incident report completed by Mr Waldock, he
was unable to say whether this referred to the time that the plaintiff reported
it to Ms Robbins.20
Peter Hansen
[57] According to the defendant, Mr Hansen has an ‘axe to grind’ against it and
has therefore given evidence to assist the plaintiff’s claim. This is said to
arise out of the circumstances in which Mr Hansen left his employment with
the defendant. He gave evidence that he resigned as his wife had received a
promotion in her work and they had made the decision for him to become a
18 T5-61, ln 12-13; T5-62, ln 1-9 & ln 25-30.
19 T5-42.
20 T6-20, ln 1-7.
-- 13 of 54 --
14
stay at home father. Shortly prior to his resignation, the defendant had
requested Mr Hansen to sign a written warning which he did not sign as he
did not believe such action was warranted. He expressly denied that this
contributed to his decision to resign.21 Even if it did, I did not get the
impression that Mr Hansen and the plaintiff were friends or that there was
any other reason why Mr Hansen would deliberately give false evidence to
the court. While he clearly regarded the plaintiff as a valuable and dedicated
worker, it would be difficult to believe that he would let that high regard
interfere with his duty to the court. Further, Mr Hansen was not cross-
examined to the effect that because of some perceived grievance in relation
to the defendant that his evidence was in any respects untrue. Therefore, I am
not satisfied that there is any reasonable hypothesis as to why Mr Hansen may
have invented his evidence. In my view, his credibility was not damaged on
that account.
[58] Mr Hansen’s evidence was that while he could not be certain, it was likely he
was working on the day of the incident. He recalled being told by Mr Hill
that the plaintiff had gone home. He thought he was told this on the day of
the incident. Counsel for the defendant initially cross-examined the plaintiff
on the basis that Mr Hansen had been the plaintiff’s supervisor on the day. It
was later discovered from the defendant’s records that Mr Hansen did not
work on this day. When Mr Hansen was informed of this he readily accepted
it and said that he may have been told this on the day that he returned to
work.22 I do not consider this to be significant. It is the kind of detail about
which honest witnesses make mistakes. Overall, I accept that Mr Hansen was
a truthful witness.
The incident
[59] It is not in dispute that the plaintiff was using the lifter in the loading area of
the double glaze line on Tuesday 21 January 2014. Neither the double glaze
back-up line nor the coating lines were being used on this morning. The
plaintiff had worked the previous day. He had not worked for the month prior
to this as he had been on annual leave.
[60] At the commencement of the shift the plaintiff had been told that he would
be working in the loading area of the double glaze line. His evidence was
that he was instructed to use the lifter to transport large panes from the trolleys
to the double glaze line to be unloaded onto the rollers. The plaintiff could
not remember who gave him this particular instruction. The fact that he
would have been given such an instruction is not in dispute.23 Ms Robbins
said that while she had no recollection of this day, it was part of her duties to
allocate workers to tasks in the way described by the plaintiff. She said that
she would have simply told any workers allocated to the double glaze line to
run it with the work that was waiting there.
21 T3-88, ln 1-20.
22 T3-87.
23 Further amended defence, para 5(b)(i).
-- 14 of 54 --
15
[61] The plaintiff was also unable to recall who his supervisor was while he was
working on the double glaze line. As discussed above, the defendant’s
records show that it was Mr Winters. He was not called by the defendant to
give evidence.
[62] According to the plaintiff, when he commenced working on the double glaze
line there were four large panes to be loaded from trolleys onto the rollers
followed by a number of smaller panes. These panes were on four trolleys.
The positioning of these trolleys are marked with four numbers, being 1 to 4
in exhibit 29B. Mr Hansen said that these markings represented “a general
day to day positioning of trolleys.”24 Mr McDougall’s evidence was that the
plaintiff told him that there had been multiple trolleys in the loading area.25
These trolleys could be difficult to move particularly when they were fully
loaded, as they were at the relevant time.
[63] Mr Hansen explained that he and some other workers would on occasions,
commence work at 4am. In the two hours prior to the 6am shift starting, they
would prepare the panes for production for the day. This would include
pairing the panes to be used to make multiple panels, placing them on a trolley
and then moving the trolley to the loading area of the double glaze line ready
for production.
[64] The precise measurements of the pane the plaintiff was transporting with the
lifter at the time he was injured is not known. Prior to Mr McDougall’s
inspection it does not appear that anyone questioned the plaintiff about this.
This is despite Ms Robbins and Mr Waldock’s knowledge of the incident
shortly after it occurred. Mr Waldock even went over to the double glaze line
to inspect the lifter but surprisingly did not measure the pane. The plaintiff
continued working in Shed 22 for the following three days after he was
injured and his employment with the defendant was not terminated until some
21 months later. No-one sought to clarify this matter with the plaintiff over
this time. Further, the dimensions of the pane would have been recorded on
the electronic job order sheet that the defendant would have retained for at
least three years.26 These were not disclosed at trial.
[65] In was pleaded in the plaintiff’s initial pleading that he estimated the weight
of the pane to be approximately 50 kilograms.27 This can be regarded as
nothing more than a guestimate. The plaintiff’s evidence, which I accept,
was that he did not know how heavy it was given that the purpose of the lifter
was to mechanically take the weight of it.
[66] At the time of Mr McDougall’s inspection, the plaintiff did not see a pane of
a similar size to that he recalled moving with the lifter when he first felt the
twinge in his back. Rather, he saw a pane that had a similar length and
another that had a similar height. Mr McDougall was then told by the
defendant of the thickness and weight of panes that had such dimensions. It
24 T3-67, ln 41-47; T3-93, ln 42-47.
25 T4-20, ln 11-16.
26 T6-26, ln 16-27.
27 Statement of claim, para 8(c).
-- 15 of 54 --
16
is against this background that it was pleaded in paragraphs 8(b) and 8(c) of
the statement of claim that the panes were large and of varying dimensions
with at least one pane having the dimensions of approximately 8mm thickness
x 1920mm height x 2502mm length. Mr McDougall was initially told by
someone on behalf of the defendant that these panes weighed 96 kilograms
and then subsequently told that they in fact weighed 79 kilograms. In exhibit
29A, the plaintiff marked the approximate size and position of the first pane
on the double glaze line at the time that he was attempting to unload the
subject pane. It is about half a metre longer than that which he identified at
the inspection with Mr McDougall. The plaintiff reiterated in his evidence
that this was an approximation only.28 Mr Hansen said it was not uncommon
for panes this size to be loaded onto the double glaze line.29
[67] The defendant contends that the court ought to be cautious in accepting the
plaintiff’s evidence that he was moving a pane as large as this. In support of
this, the defendant points to the measurement of 8.10 lineal metres recorded
under the heading ‘Grind.Length’ in the Daily Production Summary Report
(‘the DPS Report’) in relation to IGU Line 1, which is the double glaze line.30
[68] I am not persuaded this measurement assists the defendant in the way
contended for. It was not taken from the edge deletion machine. Rather, it
was recorded further down the double glaze line at the press station from the
scanning of bar codes that related to completed customer orders. The
measurement does not include those panes that went through the edge
deletion machine but then failed the visual inspection at the station
immediately following the washer. There would be occasions where panes
would not pass this inspection. The frequency of this was variable. 31 Further,
the number of panes that comprise this measurement are unknown as the
source documents were not before the court. It could well be as few as one
or two.32
[69] I am satisfied that it is more likely than not that the lifter was loaded with a
pane of those dimensions approximated by the plaintiff. He has consistently
maintained that the pane was a large one. The defendant does not dispute
that it was processing panes with such dimensions. As previously mentioned,
the lifter was used to transport only the larger panes.
[70] The plaintiff also alleges that he was required to move the panes quickly from
the trolleys to the double glaze line in order to maintain a constant supply of
panes to it.33 He gave evidence that there were other workers at stations
downstream from the washer waiting for the panes. Mr Hansen explained
that this would usually be the case. This evidence was not challenged. It was
also not in dispute that there were additional panes on the trolleys for
subsequent jobs to be completed.
28 T1-60, ln 32-46 to T1-61, ln 1-5.
29 T3-68, ln 20-22.
30 Exhibit 48.
31 T5-85, ln 16-30; T5-100, ln 18-32; T5-101, ln 1-9.
32 T5-35, ln 8-11.
33 Further amended statement of claim, para 8(c1).
-- 16 of 54 --
17
[71] The defendant denies that there was a requirement for the plaintiff to work at
a faster pace than demonstrated to Mr McDougall and Dr Grigg at the times
of their respective inspections. Dr Grigg described this as a “relaxed pace,
with no need to hurry or for rapid acceleration”.34
[72] According to the defendant, support for this can be found in the DPS Report
where nine hours and forty five minutes is recorded under the heading
‘Estimated Time’ for the double glaze line. It is contended by the defendant
that it can be inferred from this that there was more than a four minute interval
between each pane being loaded onto the rollers during the course of the shift.
This interval time was one of the assumptions adopted by Dr Grigg.
[73] I am not persuaded that such an inference can be drawn. The defendant’s
own witnesses gave evidence that this time represented the period of time
over which a worker was logged onto the double glaze line, rather than the
time it was being used to process the panes.35 Further, it is premised on an
assumption that is not borne out in the evidence, namely that the panes would
be unloaded from the lifter to the rollers at equal intervals. Mr Hansen
explained that there could be delays or malfunctions along the line. It was
also his evidence that some panes would take longer than others to process.
These included ones that were new, had radius corners or required the
application of a larger than normal spacer.36
[74] As previously mentioned, apart from the plaintiff, the only witness that gave
evidence who had worked on the double glaze line was Mr Hansen. He
described the pace shown in the video footage as slow and robotic. He said
that he operated the lifter at a much faster pace than that shown. It was his
evidence that if he had seen a worker operating the lifter at that pace that he
would have told them to hurry up.37
[75] Mr Hansen explained that workers operating the lifter would have tried to
complete the work as fast as possible. The following exchange occurred
between counsel for the plaintiff and Mr Hansen:
“Mr Hansen, Mr Cosic’s account is he was told one job had to be
done quickly so that another job could be started quickly. I don’t
want to be too specific in the proposition I put to you. He was
told that there was one job to be done quickly so that another job
could be started quickly. Could you inform the court, please, how
that accords with your experience of the way jobs were allocated
at the start of a working day with the double glaze line?---
At the start of the working day, we try to get as many of the urgent
jobs done as fast as possible. As I described before, they had to
have silicon put in them. That required time to dry. So if a job
was due out that afternoon, we tried to get it done as fast as
possible so that it could be ready to go when it needed to go out.
34 Exhibit 5, pg 7.
35 T5-35, ln 33-36; T5-39, ln 35-40.
36 T3-77, ln 14-25.
37 T3-80, ln 30-45.
-- 17 of 54 --
18
So what might be some reasons that a job might be urgent?---
If we had a – because it was coated, as it was described before,
we may have had to coat that one particular glass on a number
of times due to being rejected for coatings previously. We
could’ve been waiting for a particular component. The clear
piece of glass to go with that glass. A job could’ve broken on site,
so we had to make it quickly to get that level closed off. There’s
– there’s a number of reasons why that it was urgent.”38
[76] It was Mr Hansen’s evidence that this was the case irrespective of the number
of panes to be processed through the double glaze line for any particular shift.
He explained this in his evidence in chief in the following way:
“No, we made sure we made them as quickly as possible. That
way, if we came across any issues with rejected glass, we could
get them sorted out so that we could have it all re-ordered. Or if
– we had to get those done quickly so then we could inspect the
single pane glass for coating. Generally speaking, if that was all
done, then we could go and pack. There were many other jobs in
the shed that we could be doing if we weren’t double glazing.”39
[77] The plaintiff alleges that he was positioned close to the yellow post and was
pushing, pulling and rotating the lifter to move it towards the double glaze
line when he suffered an injury to his lumbar spine.40
[78] At trial the plaintiff explained that the two panes that he first needed to place
on the double glaze line were identical in size and were positioned on either
side of the trolley marked 2 in exhibit 29B. He used the lifter to retrieve the
first pane from the side of the trolley facing him as he walked towards it with
the lifter. He attached the pane to the lifter and then walked while pushing it
to the rollers on the left side of the loading area in front of the left and centre
grey panels. Its approximate position and size is depicted in exhibit 29A.
[79] The plaintiff had not activated the pedal to move the first pane left towards
the washer. This is because it was the first order of the day for the double
glaze line and he was waiting to receive the signal from his co-worker further
down the line that all stations were ready for production to commence. The
plaintiff was cross-examined to the effect that there was no need to wait for
such a signal. He denied this.41
[80] The evidence of the plaintiff in this regard was corroborated by Mr Hansen.
He explained that at the commencement of each shift on the double glaze line,
the signal was given to let the operator of the lifter know that the machines
and the other equipment downstream from the washer had been turned on and
were operating. He explained that if the operator of the lifter did not wait for
this signal and the next station in the double glaze line was not ready, any
38 T3-70, ln37-46 to T3-71, ln 1-6.
39 T3-74, ln 1-8.
40 Further amended statement of claim, para 8(e).
41 T3-9, ln 15-28; T5-62, ln 14-17.
-- 18 of 54 --
19
panes that had been sent to the washer would need to be reversed out of the
washer. Production would then be delayed.42
[81] Having placed the first pane on the rollers, the plaintiff returned to the trolley
marked 2 and attached the lifter to the coated pane. This was of identical
dimensions to the first pane. His evidence was that it was somewhat difficult
to manoeuvre the lifter with the attached pane from the trolley to the double
glaze line. This was because of the size of the pane combined with the
presence of the trolleys, particularly those which are marked 2, 3 and 4 in
exhibit 29B. This had the consequence that he was unable to move the lifter
in a direct line of travel to where he wanted to unload the pane, which was to
the right of the pane that was already there.
[82] The plaintiff decided to walk with the loaded lifter forward to the position
marked with ‘X’ in exhibit 29B. As can be seen from this photograph this
was in close proximity to the yellow post and the rollers. However, it was
not possible to unload the pane at that point because of the position of the
first pane that was still on the rollers. Faced with this dilemma, the plaintiff
had both hands outstretched holding the handles of the lifter at a height
between his shoulders and head. He attempted to move the lifter laterally
across his body to the right. He described having to push the lifter “very
hard”.43 He was working quickly as he knew there were other workers
waiting at stations down the line. It was while performing this manoeuvre
that the plaintiff initially felt some resistance and a sudden pain in his lower
back on the right side. He stopped work immediately.
[83] Mr Hansen had described to him during evidence in chief the way in which
the plaintiff was attempting to position the second pane on the right side of
the rollers at the time he was injured. He said that he too had attempted this
and had injured his back.44 Mr Hansen’s evidence was that it was often
necessary to place multiple panes on the rollers at the one time “to make the
process as speedy as possible”.45 Mr Hansen further explained that the
purpose of doing this was so that workers down the line were not left waiting.
It would also enable the operator to attend to other tasks such as trimming
laminate, clearing stickers or wiping panes over while waiting for the panes
on the rollers to move through the double glaze line.46 As to the force
required to push the lifter laterally, Mr Hansen said:
“If the lifter is right up close to the wall, and you’re trying to
move from left or right in a lateral movement, it is very, very
difficult to move it. Especially if you have a piece of glass on the
– the sucker at the time. Because you can’t twist the handles to
get a better – to get better movement with it because otherwise
the glass would hit the double glazing line on either – either side.
So you had to hold it solid and try and move it sideways.
42 T3-79, ln 1-12; T3-96, ln 17-25.
43 T1-67, ln 1.
44 T3-39, ln 1-24; T3-69, ln 1-20.
45 T3-65, ln 24-28.
46 T3-89, ln 27-36.
-- 19 of 54 --
20
So, Mr Hansen, are you describing an operation you yourself
have performed in the past?---
Yes, many times.
…
And when you had to perform such a task – to move the lifter
sideways, parallel to the roller while you’re closer to the support
post – how would you be able to accomplish that task?---
With a lot of force. That’s the only way you can do it, is put a lot
of force and effort into moving it sideways. If that was the only
way you could do it, then, yes, you’d need a lot of force to do it.”47
[84] The defendant does not dispute that the lifter could be operated in this way.
Rather, it contends that the lifter did not need to be operated in this way.
According to the defendant, the lifter could be effectively operated by
forwards and backwards movements. This meant that rather than attempting
to move the lifter laterally across his body to the right, the plaintiff could have
walked backwards away from the rollers while pulling the lifter backwards.
He could have repositioned himself so that he could then have walked
towards the rollers again, while pushing the lifter directly forwards to where
he needed to unload the pane onto the rollers.
[85] I am satisfied on the balance of probabilities that the incident occurred in the
way described by the plaintiff. In my view, contrary to the defendant’s
submission, the plaintiff’s evidence falls well short of a reconstruction.
There is nothing inherently improbable about his account. It was not
contradicted by any witness. None of the witnesses said that the lifter could
not be operated in this way. Mr Hansen corroborated the plaintiff’s version,
in that he had repeatedly operated the lifter himself in the way described by
the plaintiff. He had also observed other workers operate the lifter in this
way. As might be expected, there were some things which the plaintiff could
remember and others that he could not. His explanations as to why that was
so were plausible. The changes and differences in his version of what
occurred are typical when a person is questioned on successive occasions by
different people. This was compounded in the case on account of the
plaintiff’s language barrier.
Engineering evidence
[86] Brendan McDougall, mechanical engineer inspected the double glaze line at
the request of the plaintiff’s solicitors, on 2 May 2017. He has provided two
reports dated 26 June 2017 and 17 April 2019.48 The plaintiff and his wife
were present at the inspection and she interpreted for him. During the
inspection no production was being undertaken on the double glaze line.
47 T3-63, ln 17-26 & ln 41-45.
48 Exhibits 1 and 2.
-- 20 of 54 --
21
[87] At the request of Mr McDougall, an employee of the defendant demonstrated
the use of the lifter to transport a pane from a trolley to the double glaze line.
This was captured on video footage.49 The rollers were not operating and nor
was the edge deletion machine. The footage depicts the lifter being
manoeuvred slowly and smoothly and the operator applying pushing and
pulling tasks in the sagittal plane characterised by exertion of hand force
away from the body for pushing and toward the body for pulling.
[88] WorkCover arranged for Frank Grigg, mechanical engineer to inspect the
workplace. This occurred on 15 May 2018. The plaintiff was not present at
this inspection. The double glaze line was operational in that the rollers were
running in the direction of the washer to the left of the loading area. Dr Grigg
has provided two reports dated 1 June 2018 and 1 May 2019 respectively.50
The video footage taken during Dr Grigg’s inspection includes close views
of the operator lifting and placing a pane; much broader views showing the
movements of the crane and the operator performing two lifts; and overall
views of the operations including an operator placing a large pane on the
rollers. This video footage depicts the lifter being operated in a way very
similar to that depicted in the footage taken at the time of Mr McDougall’s
inspection.
[89] The opinions expressed in Dr Grigg’s reports were premised on the
assumption that the plaintiff was operating the lifter as shown in the video
footage taken at the time of his inspection. Based on this assumption, Dr
Grigg considered that there was no need for the plaintiff to have been working
quickly. He also thought the task being performed involved pulling or
pushing the lifter towards or away from the body in the sagittal plane only.
This meant that no significant forces were being applied laterally across the
body. Mr McDougall agreed in his evidence that if the plaintiff had been
operating the lifter in the manner shown in the video footage, the forces
measured were within recognised safety criteria.
[90] However, as I have explained above, I am not persuaded that the plaintiff was
operating the lifter in the way shown in the video footage. In making this
finding, I am satisfied that there are four significant differences between the
way the plaintiff was operating the lifter and the demonstration in the video
footage. First, the plaintiff was unloading a second pane on the double glaze
line to the right of the yellow post and the other pane had already been
positioned on the left hand side. Second, there were trolleys in the loading
area as depicted in exhibit 29B, which meant that the plaintiff was unable to
walk forward in a straight line to where he was going to unload the subject
pane. Third, the plaintiff was in close proximity to the yellow post and the
rollers when he attempted to move the lifter laterally to the right to position
it for unloading. Fourth, the plaintiff was working at a quicker pace than that
shown in the video footage.
[91] Both engineering experts accepted in oral evidence that there were a
combination of forces involved in the plaintiff having operated the lifter in
49 Exhibit 3.
50 Exhibits 5 and 6.
-- 21 of 54 --
22
accordance with my findings above. These included the lifter moving
radially in or out along the crane jib arm assuming the plaintiff was not
positioned perfectly perpendicular to the boom. This is because not only
would the plaintiff have been attempting to move the lifter laterally, but he
would also have been attempting to push it forward, causing some binding of
the rollers on the sides of their tracks in the presence of lateral forces.51 There
was also the force required for the jib arm to rotate about its articulation point
at the yellow post. Further, there was the force required to accelerate the
combined mass of the pane, lifer and crane jib sideways from the stationary
position. This force would have increased with the pace at which the
combined mass was moved. Further, as is admitted by the defendant in its
pleading, the closer the lifter was positioned to the articulation point while
performing this manoeuvre, the greater the lateral force would have been.52
In addition, the strength capability for the application of force across the body
would have been compromised given that the plaintiff’s arms were
outstretched.53
[92] Dr Grigg gave the following evidence in cross-examination as to the forces
involved in the manoeuvre being performed by the plaintiff:
“Yes. But do you accept that that would be a necessary
component of training to inform operators that they ought to
avoid twisting their torso when attempting to rotate this lifter or
moving it laterally?---
Well, that would be good advice.
Yes. And it would be good advice because that type of manoeuvre
has a higher risk of injury to probably - - -?---
Yes.
- - - a number of parts of the body, but also the back?---
Yes. It’d be a higher risk, but at the same time I – I think the risk
is not – not really very high. It’s mainly the lateral force across
this way - - -
Yes?--- - - -
that would be a problem.
Yes. Well, let’s move on to that lateral force across this way. And
can I indicate for the record, Doctor, are you moving your hands
laterally in front of your body?---
Yes.
51 T4-61; Further amended defence, para 4(d).
52 Further amended defence, para 4(d)(i).
53 Exhibit 1, pg 14.
-- 22 of 54 --
23
Essentially demonstrating holding the handles of the lifter and
shifting it sideways?---
Yes.
And did you say that that would be the most problematic
movement that an operator could do with this machine?---
Yes, I believe so.”54
[93] A short time later, Dr Grigg explained this further in the following way:
“- - - the movement that you would be concerned about would be
facing the support post and moving the lifter laterally?---
That’s right.
Yes. And why would that be a concern to you?---
Well, it – it requires basically a movement of the arms, hands out
across the body and – and that is creating a torque on the spine
and as such is less desirable. If you can get the movements to be
more fore and aft in the sagittal plane then that is preferred.
Is that – I’m sorry, Doctor?---
It’s less – it involves less risk, if you like.
Yes?---
But – well, that – that’s basically it.
Yes. And that degree of torque that you just described, Doctor, is
that increased if the arms are held outstretched from the body in
order to apply the force across the lateral plane of the body?---
Well, for a given force the further your arms are out the – the
bigger the torque, but there’s no obvious reason why you would
do it at arm’s length. It’s – it’s – just makes it more difficult.”55
[94] This further exchange occurred in cross examination between counsel for the
plaintiff and Dr Grigg:
“Yes. I understand. Now, what are the other factors which you
commented on your report in the operation of this lifter is the
position of the lifter along the boom. You accept, I think, Doctor,
54 T4-52, ln 23-43.
55 T4-53, ln 22-38.
-- 23 of 54 --
24
that if one is attempting to laterally move the lifter, i.e. slew the
boom - - -?---
Yes.
- - - it requires more force to do that when one is positioned closer
to the support post - - -?---
Yes.
- - - than one is positioned at – towards the end of the support
post?---
Yes.
End of the boom, rather. Yes?---
Yes. I agree with that.”56
[95] It is instructive that the defendant admits in the pleadings that the force to
move the lifter was greatest when slewing the boom closer to the yellow post,
particularly if the hoist was not truly lateral to the boom in which case the
force would be even greater. It also admits that acceleration of the lifter
required force to move the combined mass of the pane, lifter and boom.
Further admissions are made that force to use the lifter required the
application of force laterally across the body and that the force to move the
lifter was greater when quick movement of the pane was required.57
[96] There is no dispute on the engineering evidence that the peak combined
frictional and acceleration forces being exerted when attempting to move the
lifter in the manner described by the plaintiff could have well exceeded 20
kilograms. Whether it did, and if so by how much, depended on the
magnitude of the acceleration force applied by the plaintiff. His evidence
about this, which I accept, is that he was trying to do the job quickly. He
described “I had to do it very hard. And I didn’t finalise that move, because
there was a – some kind of resistance and – and the problem happened - the
– with – the body.”58
Duty of care and breach
[97] It is not in contention that it was an implied term of the contract of
employment between the plaintiff and the defendant and it was the non-
delegable duty of the defendant to take reasonable care to safeguard the
plaintiff from injury whilst he was performing his duties in the course of his
employment.
56 T4-56, ln 14-24.
57 Further amended defence, paras 4(d)(i), 4(d)(iv), 4(e), 4(f) and 4(j).
58 T1-67, ln 1.
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25
[98] It follows that the defendant was not required to guard against all risks of
injury or to safeguard employees completely from all perils.59 It was also not
required to take care to avoid exposing a particular employee to risks
resulting from a special vulnerability, absent some special knowledge of that
susceptibility to injury. I accept the defendant’s submission that if the forces
involved with a task were such that they were not likely to injure a worker of
normal fortitude, the fact that those forces could have been reduced so as to
be less likely to injure a worker, does not establish a need to act on the part
of the defendant.
[99] The High Court set out the duty of care of an employer to an employee in
Hamilton v Nuroof (WA) Pty Ltd60 where Dixon CJ and Kitto J held that the
duty “is that of a reasonably prudent employer and it is a duty to take
reasonable care to avoid exposing the employees to unnecessary risks of
injury.” It is well established that what is a reasonable standard of care for
the safety of an employee is ‘not a low one’.61 The determination of what
constitutes a reasonable standard of care is a question of fact.62
[100] The defendant’s duty of care included obligations to take reasonable care to
undertake appropriate risk assessments; s 305D(1) to devise, implement and
maintain a safe system of work; and to train or otherwise instruct employees in
how to safely carry out their work. 63
[101] As von Doussa J said in Perkovic v McDonnell Industries Pty Ltd:64
“Each case will turn on its facts. Generally speaking, the greater
the degree of danger inherent in the work, the more likely will be
the need for instruction and warning. Even the most skilled
employees in their familiarity with the work, or because of the
speed or the circumstances under which the work is performed,
may be prone to take shortcuts, to disregard obvious precautions,
or to be unmindful of dangers. The employer's duty to exercise
reasonable care for the safety of his employees will often require
that skilled employees be reminded periodically about the risks of
their work and the need to guard against them.”
[102] The statutory framework provided for in the Workers’ Compensation and
Rehabilitation Act 2003 (Qld) (‘WCR Act’) must also be taken into account.
Pursuant to s 305B(1), an employer does not breach a duty to take precautions
against a risk of injury to a worker unless the risk was foreseeable, not
insignificant and in the circumstances a reasonable person in the position of
the employer would have taken the precautions. The effect of this legislative
provision is to direct the court’s attention to the level of risk that needed to
be guarded against when considering whether an employer has breached its
duty of care. It requires an objective enquiry.
59 Finn v The Roman Catholic Trust Corporation for The Diocese of Townsville [1997] 1 Qd R 29 at 41.
60 (1956) 96 CLR 18 at 25.
61 O’Connor v Commissioner for Government Transport (1954) 100 CLR 225 at 230.
62 Bankstown Foundry Pty Ltd v Braistina (1986) 160 CLR 301 at 308.
63 S J Sanders Pty Ltd v Schmidt [2012] QCA 358 at [29].
64 (1887) 45 SASR 455 at 554.
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26
[103] Pursuant to s 305B(2) of the WCR Act, in determining whether a reasonable
person would have taken precautions against a risk of injury, the court is to
consider (amongst other relevant things), the probability that the injury would
occur if care were not taken, the likely seriousness of the injury and the
burden of taking precautions to avoid the risk of injury. These factors reflect
the common law’s approach as explained by Mason J in Wyong Shire Council
v Shirt.65
[104] A court must identify what a reasonable person would have done, rather than
looking backward to identify what would have avoided the injury. A finding
of negligence does not inevitably flow from a failure to eliminate a risk of
injury that was reasonably foreseeable and preventable.66
Foreseeable and not insignificant risk of injury
[105] It is not necessary for the precise harm to have been foreseeable, provided the
harm is of the same kind or type as that which was reasonably foreseeable.67
It is also not necessary for the precise sequence of events by which the harm
came about to have been foreseeable. It is sufficient if the consequence of
the same general character as that which followed the negligence was
reasonably foreseeable.
[106] According to the plaintiff, the risk that was foreseeable was the risk of a
musculoskeletal injury when moving the lifter laterally while in close
proximity to the yellow post.
[107] It is not in contention between the engineering experts that applying a 20
kilogram or more force laterally across the body in the manner described by
the plaintiff involved a risk of a musculoskeletal injury. It is likely the
plaintiff was applying forces of this level given his description as to how
quickly and how hard he was attempting to push the lifter at the time he was
injured as described in paragraph 96 above.
[108] I reject the defendant’s submission that the plaintiff had a particular
susceptibility to injury to his lumbar spine in the context of the duties he was
performing at the time. The reasons for this are addressed in detail below.
Suffice to say here that on the balance of probabilities I am satisfied that the
plaintiff’s pre-existing degeneration was largely asymptomatic and that his
psoriatic arthritis did not affect his lumbar spine.
[109] In my view the defendant was or ought to have been aware of the risk of
injury. This is even though it points to the lack of other documented similar
incidents when using lifters throughout its sites in Queensland, New South
Wales and Victoria. There is no evidence that any of the defendant’s other
lifters were attached to posts that were in such close proximity to where the
panes were being unloaded. The other lifters in Shed 22 were not.68 This
65 (1980) 146 CLR 40.
66 s 305C(2) WCR Act; Brisbane Youth Services v Bevan [2017] QCA 211.
67 Mount Isa Mines v Pusey (1970) 125 CLR 383 at 390.
68 T3-64, ln 20-31.
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27
close proximity was one of the significant factors that created the risk of
injury.
[110] The other reason why I do not accept the defendant’s reliance on the lack of
other documented similar incidents is because I am not confident that the
defendant’s system of reporting such incidents had been adequately
implemented and enforced. The evidence tends to suggest that it was not.
Mr Hansen was not aware of it. He thought that he only needed to report an
incident if the injury sustained required medical attention.69 He was cross-
examined to the effect that he would have signed a document at the
commencement of his employment in 2003, to the effect that he agreed to
advise a manager of any accident. However, it appears that the defendant
was unable to locate such a document on Mr Hansen’s personnel file. Mr
Hansen had no memory of having seen such a document. In addition, there
is no suggestion by the defendant that Mr Hansen was reminded of this
requirement to report any incident at any time in the subsequent eleven years
that he worked for the defendant.
[111] Mr Waldock was aware that the yellow post had been moved closer to the
double glaze line. He explained that it was 1.1 metres closer. He
acknowledged in his evidence that he was aware that the forces to move the
lifter were greater when closer to the articulation point. He was aware of a
risk of back injury for an operator if it was being moved laterally while in
close proximity to the yellow post.
[112] Mr Hansen had previously hurt his back operating the lifter in the same way
as the plaintiff. He knew that it was difficult to manoeuvre it sideways when
positioned where the plaintiff was. He was a person with overall
responsibility for the operation of the double glaze line and his knowledge
was readily available to the defendant. Mr Hansen’s concerns in this regard
would have been available to Mr Waldock had he chosen to enquire of Mr
Hansen of any problems he had encountered when using the lifter. The test
for foreseeability is an objective one and is undemanding and in my view has
been met. I am satisfied that the defendant knew and/or ought to have known
of the risk of injury.
[113] I am also persuaded that the potential forces to be applied when operating the
lifter as I have found the plaintiff was, when assessed prospectively from the
defendant’s perspective, were such that the probability of the occurrence of
the risk of harm was real and was not insignificant. In reaching this
conclusion, I am mindful that this test is more demanding than the common
law test of ‘not far-fetched or fanciful’.70
[114] In these circumstances, it was incumbent on the defendant to take reasonable
measures to meet that risk of injury. In determining, implementing and
69 T3-85, ln 34-39.
70 State of New South Wales v Mikhael [2012] NSWCA 338 at [79].
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28
enforcing reasonable measures, the defendant was obliged to take into
account thoughtfulness or inadvertence by a worker.71
[115] It is the plaintiff’s case that the measures that had been taken by the defendant
were plainly inadequate in that the defendant failed to:
(i) undertake a proper risk assessment;
(ii) provide training to the plaintiff;
(iii) maintain and enforce a proper system of work.
[116] I have addressed each of these in turn below.
Risk assessment
[117] Mr Waldock was aware that in 2009 the attachment point for the crane jib
and lifter had been moved closer to the double glaze line. He was aware in
his capacity as the workplace health and safety co-ordinator that this
repositioning meant that a worker may be at a risk of a back injury if they
attempted to push the lifter sideways while in close proximity to the yellow
post. Despite this knowledge, he did not request Mr Moy or any other
engineer who was employed by the defendant to measure the potential
increases in the forces required by an operator when using the lifter in this
way.
[118] The risk assessment was undertaken by Mr Waldock in the following year.72
Mr Waldock was cross-examined at length about this assessment. He
accepted that it was necessary for him to have prospectively and proactively
audited the task of operating the lifter in order to identify the associated risks
or hazards and then to have assessed the likelihood of such risks occurring
and the potential consequences that flowed from these. The purpose of
conducting a risk assessment in this way is to enable not only the risks to be
identified but also for appropriate countermeasures to be implemented.
[119] In my view the risk assessment that was undertaken by Mr Waldock was
inadequate. As mentioned above, Mr Waldock was aware that the yellow
post had been moved closer to the double glaze line and that the forces to
move the lifter were greater when closer to the articulation point. He
acknowledged being aware of a risk of back injury if he saw an operator
moving the lifter laterally while in close proximity to the support post. Yet
he did not document this in the risk assessment. Neither did he take any steps
to have these forces measured.
[120] By the time Mr Waldock undertook the risk assessment, Mr Hansen was
working as a supervisor on the double glaze line and was aware of the
difficulties operating the lifter when positioned as the plaintiff was. Mr
Waldock did not seek his input.73 Such were Mr Hansen’s concerns, that he
had reported them to the defendant’s maintenance department but was told
71 Smith v Broken Hill Proprietary Co Ltd (1957) CLR 337; McLean v Tedman (1984) 155 CLR 306;
Czartyrko v Edith Cowan University (2005) 214 ALR 349.
72 Exhibit 33, pg 89.
73 T3-64, ln 40-42; T3-71, ln 38-44.
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29
that it could not be rectified as the yellow post had been bolted to the floor.74
Clearly those concerns were never passed on to Mr Waldock. It was Mr
Hansen’s evidence that if Mr Waldock had sought his input that he would
have raised his concerns.75
[121] Not only was the process of undertaking the risk assessment inadequate, but
on the face of it, the risk assessment document compiled by Mr Waldock is
confusing. His attempts to explain it in cross-examination did little to provide
clarification. It assessed two risks, one being in the top half of the document
and the other in the bottom half. As to the one in the top half, initially in
cross-examination Mr Waldock explained that it related to the risk of a
worker suffering an injury from panes that were broken in the course of using
the lifter. It then recorded a risk of a consequential back injury. Mr Waldock
could not explain the relevance of a back injury to an assessment of such a
risk. When this apparent anomaly was pointed out to Mr Waldock he said
that the top part of the document in fact recorded the risk of workers manually
lifting and handling panes in the course of using the lifter. Mr Waldock
assessed this risk as minor and unlikely. He explained that this low level of
risk was assessed because although a worker could suffer a back injury from
incorrectly manually handling panes, the potential for this to occur was
reduced because the panes were stored on trolleys prior to being moved with
the lifter. The second part of the document related to the risk of manual
handling associated with lifting, carrying, pushing or rolling in the context of
operating the lifter. This risk was assessed to be moderate. Mr Waldock was
unable to explain his process of reasoning whereby he assessed the
consequences of an injury in the top part of his assessment as minor and in
the bottom part of his assessment as moderate.76
[122] For the reasons detailed above, I consider the risk assessment undertaken by
Mr Waldock to have been inadequate.
Training
[123] Mr Waldock issued a work instruction on 26 March 2010. It expressly
provided that no worker was to operate the lifter until completion of specially
supervised on the job training and an assessment. The scope and content of
the training is detailed in the work instruction.77 There is no evidence that
this work instruction or the contents of it were ever conveyed to the plaintiff.
[124] It was the evidence of Mr Waldock that it was his expectation that workers
would be trained to operate the lifter in the way demonstrated in the video
footage taken at the time of Dr Grigg’s inspection.
[125] The following exchange occurred between counsel for the plaintiff and Dr
Grigg:
74 T3-64, ln 44-47.
75 T3-72, ln 5-9.
76 T6-11.
77 Exhibit 33, pg 84.
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30
“And what we mean by that, if we can talk in real life matters
rather than just this notion of procedural controls, what we really
mean about that are several things. Firstly, training of operators.
Do you agree?---
Well, you need to train the operator and see that they are doing
things the way you expect.
Yes. So you firstly need to train them to ensure that they know
not to rush, as you say; correct?---
Yes.
Yes. And you also need to train them with respect to an
appropriate speed to move the lifter so as not to introduce that
extra element of acceleration force that you’ve mentioned. Is that
so?---
Yes.
To move it slowly and gently as we see in the video?---
Yes.
Yes?---
Yes. But the – most people seek to do things in the easy way and
so there’s a certain amount of self-learning that would be
involved in the process, as well.”78
[126] Dr Grigg also said in cross-examination that this training needed to include
instructions for the operator to avoid twisting their torso, to avoid lateral
movement of the lifter when slewing the boom, and to avoid such a
movement with arms outstretched.79
[127] Mr Waldock said that it was his expectation that the plaintiff would have been
trained by a worker specifically tasked with providing training. He thought
the training could take days, particularly if the worker had limited English
skills.80
[128] The plaintiff was adamant that he did not receive any specially supervised on
the job training.81 In particular he was not trained to operate it at the pace
shown in the video footage, or to only load the panes to the left of the yellow
post. He had not been instructed to avoid twisting his body. He had not been
instructed to avoid moving the lifter laterally across his body, particularly if
78 T4-49, ln 3-22.
79 T4-49; T4-52; T4-53; T4-54.
80 T5-76, ln 14; T5-127, ln 1-19.
81 T1-51, ln 10-17; T1-52, ln 1-4.
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31
he was standing near the yellow post.82 The defendant urges upon me a
finding that the plaintiff is being dishonest about this even though there is no
cogent evidence that he was trained. I am persuaded by the plaintiff’s
evidence in this regard and for the reasons below I find that he did not receive
specially supervised on the job training or any other training.
[129] Support for the plaintiff’s evidence can be found in the circumstances in
which he came to use the lifter. This evidence was not challenged by the
defendant. The plaintiff said that although he had commenced employment
with the defendant in March 2008, the first occasion he used one of the
defendant’s lifters was in approximately 2013. This came about when a co-
worker who he knew was operating one of the lifters. He was simply curious
as to how it worked and asked the co-worker to show him. The co-worker
agreed. The plaintiff estimated that the time the co-worker spent with him
telling him about the lifter would have been less than two minutes.
[130] The plaintiff could not recall how long after this that he next used a lifter. He
explained in evidence that it was on an occasion when he was washing panes
near the double glaze line. Once again he knew the co-worker operating the
lifter and asked if he could have a go. The co-worker obliged. This happened
again a few days later.
[131] It was the plaintiff’s evidence that after this time he would be requested by
his supervisor in the course of his duties to operate the lifter. The frequency
of these requests would vary. Sometimes they would be on consecutive days.
On other occasions there may have been an interval of a few weeks. He was
unsure as to how his supervisor had come to know that he had operated the
lifter.
[132] There is no evidence that the plaintiff was provided with specially supervised
on the job training as envisaged by the defendant’s work instruction. It is
not documented in any of the defendant’s records. Mr Hill did not train the
plaintiff. He simply assumed that because the plaintiff was operating the
lifter, that he had been trained. Mr Waldock had no recollection of having
trained the plaintiff. There is no suggestion Ms Robbins trained him. It seems
unlikely that she would have, given she worked in an office and performed
largely administrative tasks. Mr Hansen did not train him and had no
knowledge of him being trained83. This leaves Mr Winters. He did not give
evidence. The plaintiff was not cross-examined to suggest that Mr Winters
trained him.
[133] In addition to and after completing the specially supervised on the job
training, the work instruction provided that workers would undergo a
practical assessment task. It was to consist of a practical demonstration
observation and oral questioning. There is a factual dispute at to whether this
was undertaken. Mr Hill said he conducted the assessment of the plaintiff. It
was the evidence of the plaintiff that if he was being assessed by Mr Hill he
was unaware of it. Given my finding that there was no adequate training, in
82 T1-71 to T1-73.
83 T3-72, ln 23; T3-73, ln 8-10.
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32
my view it is not necessary to resolve this conflict. This is because the
assessment was intended to be completed after a worker had received the
specially supervised on the job training. It was not intended to replace it, or
to be an alternative to it. Further, Mr Hansen explained in evidence that the
difficulty in operating the lifter when standing in front of the yellow post
would be unlikely to be encountered in a practical assessment, which was
focussed on ensuring that the worker knew how to operate the various
functions of the lifter.84
[134] To the extent that I am required to resolve this conflict, in my view, if this
assessment was undertaken, it was far from comprehensive. Although it was
Mr Hill’s evidence initially in cross-examination that he had an independent
recollection of having performed the assessment, he later gave evidence that
he had no such recollection. He said that he would have questioned the
plaintiff about the lifter while the plaintiff was in the loading area using it.
The plaintiff had no recollection of this. I do not accept that the plaintiff’s
grasp of the English language was sufficient to have enabled him to have
engaged in any meaningful discussion with Mr Hill in these circumstances.
[135] Further, it was the plaintiff’s evidence that he was not even familiar with
some of the components of the lifter which were part of the assessment. For
example, it required the assessor to ask the worker what should be done if the
lifter was to lose vacuum. The document indicates that the plaintiff was able
to answer the question correctly. However, the plaintiff said in evidence that
he did not know what to do if such a circumstance presented itself.85 He did
not even know the lifter had a low vacuum warning whistle, let alone know
how to use it. The assessment also required the assessor to ask the worker to
describe the consequences of perished airlines and dirty sucker pads. The
document once again indicates that the plaintiff was able to answer the
question correctly. However, the plaintiff said that he had never heard of the
phrase ‘perished airlines’.86 In addition, the assessment included the worker
returning the lifter and the crane to the appropriate storage area. Mr Hill
completed the form to show that he had asked the plaintiff the question and
the plaintiff had provided the correct response. However, Mr Hill said that
he did not even know where the appropriate storage area was.87
[136] In short, I am satisfied that the plaintiff ought to have been but was not the
recipient of specially supervised on the job training as provided for in the
defendant’s own work instruction, or indeed any other adequate training.
System of work
[137] Not only was the plaintiff not trained in the defendant’s procedure for
operating the lifter as shown in the video footage, I also find that compliance
with the demonstrated procedure was not adequately monitored and/or
enforced. This was a procedure that the defendant says would not have
84 T3-72, 35-44.
85 T1-53, ln 12-15.
86 T1-53, ln 19.
87 T5-93, ln 12-27.
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33
injured the plaintiff. Dr Grigg agreed that it was important to institute
procedural controls so that the way in which the job was demonstrated in the
video footage was the way it was performed on a day to day basis.88 Both
experts considered that if the plaintiff had been operating the lifter in the
manner shown in the video footage, the forces measured were within
recognised safety criteria.89
[138] There was the following exchange between counsel for the plaintiff and Dr
Grigg in cross examination:
“Right. Well, in addition to informing employees or training
them, it’s also then important to monitor them to ensure that
they’re doing what they’re trained to do. Is that right?---
Yes.
And to ensure that they haven’t slipped into any bad habits. Is
that right?---
Yes. That’s - - -
And so that monitoring needs to be done – I’m not going to say
continually – but intermittently to ensure that the workers are
continuing to do the job the way they’re supposed to. Is that
so?---
Yes. I agree with that.”90
[139] In support of my finding that compliance with the demonstrated procedure
was not adequately monitored or enforced, it is hardly necessary to look
beyond that fact that Mr Hansen, as the supervisor of the double glaze line,
did not follow the demonstrated procedure and did not monitor the workers
he was supervising to ensure the lifter was being operated in this way. He
himself had operated the lifter in a manner similar to that of the plaintiff and
he had witnessed other workers attempt to push the lifter laterally across their
bodies.91 This is not intended to be a criticism of Mr Hansen. It seems that
like the plaintiff, he was unaware of the correct procedure to be followed.
Mr Waldock’s monitoring was limited to what he observed while he was on
the floor and a reliance on workers approaching him to report problems. This
was clearly inadequate.
[140] Further, according to the work instruction, operators who had been
appropriately trained and who had successfully completed the assessment
were required to have their names entered into an operator’s master file. It
also stated that under no circumstances was a worker to operate the lifter
unsupervised unless they were listed on the Double Glaze Operator’s
88 T4-48, ln 37.
89 T4-48, ln 15-20.
90 T4-49, ln 24-33.
91 T3-64, ln 7-12.
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34
Register. Mr Waldock explained that neither the file nor the register were
ever created let alone maintained.
Conclusion re breach of duty
[141] A reasonable person in the positon of the defendant would have taken steps
to undertake a proper risk assessment, train workers not to operate the lifter
in the manner the plaintiff was and to enforce a system of work which
prohibited that practice. These steps were obvious in prospect and would in
no way have impeded the performance of the task. They could have been
easily undertaken. There could be no suggestion that they involved any
conflict with the defendant’s other responsibilities. In these circumstances,
the defendant breached its duty of care to the plaintiff.
Causation
[142] Causation is comprised of two elements, being factual causation and the
scope of liability.92
[143] What is in issue here is factual causation. It has been codified in s 305D(1)(a)
of the WCR Act. This provision does not alter the common law ‘but for’ test.
Rather, its practical effect is to require the court to state expressly the reasons
why causation has been established in any case. It is to be assessed as a matter
of common sense and experience.93
[144] Pursuant to s 305E of the WCR Act, the onus of proving any fact relevant to
the issue of causation is on the plaintiff and on the balance of probabilities
test.
[145] A causal connection is not satisfied because the plaintiff was at work and
there is a temporal relationship between the workplace and the onset of his
symptoms. The fact that there is an increased risk of injury on account of a
defective system of work does not necessarily demonstrate that an employer’s
actions in breach caused the injury.94 On the other hand the fact that a worker
has been able to do something on other occasions without injury does not
mean it will not cause injury on another occasion.
[146] The plaintiff must show that ‘but for’ one or more of the defendant’s
abovementioned articulated breaches of duty, his lumbar spine injury would
not have occurred.95 I am satisfied the plaintiff has discharged his onus in
relation to this hypothetical inquiry with respect to the provision of training
and the enforcement of safe procedures for the performance of the task. The
facts warrant the inference being drawn. The plaintiff was operating the lifter
manually. The forces involved a foreseeable risk of injury to a worker’s
spine. The video footage shows the procedure to be followed when operating
the lifter. Had the plaintiff been trained in this and had the procedure for
operating the lifter in this way been enforced, I am of the view that these
92 WCR Act, s 305D(1).
93 March v E & MH Stramere Pty Ltd (1999) 171 CLR 506.
94 Stitz v Manpower Services Australia Pty Ltd [2011] QSC 268.
95 Strong v Woolworths Ltd (2012) 246 CLR 182 at [18].
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35
measures would probably have prevented or minimised the risk of injury.
This is because they would have brought to the plaintiff’s attention the
inadvisability of operating the lifter in the way that he did.
[147] This is in circumstances where the defendant’s own risk assessment had
identified a moderate risk of physical injury from operating the lifter. In
response to this risk, the defendant had implemented a system of work which
required specially supervised on the job training. It was not provided and the
system of work was not enforced and the risk eventuated.
[148] It is probable that the plaintiff’s disc prolapse was consequent upon and
relevantly caused by the forces involved in the plaintiff attempting to operate
the lifter in the way that I have found he was, for which the defendant is liable.
It has a greater degree of likelihood, sufficient to satisfy the balance of
probabilities test, than the hypothesis postulated by the defendant. I find
causation to be established.
Quantum
[149] The plaintiff was born on 13 January 1957. He is Serbian. He was 57 years
of age at the time of the subject incident. He is now 62 years of age. He
completed year 12 and was a mechanical technician. He did national service
for about 12 months before moving to Bosnia where he worked in a manual
job constructing custom tools for military machines. The Bosnian war broke
out in the early 1990s and from then until it concluded a couple of years later,
the plaintiff was unable to work. He subsequently obtained work as a taxi
driver but was unable to support his now wife and family. For this reason he
went in search of a better life and migrated to Australia in 2005. The
plaintiff’s wife could speak some English and she came out to Australia
approximately 12 months earlier with their young daughter and she found
work in nursing. When he arrived he did not speak any English and did some
language courses over the next 12 or so months. He then worked in a food
processing factory for about 12 months prior to commencing employment
with the defendant.
[150] Prior to coming to Australia, the plaintiff was active. He enjoyed playing
soccer and going fishing and bowling. He had been diagnosed with psoriatic
arthritis. The plaintiff’s evidence was that the symptoms relevant to this
medical condition commenced in 1995 while living in Bosnia. This is
addressed in detail below. He had otherwise been in good health.
Plaintiff’s medical history
[151] In March 2007, the plaintiff commenced seeking regular medical treatment
for his psoriatic arthritis from rheumatologists at the Royal Brisbane and
Women’s Hospital (‘the RBWH clinic’). He remains under the care of the
RBWH for ongoing management of it. The records of the RBWH clinic are
exhibit 10. Dr Sumant Kevat has been the plaintiff’s treating rheumatologist
since September 2008.
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36
[152] When the plaintiff was seen at the RBWH clinic on 20 March 2007 he
reported that he had significant stiffness and swelling particularly affecting
his fingers, knuckles, thoracolumbar spine, knees, elbows and hips. It was
reported that these symptoms were starting to make his work difficult. He
also reported that he was not taking any medication. He was commenced on
salazopyrin, an immunosuppressant. When the plaintiff was reviewed at the
clinic some three months later on 17 April 2007, he reported that this
medication was making it easier for him to work full-time. The plaintiff still
had some symptoms and the decision was made to prescribe a further
medication, namely methotrexate at the dose of 10 milligrams per week.
When reviewed on 13 October 2007, the plaintiff reported that he was feeling
very well, although he had ongoing discomfort in his elbows and fingers
during his daily activities. The dose of methotrexate was increased to 20
milligrams per week.
[153] The plaintiff was next reviewed at the RBWH clinic on 5 June 2008. On this
occasion he reported ongoing morning stiffness involving his wrists, fingers
and elbows as well as some pain over the greater trochanter region. He said
that he was still getting some pain throughout the day that was limiting his
ability to do his job with the defendant. At this time he had ceased taking the
salazopryin as he did not feel it had been effective in controlling his
symptoms and he was reluctant to recommence it. For this reason he was
prescribed meloxicam, an anti-inflammatory medication.
[154] When Dr Kevat took over the consultant management of the plaintiff’s care
on 25 September 2008, the plaintiff was clinically examined. He did not have
inflamed joints. The plaintiff was in clinical remission when reviewed on 9
March and 22 July 2009.
[155] It was on 13 January 2010 that the plaintiff was next reviewed at the RBWH
clinic. He reported that heavy lifting at work increased his pain slightly but
that it remained tolerable. At his next review on 26 June 2010 the plaintiff
reported that he had no recurrence of his symptoms. His dose of methotrexate
was 15 milligrams per week.
[156] On 20 December 2010 the plaintiff re-attended the RBWH clinic and reported
that he had reduced the dose of methotrexate from 15 to 10 milligrams per
week. He said that his arthritis had been fairly stable, although he was
experiencing early morning stiffness for up to an hour, with pain in his
knuckles and occasional swelling. The pain and swelling were evident on
clinical examination. The dose of methotrexate was increased back to 15
milligrams per week.
[157] Dr Kevat reviewed the plaintiff at the RBWH clinic on 10 March 2011. The
plaintiff reported that he had considerable morning stiffness, although he had
minimal joint swelling. Dr Kevat recommended that the plaintiff cease
smoking. He increased the dose of methotrexate to 20 milligrams per week.
When reviewed in the RBWH clinic some six months later on 26 September
2011, he reported that his symptoms were confined to his hands, with pain
and stiffness in the morning which could last for two to three hours, although
these symptoms were not present daily. He also reported that despite these
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symptoms, he was continuing to work full-time with the defendant. When
next reviewed on 14 February 2012, the plaintiff reported mild swelling of
his hands in the morning. He denied that this was causing any functional
limitations. He was continuing to work full time with the defendant. The
plaintiff’s joints were unremarkable on clinical examination.
[158] When the plaintiff was reviewed at the RBWH clinic on 23 April 2012 he
reported that his arthritic related symptoms had been in complete remission.
Dr Kevat considered it was appropriate to trial a reduction of his methotrexate
dose to 20 and 15 milligrams per week on alternate weeks. If this was
successful, the plan was to reduce the dose of methotrexate to 15 milligrams
per week after three months.
[159] The plaintiff was reviewed by Dr Kevat at the RBWH clinic on 15 November
2013. He reported that he was smoking 20 cigarettes per week. He was
experiencing early morning stiffness, predominantly in his hands, lasting for
hours. He also had some stiffness in his wrists, elbows and knees which was
adversely impacting on his ability to lift materials over 20kg in his work with
the defendant. His dose of methotrexate was increased to 25 milligrams per
week.
[160] Since the subject incident the plaintiff has continued to be regularly reviewed
at the RBWH clinic. When seen on 1 May 2014, it became apparent that the
methotrexate dose had not been increased from 20 to 25 milligrams per week
as had been intended. The plaintiff reported that his joints were stable but
that he was suffering from fatigue when taking the methotrexate. It was
recommended that he increase his folic acid supplementation. When the
plaintiff was reviewed by Dr Kevat in November 2013 he learnt that the
plaintiff’s methotrexate therapy had been interrupted due to concerns that it
may have been adversely affecting his lower back. Dr Kevat considered these
concerns to be unwarranted. The reason for this is that there is no scientific
literature that establishes an adverse link between methotrexate and
mechanical lower back issues.96 This interruption to his methotrexate therapy
had resulted in a flare up of his psoriatic arthritis. The plaintiff had been
recommenced on the methotrexate at 20 milligrams per week and reported
that his symptoms had settled.
[161] The RBWH clinic records contain copies of correspondence that have been
forwarded to Dr Osborne, treating general practitioner regarding the ongoing
management of this condition. There is a letter of 5 June 2016 in which Dr
Osborne was informed that the plaintiff’s psoriatic arthritis was being well
controlled on 20 milligrams per week of methotrexate. In a subsequent letter
to Dr Osborne dated 20 November 2017, he was informed that the plaintiff
had not experienced any symptom flare ups of his small or large joints. This
remained unchanged when the plaintiff was reviewed by Dr Kevat in June
2018 and January 2019. The frequency of his reviews was extended from six
months to 12 months. Dr Kevat explained that the plaintiff’s psoriatic
arthritis has remained stable and in remission when he is maintained on 20
milligrams per week of methotrexate.
96 T3-20, ln 45-47.
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38
[162] The plaintiff’s records from the Greenslopes Family Practice (‘the GP clinic’)
are also before the court.97 They commence on 30 August 2006. There is
then an interval of some three and a quarter years until the next attendance on
5 May 2010. Between this date and the incident in January 2014, the plaintiff
attended upon a doctor at the GP clinic on 13 occasions. Dr Talic saw the
plaintiff on 11 of the 13 occasions. There is no reference to lower back related
symptoms in the GP clinic records.
[163] The GP clinic records show that prior to the subject incident the plaintiff
sustained a laceration to a tendon in his left hand in April 2010. This required
surgical repair at St Andrew’s Hospital. The plaintiff made a WorkCover
claim for this injury. He returned to normal duties in mid-August 2010 but
reported to Dr Talic that he could not do all the work that he used to do with
his left hand. Subsequent to this time, there is no reference in any medical
records to continuing symptoms relevant to the plaintiff’s left thumb. I am
satisfied that these symptoms did not continue to significantly trouble him
thereafter.
General damages
[164] Following the subject incident the plaintiff first sought medical treatment for
his lower back related symptoms on 28 January 2014, when he attended upon
Dr Osborne at the GP clinic. Dr Osborne referred the plaintiff for a MRI scan
of his lumbar spine. He underwent this on 30 January 2014. The report
relevant to this radiology investigation revealed a moderately large sized right
sided L5/S1 disc herniation causing compression of the right S1 nerve root.
It also noted evidence of multilevel facet joint arthropathy.
[165] The plaintiff returned to see Dr Osborne on the same day with the radiology
report. It was reported by the plaintiff that he was reasonably comfortable
with the pain relief medication he was taking. The entry records that the
plaintiff had no motor compromise. The plan was to treat the plaintiff
conservatively and review him in two weeks.
[166] On 13 February 2014, the plaintiff returned to see Dr Osborne. He reported
that the symptoms in his lower limb were still present, although they were
settling. His mobility was good and he could sit comfortably. The plan was
to commence physiotherapy treatment and for him to be reviewed in a further
two weeks.
[167] In accordance with the abovementioned plan, the plaintiff commenced
physiotherapy treatment and was reviewed by Dr Osborne on 27 February
2014. He reported that his back pain had settled but he continued to
experience sensory changes in his right lower limb. This was able to be
reproduced on examination when the plaintiff bent over. Dr Osborne
considered the plaintiff was not fit to return to normal duties and that his
language difficulties would make it challenging for him to perform suitable
duties. A further review was planned for two weeks, with regular
physiotherapy treatment to continue in the interim.
97 Exhibit 1.
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[168] This further review by Dr Osborne took place on 13 March 2014. The GP
clinic records for this consultation reads that the plaintiff was continuing to
improve with no back pain and only tightness in his calf and residual sensory
changes in his heel and the dorsum of his toes. The plaintiff told Dr Osborne
that he was keen to return to work and that most of his duties did not require
lifting. Dr Osborne considered the plaintiff was fit for normal duties with
continuing physiotherapy treatment. The plan was to review the plaintiff in
four weeks with the potential then for a clearance to return to normal duties.
[169] The plaintiff re-attended upon Dr Osborne on 10 April 2014. He reported
that his sensory changes in his right heel and cramping in his right calf were
being aggravated by the physiotherapy treatment. The plan was for the
plaintiff to continue with normal work duties with a further review in three
weeks.
[170] The review occurred as planned on 1 May 2014. The plaintiff was managing
to perform his normal duties at work, although his radicular symptoms were
continuing. Dr Osborne provided a referral for a repeat MRI scan of the
plaintiff’s lumbar spine. This was undertaken on 5 May 2014. The report
relevant to this investigation states that the appearance of the plaintiff’s
lumbar spine remained unchanged with a moderate-sized right L5/S1 disc
protrusion/extrusion. There was still compression of the right S1 nerve root.
[171] On account of the continued presence of the disc protrusion, Dr Osbourne
referred the plaintiff to Dr Sarah Olson, neurosurgeon on 8 May 2014. She
examined him on 23 May 2014. She opined that the plaintiff required a
minimally invasive laminectomy, discectomy and rhizolysis. She performed
this surgical intervention on 13 June 2014. In a letter to Dr Osborne dated 16
June 2014, Dr Olson noted that the surgery had been uncomplicated in that a
small prolapse was found and a lateral rhizolysis was performed to enable the
nerve root to exit. In the treatment letter, Dr Olson noted that the plaintiff
had done very well post-operatively with resolution of his pain.
[172] It was the plaintiff’s evidence that after the surgery his pain levels and
functional capacity improved. However he could not bend and could not lift
anything heavy.98
[173] Dr Olson reviewed the plaintiff on 25 July 2014. He complained of continued
numbness and weakness in his right lower limb, which Dr Olson thought may
have been permanent symptoms. She considered he was fit for suitable
duties.
[174] A further MRI scan was undertaken on 29 July 2014, the results of which
showed significantly reduced herniated disc material in the right paracentral
region. There was enhancing soft tissue around the right S1 nerve root that
was considered to be most in keeping with granulation tissue. The imaging
showed good decompression of the right S1 nerve root.
98 T5-65, ln 25-37.
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40
[175] The plaintiff returned to see Dr Osborne on 9 August 2014. The GP clinic
records state that the plaintiff still had some residual numbness in his heel
and fifth toe and some mild weakness in his calf. Otherwise he was making
good progress. He had commenced hydrotherapy.
[176] It was not until some three months later on 9 December 2014, that the plaintiff
re-attended upon Dr Osborne. The GP clinic records document that the
plaintiff was doing normal duties at work but was struggling. He reported
that although he had experienced some resolution of his back and leg
symptoms after the lower back surgery, that he was again experiencing
persistent back pain and numbness in his right leg commensurate with the
symptoms he had experienced leading up to the surgery. The plaintiff told
Dr Osborne that he had another appointment scheduled with Dr Olson in
February 2015. Dr Osborne provided a referral for a further MRI scan of the
plaintiff’s lumbar spine. This was undertaken on the same day. The report
revealed that the plaintiff still had small residual material in the right
paracentral region at L5/S1 and associated perineural thickening and
enhancement which remained largely stable. No new disc herniation was
found. This MRI scan was of similar appearance to the scan of July 2014.
[177] Dr Olson re-examined the plaintiff on 6 February 2015. In her letter back to
Dr Osborne dated 11 February 2015, she noted that the plaintiff continued to
work full time even though he was struggling with his duties. Dr Olson
thought the plaintiff had reached maximal medical improvement and that
further surgery was not indicated. The plaintiff was taking Lyrica for the
neural pain but was struggling with the side effects of this medication. For
this reason, she also gave him prescriptions for Tramadol and Mobic.
[178] Since this time the records from the GP clinic show that the plaintiff has
attended upon the practice on more than a dozen occasions with ongoing
complaints of lower back related symptoms.
[179] Dr Scott Campbell, neurosurgeon initially examined the plaintiff at the
request of his solicitors on 15 January 2016. He has provided a report dated
15 January 2016.99 The plaintiff reported that he experienced daily lower
back pain which he rated as 9/10 in severity, with radiation down the right
leg to the foot region. The plaintiff denied any history of lower back pain.
[180] On examination, the plaintiff walked with a normal posture and gait.
Examination of the lumbar spine revealed decreased flexion and extension by
30% to 40%. There was asymmetry of movements and pain at the extremity
of movements. There was also central tenderness and guarding. Lower limb
power, reflexes and sensation were normal.
[181] As to the plaintiff’s prognosis, Dr Campbell considered further recovery was
unlikely and that his symptoms and restrictions would persist indefinitely.
Dr Campbell considered that in accordance with the AMA Guides 5th Edition
DRE Category III, the plaintiff was suffering a 13% whole person impairment
wholly attributable to the subject incident.
99 Exhibit 17.
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[182] When Dr Campbell re-examined the plaintiff on 22 March 2019, his
symptoms and the examination findings were essentially unchanged from the
time of his earlier examination. Dr Campbell reaffirmed his earlier opinion
as to prognosis and permanent impairment.100
[183] WorkCover arranged for the plaintiff to be examined by Dr Robert Labrom,
orthopaedic surgeon. This examination occurred on 8 June 2016. Dr Labrom
has provided a report dated 9 June 2016.101 In this report, Dr Labrom referred
to having read a report of Dr Atkinson and the opinion of Dr Atkinson
contained therein. I have attached neglibile weight to the stated opinion of
Dr Atkinson summarised in Dr Labrom’s report, in circumstances where Dr
Atkinson did not give evidence and his report was not tendered as an exhibit.
[184] When Dr Labrom examined the plaintiff, he reported constant pain in his
lower back which he rated as 7.5/10, although he said that the severity of it
would vary depending on the activities he was engaging in. The pain was
radiating to his lateral buttock, thigh and calf. The plaintiff was limited in his
ability to sit, walk, lift objects and travel in a vehicle. He felt that pain killers
were only giving him partial pain relief.
[185] On examination, Dr Labrom noted that the plaintiff stood with an essentially
normal spinal alignment. His gait pattern was normal, albeit slow. His
straight right leg raise was to 90 degrees when he was seated bilaterally, but
reduced to 70 degrees when he was lying on his back. The plaintiff
demonstrated a forward flexion range in the lumbar spine, such that his
outstretched fingertips reached his mid shins only. He could extend his
lumbar spine to 10 degrees beyond neutral. A neurological examination of
both lower limbs revealed a slightly reduced ankle jerk on the right side
compared to the left. The plaintiff had altered sensation on the lateral border
of his right thigh, knee and calf. His posterior calf also had some sensory
disturbance.
[186] Dr Labrom considered that the plaintiff’s disc herniation had resulted from
the incident. However he thought that the plaintiff’s ongoing complaints of
pain were in excess of those that would be expected following technically
successful decompression surgery and in the context of his examination
findings. It was against this background that Dr Labrom questioned whether
the ongoing symptoms could be at least partly attributable to the plaintiff’s
pre-existing degeneration and psoriatic arthritis. He considered that the
plaintiff’s multi-level facet joint arthropathy found in the radiological
investigations is consistent with a rheumatoid condition. Dr Labrom thought
that the extent of the plaintiff’s stiffness was consistent with a more systemic
condition like rheumatoid arthritis and psoriatic arthritis. He considered that
the plaintiff’s complaints of right sided leg pain could reflect some neural
irritability made worse by the rheumatoid arthritis.
[187] It was in this context that Dr Labrom opined that the plaintiff’s ongoing
condition is partly attributable to his work related disc herniation and in part
100 Exhibit 18.
101 Exhibit 27.
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42
relates to this underlying pre-existing condition. He thought it was
appropriate to consider the injury sustained in the subject incident as a
permanent aggravation of the plaintiff’s pre-existing multi-level lumbar
spondylosis and rheumatoid condition.
[188] Dr Labrom considered that the plaintiff’s whole person impairment was no
more than 12%. He apportioned 50% of the impairment to the successful
decompression surgery and the remaining 50% to the plaintiff’s ongoing pre-
existing rheumatoid condition and his not insignificant smoking habit. He
thought the subject incident had probably accelerated the degenerative
process at the L5/S1 level in a permanent way.
[189] It was Dr Labrom’s opinion that it is probable that irrespective of the subject
incident, the plaintiff may have been at more risk of developing a disc
herniation because of his pre-existing conditions. He explained that
rheumatoid arthritis can cause altered connective tissue quality in the skeleton
and the body. He also noted that the plaintiff had a not insignificant smoking
habit which accelerates degenerative change at the intervertebral disc level.
Accordingly, he considered that it was probable that some activity of daily
living would have resulted in a similar event by the time the plaintiff was 60
years of age.
[190] There was initially some confusion in the medical evidence as to whether the
plaintiff had been diagnosed with rheumatoid arthritis or psoriatic arthritis.
While they are both autoimmune diseases, they have different disease
processes with different genetic profiles. Dr Kevat had been the plaintiff’s
treating consultant rheumatologist since October 2008. The plaintiff’s
solicitors conferred with Dr Kevat on 5 April 2019. The file note of the
conversation is exhibit 26. Dr Kevat also gave oral evidence. Dr Kevat
confirmed that that plaintiff has psoriatic arthritis. Dr Olson expressed the
opinion that rheumatoid arthritis (if the plaintiff had this condition), could
partially explain why the plaintiff has struggled to recover as well as some
patients do, following surgery.102 However, the plaintiff has tested negative
to rheumatoid arthritis.
[191] I am not ultimately persuaded that it is probable that the plaintiff’s slower
recovery and ongoing lumbar spine and lower limb symptoms can be partially
explained by the plaintiff’s psoriatic arthritis. I prefer Dr Kevat’s evidence
on this point. In doing this, I am mindful that some caution is required in
accepting the evidence of a doctor who has been treating a person for many
years. This is because there is a risk that the familiarity that can exist with
such a relationship has the potential to erode the professional impartiality.
Bearing this in mind, it was not my impression that Dr Kevat gave evidence
as an advocate rather than a dispassionate professional. He has treated the
plaintiff as a consultant rheumatologist in the public hospital system and has
seen him intermittently. He is a rheumatologist where the issue under
consideration is the likely effect of the plaintiff’s psoriatic arthritis on his
lumbar spine. This is a rheumatological condition. Further, Dr Kevat’s
102 Exhibit 23.
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evidence was largely based on the entries contained in the RBWH clinic
records.
[192] Dr Kevat explained that psoriatic arthritis belongs to a cluster of conditions
that fall under the umbrella of spondyloarthritis. One of the conditions in
this cluster is ankylosing spondylitis and it is this disease process that can
affect the lumbosacral spine and the sacro-iliac joints. Dr Kevat explained
that there are two markers that indicate that a patient with psoriatic arthritis
also has ankylosing spondylitis and therefore is at increased risk over the
general population of experiencing lower back pain.
[193] The first marker is if the patient suffers sacro-iliac joint disease. A
radiological investigation of the plaintiff’s sacro-iliac joints was undertaken
in 2007. The results were not indicative of such a disease. While there has
been no more recent radiological investigations of the plaintiff’s sacro-iliac
joints, it is significant that there is no evidence of him having complained of
symptoms of such a disease process. This would usually involve complaints
of pain in the buttocks region, well below the lumbar spine region.103 The
second marker is if a patient tests positive for a genetic factor known as HLA-
B27. The plaintiff has tested negative for this marker.104
[194] While I accept Dr Labrom’s evidence that it is possible for a patient with
psoriatic arthritis to have back pain associated with this condition, in the
absence of either of these markers, Dr Kevat opined that this would be rare
and that it would be entirely speculative to attribute complaints of lower back
pain to the arthritic condition.105 I accept Dr Kevat’s evidence in this regard.
[195] It was of significance to Dr Labrom that the plaintiff’s symptoms of psoriatic
arthritis have required a dose of 20 milligrams per week of methotrexate to
control them. He considered this is a high dose and is indicative of the
severity of the plaintiff’s condition. Dr Kevat did not agree. In his experience
as a rheumatologist treating this condition, approximately 80 percent of
patients have their symptoms controlled on such a dose.106 Further, this is
somewhat irrelevant in circumstances where I consider it is unlikely that the
plaintiff’s psoriatic arthritis affects his lumbar spine.
[196] Finally, Dr Olsen did not agree with Dr Labrom that the plaintiff’s ongoing
symptoms are inconsistent with a technically successful decompression. She
explained that in her experience, while most patients experienced resolution
of their symptoms following such surgery, there are a percentage of patients
who experience ongoing symptoms of the type the plaintiff complains of. Dr
Labrom accepted this in cross-examination. Dr Olson said there can be many
reasons for the ongoing symptoms. One such reason can be scarring of the
nerves. Another reason can be that pain is a subjective experience and can
vary from one individual to another.
103 T3-17, ln 17-21.
104 Exhibit 10, pg 52.
105 T3-28, ln 42-46 to T3-29, ln 1-2.
106 T3-29, ln 4-8.
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[197] I am also not persuaded that it is probable that the plaintiff’s slower recovery
and ongoing lumbar spine and lower limb symptoms can be partially
explained by the plaintiff’s smoking in the context of pre-existing
degeneration in his lumbar spine. Dr Labrom noted in his report of 9 June
2016 that there did not appear to be any obvious evidence of the plaintiff
requiring treatment for his lower back prior to the subject incident. Support
for this can be found in the various medical records. The only records of such
pain date back to 2007, for which there are two entries in the RBWH clinic
records in March and April 2007.107 These were some seven years prior to
the subject incident. The plaintiff’s evidence, which I accept, was that he did
not suffer lower back pain in the years leading up to the subject incident. His
wife said that he had previously never complained to her about back pain.108
He was able to work full time and complete overtime.
[198] A separate question is whether it is likely that the development of symptoms
from the plaintiff’s pre-existing conditions would have produced similar
lower back and right lower limb symptoms by the age of 60 (some two years
ago), even if the subject incident had not occurred. This is relevant because
where a pre-existing condition is of a type that would ultimately have affected
the plaintiff anyway, the defendant is liable only for the acceleration brought
about by the defendant’s negligence.
[199] I am not persuaded that the plaintiff’s psoriatic arthritis is likely to have had
this effect. It does not find support from a careful analysis of Dr Olson’s
evidence. She expressed the opinion that if the joints around the lumbar disc
are arthritic then the disc can become degenerate.109 However, for the reasons
set out above, I am not satisfied that there is any evidence the plaintiff’s sacro-
iliac joints or any other joints around his lumbar disc are arthritic so as to
have placed the L5/S1 disc under strain. Further, for the reasons set out
above, there is no other reason to believe that the plaintiff’s psoriatic arthritis
affects his lumbar spine.
[200] As to the plaintiff’s pre-existing degeneration, given it was essentially
asymptomatic, I am also not persuaded that it would have had this effect.
[201] The plaintiff claims $24,300 for general damages. This equates to an ISV of
15 in accordance with Item 91 of the Workers’ Compensation and
Rehabilitation Regulation 2003 (Qld) (‘the Regulation’).
[202] The evidence establishes that the plaintiff’s life has been transformed from
one in which he undertook meaningful and fulfilling work as an assembler,
partook in recreational activities and had a happy home life. He was fit and
had much to look forward to. His current condition and foreseeable future
are adversely impacted by pain in his lower back and other symptoms in his
right lower limb. He is now 62 years of age. He is no longer able to enjoy
his hobbies. He feels that he can no longer contribute to his family. He is
nervous about his future. He takes pain relieving medication on a required
107 Exhibit 10, pg 52, 53.
108 T4-81, ln 1.
109 T2-88.
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basis. The plaintiff’s wife said that she had noticed the negative impact the
injury had had on him.110 Dr Olson described him as stoic and genuine. Dr
Labrom did not consider the plaintiff consciously exaggerated or overstated
his ongoing condition. I have no reason to doubt the plaintiff’s truthfulness
as to his ongoing symptoms and the adverse impact on his life. It was
corroborated to a significant extent by the evidence of his wife. I found her
to be an impressive witness.
[203] General damages must be assessed in accordance with the Regulation current
at the time the plaintiff was injured in January 2014. There is no contest that
the plaintiff has a moderate lumbar spine injury which involved a disc
prolapse and nerve root compression.
[204] In these circumstances, the legislation requires guidance to be drawn from
the description of a moderate lumbar spine injury at Item 91 of Schedule 9 of
the Regulation. The range of ISVs is between 5 and 15. It provides that an
ISV at or near the top of the range of 15 will be appropriate if there is
radiological evidence of a disc prolapse at an anatomically correct level and
there are symptoms of pain and three or more objective signs that are
anatomically localised to an appropriate spinal nerve root distribution. These
signs include sensory loss, loss of muscle strength, loss of reflexes and
unilateral atrophy. Further, to come within an ISV at or near the top of the
range, the impairment must not have improved after non-operative treatment.
[205] I have had regard to the whole person impairments of Drs Campbell and
Labrom, being 13% and no more than 12% respectively. I take into account
that the plaintiff had radiological evidence of a disc prolapse that was
surgically treated. He has ongoing pain in his lower back radiating into his
lower limb. On examination, there have been signs of altered sensation in
his right leg, a slightly reduced right ankle jerk and a reduced straight right
leg raise to 70 degrees.
[206] In my view an ISV of 12 is appropriate to reflect the level of impact of the
plaintiff’s lumbar spine injury. Schedule 12 of the Regulation produces a
figure of $18,130.
[207] Pursuant to s 306N(1) of the WCR Act, a court cannot award interest on
general damages.
Past economic loss
[208] The plaintiff claims $927.14 net per week since the incident less income
earned from the defendant. This assumes that he would have remained in
constant ongoing full time employment with the defendant.
[209] The approach to the assessment of economic loss is to compensate the
plaintiff for loss of earning capacity. The plaintiff must not only establish a
110 T4-79, ln 1-9.
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diminution of earning capacity, but also that the diminution is or may be
productive of economic loss.111
[210] The incident occurred on a Tuesday morning. The plaintiff worked the rest
of the shift and for the following three days, including four and a half hours
overtime on 23 January 2014. There is no record from the defendant as to
the duties he was performing on these days. Mr Waldock’s evidence was that
he did not formally place the plaintiff on light duties.
[211] The plaintiff’s recollection is that he did not operate the lifter for the
remainder of the week. He had been performing a variety of lighter and
heavier duties prior to the incident and he only performed the lighter duties
for the remainder of the week. Some support for this can be found in the
evidence of Ms Robbins. She was content for him to decide which tasks he
felt he could do on account of his pain.
[212] It was not until 28 January 2014, one week after the incident that the plaintiff
first sought medical treatment from Dr Osborne at the GP clinic. The plaintiff
explained in evidence that he had hoped the pain and his other symptoms
would resolve without the need for medical attention. I accept that the
plaintiff did his best to keep working as he enjoyed his job and needed the
money.
[213] Dr Osborne certified the plaintiff to be unfit for work for five weeks. The
plaintiff then returned to suitable duties on 14 March 2014 but on account of
his ongoing symptoms he was provided a specialist referral to Dr Olson,
neurosurgeon. It was approximately five weeks later that Dr Olson
recommended the surgery that was performed on 13 June 2014. Following
this, the plaintiff returned to work on suitable duties in late July 2014 with
his duties progressively increasing.
[214] In December 2014, the plaintiff was reporting problematic functional
symptoms. Dr Osborne recommended that he revert back to suitable duties.
These had not been implemented prior to commencing annual leave on 23
December 2014. When the plaintiff returned to work in late January 2015,
the occupational therapist informed Dr Osborne that a suitable duties program
could not be completed due to persistence of the plaintiff’s symptoms. In
February 2015, Dr Olson expressed the view that the plaintiff would need to
remain on some form of suitable duties indefinitely.
[215] There were two attempts at host employment placements for the plaintiff.
One was with a courier company on 20 April 2015. This was not successful
on account of ongoing symptoms and the plaintiff left this work after a couple
of hours. The other was with Supercheap Auto. The plaintiff’s tasks included
stock facing for shelves, dusting, price checking and ticketing. The plan was
to commence suitable duties for four hours per day three days per week, to
be increased each week.
111 Qantas Airways Limited v Fisher [2014] QCA 329.
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[216] WorkCover arranged for the plaintiff to be assessed by Kristy Milligan,
occupational rehabilitation specialist on 14 July 2015 and she provided a
report dated 20 July 2015.112 At this time, the plaintiff was continuing to
engage in host employment at Supercheap Auto. He demonstrated functional
capabilities that included working up to 15 hours per week in a role that
allowed him to change positions and postures regularly and work at his own
pace. At this time he was assessed as able to sit for approximately 15 minutes,
stand for approximately 10 minutes and lift up to two and a half kilograms to
waist height.
[217] Ms Milligan opined that the plaintiff did not appear capable of performing
his pre-injury duties with the defendant. She considered he was suitable for
sedentary work restricted to a maximum of 15 hours per week. It was
recommended that prior to commencing any work that a worksite assessment
be conducted. This was to clarify the inherent job demands of the position to
ensure that the proposed duties were within the plaintiff’s functional capacity.
[218] By 30 July 2015, it was apparent that the plaintiff was unable to increase his
hours beyond four hours per day five days per week. He remained working
these hours for a further four weeks.
[219] The plaintiff’s WorkCover claim was finalised on 8 August 2015. His
employment with the defendant was terminated approximately one month
later. The reason for this was that on account of his ongoing lower back and
leg symptoms, it was considered that he was unlikely to be able to return to
his pre-injury duties.113 Mr Waldock explained that the defendant was
committed to returning injured employees to work if possible and would only
terminate an employee’s employment as a last resort after being satisfied that
there was no possible role for the injured worked to be deployed to. The
plaintiff fell into this category.
[220] Dr Campbell thought the plaintiff’s prospects of returning to work as a glazier
and in any other occupation requiring lifting and bending are poor. He
considered that the plaintiff’s age is a further barrier to future employment.
He also noted that the plaintiff’s tertiary qualifications would not be
recognised in Australia. Dr Campbell confirmed his opinion in this regard
in his most recent report. He described the plaintiff as commercially
unemployable.
[221] In June 2016, Dr Labrom expressed the opinion that the plaintiff could return
to part time work with the defendant and possibly work in that capacity at
least until retirement age. There are two difficulties with Dr Labrom’s
opinion in this regard. First, the plaintiff’s employment with the defendant
had been terminated some nine months prior to Dr Labrom examining him.
As discussed above, the reason for the termination was that the defendant did
not consider the plaintiff physically capable of performing the required
duties. The second issue, albeit less significant, is that Dr Labrom frankly
conceded in cross-examination that this opinion had been expressed in
112 Exhibit 16.
113 Exhibit 37.
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circumstances where he had a limited understanding of the tasks the plaintiff
was required to perform.
[222] In evidence Dr Labrom conceded that given the plaintiff’s educational
background and limited English, vocational retraining might be an issue for
him. He further conceded that the plaintiff’s age could also present
challenges regarding further employment. In my view these concessions are
reasonable.
[223] In March this year, Dr Olson told the plaintiff’s solicitors that she did not
believe that he could return to a labouring role and that it would have been
ideal if the defendant could have continued to offer him suitable duties.
[224] It appears that the plaintiff made reasonable but unsuccessful attempts to
participate in relatively light work in the host employment programs
discussed above. He was unable to cope with the demands of these jobs due
to his injuries and ongoing symptoms. I am satisfied on the evidence that
the plaintiff is permanently unfit for not only his former work with the
defendant but also for any similar employment.
[225] There is no suggestion on the evidence that work with the defendant would
not have been continuously available to the plaintiff during the intervening
period since the subject incident. In oral submissions, counsel for the
defendant described the plaintiff as a “fundamentally decent working person
and that he was a valued employee of the defendant.”114 He later said “he
[the plaintiff] seems to have been highly regarded.”115 It was the plaintiff’s
evidence that he liked his job and it was his intention to keep working for as
long as he could.116
[226] The defendant points to the plaintiff’s complaints of shoulder related
symptoms between September 2015 and September 2016. The relevant
question is whether these symptoms would have prevented the plaintiff from
working for the defendant. As to the nature and severity of these symptoms,
the GP clinic records show that on 3 September 2015, the plaintiff attended
upon Dr Osborne complaining of symptoms of right shoulder impingement.
A referral for ultrasound imaging was provided and the results revealed a
partial tear of the plaintiff’s right supraspinatus. Conservative management
was implemented. The plaintiff continued to complain of right shoulder
symptoms for some months. In January 2016 the plaintiff told Dr Osborne
that he had developed pain in his left shoulder. There is no mention in the
GP clinic records or in any other medical records of ongoing shoulder
symptoms subsequent to September 2016. Dr Osborne gave evidence that
he had not referred the plaintiff to an orthopaedic surgeon or for any other
treatment for the shoulder symptoms. He explained that in his experience
partial tears in shoulders inevitably heal and he considered this had been the
case with the plaintiff’s tear.117
114 T7-7, ln 15.
115 T7-52, ln 46-47.
116 T1-77, ln 35-43.
117 T3-56, ln 12-19.
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[227] I am satisfied the plaintiff would have managed these symptoms by
performing lighter duties, as he did in the days following the subject incident
when he had lower back pain and radicular symptoms in his right lower limb.
Alternatively he would have been able to take sick leave. There is no
evidence that the plaintiff’s shoulder symptoms have been ongoing.
[228] The plaintiff had worked in full time employment with the defendant as an
assembler since 3 March 2008. His schedule of earnings is exhibit 56. It
reveals that the plaintiff earned an average net weekly income of $801.07 in
the 2011 financial year. By a letter to the court dated 11 June 2019, the parties
stated that they agreed that the plaintiff’s net weekly income was $786.11 in
the 2013 financial year and he worked an average of 5.16 hours of overtime
per week.
[229] It is further agreed by the parties that in the 29 weeks of the 2014 financial
year before the plaintiff was injured, he earned an average net weekly income
of $677 and he worked an average of 2.71 hours of overtime per week. For
the remainder of the 2014 financial year after the plaintiff was injured his
average net weekly income was the same. He has earned $30,247 from the
defendant during his various periods of employment since the incident.
[230] I am satisfied in this case that the plaintiff is entitled to recover, as damages
for loss of earning capacity, the difference between what he would have
earned in the period since the incident and any amount which he has earned
or could reasonably have earned during this period. In my view this provides
a reliable basis for assessing compensation for the diminution of earning
capacity.
[231] The evidence suggests that there has been an increase in wages payable by
the defendant since the incident. The defendant has disclosed comparable net
wage figures of three employees over the period between the time of the
subject incident and 31 March 2019. These were tendered by consent. The
net wage figures over this period are $240,000, $226,000 and $180,000
respectively. These equate to net weekly incomes of $922.65, $871.67 and
$804.76 respectively. The average net weekly income of the three employees
is $866.36. Two of the employees had amounts deducted from their salaries
for withholding payments, CFMEU payments and social club payments
which the plaintiff did not have deducted from his salary. These payments
were added back in for the purposes of these calculations. The third employee
salary sacrificed and this was taken into account in arriving at his average net
weekly income. These comparable net wages provide a helpful guide as to
the value of the plaintiff’s earning capacity but for the subject incident.
[232] The defendant contents that the net weekly loss should be at the very low end,
namely $800 per week and that this should be allowed for no more than 18
months post injury. This reflects Dr Labrom’s opinion that it is probable that
had the incident not occurred, some activity of daily living would have
produced a similar injury by the time the plaintiff reached 60 years of age. I
am not persuaded by this approach to the calculation of past economic loss,
in circumstances where I have not accepted this hypothetical scenario for the
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reasons set out above. Further I consider a loss of $800 per week to be too
low given the overtime worked by the plaintiff prior to the incident.
[233] I have allowed a net weekly loss of $865 per week since the time of the
subject incident, being a period of approximately 5.66 years. This equates to
a figure of approximately $255,000. Deducting $30,247, being the amount
the plaintiff earned from the defendant during his various periods of
employment between the time of the incident and when his employment was
terminated in September 2015 gives a figure of approximately $225,000.
[234] The discount, if any, to be applied to an award for economic loss in the past
involves considerations that are different to those that are appropriate for the
future.118 The principal reason for this is that the past is certain while the
future is of necessity less certain. There are no particular circumstances in
this case that call for a reduction in contingencies beyond $215,000
(approximately five percent) for past economic loss.
Interest on past economic loss
[235] The plaintiff has received approximately $33,987.78 from WorkCover by
way of net weekly compensation from 4 February 2014 to 7 August 2015.
Therefore, interest should be awarded on the shortfall of past economic loss
of $181,000 from 12 August 2015, being the date his WorkCover
compensation benefits ceased. This a period of 4.08 years at a rate of 1.8%.
The resulting figure is approximately $13,290.
Fox v Wood
[236] The Fox v Wood component is agreed at $6,011.
Past loss of superannuation
[237] The parties agree that the appropriate rate is 9.25%. In these circumstances,
the allowance for loss of past superannuation is $19,890.
Future economic loss
[238] Turning to future loss, the plaintiff needs to show not only a loss of earning
capacity but that the loss of capacity is or may be productive of economic
loss.119 I am satisfied the plaintiff has discharged his onus in this regard. He
claims an ongoing loss of $950.52 net per week until he turns 70, being a
period of some seven and a quarter years.
[239] The parties agree that the average net income of the three comparable
employees in the six months from 1 October 2018 until 31 March 2019 were
$988.48, $928.12 and $901.72 respectively. The average net weekly income
of the three employees over this six month period was $939.44.
118 Bevan v Wagner Industrial Services Pty Ltd [2017] QCA 246.
119 Graham v Baker (1961) CLR 340 at 347.
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[240] The defendant contends that there ought to be no allowance for future
economic loss on the basis that the plaintiff would be in a similar situation
now even if the incident had not occurred. I reiterate that I do not accept the
defendant’s submission in this regard for the reasons above.
[241] The plaintiff is currently 62 years of age. This could not be considered a
natural retirement age for him. He and his wife planned to work for as long
as they could. He enjoyed his job and his wife continues to work. He had
financial incentives to continue to earn an income, including an ongoing
mortgage obligation on their family home which required further work. He
had planned on buying a car and taking holidays.120 Mr Waldock’s evidence
was that there had been no complaints about the plaintiff’s work. Mr Hansen
described him as an extremely hard and enthusiastic worker who just “got in
and got the job done”.121 In short, there was no retirement age, the plaintiff
wanted to work and there is no suggestion that the defendant would have
terminated the plaintiff’s employment for any reason. Having said this, it
was a manual job that could be physically demanding for a worker of more
mature years.
[242] The difficulties of persons aged in their 60’s obtaining employment are well-
known. This is compounded by the plaintiff’s limited English and that his
previous jobs have been in manual type roles.
[243] Overall, I consider it appropriate to adopt a figure for the period from today
to age 68, namely a period of approximately five and a quarter years. I have
adopted a weekly figure of $940, being the average for the three comparable
employees. The five per cent multiplier for this period is 241 and therefore
the present value of $940 per week for five and a quarter years is
approximately $226,000.
[244] This figure does not incorporate contingencies. The onset of medical
problems including serious injury or illness is relevant and the issues
concerning the plaintiff’s pre-existing conditions are important. I am not
satisfied that by reason of these pre-existing conditions the plaintiff’s chances
of an uninterrupted exercise of earning capacity are less than average,
particularly over the relatively short period I have allowed. In my view the
degree of discounting on account of adverse contingencies is not as great as
it would be if future economic loss was allowed over a longer period of time.
Further, there are a number of positive contingencies to be considered. These
include the plaintiff’s stoic nature, his long-term employment history with the
defendant, the financial incentive for him to have continued working and the
fact that the defendant does not have a compulsory retirement age for its
employees.
[245] A discount of 15 per cent for contingencies is often but not uniformly adopted
by the courts. The reason why there is no such pre-determined approach is
because it is inevitable that the factual significance of positive and adverse
vicissitudes will vary from case to case. Given the relatively short period of
120 T1-76, ln 13-47 to T1-77, ln 1-43.
121 T3-74, lm 14-26
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the future economic loss assessment, the degree of discounting warranted on
account of the adverse contingencies is not as great as if the period of the loss
was longer.
[246] Given all these circumstances, in my view the abovementioned contingencies
justify a reduction from the starting point of $235,000 to a figure of $205,000,
which is a discount of approximately 10%.
Future loss of superannuation
[247] The parties are agreed that the appropriate rate is 10.5%. Allowing this rate
on future economic loss gives a figure of approximately $21,500.
Special damages
[248] WorkCover expenses amount to $33,727.77 and the refund to Medicare
Australia is $462.25. The total of these refunds is $34,190.02. The plaintiff
claims and additional $2,872.33 for pharmaceutical and travel expenses. This
is agreed to by the defendant. The total is $37,062.35.
Interest on out of pocket expenses
[249] It is not in dispute that the plaintiff is entitled to interest on $2,872.33. The
parties agreed that the calculation results in a figure of $275.57.
Future out of pocket expenses
[250] The plaintiff claims a total of approximately $14,200 for future expenses.
This is comprised of claims for ongoing expenditure on pharmaceuticals,
travel and physiotherapy treatment.
[251] The claim for pharmaceuticals is made at $4.25 per week. This is based on
the average cost of the plaintiff’s medications since the cessation of his
WorkCover payments. The medications he has taken in the past are Lyrica,
Palexia (an opioid analgesic) and Comfarol Forte (pain relief with Panadeine
and Codeine).
[252] The plaintiff told Dr Scott Campbell in January 2016 that he was taking
Panadeine Forte and Lyrica for lower back pain on an as required basis. He
told Dr Labrom in June 2016 that he was taking Panadeine Forte as required
and Lyrica twice a day. The RBWH clinic records show that the plaintiff
reported on each occasion that he attended for his six monthly review from
November 2015 that he was taking Panadeine Forte as required. There is no
mention of Lyrica prior to the review in June 2018. The plaintiff gave
evidence that he continues to take Lyrica and Pandeine Forte. This is what
he had told Dr Campbell when he most recently saw him on 22 March 2019.
It was also the evidence of the plaintiff’s wife that he continued to take
medication. The medical experts agree that the plaintiff will require ongoing
medication.
[253] The plaintiff also claims $5 per week on the basis that the average cost of
travel in the past has been $7.92 per week. The plaintiff travels a significant
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distance from Bald Hills to Greenslopes to attend upon Dr Osborne.
However, the defendant accepts it is reasonable for this to continue given the
therapeutic relationship that exists. The GP clinic records show that the
plaintiff has been seeking medical treatment for his lumbar spine related
symptoms on a less frequent basis over time and that he often attends these
appointments for at least two medical issues, where one is unrelated to the
incident.
[254] The claim for physiotherapy treatment is made at a weekly cost of $10.00 for
24 years (5% factor 738), totalling $7,380.00. In his most recent report, Dr
Campbell considered the plaintiff may benefit from six to eight sessions of
allied health treatment at a cost of $90-$120 per session for acute
exacerbations.
[255] Dr Labrom considered that a self-directed program with six-monthly
reassessments over the course of a two year program may be appropriate.
However, he thought it would probably make negligible difference to the
plaintiff’s condition. There is no evidence of the plaintiff having received
such treatment since the cessation of his WorkCover claim in August 2015.
[256] In my view it is appropriate to make a global assessment of $7,500 for future
out of pocket expenses.
Summary of damages award
Head of damage Award
General damages $ 18,130
Past economic loss $215,000
Interest on past economic loss $ 13,290
Fox v Wood $ 6,011
Past loss of superannuation $ 19,890
Future economic loss $205,000
Future loss of superannuation $ 21,500
Special damages $ 37,062
Interest on out of pocket expenses $ 275
Future out of pocket expenses. $ 7,500
Subtotal $543,658
Less WorkCover Refund $ 73,726.55
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Total $469.931.45
Orders
[257] There will be judgment for the plaintiff against the defendant for
$469,931.45.
[258] I direct that any submissions in respect of costs, or alternatively a proposed
draft order if the parties are agreed, be filed within twenty-one days.
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Official source: https://www.sclqld.org.au/caselaw/QDC/2019/170