Avery & Ors v Queensland Police Service [2019] QDC 21
DISTRICT COURT OF QUEENSLAND
CITATION: Avery & Ors v Queensland Police Service [2019] QDC 21
PARTIES: NICHOLAS AVERY
JEFFREY CANTOR
JULIET LAMONT
LUCA LAMONT
TESS NEWPORT
JOHN ROSS
LIISA RUSANEN
DANIEL SKERRETT
ELLA SKERRETT
(Appellants)
v.
QUEENSLAND POLICE SERVICE
(Respondent)
FILE NO/S: 10/2018
2/2018
5/2018
4/2018
3/2018
9/2018
6/2018
7/2018
8/2018
DIVISION: Criminal
PROCEEDING: APPEAL
ORIGINATING
COURT: Magistrates Court at Bowen
DELIVERED ON: 22 February 2019
DELIVERED AT: Townsville
HEARING DATE: 22 August 2018
JUDGE: Lynham DCJ
ORDERS: 1. Appeal 10/2018 (Nicholas Avery)
(a) Leave is granted to the appellant to adduce
the evidence in the affidavit of Nicholas
Avery filed on 1 June 2018.
(b) Appeal allowed.
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(c) The sentence imposed below is varied to the
extent that the fine of $8,000 is set aside and
in lieu thereof a fine of $2,500 is imposed.
(d) The sentence is otherwise confirmed.
2. Appeal 2/2018 (Jeffrey Cantor)
(a) Leave is granted to the appellant to adduce
the evidence in the affidavit of Jeffrey
Cantor filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the
extent that the fine of $8,000 is set aside and
in lieu thereof a fine of $3,000 is imposed.
(d) The sentence is otherwise confirmed.
3. Appeal 5/2018 (Juliet Lamont)
(a) Leave is granted to the appellant to adduce
the evidence in the affidavit of Juliet
Lamont filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the
extent that the fine of $8,000 is set aside and
in lieu thereof a fine of $2,000 is imposed.
(d) The sentence is otherwise confirmed.
4. Appeal 4/2018 (Luca Lamont)
(a) Leave is granted to the appellant to adduce
the evidence in the affidavit of Luca
Lamont filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the
extent that the fine of $8,000 is set aside and
in lieu thereof a fine of $2,000 is imposed.
(d) The sentence is otherwise confirmed.
5. Appeal 3/2018 (Tess Newport)
(a) Leave is granted to the appellant to adduce
the evidence in the affidavit of Tess
Newport filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the
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extent that the fine of $8,000 is set aside and
in lieu thereof a fine of $2,000 is imposed.
(d) The sentence is otherwise confirmed.
6. Appeal 9/2018 (John Ross)
(a) Leave is granted to the appellant to adduce
the evidence in the affidavit of John Ross
filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the
extent that the fine of $8,000 is set aside and
in lieu thereof a fine of $3,000 is imposed.
(d) The sentence is otherwise confirmed.
7. Appeal 6/2018 (Liisa Rusanen)
(a) Leave is granted to the appellant to adduce
the evidence in the affidavit of Liisa
Rusanen filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the
extent that the fine of $8,000 is set aside and
in lieu thereof a fine of $2,000 is imposed.
(d) The sentence is otherwise confirmed.
8. Appeal 7/2018 (Daniel Skerrett)
(a) Leave is granted to the appellant to adduce
the evidence in the affidavit of Daniel
Skerrett filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the
extent that the fine of $8,000 is set aside and
in lieu thereof a fine of $2,500 is imposed.
(d) The sentence is otherwise confirmed.
9. Appeal 8/2018 (Ella Skerrett)
(a) Leave is granted to the appellant to adduce
the evidence in the affidavit of Ella Skerrett
filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the
extent that the fine of $8,000 is set aside and
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in lieu thereof a fine of $2,000 is imposed.
(d) The sentence is otherwise confirmed.
10. I order that the respondent file and serve written
submissions as to costs within 21 days.
CATCHWORDS: CRIMINAL LAW – APPEAL AGAINST SENTENCE –
SENTENCE EXCESSIVE - Justices Act 1886 – section 222
– where each of the nine appellants convicted on their own
pleas of three offences arising out of protest action – whether
the sentence imposed on each appellant was manifestly
excessive in all of the circumstances – whether the sentencing
Magistrate failed to give consideration to parity for some of
the appellants on account of differences in personal
circumstances – whether section 48 of the Penalties and
Sentences Act was considered - where each appellant sought
to adduce further evidence as to their financial circumstances
– whether leave should be granted to adduce the further
evidence
LEGISLATION: Justices Act 1886 (Qld) ss 222, 223
Penalties and Sentences Act ss 5, 9, 48, 49, 91, 101
Penalties and Sentences Regulation r 3
Police Powers and Responsibilities Act 2000 (Qld) s 791
Summary Offences Act 2005 (Qld) ss 11, 14
Transport Infrastructure Act 1994 (Qld) ss 225, 292
CASES: Allesch v Maunz (2000) 203 CLR 172
Bamsang Pty Ltd v The Commissioner of Taxation [2016]
QDC 189
Bradbury v Henfry (1988) 94 FLR 456
Briggs v Commissioner of Police (unreported judgment of
District Court of Queensland dated 27 March 2018, Appeal
No. 2/2018)
Brock v SA Police; Forrester v SA Police. Unreported
Supreme Court of South Australia – Magistrates Appeal (18
August 1993)
Brown and Another v Tasmania (2017) 349 ALR 398
Camilleri's Stock Feeds Pty Ltd v Environment Protection
Authority (1993) 32 NSWLR 683
Carlson v Hayward [1996] NTSC 24
Darter v Diden [2006] SASC 152
Djou v Commonwealth Department of Fisheries [2004]
WASCA 282
Elias v The Queen (2013) 248 CLR 483
Fry v Bassett (1986) 44 SASR 90
Grajewski v DPP (NSW) [2017] NSWCCA 251
Green v The Queen (2011) 244 CLR 462
Gunn v Thompson (1990) 54 SASR 1
Hoskins v Ramsden [2008] WASC 28
House v The King (1936) 55 CLR 499
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Jahandideh v R [2014] NSWCCA 178
Kumar v Garvey [2010] QDC 249
Levy v State of Victoria (Duck-Shooting case) (1997) 189
CLR 579
Lowe v The Queen (1984) 154 CLR 606
Markarian v The Queen (2005) 228 CLR 357
Nelson v Commissioner of Police
Pavlovic v Commissioner of Police [2007] 1 Qd R 344
Postiglione v The Queen (1997) 189 CLR 295
R v D [1996] 1 Qd R 363
R v Hoad [2005] QCA 92
R v Jackson [2011] QCA 103
R v KAR & Ors [2018] QCA 211
R v Lovell [1999] 2 Qd R 79
R v MCL [2017] QCA
R v Mules [2007] QCA 47
R v Murray [2014] QCA 250
R v Pham [2017] QCA 43
R v Prentice [2003] QCA 34
R v Roberts [2018] EWCA Crim 2739
R v Spina [2012] QCA 179
R v Taylor (1999) 106 A Crim R 578
R v Ungvari [2010] QCA 134
Rongo v Commissioner of Police [2017] QDC 258
Sgroi v R (1989) 40 A Crim R 197
Teelow v Commissioner of Police [2009] 2 Qd R 489
The Queen v De Simoni (1981) 147 CLR 383
Veen v The Queen (No 2) (1988) 164 CLR 465
Watson v Trenerry (1998) 12 NTR 1
COUNSEL: A. Boe and S. McGee for the appellants
W. Slack for the respondent
SOLICITORS: Caxton Legal service for the appellants
Director of Public Prosecutions (Qld) for the respondent
Background
[1] On 13 March 2018 each of the appellants was convicted on their own pleas of
guilty of the following three offences:
Charge 1: Trespass contrary to s 11(2) Summary Offences Act 2005 (Qld)
(“SOA”);
Charge 2: Contravene direction or requirement contrary to s 791(2) Police
Powers and Responsibilities Act 2000 (Qld) (“PPRA”);
Charge 3: Intentionally or recklessly interfere with ports operation contrary to
s 292(1)(b) Transport Infrastructure Act 1994 (Qld) (“TIA”).
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[2] Each appellant was sentenced by way of a single fine of $8,000 imposed in respect
to all three offences. Convictions were recorded in respect to the appellant Cantor.
Convictions were not recorded in respect to the other appellants.
[3] Pursuant to s 222 Justices Act 1886 (Qld) (“JA”) each appellant appeals their
sentence. Each appellant’s amended notice of appeal identifies as the sole ground
of appeal that the sentence imposed was excessive. The outline of submissions on
behalf of each appellant further identifies two errors purportedly made by the
Magistrate in the exercise of his sentencing discretion, namely:
(a) The sentencing Magistrate’s erroneous determination as to the ambit of his
sentencing discretion; and
(b) The Magistrate’s treatment of the appellants’ individual financial
circumstances and the respective capacity to pay in determining the fine
amount.
[4] In support of their appeals against sentence, each appellant seeks to adduce further
evidence both in support of their respective arguments that the sentences imposed
were excessive and, if their appeals are allowed, as further evidence to take into
account on their resentencing.
The offending
[5] The offences to which the appellants pleaded guilty arose out of two separate
protest actions at the Adani Abbot Point Coal Terminal in January 2018. The first
protest actions occurred on 11 January 2018 and involved the appellants Juliet
Lamont, Luca Lamont, Nicholas Avery, Jeffery Cantor and Tess Newport. The
facts relied upon by the prosecution with respect to the appellant Newport, which
the legal representative who appeared for the appellants accepted were the same
facts on which the other four co-offenders were to be sentenced, were outlined to
the Magistrate as follows:1
“At about 10.40 pm on the 11th of January 2018, the defendant and a group
of associates consisting of a group of males and females have approached
the offence location, namely, the Adani Abbot Point coal terminal located
at Abbot Point, Bowen. The defendant and others have entered the port
facility and unlawfully gained access to a structure on the site, namely the
coal loading trestle, which is located at the northern side of the facility. The
defendant has climbed about 50 metres in the trestle and locked onto the
trestle structure. The location that the defendant has locked on is
approximately 20 metres from the ground and houses a large conveyor belt,
rollers and electric motors moving coal offshore to ships. Being in this area
while it is under operation is inherently high risk due to its height above the
ground and open moving machinery which could cause serious injury or
death.
Shortly after locking onto the structure the defendant was located by coal
terminal staff and the plant had to be shut down to prevent injury to the
1 T. 1-5 – 1-6
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defendant. Police were called to the offence location and on arrival
observed one female, the defendant, and four other associates locked onto
the trestle structure. A representative of the Abbot Point coal terminal and
Constable Mark Gasparotto issued the defendant with a direction to
immediately leave the offence location, which the defendant did not
comply with. The defendant was issued with a number of warnings that if
she failed to comply with the direction to leave she may be committing an
offence. …. The defendant failed to comply with the direction … After
police had cut two of the adult males from the structure, the defendant
released herself from the structure.”
[6] The Magistrate was informed that the period of disruption caused by the five
appellants’ actions was approximately 7.5 hours which resulted in a “cost impact
to terminal users” of $3,992,993.00.2
[7] The second protest action occurred one week later on 18 January 2018 and
involved the appellants John Ross, Liisa Rusanen, Daniel Skerrett and Ella
Skerrett. The facts outlined to the Magistrate in respect to offences committed on
18 January 2018 were substantially the same as the facts outlined in respect to the
offending committed by the other five appellants on 11 January 2018, save that the
offending on 18 January 2018 began at 5.30 am, the period of disruption was
approximately 6.75 hours and the “cost impact to the terminal users” was
calculated at $3,477,769.00.3
Relevant principles
[8] The present appeal is brought under s 222 JA. As the appeal relates to sentence
only, s 222(2)(c) governs the appeal:
“(c) if a defendant pleads guilty or admits the truth of a complaint, a person may
only appeal under this section on the sole ground that a fine, penalty,
forfeiture or punishment was excessive or inadequate.”
[9] Pursuant to s 223 of the Act, an appeal is by way of rehearing on the original
evidence, and any new evidence adduced by leave. S 223 provides:
(1) An appeal under section 222 is by way of rehearing on the evidence
(original evidence) given in the proceeding before the justices.
(2) However, the District Court may give leave to adduce fresh, additional or
substituted evidence (new evidence) if the court is satisfied there are
special grounds for giving leave.
(3) If the court gives leave under subsection (2), the appeal is -
(a) by way of rehearing on the original evidence; and
(b) on the new evidence adduced.
2 T. 1-7 relying upon a document supplied by Adani – Exhibit 2
3 T 1-27; Exhibit 2
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[10] In an appeal by way of rehearing, “the powers of the appellate court are
exercisable only where the appellant can demonstrate that, having regard to all the
evidence now before the appellate court, the order that is the subject of the appeal
is the result of some legal, factual or discretionary error…”4
[11] In House v The King, the manner in which an appeal against an exercise of
discretion should be determined was expressed by the majority as follows:
“… It is not enough that the judges composing the appellate court consider
that, if they had been in the position of the primary judge, they would have
taken a different course. It must appear that some error has been made in
exercising the discretion. If the judge acts upon a wrong principle, if he
allows extraneous or irrelevant matters to guide or affect him, if he
mistakes the facts, if he does not take into account some material
consideration, then his determination should be reviewed and the appellate
court may exercise its own discretion in substitution for his if it has the
materials for doing so. It may not appear how the primary judge has
reached the result embodied in his order, but, if upon the facts it is
unreasonable or plainly unjust, the appellate court may infer that in some
way there has been a failure properly to exercise the discretion which the
law reposes in the court of first instance.”5
[12] More recently, in Teelow v Commissioner of Police [2009] 2 Qd R 489, Muir JA at
[3]-[4] considered the principles to be applied on an appeal by way of rehearing
under s 223 of the Act as follows:
“[3] A characteristic of an appeal "by way of rehearing" is that the appellate
court, subject to its powers to admit fresh evidence, rehears the matter on
the record of the court from which the appeal comes. In Scrivener v
Director of Public Prosecutions, McPherson JA, referring to an appeal "by
way of rehearing" under r 765(1) of the Uniform Civil Procedure Rules
1999, observed:
"It is well settled that a provision that characterises an appeal to this
Court as a 'rehearing' ordinarily refers to a rehearing on the record,
and not to what is sometimes called a rehearing de novo: see Powell
v Streatham Manor Nursing Home [1935] AC 243, 263. On such a
rehearing the appellate court has power to draw inferences from
primary facts, including facts found and facts not disputed, which is
as complete as that of the primary judge: see Warren v Coombes
(1979) 142 CLR 531, 537-541. On the other hand, an appeal under
that form of procedure does not involve a rehearing of witnesses …
Further evidence may be received on appeal, but only on special
grounds: see r 766(1)(c) …”
[4] It is a normal attribute of an appeal by way of rehearing that “the powers of
the appellate court are exercisable only where the appellant can
demonstrate that, having regard to all the evidence now before the appellate
court, the order that is the subject of the appeal is the result of some legal,
4 Allesch v Maunz (2000) 203 CLR 172 at 180
5 (1936) 55 CLR 499 at 504-505
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factual or discretionary error … At least that is so unless, in the case of an
appeal by way of rehearing, there is some statutory provision which
indicates that the powers may be exercised whether or not there was error
at first instance.” On an appeal by way of rehearing an appellate court can
substitute its own decision based on the facts and the law as they stand at
the date of the decision of the appeal.”
[13] Where, as here, it is argued that the sentence imposed is excessive, the
observations of Chesterman J in R v Jackson [2011] QCA 103 at [25] are apposite:
“The cases do suggest that the applicant has been punished severely. That,
however, does not dispose of the application. To succeed the applicant
must demonstrate that the sentence imposed was beyond the permissible
range, not that it was severe, or that a lesser punishment would have been
appropriate, or even more appropriate than the one in fact imposed. There
is no one “right” penalty in any case. There is always a range of
permissible sentences. Different judges legitimately put weight on different
circumstances and their opinions must be respected unless the sentence
imposed is beyond the allowable range, or is otherwise affected by an error
of fact or law.”
[14] Finally, the principles which are to be applied when determining an appeal against
sentence under s 222(2)(c) JA were, in my view, correctly distilled by Devereux
DCJ in Rongo v Commissioner of Police [2017] QDC 258, where his Honour
helpfully observed at [22]–[23]:
“[22] My view of it is that the purpose of that provision is to focus the appellate
proceeding on whether the sentence imposed was excessive. Whether a
sentence is “manifestly excessive” can be assessed against various criteria.
They are collected neatly in R v Morse [1979] 23 SASR 98. King CJ, with
whom the other two members of the court agreed, said:
To determine whether a sentence is excessive, it is necessary to
view it in the perspective of the maximum sentence prescribed by
law for the crime; the standards of sentencing customarily observed
with respect to the crime; the place which the criminal conduct
occupies in the scale of seriousness of crimes of that type; and the
personal circumstances of the offender.
[23] It seems to me, then, that the focus in this and many appeals brought to this
court on attempting to demonstrate an error in the exercise of the
sentencing discretion is not misguided but slightly misplaced. The real
question is whether the sentence was excessive, so that, although the
appellant may argue that the magistrate made a certain error, the success of
the appeal does not depend on persuading the appeal court on that point.
On the other hand, successfully demonstrating an error does not guarantee
success of the appeal, because, in each case, the question is whether the
sentence was excessive.”
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Common considerations
[15] Before turning to the arguments raised on behalf of each appellant as to why the
sentences imposed were excessive it is convenient to first deal with some of the
considerations common to all of the appellants which are in addition to the
circumstances of their offending set out earlier.
Maximum penalty
[16] Each of the three offences to which the appellants entered pleas of guilty carried
different maximum penalties. The maximum penalties available for each offence
were as follows:
Charge 1: Trespass - 20 penalty units or 1 year’s imprisonment (s.11(2) SOA);
Charge 2: Contravene direction – 40 penalty units (s 791(2) PPRA);
Charge 3: Interfering with ports operation – 200 penalty units (s 292(1) TIA).
[17] Having regard to the prescribed value of a “penalty unit” in respect to each
offence,6 charge 1 carried a maximum fine of $2,523, charge 2 a maximum fine of
$5,046 and charge 3 a maximum fine of $25,230. Moreover, because both charges
2 and 3 carry with them a penalty of a fine only, a sentence in the form of either
community service or probation cannot be imposed.7 Conversely, as the penalty
for charge 1 also included a penalty of 1 year’s imprisonment, both community
service and probation are available sentencing options.
[18] The maximum penalty for an offence is an important factor which a court is
required to have regard to.8 The relevance of the maximum penalty in sentencing
was explained by the plurality in Markarian v The Queen (2005) 228 CLR 357 at
372 [31]:9
“It follows that careful attention to maximum penalties will almost always
be required, first because the legislature has legislated for them; secondly,
because they invite comparison between the worst possible case and the
case before the court at the time; and thirdly, because in that regard they do
provide, taken and balanced with all of the other relevant factors, a
yardstick. That having been said, in our opinion, it will rarely be, and was
not appropriate for Hulme J here to look first to a maximum penalty, and to
proceed by making a proportional deduction from it. That was to use a
prescribed maximum erroneously, as neither a yardstick, nor as a basis for
comparison of this case with the worst possible case.” (citations omitted)
6 At the relevant time a “penalty unit” had a prescribed value of $126.15: s 5(1) PSA and r 3 Penalties and
Sentences Regulation 2015
7 See s 91 and 101 PSA
8 S 9(2)(b) PSA
9 See also R v Murray [2014] QCA 250 per Fraser JA at [16]; R v MCL [2017] QCA 114 per Fraser JA at
[16]
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[19] More recently, in Elias v The Queen (2013) 248 CLR 483 the plurality again
explained the relevance of the maximum penalty for an offence when determining
sentence when it was observed at 494 [27]:
“[27] The suggestion that the court’s sentencing discretion is subject to constraint
requires examination. Plainly enough, the “constraint” on the court’s
discretion that is said to arise from the exercise of the prosecutorial
discretion is the maximum penalty for the offence charged. The maximum
penalty is one of many factors that bear on the ultimate discretionary
determination of the sentence for the offence. It represents the legislature’s
assessment of the seriousness of the offence and for this reason provides a
sentencing yardstick. Commonly the maximum penalty invites comparison
between the case with which the court is dealing and cases falling within
the category of the “worst case”. As explained in Markarian, for these
reasons careful attention is almost always required to the maximum
penalty. However, this is not to suggest that consideration of the maximum
penalty will necessarily play a decisive role in the final determination. As
also explained in Markarian, in some instances - as where the maximum
sentence was fixed at a very high level in the 19th century - reference to it
may be of little relevance. As this court has explained on more than one
occasion, the factors bearing on the determination of sentence will
frequently pull in different directions. It is the duty of the judge to balance
often incommensurable factors and to arrive at a sentence that is just in all
of the circumstances. The administration of the criminal law involves
individualised justice, the attainment of which is acknowledged to involve
the exercise of a wide sentencing discretion. It is wrong to suggest that the
court is constrained, by reason of the maximum penalty, to impose an
inappropriately severe sentence on an offender for the offence for which he
or she has been convicted.” (citations omitted)
Capacity to pay a fine
[20] Where a court decides to impose a fine on an offender for an offence, s 48 PSA is
invoked. In so far as is relevant, s 48 provides as follows:
“48 Exercise of power to fine
(1) If a court decides to fine an offender, then, in determining the
amount of the fine and the way in which it is to be paid, the court
must, as far as practicable, take into account -
(a) the financial circumstances of the offender; and
(b) the nature of the burden that payment of the fine will be on
the offender.
(2) The court may fine the offender even though it has been unable to
find out about the matters mentioned in subsection (1) (a) and (b).
…..
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(5) In fixing the amount of a fine, the court may have regard to, among
other matters -
(a) any loss or destruction of, or damage caused to, a person’s
property because of the offence; and
(b) the value of a benefit received by the person because of the
offence.”
[21] Where, as here, an offender is being dealt with for two or more offences which are
founded on the same facts, it is permissible to impose a single fine for all offences,
providing that the fine does not exceed the maximum fines that that could be
imposed for each of the offences.10
[22] S 48 PSA mandates that in determining the amount of the fine and the way in
which it is to be paid, a court is to take into account both the financial
circumstances of the offender as well as the nature of the burden that payment of
the fine will be on the offender. S 48 reflects common law principles relevant to a
determination of the quantum of a fine to be imposed upon an offender. For
example, in Fry v Bassett (1986) 44 SASR 90 at 92, Olsson J explained the
common law principles as follows:
“It seems to me that, in determining penalty, the learned magistrate was
bound to bear in mind two cardinal principles.
The first is that, if the Court is contemplating the imposition of a fine, with
its alternative default period of imprisonment, there must be a true
alternative and not an illusory one. It is nothing short of a contradiction in
terms to impose a fine which a defendant has little or no prospect of
paying, it being highly likely (if not almost a certainty) that he will have to
serve the appropriate default period (Reith v Liersch (1970) 55 LSJS 525 at
526; R v Hall (1968) 52 Cr App R 736 at 738).
The second is that, if it is appropriate to impose a fine the quantum of it
must in any event be related to the means of a defendant in some logical
manner, particularly in the case of persons who are of very limited
resources. Whilst fines must, in general, constitute a proper reflection of the
gravity of the offending, nevertheless subjective consideration must be
given to what level of fine will act as a sufficient level of punishment to a
defendant in his particular circumstances. A modest fine towards the lower
end of a permissible spectrum may well constitute a very salutary penalty
and impose significant hardship on an impecunious person whereas, in the
case of a person of means, a penalty higher along the relevant spectrum of
reasonable tariffs may be more appropriate.”11
[23] To similar effect, it was held by Roberts-Smith J in Djou v Commonwealth
Department of Fisheries [2004] WASCA 282:
10 S 49 PSA
11 See also Bradbury v Henfry (1988) 94 FLR 456, per Nicholson J at 459
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“[24] It is a well-established principle of law that in sentencing an offender, it is
generally improper to impose a fine that is beyond the capacity of the
offender to pay. As Owen said in Perez, at [47]:
Quite clearly, the general rule is that a fine should not be imposed
without an assessment of the means of the offender to pay it, and
should not be imposed where the offender has no means to pay. I
have already referred to Sgroi in this respect. See also Flego v
Lanham (1983) 32 SASR 361 at 366; Fry v Bassett (1986) 85 FLR
334 at 336; Rahme v The Queen (1989) 43 A Crim R 81 at 86. The
same general principle has statutory recognition, at least in so far as
it relates to an inquiry concerning the means of the offender: Crimes
Act 1914 (Cth), s 16A(2)(m) and s 16C(1).”
[24] That s 48 PSA mirrors the common law with respect to the considerations relevant
to quantifying a fine to be imposed on an offender is supported by the reasons of
McGill DCJ in Kumar v Garvey [2010] QDC 249 at [28]-[30]:
“[28] As a matter of general sentencing principles the penalty imposed must be
appropriate to the offender as well as appropriate to the offence. A fine
should not be imposed which is beyond the reasonable capacity of the
offender to pay. That applies even if there is no period of default
imprisonment, as was the case here where the matter was referred to SPER
for collection. It is also necessary to scale the fine to the capacity of the
offender to pay in order to comply with the requirements of s 48(1)(b),
because imposing the same fine on people with different capacities to pay
will mean that some of them are punished much more severely than others
for the same offence. This was the point made by McMurdo DCJ (as the
President then was) in Allan v Coca where a fine imposed on a defendant
receiving Austudy of $75 per week was halved. Her Honour held that the
fine “would have been a greater penalty than a substantially larger fine
imposed upon an older person with a greater capacity to pay.”
[29] One way to look at the matter is by comparing the amount of the fine with
the weekly income of the offender, though it is still necessary to have
regard to differences in the financial obligations of different offenders: one
offender who has no or minimal housing costs and no one to support will
be in a much better financial position than someone on the same income
who is paying rent and has dependents. There is also the consideration that
the financial position of the offender is not to be assessed in the abstract,
but as part of the whole sentencing process. In the present case, there was
good reason to believe that the appellant’s financial position, which was
quite modest anyway, would suffer a significant additional burden as a
result of the lengthy period of disqualification which he had to suffer as a
result of the offences. The magistrate appears to have recognised that it was
appropriate to take into account the relationship between the different parts
of the penalty imposed in connection with the overall sentencing process,
but it is difficult to see how due regard was paid to that, given the amount
of the fines imposed.
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[30] I expect fines of the order imposed by the magistrate are common enough
for offences of this nature for ordinary offenders, but the point is that the
appellant was not an ordinary offender: his financial position was
substantially worse than the average to be expected in the community. In
my opinion there was a failure to have sufficient regard to that
consideration and as a result the discretion as to the amount of the fine
miscarried.” (citations omitted)
[25] To like effect, in R v Prentice [2003] QCA 34 Williams JA, in accepting that the
capacity of an offender to pay a fine will always be a relevant consideration for a
court when assessing the quantum of the fine ordered to be paid, observed at [21]-
[22]:
“[21] Though reference was made in the sentencing remarks to the applicant’s
“capacity to pay” it is unlikely that payment of the fine in total could be
realistically achieved. I said in R v Kiripatea [1991] 2 Qd R 686 at 702
(with the concurrence of Shepherdson and Ambrose JJ) that a sentence
“should not be a crushing one, and there is good reason for avoiding a
sentence which would effectively destroy any hope a prisoner may have for
rehabilitation”. Those remarks are, to my mind, apposite here. The fine in
fact imposed is a crushing one and, if the applicant realistically sees he has
no hope of satisfying it, the fine loses its effectiveness; the default
provision becomes the sentence in fact.
[22] Though fines of the magnitude imposed by the sentencing judge are
appropriate to offences of this type when committed in the context of
substantial business operations, the fine here, given the personal
circumstances of the applicant, is manifestly excessive.”
[26] Accordingly, s 48 PSA is clear in its terms that the financial circumstances of an
offender is a mandatory consideration which a court is obliged to have regard to
when determining the quantum of a fine to impose. Nonetheless, other sentencing
considerations will remain important to the exercise of the sentencing discretion
when determining the quantum of the fine including the seriousness of the offence,
its prevalence as well as considerations of both general and personal deterrence.12
As Malcolm CJ observed in Sgroi v R (1989) 40 A Crim R 197 at 200-201:
“Where the fine is appropriate it should not be used merely as a soft option
but should have some real sting in it from the point of view of the offender
and be sufficiently punitive to act as a general deterrent.”
[27] Where an offender is to be sentenced for more than one offence founded on the
same facts for which a single fine is permitted to be imposed, totality will also
have to be considered when assessing the total amount of the fine imposed.13
12 Darter v Diden [2006] SASC 152, per Doyle CJ at [29]-[30]; Jahandideh v R [2014] NSWCCA 178, per
Rothman J at [16]-[17]
13 Sgroi v R (1989) 40 A Crim R 197, per Brinsden J at 203; Hoskins v Ramsden [2008] WASC 28, per
Templeman J at [92]; Camilleri's Stock Feeds Pty Ltd v Environment Protection Authority (1993) 32
NSWLR 683, per Kirby P at 704; Bamsang Pty Ltd v The Commissioner of Taxation [2016] QDC 189, per
Smith DCJ at [27];
-- 14 of 48 --
15
Parity as between co-offenders
[28] As each of the nine appellants pleaded guilty to the same three offences which
involved similar offending, parity became a relevant sentencing consideration. The
parity principle was explained by Dawson and Gaudron JJ in Postiglione v The
Queen14 as follows:
“The parity principle upon which the argument in this Court was mainly
based is an aspect of equal justice. Equal justice requires that like should be
treated alike but that, if there are relevant differences, due allowance should
be made for them. In the case of co-offenders, different sentences may
reflect different degrees of culpability or their different circumstances. If
so, the notion of equal justice is not violated. On some occasions, different
sentences may indicate that one or other of them is infected with error.
Ordinarily, correction of the error will result in there being a due proportion
between the sentences and there will then be equal justice. However, the
parity principle, as identified and expounded in Lowe v The Queen,
recognises that equal justice requires that, as between co-offenders, there
should not be a marked disparity which gives rise to ‘a justifiable sense of
grievance’. If there is, the sentence in issue should be reduced,
notwithstanding that it is otherwise appropriate and within the permissible
range of sentencing options.
Discrepancy or disparity is not simply a question of the imposition of
different sentences for the same offence. Rather, it is a question of due
proportion between those sentences, that being a matter to be determined
having regard to the different circumstances of the co-offenders in question
and their different degrees of criminality.” (citations omitted)
[29] Offenders who have been involved in the commission of the same offence should,
all things being equal, receive the same sentence. However an assessment of
whether all things are equal extends beyond merely a comparison of co-offenders
roles or culpability in the commission of an offence. Parity also requires a
consideration of differences in factors personal to an offender such as their age,
background and criminal history when compared to those of co-offenders.15 As
was explained by Gibbs CJ in Lowe v The Queen16:
“The approach to be adopted by a court of criminal appeal when it appears
that the sentences imposed on co-offenders exhibit disparity is not always
stated in the authorities with complete uniformity. It is unnecessary for me
to discuss in detail the cases which are cited in other judgments. The true
position in my opinion may be briefly stated as follows. It is obviously
desirable that persons who have been parties to the commission of the same
offence should, if other things are equal, receive the same sentence, but
other things are not always equal, and such matters as the age, background,
previous criminal history and general character of the offender, and the part
14 (1997) 189 CLR 295 at 301-302
15 Green v The Queen (2011) 244 CLR 462 at [31]–[32]; R v KAR & Ors [2018] QCA 211, per Henry J at
[135]
16 (1984) 154 CLR 606 at 609
-- 15 of 48 --
16
which he or she played in the commission of the offence, have to be taken
into account.”
Pleas of guilty
[30] Each appellant was sentenced on their pleas of guilty. The Magistrate correctly
acknowledged the timeliness of each appellant’s plea. They were each entitled to
the full benefit of their pleas.
The proceedings in the Magistrates Court
[31] All of the appellants were represented by the same solicitor at sentence on 13
March 2018.17 As this appeal and the criticisms levelled at the appellants solicitor
at sentence now demonstrates, there are inherent risks in the same legal
representative acting for multiple defendants in the same proceedings even on a
plea of guilty.18 I will return to this point later. Given that this appeal involves nine
separate appellants, it is necessary to summarise their individual antecedents and
personal circumstances as well as the submissions made on their behalf at
sentence.
Tess Newport19
[32] Ms Newport was aged 22 at the time of sentence. She had no criminal history. At
the time of sentence she was residing with her parents in Melbourne. Ms Newport
was single, had no children, was unemployed and not in receipt of Centrelink
benefits. She was undertaking her fourth year of a Bachelor of Arts degree
majoring in sociology at Melbourne University. She undertook a variety of
volunteer work including volunteering at an immigration detention centre, at an
organisation helping immigrants learn English and with local environmental
groups. She had savings of $3,000 which she was said to be living off. Her
motivation for committing the offences was to “peacefully demonstrate her
opposition to Adani’s proposed Carmichael Coal Mine and to convey the
frustration surrounding the lack of action being taken” and her reasons for
targeting the coal terminal was to “basically disturb Adani’s operations.” She was
supported by character references attesting to her good character. She had entered
early pleas of guilty. It was submitted on behalf of Ms Newport that she be
sentenced by way of a fine with no convictions recorded.
Nicholas Avery20
[33] Mr Avery was aged 27 at the time of sentence. He had no criminal history. At the
time of sentence he lived in Sydney, was single and had no dependents. He was
employed as the deputy to the Education Officer at Sydney University Post-
Graduate Representative Association. He held that employment since December
2016. His income comprised $203 per week from his employment and $250 per
week which he received from his sister as rent. He had completed a Bachelor of
Arts degree at Melbourne University in 2015. He had a certificate III in retail
17 Not the current legal representatives
18 R v Pham [2017] QCA 43 per McMurdo P at [58]-[60]
19 T. 1-9 line 13 to T.1-10 line 38
20 T.1-14 line 18 to 1-19 line 36; T.1-16 lines 8-20
-- 16 of 48 --
17
supervision he gained in 2008. He was at the time of sentence enrolled in a
Masters in Political Economy at Sydney University which he had commenced in
July 2016. Mr Avery also undertook volunteer work. His motivation for
committing the offences was because of “his grave concerns that Adani
Carmichael Coal Mine would be very damaging to the region” and that he was
concerned that “not enough was being done and that politicians have not been
listening to people concerned about the project.” It was submitted on Mr Avery’s
behalf that he had gone “much further than he usually would to raise awareness
about the mine.” He was supported by character references attesting to his good
character. He had entered early pleas of guilty. Mr Avery accepted that his
offending involving interfering with ports operation was serious. It was submitted
on behalf of Mr Avery that he be sentenced by way of a fine and no convictions be
recorded.
Juliet Lamont21
[34] Ms Lamont was aged 47 at the time of sentence. She had no criminal history. At
the time of sentence she lived at Byron Bay in New South Wales. She was the
widowed mother of two children, one of whom was her co-defendant Luca
Lamont. Her other daughter was aged 16 and was in her care. Ms Lamont worked
as a documentary filmmaker but was currently unemployed and was in receipt of
Newstart allowance. She received “about $400 weekly.” She was described as an
award winning documentary filmmaker of social justice films and had previously
won an award for a documentary she had made. Ms Lamont had completed a
Bachelor of Creative Arts in 1998. She undertook volunteer work three days a
week. Her motivation for committing the offences was “to highlight the real
environmental threat of the coal industry on Australia and the world’s ability to
avert climate change.” Ms Lamont had entered early pleas of guilty and was
supported by one character reference attesting to her good character. It was
submitted on behalf of Ms Lamont that she be sentenced by way of a fine and that
no convictions be recorded.
Luca Lamont22
[35] Ms Lamont was aged 19 at the time of sentence. She had no criminal history. She
lived in Melbourne, was single and had no dependents. She was employed in
screen printing and earned “approximately $300 per week.” At the time of
sentence she was on four weeks unpaid leave from her employment and had a
fractured wrist. Ms Lamont was receiving Newstart allowance of $330 per
fortnight. She was also employed part-time as a waitress from which she earned
“approximately $80” per week, but at the time of sentence was not undertaking
that employment. She had previously engaged in volunteer work both for Red
Cross and Greenpeace. Her motivation for offending was as a “tribute to her late
father, … who was a committed environmentalist and was very concerned about
the threat of the Adani coal project to Australia’s future.” Ms Lamont was
supported by one character reference attesting to her good character. She had
entered early pleas of guilty. It was submitted on behalf of Ms Lamont that she be
sentenced by way of a fine and no conviction recorded.
21 T.1-18 line 12 to T.1-19 line 43; T.1-20 lines 21-46
22 T.1-22 line 12 to T.1-23 line 3
-- 17 of 48 --
18
Jeffrey Cantor23
[36] Mr Cantor was aged 71 at the time of sentence. He was single, had an adult
daughter and grandchildren and lived at Trinity Beach. He had been a Petty officer
in the Royal Australian Navy from 1963 to 1975 and served in Vietnam. After
discharging from the Navy he worked in heavy industry before retiring in 2003.
His income consisted of a military pension of $822.53 per fortnight. He undertook
volunteer work. He participated in the offences “to draw attention to the potential
damage to our reef from the port.” Mr Cantor’s criminal history consisted of the
following:
29/07/2003
Cairns MC
Behave in a disorderly manner
Assault Police
Fined $90
Fined $400
No conviction recorded
03/10/2017
Bowen MC
Trespass Fined $500
No conviction recorded
11/12/2017
Proserpine MC
Contravene direction Fined $750
No conviction recorded
[37] Mr Cantor’s previous convictions were described as being for “similar criminal
offences.” He entered early pleas of guilty. It was conceded on his behalf that it
would be open to the Magistrate to record convictions. It was therefore submitted
on Mr Cantor’s behalf that he be sentenced by way of a fine with the concession
that convictions could be recorded.
Ella Skerrett24
[38] Ms Skerrett was aged 26 at the time of sentence and had no criminal history. At the
time of sentence she was living in Bonville New South Wales. She was in a
relationship, had no dependents and had been employed as a horticulturist for
about 5 months earning “approximately $400 per week depending on the weather
and the season.” Ms Skerrett had obtained a certificate IV in horticulture, a
certificate IV in permaculture and a certificate II in fashion design. She undertook
volunteer work. She participated in the offences “because she feels it’s very
important to raise awareness to the severity of the issues of climate change and
how widespread the effects of it will be and to [indistinct] our politicians to
transition to renewable sources.” She was supported by character references
attesting to her good character. She had entered early pleas of guilty. It was
submitted on Ms Skerrett’s behalf that she be sentenced by way of a fine and that
no convictions be recorded.
Liisa Rusanen25
[39] Ms Rusanen was aged 36 at the time of her offending and had no criminal history.
At the time of sentence she was single, with two young children from a previous
relationship both of whom were in her care and she was living in Coffs Harbour in
New South Wales. Ms Rusanen was employed part-time as an administrative
officer earning “approximately $125 per week.” She was not receiving any child
23 T.1-25 lines 4 to 22
24 T.1-29 line 23 to T.1-30 line 7
25 T. 1-31 line 23 to 1-32 line 22
-- 18 of 48 --
19
support. She was also in receipt of a parenting payment of $770 per fortnight and
because her son had cystic fibrosis she received an additional $127 per fortnight in
the form of a carer’s pension. She had completed a Bachelor of Economics and
Social Science degree in 2004. She was undertaking volunteer work. Her son was
being schooled at home and Ms Rusanen was his supervisor. Her motivation for
committing the offences was because she was “genuinely concerned for the future
of her children and humans and ecosystems in the face of the climate emergency.
… She took action to demonstrate the severity of the crisis and call for an end to
new coal projects and serious action on the climate emergency.” She was
supported by character references attesting to her good character and had entered
early pleas of guilty. It was submitted on behalf of Ms Rusanen that she be
sentenced by way of a fine and that no convictions be recorded.
Daniel Skerrett26
[40] Mr Skerrett was aged 30 at the time of sentence and had no criminal history. He
lived in Bonville in New South Wales, was single and had no dependents. He was
a qualified carpenter and at the time of sentence was employed on a sub-contract
basis building a house. He was being paid by his mother at what was described as
at a “discount rate” of $500 per week. Were he to return to the workforce as a
carpenter he would earn $800 to $900 per week. He undertook volunteer work. He
was said to have committed the offences “because of his deep concern about global
warming and the frustration of – at the inaction of big business and the
government.” He was supported by character references which attested to his good
character. He had entered early pleas of guilty. It was submitted on behalf of Mr
Skerrett that he be sentenced by way of a fine and that no convictions be recorded.
John Ross27
[41] Mr Ross was aged 69 at the time of sentence. He lived in Coffs Harbour in New
South Wales, was divorced and had no children. He owned and operated two small
businesses. The first was a native plant nursery which he had been operating for
about 30 years. The second was a small environmental bookshop which had been
operating for about 6 years. His income was described as “modest” and “in the
vicinity of $15,000 to $20,000 per year.” Mr Ross had completed a Bachelor of
Agriculture in 1970 and also had attained a Diploma in Nutrition and Dietetics in
1971 as well as a Diploma in Environmental Studies in 1980. He undertook
volunteer work. He was a founding member two community groups in his local
area engaged in land care. He had committed the offences because “he feels that
we’re are facing a climate emergency with unthinkable planetary chaos unless we
urgently phase out fossil fuel use and replace them with … competitive
renewables.” Mr Ross had one previous conviction in 2017 for an offence of
contravening a direction for which he was fined $200 and no conviction was
recorded. That offence was described in submissions as “similar sort of offending”
but “low level”. He was supported by character references attesting to his good
character. Mr Ross entered early pleas of guilty. It was submitted on behalf of Mr
Ross that he be sentenced by way of a fine and that no convictions be recorded.
26 T.1-33 line 37 to 1-34 line 46
27 T. 1-36 line 32 to 1-37 line 40
-- 19 of 48 --
20
The Magistrate’s reasons
[42] As has been noted already, each of the nine appellants were sentenced to the same
penalty, namely a fine of $8,000 with no convictions recorded except in respect to
me Mr Cantor. In sentencing the appellants the Magistrate took into account the
following:
- That they each were to be sentenced as a group as their activities, for all
practical intents and purposes, were the same. Whilst their individual
circumstances were not the same there were a “lot of similarities there”;
- Most of the appellants were from interstate. All had pleaded guilty and were
entitled to the full benefit of their pleas. With the exception of Mr Cantor most
had no criminal or traffic history;
- By their actions they were wanting to impose their subjective views of the
world upon other people and that they still believed their actions were justified.
Accordingly their remorse was limited despite their early pleas and personal
deterrence was a relevant factor;
- The courts must be vigilant to ensure the penalty imposed on protestors were
focused on particular offending and not against protestors generally. That each
were prepared to stand up for their beliefs should be encouraged;
- The circumstances of the offending were to be regarded as both serious and
dangerous having regard to the fact it involved trespassing into a working port,
climbing up onto a trestle and securing themselves off the ground. Their
conduct not only exposed themselves to risk of death or serious injury but also
could have also exposed port workers and emergency service workers to
consequences resulting from their actions;
- Each had to be arrested after failing to comply with a direction to leave. The
offending lasted for a number of hours. The cost of the disruption had been
estimated at $4,000,000 for the 11 January 2018 protests and $3,500,000 for
the 18 January protests. Such estimates were to be treated with caution. The
demurrage costs (the costs associated with the delays in loading the coal ships)
which were estimated to be $5,000 and $4,500 respectively might be more
reliable;
- None of the appellants had the capacity to pay substantial restitution. General
deterrence was an important sentencing consideration as was denunciation.
- As Bowen was a small community their actions stretched the limited capacity
of the town’s emergency services. There was a discernible financial cost
imposed on the police service because of their actions. Whilst the penalty to be
imposed needed to have regard to both general and personal deterrence, but not
be so severe as to discourage protests generally;
- There were no comparative decisions to assist in determining penalty. They
each were offenders with limited financial means. All of the charges arose out
-- 20 of 48 --
21
of a single course of conduct and as such a single fine should be imposed.
Totality was also relevant to quantifying the fine to be imposed;
- Parity was also a relevant consideration. There was limited distinction between
the acts engaged in by each of them. The younger appellants appeared to have
promising futures;
- The early pleas of guilty would usually warrant the maximum penalty being
reduced by two-thirds before other mitigating circumstances were taken into
account. The seriousness of the offending largely offset the mitigation and
personal circumstances relevant to each appellant;
- Even if community based orders were available they would not be an
appropriate sentencing option for two reasons. First, most of the appellants
lived interstate and secondly the ability to perform community service in
Bowen was extremely limited;
- Having regard to considerations of parity, totality, the circumstances and
seriousness of the offending and the need for denunciation it was appropriate
that each appellant be fined the same amount even taking into account their
individual circumstances;
- A fine of $8,000 was appropriate in the circumstances which would be referred
to SPER for payment. With the exception of Mr Cantor who had relevant
previous convictions for similar offending, the discretion to record a conviction
contained in s 12 PSA would be exercised in favour of not recording
convictions.
Application to adduce further evidence
[43] Each appellant seeks leave pursuant to s 223(2) JA to adduce further evidence as to
their financial capacity to pay a fine for purposes of s 48 PSA. That application is
not opposed by the respondent. The further evidence comes in the form of
affidavits deposed by each appellant setting out their current financial
circumstances including their income and expenses. The affidavits provide
substantially more detail as to each appellant’s financial circumstances than what
was before the Magistrate. The appellants contend that the further evidence as
deposed in the affidavits should be admitted as it is directly relevant to matters
which must be considered under s 48 PSA in determining the amount of the fine
that would be just in all the circumstances to impose on each appellant.
[44] S 223(2) of the Act confers on the court a discretion to allow a party to adduce
“fresh, additional or substituted evidence (new evidence) if the court is satisfied
there are special grounds for giving leave.” As was explained by the Court of
Appeal in Pavlovic v Commissioner of Police [2007] 1 Qd R 344, the discretion to
grant leave to adduce further evidence is not unfettered. At 348-349 the court
observed:
“[29] In the appeal to the District Court the applicant sought to tender new
evidence. This evidence included Ms Prince's letter and what purport to be
sworn statements from other persons said to have witnessed the accident.
-- 21 of 48 --
22
The statements were from B. J. Moore and R. Moore. At the hearing on 14
October 2005, the learned District Court judge refused to grant leave to
adduce additional evidence pursuant to s. 223 of the Justices Act 1886.
[30] In explaining why leave should not be granted, the learned District Court
judge cited the “three main considerations” described by Gibbs C.J. in
Gallagher v. The Queen as being relevant to a determination of “whether a
miscarriage of justice has occurred because evidence now available was not
led at the trial”. It is clear that the reference in s. 223(2) of the Justices Act
to “special grounds” indicates that there must be good reason identified to
justify a departure from the application of the rule in s. 223(1) that an
appeal under s. 222 of the Justices Act is “by way of rehearing on the
evidence given in the proceeding before the justices”. While Gallagher did
not involve consideration of s. 223 of the Justices Act, it is nonetheless a
useful guide for the purposes of identifying the kind of “special grounds”
which might be said to justify the grant of leave under s. 223(2).
[45] It is obvious that the additional information as to each appellants’ individual
financial circumstances would have been available at the time of sentence and
should have been the subject of submissions to assist the Magistrate in gaining an
understanding of each appellants’ true financial circumstances. Regrettably all that
the Magistrate was informed about the appellants’ financial circumstances were
their individual incomes but not their liabilities or expenses.
[46] The principles applying to the exercise of the discretion to admit further evidence
on appeal were explained by McMurdo P in R v Spina [2012] QCA 179 at [32] and
[34]:
“[32] Australian appellate courts have long recognised an important distinction
between admitting fresh evidence and admitting new evidence. Fresh
evidence is evidence which either did not exist at the time of the trial or
which could not then with reasonable diligence have been discovered. See
Ratten v The Queen; Lawless v The Queen and R v Katsidis; ex parte A-G
(Qld). New or further evidence is evidence on which a party seeks to rely in
an appeal which was available at trial or could with reasonable diligence
then have been discovered. The distinction between fresh and new evidence
is sometimes blurred but it should remain significant for two reasons. The
first is because the community has an interest in ensuring that defendants
charged with criminal offences ordinarily have only one trial at which they
have an opportunity to put forward all the available evidence upon which
they rely. It is not in the public interest for defendants to hold back
evidence so that, if they are unsuccessful at trial, they can use the withheld
evidence to appeal and obtain a new trial. The second reason is that, where
there is admissible fresh evidence, it is equally against the public interest
for a conviction to stand as the conviction would not be based on all the
available relevant evidence.
…….
[34] Appellate courts recognise, however, that there remains a residual
discretion in exceptional cases to receive new or further evidence which is
-- 22 of 48 --
23
not fresh in the legal sense where to refuse to do so would result in a
miscarriage of justice. See Mallard v The Queen; R v Young (No 2); R v
Condren; ex parte Attorney-General; R v Main; R v Daley; ex parte A-G
(Qld); and R v Katsidis. In determining an appeal which turns on new or
further evidence, there are strictly two questions. The first is whether the
court should receive the evidence. The second is whether that evidence, if
received, when combined with the evidence at trial, requires that the
conviction be set aside to avoid a miscarriage of justice. Frequently those
two questions can be conveniently dealt with together.” (citations omitted)
[47] Thus under s 223 JA there is a residual discretion in exceptional cases to admit
new or further evidence where refusal to do so would result in a miscarriage of
justice.28 To determine whether there would be a miscarriage of justice caused by
not granting leave to the appellants to adduce the further evidence of their financial
circumstances as contained in the affidavits relied upon it is necessary to
summarise the contents of each affidavit.
N. Avery Income
Total income $1090 per fortnight
Assets
Joint owner of house in Melbourne – estimated value $925,000
Savings
Total savings of $4,708.55
Total asset pool (including house in Melbourne) - $467,208.55
Expenses
$994 per fortnight
Other liabilities
HECS debt of $41,305
J. Cantor Income
Military pension of $2,204.41 per fortnight
Assets
Total assets of approximately $28,500
Savings
Total savings of $1,116.25
Expenses
Estimate of approximately $3,400 per fortnight
Liabilities
Loans/credit card debts – approximately $23,900
L. Lamont Income
Total income - $700 per fortnight
28 R v Clark [2017] QCA 318, per Philippides JA at [14
-- 23 of 48 --
24
Expenses
Total expenses - $600 per fortnight
Savings
Nil
J. Lamont Income
Total income $1,071.92 per fortnight
Assets
Total assets - $4,000
Expenses
Total expenses $1,120 per fortnight
Liabilities
Total liabilities $32,000
T. Newport Income
Total income - $452.80 (Newstart allowance)
Savings
Total savings - $16,060
Expenses
Total expenses - $376 per fortnight
J. Ross Income
Total income $692 per fortnight
Assets
Total assets - $715,500 (including a property values at $600,000)
Expenses
Total expenses - $913 per fortnight
Other liabilities
Total liabilities - $1,700 (credit union loan)
L. Rusanen Income
Total income - $1,628
Savings
Total savings - $15,000
Assets
Total assets - $6,842
Expenses
Total expenses - $1,800 per fortnight
Liabilities
HECS debt - $29,000
-- 24 of 48 --
25
D. Skerrett Income
Total income - $600 per week
Savings
Total savings - $3,000
Assets
Total assets - $158,000 (including half share of property)
Expenses
Total expenses - $685 per fortnight
Liabilities
Total liabilities - $66,640 (loan)
E. Skerrett Income
Total income - $700 per fortnight
Savings
Total savings - $800
Assets
Total - $300 (superannuation)
Expenses
Total expenses - $650 per fortnight
[48] Leaving aside some obvious discrepancies between what was said in sentencing
submissions and what is contained in the affidavits, it is plainly obvious from this
summary that each appellant’s financial circumstances are not the same and they
each would appear to have different financial capacities to pay a fine. To that
extent the affidavits provide a more comprehensive picture of the appellants’
financial circumstances and their capacity to pay a fine than that which was before
the Magistrate. Thus this further evidence, which each appellant now seeks leave
to adduce on the appeal, is especially relevant to what a court has to consider under
s 48 PSA when determining the quantum of the fine to impose.
[49] Having regard to the principles applicable to the exercise of the discretion to
permit further evidence to be adduced on appeal, I am satisfied pursuant to s
223(2) JA that special grounds exist for granting leave to adduce the evidence in
the form of the affidavits of each appellant relating to their financial
circumstances. The evidence, in my view, provides a substantially clearer picture
of each appellant’s financial circumstances. The further evidence is relevant to
both the financial circumstances of each appellant which a court must take into
account under s 48 PSA and is also relevant to the real issue on this appeal,
namely, whether the sentence imposed was excessive. The evidence before the
Magistrate was insufficient to properly assess each appellants’ true financial
circumstances and capacity to pay a fine. In my view a miscarriage of justice
would result were the further evidence not adduced on the appeal. Accordingly I
will grant leave to the appellants to adduce the further evidence in the form of the
affidavits filed.
-- 25 of 48 --
26
Whether the sentences imposed were excessive
[50] I turn then to the principal ground of appeal relied upon by each appellant that the
sentence imposed upon them was excessive. It is convenient to deal with the
specific errors which the appellants also submit were made by the Magistrate in the
exercise of his sentencing discretion as part of this principal ground of appeal.
[51] I have earlier identified what appear to be the commonality of features relevant to
all of the appellants. Their individual involvement in the offending and therefore in
a parity sense the level of criminality of each appellant was broadly the same.
(This is not challenged by the appellants on appeal). They each entered timely
pleas of guilty. All but Mr Cantor and Mr Young were first time offenders.
[52] There were however differences in the personal circumstances of each appellant
that were, in my view, particularly relevant to the issue of parity and whether it
was just in all of the circumstances that each appellant receive the same fine of
$8,000. Perhaps the most obvious feature was the age disparity between some of
the appellants. Tess Newport was aged 22 and Luca Lamont was aged 19 when
sentenced. They were therefore the youngest of the nine appellants and, given their
age and lack of prior convictions, fell to be sentenced as youthful first offenders.
The age of an offender is of course always a relevant consideration in sentencing29
and the age of Ms Newport and Ms Lamont in particular was especially relevant by
reason of them being youthful first offenders who would ordinarily expect to be
extended greater leniency in sentence than what might ordinarily be extended to a
more mature offender.30 This, in my view, is an important distinction in their
personal circumstances when compared to all of the other appellants which
justified a greater degree of leniency in the sentence imposed upon them.
[53] Nicholas Avery was aged 27, Ella Skerrett was aged 26 and Daniel Skerrett was
aged 30 when sentenced. Although not falling into the same category of youthful
first offenders as Ms Newport and Ms Lamont, nevertheless they were each to be
sentenced as relatively young and first offenders. Lisa Rusanen was aged 36 and
Juliet Lamont was aged 47 when sentenced. Neither could properly be described as
youthful offenders but nevertheless they were both to be sentenced as first
offenders. Finally, Jeffrey Cantor was aged 71 and John Ross aged 69 at the time
of sentence. Neither could be described as youthful offenders and, more
significantly, each had at least one prior conviction for similar offending. In the
case of Mr Ross, he had one recent previous conviction for contravening a
direction which was described in sentencing submissions as “similar sort of
offending”. Mr Cantor had been before the Magistrates Court on three previous
occasions including twice in 2017, again for what was described in sentencing
submissions as similar offending to that which he was being sentenced for.
Therefore both Mr Cantor and Mr Young were to be sentenced as mature offenders
with a relevant criminal history.
[54] This disparity in the appellants antecedents highlighted by this brief summary was
an important consideration in terms of parity and whether it was just in all of the
circumstances that each appellant should receive the same sentence. Whilst it could
be said that each appellant had not dissimilar backgrounds (all appear to be well
29 S 9(2)(f) PSA
30 R v Lovell [1999] 2 Qd R 79; R v Taylor (1999) 106 A Crim R 578; R v Mules [2007] QCA 47
-- 26 of 48 --
27
educated or otherwise have been productive members of the community), each
were supported by character references attesting to their otherwise good character
and that their motivation for engaging in the protest action was the same, their
personal circumstances, including their age and previous criminal histories, were
obviously not the same. In terms of parity, it is difficult to conclude that the
personal circumstances of Tess Newport and Luca Lamont, as young first
offenders, are on par with those of Jeffrey Cantor and John Ross, who were each
being sentenced as mature offenders with at least one prior conviction for similar
offending. The personal circumstances of the other five appellants could be said to
be roughly similar in that whilst not being youthful offenders per se, they
otherwise had unblemished backgrounds, were each supported by favourable
character references and were all first offenders.
[55] Whilst I accept that in terms of individual culpability there was nothing which
materially distinguished each appellant’s conduct in the offending, in my view the
parity principle necessitated at least some disparity in the sentences imposed to
take into account their personal circumstances. Differences in the age and criminal
history of co-offenders will be relevant considerations in terms of parity. Here,
taking into account the distinct differences in antecedents and personal
circumstances of the appellants, they can in a broad sense be said to fall into three
different groups for purposes of parity. Tess Newport and Luca Lamont, who in
contrast with the other appellants were youthful first offenders, fell to be sentenced
as one group. Nicholas Avery, Ella Skerrett, Daniel Skerrett, Lisa Rusanen and
Juliet Lamont who, although not youthful offenders in the same way as Ms
Newport and Ms Lamont, nevertheless as first offenders fell to be sentenced as a
group. Finally Jeffery Cantor and John Ross, who were both mature offenders with
a relevant prior criminal history, because of those particular features fell to be
sentenced as a group distinct from their co-offenders.
[56] There is also one other feature relevant to parity here which is not commonplace
when issues of parity are raised for consideration. This relates to the individual
financial circumstances of each appellant and their capacity to pay a fine. This
additional feature arises having regard to s 48 PSA and the approach to quantifying
a fine under that section as explained in the authorities referred to earlier. What
those authorities make clear is that where an offender is to be sentenced by way of
a fine, the quantum of the fine imposed should not be beyond the reasonable
capacity of the offender to pay. In other words, all things otherwise being equal
between co-offenders, the parity principle is not infringed where one offender is
ordered to pay a greater fine than another co-offender where there is a manifest
difference in their respective capacities to pay a fine. As was explained by McGill
DCJ in Kumar, imposing the same fine on people with different capacities to pay
may result in some offenders being punished more severely than others for the
same offence.
[57] Here, the Magistrate did proceed to sentence each appellant on the basis that they
were each of limited financial means and that this needed to be reflected in the
sentences imposed. However, the further evidence relating to each appellants
financial circumstances as set out in their affidavits would appear to show that
some appellants have a greater financial capacity to pay a more substantial fine
than other appellants. The Magistrate of course was unaware of the differences in
the appellants’ capacity to pay a fine now revealed in the affidavit material. Having
-- 27 of 48 --
28
regard to s 48 PSA and the requirement to take into account an offender’s financial
circumstances, the further evidence as to each appellants’ financial circumstances
as disclosed in the affidavit material would, in terms of parity, seem to necessitate
some disparity as between the appellants in the quantum of any fines they be
ordered to pay which is in addition to any differences in their personal
circumstances in order to properly ensure parity as between them.
[58] Unfortunately, given the limited information provided to the Magistrate as to the
differing capacities of each appellant to pay a fine, the relevance of this feature to a
determination of the fines to be imposed was neither brought to the Magistrate’s
attention nor was it the subject of any submissions. The end result is that the
Magistrate was not asked to differentiate between the appellants because of their
different financial circumstances or capacity to pay a substantial fine. Beyond a
submission that a fine would be the appropriate sentence, there was otherwise no
assistance provided to the Magistrate as what might be an appropriate fine in all of
the circumstances in respect to any of the appellants or indeed whether any
distinction between them was justified at all.
[59] Having regard to the parity principle and the further evidence contained in the
affidavit material which was not available to the Magistrate, I am persuaded that
the imposition of a fine in the same amount on each appellant gives rise to a
justifiable sense of grievance as between the appellants and involved an error in
the exercise of the Magistrate’s sentencing discretion by reason of the failure to
differentiate between each appellant’s personal and financial circumstances. Whilst
parity has not been specifically raised as a ground of appeal, it falls for
consideration, in my view, under the principle ground of appeal whether the
sentence was excessive. On this basis I am satisfied that the sentencing discretion
miscarried and each appellant’s appeal is allowed. It is appropriate in the
circumstances that I resentence each appellant rather than remit the matter to the
Magistrates court for that purpose.
[60] The principal ground of appeal raised by each appellant is that the fine of $8,000
which was imposed by the Magistrate was excessive having regard to the
circumstances of their offending and the matters to be taken into account in
mitigation including their financial circumstances. The appellants also rely upon
two specific errors by the Magistrate in the exercise of his sentencing discretion to
contend that the fine imposed was excessive. Given my conclusion that the appeals
be allowed, ordinarily it would be unnecessary for me to then consider those
specific errors raised by the appellants. However, as the two specific errors relate
directly to the considerations relevant to the quantification of the fine that would
be just in all the circumstances to impose, before resentencing each appellant it is
necessary that I deal with the arguments raised by the appellants in support of these
purported errors.
Undue fettering of sentencing discretion
[61] First it is argued that the Magistrate unduly fettered his sentencing discretion by
incorrectly proceeding to sentence each appellant on the basis that the only penalty
available to him was a fine. The curious feature of the offences to which each
appellant pleaded guilty is that charge 1, the trespass offence, carried a maximum
penalty of 20 penalty units or 1 year’s imprisonment whereas charges 2 and 3
-- 28 of 48 --
29
carried maximum penalties of 40 and 200 penalty units respectively but no penalty
of imprisonment. Therefore the trespass offence, which carried the least maximum
fine, also carried a period of imprisonment as part of the penalty that could be
imposed.
[62] It is true, as the appellants submit, that in respect to the trespass offence, as it
carried with it a term of imprisonment, a community based order or a bond were
sentencing options available to the Magistrate in addition to a fine. Conversely,
charges 2 and 3 could only be dealt with by way of a fine as neither offence carried
with them a period of imprisonment.
[63] It is also true, as the appellants argue, that a reading of the Magistrate’s sentencing
remarks would suggest that the Magistrate sentenced the appellants on the basis
that his only sentencing option was a fine and that a community based order could
not be imposed for any of the offending. As it was open to the Magistrate to
impose a community based order in respect to charge 1 it would therefore appear
that the Magistrate did fetter his sentencing discretion by excluding as a possible
sentencing option community service in respect to the trespass offence. That said,
the Magistrate’s sentencing remarks make clear that he did specifically turn his
mind to whether the imposition of a community service order, had it been
available, would have been a practical sentencing option. In the end he concluded
that even if he could have imposed community service it would not have been
practical to do so.
[64] Whilst I accept that a community based order was a sentencing option available to
the Magistrate in respect to the trespass offence and that by proceeding to sentence
the appellants on the basis that a fine was the only available sentencing option
available to him the Magistrate did fetter his sentencing discretion, I do not
consider this error to be of any consequence.
[65] However because it is submitted on behalf of one of the appellants that on the basis
that their appeal is allowed they should be resentenced by way of either a bond or a
community service order in combination with a fine of $1,000, it is necessary that I
give consideration as to whether a community based order would in the
circumstances be an appropriate sentence to impose. The obvious impediment to
imposing a community service order on any of the appellants relates to their
personal circumstances. With the exception of Mr Cantor, all of the appellants
reside outside of Queensland. Were an order made for those appellants residing
interstate to perform community service it would be necessary for them to return to
Queensland to perform community service. In this regard, I note that enquiries
have been made on behalf of the appellants as to whether a community based order
can be transferred from Queensland to New South Wales.31 Those enquiries
indicate that whilst a probation order is capable of being transferred to New South
Wales a community service order can only be performed in Queensland. Further,
transferring a probation order to New South Wales for example, will first require
the consent of their probation and parole authorities which of course is not
automatic.
31 Affidavit of Faye Austen-Brown
-- 29 of 48 --
30
[66] In any event, given that a community service order can only be performed in
Queensland, I would concur with the view expressed by the Magistrate that it
would be impractical to require any of the appellants to perform community
service. As such an order has to be undertaken in Queensland and cannot be
transferred interstate, that would necessitate any appellant residing interstate
having to return to Queensland in order to perform their community service. That,
in my view, would be impractical especially having regard to some of the
appellants’ financial circumstances.
Assessment of the seriousness of the offending and the appellants’ culpability
[67] A second error raised by the appellants in submissions relates to the Magistrate’s
assessment of the seriousness of the appellants offending and their culpability. I
have summarised earlier the Magistrate’s sentencing remarks. In assessing the
seriousness of the appellants offending and their culpability, the Magistrate noted
the following:
- The appellants’ acts were to be considered very serious and very dangerous.
They had placed their lives in the hands of port workers who were not
expecting them to be there. To place themselves in that position was to risk
death or significant injury which could also have consequences for the port
workers;
- The appellants’ behaviour was to be denounced and the penalty imposed must
reflect the seriousness of the danger. The risks associated with the appellants
activities were so high and the margin for error so apparently thin, that no one
else should be encouraged to engage in similar behaviour;
- The emergency response capacity of a community such as Bowen was limited.
The actions of the appellants stretched that capacity beyond breaking point.
There was evidence32 which quantified the costs to police in being called to
and ending the protests;
- The seriousness of the appellants conduct largely offset each appellant’s
mitigation and personal circumstances.
[68] The appellants contend that the Magistrate fell into error in his assessment of the
seriousness of their offending. In essence, what is argued is that an assessment of
the seriousness of the appellants offending had relevance only to charge 1
(trespass) and charge 3 (interfering with ports operations) in that the conduct relied
upon for charge 2 (contravene a direction) had no bearing on that assessment. If so,
then the features identified by the Magistrate which he regarded as making the
offending serious impermissibly elevated that assessment beyond what was
supported by the evidence. Thus, it is argued, the evidence accepted by the
Magistrate as to the cost impact to the port’s operations caused by the appellants’
protest activities did not objectively permit a finding that the offending fell into the
serious category described. It is further argued that the Magistrate also erred in
elevating the relevance of general deterrence and denunciation above that of the
features personal to each appellant. The appellants buttress their submission by
32 Referring to exhibit 1 in the proceedings
-- 30 of 48 --
31
pointing to the fact that they had each originally been charged with a further
offence of unregulated high-risk activity contrary to s 14 SOA. That charge was
subsequently withdrawn by the prosecution. The features identified by the
Magistrate, especially relating to the dangerous nature of the protest activities
engaged in by the appellants, whilst they might have potentially been relevant to
assessing the seriousness of the withdrawn charge, were less relevant to the
offences the appellants were being sentenced for.
[69] It is trite to observe that a court, when sentencing an offender, is entitled to take
account of all the circumstances of the offence of which the offender has been
convicted, either on a plea of guilty or after a trial, whether those circumstances
increase or decrease the culpability of the offender and that common sense and
fairness determine what acts, omissions and matters constitute the offence and the
attendant circumstances for sentencing purposes.33 The Magistrate’s assessment of
the seriousness of the appellants offending involved a consideration of different
aspects of it. First, there was the financial aspect. There was evidence before the
Magistrate concerning the costs incurred by Adani as a result of port operations
being shut down for the duration of the protests. There was also other evidence
provided by the Queensland Police Service as to the costs incurred in policing
protest activities at the port and, more broadly, the effect the protest activities had
both on police resources and other police functions. As to the latter, the affidavit of
Senior Sergeant Shepherd,34 Officer in Charge Bowen Police Station, deposed the
following:
- Bowen Police have implemented Operation KINSHASA described as the
policing plan developed and initiated to respond to and manage protest activity
associated with protests groups targeting the Adani Coal Mining project;
- Operation KINSHASA has been divided into two phases – phase one dealt
with policing response to the so called “week of action” by protest groups in
September 2017. Phase one resulted in a total of 118 police officers being
deployed to the Bowen area to manage and respond to protest activity
particularly in the Abbot Point port facility. Police officers were deployed from
around Queensland to assist in the policing response. Approximately 100
protesters participated in the “week of action” which resulted in 13 arrests for
charges of trespass and interfering with railway. Costs associated with phase
one totalled $112,418;
- Phase two has been ongoing and is directed towards protest activities which
have occurred since 25 October 2017. At the time of sentence police had
responded to 21 protest activities which have included “lock on” activities at
the Adani Mine camp site, “lock on” and “tree sit” activities on the Aurizon
rail corridor and “lock on” activities within the Abbot Point port facilities;
- A total of 57 protesters have been arrested as part of phase two for offences
which have included trespass, interfere with railway, interfering with port
operations, undertaking high risk activities and contravening police
33 R v D [1996] 1 Qd R 363 at 403; The Queen v De Simoni (1981) 147 CLR 383, per Gibbs CJ at 388-392
(Mason and Murphy JJ agreeing)
34 Exhibit 1
-- 31 of 48 --
32
requirement. A further 27 infringement notices and 142 move on directions
have been issued by police to protestors;
- At various times police have been rotated through Bowen to supplement local
resources with police having to come from Townsville and Mackay and
surrounding local areas to assist in policing the protests. Costs associated to
policing phase two have amounted to $18,571 in expenses including 252 hours
in overtime;
- There has also been an impact in local policing brought about by police having
to respond to numerous incidents associated with the protests which are outside
the normal business activity undertaken by Bowen police. This takes police
away from the core duties in responding to and policing the Bowen
community. Furthermore, Bowen police have had to be trained and rostered to
specialist roles associated with removing protestors from infrastructure who
have used devices to lock onto infrastructure.
[70] Costs estimates provided by Adani concerning the disruption to their port
operations caused by the protests35 estimated that the total cost impact to terminal
users from the 11 January 2018 protests was $3,992,99336 including demurrage
costs of $5,340. The estimate for the 18 January 2018 protests was $3,477,769
including demurrage costs of $4,651. Ultimately the Magistrate in sentencing the
appellants expressed reservations as to these estimations and he elected to sentence
the appellants on the basis of the demurrage costs incurred by Adani only. That is,
the Magistrate indicated that he was not prepared to sentence the appellants on the
basis that they had caused Adani financial detriment in the vicinity of $4,000,000
on each occasion by the protest activities. The appellants were therefore sentenced
only on the basis that the financial detriment to Adani related to the demurrage
costs of $5,340 and $4,651 respectively or around $10,000. The Magistrate’s
approach in the circumstances was entirely appropriate.
[71] Therefore, in terms of the financial detriment caused by the appellants by their
protest activities, there was uncontested evidence which the Magistrate accepted
which supported his findings that the protest activities did have a financial impact
both on the Queensland Police service and on Adani. The costs to Adani were in
the vicinity of $10,000 and, although not quantifying the costs to the Queensland
Police Service, the Magistrate also accepted that the protest activities caused police
some detriment both financially in having to police the protests as well as to
resourcing in the sense that Bowen police were impeded in undertaking routine
policing operations because personnel and resources had to be diverted to policing
the protests.
[72] This financial and other detriment caused by the appellants protest activities was,
in my view, relevant on at least two bases. First, such detriment is expressly
relevant under s 48(5) PSA. That section permits a court to have regard to “any
loss … to a person’s property because of the offence” when fixing the amount of
the fine. The term “property” is defined in the PSA simply to mean “includes
electricity.” In my view, the term “property” in s 48(5) is not to be construed
restrictively. The section is capable of being interpreted as including any loss or
35 Exhibit 2
36 Calculated as the saleable tonnage of coal not loaded over the 7.75 hours of the protest
-- 32 of 48 --
33
detriment caused to business operations from the commission of an offence such as
here the costs incurred by Adani and the Queensland Police Service arising out of
the protest activities. However, even if a more narrow interpretation were favoured
in respect to s 48(5) PSA and it was construed in a way that did not allow
consideration to be given to the financial and resourcing impacts the protest
activities had on Adani and the Queensland Police Service, such matters in any
event are to be taken into account under s 9(2)(e) PSA. This section, which is
expressed in far broader terms than is s 48(5), requires a court when sentencing an
offender to have regard to any damage, injury or loss caused by the offender. In
my view, s 9(2)(e) PSA is cast in sufficiently broad terms as to allow the financial
and other resourcing impact caused by the appellants protest activities to be taken
into account when assessing the seriousness of their offending.
[73] The other basis upon which it was appropriate for the Magistrate to have regard to
the financial and other detriment caused by the appellants protest activities is that
such matters in any event fell for consideration as part of an assessment of the
objective seriousness of the offending in a general sense. An assessment of the
objective seriousness of particular offending requires a consideration of all relevant
facts and circumstances. Where, as here, offending causes an identifiable loss or
detriment, whether that be financial or in some other way, that necessarily becomes
part of the circumstances of the offending relevant to an assessment of its objective
seriousness.
[74] The other aspect of the Magistrate’s assessment of the seriousness of the offending
which the appellants also take issue with is in relation to the findings that the
appellants offending was dangerous. Again, the unchallenged facts were that the
appellants had climbed onto the trestle structure of coal loading equipment at the
port, positioned themselves some 20 metres off the ground, locked themselves to
the equipment resulting in port operations being suspended for the appellants’
safety. There was therefore ample evidence upon which to make a finding that the
appellants offending was inherently risky not only to the appellants but also to port
staff and emergency service workers who were called upon to remove the
appellants. That the offence of high risk activity had been withdrawn by the
prosecution did not preclude the Magistrate from taking into account these
particular features when assessing the gravity of the offences. Those features fell to
be considered again as part of the circumstances of the offending relevant to all of
the charges and not confined to any one charge.
[75] I am not therefore persuaded that the Magistrate erred in his assessment of the
appellants’ culpability in the offending either by elevating the seriousness of the
offending beyond that which was supported by the evidence or by elevating the
importance of deterrence and denunciation over that of the appellants subjective
circumstances. The features referred to by the Magistrate were supported by the
evidence. The appellants’ activities shut down the Abbot Point port for several
hours on both occasions and there were financial and other impacts for both Adani
and the Queensland Police Service resulting from the appellants’ actions. The
actions of the appellants not only placed themselves in danger and at risk of
serious injury but also emergency service workers who were required to remove
them after they refused directions to leave. Accordingly, in my view the
assessment by the Magistrate that the appellants offending was both objectively
serious and inherently dangerous was well open on the facts.
-- 33 of 48 --
34
[76] The sentencing of offenders charged with offences arising out of protest activities
has received relatively limited judicial attention in Australia.37 One of the few
occasions an appellate court in Australia has considered an appeal against sentence
arising out of protest activities is in the judgment of Olsson J in Brock v SA Police;
Forrester v SA Police.38 The appellants, aged 21 and 24, who were Adelaide
university students of “high personal achievement and impeccable prior character”
and who had “a deep interest in community issues”, joined in a protest
demonstration at the Narrungar joint Defence facility in South Australia. They
were part of a protest group comprising some 700 protestors who had assembled
outside a boundary fence to the facility which was being protected by a contingent
of police and protective services officers. There were signs erected on the fence
warning the protestors that they would be trespassing if they crossed the fence line
and the protestors were also warned by security staff that they would be
trespassing and arrested if they did so. The two appellants were sentenced on the
basis that they were well aware that they would be committing an offence if they
trespassed onto the facility. On 11 April 1993 the appellants were part of a group
of demonstrators who breached the fence of the facility and trespassed some
distance on to the prohibited area. All together 185 protestors were arrested that
day including the appellants who were charged with trespass.
[77] Each appellant was sentenced by way of a “modest fine” and a conviction was
recorded. The appeal related only to whether a conviction should have been
recorded. In dismissing the appeal, Olsson J said in respect to the appellants protest
activities:
“As I see it the important features of the offending are these:-
(1) The offences were deliberate. They were committed after due
warning and in full knowledge that their commission would almost
certainly lead to arrest and prosecution.
(2) As a result of the mounting of the demonstrations, being of a type
which, historically, almost invariably precipitates this type of
offending, the taxpayer was required to bear policing costs of some
$300,000, plus the costs of repairing damage to the fence.
37 Some examples include: Grajewski v DPP (NSW) [2017] NSWCCA 251 – the appellant was convicted
after trial of one charge of damaging property contrary to s 195 Crimes Act 1900 (NSW) (maximum
penalty 5 years imprisonment). The appellant was involved in protest activities against coal mining. He
locked himself onto a coal loader which was rendered inoperable for 2 hours before being removed.
Sentenced by way of a fine of $1,000; Deacon v Tudor-Stack [2003] NTSC 15 – the appellant was
convicted on his own plea of one charge of intentionally disturbing Legislative Assembly contrary to s 61
Crimnal Code Act (NT) (maximum penalty 3 years imprisonment). The appellant was part of a group of
protestors who entered the Northern Territory Legislative Assembly causing a disruption to proceedings.
The appeal against sentence was allowed and a sentence of 4 months imprisonment suspended after 14
days was set aside and in lieu a $500 bond imposed; Carlson v Hayward [1996] NTSC 24 - The appellant
pleaded guilty to an offence of trespass contrary to s 5 Trespass Act (NT) (maximum penalty $2000 or 6
months imprisonment). The appellant was one of three offenders who engaged in protests activities to
disrupt the loading of uranium on a ship. They climbed the container loading train and secured themselves
to the top of its raised arm. The appeal against sentence was allowed and the fine of $2000 imposed at first
instance was set aside and in lieu a fine of $750 was imposed.
38 Unreported Supreme Court of South Australia – Magistrates Appeal (18 August 1993)
-- 34 of 48 --
35
(3) The nature and circumstances of the offending are such that they
have a propensity to lead to situations getting out of hand and thus
the possibility of persons being injured in the course of the
inevitable struggles which ensue.
(4) Whilst there can be no possible objection to citizens exercising their
democratic right to freedom of speech and expression, it is entirely
another question when persons with particular views deliberately
seek to breach laws which have also been enacted by democratic
process. If this type of activity is allowed to go unchecked then it
potentially encourages more general anarchy in our society.
It is clear to me that the learned magistrate quite correctly assessed that the
factors of general and personal deterrence must loom as paramount
considerations in cases of this type. Not only do I see no reasonable basis
for criticising that conclusion come to by him but I also entirely agree with
it. Persons who behave in the manner here under consideration must
normally expect to have a conviction recorded against them. The right to
freedom of expression does not carry with it a licence to flout the law and
join in activities involving damaging public property and potential injury to
other persons, simply because one does not agree with what has lawfully
been done by a relevant agency of Government. Other members of the
community are equally entitled to their views and to have the law upheld.
In so saying I by no means put to one side and ignore the excellent
character of each of the appellants and the other significant mitigating or
extenuating factors arising in relation to them.
However, like the learned magistrate, I cannot accept that these were
offences of a trivial nature, as has been submitted. Having regard to the
circumstances as I have outlined them and as was pointed out by Duggan J
in Gunn v Thompson (1990) 54 SASR 1 at 5, actions of this type are not
mere simple trespasses. His characterisation in that case related to a similar
situation which arose in 1989, but is equally pertinent to the matters now
before me.
As he there stressed:-
"... the deliberate movement onto the property with knowledge of
the signs stating that entry was prohibited meant that a
confrontation [with the police] was inevitable and these
circumstances provide the aggravation which would, if necessary,
take her actions beyond a simple trespass. In all the circumstances,
therefore, I am of the view that the appellant was properly
convicted.”
[78] It will be obvious that the offending of the present appellants involved some of the
same features as those which Olsson J regarded as the important features which
rendered the offending in the appeal before him serious and for which both general
and personal deterrence loomed large. Olsson J also however referred to a further
matter which needs to be carefully weighed when sentencing offenders involved in
protest actions, namely the democratic right to protest. There is in Australia a long
-- 35 of 48 --
36
history of political protests including those involving environmental issues which
under Australian constitutional law is recognised as an incident of the implied
freedom of political communication.39 The implied freedom protects the free
expression of political opinion, including peaceful protest, which is regarded as
“indispensable to the exercise of political sovereignty by the people of the
Commonwealth.”40 However the freedom of political communication is not
unfettered - it is a freedom to communicate by lawful means, not a licence to do
what is otherwise unlawful and it does not authorise, for example, the unlawful
trespassing onto land.41
[79] Acknowledging that there is a legitimate right conferred on all Australian citizens
to protest enshrined under Australian law, there inevitably needs to be a careful
balancing of sentencing considerations including deterrence and denunciation on
the one hand, with the right of all citizens to engage in legitimate protest actions on
the other, when sentencing offenders for offences committed in the course of
protest actions. That balancing exercise was recently considered by the Court of
Appeal in England in R v Roberts42. The appeal involved two applicants who were
each sentenced after trial to terms of imprisonment with actual time to serve in
respect to an offence of public nuisance. The applicants convictions arose out of
their conduct in protesting against the authorisation granted to an oil exploration
company to begin fracking at a site in the United Kingdom. The applicants sat on
top of the cabs of lorries for between two and half and three and a half days with
the result that one carriageway of the road was blocked. Substantial disruption was
caused to thousands of people. The applicants appealed their sentences.
[80] In allowing the appeal and expressing the view that the appellants should at first
instance have been sentenced by way of a community order, Lord Burnett of
Maldon CJ explained the considerations that should be taken into account when
sentencing offenders charged with offences committed in the course of protest
activities, observing:
“31. Miss Brimelow QC's core submission was that those convicted on any
offence in the course of protesting, as a matter of domestic and ECHR law,
should not receive a custodial sentence in the absence of violence against
the person. She submits that in such cases it is punishment enough to
receive the stigma of a conviction and that, in this case, the judge should
have imposed absolute discharges, or at most a fine.
32. We were unable to accept that submission. There is a wide range of
offences that may be committed in the course of peaceful protest of
differing seriousness; and within the offending very different levels of
harm may be suffered by individuals or groups of individuals. They carry
various maximum sentences. Some are triable only as summary offences
(for example low level criminal damage or wilful obstruction of the
highway) and others are indictable. Many protests are directed at
39 Brown and Another v Tasmania (2017) 349 ALR 398; Levy v State of Victoria (Duck-Shooting case)
(1997) 189 CLR 579; Watson v Trenerry (1998) 12 NTR 1, per Angel J at 6-7
40 Brown and Another v Tasmania (2017) 349 ALR 398, per Kiefel CJ, Bell and Keane JJ at 419 [88]
41 Levy v State of Victoria (Duck-Shooting case) (1997) 189 CLR 579, per McHugh J at 625-626; Brown
and Another v Tasmania (2017) 349 ALR 398, per Nettle J at 456 [259], per Gordon J at 489 [380]
42 [2018] EWCA Crim 2739
-- 36 of 48 --
37
government or official bodies and the harm is suffered at what might be
described as official level only. Trespassing at military bases or damaging
their perimeter fences, are examples. But the essential approach to
sentencing by looking at harm and culpability and with the three aims of
sentencing in mind (punishment, deterrence and rehabilitation) remain in
play. The motivation of an offender can go to increase or diminish
culpability. It forms no part of a court's function to adjudicate, even sub
silencio, on the merits of controversial issues but it is well established that
committing crimes, at least non-violent crimes, in the course of peaceful
protest does not generally impute high levels of culpability.
33. It is in this context that the observations of Lord Hoffmann in Margaret
Jones have resonance. The case concerned many appellants who were said
to have caused damage at military bases for which they were criminally
responsible, unless there was legal justification for what they were said to
have done. The issue in each appeal concerned the legal justification. The
common feature of the appeals was that they raised the question whether
the crime of aggression, if established in customary international law, was a
crime recognised by or forming part of the domestic criminal law of
England and Wales. The appellants' argument was that they acted as they
did because they wished to disrupt the commission of that crime, or what
they believed would be the commission of that crime against Iraq, by Her
Majesty's Government or the Government of the United States. They relied
upon the defence that they acted reasonably to prevent crime. Those
contentions failed, but Lord Hoffmann made important observations about
protest and the criminal process in the course of his speech. They bear
repetition:
“89. My Lords, civil disobedience on conscientious grounds has a long
and honourable history in this country. People who break the law to
affirm their belief in the injustice of a law or government action are
sometimes vindicated by history. The suffragettes are an example
which comes immediately to mind. It is the mark of a civilised
community that it can accommodate protests and demonstrations of
this kind. But there are conventions which are generally accepted by
the law-breakers on one side and the law-enforcers on the other.
The protesters behave with a sense of proportion and do not cause
excessive damage or inconvenience. And they vouch the sincerity
of their beliefs by accepting the penalties imposed by the law. The
police and prosecutors, on the other hand, behave with restraint and
the magistrates impose sentences which take the conscientious
motives of the protesters into account. The conditional discharges
ordered by the magistrates in the cases which came before them
exemplifies their sensitivity to these conventions.
90. These appeals and similar cases concerned with controversial
activities such as animal experiments, fox hunting, genetically
modified crops, nuclear weapons and the like, suggest the
emergence of a new phenomenon, namely litigation as the
continuation of protest by other means. … The protesters claim that
their honestly held opinion of the legality or dangerous character of
-- 37 of 48 --
38
the activities in question justifies trespass, causing damage to
property or the use of force. By this means they invite the court to
adjudicate upon the merits of their opinions and provide themselves
with a platform from which to address the media on the subject.
They seek to cause expense and, if possible, embarrassment to the
prosecution by exorbitant demands for disclosure, such as happened
in this case.
….
34. Paragraph 89 echoes the understanding that the conscientious motives of
protestors will be taken into account when they are sentenced for their
offences but that there is in essence a bargain or mutual understanding
operating in such cases. A sense of proportion on the part of the offenders
in avoiding excessive damage or inconvenience is matched by a relatively
benign approach to sentencing. When sentencing an offender, the value of
the right to freedom of expression finds its voice in the approach to
sentencing.
35. The succeeding paragraphs emphasise the limits of an appeal to legal
justification in the offending behaviour. But Lord Hoffmann's dicta do not
support the proposition that there is a bright line between custody and non-
custody in such cases. It should not be overlooked that public nuisance is a
serious offence, the commission of which would suggest that the protestor
in question has not kept his side of the bargain adverted to by Lord
Hoffmann.”
[81] Whilst the decision of Lord Burnett in Roberts involved an offence of public
nuisance under English common law and was determined under a different
sentencing regime to that which applies to the appellants here, nevertheless it
echoes the earlier reasoning of Olsson CJ in Brock as to the features which are to
be taken into account in assessing the seriousness of offending committed in the
course of protest actions. In that regard, whilst offending committed in the course
of a peaceful protest would not generally impute a high level of culpability, and
while the conscientious motives of protestors are to be taken into account, whether
the protestors have behaved with a sense of proportion by not causing excessive
loss, damage or inconvenience by their protest actions will be an important
consideration in assessing the objective seriousness of the offending and the
culpability of the offenders involved.
Resentencing
[82] Having determined that each appellants appeal be allowed on the basis that it was
an error in the exercise of the sentencing discretion to impose the same fine on
each appellant and having regard to the further evidence as to each appellants
financial circumstances, I now turn to resentencing each appellant.
[83] In resentencing each appellant, I concur with the assessment of the Magistrate for
reasons explained earlier that the appellants offending is to be assessed as
objectively serious and dangerous. The features of the appellants offending which
rendered it objectively serious, include the following:
-- 38 of 48 --
39
- Each appellant unlawfully entered the Abbot Point coal terminal in
circumstances in which they must have been aware that by doing so they were
trespassing and would almost certainly be arrested and prosecuted. Their
offending was committed in company. The Abbot Point coal terminal was at
the time of entry operational;
- The appellants then proceeded to scale a coal loading trestle before climbing
about 50 metres in the trestle and locking themselves onto the equipment. They
were at that point positioned about 20 metres above the ground, attached to
operational coal loading equipment, and remained in that position for several
hours before being removed;
- The position of the appellants was inherently dangerous given the height they
were positioned above the ground and that the coal loading equipment was still
operating when they first locked themselves to it. The loading equipment
housed a large conveyor belt and other moving equipment which exposed the
appellants to a risk of injury or death;
- The port’s operations had to be shut down as a result of the appellants’ actions
and remained so for several hours until the appellants were removed. This
caused a disruption to coal loading. The costs of the shutdown borne by Adani
was in the order of $10,000 (being the demurrage costs only). The taxpayer
was required to bear the costs of police involvement in attending the port and
removing the appellants along with the more general financial and resourcing
imposts that had been caused to police as a result of ongoing protest activity in
the Bowen area;
- The nature and circumstances of the offending were such that they had the
propensity to lead to situations getting out of hand. The appellants refused
directions given to them by police to remove themselves. There was the
possibility of both the appellants and emergency services personnel being
injured in having to cut the appellants from the equipment they had locked
themselves onto;
- Whilst the appellants in the exercise of their democratic right of freedom of
speech and expression were entitled to engage in protest action against Adani
providing it was done in a lawful manner, they chose to do so unlawfully and
in a manner intended to disrupt port operations.
[84] By reference to the maximum penalties prescribed for each offence, the combined
total maximum fine that could have been imposed on each appellant in respect to
the three offences was $32,799. Whilst that total maximum fine provides a
yardstick to assist in determining a fine that was just in all the circumstances, it is
only one of many factors bearing on the ultimately discretionary determination of
sentence. Assuming that a fine was the appropriate penalty to impose on each
appellant, it is also an important sentencing consideration that the quantum of the
fine should not exceed what is proportionate to the gravity of the appellants
offending having regard to the objective circumstances.43
43 Veen v The Queen (No 2) (1988) 164 CLR 465 at 472
-- 39 of 48 --
40
[85] The Magistrate determined that a fine of $8,000 was an appropriate fine to impose
on each appellant. That represented about 25% of the total maximum fine that
could be imposed. The appellants offending, whilst both serious and dangerous for
the reasons explained, could not be said to fall into the “worst case” for offences of
the type committed by the appellants. The Magistrate was neither assisted by
comparative sentencing authorities from which he might have gained some
guidance as to the amount of the fine to impose that would balance all relevant
sentencing considerations nor were any sentencing submissions made as to the
amount of the fine contended for. The Magistrate was therefore left in the
invidious position of having to determine the quantum of the fine to impose
without any real assistance.
[86] The Magistrate, in quantifying the fine he intended to impose upon each appellant,
appears to have used what he described as a “rule of thumb” which involved
starting with the maximum penalty available for the offending, reducing the
maximum penalty by two-thirds before allowing a further discount for other
relevant mitigating factors.44 Whilst in Queensland there is what has been
described as a “common sentencing practice”45 of making provision for parole or
suspension of imprisonment after approximately one third of the head sentence has
been served, there is no sentencing practice by which the quantum of a fine is
determined by using as a starting point the maximum fine available and then
reducing that by two-thirds to arrive at a notional starting point of the amount of
the fine to be imposed. If this had been the approach of the Magistrate in
determining the fines to be imposed upon the appellants then that approach, in my
view, would clearly have involved error in the exercise of the sentencing discretion
although this is not a complaint raised on behalf of the appellants.
[87] There are two comparative sentencing decisions which the Magistrate was not
referred to but would have provided at least some guidance as to the sentencing
range applicable to the appellants here. These were my appeal judgments in Briggs
v Commissioner of Police46 and Nelson v Commissioner of Police47. Both
appellants were dealt with for a single offence of interfering with a railway
contrary to s 225(1) TIA arising out of the same ongoing protest activities as
involving the present appellants directed towards the construction of the proposed
Adani mine. Both appellants had locked themselves to a railway line operated by
Aurizon and had to be cut free by police after blocking the movement of trains on
the line for a number of hours. The appellants were at first instance each sentenced
by way of a fine of $4,000. It was conceded on appeal by the respondent that in
sentencing the appellants the (different) Magistrate who heard the matter had not
had his attention drawn to s 48 PSA and therefore had not taken into account their
respective financial circumstances when determining the fine imposed. Further
evidence adduced on the appeal demonstrated that each appellant was effectively
impecunious and had a limited capacity to pay a fine. Their appeals were allowed
and in substitute a fine of $1,200 was imposed. The outcome of these appeals was
distinguishable on a number of bases: The appellants there were dealt with for only
one offence. Their offending was absent many of the features of the offending in
44 Decision page 5 lines 14-23
45 R v Hoad [2005] QCA 92, per Jerrad J at [31]; R v Ungvari [2010] QCA 134, per White JA [30]
46 (unreported judgment of District Court of Queensland dated 27 March 2018, Appeal No. 2/2018)
47 (unreported judgment of District Court of Queensland dated 27 March 2018, Appeal No 13/2017)
-- 40 of 48 --
41
the present appeal which thereby rendered their offending less serious and the
maximum fine which could be imposed for their offending was $20,184.
Nevertheless the results of these two appeals would have provided some guidance
to the Magistrate in sentencing the appellants.
[88] Having determined that each appellants appeal against sentence be allowed, it is
appropriate that I undertake the task of resentencing them. Given the relevance of
parity, as well as differences in personal and financial circumstances, it is
necessary that each appellant be resentenced individually.
Tess Newport
[89] At age 22 Ms Newport is to be sentenced as a youthful first offender. Her
offending was motivated by a genuine concern for the environment. She is well
educated, otherwise of impeccable prior character and entered early pleas of guilty.
In terms of her financial circumstances, the further evidence adduced on appeal
would demonstrate in my view that although her income consists of the Newstart
allowance and she is of limited financial means, Ms Newport does have some
savings which satisfies me that she does have the capacity to pay a fine. A fine is
the appropriate penalty having regard to Ms Newport’s personal circumstances.
[90] Taking into account the nature and circumstances of Ms Newport’s offending, its
objective seriousness, the maximum penalties, her level of culpability,
considerations of parity and her personal circumstances which include in particular
her youth and lack of prior convictions, her pleas of guilty and other relevant
sentencing considerations, it would be just in all the circumstances to resentence
Ms Newport by imposing a single fine of $2,000 in respect to all three offences.
Luca Lamont
[91] At age 19 Ms Lamont is the youngest of the appellants and like Ms Newport falls
to be sentenced as a youthful first offender. Her offending was also motivated out
of her concern for the environment. She is of impeccable prior character and has
demonstrated her commitment to environmental and other causes by volunteer
work. In terms of Ms Lamont’s financial circumstances, the further evidence
adduced on appeal would demonstrate that her circumstances are less favourable
than say Ms Newport. Her primary income is from part-time employment
supplemented by a youth allowance. However, whilst of more limited financial
means, Ms Lamont’s financial circumstances nevertheless persuade me that she
does have the capacity to pay a fine commensurate with that of Ms Newport.
[92] Taking into account the nature and circumstances of Ms Lamont’s offending, its
objective seriousness, the maximum penalties, her level of culpability in the
offending, considerations of parity and her personal circumstances which include
in particular her youth and lack of prior convictions, her pleas of guilty and other
relevant sentencing considerations, it would be just in all the circumstances to
resentence Ms Lamont by imposing a single fine of $2,000 in respect to all three
offences.
Nicholas Avery
-- 41 of 48 --
42
[93] At 27 Mr Avery does not have the benefit of youth in the same way as either Ms
Newport or Ms Lamont. Nevertheless he is a first offender motivated to commit
the offences out of concern for the environment. He is well educated, been a
productive member of the community and is also of impeccable prior character. In
terms of Mr Avery’s financial circumstances, he jointly owns a property with his
sister valued at $925,000. He has savings of $4,700 and whilst his income is
modest when expenses are taken into account, he nevertheless in my view has the
ready capacity to pay a fine.
[94] Taking into account the nature and circumstances of Mr Avery’s offending, its
objective seriousness, the maximum penalties, his level of culpability in the
offending, considerations of parity and his personal circumstances including his
lack of prior convictions, his pleas of guilty and other relevant sentencing
considerations, it would be just in all the circumstances to resentence Mr Avery by
way of a single fine of $2,500 in respect to all three offences.
Juliet Lamont
[95] Ms Lamont is aged 47 and as such also does not have the benefit of youth in the
same way as either Ms Newport or her daughter Luca Lamont. Nevertheless she
too is a first offender motivated to commit the offences out of concern for the
environment. She has otherwise lived a productive life, is well educated, has
undertaken volunteer work and is also of impeccable prior character. In terms of
Ms Lamont’s financial circumstances, the further information adduced on appeal
and not available to the Magistrate would indicate that Ms Lamont has liabilities of
approximately $32,000 and that her expenses each fortnight exceed her income.
The contents of Ms Lamont’s affidavit have not of course been tested and the
documents supporting the contents of the affidavit provide only a narrow snapshot
of her weekly expenses. Nevertheless, it would appear, having regard to the further
evidence, that her capacity to pay a fine is more limited than the majority of the
other appellants.
[96] Taking into account the nature and circumstances of Ms Lamont’s offending, its
objective seriousness, the maximum penalties, her level of culpability in the
offending, considerations of parity and her personal circumstances including her
lack of prior convictions, her pleas of guilty and other relevant sentencing
considerations, it would, all things being equal, have been appropriate to have
resentenced Ms Lamont by way of a single fine of $2,500 in respect to all three
offences. Parity, as I have observed already, is an important consideration here as
between all of the appellants and in the absence of the further evidence as to Ms
Lamont’s capacity to pay a fine, on a parity basis it would have been appropriate to
have approached resentencing Ms Lamont in a similar way as, for example, Mr
Avery. But having regard to the further evidence adduced on appeal demonstrating
her more limited capacity to pay a fine, there should be some further adjustment in
the fine ordered to be paid by her to reflect the disparity in her financial
circumstances as compared to other appellants. In my view it is just in all of the
circumstances to resentence Ms Lamont by way of a single fine of $2,000 which,
whilst burdensome given her financial circumstances, balances the various
considerations which must be weighed in determining an appropriate fine for the
offending involved.
-- 42 of 48 --
43
[97] For completeness, it was submitted on behalf of Ms Lamont that she be
resentenced by way of a bond or a community service order coupled with a $1,000
fine having regard to her financial circumstances which, it is submitted, provides
her no realistic prospect of paying a fine. As I explained earlier, I do not regard a
community service order as a practical sentencing option in respect to any of the
appellants. Were I to resentence Ms Lamont to community service she will be
required to return to Queensland to perform the order. Given that she resides in
New South Wales and has limited financial means it would be impractical to
impose such a burden on her. That is not to say that community service would not,
in appropriate circumstances, be a sentencing option well within range for
offending of the kind the appellants are being sentenced for. I am also not
persuaded there is any utility in imposing a bond on any of the appellants.
Ella Skerrett
[98] At 26 Ms Skerrett enjoys similar antecedents to those of Mr Avery in that she does
not have the benefit of youth in the same way as either Ms Newport or Ms Lamont
but she is to be sentenced as a first offender. She too was motivated to commit the
offences out of concern for the environment. She has qualifications in horticulture,
appears to have enjoyed a good work history and is also of impeccable prior
character. In terms of Ms Skerrett’s financial circumstances, the further evidence
adduced by her on appeal would suggest she has limited capacity to pay a fine. She
has an income of approximately $700 per fortnight and expenses of $650. Again
the contents of Ms Skerrett’s affidavit have not been tested. She is in a relationship
and she says that she is living in a property owned by her mother. Curiously she
lists as one of her fortnightly expenses a contribution to a mortgage and rates but
there is no indication in her affidavit of her owning any real estate. I would also
note that according to a bank statement attached to her affidavit that between
January 2018 and April 2018 her savings increased from $440 to $800 suggesting
at least some modest capacity to save. Nevertheless, whilst I am satisfied that Ms
Skerrett does have capacity to pay a fine, it is clear from the evidence before me
that she falls into a similar category as Juliet Lamont in terms of that capacity
being more limited.
[99] Taking into account the nature and circumstances of Ms Skerrett’s offending, its
objective seriousness, the maximum penalties, her level of culpability in the
offending, considerations of parity and her personal circumstances including her
lack of prior convictions, her pleas of guilty and other relevant sentencing
considerations, it would, all things being equal, have been appropriate to have
resentenced Ms Skerrett by way of a single fine of $2,500 in respect to all three
offences. However all things are not equal in relation to her financial
circumstances, and the further evidence adduced on appeal demonstrating her more
limited capacity to pay a fine, necessitates as it does with Juliet Lamont, some
further adjustment in the fine ordered to be paid by her to reflect the disparity in
her financial circumstances as compared to other appellants. In my view it is just in
all of the circumstances to resentence Ms Skerrett by way of a single fine of $2,000
which, whilst burdensome given her financial circumstances, balances the various
considerations which must be weighed in determining an appropriate fine for the
offending involved.
Liisa Rusanen
-- 43 of 48 --
44
[100] Ms Rusanen is 36 and is therefore older than some of the other appellants and in
that regard she does not have the benefit of youth in the same way as say either Ms
Newport or Ms Lamont do, but she is to be sentenced as a first offender. She like
the other appellants was motivated to commit the offences out of concern for the
environment. Ms Rusanen is the mother of two young children one of whom
suffers from cystic fibrosis. She lives in rented accommodation, works only 4
hours per week in part-time employment and her income is primarily sourced
through Centrelink and other benefits. The further evidence adduced by Ms
Rusanen on appeal would suggest she too has a limited capacity to pay a fine. She
has an income of approximately $1,600 per fortnight and she estimates her
expenses at $1,800 per fortnight. Again the contents of Ms Rusanen’s affidavit
have not been tested. She has savings of approximately $15,000 but she deposes
that this has diminished from savings of $25,000 she had when she separated from
her partner two and half years earlier. Ms Rusanen otherwise has limited assets. It
is apparent on the evidence before me that Ms Rusanen falls into a similar category
as that of Juliet Lamont and Ella Skerrett in terms of her financial circumstances
and her more limited capacity to pay a fine.
[101] Taking into account the nature and circumstances of Ms Rusanen’s offending, its
objective seriousness, the maximum penalties, her level of culpability in the
offending, considerations of parity and her personal circumstances including her
lack of prior convictions, her pleas of guilty and other relevant sentencing
considerations, it would, all things being equal, have been appropriate to have
resentenced Ms Rusanen by way of a single fine of $2,500 in respect to all three
offences. However as with Juliet Lamont and Ella Skerrett, all things are not equal
in relation to her personal and financial circumstances, and the further evidence
adduced on appeal demonstrating her more limited capacity to pay a fine,
necessitates as it does with both Juliet Lamont and Ella Skerrett, some further
adjustment in the fine ordered to be paid by her to reflect the disparity in her
financial circumstances as compared to other appellants. In my view it is just in all
of the circumstances to resentence Ms Rusanen by way of a single fine of $2,000
which, whilst burdensome given her financial and other personal circumstances,
balances the various considerations which must be weighed in determining an
appropriate fine for the offending involved.
Daniel Skerrett
[102] Mr Skerrett is aged 30 and like most of the appellants does not have the benefit of
youth in the same way as either Ms Newport or Ms Lamont. Nevertheless he is to
be sentenced as a first offender who was motivated to commit the offences out of
concern for the environment. He is a qualified carpenter, appears to have been a
productive member of the community and is also of impeccable prior character. In
terms of Mr Skerrett’s financial circumstances, the further evidence adduced on the
appeal would indicate that his fortnightly expenses exceed his income but it is to
be noted that he was at the time of the hearing of the appeal continuing to build a
house for his mother on a sub-contract basis being paid $600 per week, which was
described at sentence as a “discount rate”. In any event he deposes to having
$3,000 in savings and having a part interest in a property valued at $150,000. He
also has liabilities in the form of a loan in the amount of $67,000. Whilst on the
-- 44 of 48 --
45
evidence deposed by Mr Skerrett his weekly expenses exceed his income, he has
substantial assets and savings and, in my view, has the capacity to pay a fine.
[103] Taking into account the nature and circumstances of Mr Skerrett’s offending, its
objective seriousness, the maximum penalties, his level of culpability in the
offending, considerations of parity and his personal circumstances, including his
lack of prior convictions, his pleas of guilty and other relevant sentencing
considerations, it would be just in all the circumstances to resentence Mr Skerrett
by way of a single fine of $2,500 in respect to all three offences.
John Ross
[104] Mr Ross is the second oldest of the appellants at age 69. Unlike most of the other
appellants he is burdened by one previous conviction for contravening a direction
described as being for “similar sort of offending” but “low level” for which he was
fined $200 in 2017. He therefore is not to be sentenced as a first offender, a point
of distinction when compared to the other appellants resentenced so far. Given his
age he also does not have the benefit of youth. His motivation for committing the
offences was out of concern for the environment. He is well educated, been a
productive member of the community and is also otherwise of impeccable
character. The further evidence adduced on the appeal would indicate that Mr Ross
is self-employed and that his expenses exceed his fortnightly income. Nevertheless
Mr Ross has assets of $715,000, negligible liabilities and having regard to his
financial circumstances has a capacity to pay a fine.
[105] Taking into account the nature and circumstances of Mr Ross’s offending, its
objective seriousness, the maximum penalties, his level of culpability in the
offending, considerations of parity and his personal circumstances including his
prior conviction for similar offending, his pleas of guilty and other relevant
sentencing considerations it would be just in all the circumstances to resentence
Mr Ross by way of a single fine of $3,000 in respect to all three offences. In
determining that to be an appropriate fine, particular regard must be paid to Mr
Ross’ one previous conviction in 2017 for contravening a direction, that this was
for “similar offending” and that pursuant to s 9(10) PSA this previous conviction is
to be treated as an aggravating factor. Also relevant in imposing a higher fine on
Mr Ross are his financial circumstances that would indicate his greater capacity to
pay a fine than most of the other appellants. These two features justify, in terms of
parity, some disparity between the quantum of the fine imposed on Mr Ross and
that imposed on most of the other appellants.
Jeffrey Cantor
[106] Mr Cantor, at age 71, is the oldest of the appellants to be resentenced. Mr Cantor
was the appellant with the most significant criminal history. Most relevant to
sentence, Mr Cantor’s criminal history included having been dealt with on two
separate occasions in 2017 for offences described in sentencing submissions as
involving “similar criminal offences” for which he was fined $500 and $750
respectively. As with Mr Ross, Mr Cantor was therefore not being sentenced as a
first offender, a point of distinction when compared to all the other appellants.
Given his age Mr Cantor did not have the benefit of youth. His motivation for
commit the offences was out of concern for the environment. He has been a
-- 45 of 48 --
46
productive member of the community having served in the Australian Navy and
later working in heavy industry before retiring in 2003. Other than his prior
criminal convictions he is otherwise someone of impeccable prior character. The
further evidence adduced on the appeal would indicate that Mr Cantor’s only
source of income is a military pension of $2,200 per fortnight and that his expenses
exceed his income. He has assets of $28,500, does not own any real estate and has
limited savings. Mr Cantor’s affidavit has not been tested. He details his expenses
as including $750 per fortnight for credit card repayments as well as $608 per
fortnight for entertainment “including gifts to family and donations”. A close
analysis of Mr Cantor’s expenses would demonstrate in my view that he does have
the capacity to pay a fine despite what he calculates to be his fortnightly expenses.
He is currently making payments to SPER of $40 per fortnight. I am therefore
satisfied that Mr Cantor does have the capacity to pay a fine.
[107] Taking into account the nature and circumstances of Mr Cantor’s offending, its
objective seriousness, the maximum penalties, his level of culpability in the
offending, considerations of parity and his personal circumstances including his
prior convictions for similar offending, his pleas of guilty and other relevant
sentencing considerations it would be just in all the circumstances to resentence
Mr Cantor by way of a single fine of $3,000 in respect to all three offences. In
determining that to be an appropriate fine, I have had particular regard to Mr
Cantor’s three previous convictions and, most relevantly, his two previous
convictions in 2017 for an offence of trespass and an offence of contravening a
direction, that this was for “similar offending” to that which he is to be
resentenced, and that pursuant to s 9(10) PSA these previous convictions are to be
treated as an aggravating factor. In terms of parity, Mr Cantor’s previous offending
means that personal deterrence is more relevant in his case than most of the other
appellants and sufficiently aggravates his offending as to justify some disparity as
between the sentence imposed upon him and that of the other appellants. Mr
Cantor’s criminal history is more serious than that of Mr Ross. Balanced against
that, the further evidence adduced on appeal as to Mr Cantor’s capacity to pay a
fine, would demonstrate that his financial circumstances are less favourable than
those of Mr Ross and the burden of paying a fine will impact more greatly upon
Mr Cantor. Therefore in my view, in terms of parity, there is no real basis to
distinguish between Mr Cantor and Mr Ross in terms of the quantum of the fine
imposed.
Other matters
[108] With the exception of Mr Cantor, the Magistrate did not record convictions against
the appellants. Mr Cantor has not appealed this aspect of his sentence. In those
circumstances there is no basis to consider whether convictions should not have
been recorded against Mr Cantor.
Costs
[109] At the hearing of the appeal an outline of submissions on costs was filed on behalf
of the appellants. It is appropriate before deciding costs of the appeal the
respondent be afforded the opportunity to also file submissions on costs. I will
therefore order that the respondent file and serve written submissions on costs with
21 days.
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47
Orders:
[110] The orders will be as follows:
1. Appeal 10/2018 (Nicholas Avery)
(a) Leave is granted to the appellant to adduce the evidence in the affidavit of
Nicholas Avery filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the extent that the fine of $8,000
is set aside and in lieu thereof a fine of $2,500 is imposed.
(d) The sentence is otherwise confirmed.
2. Appeal 2/2018 (Jeffrey Cantor)
(a) Leave is granted to the appellant to adduce the evidence in the affidavit of
Jeffrey Cantor filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the extent that the fine of $8,000
is set aside and in lieu thereof a fine of $3,000 is imposed.
(d) The sentence is otherwise confirmed.
3. Appeal 5/2018 (Juliet Lamont)
(a) Leave is granted to the appellant to adduce the evidence in the affidavit of
Juliet Lamont filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the extent that the fine of $8,000
is set aside and in lieu thereof a fine of $2,000 is imposed.
(d) The sentence is otherwise confirmed.
4. Appeal 4/2018 (Luca Lamont)
(a) Leave is granted to the appellant to adduce the evidence in the affidavit of
Luca Lamont filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the extent that the fine of $8,000
is set aside and in lieu thereof a fine of $2,000 is imposed.
(d) The sentence is otherwise confirmed.
5. Appeal 3/2018 (Tess Newport)
(a) Leave is granted to the appellant to adduce the evidence in the affidavit of
Tess Newport filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the extent that the fine of $8,000
is set aside and in lieu thereof a fine of $2,000 is imposed.
(d) The sentence is otherwise confirmed.
6. Appeal 9/2018 (John Ross)
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(a) Leave is granted to the appellant to adduce the evidence in the affidavit of
John Ross filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the extent that the fine of $8,000
is set aside and in lieu thereof a fine of $3,000 is imposed.
(d) The sentence is otherwise confirmed.
7. Appeal 6/2018 (Liisa Rusanen)
(a) Leave is granted to the appellant to adduce the evidence in the affidavit of
Liisa Rusanen filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the extent that the fine of $8,000
is set aside and in lieu thereof a fine of $2,000 is imposed.
(d) The sentence is otherwise confirmed.
8. Appeal 7/2018 (Daniel Skerrett)
(a) Leave is granted to the appellant to adduce the evidence in the affidavit of
Daniel Skerrett filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the extent that the fine of $8,000
is set aside and in lieu thereof a fine of $2,500 is imposed.
(d) The sentence is otherwise confirmed.
9. Appeal 8/2018 (Ella Skerrett)
(a) Leave is granted to the appellant to adduce the evidence in the affidavit of
Ella Skerrett filed on 1 June 2018.
(b) Appeal allowed.
(c) The sentence imposed below is varied to the extent that the fine of $8,000
is set aside and in lieu thereof a fine of $2,000 is imposed.
(d) The sentence is otherwise confirmed.
10. I order that the respondent file and serve written submissions as to costs within
21 days.
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Official source: https://www.sclqld.org.au/caselaw/QDC/2019/021