Director of Public Prosecutions v Volkers [2019] QDCPR 59
DISTRICT COURT OF QUEENSLAND
CITATION: DPP v Volkers [2019] QDCPR 59
PARTIES: DIRECTOR OF PUBLIC PROSECUTIONS
(applicant)
v
SCOTT ALEXANDER VOLKERS
(defendant)
FILE NO/S: 236/19
DIVISION: Criminal
PROCEEDING: Application
ORIGINATING
COURT: Brisbane
DELIVERED ON: 8 November 2019
DELIVERED AT: Beenleigh
HEARING DATE: 31 October 2019
JUDGE: Smith DCJA
ORDER: 1. The subpoena should be set aside insofar as it
seeks production of the documents contained in the
sealed envelope to be produced to the court by the
Director.
2. The sealed envelope containing the privileged
documents is not to be opened without the order of
a court.
CATCHWORDS: EVIDENCE – LEGAL PROFESSIONAL PRIVILEGE –
whether prosecution is entitled to claim legal professional
privilege with respect to advices it received - whether the
privilege has been waived
Criminal Code 1899 (Qld) s 686
Director of Public Prosecutions Act 1984 (Qld) s 5, 10
Aouad v R; El-Zayet v R [2013] NSWSC 760 applied
Attorney-General for the Northern Territory v Maurice &
Ors (1986) 161 CLR 475; [1986] HCA 80 cited
Bennett v Chief Executive Officer of the Australian Customs
Service (2004) 140 FCR 101; [2004] FCAFC 237 cited
Carter v Managing Partner, Northmore Hale Davy and
Leake (1995) 183 CLR 121; [1995] HCA 33 cited
Daniels Corporation International Pty Ltd v ACCC (2002)
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213 CLR 543; [2002] HCA 49 cited
Expense Reduction Analysts Group Pty Ltd v Armstrong
Strategic Management and Marketing Pty Ltd (2013) 250
CLR 303; [2013] HCA 46 cited
Gilbert v Volkers [2005] 1 Qd R 359; (2004) 150 A Crim R
553; [2004] QSC 436 cited
Glencore International AG v Commissioner of Taxation
(2019) 93 ALJR 967; [2019] HCA 26 cited
Grofam Pty Ltd v Australia New Zealand Banking Group
Limited (1993) 45 FCR 445; 117 ALR 669 cited
Mann v Carnell (1999) 201 CLR 1; [1999] HCA 66 cited
Osland v Secretary, Department of Justice (2008) 234 CLR
275; [2008] HCA 37 cited
R v Bunting & Ors (2002) 136 A Crim R 539; [2002] SASC
412 cited
R (Cth) v Petroulias (No. 22) (2007) 213 FLR 293; [2007]
NSWSC 692 cited
Secretary to the Department of Justice v Osland (2007) 26
VAR 425; [2007] VSCA 96 cited
The Attorney-General for the Northern Territory of Australia
v Kearney (1985) 158 CLR 500; [1985] HCA 60 cited
Waterford v Commonwealth (1987) 163 CLR 54; [1987]
HCA 25 cited
COUNSEL: Mr S. Thompson S-G, QC with Mr N. Needham for the
Director of Public Prosecutions
Mr P. Boulten SC for the defendant
SOLICITORS: Office of the Director of Public Prosecutions for the applicant
Fisher Dore Lawyers for the defendant
Introduction
[2] This is an application by the Director of Public Prosecutions (DPP) to set aside part
of a subpoena served on him by the defence as it relates to legal advices he received
which he considered when deciding to proceed with charges against the defendant.
[3] The issue to be decided here is whether the DPP has waived legal professional
privilege.
[4] In order to answer this question, one must look at the context of the claim and see if
there has been waiver.
Background
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[5] The defendant is charged on indictment 236 of 2019 with five counts of indecent
treatment of a child under 16. Counts 1 to 4 deal with a complainant JG and count 5
deals with a complainant SB.
[6] The counts with respect to JG are alleged to have occurred between September 1984
and January 1985 at Aspley, Queensland. The count involving SB is alleged to
have occurred between 1 December 1987 and 9 January 1988 at Bald Hills,
Queensland.
[7] The defence has applied pursuant to s 590AA(2)(a) of the Criminal Code for the
court to permanently stay the indictment. That application is listed for hearing
between 22 and 24 January 2020.
[8] In the defence outline of submissions dated 24 September 2019 the defence notes
that the defendant worked as a swimming coach from the 1980s onwards. It is
alleged by the prosecution he inappropriately touched both complainants. JG was
13 at the time and SB was 12. The details of the allegations are summarised in the
outline and I do not consider it necessary to repeat those.
[9] On 26 March 2002 the defendant was arrested and charged with offending against
SB and on 16 June 2002 he was charged with offending against JG. He was
committed for trial on seven counts of indecent treatment on 25 July 2002 and
pleaded not guilty to each charge.
[10] On 18 September 2002 the then DPP, Mrs Clare (now Her Honour Judge Clare SC)
entered a no true bill in relation to each of the charges.
[11] In December 2002 the Queensland Police Service conducted a further investigation
into the defendant. The results of that investigation were provided to the Office of
the Director of Public Prosecutions.
[12] On 19 December 2003 the DPP requested an advice from the then DPP for New
South Wales, Mr Cowdery QC. He was asked to advise whether there was
sufficient new evidence to justify re-charging the defendant on any of the original
allegations and if so whether there were reasonable prospects of conviction for any
of the new allegations.
[13] On 29 March 2004 Mr Cowdery QC provided a written advice to Mrs Clare in
which he stated that in his opinion there was not sufficient new evidence of such a
quality as to justify the recharging of Mr Volkers in respect of any of the original
allegations and no reasonable prosects of a conviction in respect of any of the new
allegations.
[14] On 4 November 2004 JG sought leave under s 686 of the Criminal Code 1899 (Q)
to present an indictment in respect of three of the offences she alleged against the
defendant.
[15] On 16 December 2004 in Gilbert v Volkers1 Holmes J (as Her Honour then was)
dismissed the application. At paragraph 48 Her Honour stated:
“Weighing the public interest in a resolution of the applicant’s
allegations by jury trial against the public interest in not permitting a
1 [2005] 1 Qd R 359; (2004) 150 A Crim R 553; [2004] QSC 436.
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trial flawed by delay, publicity and the risk of misperception of its
purpose, I consider, on balance, that I ought not give leave for the
prosecution to proceed.”
[16] There was extensive press coverage in about March 2004 in the ABC program
Australian Story and also in the ABC program Four Corners on 5 July 2004. The
latter show detailed the allegations, the subsequent investigations, the decision to
enter a no true bill, subsequent events and the effect on the complainants. Since that
time the defendant alleges that further adverse publicity continued . This is
confirmed by use of the Google search engine.
[17] The complainants gave evidence in open hearings in July 2014 at the Royal
Commission into institutional responses to child sexual abuse. Their evidence was
the subject of extensive media coverage.
[18] On 9 June 2016 the DPP advised the defendant that he was in possession of a
submission on behalf of JG, SB and KR which in effect requested the prosecution of
the defendant in respect of charges he previously faced.
[19] On 13 November 2017 the present proceedings were reinstituted.
[20] On 9 November 2018 the defendant was again committed to stand trial in respect of
those allegations.
[21] The defence in its submissions seeking a stay alleges that there are a number of
reasons relevant to whether one should be granted, namely the length of the delay;
the reasons given by the prosecution; prejudice to the defendant; the public interest
in the disposition of charges; the principle of finality; and the contribution to risk of
wrongful conviction.
[22] In oral submissions before me, Mr Boulten SC added that the institution and
continuation of the proceedings amounts to oppression.
Background to this application
[23] On 11 October 2019 the now DPP Mr M Byrne QC swore an affidavit addressing
the history of the prosecution. In his affidavit he states that on 17 October 2016 he
wrote to the Queensland Police Service indicating amongst other things that he
considered it was in the public interest and there existed reasonable prospects of
success on the charges on which the defendant had been committed for trial in July
2002 concerning the complainants JG and SB.2
[24] He swears that on 14 July 2014 he was present when his predecessor DPP (now His
Honour Judge Moynihan QC) was questioned at the Royal Commission into matters
grouped under the heading of “Case Study 15”. Broadly speaking Case Study 15
included consideration of the conduct of Mr Volkers and the three complainants and
related issues as well as issues related to the discontinuance of the prosecution
against him.3 Mr Byrne QC refers to the effect of the Director’s Guidelines 20(v).
[25] After Mr Moynihan had testified, the guideline was amended in the following
terms:
2 Paragraph 5 of the affidavit of Mr Byrne QC.
3 Paragraph 8 of the affidavit of Mr Byrne QC.
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“The decision to discontinue a prosecution is final unless:
(a) There is fresh evidence that was not available at the time the
decision was made; or
(b) The decision was affected by fraud; or
(c) There is a material error of law or fact that would lead to a
substantial miscarriage of justice:
And it is in all the circumstances in the interests of justice to review
the decision.”
[26] After the amendment to the guideline a law firm, Boe Williams Anderson (now
Anderson Fredericks Turner) wrote a letter dated 19 September 2014 requesting that
the charges against the defendant relating to complainants JG, SB and KR be
reinstituted.4
[27] After the receipt of that submission Mr Moynihan QC tasked certain staff members
to go through material held and, in consultation with an allocated member of the
Queensland Police Service (who had not been previously involved in the
investigation), to compile a detailed brief of evidence and provide advice on the
prospects of success. That advice was delivered on 23 April 2015 from Ms Jodie
Wooldridge then a principal crown prosecutor.5
[28] On 12 May 2015 Mr Moynihan QC and Mr Byrne QC met with the Honourable J B
Thomas AM QC to ascertain if he was prepared to provide an advice on the
response to the submission and the prospects of success on any prosecution. That
advice was received but was unfortunately undated. It is suspected it was received
in about August or September 2015.6
[29] Shortly after receipt of the submission it was agreed between Mr Moynihan QC and
Mr Byrne QC that it could not be properly answered until the Royal Commission
had delivered its report into Case Study 15. This happened in November 2015 but
Mr Byrne QC was not informed about that event until December 2015 and did not
have the opportunity to consider it until January 2016. The report made
observations which were critical of relevant processes. The report did not touch on
the merits of any prosecution of the defendant.7
[30] After this Mr Byrne QC requested an advice from Mr Fuller QC the then Acting
Deputy Director of Public Prosecutions as to the prospects of success on any
prosecution. That advice was dated 11 May 2016.8
[31] Mr Byrne QC makes it clear that he does not waive legal professional privilege with
respect to the advices of Ms Wooldridge, the Honourable J B Thomas AM QC, and
Mr Fuller QC.9
[32] On or shortly before 9 June 2016 Mr Byrne QC discovered that the legal
representative for the defendant had not been notified of the submission nor had he
4 Paragraph 11 of the affidavit of Mr Byrne QC
5 Paragraph 12 of the affidavit of Mr Byrne QC.
6 Paragraph 13 of the affidavit of Mr Byrne QC.
7 Paragraph 14 of the affidavit of Mr Byrne QC.
8 Paragraph 15 of the affidavit of Mr Byrne QC.
9 Paragraph 16 of the affidavit of Mr Byrne QC
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been invited to make a submission in response. A submission after invitation was
received on 6 July 2016.10
[33] Mr Byrne QC arranged to meet with the three complainants on 23 June 2016 to
personally assess their respective views on the matter. This was arranged at their
joint request through the agency of Bravehearts. The meeting was cancelled and
reorganised. On the day Mr Byrne QC met with JG and SB but KR was too unwell
to attend.11
[34] Ultimately, Mr Byrne QC reached the conclusion that the proceedings should be
reinstituted based on:12
(a) each of the three legal advices received;
(b) the submissions received;
(c) the report into Case Study 15;
(d) the brief of evidence compiled by Ms Wooldridge and her assistant;
(e) his meeting with, and the assessment of, the complainants on 31
August 2016;
(f) the UK Crown Prosecution Service Legal Guidance “reconsidering a
prosecution decision”; and
(g) the decision in Gilbert v Volkers.13
[35] Mr Byrne QC swears that he considered that Mr Rutledge (the prosecutor who had
previously been involved in the matter in 2002) had erroneously concluded there
were no reasonable prospects of success on the charges involving JG and SB. Mr
Byrne QC considers these errors were compounded by an advice from Ms M
Cunneen which in his opinion took into account irrelevant and possibly wrong
evidential considerations which was compounded by the incomplete communication
by Mr Cowdery QC to Mrs Clare SC of what parts of Ms Cunneen’s advice he
agreed with. This led to an erroneous understanding of the advice by Mrs Clare SC
and affected her final decision.14
[36] Mr Byrne QC states that given the history of what he considers to be a flawed
decision-making process in the matter, he considered this was a further basis upon
which the earlier decisions could be reconsidered.15
[37] As a result of the affidavit sworn by Mr Byrne QC, the defence has sought by
subpoena the advices of Ms Wooldridge, the Honourable J B Thomas AM QC, and
Mr Fuller QC.
[38] On 29 October 2019 the DPP applied to the District Court for the setting aside of
the subpoena insofar as those documents are concerned.
DPP’s submissions
[39] By submissions dated 28 October 2019 the Solicitor-General for Queensland has
submitted that legal professional privilege is properly claimed over the advices. It is
submitted that the rule applies to communications between a public authority and
10 Paragraph 17 of the affidavit of Mr Byrne QC.
11 Paragraph 19 of the affidavit of Mr Byrne QC.
12 Paragraph 20 of the affidavit of Mr Byrne QC
13 [2005] 1 Qd R 359; (2002) 150 A Crim R 553; [2014] QSC 436.
14 Paragraph 22 of the affidavit of Mr Byrne QC.
15 Paragraph 25 of the affidavit of Mr Byrne QC.
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it’s salaried legal advisers. It is submitted that the High Court has previously held
that legal professional privilege properly claimed would prevail over a subpoena
issued by an accused in a criminal trial even if the communication may establish the
innocence of the accused or materially assist the accused in the furtherance of that
person’s defence.16 The only exception arises where it is established to a sufficient
degree that the communications were made for an improper purpose to facilitate the
commission of a crime or fraud, to frustrate the processes of the court, or to further
deliberate abuse of statutory power.
[40] It is submitted this case does not fall within the exception. It is further submitted
that there is no suggestion that the Director has waived privilege and mere reference
to privileged material does not amount to waiver. It is therefore submitted that the
subpoena insofar as the advices are concerned should be set aside.
[41] Prior to the hearing the issue was confined to whether or not Mr Byrne QC had
waived privilege.
[42] In oral submissions the Solicitor-General heavily relied on Osland v Secretary,
Department of Justice17 and Mann v Carnell.18 The Solicitor-General submitted that
it cannot be determined that the advices advised there were good prospects of
success, but even if it could be, that was insufficient to amount to waiver in light of
the decided cases.
Defence submissions
[43] In written submissions the defence submits that waiver should be implied here. The
defence relies in particular on Mann v Carnell19 and submits that the DPP in his
affidavit has revealed that the advices were to the effect there were reasonable
prospects of success. The defence relies on the Federal Court decision of Bennett v
Chief Executive Officer of the Australian Customs Service.20
[44] In oral submissions the defence submits that it would be unfair to leave things as
they are. The effect of the DPP’s affidavit is that a perfectly proper decision was
made but the defence cannot look to see if that is correct because of the claim.
[45] The defence submits that when one reads all of the affidavit there has been
sufficient disclosure such that there has been waiver. The advices were central to the
decision to continue. To allow the claim to continue would give the DPP an unfair
advantage in the stay proceedings.
Discussion
[46] There is no doubt the DPP can claim legal professional privilege.
[47] The Director of Public Prosecutions, Queensland is a position established by State
law under s 5(1) of the Director of Public Prosecutions Act 1984 (Qld). The role of
the Director includes preparing, instituting and conducting criminal proceedings on
16 Carter v Managing Partner, Northmore Hale Davy and Leake (1995) 183 CLR 121; [1995] HCA 33.
17 (2008) 234 CLR 275; [2008] HCA 37. Victorian Court of Appeal Secretary to the Department of
Justice v Osland (2007) 26 VAR 425; [2007] VSCA 96.
18 (1999) 201 CLR 1; [1999] HCA 66.
19 (1999) 201 CLR 1; [1999] HCA 66.
20 (2004) 140 FCR 101; [2004] FCAFC 237.
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behalf of and in the name of Her Majesty.21 It has been previously noted that it is
necessary to the function of the Director’s role for the provision and receipt of legal
advice.22
[48] It has been previously said that legal professional privilege is not a rule of evidence
but a substantive rule of law.23
[49] It must be remembered that the purpose of legal professional privilege exists to
protect the confidentiality of communications between lawyer and client. It is a
principle of great importance:
“to the protection and preservation of the rights, dignity and freedom
of the ordinary citizen under the law and to the administration of
justice and law in that advances and safeguards the availability of
full and unreserved communication between the citizen and his or
her lawyer and in that it is a precondition of the informed and
competent representation of the interests of the ordinary person
before the courts and the tribunals of the land.”24
[50] The rule which protects confidentiality between lawyers and clients also includes
corporations and government entities.25 There is no doubt that rule applies to
communications between a public authority and its salaried legal advisers.26
[51] In Aouad v R; El-Zayet v R,27 Price J of the New South Wales Supreme Court noted
that legal professional privilege is capable of applying to communications between
a Director of Public Prosecutions and DPP practitioners.
[52] Also in R (Cth) v Petroulias (No. 22),28 Johnson J accepted that the Commonwealth
Director of Public Prosecutions was a client and lawyers within the office of the
CDPP were persons providing legal services to the CDPP as the client.
[53] In my opinion therefore there is no doubt that the three advices are advices of a
legal nature prepared for the purpose of these proceedings and therefore legal
professional privilege applies.
[54] The next question is whether there has been waiver by Mr Byrne QC. This leads to
an examination of the cases relied on by the parties.
[55] In Attorney-General for the Northern Territory v Maurice & Ors,29 it was held by
the High Court that in a case where there is no intentional waiver of privilege the
21 Section 10(a)(i) of the Director of Public Prosecutions Act 1984 (Qld).
22 Grofam Pty Ltd v Australia & New Zealand Banking Group Limited (1993) 45 FCR 445; 117 ALR
669.
23 Carter v Managing Partner, Northmore Hale Davy and Leake (1995) 183 CLR 121 at pp 159-160;
[1995] HCA 33; Daniels Corporation International Pty Ltd v ACCC (2002) 213 CLR 543 at pp 552-
553; [2002] HCA 49; Glencore International AG v Commissioner of Taxation (2019) 93 ALJR 967;
[2019] HCA 26 at [21]-[25].
24 Attorney-General v Maurice (1986) 161 CLR 475 at p 490.5 per Deane J; [1986] HCA 80.
25 The Attorney-General for the Northern Territory of Australia v Kearney (1985) 158 CLR 500 at
p 510; [1985] HCA 60; Waterford v Commonwealth (1987) 163 CLR 54 at p 62; [1987] HCA 25; R
v Bunting & Ors (2002) 136 A Crim R 539 at pp 544-546; [2002] SASC 412.
26 Waterford v The Commonwealth (1986) 163 CLR 54; [1987] HCA 25.
27 [2013] NSWSC 760 at [31].
28 (2007) 213 FLR 293; [2007] NSWSC 692 at [56].
29 (1986) 161 CLR 475; [1986] HCA 60.
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question whether waiver should be imputed depends on whether it would be unfair
or misleading to allow a party to refer to or use the material and yet assert it is
privileged.30 However as Gibbs CJ noted the mere reference to a document in
pleadings does not mean there is waiver.31
[56] As Mason and Brennan JJ noted “the implied waiver inquiry is at bottom focussed
on the fairness of imputing such a waiver”.32
[57] Deane J noted that:
“[Waiver] occurs in circumstances where a person has used
privileged material in such a way that it would be unfair for him to
assert that legal professional privilege rendered him immune from
procedures pursuant to which he would otherwise be compellable to
produce or allow access to the material which he has elected to use to
his own advantage”.33
[58] His Honour noted that if in a document a party asserts reliance upon a particular
identified document or communication it may be that considerations of fairness
might lead to a conclusion of waiver.34
[59] In Mann v Carnell,35 the High Court was concerned with a matter where the ACT
government compromised an action brought by a member of the public. The
litigant complained to a member of the Legislative Assembly about the conduct of
the litigation. The complaint was passed onto the Chief Minister. In confidence the
Chief Minister sent documents to the member including legal advice. The litigant
sought production of the documents claiming privilege had been waived when they
were provided to the member. The High Court by majority held there was no
waiver.
[60] Gleeson CJ, Gaudron, Gummow and Callinan JJ noted at [28] that it is
inconsistency between the conduct of the client and the maintenance of
confidentiality which effects a waiver of privilege.
[61] Crucial to the Mann decision was the fact that the disclosure was in the context of a
response being given to a member of the Parliament.36 There was nothing
inconsistent with the claim for privilege and providing the information to the
member on a confidential basis.37
[62] In Osland v Secretary, Department of Justice,38 the High Court was concerned with
a situation where Ms Osland had petitioned the Governor of Victoria for mercy after
her conviction for murder. The Attorney-General issued a press release stating that
she had obtained a joint advice from three Queen’s Counsel which recommended
the petition be denied and that the Governor had denied the petition. Ms Osland
30 (1986) 161 CLR 475 at p 481.5 per Gibbs CJ; p 487.9 per Mason and Brennan JJ; p 493.3 per Deane
J; Dawson J at p 498.1.
31 (1986) 161 CLR 475 at p 481.6; Dawson J at 497.1.
32 (1986) 161 CLR 475 at p 488.5.
33 (1986) 161 CLR 475 at p 493.1.
34 (1986) 161 CLR 475 at p 493.5.
35 (1999) 201 CLR 1; [1999] HCA 66.
36 (1999) 201 CLR 1; [1999] HCA 66 per Kirby J at [153]-[154].
37 (1999) 201 CLR 1; [1999] HCA 66 at [35].
38 (2008) 234 CLR 275; [2008] HCA 37.
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claimed that privilege with respect to the advice had been waived. The court held
that the claim for privilege was valid.
[63] Gleeson CJ, Gummow, Heydon and Kiefel JJ referred at length to the reasons of
Maxwell P in the Victorian Court of Appeal.39 Their Honours accepted that the
disclosure of a conclusion expressed in a legal advice without disclosing the reasons
may or may not result in waiver. It depends upon a consideration of the whole of the
context of the matter.40
[64] Their Honours noted at [35] that Maxwell P said the purpose for which the privilege
holder made the disclosure is highly relevant. The question was whether the use
made by the Minister of the disclosed portion was inconsistent with the maintenance
of confidentiality of the content of the advice.
[65] The disclosure was to inform the public that the Governor’s decision was based on
independent legal advice and to justify and explain the Attorney-General’s
actions.41
[66] At [35] it was noted that:
“This was not a case of a party to litigation deploying a partial
disclosure for forensic advantage, while seeking unfairly to deny the
other party an opportunity to see the full text of the privileged
communication.”
[67] The plurality noted at [45] that imputed waiver reflects a judgment that the conduct
of the party entitled to the privilege is inconsistent with the maintenance of
confidentiality. Such a judgment is to be made in the context and the circumstances
of the case.
[68] At [48] it was noted that the evident purpose of the press release was to satisfy the
public that due process was followed and the decision was not based on political
considerations.
[69] Kirby J at [97] noted that two of the main considerations in finding there was no
waiver was:
“The press release revealed very little about the actual content of the
joint advice… [and] the purpose of issuing the press release was not
as such to secure some advantage for the State in legal proceedings
affecting the appellant.”
[70] I consider Osland supports the DPP’s position here. In Osland there was specific
disclosure of the ultimate advice but yet no waiver. As in the present case there was
very little disclosure of the actual content of the advice.
[71] The parties also referred me to Maxwell P’s decision in Osland.42 His Honour at
[20] referred to the decision of Bennett v Chief Executive Officer of the Australian
Customs Service.43 Maxwell P distinguished that decision.
39 Secretary to the Department of Justice v Osland (2007) 26 VAR 425; [2007] VSCA 96.
40 (2008) 234 CLR 275; [2008] HCA 37 at [34].
41 (2008) 234 CLR 275; [2008] HCA 37 at [35].
42 Secretary to the Department of Justice v Osland (2007) 26 VAR 425; [2007] VSCA 96.
43 (2004) 140 FCR 101; [2004] FCAFC 237.
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[72] In Bennett, Mr Bennett had brought proceedings against Customs concerning
disciplinary action taken against him. Customs made a written proposal as to
settlement setting out the gist of the advice it had received from the Australian
Government Solicitor which supported Customs’ position in the litigation. By
majority the court ruled that privilege had been waived. Tamberlin J held that the
substance of the advice was used to emphasise and promote the strength of the case
against Bennett and Customs was seeking an advantage in the litigation thereby.
Tamberlin J held that it would be inconsistent and unfair to allow Customs to
maintain the privilege.
[73] It is clear that far more was disclosed of the advice in Bennett than has been in the
present case. I consider Bennett is distinguishable from the present case.
Disposition
[74] As noted above, the mere reference to the existence of an advice in a pleading or
affidavit does not amount to waiver.
[75] It is my view upon a reading of Mr Byrne’s affidavit as a whole there has been no
partial disclosure of the contents of the advices. Mr Byrne simply refers to having
taken them into account amongst other factors. It could be that one or two of the
advices advised there were prospects of a successful stay application – one does not
know. It is to speculate that all advices advised there were good prospects of
success. Mr Byrne was careful not to disclose the ultimate conclusion in his
affidavit.
[76] As discussed with counsel I consider there is an evidential onus on the defence to
establish there has been at least partial disclosure. I do not consider this onus has
been discharged. As Price J noted in Aouad,44 the applicant bore the onus of
proving the client legal privilege has been lost.
[77] It may seem unfair for the defence not to have access to the documents. However it
must be remembered that “unfairness” in the context of legal professional privilege
is not unfairness at large. It is the inconsistency to which the court must have
regard informed by considerations of fairness as to the conduct of the client and
maintenance of the confidentiality.45
[78] I find the claim for legal professional privilege is a valid one which has not been
expressly or impliedly waived.
Orders
[79] In the circumstances my order is as follows:
1. The subpoena should be set aside insofar as it seeks production of the
documents contained in the sealed envelope to be produced to the court by
the Director.
2. The sealed envelope containing the privileged documents is not to be opened
without the order of a court.
44 [2013] NSWSC 760 at [35].
45 Mann v Carnell (1999) 201 CLR 1 at [29]; [1999] HCA 66. Applied in Expense Reduction Analysts
Group Pty Ltd v Armstrong Strategic Management and Marketing Pty Ltd (2013) 250 CLR 303;
[2013] HCA 46 at [31] per French CJ, Kiefel, Bell, Gageler and Keane JJ.
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Official source: https://www.sclqld.org.au/caselaw/QDCPR/2019/059