Austin v Deputy Commissioner Peter Martin [2018] QCAT 120
CITATION: Austin v Deputy Commissioner Peter Martin
[2018] QCAT 120
PARTIES: Constable Jason Marc Austin
(Applicant)
v
Deputy Commissioner Peter Martin
(Respondent)
APPLICATION NUMBER: OCR203-17
MATTER TYPE: Occupational regulation matters
HEARING DATE: 8 March 2018
HEARD AT: Brisbane
DECISION OF: Member McLean Williams
DELIVERED ON: 27 April 2018
DELIVERED AT: Brisbane
ORDERS MADE: 1. The decision of Deputy Commissioner
Peter Martin made on 7 September
2017 is set aside.
2. The following decision is substituted:
(a) The improper conduct alleged as
matters 1(a), 1(b), 1(c), & 1(d) in
the Disciplinary Hearing Notice
dated 19 May 2017 is
substantiated;
(b) The substantiated conduct
amounts to misconduct, as
defined in s 1.4 of the Police
Service Administration Act 1990;
(c) In respect of the substantiated
misconduct and pursuant to
s.219L of the Crime and
Corruption Act 2001; s.7.4(3) of
the Police Service Administration
Act 1990; and Regulation 5 of the
Police Service (Discipline)
Regulations 1990, the Applicant is
sanctioned by means of his
dismissal from the Queensland
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2
Police Service, with that dismissal
wholly suspended pursuant to
s.219L(3) of the Crime and
Misconduct Act 2001, on
condition that:
(i) The Applicant does not commit
any further acts of misconduct
for an operational period of 2
years;
(ii) The Applicant meets with a
Human Services Officer
nominated by the Respondent
and participates in any alcohol
management program as may
be recommended.
CATCHWORDS: POLICE – INTERNAL ADMINISTRATION –
DISCIPLINE AND DISMISSAL FOR
MISCONDUCT – QUEENSLAND – where
Constable dismissed upon conviction for
criminal offences – whether sanction excessive
– where decision maker erred in making
findings beyond particulars of charged conduct
– where decision maker did not attach sufficient
weight to mitigating circumstances – diagnosed
mental health condition contributing to
impugned conduct – disciplinary principles
applicable in the case of mental health
conditions – role of suspended sanctions in
appropriate cases
Crime and Corruption Act 2001, s.219G,
s.219H, s.219L
Police Service Administration Act 1990, s.1.4,
s.7.4
Police Service (Discipline) Regulations 1990,
s.5
QCAT Act s.19, s.20, s.24
Aldrich v Ross [2001] 2 Qd R 235
Tolsher v Commissioner of Police Ian Stewart
(No. 2) [2013] QCAT 590
Melling v O’Reilly, Misconduct Tribunal (Qld)
(Appellate Division), Appeal No. 6 of 1991
Crime and Corruption Commission v Nikola
and Hoffman (Misconduct Tribunal (Qld),
Appeal No. 1 of 2007
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3
Crime and Corruption Commission v Deputy
Commissioner Pointing; O’Sullivan v Deputy
Commissioner Pointing [2016] QCAT 510
Minister for Immigration and Ethnic Affairs v
Wu (1996) 185 CLR 259 at 271-272
Mahon v Air New Zealand [1984] AC 808
Constable Mark Van v Deputy Commissioner
McGibbon Misconduct Tribunal No 4 of 2001
Steven Chapman v Crime and Misconduct
Commission & Anor [2012] QCATA
Crime and Corruption Commission v Acting
Deputy Commissioner Barron [2015] QCAT 96
Koekemoer v Deputy Commissioner
Gollschewski [2016] QCAT 355
R v Gooder [2009] QCA 377
R v Yarwood [2011] QSC 367
Quinn v Law Institute of Victoria Limited [2007]
VSCA 122
Flegg v CMC & Anor [2014] QCA 42
APPEARANCES and REPRESENTATION (if any):
APPLICANT: Mr Calvin Gnech (solicitor), Queensland Police
Union Legal Group
RESPONDENT: Mr Scott McLeod of Counsel, Instructed by
Queensland Police Service Legal
REASONS FOR DECISION
[1] Jason Marc Austin, aged 44, is a constable in the Queensland Police
Service (QPS), having been sworn in on 27 January 2012.
[2] On 7 September 2017 Deputy Commissioner Peter Martin heard a
disciplinary charge against Constable Austin. The charge was
particularised as follows:
Matter One:
On 1 January 2016 whilst off duty at Ningi your conduct was improper in that
you:
(a) Inappropriately applied force to Mrs Sarah Robinson;
(b) Damaged a mobile telephone owned by Mrs Robinson;
(c) Made inappropriate comments and remarks to Mr Craig Robinson; and
(d) Struck Mr Murray Robinson.
Further and better particulars
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Investigations have identified whilst off duty on 1 January 2016 you attended
a social gathering at a residence located at 77-79 Peel road, Ningi and
consumed a large quantity of liquor.
In relation to Matter One (a) and (b) it is alleged:
Mrs Robinson had informed you on a number of prior occasions
throughout the evening she did not want any alcohol from you;
You approached Mrs Robinson at the residence and without her consent
held a glass cup containing vodka to her lips attempting to get her to
consume the contents;
Whilst holding the glass to her mouth you stated:
‘Drink it, drink it’;
You stopped only after your partner Angela Mooney grabbed you on the
shoulder and told you to leave Mrs Robinson alone;
Later, you entered a room and approached Mrs Robinson who was laying
on a mattress with her 23 month old son;
After telling you to leave, you closed the door and approached Mrs
Robinson by stepping onto the mattress she was laying on;
Mrs Robinson was holding her mobile telephone in her left hand and
stated she was calling the police;
You grabbed the mobile telephone from Mrs Robinson and threw it
against the bedroom wall, causing the mobile telephone to smash;
You also grabbed Mrs Robinson by the right leg when Mrs Robinson
attempted to run from the room;
Mrs Robinson broke free from your grasp and ran from the room;
Mrs Robinson reasonably feared from the circumstances of your actions
and demeanour that you intended to sexually assault her; and
On 24 September 2016 you entered a plea of guilty before the Brisbane
Magistrates Court to the wilful damage of the mobile phone and the
common assault of Mrs Robinson.
In relation to Matter One (c) it is alleged:
During the evening you offered a 15-year-old child named Craig Robinson
(Date of birth: 23 April 1999) a beer to drink on approximately ten
occasions.
In relation to Matter One (d) it is alleged:
Mr Murray Robinson entered the guest room shortly after Mrs Robinson
had ran from the room;
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You threw a punch at Mr Robinson striking him on the forearm;
Mr Robinson placed his right hand around your throat and left hand on
your shoulder and shirt to physically remove you from the room; and
On 24 September 2016 you entered a plea of guilty before the Brisbane
Magistrates Court to the common assault of Mr Robinson.
[3] The charge was substantiated, and a finding of misconduct made. In
consequence Constable Austin was dismissed from the QPS.
The application for review
[4] Section 219G of the Crime and Corruption Act 2001 provides that police
disciplinary determinations may be reviewed, before QCAT.
[5] On 16 September 2017 Constable Austin filed an application before the
Tribunal for a review of the decision by Deputy Commissioner Martin. The
matter came to be heard before me, on 8 March 2018.
[6] Prior to the hearing, an application was filed by Constable Austin seeking
leave to adduce fresh evidence, pursuant to s.219H of the Crime and
Corruption Act. That fresh evidence was foreshadowed to be an updated
psychiatric report from Doctor James Dodds, who had already produced a
report (dated 11 June 2017), used in the original disciplinary proceedings
before Deputy Commissioner Martin.
[7] By a direction given on 8 February 2018, this application was set for
determination as a preliminary matter on the day of the review hearing. In
separate oral reasons given on 8 March 2018, I admitted the supplementary
report from Doctor Dodds (dated 19 February 2018), pursuant to
s.219H(2)(b) of the Crime and Corruption Act (2001).
The Tribunal Review Process
[8] Section 219H(3) of the Crime and Corruption Act requires the review to be
by way of a rehearing on the original evidence. In circumstances (as here),
where leave is given under s.219H(2), the review hearing is to be conducted
by way of rehearing on the original evidence, together with any new
evidence. I take that requirement as slightly modifying the general
arrangements as they apply under s.20(2) of the QCAT Act, at least in the
sense that fresh evidence in police misconduct matters may only be by
leave, first obtained pursuant to s.219H(2) of the Crime and Corruption Act.
Nonetheless, the purpose of the Tribunal review remains the same: to
produce the “correct and preferable” decision.1
[9] Ultimately, if the Tribunal comes to the same view of the facts and
inferences to be drawn from those facts as did the original decision-maker,
then it would be appropriate to give deference to the views of the Deputy
1 QCAT Act, s.20(1).
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Commissioner regarding that which is considered necessary for police
service discipline.2 However the Tribunal must still reach its own decision,
and brings to bear a broader public perspective on the requirements for
police service discipline.3
[10] Section 24 of the QCAT Act provides that when conducting a review the
Tribunal may:
Confirm or amend the decision;
Set aside the decision and substitute its own decision; or
Set aside the decision, and then return the matter for reconsideration
to the original decision-maker, with any directions the Tribunal
considers appropriate.
[11] Pursuant to s.19 of the QCAT Act the Tribunal must decide the review in
accordance with the QCAT Act and the enabling Act. In this instance the
Tribunal has the power available to the original decision maker to suspend
a sanction pursuant to Regulation 5 of the Police Service (Discipline)
Regulations 1990, as well as a Tribunal-specific power to suspend a
sanction if in all the circumstances the Tribunal decides that to be
warranted, pursuant to s.219L of the Crime and Corruption Act.
Grounds of Review
[12] Given that these proceedings are conducted by way of a rehearing, grounds
for review are strictly unnecessary. Nonetheless, the QCAT Application for
Review (Form 23) does invite applicants to specify why they think the
decision under review is wrong, or otherwise improperly made. The giving
of grounds does then at least afford ‘points of embarkation’ for the conduct
of the review.
[13] Although here paraphrasing slightly, Constable Austin specified the
following as his grounds for review:
1. The Respondent erred by substantiating misconduct.
2. The Respondent made findings in regard to conduct that did not form
part of the formal particulars of the charge.
3. The Respondent erred by imposing a sanction that is manifestly
excessive because:
(a) The imposed sanction does not reflect the protective nature of
disciplinary proceedings;
2 Aldrich v Ross [2001] 2 Qd R 235, at 257-258, per Thomas J.
3 Aldrich v Ross, ibid; Tolsher v Commissioner of Police Ian Stewart (No. 2) [2013] QCAT
590, at [15].
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(b) Dismissal does not reflect a correct and preferable sanction when
balanced against the mitigating factors; and
(c) The sanction does not properly apply the required legal principles
in circumstances where the applicant is suffering from a mental
health condition.
[14] The first review ground was not ultimately pursued. I will continue with those
remaining, still under the original sequence of numbering.
(2) Findings in regard to conduct beyond those matters particularised
[15] During the original disciplinary proceedings Constable Austin made an
unqualified admission to all of the facts on which matters 1(a), 1(b), 1(c)
and 1(d) were based; and accepted all of the particulars alleged on pages
2 and 3 of the disciplinary notice.4 In this sense it became unnecessary for
the Deputy Commissioner to consider the particulars. In these
circumstances it would have been perfectly in order to proceed directly to
the matter of sanction. That was not the course adopted, for the Deputy
Commissioner elected to analyse the facts of the case in some detail.
[16] Now, Constable Austin submits that,5 at least in respect matter 1(a) of the
charged conduct, the Deputy Commissioner fell into error for having made
findings of fact going beyond the admitted particulars, thereby denying
Constable Austin any opportunity to be heard in relation to those matters.
Further, it is submitted that it is open to conclude that by having found the
Applicant to have had an intent to commit a sexual assault the Deputy
Commissioner also imposed the sanction of dismissal on that basis, as
well.6
[17] In response thereto, Mr McLeod submits that when reviewing the reasoning
of the Deputy Commissioner this Tribunal should not over-scrutinise the
reasoning, nor parse it, nor separate it from its context.7 The written reasons
must be read fairly, which includes a requirement to assess the reasoning
as a whole, because it is only by this approach that the Tribunal can gain a
balanced appreciation of how the Deputy Commissioner understood and
applied the facts in issue. When viewed through this lens, Mr McLeod
submits that the statement by the Deputy Commissioner now complained
about falls within the category of permissible observation, and there is
nothing in the reasoning to suggest that the sanction of dismissal was
underpinned by it.
4 See Material provided pursuant to QCAT Act s.21(2), folio A, p. 28, paragraphs 3 & 4.
5 Applicant’s submissions, paragraph [15].
6 Melling v O’Reilly, Misconduct Tribunal (Qld) (Appellate Division), Appeal No. 6 of 1991;
Crime and Corruption Commission v Nikola and Hoffman (Misconduct Tribunal (Qld),
Appeal No. 1 of 2007; Crime and Corruption Commission v Deputy Commissioner
Pointing; O’Sullivan v Deputy Commissioner Pointing [2016] QCAT 510 at [41].
7 Minister for Immigration and Ethnic Affairs v Wu (1996) 185 CLR 259 at 271-272.
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[18] So far as relevant, the particulars supplied to Constable Austin in the notice
of the disciplinary charge alleged:
In relation to Matter One (a) and (b) it is alleged:
“…[whilst heavily intoxicated] …/
Later, you entered a room and approached Mrs Robinson who was
laying on a mattress with her 23 month old son;
After telling you to leave, you closed the door and approached Mrs
Robinson by stepping onto the mattress she was laying on;
Mrs Robinson was holding her mobile telephone in her left hand
and stated she was calling the police;
You grabbed the mobile telephone from Mrs Robinson and threw it
against the bedroom wall causing the mobile telephone to smash;
You also grabbed Mrs Robinson by the right leg when Mrs
Robinson attempted to run from the room;
Mrs Robinson broke free from your grasp and ran from the room;
Mrs Robinson reasonably feared from the circumstances of your
actions and demeanour that you intended to sexually assault her;
and
On 24 September 2016 you entered a plea of guilty before the
Brisbane Magistrates Court to the wilful damage of the mobile
phone and the common assault of Mrs Robinson.
[19] That being the full extent of the particulars provided (and admitted), Deputy
Commissioner Martin however then proceeded to make the following
finding:
Whilst you were not criminally charged with sexual assault when examining
the material objectively, I believe Sarah Robinson’s fears to have been
reasonably grounded. I cannot fathom any other explanation for your
behaviour in the circumstances.8
[20] Although I accept the strength of the caution given by the High Court in
Minister for Immigration and Ethnic Affairs v Wu,9 ultimately, I conclude that
those aspects of the Deputy Commissioner’s reasons that have been
highlighted by me (above) do transcend the bounds of permissible
commentary, and fall into error for having expressed what amounts to a
concluded view in relation to matters of intent; in circumstances where the
charged conduct did not particularise any intent; and in respect of which
8 This emphasis is not in the original, and has been included here, by me.
9 Ibid, note 7.
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Constable Austin has not been afforded any opportunity to respond.10 Even
on a global reading – the approach as now urged on me by Mr McLeod - I
cannot be satisfied that the observation has not been influential, in terms of
the final sanction. The role of the Tribunal is to produce the correct and
preferable decision.11 In this instance that must include making a
determination that is now uninfluenced by matters that are beyond the
particulars of the charged conduct.
(3)(a) The sanction does not reflect the protective nature of disciplinary
proceedings
[21] Constable Austin submits that his dismissal from the police service is
manifestly excessive, for three reasons. The first of these being that the
sanction does not reflect the protective nature of disciplinary proceedings.
Ultimately however argument before me under this sub-heading departed
from that theme, and focussed on the fact of delay in the imposition of the
sanction. I will deal with it, as argued.
[22] It is to be observed that Deputy Commissioner Martin did not sign the
disciplinary notice until 19 May 2017, more than 17 months after the
incident, and some 8 months after the criminal charges had already been
dealt with, in the Magistrates Court. The matter was not then fully
adjudicated by the Deputy Commissioner until 7 September 2017.
[23] Mr Gnech submits12 this amounts to an unreasonable and extensive delay;
unsatisfactorily explained by the Respondent; in a context where an
effective disciplinary process must be administered swiftly and efficiently,
because excessive delay creates stress and other adverse effects on the
subject officer.13
[24] Yet, Mr McLeod submits that this complaint conflates the ancillary criminal
proceedings with the disciplinary proceedings, which could not ever be
commenced until after the conclusion of the criminal proceedings. Once
that time is deducted, Mr McLeod submits that a different view emerges, as
the actual time taken by the disciplinary proceedings was only a little more
than three months.
[25] Although it be true (at least once the disciplinary notice had been issued),
that these proceedings were determined with reasonable expedition, the
submission does not deal with the unexplained delay between the
finalisation of the criminal proceedings and the eventual issue of the
disciplinary hearing notice. Throughout that period Constable Martin had
remained suspended from duty and had, on 13 December 2016, even gone
10 Mahon v Air New Zealand [1984] AC 808; Crime and Corruption Commission v Deputy
Commissioner Pointing; O’Sullivan v Deputy Commissioner Pointing, ibid, note 5, at [44].
11 Supra, note 1.
12 Applicant’s submissions, paragraphs 28 – 30.
13 Applicants submissions, paragraphs 34 – 35; Consider also: Constable Mark Van v
Deputy Commissioner McGibbon Misconduct Tribunal No 4 of 2001; Steven Chapman v
Crime and Misconduct Commission & Anor [2012] QCATA.
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so far as to write to the Ethical Standards Command, requesting that any
disciplinary proceedings then under contemplation be convened
immediately.14
[26] The absence of any explanation from the QPS for the delay between the
finalisation of the criminal proceedings and the giving of the disciplinary
hearing notice is unacceptable. Such delay detracts from the efficacy and
fairness of a properly functioning system for police discipline. In the
ordinary course, I would expect that the disciplinary hearing notice should
have been given within 28 days after the sentencing hearing before his
Honour Magistrate Kluck. That is, within 28 days after 14 September 2016.
In the absence of any explanation from the Respondent I am unprepared
to hold that the eight-month delay in giving notice of the disciplinary
proceedings is reasonable, notwithstanding prior cases15 having held that
longer delays may sometimes be excusable.
[27] However, I also note that no evidence has been put before the Tribunal to
show that the delay has had any specific detrimental effect on Constable
Austin.16 Because of that, am I not prepared to conclude that the delay in
this case should now be treated as a factor that becomes relevant to the
question of sanction.
(3)(b) Insufficient account for mitigating factors
[28] Mr Gnech submits that Deputy Commissioner Martin attached insufficient
weight to relevant mitigating factors. In particular, that insufficient regard
was had to Constable Austin’s prior good conduct,17 and for the 5 character
references that had been submitted in support of Constable Austin.
Further, it is submitted that those character references provided by Senior
Sergeants Cook and Stanke had been read selectively by the Deputy
Commissioner, purely in order to strengthen the decision to dismiss
Constable Austin.
[29] In her character reference, Senior Sergeant Julia Cook said, in part:
I am also aware that Constable Austin has had issues with alcohol related
behaviour in the past and this matter has culminated in him taking steps to
address those issues. I have spoken to his partner, [redacted] who is a
general duties officer at [redacted] She has continued the relationship
following the incident and is very supportive of Constable Austin in his
endeavours to address his issues and is positive regarding his future…
…/
14 See Material provided pursuant to QCAT Act s.21(2), folio A, pp. 46 - 47.
15 Crime and Corruption Commission v Acting Deputy Commissioner Barron [2015] QCAT
96.
16 Respondent’s submissions, paragraph [15]. See, in particular: Koekemoer v Deputy
Commissioner Gollschewski [2016] QCAT 355 at [45] and following.
17 Applicant’s submissions, paragraph 37
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If satisfied Constable Austin has addressed his alcohol related issues,
I believe he is still an asset to the QPS and will perform at a high
standard with outstanding achievements, professionalism and
commitment to the goals and standards set by the QPS.18 [Emphasis
included here, by me]
[30] In his character reference, Senior Sergeant Stanke said:
The ultimate question is whether Jason Marc Austin’s employment
within the QPS is supported by this referee. I believe that a Jason Marc
Austin who has successfully addressed his relationship with alcohol
is capable of contributing to the QPS and the community in the manner
expected. He has the support of his partner, [redacted] who is one of the
hardest working officers I have known in 26 years and should there be a
level of control in his life in relation to the consumption of alcohol, or
preferably abstinence from alcohol, that his continued employment in the
QPS would be worth considering.
From speaking briefly with Constable Austin on the telephone recently, it
would appear that he has a new appreciation for what it is to be an officer in
the Queensland Police Service and the relative responsibilities that go with
the role, both on duty and off duty. Should the decision be made to offer
Constable Austin a chance to redeem himself and change his behaviours I
am confident that he would do this. Certainly he would be under no illusion
what the consequences of failing to change his behaviours would be and I
would strictly enforce and monitor those behaviours as officer in charge
should he be granted continued employment.19 [Emphasis included here,
by me]
[31] Next, Mr Gnech submits that proper regard needs to be had to the
psychiatric diagnosis provided by Dr Dodds, which was expressed to have
been accepted20 by the Deputy Commissioner. In his original report,21 Dr
Dodds had said:
…Mr Austin has been regularly reviewed by me and has much better insight
into his depression and secondary alcohol problems. He is aware that given
his chronic depression prior to treatment and a strong family history of
depression that he needs to remain on medication indefinitely.
Mr Austin’s diagnosis of unrecognised and untreated depression and anxiety
and the secondary Alcohol Use Disorder was the significant causal factor for
the offending conduct being committed.
As a result of successful and complete treatment Mr Austin is extremely
unlikely to reoffend in the future.
The community does not need to be protected from Officer Austin to such
an extent that he should not be a police officer anymore.
18 See material provided pursuant to QCAT Act s.21(2), folio A, at p.53.
19 See material provided pursuant to QCAT Act s.21(2), folio A, at p.56.
20 Reasons for Decision dated 7 September 2017, at p.14.
21 Report dated 11 June 2017.
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Officer Austin has, as I have stated, expressed real remorse, shame and
guilt for his conduct. His conduct was in my opinion related to an
undiagnosed and untreated Major Depressive Disorder, which is now in
remission. Since his condition has recovered Officer Austin has
demonstrated to me an attitude that the community would expect of a police
officer.22
[32] Ultimately, I accept that more weight should attach to this reference
material, and to the medical opinion expressed by Dr Dodds, than was
previously accorded to it, in the decision now under review.
(3)(c) Incorrect application of the legal principles applicable in the case of
mental health conditions
[33] Mr Gnech submits that the Deputy Commissioner failed to apply the
established principles that are applicable in circumstances where a person
is suffering from the effects of a mental illness. In furtherance of that
submission, Mr Gnech relies upon R v Gooder23; and R v Yarwood.24
[34] In R v Gooder the Court of Appeal observed:
This Court has accepted the proposition that, generally speaking, a mental
disorder short of insanity may lessen the moral culpability of an offender and
so reduce the claims of generally deterrence upon the sentencing discretion
(R v Dunn [1994] QCA 147; R v Neumann; ex parte A-G (Qld) [2007] 1 Qd
R 53.
[35] In R v Yarwood, at [33] and [34], the Court said:
The court in Tsiaras [1996] 1 VR 398 at 400 observed that:
“[A] prisoner suffering from serious psychiatric illness is not an
appropriate vehicle for general deterrence…”
Where a person holds a position of significant trust, such as a solicitor,
who abuses that position and offends criminally there is important
public interest in deterring others similarly holding positions of trust.
Solicitors are given important privileges, which necessarily demand a
high standard of conduct in return, both as to professional competence
and ethical conduct. Accordingly, where a solicitor departs from those
standards in the practice of the profession and in a very public way,
the public and fellow practitioners ought not be scandalised by an
excessively lenient sentence. However, deterrence in the sense of
deterring other practitioners and vindicating the community’s need to
punish wrongdoing, particularly if the offender is a member of the
privileged group, has limited application where the offender suffers
from a mental disorder. Such a person is much less able than others
not so afflicted to make sound judgments about conduct.
22 See material provided pursuant to QCAT Act s21(2), folio A, at pp. 63-64.
23 [2009] QCA 377
24 [2011] QSC 367
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The courts in Australia, as discussed in Verdins [2007] VSCA 102 at
[23]-[26], have readily accepted that moral culpability for an offence as
distinct from the offender’s legal responsibility for it might be reduced
by mental illness. There seems little doubt that the applicant’s
diagnosed psychological and psychiatric conditions contributed
directly to his offending. His ability to exercise appropriate judgment,
think clearly, and fully appreciate the wrongfulness of his conduct
seems to have been grossly impaired. That is not to say (as the
applicant comes close to submitting in some places his written
submissions) that he was not criminally responsible for his conduct.
But if fellow practitioners and the public were aware of the extent for
his illness they would not require condign punishment to be imposed,
rather the punishment should be ameliorated.”
[36] These principles have also been held to apply in the case of disciplinary
proceedings, by the Victoria Court of Appeal in Quinn v Law Institute of
Victoria Limited. 25 At [36], that court stated:
Relevantly, for present purposes, the analogy with sentencing means that
the existence of any mental condition, either at the time of the offending or
at the time of the Tribunal’s hearing, or both, may be relevant in one or more
of the various ways described by this Court in R v Tsiaris and, more recently,
in R v Verdins; R v Buckley; R v Vo. In the present cases, is seems to me,
very real questions arose as to whether Quinn’s history of depression
reduced his culpability for the offending, and hence its gravity, and/or
reduced the need for specific deterrence and/or made him an inappropriate
vehicle for general deterrence. None of those questions was addressed by
the Tribunal.
[37] And, at [38]:
…In the present cases, I would admit the fresh evidence, which serves to
underline the seriousness of the mental illness which had afflicted Quinn.
The presences of the depressive condition meant that both specific and
general deterrence had to be “sensibly moderated” in this case, and that the
implications for Quinn’s culpability had to be considered.
[38] The principles just described are applicable in police disciplinary
proceedings in Queensland. In a context (as here) where the medical
opinion given by Dr Dodds is not disputed, the result should therefore be
one in which Constable Austin’s case is categorised as an inappropriate
vehicle for either specific deterrence or general deterrence. Yet, this is
clearly contrary to that which the Deputy Commissioner had in
contemplation, given the specific comments made on page 15 of his
reasons for decision. For that reason the Deputy Commissioner’s decision
must be displaced, by one that does now take these principles into account.
[39] In the absence of any mitigating factors Constable Austin’s conduct on 1
January 2016 should ordinarily be categorised as sufficiently serious to now
warrant dismissal from the QPS. There are however relevant mitigating
25 [2007] VSCA 122.
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factors, and these necessarily change the appropriate categorisation.
Pursuant to regulation 5 of the Police Service (Discipline) Regulations the
sanction that is warranted is one that adequately accounts for the impact of
Constable Austin’s mental health condition. Furthermore, the Tribunal now
has the additional power available to it pursuant to s.219L of the Crime and
Corruption Act 2001 to suspend a disciplinary order, if it considers it
appropriate to do so in all the circumstances. In all the circumstances I do
regard a suspension of sanction as appropriate here noting that, as regards
suspended sanctions, in Flegg v CMC & Anor,26 his Honour Gotterson JA
(with whom Margaret Wilson J had agreed) observed at [27], that:
A suspended sanction is a sanction. A comparison may be made with a
suspended sentence of imprisonment as to which this Court has reminded
that “of course, [it] is not a mere formality and may be regarded as ‘significant
punishment’27 and of which Fitzgerald JA said that it “is punishment”.28
[40] Having been thrown this career lifeline, Constable Austin will need to keep
in mind the guillotine found in s.219L(4) of the Crime and Corruption Act
2001.
[41] The order of the Tribunal is that the decision of Deputy Commissioner Peter
Martin made on 7 September 2017 is set aside, and the following decision
is now substituted:
(a) The improper conduct alleged as matters 1(a), 1(b), 1(c), & 1(d) in the
Disciplinary Hearing Notice dated 19 May 2017 is substantiated.
(b) The substantiated conduct amounts to misconduct, as defined in
section 1.4 of the Police Service Administration Act 1990;
(c) In respect of the substantiated misconduct and pursuant to s.219L of
the Crime and Corruption Act 2001; s.7.4(3) of the Police Service
Administration Act 1990; and Regulation 5 of the Police Service
(Discipline) Regulations 1990, the Applicant is sanctioned by means
of his dismissal from the Queensland Police Service. Pursuant to
s.219L(3), that dismissal is wholly suspended, on condition that:
(i) The Applicant does not commit any further acts of misconduct for
a period of 2 years;
(ii) The Applicant meets with a Human Services Officer nominated
by the Respondent and participates in any alcohol management
program as may be recommended.
26 [2014] QCA 42.
27 R v H ex parte Attorney-General (1993) 66 A Crim R 505 per Davies and McPherson JJA
and Thomas J at 510.
28 R v JCE [2000] NSWCCA 498 at [25].
-- 14 of 14 --
Official source: https://www.sclqld.org.au/caselaw/QCAT/2018/120