Carmody v Information Commissioner (No 5) [2018] QCATA 18
CITATION:
APPLICATION NUMBER:
PARTIES:
MATTER TYPE:
HEARING DATE:
HEARD AT:
DECISION OF:
DELIVERED ON:
DELIVERED AT:
Carmody v Information Commissioner & Ors
(5) [2018] QCATA 18
APL 342-16
The Honourable Justice TF Carmody
(Applicant)
v
Information Commissioner
(First Respondent)
Department of Justice & Attorney General
(Second Respondent)
Seven Network (Operations) Ltd
(Third Respondent)
General administrative review matters
8 November 2017
Brisbane
Justice CRR Hoeben
2 March 2018
Brisbane
ORDERS MADE: 1. The appeal by the applicant against the
decision of the IC in her external review
is upheld.
2. The decision of the IC in her external
review of 19 September 2016 is set aside
3. Access to the unreleased documents is
refused.
4. The costs of the appeal are reserved with
liberty to the parties to apply to the
tribunal on 28 days’ notice on the issue
of costs.
CATCHWORDS: APPEAL – right to information – finding by
Information Commissioner (IC) that parts of
certain documents should be made available to
media outlets – whether IC properly took into
account item 9 of schedule 4 of part 3 of Right
to Information Act 2009 (Qld) (RTI) – whether
IC erred by inconsistently taking into account
that much of the information in issue was
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already in the public domain – whether IC erred
in not finding that Ms Edwards was “the holder
of an office connected with … a quasi-judicial
entity” – whether the unreleased documents
were prepared “in relation to that entity’s quasi-
judicial functions” – whether the IC erred by
taking into account irrelevant considerations –
whether IC erred in failing to take into account
relevant considerations – whether unreleased
documents fell outside scope of access
application – whether IC properly considered
whether disclosure of unreleased documents
would found an action for breach of confidence
– whether decision should be returned to IC for
reconsideration.
Acts Interpretation Act 1954 (Qld), sch 1
Invasion of Privacy Act 1971 (Qld), s 45
Right to Information Act 2009 (Qld), s 14, s 17,
s 23, s 47, s 49, s 119, sch 2, sch 3, sch 4
Supreme Court of Queensland Act 1991 (Qld),
s 15, s 51
Queensland Civil and Administrative Tribunals
Act 2009 (Qld) s 146
Attorney General v Times Newspapers Ltd (No
1) (1973) QB 710
Cairns Port Authority v Albietz [1995] 2 Qd R
470
Davis v City North Infrastructure Pty Ltd [2012]
2 Qd R 103
Fingleton v The Queen [2005] HCA 34; 227
CLR 166
Henderson v Legal Practice Committee
(Application no 310322 of 30 November 2011)
R v Australian Broadcasting Tribunal; Ex parte
Hardiman [1980] HCA 13; 144 CLR 13
R v Khazaal [2012] HCA 26; 246 CLR 601
Minister for Aboriginal Affairs & Anor v Peko-
Wallsend Ltd & Ors [1986] HCA 40; 162 CLR
24
Minister for Immigration and Citizenship v
SZMDS [2010] HCA 16; 240 CLR 611
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APPEARANCES:
APPLICANT:
RESPONDENTS:
Mr S Doyle QC with Mr J Green for the
Applicant
Mr JM Horton QC for the First Respondent
Mr GP Sammon for the Second Respondent
Ms Sandy for the Third Respondent
REPRESENTATIVES:
APPLICANT:
RESPONDENTS:
King & Woods Mallesons for the Applicant
Clayton Utz for the First Respondent
Crown Law for the Second Respondent
Ms Sandy for the Third Respondent
REASONS FOR DECISION
This is an appeal pursuant to s 119 of the Right to Information Act 2009
(Qld) (RTI Act). Such appeals “may only be on a question of law”. The
appeal is against a decision of the Information Commissioner (IC) by way
of an external review, dated 19 September 2016, in application No: 312598.
For ease of identification, Justice Carmody will be referred to as “the
applicant” and the Department of Justice and Attorney General as “DJAG”.
Unless otherwise indicated, references to the Supreme Court are to the
Supreme Court of Queensland. Seven Network (Operations) Ltd is referred
to as “Seven Network”.
The applicant has appealed against the decision of the IC on the following
grounds:
a) The Right to Information Commissioner failed to take into account a
relevant consideration favouring nondisclosure in the public interest,
namely item 9 of schedule 4, part 3: that disclosure of the information
could reasonably be expected to impede the administration of justice
for a person.
b) The Right to Information Commissioner made an error of law by
inconsistently considering the effect of the fact that much of the
information in issue is already in the public domain.
c) The Right to Information Commissioner erred in not deciding that the
Unreleased Documents were documents of an entity to which the Right
to Information Act 2009 (Qld) (the RTI Act) does not apply pursuant to
s 17 and schedule 2, part 2, item 7, and in particular that:
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i) Ms Anne Edwards was “the holder of an office connected with … a
quasi-judicial entity”; and
ii) That the Unreleased Documents were prepared “in relation to the
entity’s quasi-judicial functions”.
d) The Right to Information Commissioner erred by taking irrelevant
considerations into account including that disclosure of the Unreleased
Documents:
i) Could reasonably be expected to enhance the Government’s
accountability; and
ii) Would reasonably be expected to inform the community of the
Government’s operations including, in particular, the policies,
guidelines and codes of conduct followed by the Government in its
dealings with members of the community.
e) The Right to Information Commissioner erred by failing to take relevant
considerations into account including that:
i) The Unreleased Documents comprise “exempt information” under
schedule 3, s 8(1) of the RTI Act; and
ii) Disclosure could reasonably be expected to prejudice an agency’s
ability to obtain confidential information (item 16 of part 3, schedule
4) and that the disclosure could reasonably be expected to
prejudice the future supply of confidential information (item 8(1) of
part 4, schedule 4).
Factual background
A number of applications under the RTI Act were made to DJAG in early
2015 (mostly by media organisations), seeking access to documents about
various events involving judges of the Supreme Court during the time that
the applicant held the position of Chief Justice.
In RTI access application 151329, Seven Network had applied to DJAG on
30 March 2015 for access to documents concerning the applicant and the
seat of Ferny Grove, in connection with the constitution of the Court of
Disputed Returns (CDR). DJAG gave its decision on 5 June 2015 refusing
access to the bulk of the requested documents. On 8 June 2015, Seven
Network made another application to DJAG, seeking access to “Documents
since 30 March 2015 relating to Seven Network’s RTI application 151329”.
In effect, Seven Network sought access to documents concerning the
internal processing by DJAG of Seven Network’s earlier access application.
It is this later access application which is the subject of these proceedings
and this judgment.
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DJAG consulted a number of parties, including the applicant, regarding
disclosure of documents that concerned them. The applicant objected to
disclosure of some documents. The other parties raised no objection.
DJAG decided to give full access to 127 pages, partial access to 3 pages
and refused access to 14 pages. It advised both the applicant and Seven
Network of its decision in letters dated 25 August 2015. Seven Network did
not seek a review of DJAG’s decision to refuse access to certain
documents. Some documents which DJAG decided to disclose were
contrary to the objections of the applicant, (the unreleased documents).
Access was therefore deferred to allow the applicant to exercise his review
rights.
By letter dated 21 September 2015, the applicant applied to the Office of
the Information Commissioner (OIC) for external review of DJAG’s decision
to release documents contrary to his objection. The applicant contended
that disclosure of the relevant documents would, on balance, be contrary to
the public interest under s 47(3)(b) and s 49 of the RTI Act.
Having considered the applicant’s submissions in support of nondisclosure
of the unreleased documents, the IC affirmed DJAG’s decision to disclose
the information under the RTI Act. The IC was satisfied that disclosure of
the unreleased documents would not, on balance, be contrary to the public
interest.
The unreleased documents were:
a one page file note, dated 12 May 2015, prepared by Ms Anne
Edwards of DJAG in relation to her meeting with Justice Byrne
(document (i)); and
parts of a four page letter, dated 26 May 2015, from Justice
Applegarth to Ms Edwards (document (ii)).
The IC advised the applicant that her preliminary view was that the bulk of
the unreleased documents should be disclosed under the RTI Act. By letter
dated 15 January 2016, the applicant withdrew reliance upon one of the
public interest factors favouring nondisclosure that he had raised earlier but
otherwise maintained his objection to disclosure.
During the course of the external review, the IC advised Seven Network
that the disclosure of a small amount of information in the file note would,
on balance, be contrary to the public interest. Seven Network accepted that
preliminary view so that that part of the file note was no longer in issue in
the external review.
The IC identified the decision under review as DJAG’s decision of 25
August 2015 to grant access to Seven Network to the two unreleased
documents.
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The unreleased documents were prepared or received by DJAG in
connection with its processing of Seven Network’s RTI access application
151329. Ms Edwards, who was DJAG’s decision maker at the time,
consulted with Justices Byrne and Applegarth about disclosure of
documents in issue in RTI 151329. The unreleased documents came into
existence as part of that consultation process.
The file note is a record prepared by Ms Edwards of her meeting with
Justice Byrne, during which they discussed documents that concerned him,
their provenance, and Justice Byrne’s view on their disclosure. Document
(ii) is a letter which Justice Applegarth wrote to Ms Edwards setting out his
views about disclosure of an earlier letter that he had written to the
applicant, dated 25 March 2015, which was in issue in RTI 151329. The
second letter took the form of a commentary on the earlier letter.
Substantial parts of the earlier letter were replicated. DJAG consulted
Justices Byrne and Applegarth about disclosure of those two documents.
Neither objected to their disclosure. The IC did not consult with them again
as part of the external review process.
As a result of the external review, the IC upheld the determination of DJAG
that most of the content of the unreleased documents should be produced
to Seven Network.
Would disclosure of the information in issue be, on balance, contrary to the public
interest’?
The IC answered that question in the negative.
The IC set out her reasons as follows:
“28 The grounds upon which access to information may be refused
under the RTI Act are contained in section 47. One ground for refusal of
access is where disclosure would, on balance, be contrary to the public
interest. The RTI Act identifies many factors that may be relevant to deciding
the balance of the public interest and explains the steps that a decision-
maker must take in deciding the public interest as follows:
identify any irrelevant factors and disregard them;
identify relevant public interest factors favouring disclosure and
nondisclosure;
balance the relevant factors favouring disclosure and nondisclosure;
and
decide whether disclosure of the information in issue would, on
balance, be contrary to the public interest.
29 I have not taken into account any irrelevant factors in making my
decision in this review.
The applicant's submissions – public interest factors favouring
nondisclosure
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Personal information and privacy
30 The RTI Act recognises that:
a factor favouring nondisclosure will arise where disclosing
information could reasonably be expected to prejudice the protection
of an individual's right to privacy;
disclosing information could reasonably be expected to cause a
public interest harm if it would disclose personal information of a
person, whether living or dead.
31 I accept that two sentences contained in the second paragraph of
document (i), and some parts of document (ii), are properly to be
characterised as the applicant's personal information. A public interest harm
therefore arises by disclosure of that information. However, the bulk of
document (i) and the remainder of document (ii) contain no information that
is the applicant's personal information.
32 The concept of 'privacy" is not defined in either the RTI Act or the
IP Act. It can, however, essentially be viewed as the right of an individual to
preserve their personal sphere free from interference from others.
33 A distinction is to be drawn between a person's personal and
public spheres. In Hardy and Department of Health a distinction was drawn
between information in the personal sphere and “routine work information -
that is, information that is solely and wholly related to the routine day to day
work duties of a public service officer".
34 I note that the personal information in issue was generated in the
context of a workplace environment and all of it stems from work-related
issues. However, I also acknowledge the sensitive nature of some of the
Information in Issue that comprises feelings and opinions about the applicant
by work colleagues and the fact that some of it arose from circumstances
that could not be considered to be routine. This gives rise to a significant
public interest in protecting the privacy of the applicant.
Conclusion
35 For the reasons discussed, I give significant weight to the public
interest in protecting the privacy interests of the applicant in respect of the
personal information contained in the Information in Issue.
Prejudice the fair treatment of individuals
36 The RTI Act recognises that a public interest factor favouring
nondisclosure in the public interest will arise where:
disclosure of information could reasonably be expected to prejudice
the fair treatment of individuals; and
the information is about unsubstantiated allegations of misconduct or
unlawful, negligent or improper conduct.
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37 I am satisfied that this public interest factor does not arise for
consideration in relation to document (i). While the applicant has complained
about the contents of document (i), alleging that some statements contained
within it are 'absurd and disingenuous' or 'unfounded and unverifiable’ none
of the information in issue in document (i) is about unsubstantiated
allegations against the applicant of misconduct or unlawful, negligent or
improper conduct.
38 In respect of document (ii), the information contained in the last
three paragraphs in issue on page 2, and the third and fourth paragraph in
issue on page 3, contains criticisms or negative opinions about aspects of
the applicant's conduct. However, I consider that only two brief references
contained in the last paragraph in issue on page 2 are capable of being
characterised as an allegation of misconduct or improper conduct, rather
than simply a criticism.
39 As regards the requirement that the allegation be
unsubstantiated, I accept that the conduct in question was not investigated
or sanctioned, and to that extent can be regarded as unsubstantiated. I also
note the limited bases and circumstances upon which a judge's conduct may
be investigated and sanctioned.
40 As regards the requirement that disclosure of this information
could reasonably be expected to prejudice the fair treatment of the applicant,
the applicant submitted:
disclosure could reasonably be expected to prejudice his fair
treatment by the media in the form of unbalanced or unfair reporting;
disclosure could reasonably be expected to affect adversely his
reputation and public standing; and
while there had been previous public ventilation of criticisms of the
applicant's conduct and actions as Chief Justice, re-publication of
unsubstantiated allegations would expose the applicant to further
unfair treatment by the media.
…
43 I do not regard the elapse of time since the dispute within the
Supreme Court took effect as a factor that can be used to bolster the
prejudicial effect the applicant contends for. The Information in Issue was
prepared in May 2015 and the third party applied for access in June 2015.
The time that has elapsed since then has been due to the processing of the
application by DJAG; dealing with the subsequent application for external
review; as well as the necessary delays as OIC finalised and issued
decisions in the five earlier, related reviews involving the applicant as a third
party. While circumstances may well have changed within the Supreme
Court in the intervening period, that elapse of time is through no fault of the
third party and it would be wrong to use it to strengthen an argument
favouring nondisclosure. In any event, I do not accept that the passing of
time has diminished to any significant degree the public interest factors
favouring disclosure, which I will discuss below.
…
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45 While the applicant did not provide specific examples of where he
considered the media had treated him unfairly in the past, I acknowledge
that the apparent rift that occurred in the Supreme Court while the applicant
held the office of Chief Justice, and the public criticisms made of the
applicant's conduct by other judges during that period, have been reported
upon widely, with media articles sometimes reflecting unfavourably on the
applicant. However, I cannot disregard the fact that the conduct in question
and the criticisms of it by other judges are already publicly known. This
necessarily affects my consideration of whether disclosure of the information
in this review could reasonably be expected to prejudice the fair treatment
of the applicant.
46 Having regard to the brief nature of the information in question,
together with the fact that it has been disclosed publicly previously, I am not
satisfied that there are reasonable grounds (as opposed to mere
speculation) for expecting that its disclosure could prejudice the applicant's
fair treatment.
47 Even if I accepted that there were reasonable grounds for
expecting that disclosure of the comments in question could result in
prejudice to the applicant's fair treatment, I would afford this factor low weight
in balancing the public interest, in recognition of the fact that the conduct in
question, and the disapproval of that conduct by other judges, is already
publicly known. Despite the applicant's argument to the contrary, the fact
that the public is already aware of the incident In question and that others
disapproved of it necessarily lessens the potential detrimental impact, in
terms of damage to the applicant's standing or reputation, of any further
reporting and any adverse reflection on the applicant's conduct.
Conclusion
48 For the reasons discussed, I find that the public interest factor
favouring nondisclosure contained in schedule 4, part 3, item 6 of the RTI
Act - disclosure could reasonably be expected to prejudice the fair treatment
of an individual - does not arise for consideration in respect of the Information
in Issue. Even if I accepted that it applies to two references contained in the
last paragraph in issue on page 2 of document (ii), I would afford it low weight
in balancing the public interest, for the reasons explained.
Prejudice an agency's ability to obtain confidential information; affecting
confidential communications
49 The RTI Act provides that:
a factor favouring nondisclosure in the public interest arises where
disclosure of the information in issue could reasonably be expected
to prejudice an agency's ability to obtain confidential information;
a factor favouring nondisclosure in the public interest because of a
public interest harm in disclosure arises where the information in
issue is of a confidential nature and was communicated in
confidence; and disclosure could reasonably be expected to
prejudice the future supply of information of this type.
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50 The applicant argued that the third party consultation process
provided for under the RTI Act is a confidential process and that disclosure
of a third party's response to consultation could reasonably be expected to
prejudice an agency’s ability to obtain responses from third parties in the
future. …
51 I do not accept that the third party consultation process provided
for under the RTI Act is necessarily confidential, nor that it is reasonable for
third parties to have a blanket expectation of confidentiality in respect of
information they provide in response to a consultation request. While the
identities of consulted third parties may sometimes not be disclosed where
they have elected not to participate in a review, it is usual for decisions to
disclose that third parties have been consulted about the disclosure of any
documents in issue that concern them, and to state whether or not they
object to disclosure. Where the information or submissions provided by a
third party in the consultation process are taken into account by the decision-
maker in making their decision, the requirements of procedural fairness will
ordinarily require the decision to disclose the relevant information.
…
53 In any event, the issue of confidentiality does not arise in this case
as neither Justice Byrne nor Justice Applegarth has submitted that the
information they provided to DJAG during the consultation process was
given in confidence. Neither objects to its disclosure to the applicant for
access.
…
55 I acknowledge that some information provided by Justices Byrne
and Applegarth is the applicant's personal information and is sensitive in
nature. As noted above, I give significant weight to the public interest in
protecting the privacy interests of the applicant in respect of that information.
Conclusion
56 For the reasons explained, I find that this public interest factor
favouring nondisclosure does not arise for consideration in balancing the
public interest.
…
Public interest factors favouring disclosure
63 I consider that the following public interest factors favouring
disclosure arise for consideration in balancing the public interest:
disclosure could reasonably be expected to promote open discussion
of public affairs and enhance the Government’s accountability;
disclosure could reasonably be expected to contribute to positive and
informed debate on important issues or matters of serious interest;
disclosure could reasonably be expected to inform the community of
the Government's operations, including, in particular, the policies,
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guidelines and codes of conduct followed by the Government in its
dealings with members of the community;
disclosure could reasonably be expected to allow or assist inquiry
into possible deficiencies in the conduct or administration of an
agency or official;
disclosure could reasonably be expected to reveal the reason for a
government m decision and any background or contextual
information that informed the decision.
64 I find that disclosure of the Information in Issue could reasonably
be expected to:
promote discussion about the effective functioning of the Supreme
Court which is an important public institution, funded from the public
purse, and that is accountable to the public;
provide relevant background information and promote discussion
about the conflict that occurred within the Supreme Court while the
applicant was Chief Justice and its impact upon the Court;
promote discussion about the appropriateness or otherwise of the
actions of the applicant and other judges, and allow or assist inquiry
into possible deficiencies in that conduct;
promote the government's accountability in terms of the manner in
which it processes RTI applications; the decisions it makes; and the
manner in which it undertakes third party consultation processes;
contribute to informed (both positive and negative) debate about
important public affairs concerning the operations of the Supreme
Court; the conduct of its officers; the responsibilities and powers of
the Chief Justice; and the manner in which those responsibilities and
powers were discharged; and
reveal the reason for government decisions and any background or
contextual information that informed the decision, including the
decisions made by DJAG in response to RTI access applications.
65 I acknowledge the importance of the Supreme Court as a public
institution and that it is crucial that the public has confidence in the Court's
effective and efficient functioning. The public interest in scrutinising the
administration of the Supreme Court, and the conduct of its judicial officers,
is necessarily high. I also acknowledge the importance of protecting the
ability of members of the Court to discuss openly, with their fellow judges,
their views (and disagreements) about the proper administration and
functioning of the Court without these conversations and discussions being
made public as a matter of course. This is particularly relevant with respect
to document (ii). However, in this case, there is already a significant amount
of information in the public domain about the conflict that existed in the Court
and important issues that affected the administration of the Court. I consider
that disclosure of the Information in Issue would provide a more complete
picture of the relevant events that transpired and the conduct of the relevant
judges, as well as giving context to the information that has already been
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disclosed. It would also reveal background and contextual information that
informed DJAG's decisions in response to various RTI applications, and
enhance DJAG's accountability in that regard.
…
69 I reiterate my view that the passing of time (which has occurred
through no fault of the third party) has not diminished to any significant
degree the public interest factors favouring disclosure identified above. I
acknowledge that the applicant resigned as Chief Justice in July 2015, but I
do not accept that the fact the applicant has endeavoured to move on and
put the past behind him lessens the public interest in disclosing contextual
information that would provide a more complete picture of the events that
transpired while he was Chief Justice; that impacted upon the administrative
functioning of the Court; and that attracted significant public attention,
debate and comment. The public interest in scrutinising the administration
of the Court and the conduct of its judicial officers remains high, as does the
public interest in enhancing the accountability of DJAG for the decisions it
makes in response to RTI applications and for the way in which it processes
such applications, including undertaking third party consultations.
70 I reject the applicant's contention that disclosure of the
Information in Issue could reasonably be expected to have a substantial
adverse effect on Court staff or impact upon their current working
environment. I am unable to identify how disclosure could reasonably be
expected to result in an unfair level of scrutiny of the Supreme Court as a
workplace.
Conclusion
71 For the reasons explained, I afford significant weight to each of
the public interest factors identified above that favour disclosure of the
Information in Issue.
Balancing the public interest
72 For the reasons previously expounded, as regards public interest
factors favouring nondisclosure, I give significant weight to the public interest
in protecting the privacy interests of the applicant in respect of the personal
information contained in the Information in Issue.
73 I am not satisfied that any of the other public interest factors
favouring nondisclosure relied upon by the applicant arise for consideration.
In respect of the information contained in the last paragraph in issue on page
2 of document (ii), if I were to accept that its disclosure could reasonably be
expected to prejudice the fair treatment of an individual pursuant to schedule
4, part 3, item 6 of the RTI Act, I would afford this factor favouring
nondisclosure low weight in the public interest balancing test, taking account
of information that is already in the public domain.
74 As regards the five public interest factors I have identified as
favouring disclosure, I afford each of them significant weight.
75 Having weighed these factors, I find that the public interest weighs
in favour of disclosure of the information in issue. I am satisfied that
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disclosure of the Information in Issue would not, on balance, be contrary to
the public interest. Access to the Information in Issue therefore cannot be
refused under sections 47(3)(b) and 49 of the RTI Act.
DECISION
76 I affirm DJAG's decision to grant access to the Information in
Issue. I find that disclosure of the Information in Issue would not, on balance,
be contrary to the public interest.”
Consideration
It is common ground between the parties that no new evidence was
adduced before the Tribunal in the hearing of this appeal. In those
circumstances, it was open to the applicant to make submissions on appeal,
which were not made to the IC. Leave was granted to the applicant to
amend his grounds of appeal on 6 February 2017, so that it could not be
said that the respondents to the appeal have been taken by surprise by the
matters now relied upon by the applicant.
Nevertheless, the IC has sought to make submissions in relation to those
additional grounds of appeal. She has done so in written submissions
dated 3 February 2017. Those submissions, it seems to me, go somewhat
beyond the limitations identified by the High Court (Gibbs, Stephen, Mason,
Aickin and Wilson JJ) in R v Australian Broadcasting Tribunal; Ex parte
Hardiman1 where their Honours said:
“There is one final matter. Mr Hughes was instructed by the Tribunal to take
the unusual course of contesting the prosecutors' case for relief and this he
did by presenting a substantive argument. In cases of this kind the usual
course is for a tribunal to submit to such order as the court may make. The
course which was adopted by the Tribunal in this Court is not one which we
would wish to encourage. If a tribunal becomes a protagonist in this Court
there is the risk that by so doing it endangers the impartiality which it is
expected to maintain in subsequent proceedings which take place if and
when relief is granted. The presentation of a case in this Court by a tribunal
should be regarded as exceptional and, where it occurs should, in general,
be limited to submissions going to the powers and procedures of the
Tribunal.”
Accordingly, I have had regard to the submissions of the IC, on the basis
that it is useful when dealing with new material, which has not been the
subject of argument, to have a contradictor so that both sides of the
question can be properly considered. I do not propose however, to
specifically deal with the IC’s further submissions separately from the
matters raised by the applicant, but rather as part of the overall
consideration of them.
Ground of Appeal 1: The Commissioner failed to take into account a
relevant consideration favouring nondisclosure in the public interest,
1 [1980] HCA 13; 144 CLR 13 at [35]-[36].
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namely item 9 of schedule 4 part 3: that disclosure of the information could
reasonably be expected to impede the administration of justice for a
person.
This ground of appeal was originally raised by the applicant in the course
of the IC’s external review but subsequently withdrawn so that the IC did
not have to rule upon it. That does not prevent the applicant raising the
issue when appealing from the external review decision to this Tribunal.
There was no opposition to the applicant’s application for leave to amend
his grounds of appeal. The parties have been aware that he would be
relying upon this ground since February 2017. The ground of appeal raises
an issue of law and is not dependent on the adducing of any further
evidence. In those circumstances, I propose to consider this ground of
appeal.
The applicant submits that disclosure of the unreleased documents can
reasonably be expected to impede the administration of justice for him.
This is because each of the documents is effectively a commentary by
sitting members of the Supreme Court on the lawfulness of the disclosure
of documents, which are the subject of what has been described as “the
First Carmody Appeals”, i.e. the appeals against the IC’s external review
decisions of 27 June 2016.
The applicant submitted that in the ordinary course, publication of material
which tends to prejudice or influence pending civil proceedings, or pre-
judge the merits or issues to be adjudicated, is undesirable and contrary to
the fair and impartial determination of disputes. In that regard, the applicant
relied upon Attorney General v Times Newspapers Ltd (No 1)2 where Lord
Denning MR (with whom Scarman LJ agreed) said:
“It is undoubted law that, when litigation is pending and actively in suit before
the court, no-one shall comment on it in such a way that there is a real and
substantial danger of prejudice to the trial of the action, as for instance by
influencing the judge, the jurors, or the witnesses, or even by prejudicing
mankind in general against a party to the cause … even if the person making
the comment honestly believes it to be true, still it is a contempt of court if he
pre-judges the truth before it is ascertained in the proceedings …”
The applicant submitted that while there was no allegation of improper
conduct or that the unreleased documents were intended to interfere with
any proceedings, it is nevertheless unhelpful for private comments made
by sitting judges touching upon cases which are pending determination by
their colleagues to be made public. The applicant submitted that allowing
disclosure of the unreleased documents to Seven Network would be likely
to produce such a result. The applicant submitted that this is an
unsatisfactory position, both for him and for the fair and impartial
determination of the First Carmody Appeals by the Tribunal. The applicant
2 (1973) QB 710 at [739].
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submitted that this circumstance should have been considered by the IC
before deciding to disclose the documents.
I have concluded that this is a matter which the IC should have taken into
account as a matter favouring nondisclosure, but I would give to it low
weight in the public interest balancing test. This is because one would
expect the Tribunal, regardless of which judge was presiding, to bring an
open mind to the consideration of public interest and certainly not be
influenced by the informal comments of other judges. Accordingly, I would
allow this ground of appeal, although its contribution to the public interest
weighing test would not be particularly great.
Ground of Appeal 2: The Commissioner made an error of law by
inconsistently considering the effect of the fact that much of the
information in issue is already in the public domain.
The applicant submitted to the IC that disclosure of the unreleased
documents could reasonably be expected to prejudice his fair treatment.
This was on the basis that disclosure would likely lead to unbalanced or
unfair media reporting and would impact adversely upon his reputation and
public standing. The potential for disclosure of the documents to prejudice
the fair treatment of an individual is a factor favouring nondisclosure (item
6 of part 3 of schedule 4 of the RTI Act) which the IC was obliged to consider
in relation to each of the documents in issue.
In discounting that consideration, the IC found:
“46 Having regard to the brief nature of the information in question
together with the fact that it has been disclosed publicly previously, I am not
satisfied that there are reasonable grounds (as opposed to mere
speculation) for expecting that its disclosure could prejudice the applicant’s
fair treatment.
47 Even if I accepted that there were reasonable grounds for
expecting that disclosure of the comments in question could result in
prejudice the applicant’s fair treatment I would afford this factor low weight
in balancing the public interest in recognition of the fact that the conduct in
question and the disapproval of that conduct by other judges is already
publicly known. Despite the applicant’s argument to the contrary the fact
that the public is already aware of the incident in question and that others
disapproved of it, necessarily lessens the potential detrimental impact in
terms of damage to the applicant’s standing or reputation, of any further
reporting and any adverse reflection on the applicant’s conduct.”
The applicant submitted that the IC’s finding that “low weight” should be
given to any prejudice he might suffer as a result of disclosure of the
documents because some information concerning those documents was
already in the public domain, directly contradicted her later findings that
disclosure of the documents could reasonably be expected to:
a) “promote discussion about the effective functioning of the Supreme
Court”;
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b) “promote discussion about the appropriateness or otherwise of the
actions of the applicant and other judges”;
c) “contribute to informed (both positive and negative) debate about
important public affairs concerning … the responsibilities and powers
of the Chief Justice; and the manner in which those responsibilities
and powers were discharged” (at [64]).
The applicant noted that those factors were accorded “significant weight”
([70]). He submitted that the IC’s failure to recognise the inconsistency
between holding on one hand that disclosure of the documents in dispute
was likely to generate discussion (including “positive and negative” debate)
regarding the applicant’s conduct while on the other hand affording “low
weight” to any unfair treatment suffered by him, evidenced serious
irrationality in each of the IC’s decisions. The applicant submitted that the
decision to afford “low weight” to any unfair treatment suffered by him
(which unfair treatment was stated to be “mere speculation”) was at odds
with the IC’s express acknowledgment that there had been “public criticisms
made of the applicant’s conduct by the judges … with media articles
sometimes reflecting unfavourably on the applicant” ([45]). The applicant
submitted that in line with that reasoning by the IC, further disclosure of
documents relating to his tenure as Chief Justice (such as the unreleased
documents) was likely to result in similar public comment upon him.
The applicant relied upon the observations by Crennan and Bell JJ in
Minister for Immigration and Citizenship v SZMDS3:
“… the test for illogicality or irrationality must be to ask whether logical or
rational or reasonable minds might adopt different reasoning or might differ
in any decision or finding to be made on evidence upon which the decision
is based. If probative evidence can give rise to different processes of
reasoning and if logical or rational or reasonable minds might differ in respect
of the conclusions to be drawn from that evidence, a decision cannot be said
by a reviewing court to be illogical or irrational or unreasonable, simply
because one conclusion has been preferred to another possible conclusion.”
The applicant submitted that the IC’s reasoning failed to satisfy that test.
He submitted that the IC ought to have recognised the inconsistency in the
approach revealed in her reasons and either given greater weight to the
prejudice likely to be suffered by him, or less weight to the perceived public
interest benefit in allowing disclosure of the documents in issue.
The applicant submitted that where a decision maker fails to give correct
weight to factors required to be taken into account, the decision may be
reviewed on the grounds of irrationality. The applicant relied upon the
observation in Minister for Aboriginal Affairs & Anor v Peko-Wallsend Ltd &
Ors4 where Mason J (with whom Gibbs CJ and Dawson J agreed) said:
3 [2010] HCA 16; 240 CLR 611 at [131].
4 [1986] HCA 40; 162 CLR 24 at 41.
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17
“… both principle and authority indicate that in some circumstances a court
may set aside an administrative decision which has failed to give adequate
weight to a relevant factor of great importance, or has given excessive
weight to a relevant factor of no great importance. The preferred ground on
which this is done, however, is not the failure to take into account relevant
considerations or the taking into account of irrelevant considerations, but
that the decision is "manifestly unreasonable”.
I have concluded that there is an inconsistency in the approach of the IC.
This is not one of those circumstances where reasonable minds might differ
in respect of the conclusions to be drawn from the evidence. That error on
the part of the IC does constitute an error of law and requires that the IC’s
decision in relation to the weighing of public interest factors be
reconsidered. This ground of appeal has been made out.
Ground of Appeal 3: The Commissioner erred in not deciding that the
Unreleased Documents were documents of an entity to which the RTI Act
does not apply pursuant to s 17 and schedule 2, part 2, item 7 of the Act,
and in particular that:
a. Ms Anne Edwards was “the holder of an office connected with
… a quasi-judicial entity”; and
b. that the Unreleased Documents were prepared “in relation to
the entity’s quasi-judicial functions”.
The applicant explained the basis of this ground of appeal as follows. The
right of access conferred by s 23(1)(a) of the RTI Act is expressed in terms
of “documents of an agency”. Section 14(1) defines “agency” to mean a
series of entities which includes in s 14(1)(a), “a department” (and therefore
DJAG). The applicant relied upon the observation of Applegarth J in Davis
v City North Infrastructure Pty Ltd5 where his Honour said:
“The Parliament did not intend that the right of access to information should
extend to a document held by an entity that falls outside the Act’s definition
of “agency”. If the Parliament had intended the Act to give a right of access
to information to the fullest possible extent, then it would not have conferred
that right by reference to certain defined agencies.”
Section 14(2) makes clear that the concept of “agency” “does not include
an entity to which this Act does not apply”. That phrase is defined in s 17(a)
to mean entities identified in schedule 2, part 1. So, for example, the
concept of an “agency” does not include the Governor or a member of the
Assembly. However, s 17(b) also defines the expression “an entity to which
this Act does not apply” as referring to entities mentioned in schedule 2,
part 2 in relation to a particular function. Schedule 2, part 2, item 7 then
provides:
5 [2012] 2 Qd R 103 at 25.
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18
“A member of, or the holder of an office connected with, a quasi-judicial
entity, in relation to the entity’s quasi-judicial functions.”
The applicant submitted that the RTI Act treats DJAG as an “agency” other
than in the case of any members of, or holders of, “offices” connected with
quasi-judicial entities in relation to those quasi-judicial functions. The
phrase “quasi-judicial entity” is defined in the RTI Act to mean “an entity that
exercises quasi-judicial functions”. The term “office” is not defined in the
Act, however, schedule 1 of the Acts Interpretation Act 1954 (Qld) provides
that the term “includes position”.
The applicant submitted that there was authority for the proposition that the
IC when acting as an arbiter between two contending parties, operates in a
quasi-judicial role (Cairns Port Authority v Albietz).6 The applicant
submitted that each of the documents was prepared by or received by Ms
Edwards, who occupied the position of Director of DJAG’s Right to
Information Unit. That position is “connected with” the office of the IC (a
quasi-judicial entity) because Ms Edwards was required under the RTI Act
to make a decision regarding the earlier access applications, the subject of
the First Carmody Appeals, which decision was reviewable by the IC.
The phrase “connected with” has been recognised to be a relational term
capable of wide meaning. On that issue, the applicant relied upon R v
Khazaal,7 where French CJ said:
“31 Relational terms such as "connected with" appear in a variety of
statutory settings. Other examples are: "in relation to"; "in respect of"; "in
connection with"; and "in". They may refer to a relationship between two
subjects which may be the same or different and may encompass activities,
events, persons or things. They may denote relationships which are causal
or temporal or relationships of similarity or difference. The task of construing
such terms does not involve the resolution of ambiguity. They are ambulatory
words and may be designed to cover a variety of subjects and a variety of
relationships between those subjects. The nature and breadth of the
relationships they cover will depend upon their statutory context and
purpose. …”
The applicant submitted that the breadth of the exclusion contemplated by
item 7 of part 2, schedule 2 is enhanced by the connecting words selected
by the drafter namely “in relation to”. The applicant submitted that
something which is not itself a quasi-judicial function can nonetheless
“relate to” the quasi-judicial function. The wide connecting words show that
Parliament intended things which were not themselves documents
produced in the performance of quasi-judicial functions to be within the
scope of the exemption as documents “relating to” that quasi-judicial
function.
6 [1995] 2 Qd R 470 at 479 per Thomas J.
7 [2012] HCA 26; 246 CLR 601 at [30].
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19
The applicant submitted that in this case Ms Edwards was DJAG’s “decision
maker” for the purposes of the RTI Act in relation to the earlier access
applications made to DJAG. The applicant noted that because DJAG had
undertaken consultation with Byrne SJA and Applegarth J as to disclosure
of the documents, the subject of the First Carmody Appeals, it was not
necessary to undertake those consultations again during the external
review.
The applicant submitted that in those circumstances Ms Edwards was
acting in a position (or office) “connected with” the IC’s quasi-judicial
functions (namely determining the rights of the access applicants in the First
Carmody Appeals) and that the documents in issue were prepared “in
relation” to that function.
The applicant relied upon Henderson v Legal Practice Committee,8 where
Right to Information Commissioner Mead, found that the Legal Practice
Committee was a “quasi-judicial entity” for the purposes of item 6 of part 2,
schedule 2 of the Act and that documents which were received or brought
into existence by the Legal Practice Committee for the purpose of
performing its disciplinary function were documents to which the Act did not
apply.
The applicant submitted that similar principles should apply in this case
where the unreleased documents in issue relate to the actions of DJAG’s
initial decision maker (Ms Edwards) in resolving the rights of the access
applicants in the First Carmody Appeals. The applicant submitted that so
long as the documents relate to the functions of a quasi-judicial entity they
are not documents “of an agency” for the purposes of s 23 of the RTI Act
and there is accordingly no right to Seven Network to their release. The
applicant submitted that on this construction of the RTI Act, the IC ought to
have concluded that s 17 excludes the documents from the RTI Act’s
operation and should not have decided to release them.
In the course of oral submissions, the applicant submitted that Ms Edwards
was the relevant Right to Information principal officer of DJAG tasked with
doing things which were the first step in the process leading to the task to
be performed by a quasi-judicial body and in the performance of quasi-
judicial functions. The applicant submitted that the RTI Act was to be
construed so that Ms Edwards in the performance of this particular activity
fell within item 7, part 2 of schedule 2. The applicant accepted that the
connection between Ms Edwards and the OIC was not the most direct, but
submitted that it met the description of the holder of an office connected
with and in relation to the quasi-judicial functions being performed by the
entity.
The applicant submitted that there were compelling reasons why that
construction should be accepted.
8 Application No 310322 of 30 November 2011.
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20
a) Items 6 and 8 of schedule 2, part 2 already exclude a quasi-judicial
entity and its staff. Accordingly, item 7 must be intended to capture
something broader and outside those two categories and relevantly
the next office holder connected with a quasi-judicial entity’s functions
here would be the principal officer of the agency.
b) To construe item 7 of schedule 2, part 2, so as to include Ms Edwards,
avoids endless access applications. To otherwise construe it, every
time there was an access application it would spawn access
applications as to the process involved in the first. The applicant
submitted that the process laid down by the RTI Act would in that
eventuality become self-defeating because no decision would ever
bring about finality. Even if the process went to a review, someone
could always go back and ask for information about that process. In
making that submission, the applicant was aware and accepted that
the position of the IC herself was outside the operation of the RTI Act.
The applicant submitted that this argument was not directed to the IC
but was concerned with the position of Ms Edwards and people like
her in other departments and entities.
c) The objects of the RTI Act would not be furthered by construing item 7
in a narrow way so as to exclude Ms Edwards or to construe it in the
way in which the IC construed it. The applicant submitted that if
someone to whom the principal officer made inquiry knows that what
is said can itself be the subject of an access application that must
inevitably impair the operation of the RTI Act and the Act ought not be
construed in such a way as to give it that effect. The applicant noted
that the documents in issue highlight a particular circumstance in that
coincidentally, what is being sought from the unrelated documents are
the views of judges on legal issues where they were not involved in an
adjudicative process, but which views are eventually to be potentially
revealed to the world. That is unlikely to have been the expectation of
the judges concerned. Even if it were an expectation of the two
identified judges, it cannot have been thought to be the likely
expectation on the part of somebody being interviewed as part of that
quasi-judicial process.
The applicant submitted that the principal officer in DJAG for RTI purposes,
Ms Edwards, is to be regarded as the holder of an office, which office is
connected with the IC in relation to the IC’s quasi-judicial functions because
she performs the function of assembling information and adjudicating upon
the decision which enlivens the quasi-judicial office and the quasi-judicial
entity’s functions. The applicant submitted that if that analysis is correct
then this application ought to have failed as it was in respect of documents
of someone who was not an agency to which the RTI Act applied.
I accept that at no time did Ms Edwards hold an office or position within the
OIC. Nevertheless, she does come within the description in item 7 of
schedule 2, part 2, given the breadth of the connecting words “in relation
to”. Such an interpretation also avoids the vice which has been identified
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21
by the applicant, of a potentially continuous succession of access
applications.
The IC challenged the applicant’s interpretation on three bases:
a) That the applicant had “misconstrued” Ms Edwards’ role in handling
the access applications, the subject of the First Carmody Appeals.
b) That Ms Edwards did not hold an office “connected with” the IC; and
c) That the IC is not a “quasi-judicial entity” and is otherwise excluded
from the operation of the RTI Act.
The IC submitted that Ms Edwards was not acting “on behalf of” the IC.
However, that phraseology and those connecting words are not used in the
RTI Act, nor in the applicant’s submission. The exclusion upon which the
applicant relies does not require Ms Edwards to have acted “on behalf of”
the IC, only that she hold an “office” (or position) that is “connected with the
IC”.
It is clear that relational expressions such as “connected with” and “in
relation to” are capable of extremely broad application. The IC provided no
reasoning or authority for the assertion that “at no time did Ms Edwards hold
an office or position connected with [the IC]”. To the contrary:
a) Ms Edwards was the “decision maker” (under the RTI Act) in relation
to each of the original access applications lodged in the First Carmody
Appeals.
b) Those decisions were reviewable by the IC pursuant to ss 84 and 88
of the RTI Act (and indeed were reviewed by the IC).
c) The documents in this appeal were created or received by Ms Edwards
as part of the determination of the original access applications lodged
in the First Carmody Appeals.
That factual matrix demonstrates the necessary “connection” between Ms
Edwards’ position as Director of DJAG’s Right to Information Unit and the
OIC. Those facts are not challenged, and no basis has been identified upon
which the applicant can be said to have “misconstrued” Ms Edwards’ role
in creating the “documents in issue”.
In relation to the IC’s third point, no authority is provided for the proposition
that the IC is not a “quasi-judicial entity”. Indeed that proposition conflicts
with the authority of Cairns Port Authority v Albietz, an authority which has
been relied upon both by the applicant and the IC.
As can be seen, I favour the applicant’s interpretation and were it necessary
to resolve this appeal, I would interpret item 7 of schedule 2, part 2 in the
way submitted by the applicant. In view of the conclusions which I have
reached in relation to other grounds of appeal, it is not necessary for me to
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22
decide this ground and base my decision upon it. Moreover, in the absence
of full argument on the issue, I would prefer to reserve my position.
Ground of Appeal 4: The Commissioner erred by taking irrelevant
considerations into account, including that disclosure of the Unreleased
Documents:
a. Could reasonably be expected to enhance the Government’s
accountability; and
b. could reasonably be expected to inform the community of
the Government’s operations, including, in particular, the
policies, guidelines and codes of conduct followed by the
Government in its dealings with members of the community;
The IC based her findings that public interest factors favoured the
disclosure of the unreleased documents at [63] – [64] on the proposition
that the words “the Government”, where appearing in the RTI Act, include
the judiciary. On that premise, the IC took into account that disclosure of
the documents could reasonably be expected to promote open discussion
of public affairs, enhance the Government’s accountability, inform the
community of Government operations, including in particular, the policies,
guidelines and codes of conduct followed by the Government in its dealings
with members of the community.
This interpretation of the RTI Act cannot be correct.
a) The object of the RTI Act is expressed as giving a right of access to
information in “the government’s control”.
b) But the RTI Act distinguishes between “government” and
“Government”. This distinction must be recognised (but the IC does
not do so). Where Parliament has used the phrase “the Government”
in schedule 4, part 2, items 1 and 3, it must be taken to be referring to
the elected Government of the day and not the broader concept of
“government” (which would include the judiciary).
c) Such an interpretation is consistent with the fact that other factors
favouring nondisclosure of information tend to exclude the operation
of the RTI Act insofar as it would otherwise apply to the judiciary and
that disclosure will:
i) “Prejudice the … professional … affairs of entities”, (which entities
may include courts as evidenced by items 1 and 2 of part 2,
schedule 2);
ii) “Impede the administration of justice generally, including
procedural fairness”; and
iii) “Impede the administration of justice for a person”.
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23
The important distinction is between the term used in item 1, part 1 of
schedule 4, which uses the expression “Government” and use of the term
“government” (with a lower case “g”) in the RTI Act; for example in the
preamble to the RTI Act, the submission is supported with a number of
references to "Government" including paragraph (2) which states
"Government is proposing a new approach to access information" (which
can only refer to the then Government of the day). Accordingly, the context
of "Government" in the RTI Act, including in item 1, part 1 of schedule 4,
refers to the elected Government of the day which does not include the
judiciary.
There is no definition in the RTI Act that defines "government" (with a lower
case "g") to be or include a court or a judicial officer. Item 1 of schedule 2,
part 2 specifically provides that the RTI Act does not apply to "a court" or
the holder of a judicial office or other office connected with a court, in
relation to the court's judicial functions. It follows that the judiciary, the
courts or a judicial officer cannot be considered to be part of the
"Government of the day" or a particular Government, as an elected
Government. To do so in a statute that is concerned with accountability of
elected Governments, such as the RTI Act, is to ignore the important
distinction between the judiciary and other arms of "government"
recognised by the concept of separation of powers and judicial
independence reflected in the reasoning, by Gleeson CJ in Fingleton v The
Queen.9
It follows that the decision by the IC to allow disclosure of the unreleased
documents was made after erroneously taking into account irrelevant
factors, i.e. that the disclosure of the documents in issue, which contained
comments by judges, would give rise to community discussion concerning
the operation of Government. This constitutes an error of law. This ground
of appeal has been made out.
Ground of Appeal 5: The Commissioner erred by failing to take relevant
considerations into account, including that:
a. the Unreleased Documents comprise ‘exempt information’
under schedule 3, s 8(1) of the RTI Act; and
b. disclosure could reasonably be expected to prejudice an
agency’s ability to obtain confidential information (item 16 of
part 3, schedule 4), and that the disclosure could reasonably
be expected to prejudice the future supply of confidential
information (item 8(1) of part 4, schedule 4).
The applicant submitted that the IC failed to consider whether the
unreleased documents comprised “exempt information”. Section 8(1) of
schedule 3 of the RTI Act states that information is “exempt” if its disclosure
“would found an action for breach of confidence”. Section 48 provides that
9 [2005] HCA 34; 227 CLR 166.
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24
“exempt information” is information, the disclosure of which the Parliament
has considered would, on balance, be contrary to the public interest.
The applicant submitted that while neither of the documents was authored
by him, the information in them was not excluded from being confidential to
him. The Supreme Court of Queensland Act 1991 (SCQ Act) provides for
the existence and structure of the Supreme Court and conferred broad
powers and responsibilities upon the applicant during his tenure as Chief
Justice (ss 15 and 51). The applicant submitted that, assessed objectively,
one would expect that private communications between judges (including
him) regarding the management and administration of the Supreme Court
are communications of a confidential nature.
The applicant submitted that he had a right to the maintenance of
confidentiality in information sent privately by him to members of the
judiciary in the exercise of his functions as Chief Justice. He submitted that
it was not to the point that other judges might have repeated (amongst
themselves or to Ms Edwards or others) that information in other forms. He
submitted that a voluntary release of that information would be actionable.
I agree that at least in respect of the audio-recording (the subject of the
commentary by Byrne SJA in the file note), it is clear that the recording was
obtained secretly and concerns confidential information communicated by
the applicant to others (namely Justices Byrne and Boddice). In the
ordinary course of events, its publication would be an offence under s 45(1)
of the Invasion of Privacy Act 1971 (Qld) and it is wrong to suggest that the
conversation in the audio-recording would have occurred in an identical
fashion had it been revealed in advance that it was to be recorded. I am
persuaded that the discussion of the audio-recording documented in the file
note is “exempt information” on the basis that its disclosure would found an
action for breach of confidence. My reasons for reaching that conclusion
are more fully set out in the First Carmody Appeals.
The applicant submitted that the content of the letter authored by
Applegarth J similarly restates confidential information which must have
initially been communicated by the applicant (and other judges) regarding
the management and administration of the Supreme Court. He submitted
that a public interest harm from disclosure of such information arises in at
least two respects. First, the disclosure might harm public confidence in
the judiciary and second, disclosure on this occasion might inhibit free and
frank discussions between judges in the future, so as to impair the
functioning of the judiciary and the discharge of the Chief Justice’s
responsibilities under s 15 of the SCQ Act.
The applicant submitted that if disclosure of the documents is supported
because some criticism of him had been discussed publicly, then that is
bound to inhibit the future freedom of communications between judges.
The applicant submitted that that it is precisely the reason why judges are
entitled to confidentiality in their communications. He submitted that the
notion that a right to privacy and confidentiality fundamental to free and
open communication between members of the judiciary might be obviated
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25
by the discussion and criticism in the public realm of his tenure as Chief
Justice, is not defensible.
The applicant submitted that the confidentiality, in any and all documents
which affect or record communications by him (even if passed on between
other judges), cannot be defeated by the lack of objection from other judges
to its being disclosed. The applicant submitted that it is likely that
confidentiality as to communications between judges concerning the
administration of the Supreme Court is a confidentiality which is shared
amongst the judges (and therefore would require a “waiver” of
confidentiality from all of them, including himself). The applicant submitted
that the IC’s finding that neither Byrne SJA or Applegarth J objected to the
disclosure of the documents cannot constitute a waiver by the applicant or
any of the other judges of the Supreme Court of the confidentiality of the
content of those documents.
In written submissions on this issue, the IC submitted that the applicant had
failed to make out this ground of appeal because he had failed to establish
the existence of an equitable obligation of confidence. The IC submitted
that the application of s 8(1) of schedule 3 of the RTI Act should be
approached by reference to a hypothetical legal action in which there is a
clearly identifiable plaintiff possessed of appropriate standing to bring a suit
to enforce an obligation of confidence said to be owed to that plaintiff in
respect of information in the possession or under the control of the agency
faced with an application under the RTI Act.
The IC submitted that the following cumulative requirements had not been
established by the applicant and therefore such a hypothetical legal action
could not succeed:
The information must be capable of being specifically identifiable as
information that is secret, rather than generally available;
The information must have the necessary quality of confidence;
The circumstances of the communication must create an equitable
obligation of confidence;
The disclosure of the information to the access applicant must
constitute an authorised use of the confidential information; and
The disclosure must cause detriment to the confider.
I am not persuaded by this submission. It is not clear on what basis the IC
asserts that these requirements were not met in this case.
In relation to the first requirement, the Applegarth letter contained
information regarding the management of the Supreme Court. That
information, including information regarding discussions between and
meetings of judges, is not generally available. In relation to the second and
third requirements, assessed objectively, communications and meetings
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26
between judges as to the management of a court comprise information of a
confidential nature.
In relation to the fourth requirement, the applicant’s primary submission in
this appeal is that the confidentiality inherent in the information within the
letter is likely to be one which is shared among the judges of the court.
Accordingly, that confidentiality cannot be waived by the consent of only
some of them. It is trite law to observe that even a person who “innocently”
obtains confidential information may nevertheless be restrained from
publishing that information if later informed of its confidential nature.
I have concluded that the fifth requirement of detriment to the confider is
satisfied in the circumstances of this case. The reasons of the IC for her
decision in this matter recognise that previous disclosure of related
information had led to public criticism of the applicant.
It follows that I am satisfied that the information recorded in the unreleased
documents is capable of being made the subject of an action for breach of
confidence. In any event, the fact that the documents in issue contain
information of a confidential nature is a factor which ought to have been
considered by the IC before any decision to disclose the documents was
made. This ground of appeal has been made out.
Conclusion and orders
For the reasons set out above, the IC’s exercise of discretion has miscarried
and errors of law have occurred. In particular, the IC has taken into account
irrelevant considerations, i.e. that a discussion of court affairs will give rise
to a discussion concerning Government generally, and has failed to take
into account relevant considerations, in particular, the breach of
confidentiality which the disclosure of the documents in issue will give rise
to.
Under s 146 of the Queensland Civil and Administrative Tribunals Act 2009
(Qld) the Tribunal has wide powers in an appeal where errors of law have
been established. Those powers include setting aside the decision and
substituting its own decision or setting aside the decision and returning the
matter to the IC for reconsideration according to law. Having regard to the
protracted nature of the proceedings, and the undisputed primary facts, I
have concluded that the better course is to set aside the decision of the IC
and substitute my own decision in relation to the unreleased documents.
As can be seen from the IC’s reasons at [63] – [64] the basis for her decision
to disclose the documents in issue were the public interest factors favouring
disclosure identified in [63]. The IC gave each of those factors “significant
weight” [74]. As explained in relation to Ground of Appeal 4, error has been
established in that approach because of an incorrect interpretation of the
word “Government” as used in the RTI Act. Once those factors are taken
out of the weighing process, and due weight is given to the matters raised
in Grounds of Appeal a, d and e, the factors favouring nondisclosure of the
documents significantly outweigh those favouring disclosure.
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Accordingly, the orders which I make are:
1. The appeal by the applicant against the decision of the IC in her external
review is upheld.
2. The decision of the IC in her external review of 19 September 2016 is
set aside.
3. Access to the unreleased documents is refused.
4. The costs of the appeal are reserved, with liberty to the parties to apply
to the Tribunal on 28 days’ notice on the issue of costs.
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Official source: https://www.sclqld.org.au/caselaw/QCATA/2018/018