Beaven v Wagner Industrial Services Pty Ltd [2017] QCA 246 [2018] 2 Qd R 542
SUPREME COURT OF QUEENSLAND
CITATION: Beaven v Wagner Industrial Services Pty Ltd [2017]
QCA 246
PARTIES: DAVID ALLEN BEAVEN
(appellant)
v
WAGNER INDUSTRIAL SERVICES PTY LTD
ACN 105 730 489
(respondent)
FILE NO/S: Appeal No 13417 of 2016
DC No 42 of 2014
DIVISION: Court of Appeal
PROCEEDING: General Civil Appeal
ORIGINATING
COURT: District Court at Ipswich – [2016] QDC 299 (Richards DCJ)
DELIVERED ON: 24 October 2017
DELIVERED AT: Brisbane
HEARING DATE: 10 August 2017
JUDGES: Fraser and Philippides JJA and McMeekin J
ORDERS: 1. Appeal dismissed.
2. The appellant to pay the respondent’s costs of the
appeal.
CATCHWORDS: TORTS – NEGLIGENCE – ESSENTIALS OF ACTION FOR
NEGLIGENCE – BREACH OF DUTY – where the appellant
suffered a prolapsed disc in the course of employment with the
respondent – where the appellant’s cause of action in the final
instance was based on an alleged failure to train in basic
manual handling techniques – where the appellant’s claim for
damages was dismissed – where the learned trial judge found
that the appellant had failed to show that his injury had been
caused by any breach of duty by the employer – whether the
learned trial judge erred in failing to make a finding that the
respondent breached its contractual duty of care to the appellant
TORTS – NEGLIGENCE – ESSENTIALS OF ACTION FOR
NEGLIGENCE – CAUSATION – where there was no
adjudication of the causation issue by reference to the breach
of duty – where there was no adjudication of the causation issue
in accordance with s 305D and s 305E of Workers’ Compensation
and Rehabilitation Act 2003 (Qld) – whether the learned trial
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judge erred in failing to find that the breach so identified caused
the appellant’s injury
DAMAGES – MEASURE AND REMOTENESS OF
DAMAGES IN ACTIONS FOR TORT – MEASURE OF
DAMAGES – METHOD OF ASSESSMENT – PERSONAL
INJURIES – where there is a complaint as to the extent of the
discount applied to the award for past and future economic loss
– where the learned trial judge applied a 30 per cent discount
to both past and future loss components – where the discount
was applied to two factors namely a degenerative back condition
and the possibility that the appellant would have given up his
employment to care for his ill wife – whether the discount
applied was justified and appropriate in the given circumstances
EVIDENCE – GENERAL PRINCIPLES – DIRECT EVIDENCE
– DRAWING INFERENCES – where the learned trial judge
did not make an express finding as to what training the appellant
had been given – where the appellant did not give evidence in
chief on the subject of his training – where there was no direct
evidence of the extent of the training given to the appellant by
the respondent or the full extent of the training that the appellant
had received generally – where the appeal is advanced on the basis
that inferences should be drawn from the statements of other
witnesses about the training that they were aware of or had
received from the respondent – whether such an inference
should be drawn as to the training that was given and not given
EVIDENCE – ADMISSIBILTY – HEARSAY – GENERALLY
– ADMISSION IN EVIDENCE WITHOUT OBJECTION –
where the appellant relies on a passage in the report of the
ergonomist as evidence of the training – where the appeal is
advanced on the basis that hearsay statements contained in the
report of an expert are required to be received as evidence of
their truth – whether the statement is admissible to prove the
truth of its contents as so claimed
Evidence Act 1977 (Qld), s 93
Uniform Civil Procedure Rules 1999 (Qld), r 428
Workers’ Compensation and Rehabilitation Act 2003 (Qld),
s 305B, s 305D, s 305E
Beaven v Wagner Industrial Services Pty Ltd [2016]
QDC 299, related
Bromley Investments Pty Ltd v Elkington (2002) 43 ACSR 584;
[2002] QSC 427, cited
Dasreef Pty Ltd v Hawchar (2011) 243 CLR 588; [2011]
HCA 21, considered
Gordon v R (1982) 41 ALR 64, cited
Hughes v National Trustees Executors and Agency Co of
Australasia Ltd (1979) 143 CLR 134; [1979] HCA 2, considered
Hunt v Australian Associated Motor Insurers Ltd [2012]
QCA 183, distinguished
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Insurance Commissioner v Joyce (1948) 77 CLR 39; [1948]
HCA 17, cited
Jones v Dunkel (1959) 101 CLR 298; [1959] HCA 8, cited
Makita (Australia) Pty Ltd v Sprowles (2001) 52 NSWLR 705;
[2001] NSWCA 305, cited
Malec v JC Hutton Pty Ltd (1990) 169 CLR 638; [1990]
HCA 20, cited
McLennan v Taylor [1966] 2 NSWR 685; (1966) 85 WN (Pt 1)
(NSW) 525, cited
Millar v Dickson [2002] 1 WLR 1615; [2001] UKPC D4, cited
Phillips v MCG Group Pty Ltd [2013] QCA 83, cited
Queensland Corrective Services Commission v Gallagher
[1998] QCA 426, cited
R v Clark [2005] 13 VR 75; [2005] VSCA 294, cited
R v Gardner [1980] Qd R 531, cited
R v Laing [2008] QCA 317, cited
R v LRG (2006) 16 VR 89; [2006] VSCA 288, considered
R v Ping [2006] 2 Qd R 69; [2005] QCA 472, considered
R v TJW [1989] 1 Qd R 108, cited
R v Tonkin [1975] Qd R 1, cited
Ramsay v Watson (1961) 108 CLR 642; [1961] HCA 65, cited
Ritz Hotel Ltd v Charles of the Ritz Ltd (1988) 15 NSWLR 158,
followed
Robert Bax & Associates v Cavenham Pty Ltd [2013]
1 Qd R 476; [2012] QCA 177, distinguished
Roof & Ceiling Construction Co v SA Wigan & Co Pty Ltd
[1972] QWN 14, cited
Seltsam Pty Ltd v Ghaleb [2005] NSWCA 208, cited
Sinclair v Sunshine Coast Independent Living Service Inc
[2016] QSC 63, distinguished
Steele v Mirror Newspapers Ltd [1974] 2 NSWLR 348, cited
Turner v South Australia (1982) 56 ALJR 839, cited
Vozza v Tooth & Co Ltd (1964) 112 CLR 316; [1964] HCA 29,
cited
COUNSEL: R J Douglas QC, with S D Anderson, for the appellant
G W Diehm QC for the respondent
SOLICITORS: Shine Lawyers for the appellant
BT Lawyers for the respondent
[1] FRASER JA: I have had the advantage of reading in draft the reasons of
McMeekin J. I respectfully agree with those reasons and with the orders proposed by
his Honour that the appeal be dismissed with costs.
[2] The questions in this appeal include a question whether an ergonomist’s report of the
plaintiff’s statement about what manual handling training he received was evidence
of the truth of that statement. It may not be strictly necessary to decide this question,
but it raises a point of some significance in much litigation. For that reason I propose
to add some additional remarks to my colleague’s detailed analysis upon this issue.
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[3] As McMeekin J has mentioned, in Robert Bax & Associates v Cavenham Pty Ltd1
Muir JA articulated the principle that, “generally speaking at least, a party who fails
to object to inadmissible hearsay evidence contained in a document which is
admissible as original evidence will have waived its right to limit the use to which the
evidence may be put”. Whilst I respectfully agree with the decision in that case,
I share McMeekin J’s doubt whether such a principle generally applies in relation to
statements in expert reports of asserted facts upon which the expert’s opinion is based.
[4] There may be cases in which an expert’s statement of another person’s assertion of a
fact is admissible as original evidence of that fact (see, for example, Gordon v R,2
concerning some statements made to a psychiatrist), but such cases are exceptional.
In most cases, an expert’s statement of a fact asserted by another person is not
admissible evidence of the truth of that fact. The common law position in this respect
is succinctly summarised in the High Court’s restatement in Gordon v R of the
principle expressed in Ramsay v Watson:3 “… statements made to an expert witness
are admissible if they are the foundation, or part of the foundation, of the expert
opinion to which he testifies but that if such statements, being hearsay, are not
confirmed in evidence, the expert testimony based on them is of little or no value.”
Other than in exceptional cases, that authoritative statement seems to require the
conclusion that whilst an expert’s statement of a fact forming a basis of the expert’s
opinion is admissible, it is not to be treated as evidence of the truth of that fact.
Consistently with that view, and as McMeekin J has noted, the Uniform Civil
Procedure Rules 1999 (Qld) requires an expert to identify the factual bases of the
expert’s opinion. Rule 428(2) provides that an expert report “must include the
following information - (b) all material facts, whether written or oral, on which the
report is based”. It is not to be supposed that the purpose of this rule was to provide
a shortcut to the proof of a fact upon which an expert’s opinion is based.
[5] With that background in mind, a record in an expert report of a fact asserted by
another person upon which the expert’s opinion is based ordinarily would not be
construed as involving any statement about the truth of the fact. Instead, it would be
understood as the expert’s identification of a fact assumed to be true only for the
purpose of the expert formulating his or her opinion. Upon that basis, it is difficult
to see the need for an opposing party to make any statement to that effect, or to object
to the admission in evidence of the recorded fact, in order to avoid the admission of
the report being treated as evidence of the truth of that fact. There may be particular
cases in which the circumstances make it prudent for a party to clarify the position,
or even to take an objection, but ordinarily the mere absence of an objection should
not transform an expert’s statement of a fact upon which the expert’s opinion is based
into evidence of the truth of that fact.
[6] There was no circumstance in this case which suggested any possible need for the
defendant to object or seek any clarification of the status of the expert’s statement in
his report that the plaintiff “could not recall any training session…regarding the
avoidance of applying efforts at full reach”. Indeed, the circumstances in which that
report was tendered confirmed what I would regard as the usual position that the
expert’s reference to an assertion by another person of a fact upon which the expert’s
opinion was based did not involve any statement about the truth of that asserted fact.
1 [2013] 1 Qd R 476 at [46].
2 (1982) 41 ALR 64 (Gibbs CJ, Mason, Murphy, Aickin and Brennan JJ).
3 (1961) 108 CLR 642 at 648 – 649.
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There is first the circumstance that the contentious statement appears under a heading
“Description of Incident”, and after the introductory words that for the purposes of
the report “events are believed to have occurred as follows”. In that context, and as
one would in any event expect, the expert’s statement of the plaintiff’s assertion about
training should be understood as being no more than the identification of one of the
assumptions upon which the expert’s opinion was based; it would not be construed
as involving any statement about the truth of the assumed fact.
[7] Other matters point in the same direction: in light of the facts in issue on the pleadings,
it must have been defence counsel’s expectation that the plaintiff would be called to
give evidence, including evidence of all the material circumstances upon which the
expert’s opinion was based; counsel for the plaintiff tendered an agreed bundle of
documents, including this expert’s report, during her opening, and counsel for the
defendant stated that he objected to the admissibility of the expert’s report; in
response, the plaintiff’s counsel informed the trial judge that she would not open the
expert’s evidence because of the objection, and the plaintiff’s evidence was completed
before the trial judge heard argument about the admissibility of the expert report.
[8] I would add that, in circumstances in which the plaintiff did not rely upon the expert’s
statement of the plaintiff’s assertion concerning training as evidence of the truth of
that assertion at the trial, the plaintiff should not be permitted to take that point for
the first time on appeal.
[9] PHILIPPIDES JA: I agree with McMeekin J and with Fraser JA’s additional
comments. Muir JA’s statement in Robert Bax & Associates v Cavenham Pty Ltd4 is
to be understood in the context of the issue before the Court. It was not expressed to
extend to the position of original documents in the form of an expert’s report, which
concern a distinct category of case with well-established principles.
[10] McMEEKIN J: This appeal concerns the dismissal of a claim for damages for
personal injury brought by Mr Beaven against his employer, Wagner Industrial
Services. It is said that the learned trial judge erred essentially in two respects:
(a) Failing to make a specific finding that the respondent breached its
contractual duty of care to the appellant by failing to provide training and
assessment “as to the caution to be exercised in engaging in awkward
posturing in employment activity”;
(b) Failing to find that the breach so identified caused the appellant’s injury,
there being no adjudication of the causation issue by reference to the
breach of duty or in accordance with s 305D and s 305E of Workers’
Compensation and Rehabilitation Act 2003 (Qld).
[11] As well there is a complaint concerning the assessment damages.
Background Facts
[12] The appellant was a truck driver. He suffered a prolapsed disc in his lumbar spine in
the course of his employment with the respondent when he reached out to open the
jammed locking mechanism of the passenger door of his assigned truck. His
description of the incident was as follows:
4 [2013] 1 Qd R 476 at [46].
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“…walked over and put the key in the – in the door of the passenger’s
side of the truck, turned the key and it was – it was jammed. So I took
the key out and went round to the driver’s side of the truck and
unlocked it, climbed up into the cab and tried to pull the unlocking pin
with my fingers. That didn’t work so I reached down under my seat
and grabbed a pair of vice grips, attached them to the unlocking pin,
give it a couple of tugs and when the pin came loose it gave – the vice
grips came off and I fell backwards into my seat, twisted, and then
carried on as normal.5
[13] The learned trial judge accepted that the appellant was honest, that the incident
occurred as he described, and that his injury was caused in the incident.
[14] The appellant’s cause of action in the final instance was based on an alleged failure
to train him in basic manual handling techniques – not to adopt awkward postures and
not to exert a force out at a distance from his body. There was evidence from a safety
consultant and ergonomist that such training was required and needed to be repeated.
The ergonomist said that in training a worker “you’re definitely going to talk about
‘don’t get into a very awkward posture’” and that concept being a “very fundamental
principle”.6
[15] The appellant’s claim for damages was dismissed by the learned trial judge essentially
on the ground that the appellant had failed to show that his injury had been caused by
any breach of duty by the employer. Her Honour held:
“…the difficulty in assessing whether the training was insufficient was
that there was no evidence of the fault in manual handling training or
what additional training would be necessary for Mr Beaven to have
decided not to act in the way that he did on the day in question. As
such there is no evidence, to suggest that had he had further training
in relation to risk assessment that he would have acted any differently
than he did on the day in question particularly given that he had no
knowledge of the pre-existing vulnerability in his back.”7
Questions on the appeal
[16] There are two questions on this appeal. The first concerns what training was given to
the appellant. Assuming in favour of the appellant that the ergonomist’s evidence
should be accepted as to what ought to have been done, was the training that he
described not given to the appellant? The training is described in the concluding
paragraph of the ergonomist’s report as: “manual handling training relevant to duties
including basic principles such as avoiding significant lifting force at a distance from
the body especially whilst twisted and bent.”8
[17] The second question is the causation issue – whether such training, assuming that it
was not given and ought to have been given, would have avoided the incident.
[18] One of the curiosities of the case is that the key point now agitated was not the subject
of a precise pleading, was not mentioned in the statement of agreed facts and issues
5 AR 6/5 – 12.
6 AR 123/11 – 14.
7 Beaven v Wagner Industrial Services Pty Ltd [2016] QDC 299 at [44].
8 AR 325.
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tendered, was not opened and was not the subject of direct evidence in the plaintiff’s
case. The pleadings are general enough to cover the claimed breach. The appeal is
advanced on the basis that inferences should be drawn from the statements of other
witnesses about the training from the respondent that they had received or were aware
of, or that hearsay statements contained in the report of an expert are required to be
received as evidence of their truth.
[19] Before turning to those questions it is useful to consider the statutory framework
governing the case.
Breach of Duty
[20] The appellant’s cause of action is governed by the provisions of the Workers’
Compensation and Rehabilitation Act 2003 (Qld) (“WCRA”). The relevant
provisions are set out in Chapter 5 Part 8. The learned trial judge did not in terms
consider the provisions. Section 305B provides:
“305B General principles
(1) A person does not breach a duty to take precautions against a
risk of injury to a worker unless—
(a) the risk was foreseeable (that is, it is a risk of which the
person knew or ought reasonably to have known); and
(b) the risk was not insignificant; and
(c) in the circumstances, a reasonable person in the position
of the person would have taken the precautions.
(2) In deciding whether a reasonable person would have taken
precautions against a risk of injury, the court is to consider the
following (among other relevant things)—
(a) the probability that the injury would occur if care were
not taken;
(b) the likely seriousness of the injury;
(c) the burden of taking precautions to avoid the risk of
injury.”
[21] Hence the legislation puts at the very forefront of any consideration of breach the
question of the level of risk that needed to be guarded against. Her Honour did not
deal with the concept presumably because neither counsel referred the judge to the
relevant section.
[22] It was submitted to this Court that her Honour dealt with foreseeability of the risk of
injury in the following passage of her reasons:
“In these circumstances, it is not unreasonable that if the passenger
side door did not open from the outside, that Mr Beaven would try to
open it from the inside. Mr Steele acknowledged that that would be an
appropriate way to act. Again, in my view, it is not unreasonable that
if there were tools within the truck that the plaintiff might try to use
an appropriate tool to open the pin lock if he was unsuccessful. Given
that this seemed to be a new problem, if there was some minor
jamming of the pin lock then that may easily have been fixed without
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the need to put the truck into the mechanic and it would not be
unreasonable for him to act in that manner.”9
[23] Given that there is no reference either to foreseeability or to injury it is difficult to
construe the passage as we were urged to do. The highest that it reaches is a statement
that undertaking the task of opening the jammed pin lock with an appropriate tool
was, by implication, foreseeable as it was not an unreasonable course of action in the
circumstances. The question of the foreseeability of the risk of injury involved is an
entirely separate concept.
[24] Despite my own reservations, for the purposes of the appeal I assume, as the parties
appeared to have done in their written submissions, that her Honour was, or ought to
have been, satisfied that the risk of injury was foreseeable in the sense mentioned in
s 305B(1)(a). That is, the risk was not insignificant, and that the risk of injury was
sufficiently probable and serious to justify taking the precaution suggested of
providing such training.
The evidence of the training
[25] The learned trial judge made no express finding on what training had been given to
the appellant. It would have been difficult to do so as the appellant gave no evidence
on the question of his training on “basic principles such as avoiding significant lifting
force at a distance from the body especially whilst twisted and bent”.10 Indeed he
gave no evidence in chief on the subject of his training at all.
[26] In cross examination it emerged that he had spent eight years in the Army and had
received training in “how to lift things and how to move”.11 The detail of that training
was not given. The appellant worked at some seven different transport companies
over a 20 year period before commencing with the respondent in 2005. He had
received training in the course of that employment. Again that was not explored in
detail but the cross examiner put to him that the training had included securing loads,
climbing on loads and strapping loads.12
[27] He accepted too that he had received some training at the respondent’s employment.
Again the full extent of that training was not explored. He accepted that he had
obtained a Certificate III in “Transport and Logistics Road Transport” only some five
months before the subject incident and that the modules had included “follow
occupational health and safety procedures” and “implement and monitor occupational
health and safety procedures”.13 There is a one line reference in each of the Driver
Assessment Reports to “posture” but no elucidation in the evidence as to what was
discussed or taught.14
[28] A Mr Steele gave evidence in the appellant’s case. He was responsible for training
the appellant at the respondent’s workplace. He had assessed the appellant on 15 to
20 occasions over five years. He explained that he had once been a regimental
transport supervisor in the Army, had 15 years of experience as a trainer there, and
that there was a manual handing component in the army training. His evidence
included:
9 Beaven v Wagner Industrial Services Pty Ltd [2016] QDC 299 at [41].
10 AR 325.
11 AR 39/22.
12 AR 41/25 – 26.
13 AR 42/24 – 27.
14 AR 284; AR 286; AR 288.
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“Had you had opportunity to observe Mr Beavan’s (sic) manual
handling techniques?---Yeah, yep.
Had you ever formed any concerns about his knowledge or technique
in that regard?---No. His – his main – his main thing with – with
a truck – with an agitator would be taken the chutes off with – when it
comes to manual and handling.
Okay. What does that involve?---Well, you – you go to the side of the
truck. You have to lift the chutes off. Then you have to take them
round, you’ve got to place three chutes on the end of the truck so the
concrete can go down it.
Okay?---That was the main manual and handling thing that we – we
done on the truck.15
…
I see. And you observed, when you travelled with Mr Beavan (sic) for
- - -?---Yep.
- - - his competency assessments, you observed him doing that: lifting
these chutes?---Yeah, yeah, many a time, yep.
You never had – you never observed him to do anything in breach of
his manual handling obligations or what was expected of him in that
regard?---No, no.
If you had seen him do something that you regarded as inappropriate
in terms of manual handling, what would you have done?---He would’ve
been told, you know, that he’s doing something wrong. And I would’ve
gone out with him again and again and again until he got it right.”16
[29] Mr Steele also gave evidence that he would train the men on risk assessments which
concerned going on to other sites, but no evidence was led of what that entailed.17
[30] A Professional Driver Handbook was tendered which had been provided to the
plaintiff that included a direction about risk assessment but contained no information
or training with respect to avoiding awkward postures.
[31] On appeal, but not at trial, reliance was placed on a passage in the report of the
ergonomist which read:
“In regard to manual handling training Mr Beaven could not recall any
training session and no input regarding the avoidance of applying
efforts at full reach nor any input in regard to stressful postures”.18
[32] At the close of the appellant’s case, that was the extent of the evidence on the point
now argued.
[33] The respondent called a Mr MacNamara who was the respondent’s plant manager. In
his cross examination the following exchange occurred:
“Mr MacNamara, you didn’t see any problem with getting into the
truck and reaching across to try and open the passenger side door, did
you?---No.
15 AR 71/38 – 72/2.
16 AR 72/37 – 73/2.
17 AR 67/20 – 30.
18 AR 310.
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You had never undergone a risk assessment for being in an awkward
posture inside of a truck, had you?---No.
You hadn’t been trained in how to consider whether forces might be
different on your body and might potentially cause injury for you
reaching across a truck, had you?---No.
And you hadn’t participated in any training like that for drivers at
Wagners, had you?---No.”19
Discussion
[34] For the moment I put to one side the hearsay statement reported by the ergonomist.
[35] There was no direct evidence of the extent of the training given to the appellant by
the respondent. There was no direct evidence given of the full extent of the training
that the appellant had received throughout what appears to have been a 30 year career
which had included regular manual work of varying types. What the appellant seeks
is that the Court draw an inference as to the training given and not given. I do not see
how that can be done.
[36] The first point is that one normally expects direct evidence to be led of such a matter
from the plaintiff. Where the witness is competent and where there is every reason
to expect that the witness would be in a position to give evidence about the matter, as
here, a strong inference is available that the question was deliberately avoided,
presumably because a truthful answer would not have assisted the appellant’s case.
As Dixon J said in Insurance Commissioner v Joyce:20
“It is proper that a court should regard the failure of the plaintiff to
give evidence as a matter calling for close scrutiny of the facts upon
which he relies and as confirmatory of any inferences which may be
drawn against him. But it does not authorize the court to substitute
suspicion for inference or to reverse the burden of proof or to use
intuition instead of ratiocination.”
[37] That inference is even stronger where, as here, the appellant’s counsel appeared to be
very much alive to the point given her cross-examination of the plant manager.
[38] Jones v Dunkel21 is usually cited as the applicable authority on the drawing of
inferences in the absence of evidence. There the principle in its broadest form was
enunciated by Windeyer J, quoting from Wigmore on Evidence22 as follows:
“The failure to bring before the tribunal some circumstance,
document, or witness, when either the party himself or his opponent
claims that the facts would thereby be elucidated, serves to indicate,
as the most natural inference, that the party fears to do so, and this fear
is some evidence that the circumstance or document or witness, if
brought, would have exposed facts unfavourable to the party. These
inferences, to be sure, cannot fairly be made except upon certain
conditions; and they are also open always to explanation by circum-
stances which made some other hypothesis a more natural one than the
19 AR 160/12 – 24.
20 (1948) 77 CLR 39 at 61.
21 (1959) 101 CLR 298 at 320 – 321.
22 3rd ed (1940) vol 2, s 285, p 162.
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party's fear of exposure. But the propriety of such an inference in
general is not doubted.”
[39] There is nothing in the facts here that explain the failure to ask the relevant questions.
As Moffitt P observed in Steele v Mirror Newspapers Ltd:23
“If a party wishing to prove a particular fact relied upon seeks to do so
by inference from other facts, and fails to give or call available direct
evidence of the fact, and there is no sufficient explanation for the
failure to call that evidence, then, there will properly be less
confidence in drawing the inference in question. The failure to call
the available direct evidence may weaken the inference and in
some cases this may lead a trier of the facts to decline to draw the
inference. Thus, if a plaintiff, capable of proving by his direct
evidence that he was at a particular place or that he suffered
a loss, but sits in Court while inconclusive inferential evidence is
led from others, he runs the risk that, by reason of his unexplained
failure to testify, the inference he seeks to have drawn will be
weakened and possibly rejected.” (my emphasis)
[40] The likelihood of rejection is so much the stronger where the witness does testify but
avoids the issue.
[41] The second point is that the training the ergonomist had in mind was described by
him as “basic” and “fundamental”. Mr Steele’s evidence was that what he had
observed of the appellant’s work had led him to think that he was complying with
appropriate manual handling techniques. The appellant asks that an inference be
drawn that despite him receiving training in manual handling from a variety of
sources over the years and from an apparently competent trainer at the respondent’s
workplace and despite his observed compliance with appropriate manual handling
techniques he was not taught what was basic and fundamental. The obvious inference
is to the opposite effect. That might serve to explain why no direct question was
asked of the appellant, or indeed of the trainer.
[42] The appellant submits that the respondent was also in a position to lead the evidence,
if it was available, that there had been such training. That is true. It seems obvious
that the respondent’s counsel was endeavouring to keep his questions reasonably
vague so as not to provide evidence against his client if any might exist. But the
respondent did not bear the onus. This is not a case where a party had failed to call
a relevant witness. The respondent’s trainer was called, albeit by the appellant, and
the appellant led the evidence that he saw fit. Nor can any comfort be drawn from
the failure by the cross-examiner to put any suggestions to the appellant to the effect
that he had received such training. It is hardly the purpose of cross-examination to
fill in the gaps in proof in the opponent’s case.
[43] There is no rule of law or practice with which I am familiar that requires an inference
to be drawn against a defendant in these circumstances.
Is the hearsay statement to the expert proof of the fact?
[44] The appellant submitted that his statement to the ergonomist provides the missing
proof. It will be recalled that the statement was:
23 [1974] 2 NSWLR 348 at 360.
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“In regard to manual handling training Mr Beaven could not recall any
training session and no input regarding the avoidance of applying
efforts at full reach nor any input in regard to stressful postures.”
[45] One difficulty with the submission is that a statement that someone does not recall a
stated event occurring is not equivalent to a statement that the event did not occur.
The statement to the ergonomist was presumably made in the course of an interview
with the ergonomist mentioned in the report which the report records was held on
7 January 2015. The incident occurred four years before, on 10 January 2011. So the
highest that the submission reaches is that four years after the event, the appellant had
no recall of the training that he had received. His statement is consistent with him
not receiving the relevant training but not necessarily proof that he did not.
[46] A more fundamental issue is the legal point. Is the statement admissible to prove the
truth of its contents as the appellant claims? Reliance for the submission is placed on
Robert Bax & Associates v Cavenham Pty Ltd,24 Hunt v Australian Associated Motor
Insurers Ltd25 and Sinclair v Sunshine Coast Independent Living Service Inc26.
[47] Before turning to those authorities it is necessary to note several relevant matters.
[48] At the time of tender there was no intimation that the statement was to be relied on as
proof of the fact. The opening made plain that the plaintiff and other lay witnesses
were to be called, as they were. Nor was any submission made to the trial judge in
extensive written closing submissions that the effect of the tender was as now
claimed. Indeed no submission was made in the original written submissions on
appeal to this effect. Rather the point was made in reply to the respondent pointing
out the lack of any evidentiary basis for the crucial findings now sought.
[49] The appellant now wishes to argue that the statement establishes that he did not
receive the training of the type that the ergonomist says was essential. As I have said,
I do not accept that as accurate. But assuming that it be so, the relevant point is that
the inclusion of the statement was a necessary prerequisite to acceptance of the
opinion that training of the type the ergonomist had in mind was not given. If that
was an essential assumption of the expert then the inclusion of the statement was
essential to the admission of the report. The rules require that the expert identify the
factual underpinnings upon which he relied.27 While no objection was taken to the
tender, that is perfectly explicable because the statement in the report was admissible.
It was inadmissible as to its truth because it was hearsay, but it was admissible as
evidence of the facts on which the expert had based his opinion.
[50] In Robert Bax Muir JA held (Holmes JA (as her Honour then was) and Martin J
agreeing), after a review of the authorities, that:
“In Queensland the practice has been that, where a party wishes to
confine the evidentiary use which may be made of a document which
is admissible for a limited purpose, counsel for that party states that
there is no objection to the document being admitted for that purpose
or objects to the document being admitted for any other purpose… To
24 [2013] 1 Qd R 476.
25 [2012] QCA 183.
26 [2016] QSC 63.
27 Uniform Civil Procedure Rules 1999 (Qld) r 428.
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the extent that the consequences of a failure to object are determined
by the operation of the doctrine of waiver, the effect of the practice in
Queensland is that, generally speaking at least, a party who fails to
object to inadmissible hearsay evidence contained in a document
which is admissible as original evidence will have waived its right to
limit the use to which the evidence may be put.”28
[51] The Court there held that a letter put into evidence without objection in an agreed
bundle of documents, the bulk of which was largely non-contentious, was admitted
for all purposes. The issue concerned the scope of a solicitor’s retainer. The letter
was “the only document which, on the face of it, had a direct bearing” on that issue.
It was held that its evidentiary importance was obvious. Counsel had made plain that
he had no intention of calling the only witness who might give evidence on the issue.
In those circumstances the letter was held to have probative force.
[52] If the principle is as Muir JA stated, then it is subject to an important qualification
recognised earlier in his Honour’s reasons. Admissibility is one thing, weight is another:29
“It has long been accepted in Queensland that the general principle in
civil cases is that inadmissible evidence adduced without objection
must be given the probative value the Court considers appropriate.30
In Roof & Ceiling Construction Co v SA Wigan & Co Pty Ltd, Lucas J,
the other members of the Court agreeing, said:31
‘It seems to me that it should now be regarded as settled that
when in a civil case inadmissible though relevant evidence is
tendered without objection, it may be given such probative
value as the court thinks it is worth.’
[53] Assuming the principle to be applicable here, in the context of neither the trial judge
nor the respondent being advised at the time of tender of the now claimed purpose
and effect of the tender; of the respondent being entitled to assume that relevant
admissible evidence would be forthcoming to support the appellant’s cause of action;
and the appellant not having given evidence to support the issue, despite having every
opportunity of doing so; the probative value of the statement made to the expert is, in
my estimation, nil.
[54] However there is to my mind a real question mark over whether the principle
identified in Robert Bax extends to statements of this type in expert reports. Muir JA
did not expressly assert that it did. Indeed his Honour qualified his remarks by saying
“generally speaking…”. Muir JA based the principle on long standing practice in this
State. That is certainly not the practice with which I am familiar in respect to the
tendering of expert reports where the expert recounts the effect of his or her
instructions on which the expert seeks to base their opinion. No case cited by Muir JA
as authority for the principle he derived concerned statements of this type appearing
in expert reports.
28 At [46].
29 At [43].
30 Citing R v Bryant (No 2) [1956] St R Qd 570 at 583 (FC) per Stanley J and at 588–591 per Mack J;
McGregor Lowndes v Collector of Customs (1968) 11 FLR 349 at 357–359; Roof & Ceiling
Construction Co v SA Wigan & Co Pty Ltd [1972] QWN 14 at 23.
31 [1972] QWN 14 at 25.
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14
[55] The subsequent decisions of Hunt v Australian Associated Motor Insurers Ltd32 (per
Muir JA with White JA and North J agreeing) and Sinclair v Sunshine Coast
Independent Living Services Inc [2016] QSC 63 (per Holmes CJ) were cited to the
Court as examples of the application of the principle to the tender of expert reports.
While the reliance in each case on the principle identified in Robert Bax was plainly
a considered decision, in both cases the Court assumed the applicability of the
principle identified in Robert Bax, in neither case was the principle considered, and
in neither case was the reliance necessary.
[56] Hunt involved the tender of an occupational therapist report and Sinclair of general
practitioner notes. In Hunt it was not necessary to rely on the principle, as admissible
evidence had been led from the plaintiff that the facts recounted in the report were
accurate. In Sinclair the notes were not used to establish a fact set out in them but
rather to show that there had been no report of injury recorded by the general
practitioner consistent with the plaintiff’s account. The notes were original evidence
of what they contained and admissible as a business record: R v TJW33. Quaere
whether hearsay statements in hospital records relating to the occurrence of
a complainant’s injury and which were prejudicial to the accused are admissible
despite the legislative sanction in s 93 Evidence Act 1977 (Qld) of the tendering of
business records in a criminal trial, and despite tender without objection: R v Laing34
at [31] per Keane JA (as his Honour then was).
[57] The admissibility of evidence to which objection might have been taken has proved
a vexed question. The issue here concerns the recitation of hearsay statements in
expert reports. In my view they stand in a special and different category to hearsay
statements in other documents. That is so because the very admissibility of the report
itself, assuming it is tendered for the purpose of putting before the court the opinions
contained therein, is dependent upon the identification and proof of the assumptions
underlying those opinions. Where, as here, the assumptions are derived from hearsay
statements where the admissibility of the report depends on the hearsay itself being
proved. Given those circumstances there is no possibility, absent prior agreement,
that counsel on either side of the case would proceed on the assumption that the tender
was for any other purpose, and particularly would not assume that the tender was
made for the purpose of proving the truth of the facts so recited.
[58] The conditions of admissibility of an expert opinion is as I have described well
established. In Dasreef Pty Ltd v Hawchar35 Heydon J identified one such essential
condition as the “proof of assumption rule”. The majority of the Court in Dasreef did
not consider the rule, but that cannot have the effect of reversing long standing
authority identified in Heydon J’s reasons. Heydon J described the principle in these terms:
“[66] The authorities. There is also no doubt that the proof of assumption
rule exists at common law. An expert opinion is not admissible
unless evidence has been, or will be, admitted, whether from the
expert or from some other source, which is capable of
supporting findings of fact which are sufficiently similar to the
factual assumptions on which the opinion was stated to be based
to render the opinion of value. There is authority for the rule in
32 [2012] QCA 183.
33 [1989] 1 Qd R 108.
34 [2008] QCA 317.
35 (2011) 243 CLR 588 at 613 – 614.
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15
this Court; in the Federal Court of Australia; in New South
Wales; in Victoria; in Queensland; in South Australia; in
Western Australia; in the Australian Capital Territory; in
England; in Scotland; in New Zealand; and in Canada. The
Victorian Court of Appeal (Ormiston, Vincent and Eames JJA),
speaking of a proposition that an expert opinion without any
evidentiary basis is inadmissible, said: ‘The situation requires
no elaborate exposition of the legal principles nor is the
extensive citation of authority required with respect to such
a basic proposition’.” (extensive citations omitted)
[59] The authorities that Heydon J collected to support his assertion that this rule applied
in Queensland were: R v Tonkin36; R v Gardner37; Bromley Investments Pty Ltd v
Elkington38; R v Ping39.
[60] In R v Ping Chesterman J said (Williams and Jerrard JJA agreeing):
“[41] One other point should be mentioned; it concerns the evidence
of the psychologist, Mr Jones. His evidence was improperly
admitted. That now is of no consequence because of the orders
already made, but the reason for the inadmissibility should be
examined in the hope that the error which led to its admission
will not be repeated in other cases.
[42] Mr Jones expressed his expert opinion that Mr Loncar suffered
a severe stress disorder. It may be assumed that he also
expressed the expert opinion that the cause of the disorder was
the appellant’s violent mistreatment of the complainant.
[43] Mr Jones was a properly qualified clinical psychologist. He
was, relevantly, an expert whose opinion might be admitted into
evidence. Before it could be accepted, however, the factual basis
for the opinion had to be explained to the court. Mr Jones had
to recount the facts on which he based his opinion. To do that
he had to give in evidence the history he took from the
complainant about his symptoms and what led up to them.
Mr Jones’s rehearsal of those facts would not prove them
but once he had said what he understood the facts to be on
which he formed his opinion that opinion could be provisionally
admitted into evidence. If the facts were proved by someone
who had knowledge of them, in this case the complainant, the
opinion would be admitted unconditionally. It (sic) the facts
were not proved the condition on which the admission
depended would be unsatisfied and the opinion could not be
acted on by the tribunal of fact.
[44] There is nothing new in any of this. It should be well understood
by all counsel. The rules relating to the admission of expert
opinion evidence were recently reviewed by Heydon JA in
36 [1975] Qd R 1 at 17.
37 [1980] Qd R 531 at 535.
38 (2002) 43 ACSR 584 at 593 [50].
39 [2006] 2 Qd R 69 at 79 [43].
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16
Makita (Australia) Pty Ltd v Sprowles (2001) 52 NSWLR 705
at 729–742. His Honour noted (731–732):
‘The basal principle is that what an expert gives is an
opinion based on facts. Because of that, the expert must
either prove by admissible means the facts on which the
opinion is based, or state explicitly the assumptions as to
fact on which the opinion is based. If other admissible
evidence establishes that the matters assumed are
“sufficiently like” the matters established “to render the
opinion of the expert of any value”, even though they may
not correspond “with complete precision”, the opinion
will be admissible and material …’
[45] This has been the law for many years. In Ramsay v Watson
(1961) 108 CLR 642 at 648–649 the High Court pointed out that
a medical specialist ‘is ordinarily allowed to state the “history”
he got from the patient’ because ‘statements made to an expert
witness [are] admissible if they are the foundation, or part of the
foundation, of the expert opinion …’. Such statements are not
evidence of the existence of the facts recounted and ‘if the
man whom the physician examined refuses to confirm in the
witness box what he said in a consulting room’ the opinion
will have little or no value, depending upon the facts of the
case. The same rule is true for a psychiatrist: see Gordon v R
(1982) 41 ALR 64.
[46] This elementary rule having been overlooked, Mr Jones’s
opinion was inadmissible.”40
[61] Chesterman J’s reasons at [43] were referred to with express approval by Heydon J
in Dasreef. I am conscious that the proof of assumption rule applies to the admissibility of
the opinions expressed and not to the report containing those opinions, but here, and
usually, the two are inextricably intertwined. The report is tendered to get before the
Court the opinions of the expert, the rules requiring that the evidence in chief of an
expert be lead in that way and that the report set out the relevant assumptions.
[62] If the principle identified in Robert Bax extends so that, upon tender of an expert
report, the recitation of the facts in the report, assumed from a hearsay source, is
accepted as proof of the truth of those facts recited then the proof of assumption rule
is undermined and indeed discarded. The rule identified in Ramsay v Watson and
applied in Ping becomes – only if objection is taken to the hearsay nature of the
evidence does the party tendering the report come under an obligation to prove the
basal facts. The rule in Ramsay has never been so expressed, as far as I am aware.
[63] There is a further concerning feature if the application of the principle is as contended
for. The assumption underlying any such tender is that the counsel tendering is in
a position to prove the facts recited, or at least those essential to the opinion. If it
were otherwise counsel would be deliberately putting before the court evidence that
was inadmissible and which counsel knew could never become admissible. Tender
in such circumstances would be tantamount to misleading the court. In such
a situation it is impossible to see any waiver of a right to limit the use to which the
evidence may be put.
40 My emphasis.
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17
[64] As well there are practical considerations all of which are against the adoption of the
practice said to underlie the rule. To require that counsel take formal objection to
such material every time a report is led in evidence creates needless work, consumes
valuable court time without any purpose, penalises a party unfairly should counsel
blunder, and potentially rewards unmeritorious cases.
[65] The view that it is incumbent on counsel to object to hearsay statements rests, as
I follow the authorities relied on by Muir JA, on two grounds. One is the doctrine of
waiver. The other is the point identified by Callaway JA in R v LRG.41 His Honour
there said concerning the reception of hearsay evidence without objection in
a criminal trial:
“That need not be because of the doctrine of waiver. It is because the
reception of hearsay, to which no objection is taken, is an ordinary
incident of a trial regularly conducted. Indeed, it would be difficult to
conduct most trials without the reception of some technically
inadmissible evidence.”
[66] In my view neither ground provides any basis for the reception of such statements in
expert reports as truth of the facts set out. As to Callaway JA’s point, it is not an “an
ordinary incident of a trial regularly conducted” that such statements are admitted to
prove their truth – quite to the contrary. The point is that the inclusion of such
material in an expert’s report is essential to its admissibility, done for a clearly
identified purpose and no other, and not inadmissible. That approach accords with
the views of Gibbs J in Hughes v National Trustees Executors and Agency Co of
Australasia Ltd42 where his Honour held (Mason and Aickin JJ agreeing):
“There are no doubt some cases in which inadmissible evidence,
having been admitted, may be treated as evidence for all purposes; for
example, where one party by his conduct at the trial has led the other
to believe that evidence, although hearsay, may be treated as evidence
of the facts stated, and the other in reliance on that belief has refrained
from adducing proper evidence, the former party is precluded from
objecting to the use of the evidence to prove the facts stated. However,
in general it is the duty of a judge to reach his decision on evidence
that is legally admissible, and to put evidence only to those uses which
the law allows. When a statement is admitted, not as evidence of its
truth but simply as original evidence, the mere fact of its admission
cannot enable it to be given an additional probative value which the
law denies it.”
[67] It is worth observing that in Robert Bax Muir JA quoted this and other passages from
Gibbs J’s judgment in Hughes. There was no statement that the decision did not
reflect the law applicable in Queensland. One should assume Gibbs J to be
thoroughly familiar with the long standing practice that Muir JA based his decision
on, his Honour being the pre-eminent counsel in Queensland over the decades
encompassing and prior to the authorities cited by Muir JA. Gibbs J did not restrict
his remarks to statements made by a testatrix (the evidence there concerning the
testatrix’s state of mind). It may be Muir JA’s thought that the statements were
distinguishable from the hearsay evidence under consideration in Robert Bax. They
41 (2006) 16 VR 89 at [13].
42 (1979) 143 CLR 134 at 153.
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18
were oral not in writing. And it is not evident from the judgments (or the decision in
the Court below43) whether objection was taken to the admission of the statements in
question. The judgments do speak of a long standing practice to admit such statements. If
there be one rule in one type of case and one in another then the question is why
should the practice relied on by Muir JA extend to hearsay statements in expert reports?
[68] The approach I prefer accords too with the views of Walsh J when sitting in the Full
Court of the Supreme Court of New South Wales where his Honour said:
“I think that a failure to object may carry more extensive consequences
as to the use which can afterwards be made of the document, if it is
clear that an objection would have been sustained, than such a failure
would carry if the document is admissible, although only upon some
limited ground or for some limited purpose. In the former case, the
failure to object may more readily be taken as an assent to the full use
of the document for whatever probative value it may have.”44
[69] As to the doctrine of waiver, in my respectful opinion the better view, at least
concerning statements in expert reports, is that admissibility depends upon application of
that doctrine as explained by McLelland J in Ritz Hotel Ltd v Charles of the Ritz Ltd45:
“The application of [the] rule [against hearsay] may … be waived by
the parties. Both parties must join in the waiver since a testimonial
statement, properly admitted as such, is available to be used for or
against either party … The tender of a statement may amount to
a waiver by the tendering party of the application of the hearsay rule
to that statement, and the absence of objection to the tender may
amount to such a waiver by the party against whom the tender is
made, but only in my view where such a waiver on each side can
reasonably be inferred from the circumstances, and this will occur
only where there is no other apparent explanation of the tender
and the absence of objection. The most obvious instance of this is
where the statement, as original evidence (that is, otherwise than as
evidence of the truth of assertions in it) could not be relevant to any
issue. If however the statement would be (or is tendered on the
basis that it is) relevant to an issue in the proceedings as original
(that is, non-testimonial) evidence, then it is not possible to infer
either from the tender or the absence of objection, a waiver of the
operation of the hearsay rule.” (my emphasis)
[70] It should be borne in mind that the concept of waiver here is, as Lord Bingham of
Cornhill said in Millar v Dickson,46 generally used “…to describe a voluntary,
informed and unequivocal election by a party not to claim a right or raise an objection
which it is open to that party to claim or raise”.47 In R v Clark,48 Nettle JA (as his
Honour then was) suggested that, in relation to the reception of hearsay evidence,
43 Hughes v National Trustees Executors and Agency Co of Australasia Ltd [1978] VR 257.
44 McLennan v Taylor (1966) 85 WN (Pt 1) (NSW) 525 at 528. See also the extensive review of the
authorities by Samuels JA in Jones & Anor v Sutherland Shire Council [1979] 2 NSWLR 206.
45 (1988) 15 NSWLR 158 at 170; 88 ALR 217 at 231.
46 [2002] 1 WLR 1615, referred to with approval in R v McCosker [2011] 2 Qd R 138 at [10].
47 At [31].
48 [2005] 13 VR 75 at [61]. I quote from the summary of the decision by Peter Lyons J in R v Seymour
[2012] QSC 14 at [56].
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waiver may be constituted by the combined effect of the failure to object, and an
address at the end of the case which accepted the potentially probative value of
the evidence. Here there was no unequivocal election not to claim a right. And while
Nettle JA’s remark responded to the exigencies of that case, and should not be taken
as setting the limits on the reception of such evidence, it is worth noting that far from
the respondent accepting the probative value in address, the appellant did not even
claim that the statement had that probative value at trial.
[71] Muir JA’s answer to this point of waiver was that the practice in Queensland was
otherwise. In the context of the documents under consideration in Robert Bax there
was authority supporting the existence of the practice. It may be doubted that the
practice, at least when applied without qualification, conforms to the law as explained
by Gibbs J in Hughes. But no authority pre-dating Robert Bax was cited in which
that practice has been said to apply to hearsay statements led in evidence in expert
reports, as here. As I have sought to show if the principle identified by Muir JA
extends to such statements then it fundamentally undermines the condition of
admissibility of the document tendered, promotes inefficiencies in the conduct of
proceedings, and effectively encourages the placing before the Court of inadmissible
evidence. I do not mean to say anything like that has occurred here. The justification
that this approach reflects “long standing practice” seems to me to provide a very
doubtful foundation for the principle.
[72] In summary, I doubt the application of the principle, if it applies the evidence
establishes no more than that the appellant had no relevant recollection years later,
and even if the statement went to proof of the extent of the training received the
statement should be given no probative force.
[73] In my view there was no evidence before the Court on which a finding could be made
of the training that the appellant had received, nor did the evidence provide any basis
for a finding that he had not received the training the ergonomist spoke of.
Causation
[74] Sections 305D and 305E of the WCRA are relevant to the question of causation.
Those sections provide, so far as is relevant to the issues here:
“305D General principles
(1) A decision that a breach of duty caused particular injury
comprises the following elements—
(a) the breach of duty was a necessary condition of the
occurrence of the injury (factual causation);
(b) it is appropriate for the scope of the liability of the person
in breach to extend to the injury so caused (scope of
liability).
…
(3) If it is relevant to deciding factual causation to decide what the
worker who sustained an injury would have done if the person
who was in breach of the duty had not been so in breach—
(a) the matter is to be decided subjectively in the light of all
relevant circumstances, subject to paragraph (b); and
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20
(b) any statement made by the worker after suffering the
injury about what he or she would have done is
inadmissible except to the extent (if any) that the
statement is against his or her interest.
305E Onus of proof
In deciding liability for a breach of a duty, the worker always bears
the onus of proving, on the balance of probabilities, any fact relevant
to the issue of causation.”
[75] The issue here concerns the factual causation question, not the scope of liability
question. The onus lay on the appellant to show not only that he had not received the
training that is now the focus of his claim but that he did not otherwise know of it at
the relevant time. He also had to show, on the balance of probabilities, that had he
received that training it would have made a difference to his actions and so avoided
the relevant risk of injury.49
[76] It follows from the discussion concerning breach that if the Court cannot say with any
degree of certainty what the appellant already knew then no conclusion can be drawn
as to what effect any further training may have had on him. For all that the evidence
shows the appellant knew the basic and fundamental points urged by the ergonomist.
[77] Nor is it immediately apparent that had he received the training it would have made
a difference to his actions.
[78] Consideration of the risk assists in assessing the efficacy of the proposed means of
meeting the risk. The injury that eventuated here appears to have occurred as a result
of the falling back after the sudden giving way of the vicegrips when the locking pin
unjammed. Evidently the appellant had not braced himself sufficiently to prepare for
that eventuality, an eventuality that he was trying to bring about. That led to the
awkward falling backwards and twisting. The fall was within the cabin of a truck
(“I fell backwards into my seat”) and could only have been over a relatively short
distance. The appellant had to show that the instruction and training urged would
have brought to the appellant’s mind the inadvisability of doing what he did –
reaching out at arms’ length to apply some level of force to a jammed pin when
supported to the extent that he was by the structures within the cabin.
[79] The training that the ergonomist urged as necessary was only tangentially relevant to
the task at hand. It will be recalled that the ergonomist described the training going
to “avoiding significant lifting force at a distance from the body especially while
twisted and bent”. It was common ground that an employer could not have been
expected to provide training in so particular and presumably rare a task as how to
unjam a stuck locking pin of a truck door. The issue is whether the appellant would
have appreciated that the risks of injury that such training alerted him to were
involved here.
[80] In that regard I note that the evidence is silent as to the amount of force applied by
the appellant to the jammed pin. So, whether the force applied by the appellant to the
49 Queensland Corrective Services Commission v Gallagher [1998] QCA 426 at [26]–[27] (per
de Jersey CJ) citing Vozza v Tooth & Co Ltd (1964) 112 CLR 316 at 319; Turner v South Australia
(1982) 56 ALJR 839 at 840 per Gibbs CJ.
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locking pin would fall within the description “significant lifting force” either from his
perspective or at all is a moot question. Nor was it shown that the force that was
applied was so applied when the appellant would have considered his body to be
“twisted and bent” within the meaning of such an instruction. Finally the injury did
not occur directly from the act of “lifting”, if the use of the vicegrips could be so
described, or from the posture adopted, but because of the nature of the fall – there
was some twisting involved then.50
[81] The ergonomist avoided answering a direct question as to whether the training that
he had urged had been found to be effective in persuading workers to avoid such
postures. His response was that the training need to be repeated, preferably annually.
This provides some further ground for doubting whether, assuming that the appellant
was ignorant of the basics urged by the ergonomist, training of the sort urged which
could have been given, consistently with good practice, perhaps up to a year before
the incident, would have made any difference to his actions.
[82] This is not to ignore the features of the evidence in the appellant’s favour, factors
such as him being a good employee, compliant with instructions and diligent in his
work.
[83] A complaint is made of her Honour’s reference in her conclusion to the appellant’s
lack of knowledge of the pre-existing vulnerability in his back. The appellant seeks
to construe that as a misapplication of the proper test of causation. I think it evident
that her Honour was merely pointing out that absent that knowledge there was no
reason for the appellant to take any particular care. That was but another factor
justifying the conclusion that provision of the training urged was not likely to have
made any difference to his actions.
[84] In my view the trial judge’s view is not shown to be wrong – “there was no evidence
of the fault in manual handling training or what additional training would be
necessary for Mr Beaven to have decided not to act in the way that he did on the day
in question.”
Quantum
[85] Given my views on the liability issue there is no need to explore the quantum issues
in any depth.
[86] The complaint here is as to the extent of the discount applied by the learned trial judge
to the award for past and future economic loss. Her Honour applied a 30 per cent
discount to both past and future loss components to account for two factors –
a degenerative back condition and the possibility that the appellant would have given
up his employment to care for his ill wife.
[87] Speaking generally a discount of an award for economic loss in the past involves
different considerations to the discount appropriate for the future. Apart from
anything else the past history is certain. So it is known in this case that others were
available to care for the ill wife and did so from accident to trial. And it is also known
that no further injury to the back was in fact sustained by the appellant. I appreciate
that her Honour was required to consider the hypothetical situation of a past assuming
that the subject injury had not occurred. But generally speaking the knowledge of the
50 AR 14/46; and in cross examination 35/24 – 43.
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22
past that has occurred can inform to some extent the discount that might be
appropriate. The future is of necessity more uncertain. In the usual course one would
expect those different consideration to lead to different discounts. I turn then to the
specific questions here.
[88] As to the need to care for the ill wife - I cannot accept that the evidence justified a
significant discount for the possibility that the appellant would have given up his work
to care for his wife. They were estranged, albeit on friendly terms and living under
the one roof. The proposition that he would give up his work was not squarely put to
the appellant to enable him to answer it and point out why the proposition may not
have been likely. Nor was the proposition put to the spouse who gave evidence.
A decision to give up work, and reasonably well paid work, to care for another even
where there might be some marital obligation to assist is by no means certain. The
fact that the appellant had helped out from time to time in the past provides scant
support for the proposition. In the circumstances here the suggestion was little more
than speculative.
[89] The need for a substantial discount to account for the appellant’s vulnerability to
injury could not be, and was not, the subject of complaint. The submission was that
the discount applied was too great. The evidence here was in the usual form that there
existed a degenerative condition in the spine and that this rendered the appellant
vulnerable to symptoms of back pain of uncertain severity from relatively trivial
incidents. What was required from the learned trial judge was an evaluation of the
chance of such an event occurring, as explained in Malec v JC Hutton Pty Ltd.51
[90] Evidently the learned trial judge would have discounted for something less than
30 per cent if the care possibility was taken out of the equation. Her honour did not
identify what that component might be in her thinking.
[91] This case has the peculiarity that the past and future periods under consideration were
of about the same length – five years. If the evidence justified discounting for the
factors mentioned then the fact that similar periods of time were under consideration
would provide some justification for the same discount.
[92] Had the trial judge identified what discount she apportioned to the vulnerability issue
I would have been reluctant to interfere with the decision. Obviously different minds
can have different views on what is appropriate. In the absence of that indication,
given the relatively short time frames, given the absence of any further injury between
the subject incident and trial, and given my view that the likelihood of an interference
to employment to care for the ill wife was no more than speculative, I would have
assessed a discount of no more than 20 per cent.
Conclusion
[93] I would order that the appeal be dismissed with costs.
51 (1990) 169 CLR 638; see also Seltsam Pty Ltd v Ghaleb [2005] NSWCA 208 at [104] – [109] per
Ipp JA; Phillips v MCG Group Pty Ltd [2013] QCA 83 at [57].
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Official source: https://www.sclqld.org.au/caselaw/QCA/2017/246