CJK [2017] QCAT 435
CITATION: CJK [2017] QCAT 435
PARTIES: CJK
APPLICATION NUMBER: GAA7849-17; GAA7850-17
MATTER TYPE: Guardianship and administration matters for
adults
HEARING DATE: On the papers
HEARD AT: Brisbane
DECISION OF: Member Guthrie
DELIVERED ON: 3 November 2017
DELIVERED AT: Brisbane
ORDERS MADE: On 27 September 2017:
1. The Public Guardian is appointed as
guardian for restrictive practices
(general) for CJK.
2. The guardian for restrictive practices
(general) is to provide a copy of the
current Positive Behaviour Support
Plan to the Tribunal by 4:00pm on 11
October 2017.
3. The guardian for restrictive practices
(general) is to provide a copy of any
updated Positive Behaviour Support
Plan to the Tribunal six (6) weeks
prior to the expiry of the
appointment.
4. Unless the Tribunal orders
otherwise, this appointment remains
current for two (2) years.
GUARDIANSHIP
5. The review of the appointment of a
guardian is adjourned to a date to be
fixed and notified to the parties.
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6. The Tribunal directs that the Public
Guardian provide the Tribunal with a
guardianship report which
addresses whether there is a need
for decisions to be made about
personal matters for CJK by 4:00pm
on 11 October 2017.
CATCHWORDS: GUARDIANS, COMMITTEES,
ADMINISTRATORS, RECEIVERS AND
MANAGERS – APPOINTMENT – where adult
has impaired decision-making capacity from
moderate to severe intellectual disability –
where adult manifests challenging behaviours –
where adult has had instances of verbal
aggression, property damage, and physical
aggression – where short-term approval given
for chemical restraint subject to conditions –
whether there is a need for a guardian for
restrictive practices
Guardianship and Administration Act 2000
(Qld), s 80ZD
APPEARANCES:
This matter was heard and determined on the papers pursuant to s 32 of the
Queensland Civil and Administrative Tribunal Act 2009 (Qld) (QCAT Act) on 27
September 2017.
REASONS FOR DECISION
CJK is a 48-year-old man who resides in a co-tenancy arrangement through
Accommodation Support and Respite Services (ASRS). He moved to that
accommodation in April 2017 having previously resided in an emergency
short term placement within the grounds of Multicap. He has been
diagnosed with a moderate to severe intellectual disability, autism, epilepsy,
schizophrenia, depression, obsessive-compulsive disorder, and some
hearing loss.
Background
On 10 April 2015, the Department of Communities, Child Safety and
Disability Services (DCCSDS) authorised the use of chemical restraint
(fixed dose) for CJK under a short-term approval for Multicap
Accommodation Services. The letter contained a Chemical Restraint
Clarification Letter from Dr G. McGrath.
CJK had displayed difficult behaviour that resulted in harm to himself and
to other people. His verbal aggression involves yelling, swearing at others,
and making threats to harm others. He has caused property damage by
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slamming doors and damaging personal belongings and items. There have
been instances of physical aggression where he has hit out at others and
thrown items at care workers.
In September 2015, a Restrictive Practices Positive Behaviour Support
Plan was completed. It listed the instances in which CJK had engaged in
physical and aggressive behaviour. Because of this continued behaviour,
the 2015 Report Plan recommended that CJK continue to see his
psychiatrist, Dr Rodrigo, to monitor his health and wellbeing, and that the
use of chemical restraint continue. The chemical restraint clarification
letters from Dr Rodrigo prescribed Oxazepam “to manage his aggression
and agitation”.
On 28 September 2015, the Tribunal (differently constituted) decided to
appoint the Public Guardian as guardian for restrictive practices (general)
for CJK. The guardian for restrictive practices (general) was directed to
provide to the Tribunal a copy of the latest Positive Behaviour Support Plan
six weeks prior to the expiry of the appointment. Further, the Tribunal
ordered that unless the Tribunal ordered otherwise, the appointment was
to remain current for two (2) years.
On 5 January 2016, the Public Guardian consented to the use of Oxazepam
as a chemical restraint (fixed dose). This complied with the Positive
Behaviour Support Plan dated 13 August 2015 pursuant to s 80ZE of the
Guardianship and Administration Act 2000 (Qld) (the GAA). The consent
was authorised on the condition that the Tribunal renewed the Public
Guardian’s appointment for restrictive practices.
Review of the appointment of a guardian for restrictive practices (general)
The Tribunal considered whether to make another order for the
appointment of a guardian for restrictive practices (general) on the date the
earlier order of the Tribunal would end, based on the material held on the
Tribunal’s file. In reviewing the appointment of a guardian for restrictive
practices, the Tribunal must be satisfied that the appointment was
necessary in accordance with the terms of s 80ZD of the Act.
Section 80ZD of the GAA provides:
80ZD Appointment
(1) The tribunal may, by order, appoint a guardian for a restrictive practice
matter for an adult if the tribunal is satisfied—
(a) the adult has impaired capacity for the matter; and
(b) the adult’s behaviour has previously resulted in harm to the adult or
others; and
(c) there is a need for a decision about the matter; and
(d) without the appointment—
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(i) the adult’s behaviour is likely to cause harm to the adult or
others; and
(ii) the adult’s interests will not be adequately protected.
(2) The appointment may be on terms considered appropriate by the tribunal.
(3) The appointment has effect for the period stated in the order.
(4) The period for which the appointment has effect must not be more than 2
years from the day the order is made.
(5) Subsections (3) and (4) apply subject to sections 26 and 31.
(6) The tribunal may make the appointment on its own initiative, or on an
application under section 80ZP.
(7) This section does not limit the application of chapter 3 to the appointment.
Does CJK have impaired capacity for a restrict practice matter?
The GAA defines capacity in Schedule 4 as:
“capacity”, for a person for a matter, means the person is capable of:
(a) Understanding the nature and effect of decisions about the
matter; and
(b) Freely and voluntarily making decisions about the matter;
and
(c) Communicating the decisions in some way.
There is a presumption of capacity for decision making for all adults. The
Tribunal has considered a number of medical reports. Dr Sarah Young, a
senior psychologist, diagnosed CJK on 27 February 2015 with moderate-
severe intellectual disability. She stated that CJK’s cognitive abilities
appear to be consistent over time and fall in the less than first percentile.
Because of CJK’s intellectual functioning, she explained that his capacity
to make decisions is impaired. Dr Young assessed CJK after he presented
to the Mental Health Centre at a hospital on 5 February 2015 because of
his physical aggression.
On 12 May 2015, Dr Hung, general practitioner, reported that CJK has a
very limited ability to understand and act on information relevant for making
decisions and appreciate the consequences of the decision or lack of
decision about personal health care. He is reported to have no
understanding as to the reasons he takes medications or the seriousness
of exiting medical problems. It was further stated that he is not able to
maintain a healthy lifestyle, diet, hygiene or maintain accommodation by
himself and requires 24 hour care. Dr Hung reported that CJK cannot make
decisions freely and voluntarily.
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The medical evidence provided to the Tribunal is unchallenged by any of
the active parties.
The Tribunal accepts the medical evidence of Dr Hung and Ms Young and
finds that CJK has an intellectual disability which prevents him from being
able to understand the nature of effect of decisions about the use of
restrictive practices. The Tribunal further accepts that his intellectual
disability will remain consistent over time. The Tribunal is satisfied that the
presumption that all adults have capacity to make their own decisions has
been rebutted for restrictive practices matters in the case of CJK by the
evidence provided to the Tribunal. The Tribunal finds that CJK has impaired
capacity to make decisions about the use of restrictive practices.
Has CJK’s behaviour resulted in harm to himself or others?
The Tribunal has the Restrictive Practice Positive Behaviour Support Plan
based on an assessment made in October 2015 by Multicap. The Tribunal
has directed as part of this decision that the most current Positive Behaviour
Support Plan be provided to the Tribunal. The October 2015 Positive
Behaviour Support Plan identified incidents of verbal aggression, property
damage and physical aggression.
The Public Guardian’s Restrictive Practices Report dated 1 September
2017, outlines that since CJK moved to his current accommodation he has
been visited by the Community Visitor on two occasions. CJK continues to
receive the fixed dose Oxazepam. Since the last visit on 26 May 2017, there
had been three incidents involving CJK shouting and swearing at a co-
tenant, tension between co-tenant resulting in CJK throwing clothing at a
co-tenant and a third incident of shouting and swearing that he did not have
enough money on an outing. It is further reported that while he is still prone
to verbal outbursts, his physical behaviours have been minimal in recent
times. It is reported that he has settle well into his current accommodation.
Based on that evidence, the Tribunal is satisfied that CJK’s behaviour has
previously resulted in harm to others.
Is there a need for a decision about the matter?
The Public Guardian also provided the Tribunal with a report completed on
25 August 2017. Following the changes to CJK’s service provider and
accommodation in April 2017, the DCCSDS authorised the use of chemical
restraint (fixed dose) for CJK under a short-term approval for
Accommodation Support and Respite Services until 24 September 2017. It
stated that CJK continues to be subject to restrictive practices at his
accommodation. According to the documents provided to the Tribunal, the
restrictive practice in place is the use of chemical restraint on a daily basis.
The Tribunal has considered the guardianship report completed 25 August
2017. The Public Guardian has informed the Tribunal that with CJK’s
change in accommodation, the Public Guardian consented to Multicap and
Endeavour on 11 February 2017 for the use of chemical restraint (fixed
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dose) being administered in accordance with the Positive Behaviour
Support Plan but subject to conditions including that in the next plan, if
CJK’s medication has previously been reviewed by CJK’s treating doctor
the date of the most recent medication review. The consent was given until
10 February 2018. Further the Public Guardian has advised that there are
current ongoing discussions with CJK’s treating psychiatrist as to the
primary purpose of the medication. The Tribunal was advised that his
treating doctor was unwilling to state in writing the primary purpose of the
prescription and as a result of this a second opinion is being sought.
The Public Guardian’s report concludes:
The current purpose of [CJK’s] medication remains unclear and at this time
is still considered to be Chemical Restraint. While an STA (DCCSDS) is
currently in place, this expires on 24 September 2017, and further use of the
medication past this date would be considered unlawful without approval in
place. AS & RS [Accommodation and Respite Services] have advised that
they will submit a PSBP to the Public Guardian for consideration while
medication matters are investigated further.
The Public Guardian is therefore of the opinion that there is a need for a
decision maker in relation to Restrictive Practice (General) matters pursuant
to s 80ZD of the Guardianship and Administration Act 2000
At the current time, Oxazepam continues to be administered and it is
understood it is administered for aggressive behaviour. Until such time as
clarification is obtained as to the primary purpose of the prescription, the
Tribunal considers that the administering of the medication should be
considered a chemical restraint.
The Tribunal concludes that there is a need for a decision to be made about
the matter and without the appointment CJK’s behaviour is likely to cause
harm to himself or others and his interests will not be adequately protected.
The evidence provided in the reports of the Public Guardian and the
previous Positive Behaviour Support Plan supports this conclusion. That
evidence also supports a finding that CJK’s interests would not be
adequately protected without an appointment. Conditional approval has
been given in the past and there are further investigations being conducted
in relation to the medication.
The Tribunal is satisfied that the care workers providing services to CJK
would not be able to use chemical restraint without consent from a guardian
for restrictive practices. By appointing the Public Guardian as the guardian
for restrictive practices for a further two years, the use of restrictive
strategies could continue with consent of the guardian. In the event that
clarification of the purpose of the medication is obtained which impacts the
Tribunal’s decision, it is open for the Public Guardian to make a new
application to the Tribunal. At the time of this decision, the Tribunal is
satisfied that the criteria in section 80ZD of the Act have been established.
The Tribunal is satisfied that the Public Guardian is experienced and skilled
in decision-making about the use of restrictive practices and is appropriate
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to appoint as a guardian for restrictive practices (general) to continue for
two years unless otherwise ordered by the Tribunal.
The Tribunal further directs that in addition to providing the current Positive
Behaviour Support Plan, the guardian for restrictive practices (general)
provide a copy of any updated Positive Behaviour Support Plan to the
Tribunal six (6) weeks prior to the expiry of the appointment.
Review of the appointment of the Public Guardian as guardian for CJK
On 25 February 2015, the Tribunal appointed the Public Guardian as
guardian for CJK for decisions about the following personal matters:
a) Accommodation;
b) With whom CJK has contact and/or visits;
c) Health care;
d) Provision of services.
That appointment was to remain current until further order of the Tribunal
and was to be reviewed in three years. The notice of the on the papers
hearing notified the active parties that the Tribunal would be considering
not only a review of the appointment of the Public Guardian as guardian for
restrictive practices (general) but would also review the appointment of the
Public Guardian as guardian for CJK.
Section 31 of the GAA essentially provides that the Tribunal may conduct a
review of an appointment of a guardian for an adult in the way it considers
appropriate. Section 31(2) provides that at the end of the review the
Tribunal must revoke its order making the appointment unless it is satisfied
it would make an appointment if a new application for an appointment were
to be made. That means that the Tribunal must consider matters set out in
s 12 of the GAA which provides:
12 Appointment
(1) The tribunal may, by order, appoint a guardian for a personal matter, or
an administrator for a financial matter, for an adult if the tribunal is
satisfied—
(a) the adult has impaired capacity for the matter; and
(b) there is a need for a decision in relation to the matter or the adult is
likely to do something in relation to the matter that involves, or is
likely to involve, unreasonable risk to the adult’s health, welfare or
property; and
(c) without an appointment—
(i) the adult’s needs will not be adequately met; or
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(ii) the adult’s interests will not be adequately protected.
(2) The appointment may be on terms considered appropriate by the tribunal.
(3) The tribunal may make the order on its own initiative or on the application
of the adult, the public guardian or an interested person.
(4) This section does not apply for the appointment of a guardian for a
restrictive practice matter under chapter 5B.
At the time of conducting the on the papers hearing, the Tribunal did not
have a guardianship report from the Public Guardian. The Tribunal did not
consider that it had sufficient evidence on which it could determine whether
s 12(1)(b) and (c) were satisfied. The review was adjourned and directions
were made to obtain further information from the Public Guardian.
The order made by the Tribunal on 25 February 2015 remains in place.
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Official source: https://www.sclqld.org.au/caselaw/QCAT/2017/435