BDP [2017] QCAT 342
CITATION: BDP [2017] QCAT 342
PARTIES: BDP
APPLICATION NUMBER: GAA3173-17, GAA3174-17, GAA3175-17,
GAA3834-17
MATTER TYPE: Guardianship and administration matters for
adults
HEARING DATE: 24 April 2017
HEARD AT: Brisbane
DECISION OF: Member Allen
DELIVERED ON: 28 September 2017
DELIVERED AT: Brisbane
ORDERS MADE: GUARDIANSHIP
1. The guardianship order made by the
Tribunal on 22 May 2015 is changed by
appointing the Public Guardian as
guardian for BDP for the following
personal matters:
(a) Health care;
(b) Provision of services;
(c) Seeking help for, or making
representations for BDP about the
use of restrictive practices.
2. This appointment remains current until
further order of the Tribunal. This
appointment is reviewable and is to be
reviewed in one (1) year.
RESTRICTIVE PRACTICES
3. The Tribunal approves Townsville
Independence Program for Adult
Community Living (TIPACL)
(a) secluding,
(b) chemically restraining,
(c) restricting access BDP to objects;
-- 1 of 10 --
2
in accordance with the Positive
Behaviour Support Plan dated 24 April
2017 subject to any changes notified by
the Chief Executive, Department of
Communities, Child Safety and
Disability Services.
4. Unless the Tribunal orders otherwise,
this approval remains current for six (6)
months.
5. This order is made subject to the
following conditions:
(a) The Department of Community,
Child Safety and Disability Services
and the Public Guardian are
directed to have BDP reviewed in
particular in regard to his
medications by the Specialist
Disability Service Assessment and
Outreach Team on or before 28
August 2017, with a copy of any
report to be submitted to the
Tribunal within 14 days of it
becoming available.
(b) The Department of Community,
Child Safety and Disability Services
must ensure the Positive Behaviour
Support Plan the next Positive
Behaviour Support Plan filed in the
Tribunal in respect of BDP is fully
compliant with s148 and s150 of the
Disability Services Act 2006.
(c) The Department of Community,
Child safety and Disability Services
must file in the Tribunal a document
including all information required by
s80W of the Guardianship and
Administration act 2000 which is not
contained within the next Positive
behaviour Support Plan not more
than 14 days before the next
hearing.
CATCHWORDS: GUARDIANS, COMMITTES,
ADMINISTRATORS, MANAGERS AND
RECEIVERES – APPOINTMENT – where an
adult resides in accommodation supported by a
service provider – where service provider
proposes to use restrictive practices including
-- 2 of 10 --
3
seclusion in accordance with a positive
behaviour support plan – where use of
seclusion and other restrictive practices
requires approval of tribunal – whether adult
has impaired capacity for decisions about
restrictive practices – whether adult has
exhibited behaviours of harm – whether use of
restrictive practices in accordance with plan
least restrictive and the risk of harm will be
reduced or eliminated and the adult’s quality of
life will be improved – where application for
appointment of guardian – whether adult has
impaired capacity for personal decisions –
whether personal decisions required
necessitating a formal appointment of a
guardian
Disability Services Act 2000 (Qld), s144,
s 145, s 148, s 150
Guardianship and Administration Act 2000
(Qld), s 12, s 31, s 80V, s 80W, s 80X and
s 80Y
APPEARANCES AND REPRESENTATION:
Mr Robertson, legal officer, represented the Department of Communities,
Disability Services.
Ms Sullivan appeared for the Public Guardian.
Ms Hughes, clinician, Mr Cullen, service provider and Mr Harris, Public
Guardian, attended the hearing.
REASONS FOR DECISION
Introduction
[1] BDP is 49 years old and resides in accommodation supported by Townsville
Independence Program for Adult Community Living (TIPACL). BDP has an
intellectual disability and an acquired brain injury as a result of near
drowning when he was three years old. TIPACL carers, in providing BPD
with support, use what have been defined as restrictive practices.1 The use
by TIPACL of those restrictive practices requires approval of the Tribunal
because one of the restrictive practices is seclusion2 and only the Tribunal
1 Disability Services Act 2006 (Qld) (DS Act), s144.
2 DS Act, s144.
-- 3 of 10 --
4
can approve the use of seclusion in accordance with a positive behaviour
support plan.3
[2] There are other restrictive practices currently used by TIPACL which
require approval, including chemical restraint and restricted access to
objects. The Tribunal may approve the use of these other restrictive
practices when it is approving the use of seclusion.4 If the Tribunal does not
approve the use of the restrictive practices then the service provider will not
be authorised to use them in respect of BDP and will need to deal with any
behaviours of harm without resorting to restrictive practices.
[3] The Tribunal notes that when restrictive practices for BDP were last before
the Tribunal, an approval was given for containment5 as well as seclusion
with other restrictive practices for 6 months. As a result of NDIS funding
enabling BDP to have one-on-one support 24/7, including a passive
sleepover in his unit, the need for containment was removed.
[4] The Public Guardian was appointed guardian on 2 May 2015 for health care
for seeking help or making representations for BPD about the use of RPs
on 22 May 2015 for 5 years. The service provider made an application for
a guardian for service provision, received 3 April 2017, and that application
was also dealt with at the hearing.
[5] BDP has been subject to restrictive practices for many years and it is noted
that the need to use them, in particular seclusion, has been reduced over
the years. This is a credit to both those who have assessed him and
authored his Positive Behaviour Support Plan (PBSP) and to his carers.
[6] BDP is subject to a forensic order under the Mental Health Act 2016 (Qld),
as a result of charges of assault of a prison officer while he was in jail
following a conviction for sexual assault (Forensic Order). The terms of the
Forensic Order include that BDP is to reside at an authorised address
supported by an authorised service provider, that community access is to
be supervised by a responsible adult approved by treating psychiatrist, and
that he must comply with all appointments for follow up and prescribed
treatment. The prescribed treatment includes the medications which are
subject to Tribunal approval for chemical restraint.
Legislation
[7] The Tribunal is being asked to approve the continued use of seclusion for
BDP, which is a very serious restrictive practice as it means that BDP may
be confined at any time of the day or night in an area from which free exit
is prevented.6 The Tribunal may approve seclusion in accordance with s
3 Guardianship and Administration Act 2000 (Qld) (GA Act), s 80V; DS Act, s 150.
4 GA Act, s 80X.
5 DS Act, s 146.
6 DS Act, s 144.
-- 4 of 10 --
5
80V of the GA Act having regard to the matters set out in s 80W of the GA
Act. The Tribunal needs to be satisfied that:7
a) BDP has impaired capacity for decisions about the use of restrictive
practices in relation to him;
b) there is a need to seclude BDP because:
i) his behaviour has previously resulted in harm to himself or
others; and
ii) there is a reasonable likelihood that if the approval is not given,
his behaviour will cause harm to him or others; and
c) a PBSP has been developed which provides for the seclusion;
d) secluding BDP in compliance with the approval is the least restrictive
way of ensuring safety of BDP and others;
e) BDP has been adequately assessed by appropriately qualified
persons in the development of the PBSP;
f) if the PBSP is implemented:
i) the risk of BDP’s behaviour causing harm will be reduced or
eliminated; and
ii) BDP’s quality of life will be improved in the long term; and
g) the observations and monitoring provided for under the PBSP for BDP
are appropriate.
[8] The matters which must be considered under s 80W are:
a) the suitability of the environment in which BDP will be contained or
secluded;
b) the terms of the Forensic Order;
c) the views of the authorised psychiatrist about the containment or
seclusion of BDP;
d) any strategies, including restrictive practices previously used to
manage or reduce the behaviour of BDP that causes harm to him or
others and the effectiveness of those strategies; and
e) the types of disability services provided to BDP.
7 GA Act, s 80V.
-- 5 of 10 --
6
[9] The Tribunal may also consider the matters set out in s 80W(2) of the GA
Act in regard to seclusion.
[10] The Tribunal may make an order approving the use of seclusion for a
maximum period of 12 months.8
[11] The Tribunal may consider the approval of other restrictive practices under
s 80X of the GA Act when the Tribunal proposes to approve the use of
seclusion under s 80V of the Act. The Tribunal must consider the matters
under s 80V in respect of the approval of the other restrictive practice. In
particular, if the other restrictive practice is chemical restraint, then the
Tribunal must consider the views of the treating doctor about the use of
chemical restraint.
[12] An application has also been made for the Tribunal to review the
appointment of the Public Guardian as guardian for BDP to enlarge the
order so that it covers service provision for BDP having regard to him now
being a subject to the NDIS. The Tribunal reviews the appointment of a
guardian in accordance with s 31 and s 12 of the GA Act and must be
satisfied that:
a) BDP has impaired capacity for personal matters;
b) there is a need for decisions in regard to particular personal matters;
and
c) without appointment, his needs will not be adequately met or his
interests will not be adequately protected.
[13] There is no other party seeking appointment as guardian so, if there is a
need for appointment, the Public Guardian appointment will be continued
for the matters requiring appointment.
Capacity
[14] It is fundamental that before the Tribunal may make any approval or appoint
a decision maker, it must be satisfied that the adult has impaired capacity
in respect of the matter under consideration. The reports before the Tribunal
confirm that BDP has an intellectual disability and an acquired brain injury,
which have resulted in him having significant cognitive deficits. He has
some understanding of the matters under consideration and would be able
to express his views, which must be taken into account in any decision
making. His cognitive deficits mean that he has impaired capacity to make
complex decisions about all of the matters under consideration here.
Seclusion
[15] The PBSP and containment and seclusion report show that the need for the
use of seclusion for BDP has reduced dramatically over the last several
8 GA Act, s 80Y.
-- 6 of 10 --
7
years, as one would expect following appropriate assessments and the use
of positive strategies and other reactive strategies to reduce the need for
the restrictive practice in accordance with the PBSP. The containment and
seclusion report provided to the Tribunal showed that seclusion had been
required on only four occasion between March 2016 and February 2017
and that there had been no need for seclusion since the increase in service
provision as a result of the NDIS. It is noted that the previous PBSP dated
June 2016 had a maximum period and frequency of seclusion of 45 minutes
and two times per day.
[16] It was originally proposed that seclusion be used for a maximum period of
20 minutes once per day. Following representations from the Public
Guardian, the final PBSP put before the Tribunal showed a reduction in the
maximum period and frequency of seclusion to 20 minutes and once per
month.
[17] The Public Guardian considered that the current PBSP did not contain
appropriate multidisciplinary assessments in relation to BDP, as required
under the GA Act. While some of the assessments were performed some
years ago, it is clear that BDP has been properly assessed. In particular,
the functional behaviour assessment in the PBSP shows that BDP has a
history of outburst behaviour which has previously caused harm to others
and which commences as verbal threats and may progress to physical
aggression. A careful analysis is given as to the likely function of the
outburst behaviour and the trigger events. The last major behaviour causing
harm would appear to have been in 2014, when BDP assaulted a carer,
resulting in BDP being admitted to hospital under his Forensic Order.
[18] The PBSP also has strategies to proactively support BDP, in particular
circumstances such as situations like making outside calls for BDP which
have in the past exacerbated his behaviour. The major purpose of his
behaviour is said to be to avoid staff interaction. A large part of the PBSP
is devoted to a replacement behaviour of BDP asking his carers to leave
when he feels the need. It is hoped that this strategy will further reduce the
need for such things as seclusion.
[19] The PBSP sets out strategies to be used prior to seclusion and the
circumstances in which it is used. It is stated that seclusion is only to be
used as a reactive strategy of last resort where BDP is engaging in
behaviour that can cause physical or there is a serious risk of harm. During
the use of seclusion, BDP has access to the whole of his unit and his carers
subtly monitor him until he has shown appropriate signs of de-escalation.
There is a protocol for the reporting of incidents where seclusion is used. It
is stated that positively BDP will be safe in his unit during seclusion and that
negatively he will have reduced access to his carers and community
access.
[20] BDP’s treating psychiatrist did not provide a view about seclusion but as
mentioned, the Forensic Order mandates that BDP is not to access the
community unless accompanied by an approved person and, if for any
-- 7 of 10 --
8
reason BDP is not being supervised by his carers, then potentially he could
become in breach of the Forensic Order.
[21] The PBSP for BDP shows a thorough understanding of him and that a great
deal of time has gone into understanding what things trigger his behaviours
and providing ways of ensuring that his needs can be met without
exacerbating him. Hence, the reduction in behaviours requiring the use of
seclusion. Therefore, the PBSP serves the purpose of reduction or
elimination of behaviours of harm and the tools that it gives BDP to meet
his needs will improve his quality of life.
[22] I am satisfied that the use of seclusion in accordance with the PBSP
complies with the requirements of s 80V and s 80W of the GA Act and I
approve its use in accordance with the PBSP.
Chemical restraint
[23] Chemical restraint is the use of medication for the primary purpose of
controlling an adult’s behaviour in response to the adult’s behaviour that
causes harm to the adult or others.9 BDP is prescribed medication by his
treating psychiatrist, appointed under the Forensic Order and in accordance
with that order. There are four medications prescribed: Citalopram (anti-
depressant); Sodium Valproate (anti-convulsant); Chlopromazine (anti-
psychotic) and Cyproterone (hormanal antineoplastic agent). Cyproterone
is commonly known as Androcur.
[24] A clinical report prepared by the treating psychiatrist for the purpose of a
review of the Forensic Order indicates the use of Androcur commenced in
2005 when BDP was placed on the Forensic Order to curb his sexual
inappropriateness. BDP has exhibited behaviours of harm when he is in
contact with females. This ranges from inappropriate requests for personal
information to requesting physical contact and, at its worst, results in sexual
assault. The treating psychiatrist in an email dated 27 March 2017 stated
that he had been involved with BDP since February 2016, that the
medication was prescribed by his previous doctors, that he has not made
any major changes and that only after a longer length of time observing his
stability would he venture to make any drastic changes to his medication.
[25] The Public Guardian advocated that the use of Androcur should not be
approved because it was not the least restrictive option and this was
supported both by the service provider, TIPACL, and the treating team. The
Public Guardian says there is a lack of behaviours of harm outlined in the
PBSP which would justify the need for Androcur. The Public Guardain also
considers that as BDP does not have a mental illness he cannot be
compelled to take the medication under the Forensic Order and it is only
with the approval of the Tribunal that the service provider can dispense the
medication to BDP. The Department’s view at the hearing was that if
Androcur continued to be prescribed by the treating psychiatrist and if it was
9 DS Act, s 145.
-- 8 of 10 --
9
not approved by the Tribunal, the Department of Health would make
alternative arrangements.
[26] It is clear from the material that BDP has previously engaged in behaviour
which has caused harm to others of a sexual nature and that the use of
Androcur was mandated to deal with that behaviour.
[27] The PBSP shows that a large amount of effort has gone into ensuring that
BDP has a better understanding of boundaries around appropriate
behaviour with females and there are strategies in place to support him in
the community so that he does not engage in those behaviours. It is noted
in the PBSP and the report that while Androcur deals with the physical urge,
it does not inhibit the thoughts associated with the act, evidenced by BDP
continuing to fixate on females, and that staff supports in the community
significantly reduce the risk of harm to others. The PBSP states that it is
difficult to measure the clinical efficacy of Androcur and that he is currently
diagnosed with diabetes and is obese which are side effects of the
medication.
[28] The Public Guardian state that it is BDP’s view that Androcur should not be
continued.
[29] The use of other medication is noted in the PBSP to be associated with a
decrease in inappropriate verbal and physical behaviours.
[30] There is clear evidence that BDP has previously engaged in very serious
behaviours of harm in regard to women. The function of that behaviour is
well described in the PBSP. There are appropriate strategies to assist him
to deal with the triggers for those behaviours outlined in the PBSP, which
could form the least restrictive option, in which case the use of Androcur in
particular should be considered for discontinuance. The treating
psychiatrist has indicated that would require further observation.
[31] The effect of a sudden withdrawal of Androcur is not known and if it is to
occur it must be supervised to ensure that it is done appropriately and so
that the effect on BDP’s behaviour can be properly monitored. Therefore, I
am not minded to revoke the approval for the use of Androcur or the other
forms of chemical restraint. I will though approve their use with other
restrictive practices under a short-term order. The Department and the
Public Guardian have agreed to have BDP reviewed by the Specialist
Disability Service Assessment and Outreach Team in regard to his
medication and there will be a direction in that regard.
[32] It is anticipated that a process will be developed for BDP to have a stage
reduction in his medication with the aim of it being withdrawn, on the basis
that it is no longer the least restrictive option for him. This will also require
the co-operation of BDP’s treating psychiatrist so that he can be satisfied
that the use of Androcur is no longer required under the Forensic Order.
-- 9 of 10 --
10
Restricted access to objects
[33] BDP has restricted access to bulk food items which are stored in locked
areas of the second bedroom of his unit which is used by his service
provider. It is noted that he has access to daily food items kept in the
refrigerator and cupboards in his kitchen. There is a concern expressed in
the PBSP and report that BDP has difficulty maintaining a healthy diet and
displays impulsive behaviour, which has previously resulted in the ingestion
off inappropriate amounts of food. Of particular concern is that he has
difficulty with good food decisions in relation to his diagnosis of type II
diabetes.
[34] The Public Guardian do not consider that there has been adequate material
provided in regard to behaviours of harm and that a less restrictive option
would be the storage of bulk food items off site.
[35] The Department indicated at the hearing that they could put in further
material about the need for restricted access.
[36] The connection between diet and the risks of diabetes is clear. There is,
however, only assertions about behaviours of concern in this regard.
Positive strategies in regard to educating BDP about good food choice and
much greater detail about the need for restricted access and the other
requirements for an approval are expected, as well as what BDP’s views
are in regard to the restricting of his access to bulk food. Approval for
restricted access will be given in the short-term on the basis that the
requirements of the GA Act will be properly articulated at the next hearing.
Guardianship
[37] The Public Guardian is currently appointed as guardian for BDP for
decisions about health care and seeking help for, or making representations
about, the use of restrictive practices. There is a request that the Public
Guardian also be appointed for the provision of services. This is as a result
of the NDIS implementation process. The Public Guardian has been a
strong advocate fro BDP in regard to restrictive practices and this involves
liaising with his health care providers so there is clear need for appointment
in those areas.
[38] As mentioned, BDP has been able to receive an increase in his service
support under the NDIS and it was made clear at the hearing that the Public
Guardians delegate had informally assisted in this process. The question,
then, is are there any further decisions to be made in regard to service
provision which would require the appointment of a guardian. The
Department made it clear at the hearing that there were further complex
decisions in regard to service provision as a result of the NDIS and that
there would be a conflict of interest unless a decision maker was appointed.
On that basis, the Public Guardian’s representative was happy to accept
appointment for service provision as well as the current areas of
appointment. That appointment will be for one year.
-- 10 of 10 --
Official source: https://www.sclqld.org.au/caselaw/QCAT/2017/342