Clermont Coal Operations Pty Ltd v Workers' Compensation Regulator [2017] QIRC 35
QUEENSLAND INDUSTRIAL RELATIONS COMMISSION
CITATION: Clermont Coal Operations Pty Ltd v Workers'
Compensation Regulator [2017] QIRC 035
PARTIES: Clermont Coal Operations Pty Ltd
(Appellant)
v
Workers' Compensation Regulator
(First Respondent)
and
Paul Ebsworth
(Second Respondent)
CASE NO: WC/2016/160
PROCEEDING: Appeal against a decision of the Workers'
Compensation Regulator
DELIVERED ON: 27 April 2017
HEARING DATES: 12, 13, 14 December 2016
HEARD AT: Brisbane
MEMBER: Industrial Commissioner Black
ORDERS: 1. 1. The Appeal is allowed;
2. 2. The decision of the regulator dated 12
August 2016 is set aside;
3. 3. Costs are reserved.
CATCHWORDS: WORKERS' COMPENSATION - APPEAL
AGAINST DECISION – physical injury claim
relating to an annular tear – claim associated with an
earlier accepted claim for an aggravation to the
lumbar spine - whether annular tear should be
considered a separate injury; whether annular tear
caused by an acute event or by degeneration.
CASES: Workers' Compensation and Rehabilitation Act
2003, s 32(1), s 550.
APPEARANCES: Mr T Forno, Solicitor, Minter Ellison, for the
Appellant.
Mr C Newton, Counsel, instructed by Hayes Gabriel
Solicitors, for the Second Respondent.
Mr P O'Neill, Counsel, instructed by the Workers'
Compensation Regulator, the First Respondent.
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Decision
Introduction
[1] Clermont Coal Operations Pty Ltd ("Clermont Coal") appeals a decision of the
Workers' Compensation Regulator ("the regulator") in which the regulator set aside
an earlier decision of Glencore Queensland Limited (the self-insurer) to decline to
accept an injury reported by Mr Paul Ebsworth and described as an annular tear said
to have been sustained at work on 10 April 2015.
[2] This was the second claim made by Mr Ebsworth arising from the performance of his
work duties on 10 April 2015. His initial claim, which was an accepted claim,
involved a lumbar spine injury described as an "aggravation of pre-existing
degenerative spondylosis".
[3] The annular tear was first identified in an MRI taken on 11 November 2015. Mr
Ebsworth's injuries, including the MRI finding of an annular tear, were assessed by
Dr Gillett on 14 January 2016. Dr Gillett entered a diagnosis of an injury to the lumbar
spine associated with aggravation of degeneration and associated with annular tearing
at the L4/5 disc. Mr Ebsworth subsequently lodged a claim with the self-insurer on 29
April 2016 for an injury described as "annular tearing of L4/5 disk". This injury was
said to be associated with the accepted injury sustained on 10 April 2015.
[4] The annular tear claim was rejected by the self-insurer on 9 May 2016. However, on
review, the regulator set aside the self-insurer's decision, and determined that the
claim was one for acceptance. It is this decision, which was dated 12 August 2016,
that is now subject to appeal.
Nature of Appeal
[5] The appeal to the Commission is conducted by way of a hearing de novo. The
questions to be answered in the determination of the appeal are:
(i) Whether Mr Ebsworth's employment was a significant contributing factor
to the annular tear claimed by Mr Ebsworth to have been sustained in an
acute event at work on 10 April 2015;
(ii) Whether Mr Ebsworth sustained an annular tear injury that was separate
from his earlier accepted claim for "aggravation of degenerative
spondylosis".
[6] The effect of Dr Winstanley's evidence was that the annular tear was not related to
employment. It was his opinion that the annular tear would not have been caused by
an acute event at work and he favoured an outcome that the tear was a product of the
degenerative processes. In the absence of a determination to prefer Dr Winstanley's
evidence, the appeal turns on Dr Gillett's evidence that the annular tear was more
likely to be considered a separate injury and related to employment if the acute event
described by Mr Ebsworth did, in fact, occur.
[7] The medical evidence established that the annular tear could have been sustained in
the following circumstances:
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(i) The tear was caused by an acute event on 10 April 2015;
(ii) The tear was caused by jolting and jarring of the lumbar spine over a
period of time;
(iii) The tear was associated with Mr Ebsworth's degenerative pathology, and
unrelated to events at work.
[8] While Dr Winstanley accepted that the annular tear could have been caused by jolting
and jarring of the lumbar spine arising from dozer operations in the week commencing
7 April 2015, Mr Ebsworth's claim for compensation does not rest on such a premise.
It is therefore unnecessary to include this scenario in the determination to be made
about causation. Consequently the question to be answered is whether the annular tear
was caused by an acute or traumatic incident at work on 10 April 2015.
Legislation
[9] The appeal will be resolved by reference to s 32 of the Workers Compensation and
Rehabilitation Act 2003 (the Act) which relevantly provides:
"32 Meaning of injury
(1) An injury is personal injury arising out of, or in the course of,
employment if—
(a) for an injury other than a psychiatric or psychological disorder—
the employment is a significant contributing factor to the injury;
…
(3) Injury includes the following—
(a) a disease contracted in the course of employment, whether at or
away from the place of employment, if the employment is a
significant contributing factor to the disease;
(b) an aggravation of the following, if the aggravation arises out of,
or in the course of, employment and the employment is a significant
contributing factor to the aggravation—
(i) a personal injury other than a psychiatric or psychological
disorder;
(ii) a disease;
(iii) a medical condition other than a psychiatric or
psychological disorder, if the condition becomes a personal
injury or disease because of the aggravation;
…
(4) For subsection (3)(b) and (ba), to remove any doubt, it is declared that
an aggravation mentioned in the provision is an injury only to the extent
of the effects of the aggravation.
…"
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The Accepted Injury
[10] Mr Ebsworth had been employed by Clermont Coal since 1 February 2014 in the
capacity of dozer operator. While Mr Ebsworth claimed that his injury occurred at
work on 10 April 2015, he did not report his injury to his employer and completed his
normal work shifts on 11, 12 and 13 April 2015 before returning home on a scheduled
leave rotation at the end of his shift on 13 April 2015.
[11] The appellant first sought treatment for his injury from his general practitioner, Dr
Woodhouse, on 14 April 2015. A CT scan was commissioned and, on review on 15
April 2015, Dr Woodhouse recommended treatment with anti-inflammatory
medication and physiotherapy. He issued a workers' compensation medical certificate
on 27 April 2015, and Mr Ebsworth lodged his workers' compensation claim on 29
April 2015. In a review decision dated 9 October 2015, Mr Ebsworth's application for
compensation was ultimately accepted as a lumbar spine injury described as an
"aggravation of degenerative spondylosis".
[12] The reasons for the decision of the regulator which is now subject to appeal (dated 12
August 2016) allude to the mechanism of injury for the accepted claim in the
following terms:
"You lodged a handwritten application, dated 29 April 2015, with Glencore for
a 'Lower Back' and 'Right Hip' injury said to have been sustained on 10 April
2015 and caused as a result of 'operating a dozer with worn tracks .. operating
of the dozer extremely ruff [sic] … worn state of the tracks … affected the
smooth operation of the machine'."
The Annular Tear
[13] The annular tear was discovered when Dr Winstanley reviewed an MRI scan
performed on 11 November 2015. While noting the finding in his report dated 13
November 2015 (Exhibit 12), Dr Winstanley did not express an opinion about the
cause of the tear. He recorded the MRI findings as follows:
"This shows no evidence of nerve root compromise. There is facet joint
degeneration associated with the L4/5 and L5/S1 levels. There is a small annular
tear present at the L4/5 level."
[14] It is not in dispute that, in the absence of an MRI taken immediately prior to 10 April
2015, it is not possible to determine whether the annular tear occurred on 10 April
2015; whether the annular tear was present prior to 10 April 2015; or whether the
annular tear occurred some time between 10 April 2015 and 11 November 2015. The
effect of the medical evidence was that the annular tear may have been caused by an
acute event or may have occurred as part of the degenerative process in which the
annulus also degenerates and tears.
[15] Dr Gillett included the annular tear in a diagnosis that he entered on 14 January 2016
after an examination of Mr Ebsworth. In a report written on 14 January 2016 (Exhibit
2), Dr Gillett expressed his diagnosis in the following terms:
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"The diagnosis is an injury to the lumbar spine associated with aggravation of
asymptomatic degeneration in the lumbar spine associated with annular tearing
at the 4/5 disc."
[16] The nature of the association between the aggravation, the degeneration and the
annular tear was explained by Dr Gillett in a supplementary report dated 27 April
2016 (Exhibit 3). In this report, Dr Gillett stated that the link between the degeneration
and development of the annular tearing is that, as part of the degenerative process, the
annulus also becomes degenerate and can tear. In a further report written by Dr Gillett
on 27 June 2015 (Exhibit 5) he stated that an annular tear could be caused by either
degeneration or a traumatic event.
[17] Dr Winstanley said that the current view, informed by MRI scans in the normal
population, was that annular tears are generally associated with the "wear and tear
type process which occurs within the disc" (T3-14). While Dr Winstanley accepted
that acute annular tears could occur, and that acute annular tears were more likely to
be associated with degenerative discs, it was his evidence that, had Mr Ebsworth
sustained an acute annular tear he would not have been able to continue to work on
the days following the incident (T3-21):
"An acute annular tear, in my experience, isn’t something that usually allows
people to do activities such as driving a dozer on the next day. Their pain is too
great, associated with muscular spasms."
[18] Dr Winstanley accepted that it was possible that jarring and jolting experienced while
operating a dozer over time could give rise to an annular tear. However, while he also
accepted that it was possible that jolting and jarring of the spine over the course of a
day might cause a minor and pre-existing annular tear to worsen and become more
painful, he considered that this set of circumstances gave rise to the least likely
scenario.
[19] Dr Gillett opined that while the tear in Mr Ebsworth's annulus may have been part of
a degenerative process in an asymptomatic disc, it was reasonable to suggest that the
tear was caused by an incident at work on 10 April 2015, because the incident caused
pain. In his evidence in the proceedings, Dr Gillett accepted that this opinion had been
informed by the reporting of an acute event by Mr Ebsworth during the 14 January
2016 assessment.
[20] The effect of the medical evidence was that acceptance of Mr Ebsworth's claim for
compensation relied on Dr Gillett's evidence being preferred to the evidence of Dr
Winstanley. Dr Gillett's support however was not unconditional. He accepted that if
the history of an acute event given to him by Mr Ebsworth was not correct, then the
annular tear may not be related to work activities (T2-14):
"But I’m right, though, Doctor, in saying that in giving your opinion as to the
probable cause of the annular tear as distinct from the rest of the pathology in
Mr Ebsworth’s lumbar spine, that you rely on the reporting of this acute incident
informing that opinion?---I think it’s a highly weighted event.
[21] It was in these circumstances that the veracity of the history of causation provided by
Mr Ebsworth was disputed by the appellant. It follows that the fate of the appeal
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hinges on whether Mr Ebsworth's version of events associated with an alleged acute
event at work on 10 April 2015, is accepted or rejected.
Mechanism of Injury – Contemporaneous Medical Records
[22] Mr Ebsworth first sought treatment for his injury from his general practitioner, Dr
Woodhouse, on 14 April 2015. According to the consultation notes of the visit, the
appellant reported inter alia that he had hurt his back at work while driving his dozer,
that he had not experienced any significant back pain prior to the work incident, and
that he had not previously experienced similar pain. The notes indicated that the
appellant experienced pain at "every bump and turn" and included the following entry:
"dozer tracks worn – increased jolting and vibration and turning big jolts –
almost impact".
[23] Given that Dr Woodhouse was not called to give evidence, I am left to my own devices
in terms of assigning a meaning to the entries in the medical records. In my view the
entries should be construed to mean that worn tracks on the dozer caused increased
jolting and vibration and that the jolting was more severe when the dozer changed
direction. I do not know what the words "almost impact" refer to, but it must follow
that if an impact was possible, it did not eventuate.
[24] The self-insurer referred Mr Ebsworth to Dr Winstanley for assessment on 26 May
2015. In his report dated 29 May 2015 (Exhibit 11), Dr Winstanley recorded the
history provided by Mr Ebsworth in the following terms:
"Mr Ebsworth has developed symptoms while working on a dozer at the
Clermont Coal Mine on 10 April 2015. He was working on a rocky area. The
dozer which he was working on had worn tracks which increases the shock to
the driver. He developed symptoms in his lumbar spine on 10 April 2015 at the
end of his shift. He finished early on that day. He returned to work the following
day with discomfort in his lumbar spine and right hip area. He gives a
description of right buttock and upper thigh pain.
Mr Ebsworth describes no groin discomfort. He was able to complete two
further days of work on a new machine which had better tracks, with ongoing
pain in his lumbar spine."
[25] In terms of the most contemporaneous reporting of the event, the account provided by
Mr Ebsworth to both Dr Woodhouse and Dr Winstanley does not identify any
particular causative event but rather creates an impression of pain caused or brought
on by operating a dozer with worn tracks in rough conditions. These circumstances
led to increased vibration, shocks or jolting of the operator. The impression is of an
adverse cumulative impact on the lumbar spine over time, not of a single traumatic
event.
[26] The history recorded by Ms Korman also characterised an over time injury caused by
operating a dozer in rough conditions. Mr Ebsworth attended on Ms Korman on 2
November 2015. Her notes of this consultation (Exhibit 16) include the following:
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"Plant operator. Heavy machinery. Back injury. 14th, the 4th, 2015. Operating
a bulldozer. Tracks were not good. Bouncing over rocks for a week on it.
Didn’t report initially. Week on, week off. Thought it would come good during
his week off. "
[27] The self-insurer arranged for Mr Ebsworth to be assessed by Dr Yoxall on 27
November 2015. Dr Yoxall's report dated 22 December 2015 (Exhibit 14) included a
thorough history associated with the development of physical symptoms which
included the following information, or information to this effect:
Mr Ebsworth said that after four days on this particular dozer and the
nature of the job he was doing, his back did not recover as it normally
would after a stretch.
Mr Ebsworth said that on Friday 10 April 2015 he was on a busy dump
and the material that he was pushing around was very rocky material.
Some of the rocks were the size of small cars. He said that the tip-head
ranged from 'nothing' to approximately twenty metres high and he was
'bouncing over rough stuff all day'.
Mr Ebsworth said that he was operating a dozer with excessively worn
tracks, which would not absorb the shock out of the job. He said that he
had been on this dozer all week. He said that in order to steer the dozer,
one track stops and the other one turns. He said that when the dozer was
turning, the track was 'snapping', throwing dirt off the track as high as the
bonnet.
Mr Ebsworth said that the particular job that he was doing on Friday 10
April 2015 aggravated his lower back. He said that the symptoms were
pain in his lower back and in the right hip region. He said that by 5pm he
could not continue to work because of the pain.
He said that he called his Supervisor, Mr Hayes and reported the worn
tracks. He said that Mr Hayes suggested that Mr Ebsworth park the dozer,
and call up the fitters. Mr Ebsworth confirmed that this was about 2 hours
before he was supposed to finish his shift. He confirmed that he did not
report any physical injury to Mr Hayes at that time.
Mr Ebsworth said that he left the workplace without reporting his
symptoms of pain in his lower back and right hip symptoms to anyone.
However, he said that he did mention his physical discomfort to a few
other workmates in the previous days.
[28] Again, consistent with previous reporting, Mr Ebsworth has described an injury
resulting from the effects on his spine of operating his dozer in rough conditions over
a number of days and culminating in an increased level of pain or discomfort which
caused him to stop work early on 10 April 2015. However despite a very detailed
history being taken by Dr Yoxall, Mr Ebsworth provided a significantly different
version of events to Dr Gillett only six weeks later.
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[29] Mr Ebsworth had been referred to Dr Gillett for assessment by his lawyers. He
attended on Dr Gillett on 14 January 2016. It was at this consultation that Mr Ebsworth
informed Dr Gillett about a specific incident that occurred at work on 10 April 2015.
This history is recorded in Dr Gillett's report dated 14 January 2016 (Exhibit 2):
" On 10 April 2015 the claimant advises that he injured his lower back whilst
operating a D11 large mine dozer. He states that the tracks were "buggered"
and he was operating it over rocky terrain. He was bouncing on the terrain and
the tracks wouldn't work properly. Turning was an issue. It was very rough
riding. There was constant jarring associated with it. He advises me that it
reached a point that he parked the dozer about 5.00 pm. He commenced the
shift at 6.30 am. At 5.00 pm he contacted the shift supervisor to advise that there
was a problem with the machine and he was told to contact the maintenance
people. He was then swapped out of the shift.
He then worked the following three days on a different machine with
progressive increasing pain in his lower back. He then travelled from Clermont
to the Emerald Airport on the evening of 13 April 2015. The bus ride was about
an hour and a half which increased his pain and then he returned to his home at
Noosa on the evening of Monday, 13 April 2015 and subsequently saw his
General Practitioner the next day.
In relation to the work practice on the day that he developed the pain he states
that he recalls one episode before the second smoko where he went over a rough
spot and the vehicle went down hard. He was reversing at the time. There was
a hard bang. He is not sure if the seat bottomed out but he recalls it going down
hard. He was aware of pain. The pain persisted the rest of the shift."
[30] This was the first occasion that Mr Ebsworth identified a specific or acute incident
when addressing causation or the mechanism of injury. In this respect, Mr Ebsworth
did not deny that he had not previously reported the existence of an acute incident. It
was his evidence that despite the significance of the incident which occurred during
the operation of the dozer on 10 April 2015, and despite the fact that he had been pain
free on the day of the incident, he only recalled the incident because Dr Gillett had
specifically questioned him about the existence of such an event, and in circumstances
where prior to this, no one had prompted him to recall such an incident.
Mechanism of Injury – Lay Evidence
[31] In his evidence in the proceedings, Mr Ebsworth said that he first experienced pain on
10 April 2015 when he reversed back over a very large rock and the machine "went
up pretty high and then crashed down hard". He said however that he continued to
work, but it got to a point where he could not operate the machine any more, and that
around 5.00 pm he called Mr Hayes and parked up his machine. Mr Ebsworth said
that between 10 April 2015 and 13 April 2015 when he left the site, his back was very
painful and that the pain got worse over time. Despite significant and worsening pain
he was able to continue to work on 11, 12 and 13 April 2015 because he took things
easy and he was given a different dozer to operate.
[32] Mr Ebsworth failed to provide any consistent account about when the 10 April 2015
incident occurred. What is not in dispute is that he stopped work at or about 5.00 pm
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on 10 April 2015 after contacting Mr Hayes and complaining about the condition of
his dozer's tracks. While he did not tell Mr Hayes that he was experiencing pain, he
told Dr Winstanley on 26 May 2015 that he developed symptoms at the end of his
shift and that he finished work early on that day (10 April 2015).
[33] When Mr Ebsworth first raised the incident at work with Dr Gillett, he said that the
incident occurred before his second crib break. The machine log, which is in the
evidence as Exhibit 18, shows that Mr Ebsworth's second crib break on 10 April 2015
commenced at 3.00 pm, while his first crib break ended at 11.21 am. If the incident
happened before the second crib break, then it must have occurred between 11.21 am
and 3.00 pm.
[34] However, during cross examination Mr Ebsworth accepted that the incident could
have occurred before the first smoko. Mr Ebsworth appeared to accept this scenario
because it fitted with Mr Bensemann's account that he complained about back pain
during the first crib break. Mr Bensemann's account of pain could not have been true
if the incident occurred after the first crib break and in circumstances where Mr
Ebsworth said he did not experience any pain on the day until the incident. The end
result of this flexible approach to the facts, was that the alleged incident could have
occurred at any time up to about 5.00 pm in the afternoon.
[35] Mr Hayes was a mining supervisor at Clermont Coal. He was Mr Ebsworth's
supervisor. It was his evidence that Mr Ebsworth did not raise any concern about the
operation of his dozer nor the presence of any operational hazards on 7, 8, and 9 April
2015. However on 10 April 2015 at around 9.00 am Mr Ebsworth called Mr Hayes on
the two-way radio and reported that something was wrong with the tracks on his dozer.
As a consequence, Mr Hayes arranged for a leading hand, Mr Wolstenholme, to
conduct an assessment of the dozer. As a result, Mr Wolstenholme relieved Mr
Ebsworth during Mr Ebsworth's crib breaks, to inspect the condition of the dozer's
tracks and to test drive the dozer. After the breaks, Mr Ebsworth resumed duties on
the dozer.
[36] Mr Hayes did not subsequently interact with Mr Ebsworth until 5.30 pm that afternoon
when Mr Ebsworth again called him on the two-way radio and told him that there was
still an issue with the dozer. The effect of Mr Hayes's evidence was that while Mr
Ebsworth complained about the dozer tracks, he did not say anything about back pain
nor did he report or allude to any hazardous incident. While Mr Hayes said he believed
that the area that Mr Ebsworth was working in was in good condition, he accepted in
cross-examination that in giving this evidence he was not relying on contemporaneous
notes, but was relying on his memory to inform him of the condition of the dumps
(some 12 months earlier), and that his memory may be unreliable.
[37] Mr Wolstenholme had been a leading hand for Clermont Coal for about three years.
He reported to Mr Hayes. Mr Wolstenholme had completed an Incident Witness
Statement on 3 June 2015. In this statement (Exhibit 17) Mr Wolstenholme said that
Mr Ebsworth had informed him that Dozer 482 was running "rough" and that the right
track was a "little loose". He said that he inspected the tracks but found that they were
within operating specifications. He said that he operated Dozer 482 for approximately
1.5 hours during the relief periods and that he found the dozer to be "no rougher than
any other dozer we use".
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[38] In his evidence in the proceedings, Mr Wolstenholme said that on 10 April 2015 he
was asked by Mr Hayes to relieve Mr Ebsworth on Dozer 482 during periods when
Mr Ebsworth was on a crib break. Mr Hayes told him that Mr Ebsworth had reported
that the dozer was running rough. According to Exhibit 18, the reliefs occurred
between 10.26 am and 11.21 am, and between 3.01 pm and 4.00 pm.
[39] Mr Wolstenholme said that when he relieved Mr Ebsworth, Mr Ebsworth told him
that the machine was rough and that the right hand track may be loose or worn. Mr
Ebsworth said that the machine was rough to sit in and according to Mr
Wolstenholme, he seemed "a little bit concerned". Mr Ebsworth did not tell Mr
Wolstenholme that he was suffering pain or that his machine had been involved in a
particular incident or incidents.
[40] Mr Wolstenholme said that when he relieved Mr Ebsworth on Dozer 482 he had
completed a pre-start check of the vehicle and found no significant problem. In terms
of the condition of the area where the dozer was to operate, it was Mr Wolstenholme's
evidence that basalt rocks about a metre in width could be encountered, but the
manouvre was to clear the rocks by pushing them over the tip head. He denied that
the rocks were as big as small cars. Notwithstanding this, Mr Wolstenholme conceded
that the condition of the dump varies, and that the material he was moving during his
relief of Mr Ebsworth could have been quite different to the material that Mr Ebsworth
would have been moving.
[41] After his first relief on dozer 482, Mr Wolstenholme told Mr Hayes that he did not
have any difficulty with the operation of the machine, and said that he had told Mr
Ebsworth that if he experienced any difficulty with the dozer he should get the
mechanical tradesmen to inspect the machine. Mr Wolstenholme did not have any
recollection of matters relating to his second relief.
[42] Mr Bensemann recalled taking a crib break at the same time as Mr Ebsworth on a day
understood to be 10 April 2015. He said that the break was taken some time between
9.30 am and 11.00 am. He said that during the break Mr Ebsworth told him that he
had a sore back and that he attributed the cause of his sore back to the operation of his
dozer. Mr Bensemann also said the Mr Ebsworth told him that he had a sore back
during the second crib break on the same day which would have been taken some time
between 2.00 pm and 4.30 pm.
[43] Mr Bensemann could not recall whether Mr Ebsworth had told him how he hurt his
back, nor did he recall Mr Ebsworth attributing the sore back to a specific incident at
work where he reversed a dozer over a big rock. He said that Mr Ebsworth did not
show any visible signs of pain.
[44] Mr Bensemann was also on the same bus as Mr Ebsworth on the trip from the mine
site to Emerald airport on 13 April 2015. On this occasion Mr Bensemann said that
he overheard Mr Ebsworth complaining to someone about the bus ride being rough
and saying that he had a sore back.
[45] Mr Bensemann had driven dozers on the mine site including Dozer 482. He said that
he did not have a problem when he was operating any of the dozers. He said that he
would have operated Dozer 482 within a six week period prior to 10 April 2015. He
confirmed however that if the tracks were worn the machine could cause a jarring
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effect for the operator. He also said that it was "a pretty common thing" for a dozer
reversing over a big rock to come down hard.
Conclusion
[46] Mr Ebsworth did not raise nor rely on the existence of any significant precipitating
event when he made his initial application for workers' compensation, nor when he
reported his injury to his general practitioner on 14 April 2015 or to Dr Winstanley
on 26 May 2015. None of the history provided to medical practitioners or
psychologists throughout 2015 included reference to a significant causative incident.
Rather, the mechanism of injury appeared to be characterised by increased operator
jolting and jarring caused by worn tracks and rough operating conditions, most
probably encountered in the period from 7 April 2015 to 10 April 2015.
[47] Mr Ebsworth's explanation for providing a different version of events to Dr Gillett on
14 January 2016 is implausible. It is very unlikely that particulars about causation or
the mechanism of injury would not have been sought by his general practitioner and
Dr Winstanley. Dr Winstanley in particular, in conducting a workers' compensation
assessment, could have been expected to be specifically interested in the mechanism
of injury. The history taken by Dr Yoxall is also relevant. It is unlikely that, despite
the painstaking manner that Dr Yoxall had elicited and recorded the history associated
with the physical injury, Mr Ebsworth would not have recalled and recounted the one
"stand-out" event in a week of rough conditions and persisting jolting and jarring.
[48] Had a specific traumatic event occurred which caused pain on a day when he was
otherwise pain free, on balance, Mr Ebsworth could have been expected to inform Dr
Woodhouse and Dr Winstanley. In waiting until January 2016 to introduce the event,
Mr Ebsworth has attempted to rewrite history by embellishing a factual matrix in
which back pain did not result from a specific traumatic event, but occurred as
symptoms progressively developed and increased over time until Mr Ebsworth
stopped work an hour or so early on 10 April 2015.
[49] The foundation for the factual matrix is drawn from the contemporaneous medical
reports. In the first instance, Mr Ebsworth told Dr Woodhouse that he experienced
pain "at every bump and turn"; told Ms Korman that he was "bouncing over rocks for
a week on it"; and told Dr Yoxall that he was "bouncing over rough stuff all day".
Secondly, he told Dr Winstanley that operating a dozer with worn tracks in these
conditions increased the shock to the driver, and caused him to develop symptoms
toward the end of his shift on 10 April 2015. Thirdly, he told Dr Yoxall that after
operating in rough conditions for four days on Dozer 482, his back did not recover as
it normally would. All these propositions suggest conditions persisting over time that
contributed to, or caused, Mr Ebsworth's injury, and diminish the likelihood that an
acute event has occurred.
[50] A series of inconsistencies undermines Mr Ebsworth's version of events. Despite
complaining about worn tracks to Mr Hayes on two occasions on 10 April 2015 he
did not report an injury, any specific incident, nor the presence of back pain. Further,
despite Mr Wolstenholme relieving him on two occasions on 10 April 2015, he did
not say anything to him about a specific incident or about back pain. While he told Mr
Bensemann at both crib breaks on 10 April 2015 that he was experiencing back pain,
he did not say anything to Mr Bensemann about any particular incident causative of
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the back pain. Finally, Mr Ebsworth demonstrated in his evidence that he had no
reliable recollection of when the alleged acute event occurred.
[51] There is also a basic inconsistency in the narrative introduced by Mr Ebsworth post
14 January 2016. At the heart of the inconsistency is the complaints made about worn
tracks and the emphasis on this factor as the basic or underlying cause of his back
injury.
[52] During the course of operating dozer 482 on 7, 8, 9 and 10 April 2015, Mr Ebsworth
said that he had he complained about worn dozer tracks to several people on one or
more occasions. He said that he discussed the tracks with a serviceman, Steve Fogarty,
on 8 April 2015 and with Stewart Forsyth, a fitter, on 9 April 2015. He said that Mr
Wolstenholme had relieved him during his crib breaks over this period and that he had
raised the conditions of the tracks with him on three occasions, on at least two different
days. He said he told Mr Wolstenholme that operating the dozer in rough, rocky
conditions was like riding a bull. Further, he said that he told Mr Hayes about the
tracks the day before the incident, as well as reporting them to him on 10 April 2015.
[53] On the one hand, back pain was caused by worn tracks and rough operating conditions
which prevailed over the course of the week. On the other hand, despite the rough
conditions and the poor tracks, Mr Ebsworth was pain free on 10 April 2015 until a
significant incident, unrelated to the condition of his dozer tracks, intervened and
caused immediate pain. In his evidence, Mr Ebsworth was unable to explain the
apparent contradiction (T1-57):
"See, this incident you described, I’d suggest to you, given you went over this
huge rock, and then have come down hard, the tracks wouldn’t have been a
factor in that incident, would they? How are the tracks relevant to that incident
where you’ve - - -?---You’d – I’m not – that machine was rough. It wasn’t – it
wasn’t taking the shock as it should’ve done on the rough dump. And that’s
really probably a question for someone who specialises in the maintenance of
the things. But - - -
Well, you – you were - - -?---I was an operator. And it was operating rough,
very rough. If the tracks had’ve been in good working order, or good condition,
the operation of the machine wouldn’t have been as rough. Would it have
stopped that injury to my back? I don’t know. I can’t answer that."
Decision
[54] The evidence supports a finding that it was more probable than not that Mr Ebsworth's
injury was caused by persistent jolting and jarring experienced by the dozer operator
over a period of days commencing on 7 April 2015. The evidence does not support a
finding that a significant traumatic event occurred on 10 April 2015.
[55] In terms of the medical evidence, Dr Winstanley's preferred view was that the annular
tear was a product of degeneration, while Dr Gillett's evidence was that, if a specific
traumatic event did not occur, the annular tear could not be distinguished from the rest
of the pathology in Mr Ebsworth's lumbar spine. This means that either the annular
tear was a product of degeneration and unrelated to work, or it could not be treated as
an injury separate from the injury that was the subject of the accepted claim.
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13
[56] The appeal is allowed. The regulator's decision dated 12 August 2016 is set aside and
replaced with a decision to the effect that the claim is not one for acceptance. The
matter of costs is reserved.
[57] I order accordingly.
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Official source: https://www.sclqld.org.au/caselaw/QIRC/2017/035