Conquest & Anor v Bundaberg Regional Council [2016] QCA 203
SUPREME COURT OF QUEENSLAND
CITATION: Conquest & Anor v Bundaberg Regional Council [2016]
QCA 203
PARTIES: In Appeal No 236 of 2014:
CONQUEST, Ann
(applicant)
v
BUNDABERG REGIONAL COUNCIL
(respondent)
In Appeal No 237 of 2014:
CONQUEST, Robert John
(applicant)
v
BUNDABERG REGIONAL COUNCIL
(respondent)
FILE NO/S: CA No 236 of 2014
CA No 237 of 2014
DC No 49 of 2012
DC No 48 of 2012
DIVISION: Court of Appeal
PROCEEDING: Application for Leave s 118 DCA (Criminal)
ORIGINATING
COURT: District Court at Brisbane – [2014] QDC 166
DELIVERED ON: 19 August 2016
DELIVERED AT: Brisbane
HEARING DATE: 4 February 2016
JUDGES: Fraser and Philip McMurdo JJA and Daubney J
Separate reasons for judgment of each member of the Court,
each concurring as to the orders made
ORDERS: 1. Application for leave to appeal is refused.
2. Leave granted to the parties to make submissions about
costs of the application.
CATCHWORDS: ENVIRONMENT AND RESOURCES – PLANNING LAW
– APPEALS, OFFENCES AND ENFORCEMENT –
ENFORCEMENT NOTICES – SPECIFIC REQUIREMENTS
OF ENFORCEMENT NOTICES – where the applicants were
found guilty of an offence against s 4.3.15 of the Integrated
Planning Act 1997 (“the Act”) for failing to comply with an
enforcement notice – where the District Court dismissed their
appeals – where the applicants apply for leave to appeal under
s 118 of the District Court of Queensland Act 1967 (“the
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District Court Act”) – where the applicants contend that it is
a condition of the validity of an enforcement notice that the
person to whom the enforcement notice is given has committed
a development offence – where the applicants contend that
they should be acquitted of the offences because it was not
proved beyond reasonable doubt that the relevant works on the
property were “building works” rather than “operational
works” – where the respondent submitted that the elements of
the offence against s 4.3.15 of the Act were that a person was
given an enforcement notice and did not comply with that
notice – whether it is a condition of validity of an enforcement
notice, and an element of the offence against s 4.3.15 of the
Act, that the person to whom the notice is given had committed
a development offence – whether the work carried out by the
applicants amounted to “building work” or “operational work”
under the Act
ENVIRONMENT AND RESOURCES – PLANNING LAW
– APPEALS, OFFENCES AND ENFORCEMENT –
ENFORCEMENT NOTICES – OFFENCES RELATING TO
ENFORCEMENT NOTICES – where the applicants were
found guilty of an offence against s 4.3.15 of the Act for failing
to comply with an enforcement notice – where the District
Court dismissed their appeals – where the applicants apply for
leave to appeal under s 118 of the District Court Act– where
the applicants raised a new point of contention – whether leave
to raise new contention is granted – whether the Court’s
jurisdiction is limited by ss 118 and 119 of the District Court Act
District Court of Queensland Act 1967 (Qld), s 118, s 119
Integrated Planning Act 1997 (Qld) s 4.3.1(1), s 4.3.11,
s 4.3.12, s 4.3.15
Alcan (NT) Alumina Pty Ltd v Commissioner of Territory
Revenue (2009) 239 CLR 27; [2009] HCA 41, cited
Burke v Commissioner of Police [2016] QCA 184, cited
Commissioner of Police v Stehbens [2013] QCA 81, cited
Conquest v Bundaberg Regional Council [2014] QDC 166, cited
Gobus v Queensland Police Service [2013] QCA 172, cited
McLean Bros & Rigg Ltd v Grice (1906) 4 CLR 835; [1906]
HCA 1, considered
Minister for Immigration and Multicultural Affairs v Bhardwaj
(2002) 209 CLR 597; [2002] HCA 11, considered
Ousley v The Queen (1997) 192 CLR 69; [1997] HCA 49,
considered
Selby v Pennings (1998) 19 WAR 520; (1998) 102 LGERA 253,
cited
Tsigounis v Medical Board of Queensland [2006] QCA 295,
cited
COUNSEL: A S Skoien, with M G Batty, for the applicants
M A Williamson for the respondent
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SOLICITORS: Payne Butler Lang for the applicants
Connor O’Meara for the respondent
[1] FRASER JA: The applicants apply for leave to appeal from decisions in the District
Court dismissing their appeals against decisions in the Magistrates Court finding each
of them guilty of an offence against s 4.3.15 of the Integrated Planning Act 19971 of
failing to comply with an enforcement notice.
[2] The central issue which the applicants seek to agitate in their proposed appeal to this
Court is whether all of the work done on the applicants’ land was “for, or incidental
to” building or underpinning.
Statutory, factual and procedural background
[3] Section 4.3.15(1) of the Integrated Planning Act 1997 provides that, “[a] person who
is given an enforcement notice must comply with the notice” and it imposes
a maximum penalty for contravention of that provision of 1665 penalty units.
[4] In the Magistrates Court, the respondent submitted that the elements of that offence
were that:
“…the Defendants:
(a) have committed a development offence;
(b) have been given a valid enforcement notice; and
(c) have failed to comply with the enforcement notice.”2
[5] The central question litigated in the Magistrates Court concerned supposed element
(a), whether the applicants had committed the development offence mentioned in the
enforcement notice. It was ultimately not in issue that: works were carried out
without a development permit on land of which the applicants were the registered
proprietors; those works included “the construction of a tiered … revetment wall,
stockpiling of fill behind the revetment wall, excavation of a dam, construction of
a manoeuvring area and access road, construction of a pad area and a stock pile of
soil”, with a calculated volume of fill material on the land in the order of 730m3;3 the
respondent gave to the applicants what purported to be an enforcement notice
requiring them to cease works and take action to remove works, including to restore
as far as practicable the land to the condition it was in before the development was
started; and the applicants did not comply with the requirements of the enforcement
notice to take action to remove the works.
[6] The enforcement notice recited that it was given to the applicants pursuant to s 4.3.11
of the Integrated Planning Act 1997, “in respect of you committing a development
offence under the Integrated Planning Act 1997. Namely, the operational works
being carried out at [the land] which is assessable development and a development
permit has not been issued.” The last numbered paragraph of the enforcement notice
identified the development offence by the statement that, “[i]n accordance with s 4.3.1
of the Integrated Planning Act 1997 it is an offence for a person carry out [sic]
assessable development without a valid development permit…”.
1 The applicants cited reprint 8H of the Act, which was in force on 23 November 2007. In this judgment
reference to the Act refers to reprint 9, which was in force at the date the enforcement notice was given.
2 Written submissions on behalf of the complainant: Record p 1166.
3 Conquest v Bundaberg Regional Council [2014] QDC 166 at [9] – [10].
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[7] Section 4.3.1(1) provides that, “[a] person must not carry out assessable development
unless there is an effective development permit for the development”, and it imposed
a maximum penalty of 1665 penalty units. The definition of the term “development”
comprehends carrying out “building work” and “operational work”. The term
“assessable development” is defined as meaning development stated in Sch 8, Pt 1.
(There are qualifications and additions to that definition but they are not presently
relevant.) Schedule 8, Pt 1 describes “assessable development” as including “Building
work that is not… self-assessable…”. The respondent did not secure a finding that if the
work was building work it was not self-assessable. The term “building work” is
defined to mean various kinds of work described in the definition, including:
“(a) building,…underpinning (whether by vertical or lateral support),…;
or
…
(c) excavating or filling –
(i) for, or incidental to, the activities mentioned in paragraph (a);
or …”
[8] Paragraph 1 of the definition of “operational work” comprehends various kinds of
work, including “(c) excavating or filling that materially affects premises or their
use…”. The work done on the applicants’ land (or at least much of that work4) was
within that description. Paragraph 2 of the definition provides, however, that “operational
work does not include”, for the relevant items in paragraph 1, “any element of the
work that is – (i) building work other than building work for reconfiguring a lot … .”
It was not suggested that the work done on the applicants’ land was “for reconfiguring
a lot”. Thus, if the work done on the applicants’ land was “for, or incidental to”
building or underpinning, then that work was “building work”, it was not “operational
work”, and the respondent did not prove that the applicants committed the
development offence mentioned in the enforcement notice.
[9] The applicants contended, and the respondent denied, that the applicants should be
acquitted of the offences alleged against s 4.3.15 because the respondents failed to
prove beyond reasonable doubt that the relevant work was not “for, or incidental to”
building or underpinning works, and thus “building work” rather than “operational work”.
[10] The Magistrate found for the respondent. The relevant conclusions were expressed
in the following passage of the Magistrate’s reasons:5
“I do accept the submissions on behalf of the complainant … that the
works carried out by the defendants were objectively equivocal, and
in that, when the relevant facts and circumstances are viewed
objectively, those works would be for the purposes other than the
construction of a house or other structure and, in this regard, the
following facts are noted, none of which are controversial: … that no
building works have ever been commenced on or in the vicinity of the
excavation or filling works; … there is no evidence that the pad area
was designed and constructed in a way to accommodate a structure
4 The applicants acknowledged that the enforcement notice referred also to the construction of retaining
walls but argued that only filling and excavation were identified as the “operational work” which was
the subject of the enforcement notice : transcript 4/2/2016, p 9. It is not necessary to consider whether
that argument was correct.
5 Record p 638, line 41 to p 639, line 41.
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and in that regard it is noted there is no evidence of footings or foundations
or the like; no development applications have ever been made or
approvals granted for the building works in that location, notwithstanding
that such works constitute assessable development and require
approval from a private certifier and the Bundaberg Regional Council;
and the fact that the defendants have not removed the works despite
abandoning any intention to build a house in that location over three
years ago, preferring instead to consider constructing their house in
a different location further to the south and on piers, supports the view
that the excavation and filling works may have but not necessarily
been for purposes other than just the construction of a house.
I accept that the complainant has discharged their onus to disprove the
contention that the subject works were, in fact, not for, or incidental
to, building works and not building works but, in fact, operational works.”
[11] The applicants confined their appeal in the District Court to their contention that the
Magistrate erred in failing to find that the work was “building work” rather than
“operational work” because the work was “for, or incidental to” building or underpinning.6
[12] The primary judge rejected that contention. The primary judge acknowledged that
the onus was upon the respondent to prove beyond reasonable doubt that the works
done on the land were not “building work”. He found: that the extent of the works
done on the land was not in issue; no development approval had been granted to
authorise the filling works; no building approval had ever been issued for a proposed
detached dwelling; no building application had ever been formally accepted or
assessed by a private certifier for the construction of such a dwelling, and the works
required by the enforcement notice had never been completed; it was not asserted that
the Magistrate erred in the test in relation to the onus of proof; and that the evidence
accepted by the Magistrate “was more than sufficient to satisfy the onus upon the
respondent”.7
[13] As indicated in [2] of these reasons, the applicants seek to agitate again in their
proposed appeal the contention rejected both in the Magistrates Court and the District
Court. That contention assumes that it is an element of the offence against s 4.3.15
that the person who was given the enforcement notice had committed a development
offence. At the hearing of the applications the Court sought submissions from the
parties upon the preliminary question whether that was an element of the offence.
[14] The answer to that preliminary question turns upon the proper construction of the
relevant provisions of the Integrated Planning Act 1997. In Alcan (NT) Alumina Pty
Ltd v Commissioner of Territory Revenue (Northern Territory),8 Hayne, Heydon,
Crennan and Kiefel JJ referred to previous occasions on which the High Court had
stated that statutory construction must begin with a consideration of the text and observed:
“Historical considerations and extrinsic materials cannot be relied on
to displace the clear meaning of the text. The language which has
actually been employed in the text of legislation is the surest guide to
legislative intention. The meaning of the text may require consideration of
6 See the applicants’ outlines of argument in the District Court filed 29 January 2014, paragraphs 1–6
and the outline of argument on behalf of the applicants filed 11 April 2014: record pages 1310–1311
and 1314.
7 [2014] QDC 166 at [10], [17], [19], [41], [45] and [51].
8 (2009) 239 CLR 27 at [47]. Citations have been omitted.
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the context, which includes the general purpose and policy of
a provision, in particular the mischief it is seeking to remedy.”
The legislative text and context
[15] The offence of failing to comply with an enforcement notice is created by s 4.3.15(1)
of the Integrated Planning Act 1997: see [3] of these reasons. Relevant context is
found in other provisions in Chapter 4 of the Integrated Planning Act. Part 3 of
Chapter 4 concerns development offences, notices, and orders. Division 1 of Part 3
includes s 4.3.1, which makes it an offence for a person to carry out “assessable
development” without an effective development permit: see [7] of these reasons. That
Division creates other development offences, including offences of carrying out
assessable development without a permit, carrying out self-assessable development
without complying with applicable codes, contravening a development approval, and
contravening a code identified in the Act as applying to the use of premises.
[16] Division 2 concerns show cause notices. Subject to exceptions which are presently
irrelevant, Division 2 applies if an assessing authority proposes to give a persons an
enforcement notice.9 Section 4.3.9 obliges an assessing authority which gives an
enforcement notice to a person first to give a notice inviting the person to show cause
why the enforcement notice should not be given. Requirements for a show cause
notice are specified in s 4.3.10. Division 3 concerns enforcement notices. The
circumstances in which an enforcement notice may be given are set out in s 4.3.11.
Section 4.3.11(1) provides:
“If an assessing authority reasonably believes a person has committed,
or is committing, a development offence, the authority may give
a notice (an enforcement notice) to the person requiring the person to
do either or both of the following –
(a) to refrain from committing the offence;
(b) to remedy the commission of the offence in the way stated in
the notice.” (footnote omitted).
[17] Other provisions in s 4.3.11 regulate the giving of show cause notices in certain
circumstances and how such a notice may be given to a person carrying out
development who is required to stop carrying out the development. Section 4.3.12
provides that, “[s]ubject to section 4.3.8, the assessing authority may give the enforcement
notice only if, after considering all representations made by the person about the show
cause notice within the time stated in the notice, the authority still believes it is
appropriate to give the enforcement notice.” Section 4.3.13 sets out specific
requirements which an enforcement notice may impose. These include requirements to
stop carrying out development and to restore premises to the condition the premises
were in immediately before development was started, such as are included in the
enforcement notice given by the respondent. Section 4.3.14 prescribes requirements
of an enforcement notice, including that it must be in writing, describe the nature of
the alleged offence, and inform the person to whom the notice is given that the person
has a right to appeal against the giving of the notice. Section 4.3.17 empowers the
assessing authority to do the thing required by an enforcement notice and to recover
as a debt owing to it by the person to whom the notice was given any reasonable costs
or expenses incurred by the assessing authority in doing that thing if the person to
whom the enforcement notice was given contravened it by not doing that thing.
9 Section 4.3.8.
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[18] Division 4 concerns offence proceedings in the Magistrates Court. Under s 4.3.18,
such proceedings may be brought by the assessing authority for offences against
specified provisions which include s 4.3.1 and s 4.3.15. Part 1, Division 12 is headed
“[c]ourt process for appeals”. Section 4.1.50(5) provides that, “[i]n an appeal by
a person who is given an enforcement notice, it is for the entity that gave the notice
to establish that the appeal should be dismissed.” Section 4.1.52(1) provides that,
“[a]n appeal is by way of hearing anew”. Section 4.1.54 confers upon the Court which
decides the appeal the power to make orders and directions the Court considers
appropriate, including (in s 4.1.54(2)), an order confirming the decision appealed
against, changing that decision, or setting aside that decision and making a decision
that replaces it.
[19] Part 1 of Chapter 4 concerns the Planning and Environment Court. Division 9 concerns
certain appeals to that court. Section 4.1.32 provides that a person who was given an
enforcement notice may appeal to the Court “against the giving of the notice”. Such
an appeal is required to be started within 20 business days after the notice was given.
Section 4.1.33(1) provides that the lodging of such a notice of appeal stays the
operation of the enforcement notice until the court decides otherwise, the appeal was
withdrawn, or the appeal was dismissed. Section 4.1.33(2) provides, in effect that the
operation of the enforcement notice is not automatically stayed in certain
circumstances, such as where the enforcement notice states that the entity issuing the
notice believes that work the subject of the notice is a danger to persons or a risk to
public health. Division 7, Chapter 4 gives the Planning and Environment Court
jurisdiction to make declarations in a broad range of matters, which would
comprehend declarations concerning the validity of an enforcement notice.10
[20] It was not submitted that any other contextual matter bore upon the proper construction of
s 4.3.15(1) or any other relevant provision.
The parties’ main contentions upon the preliminary issue
[21] The applicants contended that:
“(a) the validity of the Enforcement Notice constitutes an element of
the offence with which the Applicants have been charged (being
an offence against section 4.3.15 of the IPA);
(b) even if the validity of the Enforcement Notice does not
constitute an element of the offence, the Applicants are entitled
to raise a question of validity as an issue in the proceeding;
(c) in all of the circumstances, it could not be said that the issue of
the validity of the Enforcement Notice (effectively the proper
characterisation of the Works as either “building work” or
“operational work”) was not properly raised in the proceedings
(indeed, it was accepted as an issue by Council before the
Magistrate);
(d) once raised as an issue, the validity of the Enforcement Notice
was required to be proved by Council beyond reasonable doubt;
(e) Council failed to discharge its onus of establishing the validity
of the Enforcement Notice, because at least:
(i) there was no underlying development offence (upon the
proper construction of the relevant definitions in the IPA);
…”
10 See 4.1.21(1).
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[22] The respondent submitted that the elements of the offence against s 4.3.15 were “that
a person was given an enforcement notice and the person failed to comply with the
notice, being an enforcement notice which:-
(i) was given as prescribed by ss. 4.3.11 and 4.3.12:
(ii) complied with the requirements of ss. 4.3.13 and 4.3.14 as to
form and contents;
(iii) remained in force, not having been set aside on appeal or in
other proceedings challenging its validity.”
[23] The respondent submitted that an “enforcement notice” was that which was described
in s 4.3.11(1) and that the obligation to comply with the notice arose if (in addition to
the matters in (i) – ii)) “the occasion for giving the notice arose (the beliefs referred
to in ss 4.3.11(1) and 4.3.12 were held and consideration was given to the
representations as required by s 4.3.12)”.
Consideration
[24] The applicants’ arguments were put in different ways, but the essential proposition
was that it is a condition of the validity of an enforcement notice or it is otherwise an
element of the offence against s 4.3.15(1) that the person to whom the enforcement
notice is given has committed a development offence. That proposition finds no
support in the legislative text. Neither the text of s 4.3.15(1) itself nor the text of
those provisions which concern the power of an assessing authority to give an
enforcement notice (s 4.3.11(1) and s 4.3.12) expresses or implies a requirement that
the person has committed a development offence. Any implication to that effect
would be inconsistent with s 4.3.11(1) and s 4.3.12. As the respondent argued, those
provisions relevantly require the assessing authority only to hold a reasonable belief
that a person has committed or is committing a development offence and (after the
assessing authority has considered all representations made within a specified time
by the person to whom a show cause notice was given) a belief that it is still
appropriate to give the enforcement notice.
[25] An offence against s 4.3.15(1) differs materially from a development offence which
might be the subject of the required beliefs. One significant difference is revealed by
the show cause provisions in Division 2 and the provision in s 4.3.17 for the assessing
authority to do the thing required by an enforcement notice and recover as a debt the
assessing authority’s costs and expenditure of so doing if the person to whom the
enforcement notice was given contravened it by not doing that thing.
[26] Whilst those consequences might be thought unjust if that person had not committed
the development offence which the assessing authority reasonably believed the
person had committed, the potential for such injustice is ameliorated by the person’s
entitlement to challenge the enforcement notice by way of an “appeal” in the Planning
& Environment Court or by way of declaratory proceedings. In any case, the statutory
context supplies no support for the marked departure from the legislative text which
is required by the applicants’ construction.
[27] Upon the proper construction of this legislation, it is not a condition of the validity of
an enforcement notice and it is not an element of the offence against s 4.3.15(1) that
the person to whom the notice is given had committed a development offence. Thus
the question about the development offence which the applicants seek to litigate in
their proposed appeal is irrelevant to their liability for the offence against s 4.3.15(1)
of which each was convicted.
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[28] The applicants emphasised that in the Magistrates Court the respondent assumed the
onus of proving that the applicants had committed a development offence. That might
be thought to have afforded the applicants an unwarranted forensic advantage. In any
case it did not disadvantage the applicants, and the applicants remained free to make
any submissions they wished to make to the magistrate about the elements of the
offence or the validity of the enforcement notice. That the applicants did not
contradict the respondent’s submission about the elements of the offence and that the
magistrate and the primary judge assumed the correctness of those submissions does
not justify the Court in granting leave to appeal upon the hypothetical question raised
by the application for leave to appeal.
The applicants’ new points
[29] In the applicants’ written submissions upon the preliminary point raised by the Court,
the applicants argued that the respondent, having assumed the onus of proving the
validity of the enforcement notice in the Magistrates Court, failed to prove that when
the enforcement notice was given the respondent reasonably believed that the applicants
had committed the development offence.
[30] In the Magistrates Court the applicants did not make any similar submission and they
did not seek to challenge the validity of the enforcement notice on that ground. Nor
did the applicants make that an issue in their appeal in the District Court. In either
court or both courts the applicants could have argued, but they did not argue, that the
respondent’s acknowledgment that it was element of the offence that the enforcement
notice was valid required the respondent to adduce evidence to prove that it held the
beliefs described in s 4.3.11(1) and s 4.3.12. No question of that kind was litigated
in the Magistrate Court or the District Court. That militates against the grant of leave
to appeal to permit the applicants to litigate such questions.
[31] If the applicants had sought to make this new point an issue in the Magistrates Court
or the District Court, the respondent might have invoked the presumption that “where
an act is done which can be done legally only after the performance of some prior act,
proof of the later carries with it a presumption of the due performance of the prior
act”11 or that “ the validity of an administrative act or decision and the legality of
steps taken pursuant to it are presumed valid until the act or decision is set aside in
appropriate proceedings.”12 (The courts may be reluctant to apply such a “presumption of
regularity” where a challenge is made to the performance of a condition which is
essential to the validity of an administrative act upon which an offence depends,13 but
here the validity of the enforcement notice was not challenged upon the ground now
sought to be advanced by the applicants.14) Alternatively, the respondent might have
adduced further evidence in the Magistrates Court to establish the beliefs described
in s 4.3.11(1) and s 4.3.12; and if the applicants had taken this point for the first time
on appeal in the District Court, the respondent might have sought to persuade the
primary judge that there were special grounds which justified the grant of leave to
adduce fresh evidence upon the point pursuant to s 223(2) of the Justices Act 1886.
That the proceedings might have taken a different course if the applicants had taken
this new point in the Magistrates Court or the District Court also militates against the
grant of leave to appeal.
11 McLean Bros & Rigg Ltd v Grice (1906) 4 CLR 835 at 850 (Griffith CJ).
12 Ousley v The Queen (1997) 192 CLR 69 at 130-131 (Gummow J).
13 Selby v Pennings (1998) 19 WAR 520 at 265 (Ipp J).
14 See Minister for Immigration and Multicultural Affairs v Bhardwaj (2002) 209 CLR 597 at [151] (Hayne J).
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[32] It is also necessary to bear in mind the limitations upon appeals from decisions of the
District Court in the exercise of its appellate jurisdiction. Section 118(8) of the District
Court of Queensland Act 1967 provides that, “[a]n appeal from the District Court in
its original jurisdiction is by way of rehearing.” The proposed appeal in this case is
instead from the District Court in its appellate jurisdiction. (Such an appeal is
permitted by s 118(1)(b), and s 119(3) imposes a requirement for the leave of the
Court of Appeal.) Section 119(1) provides:
“On the hearing of an appeal the Court of Appeal shall have power to
draw inferences of fact from facts found by the judge or jury, or from
admitted facts or facts not disputed provided that where the appeal is
not by way of rehearing such inferences shall not be inconsistent with
the findings of the judge or jury.”
[33] There are a number of difficulties in construing s 119(1). In Gobus v Queensland
Police Service15 I adverted to one such difficulty, concerning authority for the view
that appeals to this Court from decisions of the District Court in its appellate
jurisdiction are limited to errors of law for the reason that they are “strict appeals”
rather than appeals by way of rehearing.16 I did not decide that point. The application
in that case failed in any event because the express terms of the proviso in s 119(1)
precluded the Court from drawing the inferences which were required if that applicant were
to succeed in his proposed appeal. In Burke v Commissioner of Police17 Morrison JA
applied White v Commissioner of Police18 in holding that in such an appeal it is
necessary for the appellant to identify an error of law in the decision of the District
Court,19 but the President and Atkinson J left that question open.20
[34] Another difficult in construing s 119(1) concerns the meaning of the expression “the
findings of the judge or jury”. For example, does that expression encompass findings
of fact made for the first time on appeal in the District Court? It is not necessary here
to resolve these questions. On any view, s 119(1) of the District Court of Queensland
Act 1967 was designed to impose a limitation upon the scope of appeals from
decisions of the District Court in its appellate jurisdiction. At least in some cases, that
limitation might be circumvented if the Court grants leave to appeal upon a factual
question where there is no relevant factual finding as a result of the applicant not
putting the relevant matter in issue at first instance and/or on appeal to the District
Court. In the present case, if the applicants had put in issue the question whether the
respondent held a belief required as a condition of the validity of the enforcement
notice, there might have been concurrent findings of fact in the Magistrates Court and
the District Court which, by application of s 119(1), precluded a challenge in this
Court upon that ground. That supplies a further ground for declining to grant leave
to appeal on the new point.
[35] The applicants raised another, related point. They argued that the enforcement notice
on its face revealed that the respondent misdirected itself in law as to the circumstances
in which filling or excavation was “building work” rather than “operational work”, and
that this misdirection revealed that the respondent did not hold the necessary
15 [2013] QCA 172 [3] – [5].
16 Tsigounis v Medical Board of Queensland [2006] QCA 295 at [14] – [15] and Commissioner of Police
v Stehbens [2013] QCA 81.
17 [2016] QCA 184.
18 [2014] QCA 121 at [8].
19 [2016] QCA 184 at [15] – [16].
20 [2016] QCA 184 at [2] – [7], and [52].
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reasonable belief that the applicants had committed a development offence. The
suggested misdirection in law was that excavation and filling for a dwelling could not
amount to “building work” unless at the time when that excavation and filling was
done there was an extant development permit or development application for approval
to build a dwelling. For the reasons given in relation to the first new point, I would
refuse to grant the applicants leave to appeal on this point. Nevertheless I will say a
little more about it.
[36] The enforcement notice was described as such in a heading. There followed a
subheading, “Section 4.3.11 of the Integrated Planning Act 1997”. Beneath that
subheading, the enforcement notice was addressed to the applicants, followed by this text:
“THE FACTS AND CIRCUMSTANCES which form the basis of the
Council's belief that an enforcement notice should be given include:
1. The respondent's representations to the 'Show Cause Notice'
dated 27 March 2008 do not alter the Council's initial contentions
about the unlawful nature of the works. Representations
reinforce the accuracy of Council's original contentions and
provide further evidence of the offence being committed.
…
3. Works on the site have continued since Council's initial contact
with the proponent on 20 March 2008 and despite the Council's
assertion that the works were being unlawfully conducted. The
Council is in possession of site photographs which illustrate the
continuance of works on the site.
4. In the absence of a development application or permit for
building works for a dwelling house (which the works allegedly
support) the 'works' (including all carried out and described
excavations, filling and retaining) cannot be construed as
incidental to building work. Moreover, the magnitude of the
'works' are such that the premise has been materially affected
and therefore, the works are considered to be consistent with the
Integrated Planning Act 1997 definition for Operational Works.
…
5. The 'works' including numerous excavations, construction of
retaining walls and filling are of a magnitude that would ordinarily
warrant assessment by the Local Authority. Representations
allege that filling is in the order of 360 cubic metres, not including
imported or locally sourced rock for retaining walls. However,
Council representatives (Development Engineer, technical
officer) estimate that based on the collective quantities of the
filling and excavation works on the sites; figures are in excess
of 500 cubic metres. Furthermore, No additional information /
evidence / or engineering documentation was provided within
the respondents representations to vary the above consideration.
The threshold related triggers stated in the original ‘Show Cause
Notice’ are considered to be valid. An application for operational
works is triggered under the following parts of the Burnett Shire
Planning Scheme 2006 which contain threshold related triggers
for code assessment.
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…
6. The following Planning Scheme codes and policies and State
Planning Policies would form applicable codes for the assessment
and decision making process.
Filling and Excavation Code;
Natural Features and Resources Code;
State Coastal Plan; and,
Stormwater Management Planning Scheme Policy.
Ordinarily, a development application would be required to be
lodged in accordance with the Integrated Planning Act 1997 and
demonstrate compliance with the applicable codes and policies
for the subject works in order to justify acquiescence.
7. The works are of a nature and scale which materially affect the
premise.
…
9. Council has no evidence that a development permit has been
issued for the works.
10. Council is not in receipt of any other associated development
applications for the subject land, nor is ·there evidence that any
other development permit has been issued.
11. In accordance with s.4.3.1 of the Integrated Planning Act 1997
it is an offence for a person [to] carry out assessable development
without a valid development permit. …”
[37] The applicants’ argument focussed upon paragraph 4. As the respondent argued, that
paragraph must be understood in its context. The reference to s 4.3.11 in the first
subheading in the enforcement notice and the references to s 4.3.11 and s 4.3.12 at
the beginning of the substantive part of the notice suggest that the respondent directed
itself to the relevant statutory provisions, which recited the beliefs which the
respondent was required to hold before issuing an enforcement notice. The apparent
purpose of the paragraphs after the words “The Facts And Circumstances” is to
identify at least some of the bases of the respondent’s “belief that an enforcement
notice should be given”. In that context, paragraph 4, refers to three matters: the absence
of a relevant development application or permit for building works, the nature of the
works conducted at the premises, and the respondent’s statement that those works are
“regarded as operational works”. Furthermore, the word “allegedly” in the phrase
“which the works allegedly support” makes it clear that the respondent did not find
that the “described excavations, filling and retaining” were in truth for the support of
a dwelling house.
[38] The present question is not whether those matters alone or with others taken into
account by the respondent justified a belief that the work was “building work” rather
than “operational work”, but rather whether the reference to the first of those matters
itself indicates that the respondent did not hold a reasonable belief that the applicants
had committed a development offence. As the respondent argued, paragraph 4 does
not have the effect advocated by the applicants. Rather, it expresses factual conclusions
which the respondent considered were relevant to the question whether the works
carried out on the land were “operational work” because those works were not “for,
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or incidental to” building or underpinning work. That does not evidence a misdirection in
law. The circumstance that the works were done when there was no application or
permit for building works for a dwelling house (such as referred in paragraph 4 of the
enforcement notice) was at least capable of supplying support for a reasonable belief
that those works were not “for, or incidental to” such building works. The enforcement
notice was not invalid on its face upon the ground articulated by the applicants.
[39] The applicants also argued that the Magistrate found no more than a possibility that
the work could have been for a purpose other than the construction of a dwelling, and
that this finding itself revealed that the respondent could not reasonably have believed
that the work was not “for” or “incidental to” the construction of a building. I would
not grant leave to appeal upon this ground for reasons already articulated, but I will
also say a little more about this point.
[40] This argument was based upon one part of the extract from the Magistrate’s reasons
quoted in [10] of these reasons. The applicants relied upon the following words at
the end of the first quoted paragraph: “supports the view that the excavation and filling
works may have but not necessarily been for purposes other than just the construction
of a house”. There may be a typographical error in that part of the text. Its meaning
is not clear but the first paragraph in the quoted extract (“… those works would be
for the purposes other than the construction of a house or other structure…”) and the
last quoted paragraph (“I accept that the complainant has discharged their onus to
disprove the contention that the subject works were… not for, or incidental to, building
works…”) nevertheless demonstrate that the Magistrate found that the respondent
had proved beyond reasonable doubt that the works were “operational works”.
[41] The part of the Magistrate’s reasons upon which the applicants now rely does not
justify acceptance of the applicants’ new argument. It had no relevance to the
decision by the primary judge against which the applicants now seek leave to appeal.
Furthermore, even if, upon the evidence at the trial, it was only a possibility that the
work could have been for a purpose other than the construction of a dwelling, that
would not necessarily indicate that, upon the information available to the respondent
when it gave the enforcement notice, it could not reasonably have believed that the
work was not for, or incidental to, building.
[42] I would add that the respondent argued that it was not open to the applicants in the
prosecution proceedings to mount a collateral challenge to the validity of the
enforcement notice. The respondent argued that the provisions in the legislative
scheme which entitle the recipient of an enforcement notice to challenge its legality
before being charged with an offence justify the conclusion that the words “enforcement
notice” in s 4.3.15(1) mean only “an enforcement notice which is formally valid and has
not been quashed”.21 The applicant submitted that those provisions did not reveal
a legislative intention to that effect.22
[43] Since the applicants did not in the Magistrates Court or the District Court seek to
mount a collateral challenge to the validity of the enforcement notice upon the
grounds they now seek to raise in the present application it is not appropriate to
adjudicate upon that point. However it might be decided, it would not affect my
conclusion that this is not an appropriate case for the grant of leave to appeal.
21 The respondent cited R v Wicks [1998] AC 92 at 119B – C, 122D – G, Boddington v British Transport Police
[1999] 2 AC 143 at 161G, and Krulow v Glugmorgan Spring Bay Council [2013] TASFC 11 at [169] – [181].
22 The applicants cited Gray v Woollahra Municipal Council [2004] NSWSC 112 and Boddington v British
Transport Police [1999] 2 AC 143 at 161F– G and 162G – H.
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Proposed order
[44] I would refuse the application for leave to appeal and grant leave to the parties to
make submissions about the costs of that application.
[45] PHILIP McMURDO JA: I agree with Fraser JA.
[46] DAUBNEY J: I agree with Fraser JA.
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Official source: https://www.sclqld.org.au/caselaw/QCA/2016/203