Archer v Simon Transport Pty Ltd [2016] QCA 168
SUPREME COURT OF QUEENSLAND
CITATION: Archer v Simon Transport Pty Ltd [2016] QCA 168
PARTIES: KEVIN ARCHER
(applicant)
v
SIMON TRANSPORT PTY LTD
ACN 009 898 159
(respondent)
FILE NO/S: CA No 11294 of 2015
DC No 2313 of 2015
DIVISION: Court of Appeal
PROCEEDING: Application for Leave s 118 DCA (Criminal)
ORIGINATING
COURT: District Court at Brisbane – [2015] QDC 263
DELIVERED ON: 21 June 2016
DELIVERED AT: Brisbane
HEARING DATE: 17 May 2016
JUDGES: Margaret McMurdo P and Gotterson JA and Atkinson J
Separate reasons for judgment of each member of the Court,
each concurring as to the orders made
ORDERS: 1. The application for leave to appeal is granted and the
appeal to this Court is allowed with costs.
2. The order of the District Court is set aside and, instead,
the appeal to that court is allowed with costs.
3. The decision of the Magistrates Court is set aside and,
instead, the application to strike out the complaint is
refused.
4. The matter should be remitted to the Magistrates Court
for hearing in accordance with law.
CATCHWORDS: ADMINISTRATIVE LAW – JUDICIAL REVIEW –
GROUNDS OF REVIEW – JURISDICTIONAL MATTERS
– where the applicant laid a complaint under the Justices Act
1886 (Qld) that, contrary to s 32 of the Work Health and Safety
Act 2011 (Qld) (‘WHS Act’), the respondent failed to comply
with its duty under s 19(1) of the WHS Act and this failure
exposed an individual to a risk of serious injury – where a District
Court judge upheld the decision of the Industrial Magistrates
Court striking out the complaint for want of jurisdiction on the
basis that the complaint was insufficiently particularised –
where the complaint set out the ways in which the employer
failed to comply with its duty and measures which should have
been taken to obviate the identified risks – whether leave to
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appeal should be granted – whether the complaint was
adequate to invoke the jurisdiction of the Magistrates Court
District Court of Queensland Act 1967 (Qld), s 118
Justices Act 1886 (Qld), s 48
Occupational Health and Safety Act 2004 (Vic), s 20, s 26
Work Health and Safety Act 2011 (Qld), s 18, s 19, s 32
Baiada Poultry Pty Ltd v Glenister [2015] VSCA 344,
considered
Bell v Hendry & Ors [2014] ICQ 18, cited
Coggins v Steelcon Cava Pty Ltd [2014] ICQ 22, cited
Daytona Trading Pty Ltd v McGarry [2014] ICQ 21, cited
DPP v Vibro-Pile (Aust) Pty Ltd [2016] VSCA 55,
considered
Harrison v President of the Industrial Court of Queensland &
Ors [2016] QCA 89, cited
John L Pty Ltd v Attorney-General (NSW) (1987)
163 CLR 508; [1987] HCA 42, considered
Johnson v Miller (1937) 59 CLR 467; [1937] HCA 77, cited
Karimbla Construction Services P/L v President of the
Industrial Court of Qld & Ors [2014] QSC 56, cited
Kirk v Industrial Court (NSW) (2010) 239 CLR 531; [2010]
HCA 1, applied
NK Collins Industries Pty Ltd v President of the Industrial
Court [2014] 2 Qd R 304; [2013] QCA 179, distinguished
Rodgers v Smith [2006] QCA 353, cited
COUNSEL: P Matthews for the applicant
R Perry QC for the respondent
SOLICITORS: WHSQ, Office of Industrial Relations for the applicant
Norton Rose Fulbright for the respondent
[1] MARGARET McMURDO P: I agree with Atkinson J’s reasons and proposed
orders and with the additional observations of Gotterson JA.
[2] GOTTERSON JA: I agree with the orders proposed by Atkinson J and with her
Honour’s reasons for them.
[3] I would add that I would reject the criticism embodied in the second alleged defect in
the complaint as misplaced for the following reasons.
[4] The meaning of the qualification “reasonably practicable” is defined in s 18 of the
Work Health and Safety Act 2011 (Qld) (“the WHS Act”) to mean:
“… that which is, or was at a particular time, reasonably able to be
done in relation to ensuring health and safety, taking into account and
weighing up all relevant matters including—
(a) the likelihood of the hazard or the risk concerned occurring; and
(b) the degree of harm that might result from the hazard or the risk; and
(c) what the person concerned knows, or ought reasonably to know,
about—
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(i) the hazard or the risk; and
(ii) ways of eliminating or minimising the risk; and
(d) the availability and suitability of ways to eliminate or minimise
the risk; and
(e) after assessing the extent of the risk and the available ways of
eliminating or minimising the risk, the cost associated with
available ways of eliminating or minimising the risk, including
whether the cost is grossly disproportionate to the risk.”
[5] Thus, the conduct required in order to comply with s 19(1) of the WHS Act is to be
determined by a process in which all relevant matters are identified and then weighed
up. The latter step is an exercise in judgment. Relevant matters are not confined to
those listed in the definition.
[6] Paragraph 8 of the complaint sets out control measures which, it is alleged, the
respondent could have implemented, but failed to implement, as reasonably
practicable measures for ensuring Mr New’s health and safety. As her Honour
observes, it may be that particulars of such measures are requested. However, in my
view, it is not necessary in order for the complaint to be valid, that it set out what
would be, in effect, argument as to how relevant matters are to be weighed up in
exercising the judgment required by the definition of “reasonably practicable”.
[7] The view I take is, I think, consistent with that taken by Ferguson and McLeish JJA
in the recent decision of the Court of Appeal of Victoria in Baiada Poultry Pty Ltd
v Glenister1 to which the respondent referred this Court in argument. That decision
concerned the validity of charges in a charge sheet for offending against s 26(1) of the
Occupational Health and Safety Act 2004 (Vic) which is similar to s 19 of the WHS
Act. The Victorian provision required that a person ensure the safety of a workplace
of which the person has, to any extent, the management or control, as far as is reasonably
practicable. Although the Victorian legislation contained a statutory elaboration of
the concept of reasonable practicability in s 20 thereof, it is differently structured to
s 18 of the WHS Act in that it requires that regard be had to the listed matters which
are substantially the same as those in s 18; it does not refer to “all relevant matters”;
nor does it expressly refer to a process in which all such matters are weighed up.
[8] One of the grounds of appeal in that case focused on a contention by Baiada that there
was a failure by the complainant going to the validity of the charge, to identify the
essential factual elements for the proposition that it was reasonably practicable for
Baiada to implement the measures it allegedly should have taken.2 In responding to
that contention, the plurality made the following observations which have since been
approved by the same court in DPP v Vibro-Pile (Aust) Pty Ltd:3
“48 It is plain that a charge under s 26(1) of the OHS Act must
identify the act or omission which constitutes a contravention of
the section. In our opinion, the reasoning in Kirk does not support
the proposition that this requires specification of the detailed
actions which it was reasonably practicable for the defendant to
take. Kirk concerned a trial that had been heard and determined
1 [2015] VSCA 344.
2 At [10].
3 [2016] VSCA 55 per Maxwell P, Redlich and Whelan JJA at [133], [134].
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on the basis of charges which were particularised almost entirely
in terms of the words of the statute, in circumstances where the onus
of proof on the question of reasonable practicability lay on the
defendant. Such particulars, as well as failing to inform the
defendant of the substance of the charge, amounted in effect to
little more than a statement of the statutory offence.
49 References in the plurality’s judgment to ‘particular measures’
need to be read in that light. The fundamental requirement is
that the act or omission that constituted the contravention be
specified. Analysis of a failure to do so in terms of the need to
specify a ‘measure’ or a ‘particular measure’ does not say anything
as to the degree of particularity required. It serves, instead, to
emphasize what is the relevant act or omission which gives rise
to the offence, namely the measure or measures which the
defendant has failed to take to prevent an identifiable risk
eventuating. The convictions in Kirk stemmed from charges
which wholly failed to identify any such measure. That sufficed
to require the convictions to be set aside. Baiada’s submissions
sought to attribute too much significance to the plurality’s use
of the word ‘measure’.” (footnote omitted)
[9] The plurality concluded their judgment with the following observations:
“53 Rather than being of general application, or merely reciting the
statutory language, these particulars relate specifically to the
identified machinery (that is, the chicken processing line) which
is at the heart of the incident in question here. Use of the word
‘adequate’ lends itself to standards applicable to the maintenance
and operation of such machinery, which the VWA can seek to
establish, and Baiada to contest. Taken in conjunction with the
rest of what is stated in the charge-sheet (including that it was
reasonably practicable for the matters identified to have been
done) the elements of the charge have been identified. Baiada’s
alleged failures have not been left at large. That is, the charge-
sheet goes further than simply saying that Baiada failed to have
a safe system in place to prevent the fatality. Baiada knows that
there are only two matters that it must focus its attention on in
defending the allegations — the operation of and the prevention
of contact with the machine during cleaning.
54 Having said that, more precise information about what Baiada
allegedly should have done to ensure that the processing line
was not operating and to prevent contact with it must be known
well before a trial. That can and should be done through the
provision of further and better particulars. Baiada will then
know the boundaries of the case that it must meet at trial. It will
have a full opportunity to prepare its defence and to marshal
evidence to support it. But for the reasons set out above, it
already knows the particulars necessary to give it reasonable
information as to the nature of the charge.” (footnote omitted)
Likewise, here, paragraph 8 of the complaint, in particular, serves to inform the
applicant sufficiently of the measures, which it is alleged, were reasonably practicable
for it to have undertaken.
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[10] In submissions, the respondent sought to distinguish Baiada by categorising it as a
case in which a less exacting statement of the elements of the charge was required
because the employer must have had, to some extent, management or control of the
work site where the accident occurred. In my view, this is not a point of relevant
distinction. A complainant for an offence against s 19(1) of the WHS Act must
sufficiently inform the alleged offender of the elements of the offence, including the
measure or measures it is alleged could have been taken as reasonably practicable,
whether the breach occurred at the offender’s own work site or at another work site
at which a worker was required to work in the offender’s business or undertaking.
[11] ATKINSON J: The applicant has sought leave to appeal a decision given by a
District Court Judge on appeal from a Magistrate. These are my reasons for
concluding that the application for leave should be granted and the appeal allowed.
[12] On 16 April 2012, George Henry New was injured at work.
[13] On 15 April 2014, Kevin Archer, the applicant, laid a complaint under the Justices
Act 1886 (Qld) against the respondent, Simon Transport Pty Ltd (“Simon Transport”),
for failure to comply with its duty under s 19(1) of the Work Health and Safety Act
2011 (Qld) (“WHS Act”) contrary to s 32 of the WHS Act and the failure to do so
exposed an individual, being Mr New, to a risk of serious injury.
[14] The complaint set out the circumstances of the breach. Of particular relevance are
the allegations made under paragraphs 5, 6, 7 and 8 which were as follows:
“5. Hazard
(a) The hazard giving rise to the risk is the method of
undertaking the work activity of unloading large rolls of
electrical cable from a semi-trailer at the workplace with
the use of mobile plant;
(b) Upon arrival at the client workplace noted at paragraph
3(b) above, George Henry NEW prepared the trailer for
unloading, positioning it near a driveway and removing
load restraints and side gates;
(c) NEW required the assistance of a forklift operator and a
forklift from the client workplace to unload the rolls of
bulk cable;
(d) NEW assisted in the moving of the rolls of bulk cable to
a position on the trailer to permit the forklift operator to
access and remove the rolls of cable;
(e) NEW had to move the rolls of bulk cable as the forklift
was unable to access the side of the semi-trailer due to the
position the semi-trailer was required to be parked at the
client premises;
(f) The rolls of cable were between 1-2 tonnes in weight;
(g) The forklift was unsuitable for the lifting of the rolls of cable;
(h) The method of work devised by the forklift operator and
NEW was to place timber under the rolls of cable and
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place the forklift tines under the timber and lift the rolls
of cable;
(i) This method required NEW to be in close proximity of
the operating forklift, including in the lifting of the rolls
of cable;
(j) During the unloading of a roll of cable it fell from the
tines and struck NEW who was standing nearby.
6. Risk:-
(a) The risk arising out of the hazard of which SIMON
TRANSPORT PTY. LTD. ought to have known is of
death or injury to workers, including the risk of being
struck by load falling from the mobile plant being used in
the unloading process, resulting in multiple fractures to
the left leg of George Henry NEW;
(b) While carrying out tasks associated with unloading rolls
of cable from a semi-trailer delivering to a client premise
with the aid of a forklift, there was a risk George Henry
NEW would be struck by a load falling from the forklift
as there were inadequate controls in place in the vicinity
of the operating forklift carrying out this unloading activity.
(c) The risk of injury materialised when a load fell from the
operating forklift and he was struck sustaining the injury
particularised in paragraph 6(a) above.
7. Failures:-
(a) SIMON TRANSPORT PTY. LTD. did not ensure, as
far as reasonably practicable, the health and safety of,
inter alia, George Henry NEW, while he was at work in
that it failed:-
(i) to develop and implement adequate work procedures
to manage the hazards to sole transport drivers
attending client workplaces to deliver, including
unloading, bulk freight product;
(ii) to develop safe work procedures for the unloading
of bulk rolls of electrical cable at client premises;
(iii) to undertake any, or any adequate risk assessment
for the activity of unloading bulk rolls of electrical
cable at client premises, including the manner of
using client’s workers and mobile plant in the
unloading activity, in accordance with the Code of
Practice ‘How to Manage Work Health and Safety
Risks’ 2011;
(iv) to develop any, or any adequate safe systems of
work in accordance with the Plant Code of
Practice 2005, in particular, clause 5.8 thereof;
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(v) provide a standard of work health and safety
equivalent to or higher than the standard required
in the said Codes of Practice.
8. Control measures SIMON TRANSPORT PTY. LTD. could
have implemented:-
(a) develop safe work procedures for the unloading of bulk
rolls of electrical cable at client premises, including
ensuring that client premises had adequate facilities
including parking and appropriate mobile plant, for
unloading of bulk freight product;
(b) develop and implement adequate work procedures to
manage the hazards of sole transport drivers attending
client workplaces to deliver, including unloading, bulk
freight product;
(c) exclusion zones to ensure, so far as is reasonably
practicable, transport drivers were excluded from the
vicinity of operating mobile plant in the unloading activity;
(d) undertake a risk assessment for the activity of unloading
bulk rolls of electrical cable at client premises, including
the manner of using client’s workers and mobile plant in
the unloading activity, in accordance with the Code of
Practice ‘How To Manage Work Health and Safety Risks’
2011 to ensure adequate controls were implemented;
(e) develop adequate safe systems of work in accordance
with the Plant Code of Practice 2005, in particular, clause 5.8
thereof.
Contrary to the Act and Regulation in such case made and provided.”
[15] Simon Transport filed an application in the Magistrates Court on 23 October 2014 to
quash the complaint on the basis that the court had no jurisdiction to hear or determine
the complaint by reason of its failure to:
“(a) properly plead the nature of the offence; and/or
(b) plead the essential factual ingredients of the offence.”
[16] That application to strike out was heard on 23 January 2015 in the Industrial
Magistrates Court in Wynnum. On 8 May 2015, the learned Magistrate struck out
the complaint for want of jurisdiction. The Magistrate held:
“The complaint is too vague and obscure in identifying legal
ingredients that inculpate Simon Transport in the commission of the
alleged charge. On this basis I find the complaint fails to expose the
legal ingredients and it cannot be sustained in law. The complaint will
be struck out for want of jurisdiction.”
[17] The applicant appealed to a District Court judge who dismissed the appeal. In an
ex tempore judgment delivered on 21 October 2015 the District Court judge held that
the complaint was invalid. He held that paragraph 7 of the complaint was insufficient
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because it was not “accompanied by a meaningful identification of how the work
procedures or risk assessment or systems of work or safety standard fell short of what
was alleged to have been reasonably practicable”; paragraph 8 effectively repeated
the allegations in paragraph 7, merely adding an allegation in sub-paragraph (c) about
exclusion zones; and “there was no identification of how the relevant work
procedures etc fell short of the expected standard, having regard to the definition of
‘reasonably practicable’”.4
[18] The application for leave to appeal to the Court of Appeal was brought pursuant to
s 118(3) of the District Court of Queensland Act 1967 (Qld). Leave will be granted
only where it is necessary to correct a substantial injustice to the applicant and there
is a reasonable argument that there is an error to be corrected.5 It was therefore
necessary to determine whether there is a reasonable argument that there was an error
to be corrected. This involves a consideration of the merits of the proposed appeal.
[19] The grounds of appeal raised by the applicant are that the learned judge erred in
finding that the complaint was invalid; he misdirected himself as to the applicable
legal principles for the determination of the validity of a complaint; and the points on
which he found the complaint to be invalid should properly be determined by
a tribunal of fact.
The applicant’s submissions
[20] The applicant submitted that a comparison of the complaint in this case with the
complaint examined by the President of the Industrial Court, applying the test set out
by the High Court in Kirk v Industrial Court (NSW),6 in Daytona Trading Pty Ltd v
McGarry7 supports the view that this complaint is sufficient to meet the requirements
identified in Kirk. The applicant also submitted that this conclusion is supported by
consideration of the passages in Bell v Hendry & Ors8 where the President set out the
requirements for a valid complaint.
[21] The applicant submitted that particulars 7(a)(i), (ii) and (iii) do not merely recite the
statutory provisions, they clearly identify the act or omission which constitutes the
offence, that is, the alleged failure of the respondent to manage hazards to sole
transport drivers attending client workplaces to deliver and unload bulk freight products;
develop safe work procedures for unloading bulk electrical cables at client premises;
and undertake risk assessment for the activity of unloading bulk rolls of electrical
cable at client premises, including the manner of using the client’s workers and
mobile plant in the loading activity in accordance with the Code of Practice “How to
Manage Work Health and Safety Risks 2011”.
[22] Further, it was submitted that particular 7(a)(iv) identifies the failure to develop
adequate safe systems of work in accordance with the Plant Code of Practice 2005,
with specific reference to the relevant section of that code, clause 5.8.
[23] The applicant submitted that his Honour’s finding that the particulars “fell short” is
unable to be sustained. The appellant has, at paragraphs 7 and 8 of the complaint, set
out the respondent’s failures and the controls that may have been implemented.
4 Archer v Simon Transport Pty Ltd [2015] QDC 263 at [10].
5 Rodgers v Smith [2006] QCA 353 per Keane JA at [4], quoting Pickering v McArthur [2005] QCA 294 at [3].
6 (2010) 239 CLR 531 (‘Kirk’).
7 [2014] ICQ 21; see also Coggins v Steelcon Cava Pty Ltd [2014] ICQ 22.
8 [2014] ICQ 18 at [32], [37], [38] and [41].
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Whether a defendant has breached its duty, relevant to the particulars within the
complaint, is properly a matter for the determination by a tribunal of fact after hearing
evidence.
Respondent’s submissions
[24] The respondent submitted that the complaint suffers from three defects, each of
which, alone, is sufficient to render the complaint invalid:
(a) The complaint fails to properly plead the legal nature of the offence;
(b) The elements of the concept of “reasonably practicable” set out in s 18
of the WHS Act are essential factual ingredients of the offence, but the
complaint fails to identify these ingredients; and
(c) The complaint does not inform the respondent of the particular act,
matter or thing alleged as the foundation of the charge, as it does not
allege anything the respondent failed to do, being reasonably
practicable to have been done.
Statutory provisions
[25] Section 19(1) of the WHS Act provides:
“19 Primary duty of care
(1) A person conducting a business or undertaking must
ensure, so far as is reasonably practicable, the health and
safety of—
(a) workers engaged, or caused to be engaged by the
person; and
(b) workers whose activities in carrying out work are
influenced or directed by the person;
while the workers are at work in the business or undertaking.”
[26] Section 19(3) of the WHS Act provides:
“(3) Without limiting subsections (1) and (2), a person conducting a
business or undertaking must ensure, so far as is reasonably
practicable—
(a) the provision and maintenance of a work environment
without risks to health and safety; and
(b) the provision and maintenance of safe plant and
structures; and
(c) the provision and maintenance of safe systems of work; and
(d) the safe use, handling and storage of plant, structures and
substances; and
(e) the provision of adequate facilities for the welfare at work
of workers in carrying out work for the business or
undertaking, including ensuring access to those facilities; and
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(f) the provision of any information, training, instruction or
supervision that is necessary to protect all persons from
risks to their health and safety arising from work carried
out as part of the conduct of the business or undertaking; and
(g) that the health of workers and the conditions at the
workplace are monitored for the purpose of preventing
illness or injury of workers arising from the conduct of
the business or undertaking.”
[27] Section 32 of the WHS Act provides:
“32 Failure to comply with health and safety duty—category 2
A person commits a category 2 offence if—
(a) the person has a health and safety duty; and
(b) the person fails to comply with that duty; and
(c) the failure exposes an individual to a risk of death or
serious injury or illness.
Maximum penalty—
(a) for an offence committed by an individual, other than as
a person conducting a business or undertaking or as an
officer of a person conducting a business or
undertaking—1500 penalty units; or
(b) for an offence committed by an individual as a person
conducting a business or undertaking or as an officer of
a person conducting a business or undertaking—3000
penalty units; or
(c) for an offence committed by a body corporate—15,000
penalty units.”
Relevant case law
[28] In John L Pty Ltd v Attorney-General (NSW),9 the High Court considered what was
required for an information before justices to be valid. At pp 519-520, Mason CJ,
Deane and Dawson JJ held:
“The traditional function of an information was to found jurisdiction
to deal with an alleged offence. Disregarding the effect of statutory
provisions curing or precluding reliance upon a defect, the old
authorities established that an information should be quashed as
insufficient in law and invalid if it failed to inform the justices before
whom it was laid of the nature of the offence and the manner in which
it had been committed. The rationale of that requirement has, in more
recent times, commonly been seen as lying both in the necessity of
informing the court of the identity of the offence with which it is
required to deal and in providing the accused with the substance of the
charge which he is called upon to meet: ‘an accused person could not
be required to defend the charge if the information did not supply the
9 (1987) 163 CLR 508 (‘John L Pty Ltd’).
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particulars necessary to enable him to prepare his defence’: Ex parte
Lovell; Re Buckley (1938) 38 SR (NSW) 153 at 166. … [T]he common
law requirement remains that an information must at the least condescend
to identifying the essential factual ingredients of the actual offence.”
[29] With regard to a prosecution for a breach of occupational health and safety requirements,
the High Court held in Kirk:10
“A statement of an offence must identify the act or omission said to
constitute a contravention of s 15 or s 16. It may be expected that in
many instances the specification of the measure which should have
been or should be taken will itself identify the risk which is being
addressed. The identification of a risk to the health, safety and welfare
of employees and other persons in the workplace is a necessary step
by an employer in discharging the employer’s obligations. And the
identification of a risk which has not been addressed by appropriate
measures must be undertaken by an inspector authorised to bring
prosecutions under the Act (s 48). But it is the measures which assume
importance to any charges brought. Sections 15 and 16 are contravened
where there has been a failure, on the part of the employer, to take
particular measures to prevent an identifiable risk eventuating. That
is the relevant act or omission which gives rise to the offence.”
[30] The legislation the court was there referring to required an employer to ensure the
health, safety and welfare at work of its employees. Unlike the Queensland WHS Act
it did not limit the employer’s duty to ensure health and safety “as far as practicable”.
Such a provision “places the onus upon the prosecution to show that the means which
should have been employed to remove or mitigate a risk were practicable.”11
[31] No matter whether the limitation “so far as is reasonably practicable” is found in the
legislation, or is available as a defence, what must be identified in the offence alleged
is the employer’s act or omission with respect to the measures which should have
been taken to address identifiable risks.
[32] Referring to Johnson v Miller12 and John L Pty Ltd, the Court in Kirk held that “the
common law requires that a defendant is entitled to be told not only of the legal nature
of the offence with which he or she is charged, but also of the particular act, matter
or thing alleged as the foundation of the charge.”
[33] The statements of the offence in Kirk failed to identify the measures that Mr Kirk and
the Kirk company could have taken but did not. They did not identify an act or
omission which constituted a contravention of the relevant Act. Accordingly, Mr Kirk and
the Kirk company were convicted when the Industrial Court lacked the power to make
such orders because an offence against the relevant Act had not been proved.
Application in Queensland
[34] Kirk was followed and applied in Queensland in NK Collins Industries Pty Ltd v
President of the Industrial Court.13 It is salutary to compare the complaint in the
present case to the complaint in NK Collins. In that case, the complaint was in these terms:
10 (2010) 239 CLR 531 at 553, [14].
11 Kirk at 554 [16], citing Chugg v Pacific Dunlop Ltd (1990) 170 CLR 249.
12 (1937) 59 CLR 467 at 489 per Dixon J.
13 [2014] 2 Qd R 304; [2013] QCA 179 (‘NK Collins’).
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“… that on the 4th day of June 2007, at the Forestry Entitlement Area 5A
within the Woodlands area – Mitchell / St George Road, approximately
92 km South of Mitchell Qld in the Magistrates Court District of
Mitchell N.K. COLLINS INDUSTRIES PTY LTD being a person
on whom a workplace health and safety obligation prescribed by
section 28(1) of the Workplace Health and Safety Act 1995 is imposed,
did fail to discharge that obligation contrary to section 24 of the
Workplace Health and Safety Act 1995 in that being a person who
conducted a business or undertaking N.K. COLLINS INDUSTRIES
PTY LTD failed to ensure the workplace health and safety of each of
it’s [sic] workers was not affected by the conduct of the said business
or undertaking.
Particulars
Business/undertaking: The harvesting of trees and the cutting of
wood in sawmills.
Worker: Jiandong GUO
Workplace: Forestry Entitlement Area 5A within the
Woodlands area – Mitchell / St George Road,
approximately 92 km South of Mitchell Qld.
The source of the risk emanates from:
Falling dead cypress trees, and/or
System of work for the felling of dead cypress trees.
The risk is the risk of death or injury including the risk of crush
injuries to Jiandong GUO
AND IT IS ALLEGED that the breach caused the death of one
Jiandong GUO
Contrary to the Acts and Regulations in such case made and
provided.”
[35] Holmes JA (as her Honour then was) noted that the allegation in the complaint, which
merely repeated the words of s 28(1) of the Workplace Health and Safety Act 1995
(Qld), could hardly have been more general and gave no guidance at all as to what
the contravention actually consisted of. There was no allegation in the complaint as
to whether specific industry codes stated a way of managing exposure to the risk.
Holmes JA concluded that the Magistrate convicted the applicant of an offence when
he had no jurisdiction to do so, because no relevant act or omission had been identified
as constituting the offence. Her Honour said at [59]:
“In my view, it was incumbent on the prosecution to identify the
measure or measures which should have been taken to ensure workers’
safety from the risk; which would, presumably, have been a means
stated in the Forest Harvesting Code of Practice. That would in turn
clarify what the risk was, and whether it was alleged to emanate from
the existence of dead trees which might fall or whether it was posed
by some feature of the system of work.”
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Application of the legal principles to the present case
[36] In contradistinction to the complaint in NK Collins, this complaint set out the hazard
identified and the risks engendered by the hazard to the employee. It set out the ways
in which the employer failed to comply with s 19 and s 32 of the WHS Act and then
set out the measures which should have been taken to obviate the identified risks. It
therefore set out the relevant acts or omissions alleged to constitute the offence.
[37] In doing so, the complaint dealt with all the matters it was required to traverse and
could not therefore be said to be void or a nullity. It did not fail to invoke the
jurisdiction of the Magistrates Court. It may be that the complaint could be amended
or further particularised under s 48 of the Justices Act.14 But in its present form it is
valid at law. The learned District Court judge erred in otherwise deciding.
Orders
[38] The application for leave to appeal is granted and the appeal to this Court is allowed
with costs. The order of the District Court is set aside and, instead, the appeal to that
court is allowed with costs. The decision of the Magistrates Court is set aside and,
instead, the application to strike out the complaint is refused. The matter should be
remitted to the Magistrates Court for hearing in accordance with law.
14 See eg Karimbla Construction Services P/L v President of the Industrial Court of Qld & Ors [2014]
QSC 56; Harrison v President of the Industrial Court of Queensland & Ors [2016] QCA 89 at [132],
[156], [161].
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Official source: https://www.sclqld.org.au/caselaw/QCA/2016/168