BDF [2016] QCAT 38
CITATION: BDF [2016] QCAT 38
PARTIES: BDF
APPLICATION NUMBER: GAA10164-15, GAA10165-15, GAA10166-15,
GAA10302-15 and GAA10303-15
MATTER TYPE: Guardianship and administration matters for
adults
HEARING DATE: Brisbane
HEARD AT: Brisbane
DECISION OF: Member Allen
DELIVERED ON: 29 January 2016
DELIVERED AT: Brisbane
ORDERS MADE: 1. The Public Guardian is appointed as
guardian for BDF for decisions about the
following personal matters:
(a) Accommodation;
(b) Health care;
(c) Provision of services.
2. This appointment remains current until
further order of the Tribunal. The
appointment is reviewable and is to be
reviewed in one (1) year.
3. The Public Trustee of Queensland is
appointed as administrator for BDF for
all financial matters.
4. The administrator is to provide a
financial management plan to the
Tribunal within four (4) months.
5. The Tribunal directs the administrator to
provide accounts to the Tribunal when
requested.
6. Unless the Tribunal orders otherwise,
this appointment remains current for one
(1) year.
7. Any purported Enduring Powers of
Attorney for BDF are overtaken by the
making of these appointments and, in
accordance with s 22(2) of the
Guardianship and Administration Act
2000 can no longer be acted upon to the
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extent that these appointments have
been made.
CATCHWORDS: GUARDIANSHIP AND ADMINISTRATION –
where conflict between adult’s children in
regard to accommodation decisions –
appropriateness and competence
considerations – where attorney becomes paid
carer for adult.
Guardianship and Administration Act 2000
(Qld), ss 11, 12, 14, 15, 22 and 26
Powers of Attorney Act 1998 (Qld), s 59
APPEARANCES:
The following persons attended the hearing:-
BDF, DH, DP, DS, VL, KP, MC, BK, AR and FR.
REASONS FOR DECISION
[1] BDF is 81 years and resides in an aged care facility. She has five children
four of them daughters living in Brisbane and a son living in the United
States. Until 20 September 2015 BDF was residing in her own home.
Following a family meeting in June 2015 it had been decided that her
daughter, DH would resign from her job as a nurse to provide BDF with full
time care. It was also later agreed that DH would receive payment form BDF
of $550 per week. This arrangement continued until 19 September 2015
when DH left BDF home and BDF was collected by one of her other
daughter’s DP.
[2] As a result of these events BDF’s stayed with DP for several days and was
placed in respite care at the Seabrook facility on 2 October 2015. A letter
was sent to family members advising them of the respite placement and
noting that BDF did not wish to see DH or MC, her niece and that the facility
had been instructed accordingly.
[3] DP and DH had been appointed jointly as attorneys for both financial and
personal health matters by BDF under an enduring power of attorney on 10
October 2006. DP executed a revocation of attorney on 31 August 2015 due
to issues between her and DH. A new enduring power of attorney was made
by BDF on 24 September 2015 which appointed her daughter’s DP and DS
severally as her attorneys for both financial and personal/health matters.
The making of the new enduring power of attorney was communicated to
DH and other family members by letter of 26 September 2015.
[4] The respite placement ended on 15 October 2015 and BDF was then placed
in the Holy Spirit Northside Hospital. An application for an interim order was
received from KO, community liaison manager at the hospital citing the
need the need for the appointment of independent decision makers due to
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severe family conflict and the recent changes to BDF’s enduring power of
attorney at a time when she did not have capacity. On the same date DH
made an application for an interim order nominating the Pubic guardian as
guardian for BDF citing issues with her health care while she was under the
control of DP and DS also filed an application to be appointed as guardians
and administrators for BDF on 20 October 2015 to enable them to be
considered which enabled them to be considered for appointment under the
interim order. The Tribunal appointed DP and DS as interim guardians and
administrators on 20 October 2015. Following these appointments BDF was
permanently placed at the Emmaus Nursing Home on 4 November 2015
[5] The Tribunal notes that DH had earlier made an application to the Tribunal
to grant her leave to resign as attorney for BDF under the 2006 enduring
power of attorney and an application for guardianship and administration
nominating the Public Guardian as guardian and the Public Trustee of
Queensland as administrator. For the reasons mentioned below there was
no need to procced with the application for leave to resign as attorney as
that appointment was revoked automatically when DH became BDF’s paid
carer1. DH confirmed at the hearing that she had received payment of
$7,900 from BDF’s bank account for the services she provided as carer.
[6] A subsequent application was received from DH nominating herself as
guardian and MC as administrator.
[7] When considering the appointment of guardians and administrators the
Tribunal does so in accordance with section 12 of the Guardianship and
Administration Act 2000 (Qld) (‘GAA Act’). That requires the Tribunal firstly
to be satisfied as to whether or not BDF has capacity to make decisions in
regard to personal and financial matters. Each adult in Queensland is
presumed to have capacity and it is for that presumption of capacity to be
rebutted. The Tribunal then considers what decisions are required to be
made in respect of those matter and whether in accordance with the least
restrictive option and necessary decisions can be made by the adult with
the support of their informal network.
[8] If the Tribunal is satisfied there is a need for a formal decision maker it must
consider whether the current arrangements, that is any attorneys, are
adequate in terms of their appropriateness and competence. If that is the
case those attorneys will be left in place. If the Tribunal is satisfied there is
a need for the formal appointments of a guardian and or administrator it
must consider the appropriateness and competence of the proposed
appointees. The Public Guardian may be appointed if there are no family
members available for appointment and the Public Trustee of Queensland
is available for appointment as administrator.
1 Powers of Attorney Act 1998 (Qld), s 59.
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Capacity
[9] BDF was diagnosed with dementia by Dr H, Geriatrician in 2014. A health
professional report prepared by Dr C, BDF’s longstanding general
practitioner, states that she had a deterioration on many fronts over the next
12 months with increasing confabulation and reducing recall and capacity.
Her scores on cognitive screening tests were 22/30 in July 2014 and then
10/30 in June 2015 on the RUDAS test and MMSE scores of 29 out of 30
in February 2012 to 23 out of 30 in March 2014 and 22 out of 30 in March
2015.
[10] The Tribunal notes that an undated letter was provided by Dr O stating that
BDF had the capacity to make her own decisions following four
consultations since 20 September 2015 and an MMSE done by his nurse.
This is contrary to an earlier report prepared by Dr H which stated that at
the time of his review on 16 June 2015 he was of the opinion that BDF lacks
the capacity to manage her own finances and that the enduring power of
attorney for BDF should be enacted as there was significant vulnerability
existing in her case. Prior to that in a report of 9 March 2015, Dr H had
stated that in his opinion BDF lacked capacity to consent to surgery and that
her attorneys should be in agreement about any surgery.
[11] BDF attended the hearing and was unable to participate to any great
degree. The parties at the hearing indicated that they agreed that as a result
of her dementia BDF was not able to make personal and financial decisions.
That is not to say that she is not capable of expressing her wishes and the
Tribunal notes that she has a clearly expressed wish to stay in her own
home.
[12] The Tribunal is satisfied that BDF as a result of the effects of dementia has
impaired capacity to make decisions in regard to personal and financial
matters.
Guardianship
[13] BDF is currently residing in an aged care facility and it said that she has her
bags packed ready to go home and she wishes to be cared for by her
daughter DH with other external service provision to be provided. BDF’s
sister, BK confirms that she has discussed this with her sister while she had
capacity and that it was her wish that she be cared for at home by DH. DH
and VL, another one of BDF’s daughters support this change in BDF’s
accommodation and service provision. DH has also nominated herself as
guardian for BDF.
[14] DP and DS while acknowledging BDF’s desire to live in her own home
consider that she should continue to reside in the aged care facility in
accordance with the advice from medical professionals.
[15] There are two groups within the family with the major issue being the
continuing care of BDF. There also appears to be some issues between the
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daughters about how DH cared for her mother during the period she was
providing care.
[16] BDF has ongoing health issues which will require decisions to be made in
particular about her cholesterol, blood pressure and heart condition.
[17] While DH nominated herself as guardian for BDF if appointed she has
indicated that she will become her mother’s paid carer. When considering
whether someone is eligible to be appointed as guardian for an adult the
Tribunal may appoint a person as guardian only if the person is relevantly
not a paid carer for the adult2 and if a person is appointed as guardian and
they become a paid carer for the adult there appointment ends
automatically.3 The Tribunal must also consider that the person is
appropriate for appointment.4
[18] While DH is not currently a paid carer and so is eligible for appointment the
decisions which she is likely to make would result in her appointment being
revoked. The appropriateness considerations require that the person would
be available and accessible to the adult and there appropriateness and
competence to perform functions and exercise powers under an
appointment. I do not consider a person is appropriate for appointment as
guardian where the appointment is likely to be revoked by decisions which
they will make and they will then no longer be accessible to the adult in
terms of them being able to continue as guardian. DH is therefore not an
appropriate person to appoint as guardian for BDF.
[19] DP and DS nominated themselves as guardians for BDF. They are
supported in that role by their brother, SF and were appointed interim
guardians by the Tribunal for decisions about accommodation, health care
and the provision of services. While they have made their decisions in such
a way as to ensure that BDF’s needs are met those decisions are not
supported by DH and VL nor to the extent she is able to by BDF.
[20] DH and VL also complain that there has been a lack of consultation with
them and they are only told after decisions are made. DH provided
confirmation of this in emails received from DP and DS advising that BDF
had been placed at Emmaus Aged Care. Prior to this DH and VL had been
given 24 hours to give any suggestions for a suitable placement. DP and
DS responded that this decision was urgent and that they had fulfilled their
role by informing the other of decisions made.
[21] In my view consultation is a process of seeking views of interested persons
about decisions which are pending and not simply informing them of
decisions. While informing parties of decisions once made is important so
that they are aware of such things as where an adult is residing and their
care that is the outcome of a larger process and there must be consultation
before hand. This is to ensure that other family members feel that they have
2 GAA Act, s 14.
3 GAA Act, s 26.
4 GAA Act, ss 14 and 15.
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had a say in decisions which affect their loved ones and helps to ensure
harmony within the family group.
[22] The Tribunal when exercising power in relation to BDF must do so in
accordance with the general principles set out in schedule 1 of the Act.5 In
particular general principles 7 - which deals with the adult’s participation in
decision making and taking their wishes into account when making
decisions while ensuring the decisions are consistent with the adults proper
care and protection and 8 – maintenance of existing supportive
relationships.
[23] In this case DP and DS have made a decision that BDF reside in an aged
care facility which is against her wishes and means that she is not being
cared for by DH who is her preferred family carer.
[24] The material before the Tribunal and the oral evidence at the hearing make
it clear that there is a great deal of conflict between BDF’s children and that
the appointment of one group over the other may not lead to decisions which
will ensure that BDF’s care needs are met to the greatest extent possible in
accordance with her wishes.
[25] To ensure that all parties including BDF have valued input into decisions
which affect her and that in particular in regard to accommodation full
consideration is given to whether it would be possible to have her cared for
at home it is not appropriate to appoint DP and DS.
[26] As there are no other appropriate person available for appointment as
guardian6 I appoint the Public Guardian as guardian for BDF for decisions
about accommodation, health care and the provision of services for a period
of one year.
Administration
[27] BDF is in receipt of a part aged pension and a comsuper pension. She also
receives dividends form a share portfolio. BDF owns a home with its
contents and a motor vehicle. Her current expenses include aged care fees
and the expenses for rates, repairs and maintenance of her home. If BDF
is to continue to reside in aged care then decisions are required as to
whether to sell her home and pay the accommodation deposit or to rent it
and pay the accommodation charge. If she is to return home then decisions
will need to be made about how to fund her support services including DH.
[28] DP and DS obtained financial advice and had intended to sell BDF’s house
to pay her accommodation deposit. MC has also nominated as
administrator. She supports DH and had a plan which indicated that there
would be sufficient funds to pay for support services for several years from
the realisation of BDF’s other assets and then contemplated a reverse
mortgage over the house to pay for her ongoing care. MC is a well known
5 GAA Act, s 11.
6 GAA Act, s 14(2).
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financial planner and her competence to perform the role of administrator is
not in question. She is though not a neutral party and is supported by DH
and VL and not supported by DP and DS.
[29] Whoever is the administrator will have to work with BDF’s guardian and
consult with other interested parties to ensure that appropriate
arrangements are in place to not only protect her assets but to enable the
financial resources be available for any personal decisions. They will also
need to be acceptable to other interested parties so that BDF is not subject
to some parties antagonising her about the actions of the administrators. I
note that DP and DS were in agreement that the in the circumstances of the
family conflict it would be appropriate to appoint the Public Trustee of
Queensland
[30] For these reasons I am satisfied that the independent professional Public
Trustee of Queensland should be appointed as BDFs administrator for all
financial matters for one year. With the Public Trustee to provide a financial
management plan within four months and accounts as requested. During
the course of preparing these reasons, I noted that the Tribunal should have
made an order that the administrator file a copy of their order in the Registrar
of Titles office and the order has been amended accordingly.
Enduring power of attorney
[31] BDF made an enduring powers of attorney in 2006 at a time when there has
been no issue raised about her capacity. DP purported to resign as attorney
for BDF on 31 August 2015 and BDF made a new enduring power of
attorney on 24 September 2015. Both of these events occurred at a time
when BDF’s capacity was in question. The resignation would require the
approval of the Tribunal and the later enduring power of attorney would be
invalid if BDF was found not to have capacity. For these reasons it is not
certain who actually held power as attorney for BDF at the time of the
hearing. Though DH powers were revoked by her becoming paid carer for
BDF.
[32] The Tribunal has appointed a guardian and administrator for BDF and in
accordance with s 22 of the GAA Act any attorney for BDF may only
exercise to the extent authorised by the Tribunal. In this case that means
that they cannot be acted upon to the extent the appointments have been
made. There was no order made to this effect original and the order of the
Tribunal will be amended accordingly.
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Official source: https://www.sclqld.org.au/caselaw/QCAT/2016/038