Dupois v Queensland Television Ltd & Ors [2015] QCA 160
SUPREME COURT OF QUEENSLAND
CITATION: Dupois v Queensland Television Ltd & Ors [2015] QCA 160
PARTIES: CHARLES DUPOIS
(appellant)
v
QUEENSLAND TELEVISION LTD
ACN 009 674 373
(first respondent)
TCN CHANNEL NINE PTY LTD
ACN 001 549 560
(second respondent)
GENERAL TELEVISION CORPORATION PTY LTD
ACN 004 330 036
(third respondent)
NINE NETWORK AUSTRALIA PTY LTD
ACN 008 685 407
(fourth respondent)
KATE DONNISON
(fifth respondent)
GRANT WILLIAMS
(sixth respondent)
THERESE ZUANETTI
(seventh respondent)
FILE NO: Appeal No 4059 of 2015
SC No 2754 of 2012
DIVISION: Court of Appeal
PROCEEDING: General Civil Appeal
Miscellaneous Application - Civil
ORIGINATING
COURT: Supreme Court at Brisbane – Unreported, 30 March 2015
DELIVERED ON: 28 August 2015
DELIVERED AT: Brisbane
HEARING DATE: 6 August 2015
JUDGE: Holmes and Fraser JJA and North J
Separate reasons for judgment of each member of the Court,
each concurring as to the orders made
ORDERS: 1. Appeal dismissed.
2. Application for leave to adduce fresh evidence refused.
3. Until the conclusion of the trial of this action and any
appeal therefrom, these reasons for judgment not be
published on the court website or in any other forum
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without the prior leave of this Court or a judge of the
Supreme Court.
4. The appellant pay the respondents’ costs of and incidental
to the appeal to be assessed on the standard basis.
CATCHWORDS: PROCEDURE – SUPREME COURT PROCEDURE –
QUEENSLAND – PROCEDURE UNDER UNIFORM CIVIL
PROCEDURE RULES AND PREDECESSORS – SUMMARY
JUDGMENT – where the appellant sued the respondents for
defamation – where the appellant sought damages for
economic loss to the value of $50,000,000.00 – where the
primary judge concluded that the expert report filed by the
appellant was not admissible on the grounds of relevance and
for non-compliance with the rules of court – where the primary
judge found that there was no evidence to support the
proposition that the appellant had any realistic prospect of
success of establishing the economic loss – where the primary
judge dismissed part of the appellant’s claim pursuant to r 293
Uniform Civil Procedure Rules 1999 (Qld) – whether the primary
judge erred
APPEAL AND NEW TRIAL – APPEAL – GENERAL
PRINCIPLES – ADMISSION OF FURTHER EVIDENCE –
where the appellant sought to adduce fresh evidence in the
form of three affidavits – where the evidence was available at
the time of the hearing – whether the evidence would have had
an important influence on the result of the case – whether the
evidence was credible – whether the application to adduce
evidence should be allowed
Uniform Civil Procedure Rules 1999 (Qld), r 292, r 293, r 766
Clark v Ryan (1960) 103 CLR 486; [1960] HCA 42, cited
Clarke v Japan Machines (Australia) Pty Ltd [1984] 1 Qd R 404,
applied
Deputy Commissioner of Taxation v Salcedo [2005] 2 Qd R 232;
[2005] QCA 227, considered
Sellars v Adelaide Petroleum NL (1994) 179 CLR 332;
[1994] HCA 4, applied
Spencer v The Commonwealth (2010) 241 CLR 118; [2010]
HCA 28, cited
COUNSEL: The appellant appeared on his own behalf
R J Anderson for the respondent
SOLICITORS: The appellant appeared on his own behalf
Johnson Winter Slattery for the respondent
[1] HOLMES JA: I agree with the reasons of North J and the orders he proposes.
[2] FRASER JA: I agree with the reasons for judgment of North J and the orders
proposed by his Honour.
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[3] NORTH J: UCPR r 293 permits a court to give judgment for a defendant against a
plaintiff for all or part of the plaintiff’s claim if the court is satisfied that the plaintiff
has “no real prospects of succeeding” on all or that part of the plaintiff’s claim and
that “there is no need for a trial” of the claim or the part of the claim. An application
for, what is styled “Summary Judgment” may be made on application at any time
after filing a notice of intention to defend1.
[4] This appeal concerns the exercise of that power to dismiss part of a plaintiff’s claim
for damage claimed in respect of an alleged defamation. The appellant, who represented
himself on the appeal (as he has done in the proceedings below), is the only plaintiff.
He alleges that on 24 January 2012 in the television programme, “A Current Affair”
broadcast by the first, second, third and fourth defendants he was defamed as
a consequence of which he suffered loss and damage2. In the prayers for relief at the
end of the Statement of claim the appellant claims:
“(A) $250,000.00 – General Damages for Defamation, Such
Damages being calculated as a global sum.
(B) $500,000.00 - $1,000,000.00 – As Aggravated Damages.
(C) $50,000.000.00 – By way of Economic Loss.
(D) Interest.
(E) Costs.”
[5] On 30 March 2015 Jackson J, sitting in application jurisdiction ordered3:
“Pursuant to UCPR rule 293 that part of plaintiff’s claim in paragraph
11 of the Further Amended Statement of Claim and paragraph C of the
claim for relief is dismissed;”
[6] In order to better understand the issue before his Honour and in this appeal it is
convenient to set out the appellant’s pleaded case for damages4:
“LOSS AND DAMAGE
10. In the premises each of the defendant’s is liable to the plaintiff
for damages for defamation including aggravated damage by
reason of the publication the plaintiff has been brought into
hatred, ridicule and contempt and has been gravely injured in his
character, his reputation and has suffered hurt and embarrassment
and has and will continue to suffer loss and damage.
11. Further by reason of the broadcast:
(a) The agreement entered into with an existing Australian /
American registered public company namely Save the
World Technologies’ INC and the plaintiff to incorporate
his World Peace project, including his World Peace and
1 UCPR r 293(1).
2 Further Amended Statement of Claim, 29 August 2014, AR 295.
3 AR 319.
4 Further Amended Statement of Claim Harris paras 10-12.
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Humanitarian Anthem titled ‘If We Can Dream’ recorded
by the plaintiff as the recording artist for a personal fee of
AUD $ 50,000,000.00 payable to him was cancelled by
the director namely Lyn Muller and its shareholders. The
payment was due to come from the public company
platform obtaining two billion dollars in share sales and
revenue throughout 200 hundred different countries who
were to be involved in this global World Peace Project.
(b) The agreement referred to in 11(a) herein was entered into
on Friday the 20th of January 2012 by way of a verbal
agreement, confirmed by a hand shake between the plaintiff
and the managing director of the aforesaid public company
which took place in the managing directors home on the
gold coast Queensland, with the intention of formalising
the agreement into a written contract the following week.
(c) The plaintiff who is an established International Recording
Artist, TV Host and an officially endorsed World Peace
Ambassador, also entered into an agreement with the
aforesaid public company to co-star in a motion picture
with actor Steven Segal that they intended to produce, that
agreement has now also been cancelled. The monetary
payment to co-star opposite actor Steven Segal which was
still in negotiation with the plaintiff has now been withdrawn.
(d) The principle terms of the agreement required the
plaintiff to hand over his entire World Peace project to the
public company to be promoted as a major part of its
platform to float a large public share issue both in
Australia and America that would produce revenue from
share sales in excess of two billion dollars.
(e) As the plaintiff is the owner and creator of the World
Peace project involving 200 countries is was a term of the
said agreement that the plaintiff will be paid a fee of AUD
$ 50,000,000.00 (fifty million dollars) and the balance of
the revenue raised from share sales would be used to
finance the said World Peace project and any unsold
shares would be distributed equally between the parties.
(f) It was a further term of the said agreement that the
plaintiff would receive his fee of AUD $ 50,000,000.00
as soon as that amount was raised from the sale of the
International share float to the public.
(g) The said agreement was cancelled by the managing
director on the morning of the day after the publication of
the said broadcast of the A Current Affair segment, by
a conversation between the managing director and the
executive producer of the World Peace project over the
telephone as a direct result of the said broadcast and in
particular the constant defamatory accusations on the
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plaintiffs character and reputation with respect to his family
and his past business dealings highlighted in the broadcast.
(h) Full particulars of the identity of the public company and
its managing director, the distribution and viewership of
the said broadcast will be supplied after the completion of
discovery and after interrogatories has have been
administered.
12. As a consequence of the matters pleaded in paragraph 13 11
hereof the plaintiff has lost income of $ 50,000.000 and has also
lost his opportunity of being recognised in front of Hollywood
Producers in other potential Hollywood acting roles.”
[7] It is apparent from the statement of claim that the appellant’s claim for economic loss
of $50,000,000.00 is premised upon an agreement between himself and a public
company Save the World Technologies Inc made in a conversation between the
appellant and the managing director of that public company on Friday 20 January
20125. Under the agreement the appellant was to “handover” his World Peace project,
including his World Peace and Humanitarian Anthem titled “If We Can Dream”, to
the public company “to be promoted as a major part of its platform to float a large
public share issue” in Australia and the USA6. Further, in consideration of this, it
was a term of the agreement that the appellant would be paid a “personal fee” of
$50,000,000.00 “as soon as that amount was raised from the sale of the International
share float to the public.”7
[8] In argument we were informed that on 21 October 2014 Flanagan J had made orders
and directions that the appellant file and serve:
A statement of his evidence-in-chief and a list of documents he intended
to tender at trial;
A list of lay witnesses he intended to call at trial and (save as their
evidence may be summarised in affidavits already filed) a precis of their
evidence;
Any expert report,
by dates specified in that order.8 The appellant complied with these orders and
directions so that when the application was heard by his Honour the evidence upon
which the appellant relied was known.
[9] In making the orders and directions Flanagan J was facilitating the early identification
of the issues between the parties and the evidence relied upon to prove the appellant’s
case as pleaded. In particular, for the purposes of this appeal, the evidence, including
expert evidence, relied upon as proof of the probable success of the float and public
share issue to be carried out by Save the World Technologies Inc sufficient to generate
revenue to enable payment to the plaintiff of the $50,000,000.00 fee9 was before his
Honour at the hearing of the application for summary judgment. One of the
5 Further Amended Statement of Claim paras 11(a) and (b).
6 Further Amended Statement of Claim paras 10(a) and (d).
7 Further Amended Statement of Claim paras 11(a), (e) and (f).
8 See exhibit 1 on the Appeal.
9 The statement of the appellant’s evidence, the affidavits or precis of the lay evidence, the list of
documents filed pursuant to the order of Flanagan J was reproduced at AR 144-175.
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documents filed was styled a “Valuation & Analysis” comprising some 21 pages
authored by a Patrick Brodnik. It is the only document styled expert report filed in
response to the order of Flanagan J.10 In addition a CV of Mr Brodnik was filed11.
[10] The consideration of the claim pleaded for $50,000,000.00 in damages leads inevitably to
the conclusion that an award of that amount could only follow from a conclusion that
the prospects of success of the float and public share issue were so high that it was
certain that revenues in excess of $50,000,000.00 would follow thus enabling the
payment as alleged in paragraph 10(f) of the statement of claim. Such an assessment
involved a consideration of a hypothetical of the nature considered by the High Court
in Sellars v Adelaide Petroleum NL12. Further that for such a finding to be made
a court would have to be persuaded by a body of expert evidence from those experienced
in floats and public share issues involving projects, including the anthem, of the nature
described in the statement of claim. Thus it is not surprising that the examination of the
expert evidence available in support of the plaintiff’s claim was at the forefront of his
Honour’s reasons.
[11] It is apparent from the transcript of the hearing before his Honour that he had an
opportunity to carefully read the affidavits and exhibited evidence13 so that when both
parties had made oral submissions he was in a position to give judgment and state his
reasons. When his Honour turned to a consideration of the appellant’s claim for
special damages of $50,000,000.00 and the report of Mr Brodnik he said:14
“The only expert report in support of the claim for special damages of
AUD$50 million is one prepared by Patrick Brodnik, which is dated
12 December 2014. In 22 pages, Mr Brodnik prepared what is headed
an International Property Valuation Assessment and Analysis, Including
the Initial Public Offering for the International Stock Market for “One
World Music, Film and TV Pty Ltd”. On page 3 of the report, Mr Brodnik
refers to a business forecast for OWMFTV, which is the acronym for that
company, which he says has a market value in excess of $200 million
based on a list of projects which are 11 in number. Only two of those
items appear to relate to the subject matter of paragraph 11 in the
statement of claim, or perhaps three.
There are problems with this report. It is unnecessary to deal with
them all. But, for present purposes, a couple of observations are pertinent.
First, the conclusion at page 21 of a net worth appraisal in Australian
dollars includes projections as to the value of various items that appear
to relate, and, on the face of the document, do relate, to all the relevant
projects. Second, the opinions expressed by Mr Brodnik are apparently
based on details which are not set out and assumptions which are not
set out in the report. …
…
Mr Dupois submits that the complaints made about Mr Brodnik’s
report, to some extent, miss the point. He submits, specifically, that
10 The report is found at AR 178-199; see further AR 179 confirming its designation as an expert report.
11 See AR 136-139.
12 (1994) 179 CLR 332 at 349 ff.
13 See T1-10 l 1-5, AR 10.
14 AR 38, reasons at line 7 ff.
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OWMTV has nothing to do with the public company platform referred
to in paragraph 11, subparagraph (a) of the further amended statement
of claim. That public company platform was never brought into
existence and was to be solely for the World Peace Project or the
International World Peace Project, as it is described.
The immediate difficulty which that submission raises is that if
Mr Brodnik’s report as to the value of OWMTV is, as Mr Dupois submits,
not relevant to the question of the claim for special damages alleged
in paragraph 11 of the further amended statement of claim, then
notwithstanding that the time for the production or service of the
plaintiff’s evidence in support of that claim has passed, there is
nothing at present which supports it.
The plaintiff relies on the fact that there is evidence of making the
agreement, and it was submitted that there might be other evidence
about that. For present purposes, I am prepared to act on that footing.
He further submits that the professional production of what is described as
the 2009 World Peace Theme Song, ‘If We Can Dream’, is evidence
of the quality of the project. I am prepared, also, to act on that assumption.
Nevertheless, the problem remains that there is no evidence that
supports the proposition that the plaintiff has any realistic prospect of
success of showing that $50 million would have been paid to him if
the agreement which he alleges in paragraph 11 had not been brought
to an end following the alleged defamatory broadcast. The fee-earning
basis which he alleges is of a complex and large scale financial project.
It is pleaded that it would have involved a public company platform
obtaining revenue throughout 200 different countries and a float of
a large public share issue both in Australia and America.
There is no evidence which has been produced by the plaintiff in
accordance with the directions of the court to date in support of
a finding of fact that such a financial undertaking had any realistic prospect
of happening if the alleged defamatory broadcast had not been made.”
[12] After considering other matters relating to the appellant’s claim for $50,000,000.0015
his Honour proceeded16:-
“On the evidentiary material presently available, in my view, the
plaintiff has not reached the hurdle of showing there is a real prospect
of success, and the defendant has established the contrary. The plaintiff
submitted that the defendant has adduced no evidence on this question,
but the simple fact is that it is not for the defendant, and will not be for
the defendant at trial, to do so unless there is some admissible evidence
which can support the claim on the footing that I have mentioned.
The plaintiff’s claim is one for defamation. He seeks trial by jury. The
evidence which will go before the jury, on the face of it, in answer or
in support of the plaintiff’s claim must be admissible. Mr Brodnik’s
15 Including considering whether in point of law the appellant’s claim for economic loss should be
categorised as a claim for a loss of opportunity consistent with the reasoning of the High Court in
Sellars v Adelaide Petroleum NL (1994) 179 CLR 332.
16 AR 40, line 11-25.
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report appears, clearly, to be not admissible on the grounds both of
relevance and because it does not comply with the rules of court. The
plaintiff, in his summary of evidence, does not foreshadow any admissible
evidence or proof which will potentially mount the threshold required.
There is no other indication in the material or in any evidence that the
parties referred to me that the plaintiff will be able, or might be able,
to do so.”
His Honour concluded that the plaintiff had no real prospects of success in his claim
for $50,000,000.00 and proceeded to give judgment for the defendants on that part of
the plaintiff’s claim under r 293.
[13] In argument the appellant reminded us of some of the authorities in Australia and
elsewhere concerning the power of the court to summarily determine a claim or
defence or part thereof. In Deputy Commissioner for Taxation v Salcedo [2005]
2 Qd R 323 this court had occasion to consider the power to summarily determine
proceedings against a defendant under UCPR r 292 but the reasoning of the court and the
principles discussed were directed to both UCPR r 292 and r 29317. In his reasons Williams
JA18 said19:-
“[11] … Rule 292 and r 293 brought about significant changes in the law
and procedure relating to summary judgment. The wording of
r 292 and r 293 is clearly based on the drafting used in Part 24
of the Civil Procedure Rules (UK) which came into force in the
United Kingdom in 1999. In Swain v Hillman [2001] 1 All ER 91
of the Court of Appeal had to consider rule 24.2, the equivalent
of r 292. Lord Woolf MR said at 92:
‘The words “no real prospect of succeeding” do not need
any amplification, they speak for themselves. The word
“real” distinguishes fanciful prospects of success or …
they direct the court to the need to see whether there is a
“realistic” as opposed to “fanciful” prospect of success.’
Later, again speaking of the rule, he said at 94:
‘It saves expense; it achieves expedition; it avoids the
court’s resources being used up on cases where this
serves no purpose, and I would add, generally, that it is
in the interests of justice. If a claimant has a case which
is bound to fail, then it is in the claimant’s interests to
know as soon as possible that that is the position.
Likewise, if a claim is bound to succeed, a claimant
should know that as soon as possible.’
In his reasons at 95, Pill LJ accepted that the term ‘real’ was
used in contradistinction to ‘fanciful’. The third member of the
court, Judge LJ, whilst recognising that summary judgment was
a “serious step”, went on to say at 96:
‘This is simple language, not susceptible to much
elaboration, even forensically. If there is a real prospect
17 Deputy Commissioner of Taxation v Salcedo [2005] 2 Qd R 232 at 233 per McMurdo P at [2] & [3].
18 With whom McMurdo P and Atkinson J agreed.
19 Deputy Commissioner of Taxation v Salcedo [2005] 2 Qd R 232 at 235, 234-237, [11]-[17].
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of success, the discretion to give summary judgment does
not arise merely because the court concludes that success
is improbable.’
[12] Wilson J followed and applied that approach in Foodco
Management Pty Ltd v Go My Travel Pty Ltd [2002] 2 Qd R 249.
At 254 her Honour emphasised that the ‘test is that of “no real
prospect” of success and not that of improbability of success’.
[13] The approach adopted by the Court of Appeal in Swain v Hillman
was approved by the House of Lords in Three Rivers District
Council v Bank of England (No 3) [2003] 2 AC 1; particular
reference should be made to Lord Hope of Craighead at 259-260,
Lord Hutton at 272-273, and Lord Hobhouse of Woodborough
at 282-283. Lord Hope at 260 approved of a statement that:
‘particularly in the light of the CPR, the court should look
to see what will happen at the trial and that, if the case is
so weak that it had no reasonable prospect of success, it
should be stopped before great expense is incurred.’
But in saying that, and this is a theme running through all the
judgments, the overriding consideration must be the just disposition
of the case – there must be a fair hearing. As Lord Hope put it
again at 260:
‘I think that the question is whether the claim has no real
prospect of succeeding at trial and that it has to be
answered having regard to the overriding objective of
dealing with the case justly.’
It is clear from his Lordship’s reasoning that the test to be
applied was whether there was a ‘real prospect of succeeding’;
the test should not be formulated by using other verbiage. As
Lord Hobhouse expressed at 282: ‘The criterion which the
judge has to apply under Part 24 is not one of probability; it is
absence of reality.’
[14] This Court approved that approach in Queensland University of
Technology v Project Constructions (Aust) Pty Ltd (in liq)
[2003] 1 Qd R 259. There Holmes J, with the concurrence of
Davies JA and Mullins J, speaking of r 293(2) and the
expression ‘no real prospect of succeeding’ said at 264-265:
‘That level of satisfaction may not require the meeting of
as high a test as that posited by Barwick CJ in General
Steel: “that the case for the plaintiff is so clearly untenable
that it cannot possibly succeed”. The more appropriate
inquiry is in terms of the Rule itself: that is, whether
there exists a real, as opposed to a fanciful, prospect of
success. However, it remains, without doubt, the case
that: “great care must be exercised to ensure that under
the guise of achieving expeditious finality a plaintiff is
not improperly deprived of his opportunity for the trial of
his case.”’
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In making that statement her Honour made a footnote reference
to Swain v Hillman and Three Rivers District Council v Bank of
England (No 3).
[15] The question was also considered by this Court in Bernstrom v
National Australia Bank Ltd [2003] 1 Qd R 469. Jones J, with
the concurrence of Cullinane J, said of r 293(2) at 475:
‘This new rule results, not only in a change in terms, but
also reflects a change in the philosophy from that
embodied in the former rules and in the propositions
identified in Fancourt v Mercantile Credits Ltd (1983)
154 CLR 87 at 99. Wilson J considered this new rule in
Foodco Management Pty Ltd v Go My Travel Pty Ltd and
found guidance in the approach taken by the Court of
Appeal in the United Kingdom in Swain v Hillman.’
After quoting passages from the judgment of Lord Woolf in
Swain v Hillman, Jones J went on to say at 475-476:
‘This statement by Lord Woolf is clearly consonant with
the philosophy of the UCPR as set out in r 5. It is this
philosophy which underpins the change in approach
reflected in the new rules. These remarks apply with equal
force to both rr 292 and 293 of the UCPR. …. In my
view, the reasoning of the Court of Appeal (UK) in Swain
should be adopted as setting the proper test for applications
pursuant to rr 292 and 293 of the UCPR.’
[16] Finally it should be noted that PD McMurdo J, with whom
McPherson JA agreed, (and who constituted the majority in
Gray v Morris) said at 133:
‘With respect to those who may have expressed a different
view, it seems to me that rr 292 and 293 should be applied
by reference to their clear and unambiguous language,
without a need for any paraphrase or comparison with
a previous rule. But in the application of the plain words
of rr 292 and 293, and in particular the consideration of
whether there is a need for a trial, a court must keep in
mind why the interests of justice usually require the
issues to be investigated at a trial.’
[17] That review of the authorities clearly establishes to my mind
that there has been a significant change brought about by the
implementation of r 292 and r 293 of the UCPR. The test for
summary judgment is different, and the court must apply the
words found in the rule. To use other language to define the test
(as was contended for in this case by counsel for the appellant
relying on the reasoning of Chesterman J in Gray v Morris) only
diverts the decision-maker from the relevant considerations.
But, and this underlies all that is contained in the UCPR,
ultimately the rules are there to facilitate the fair and just
resolution of the matters in dispute. Summary judgment will
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not be obtained as a manner of course and the judge determining
such an application is essentially called upon to determine
whether the respondent to the application has established some
real prospect of succeeding at a trial; if that is established then
the matter must go to trial. In my view, the observations on
summary judgment made by the judges of the High Court in
Fancourt v Mercantile Credits Ltd (1983) 154 CLR 87 at 99 are
not incompatible with that application of r 292 and r 293; what
is important is that in following the broad principle laid down
by their Honours the test as defined by the rules is applied.”
[14] In Spencer v The Commonwealth of Australia20 the High Court considered the power
found within s 31A(2) of the Federal Court of Australia Act 1976 (Cth) to summarily
determine a claim when the court is satisfied that a party has “no reasonable prospect
of successfully prosecuting” the proceeding or part thereof. The section considered,
as a whole, is very different from the rules of this court21 but while noting the careful
injunction made by their Honours22 that it would be dangerous to apply in the context
of s 31A what had been said about the test of “no real prospect” in the United Kingdom,
there is, I consider, nothing in their Honours’ judgment concerning the test provided
for under the Federal Court Act and how the Federal Court should apply its power to
suggest that the guidance offered by the judgment of this court in Deputy Commissioner of
Taxation v Salcedo upon the provisions of the UCPR was inconsistent with the High
Court’s judgment in Spencer v The Commonwealth23.
[15] His Honour’s criticisms of the “Valuation & Analysis” authored by Mr Brodnik24 are
well made25. The report does not consider the prospects of success of the float and
public share offering referred to in the pleadings nor does it offer any analysis or
opinion evidence of the income that might be generated from such an enterprise.
Rather it appears to be a discussion of the “intrinsic market value”26 of an entity
known as One World Music Film and TV Pty Ltd which is not referred to in the
plaintiff’s statement of claim. Further in so far as Mr Brodnik purports to value “the
intrinsic market value” of the company the report contains no information or evidence
detailing the assets of the corporation how those assets might be valued nor how they
relate to the float and public share issue the subject of the Statement of Claim. His
Honour was correct when he said that the opinions expressed by Mr Brodnik were
not based upon details of information or assumptions from which an assessment can
be made of the worth of the opinion expressed27.
[16] Further the curriculum vitae of Mr Brodnik28 offers no basis from which it could be
concluded Mr Brodnik had either from training or qualifications or from experience
20 (2010) 241 CLR 118.
21 Consider for example s 31A(3).
22 Consider Spencer v The Commonwealth (2010) 241 CLR 118 per Hayne, Crennan, Kiefel and Bell JJ
at p 140, [57].
23 Consider Spencer v The Commonwealth (2010) 241 CLR 118 at 131-132, [24] per French CJ and
Gummow J and the careful reminders of McMurdo P and Williams JA in Deputy Commissioner of
Taxation v Salcedo [2005] 2 Qd R 232 at 233, [3] and at [17] quoted above.
24 AR 178-199.
25 Including the failure of the author to comply with UCPR r 428(c).
26 AR 199.
27 Indeed from a reading of the report Mr Brodnik’s introduction to the report (at AR 179) and from the
curriculum vitae (AR 136-139) it is difficult to ascertain how Mr Brodnik might be qualified to offer
expert opinion evidence of a valuation and analysis of such a corporation.
28 AR 136-139.
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(or from any combination) necessary qualifications to offer an expert opinion of the
prospects of success of the float and public share issue pleaded in the statement of
claim29 sufficient to guarantee returns to enable the fee of $50,000,000.00 to be paid.
So even if he had offered an opinion relevant to the matters pleaded in the statement
of claim, which he did not, there is no basis suggested in either the document styled
“Valuation & Analysis” or the curriculum vitae for the reception of opinion evidence
upon these matters30. At the hearing of the appeal a further difficulty concerning the
status of Mr Brodnik to offer opinion evidence as an expert independent of the parties
emerged. In his affidavit filed as part of the application made by the appellant to
adduce fresh evidence31 it emerged that Mr Brodnik was a shareholder in the public
company that had allegedly entered into the contract with the appellant. Mr Brodnik
swore32 that he was actively working with the public company and was consulted by
its directors and management concerning the matters the subject of the contract. The
association that Mr Brodnik had with Save the World Technologies Inc casts serious
doubt on his standing to offer independent expert evidence of the matters the subject
of his report consistent with the obligations of an expert witness and such witness’s
duty to the court33.
[17] The evidence of the other witnesses the plaintiff proposed to call in his case was
before his Honour in the form of précis or affidavits34. While that evidence in general
supports the plaintiff’s own evidence of the fact of making the agreement with Save
the World Technologies Inc there was no evidence from those witnesses from which
it might be concluded that the public float and share issue in Australia and the United
States might be successful. So while there is evidence from some that the song or
anthem was a quality product and might be popular there is no evidence from persons
with demonstrated experience in merchant banking, underwriting floats and public
share issues, stockbrokers or from those with considerable experience in ventures of
a like kind to that proposed in the statement of claim.
[18] In short, at the hearing of the application for summary judgment the appellant offered
no evidence in an admissible form upon the matters discussed by his Honour. Nor
did the appellant place any evidence before his Honour from which it might be
concluded that the appellant had any prospect of obtaining evidence upon this issue.
[19] In the absence of any evidence or the suggestion of the possibility that any evidence
was available the appellant’s prospect of success upon this aspect of his claim could
at its highest be described as fanciful. In argument before us neither side was able to
direct our attention to an instance where the judgment had been entered summarily in
favour of one party against another in like circumstances on part of a claim for
damages for defamation. This, of itself, is not surprising for the occasions in which
summary judgment might be indicated would, because of the great care that should
be taken before exercising discretion to give judgment, be so rare as to be an extraordinary
occurrence. In my view this is such an extraordinary occurrence. His Honour was
correct to give judgement for the defendants. There was no real prospect of the
appellant succeeding on the part of this claim for which judgment was given.
29 See para 11(d).
30 Consider Clark v Ryan (1960) 103 CLR 486, per Dixon CJ at 491-492.
31 See application filed 30 June 2015 and affidavit Patrick Brodnik filed 30 June 2015.
32 Paragraph 5 of the affidavit filed 30 June 2015.
33 See for example UCPR r 428(3)(e).
34 AR 144-173.
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[20] At the hearing of the appeal probably in belated acknowledgment of the deficiencies
identified by Jackson J, the appellant sought to tender fresh evidence35 pursuant to
UCPR r 766(1)(c). The evidence was in affidavit form being an affidavit of the appellant36,
an affidavit of Mr Patrick Brodnik37 and an affidavit of Mr Peter John Blyton38. In
respect of all three gentlemen it is to be noted that each of them had either by way of
précis or by way of affidavit, provided evidence that was placed before his Honour at
the hearing of the application below. By way of explanation why the evidence that
these deponents were seeking to give was not included in the material before his
Honour, the appellant said that he did not foresee at the time of the hearing the need
for any further clarification of the existing evidence and he pointed to the circumstance that
he was a self-represented litigant with no legal training.
[21] UCPR r 766(1)(c) permits the reception of further evidence upon questions of fact
providing “special grounds” are demonstrated. It is well established that three conditions
are relevant to the demonstration of “special grounds”39:
“First it must be shown that the evidence could not have been obtained
with reasonable diligence for use at the trial: second, the evidence
must be such that, if given, it would probably have an important
influence on the result of the case, although it need not be decisive:
third, the evidence must be such as is presumably to be believed, or in
other words, it must be apparently credible, though it need not be
incontrovertible.”
[22] It will be readily apparent that the appellant does not assert that the evidence was
unavailable at the time of the hearing even with the exercise of “reasonable diligence”, all
three deponents were available and provided affidavit or statement evidence that was
before his Honour. But putting that matter to one side for the moment in the
circumstance that the application determined by his Honour was one for summary
judgment and that the appellant was representing himself it is with respect to the other
two of the circumstances that the appellant has greatest difficulty40. The affidavit of the
appellant goes no further than to repeat some of what he had said in the précis of his
evidence and affidavits that were before his Honour, to explain why the further
affidavits of Mr Brodnik and Mr Blyton were not available and to attempt to put their
evidence or potential evidence in context. The evidence of Mr Brodnik essentially
went no further than his “Valuation & Analysis”. In his affidavit he confirmed, consistently
with the finding by his Honour below, that the “Valuation & Analysis” was primarily
to evaluate the company One World Music, Film and TV Pty Ltd and its projects41.
Although he went on to offer an opinion as to the probable success of the project as
he understood it there was to be floated on the “international stock exchange” he
offered no further information justifying any contention that he may be qualified to
offer an expert opinion. In his affidavit Mr Blyton deposed that he was an established
international recording producer and engineer with 30 years experience in the industry
having worked extensively with a number of famous artists. He swore that he had
35 Application filed 30 June 2015.
36 Sworn 29 June 2015, filed 30 June 2015.
37 Sworn 29 June 2015, filed 30 June 2015.
38 Sworn 28 June 2015, filed 30 June 2015.
39 Clarke v Japan Machines (Aust) Pty Ltd [1984] 1 Qd R 404 per Thomas J at 408.
40 The credibility of the evidence and the consideration as to whether, if it had been available, it would have had
an important influence on the result of the case and potentially be decisive often might assume more
significance than the former, consider Orr v Holmes (1948) 76 CLR 632 at 641 to 642 per Dixon J.
41 Affidavit filed 30 June 2015 at para 3.
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been in charge of staging large successful concerts with well-known international
recording artists as well as producing hit songs. In his affidavit he went on to offer
the opinion that the potential income generating possibilities of the song that the
plaintiff had written was great and he suggested that sales alone might be estimated
to exceed $200,000,000.00. Unfortunately, as is the case with Mr Brodnik’s evidence,
Mr Blyton offered no basis for any conclusion that he might be qualified as an expert
to offer an opinion as to the prospects of success of the float and public share issue.
So while Mr Blyton’s evidence does support the conclusion that the peace theme
song, “If We Can Dream” is a quality project, and I am prepared to act upon that
assumption, as was his Honour below, it is not evidence of the critical matter raised
by the pleadings identified by his Honour below.
[23] In the circumstances I am not persuaded that the evidence could not have been
obtained with reasonable diligence at the hearing below. And, perhaps more
importantly, the evidence is not credible expert opinion evidence and because of that,
even if it had been available at the hearing before his Honour, it would not have
altered the result.
[24] During the course of argument at the hearing of the appeal it became apparent that
there is another obstacle to success by the appellant for his claim for $50,000,000.00.
On more than one occasion in argument the appellant made it plain that the “World
Peace Project” which included his Anthem was in fact owned by the company One
World Music, Film and TV Pty Ltd, the company purportedly valued by Mr Brodnik.42 In
argument the appellant informed us that he was the sole shareholder of that company,
nevertheless it became apparent that the rights to the successful promotion of the
project and song were held by the company not the plaintiff and it is the company
rather than the plaintiff who would be entitled to payment of the fee apparently
negotiated between the plaintiff and Save the World Technologies Inc.43 For this
additional reason it is apparent that the plaintiff’s claim for $50,000,000.00 has no
real prospects of succeeding.
[25] The appellant has not persuaded me that there was any error on the part of Jackson J.
It is plain from his Honour’s reasons that he well understood the test to be applied
when considering an application for summary judgment. In the state of the evidence
his Honour was right to enter judgment for the defendants.
[26] The fresh evidence sought to be tendered at the hearing of the appeal does not meet
the grounds required for the reception of fresh evidence and the application to adduce
fresh evidence should, for the reasons I have given, be refused. For a number of
reasons relating to the circumstance that the trial of this action is to be before a judge
and jury it is desirable that any publicity of pre-trial rulings or applications be, so far
as is possible, limited so as not to prejudice the integrity of any trial. For that reason,
it is desirable that a non-publication order be made.
[27] For the reasons I have given the orders I propose are:
1. Appeal dismissed.
2. Application for leave to adduce fresh evidence refused.
3. Order until the conclusion of the trial of this action and any
appeal therefrom, that these reasons for judgment not be
published on the court website or in any other forum without the
prior leave of this court or a judge of the Supreme Court.
42 T1-14 l 15; T1-23 l 45; T1-24 l 10.
43 T1-24 l 31-38; T1-26 l 5.
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[28] The respondents have been successful on the appeal from a judgment in which they
were successful in obtaining summary judgment on one aspect of the plaintiff’s claim.
No circumstances have been identified why the costs of this appeal should not follow
the event. I would order that the appellant pay the respondents’ costs of and incidental
to the appeal to be assessed on the standard basis.
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Official source: https://www.sclqld.org.au/caselaw/QCA/2015/160